Licensed Holder Regulated Activity Restricted Activity Principal Company Licence Number Licence Since Status Remarks Lau Keng Lim Financial Planning Standard Financial Adviser Sdn Bhd CMSRL/A9383/2008 25/Oct/2014 Valid Lim Chia Rho Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities Maybank Investment Bank Berhad CMSRL/A9873/2009 25/May/2014 Ceased

A Ismail Jinna bin Abdul Rahman Dealing in Securities SJ Securities Sdn Bhd CMSRL/A6256/2007 09/Aug/2007 ValidA S V Thirughana Sambanthar a/l Renoo Kenanga Deutsche Futures Sdn Bhd P/A0596/FBR/1997 05/Sep/2003 CeasedA. Bakar bin Buyong ECM Libra Securities Sdn. Bhd. P/A3497/DR/1998 10/Jul/1999 CeasedA. Huzaime bin Abdul Hamid RHB Securities Sdn. Bhd. P/A4708/DR/2000 29/Mar/2001 CeasedA. Huzaime bin Abdul Hamid Alliance Capital Asset Management Sdn Bhd P/A0482/FMR/2002 29/Mar/2001 CeasedA. Ismail Idris OSK Investment Bank Berhad PPS(s)5/3022 17/Apr/1996 CeasedA. Paranthaman a/l A. Arumugam Dealing in Securities Maybank Investment Bank Berhad CMSRL/A4875/2007 01/Jun/2007 ValidA. Rahman bin Mohamed AFFIN HWANG INVESTMENT BANK BERHAD P/A3686/DR/1998 23/Oct/2004 CeasedA.N. Chandrasegar a/l Nadarajan Amanah Futures & Options Sdn Bhd P/A1113/FBR/1998 28/Nov/2002 CeasedA.N. Chandrasegar a/l Nadarajan TA Futures Sdn Bhd P/A2023/FBR/2005 28/Nov/2002 ExpiredA'Abidah binti Jamaludin Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A6208/2007 26/Jun/2007 ValidA'Aishah binti Abdul Latif Kuala Lumpur City Securities Sdn. Bhd. P/A1492/DR/1997 08/Mar/2005 CeasedAaron Agnel a/l Maria Dasan Dealing in Securities

Advising on Corporate Finance KENANGA INVESTMENT BANK BERHAD CMSRL/B2072/2011 08/Apr/2008 Ceased

Aaron Agnel a/l Maria Dasan Fund Management Libra Invest Berhad CMSRL/B5288/2014 08/Apr/2008 ValidAaron Agnel a/l Maria Dasan Advising on Corporate Finance Maybank Investment Bank Berhad CMSRL/A8214/2007 08/Apr/2008 CeasedAaron Kee Jenn Foong Advising on Corporate Finance Maybank Investment Bank Berhad CMSRL/B4354/2013 27/Dec/2014 CeasedAaron Koh Hsien Loong Dealing in Securities RHB Investment Bank Berhad CMSRL/B5262/2014 16/Dec/2014 CeasedAaron Lau In-tsoi Financial Planning Phillip Wealth Planners Sdn. Bhd. CMSRL/B4284/2013 25/Nov/2014 ValidAaron Ling Chuan Wei Dealing in Derivatives RHB Investment Bank Berhad CMSRL/B5067/2014 25/Sep/2014 CeasedAaron Tan Wei Min Investment Advice MIDF Amanah Investment Bank Berhad CMSRL/B3793/2013 28/Jun/2015 ValidA'Azis bin Haji Abd Rahman Dealing in Securities TA Securities Holdings Berhad CMSRL/A6097/2007 13/Mar/2007 ValidAb Aziz bin Ab Hamid Mayban Securities Sdn Bhd PPS(s)5/5238 07/Mar/2005 CeasedAb Aziz bin Ab Hamid Dealing in Securities OSK Investment Bank Berhad CMSRL/B0587/2010 07/Mar/2005 CeasedAb Halim bin Hussain Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A0622/2007 07/Feb/2007 ValidAb Karim bin Wahab AmSec Holdings Sdn. Bhd. PPS(s)5/6233 05/Mar/1998 CeasedAb Karim bin Wahab Dealing in Securities PUBLIC INVESTMENT BANK BERHAD CMSRL/A6403/2007 05/Mar/1998 CeasedAb Latiff bin Chemat Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A2899/2007 25/Jun/2007 ValidAb Rahim bin Abu Bakar Mayban Securities Sdn Bhd P/A1819/DR/1997 08/May/1994 CeasedAb Rahim bin Abu Bakar PM Securities Sdn Bhd PPS(s)5/853 08/May/1994 ExpiredAb Rahim bin Ali Dealing in Securities Inter-Pacific Securities Sdn Bhd CMSRL/A1556/2007 30/Aug/2007 CeasedAb Rahman bin Ab Latif Dealing in Securities AmInvestment Bank Berhad CMSRL/A2266/2007 11/May/2007 CeasedAb Rahman bin Hj Wan CIMB Securities Sdn Bhd P/A0160/DR/1996 20/Dec/1997 CeasedAb Rasid bin Hassan Malacca Securities Sdn Bhd PPS(s)5/2468 28/Feb/2004 ExpiredAb. Aziz bin Abdullah OSK Investment Bank Berhad PPS(s)5/7025 27/Feb/1997 CeasedAb. Aziz bin Shafii Dealing in Securities TA Securities Holdings Berhad CMSRL/A4470/2007 27/Apr/2007 ValidAb. Ghani bin Mohd Nor Dealing in Securities RHB Investment Bank Berhad CMSRL/A0840/2007 08/Jun/2007 ValidAbang Feizal bin Abang Ibrahim Sarawak Securities Sdn Bhd PPS(s)5/5173 30/Mar/1998 CeasedAbang Saffary bin Abang Mon Sarawak Securities Sdn Bhd P/A1734/DR/1997 16/May/2001 CeasedAbang Sulaiman bin Abang Naim Sarawak Securities Sdn Bhd PPS(s)5/5174 06/May/1998 CeasedAbang Zainal Abidin bin Abang Ahmad AFFIN HWANG INVESTMENT BANK BERHAD P/B0109/DR/2004 01/Aug/2000 CeasedAbang Zainal Abidin bin Abang Ahmad Upen Securities Sdn Bhd P/A0278/DR/1996 01/Aug/2000 CeasedAbas bin Sidek HLG Securities Sdn Bhd P/A9371/DR/2001 06/Aug/2004 CeasedAbbas bin Syed Mohamed Dealing in Derivatives AFFIN HWANG FUTURES SDN BHD CMSRL/B3412/2013 09/May/2007 CeasedAbbas bin Syed Mohamed Dealing in Securities

Dealing in Derivatives AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A4366/2007 09/May/2007 Valid

Abd Azis bin Md Aris Kuala Lumpur City Securities Sdn. Bhd. P/A4192/DR/1999 02/Jun/1997 CeasedAbd Azis bin Md Aris TA Securities Holdings Berhad PPS(s)5/5413 02/Jun/1997 CeasedAbd Azis bin Md Aris OSK Investment Bank Berhad P/B0260/DR/2004 02/Jun/1997 CeasedAbd Azis bin Md Aris Dealing in Securities

Dealing in Derivatives Maybank Investment Bank Berhad CMSRL/A7794/2007 02/Jun/1997 Valid

Abd Aziz bin Anuar Dealing in Securities TA Securities Holdings Berhad CMSRL/A5069/2007 21/Aug/2007 ValidAbd Aziz bin Arshad AFFIN HWANG INVESTMENT BANK BERHAD PPS(s)5/662 20/Mar/1997 CeasedAbd Aziz bin Hj A Rahman Eng Securities Sdn Bhd P/A3309/DR/1998 18/Apr/1998 CeasedAbd Aziz bin Ibrahim AmSec Holdings Sdn. Bhd. PPS(s)5/5790 29/Jun/1998 CeasedAbd Aziz bin Ibrahim HLG Securities Sdn Bhd P/A4941/DR/2000 29/Jun/1998 CeasedAbd Ghafar bin Hamzah Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities KENANGA INVESTMENT BANK BERHAD CMSRL/A8157/2007 22/Aug/2015 Valid

Abd Ghaffar bin Mahmud Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A2579/2007 09/May/2007 CeasedAbd Ghani bin Ahmad Mohaiyani Sdn. Bhd. PPS(s)4/353 31/Dec/1999 CeasedAbd Halim Bin Abd Rahman Dealing in Securities RHB Investment Bank Berhad CMSRL/B2242/2012 10/Jan/2015 ValidAbd Halim bin Abdullah Dealing in Securities AmInvestment Bank Berhad CMSRL/A6820/2007 11/May/2007 ValidAbd Halim bin Daud KAF-Seagroatt & Campbell Securities Sdn Bhd PPS(s)5/5318 12/Apr/1997 CeasedAbd Halim bin Mohd Tamrin Affin Securities Sdn. Bhd. P/A9537/DR/2002 16/Sep/2005 CeasedAbd Hamid bin A. Samad Mohaiyani Sdn. Bhd. PPS(S)4/206 30/Jun/2004 CeasedAbd Hamid bin Ali HLG Securities Sdn Bhd P/A4630/DR/2000 19/Mar/2001 CeasedAbd Hamid bin Mat SBB Securities Sdn Bhd P/A2068/DR/1997 31/Jul/1997 CeasedAbd Hamid bin Sharif Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/A6700/2007 03/Jul/2007 ValidAbd Karim bin Sharif Dealing in Securities Alliance Investment Bank Berhad CMSRL/A1286/2007 14/Jul/2007 CeasedAbd Latif bin Mohtarrudin Dealing in Securities A.A. Anthony Securities Sdn. Bhd. CMSRL/A2499/2007 16/Aug/2007 CeasedAbd Malik bin Abu Bakar Dealing in Securities PM Securities Sdn Bhd CMSRL/B3487/2013 23/Aug/2007 CeasedAbd Malik bin Abu Bakar Dealing in Securities Malacca Securities Sdn Bhd CMSRL/B5081/2014 23/Aug/2007 ValidAbd Malik bin Abu Bakar Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A3003/2007 23/Aug/2007 CeasedAbd Manan bin Khamis @ Maharan Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A4359/2007 26/Feb/2007 CeasedAbd Mujib bin Abd Hamid Borneo Securities Sdn Bhd P/A3047/DR/1998 04/Jan/2002 CeasedABD RAHIM BIN ABD RAHMAN Financial Planning Manulife Asset Management Services Berhad CMSRL/B2402/2012 05/Mar/2015 ValidAbd Rahman bin Abu Samah Kestrel Securities Sdn Bhd P/A1934/DR/1997 30/Jun/1999 CeasedAbd Rahman bin Abu Samah Kestrel Securities Sdn Bhd P/A4237/DR/99 30/Jun/1999 CeasedAbd Rahman bin Abu Samah Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A6748/2007 30/Jun/1999 ValidAbd Rahman bin Ahmad ECM Libra Securities Sdn. Bhd. P/A0169/DR/1996 20/Aug/1996 CeasedAbd Rahman bin Husain SJ Securities Sdn Bhd P/A0413/DR/1996 01/Oct/1999 CeasedAbd Rahman Bin Md Khalid Fund Management Amanahraya-REIT Managers Sdn. Bhd. eCMSRL/B5859/2015 15/Jul/2015 ValidAbd Rahman bin Md Nasser Dealing in Securities PM Securities Sdn Bhd CMSRL/B2502/2012 19/Jul/1996 CeasedAbd Rahman bin Md Nasser Dealing in Securities Malacca Securities Sdn Bhd CMSRL/B4735/2014 19/Jul/1996 ValidAbd Rahman bin Md Nasser Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/B0659/2010 19/Jul/1996 CeasedAbd Rajak @ Halim bin Madihi Sarawak Securities Sdn Bhd P/A2389/DR/1997 22/Aug/2000 CeasedAbd Rajak @ Halim bin Madihi KENANGA INVESTMENT BANK BERHAD P/A9407/DR/2001 22/Aug/2000 Ceased

Abd Rajak @ Halim bin Madihi Dealing in Securities Dealing in Derivatives

RHB Investment Bank Berhad CMSRL/A6872/2007 22/Aug/2000 Ceased

Abd Razak bin Don @ Abdul Fund Management Fund management restricted to securities MIDF Amanah Asset Management Berhad CMSRL/A3901/2007 27/Jun/2007 CeasedAbd Razak bin Don @ Abdul Fund Management Maybank Asset Management Sdn Bhd CMSRL/B0023/2009 27/Jun/2007 CeasedAbd Razak bin Don @ Abdul Dealing in Securities Maybank Investment Bank Berhad CMSRL/A9724/2009 27/Jun/2007 CeasedAbd Razak bin Don @ Abdul Fund Management Tune Money Capital Sdn Bhd CMSRL/A8628/2008 27/Jun/2007 CeasedAbd Razak bin Majid Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A5254/2007 25/Sep/2007 ValidAbd Razak bin Salimin Fund Management Permodalan Nasional Bhd CMSRL/B3588/2013 08/Apr/2015 ValidAbd Roup bin Md Ali PM Securities Sdn Bhd P/A5054/DR/2000 10/Jun/2005 ExpiredAbd Shukor bin Hanafi Dealing in Securities

Dealing in Derivatives RHB Investment Bank Berhad CMSRL/A8634/2008 22/May/2007 Valid

Abd Shukor bin Hanafi HONG LEONG INVESTMENT BANK BERHAD P/A0059/DR/1996 22/May/2007 CeasedAbd Talib bin Said Mercury Securities Sdn Bhd P/A0372/DR/1996 15/Oct/1997 CeasedAbd Wahab bin Ahmad Fima Securities Sdn Bhd P/A4310/DR/1999 04/Oct/2001 CeasedAbd. Kadir bin Sahlan RHB Asset Management Sdn Bhd P/A0063/FMR/FFMR/02 10/Jul/2002 CeasedAbd. Kadir bin Sahlan RHB Asset Management Sdn Bhd P/A0451/FMR/2002 10/Jul/2002 CeasedAbd. Kadir bin Sahlan Fund Management Fund management restricted to securities Maybank Asset Management Sdn Bhd CMSRL/A4083/2007 10/Jul/2002 CeasedAbd. Rahim bin Ismail Dealing in Securities M & A Securities Sdn Bhd CMSRL/A5236/2007 13/Sep/2007 CeasedAbd. Razak bin Ahmad BBMB Futures Sdn Bhd P/A1107/FBR/1998 15/Dec/1999 CeasedAbd. Razak bin Jalil HLG Securities Sdn Bhd P/A1173/DR/1997 26/Jan/2004 ExpiredAbd. Razak bin Jalil Dealing in Securities M & A Securities Sdn Bhd CMSRL/B1945/2011 26/Jan/2004 ValidAbd. Razak bin Jalil Dealing in Securities Promilia Berhad CMSRL/A6957/2007 26/Jan/2004 CeasedAbdillah bin Dolhan Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A1354/2007 21/Sep/2007 CeasedAbdol Mulok bin Awang Damit ShareTech Securities Sdn Bhd PPS(s)4/360 27/Jul/1998 ExpiredAbdol Rahman bin Ismail Eng Securities Sdn Bhd PPS(s)5/1835 31/Jul/1997 CeasedAbdul Ashaari Bin Salleh Dealing in Securities Inter-Pacific Securities Sdn Bhd CMSRL/B4756/2014 05/Apr/2010 ValidAbdul Ashaari Bin Salleh Dealing in Securities UOB Kay Hian Securities (M) Sdn Bhd CMSRL/B0953/2010 05/Apr/2010 CeasedAbdul Ashaari Bin Salleh Dealing in Securities AmInvestment Bank Berhad CMSRL/B0513/2010 05/Apr/2010 CeasedAbdul 'Azim Bin Muhthar Dealing in Securities CIMB Investment Bank Berhad CMSRL/B4774/2014 30/May/2015 CeasedAbdul Azis bin Ali Dealing in Securities BIMB Securities Sdn Bhd CMSRL/A2073/2007 19/Jan/2007 CeasedAbdul Aziz bin A. Rahman Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A1211/2007 03/Sep/2007 ValidAbdul Aziz bin Abdul Ghani Dealing in Securities BIMB Securities Sdn Bhd CMSRL/A7279/2007 28/Feb/2001 ValidAbdul Aziz bin Abdul Ghani Mayban Securities Sdn Bhd P/A3250/DR/1998 28/Feb/2001 CeasedAbdul Aziz bin Abdul Ghani OSK Investment Bank Berhad P/B0062/DR/2004 28/Feb/2001 CeasedAbdul Aziz bin Abu Bakar Dealing in Securities Dealing in Securities restricted to bonds CIMB Investment Bank Berhad CMSRL/B1133/2010 18/Dec/2010 CeasedAbdul Aziz bin Abu Bakar Advising on Corporate Finance Quantephi Sdn. Bhd. CMSRL/B4672/2014 18/Dec/2010 ValidAbdul Aziz bin Abu Hassan Fund Management Fund management restricted to securities Intrinsic Capital Management Sdn Bhd CMSRL/A0266/2007 05/Sep/2007 CeasedAbdul Aziz bin Arshad Kuala Lumpur City Securities Sdn. Bhd. PPS(s)5/6594 07/Nov/1996 CeasedAbdul Aziz bin Dato Abdullah KAF-Seagroatt & Campbell Securities Sdn Bhd P/A9124/DR/2001 30/Dec/2003 CeasedAbdul Aziz bin Haji Kassim Dealing in Securities Inter-Pacific Securities Sdn Bhd CMSRL/A1959/2007 28/Feb/2007 ValidAbdul Aziz bin Hashim KENANGA INVESTMENT BANK BERHAD PPS(s)4/121 18/Jun/2003 CeasedAbdul Aziz bin Ishak Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/A2314/2007 22/May/2007 ValidAbdul Aziz bin Ismail Kuala Lumpur City Securities Sdn. Bhd. PPS(s)5/5446 20/Mar/1997 CeasedAbdul Aziz bin Mohamed Hussain Pica Asset Management Sdn Bhd PPS(s)5/6680 28/Nov/1999 CeasedAbdul Aziz bin Mohd Ali OSK Investment Bank Berhad PPS(s)5/1481 23/Aug/2000 CeasedAbdul Aziz Feisal bin Hussein Novagni Analytics and Advisory Sdn Bhd P/A0306/IR/2001 26/Jan/2004 CeasedAbdul Azzahir Bin Azhar Dealing in Securities

Dealing in Derivatives Maybank Investment Bank Berhad CMSRL/B4188/2013 31/Oct/2014 Valid

Abdul Basir bin Majid Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A4414/2007 09/May/2007 ValidAbdul Fadhli Zil Ikram bin Dzulkifly Dealing in Securities Jupiter Securities Sdn Bhd CMSRL/A9931/2009 22/Jun/2013 CeasedAbdul Fadhli Zil Ikram bin Dzulkifly Dealing in Securities Jupiter Securities Sdn Bhd CMSRL/B5282/2014 22/Jun/2013 ValidAbdul Faiz bin Abdullah Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities RHB Investment Bank Berhad CMSRL/A9161/2008 28/Sep/2007 Valid

Abdul Faiz bin Abdullah Advising on Corporate Finance HONG LEONG INVESTMENT BANK BERHAD CMSRL/A8407/2007 28/Sep/2007 CeasedAbdul Farid bin Alias JPMorgan Securities (Malaysia) Sdn. Bhd. P/A0141/IR/1998 27/Jul/2004 CeasedAbdul Fatah bin Alias TA Securities Holdings Berhad PPS(s)5/5794 28/Jun/1997 CeasedAbdul Gaffor bin Sahul Hamid KENANGA INVESTMENT BANK BERHAD P/A2547/DR/1997 14/Sep/2002 CeasedAbdul Ghafar bin Abdullah Dealing in Securities BIMB Securities Sdn Bhd CMSRL/A2030/2007 18/Apr/2007 ValidAbdul Ghafur bin Hanafi Upen Securities Sdn Bhd PPS(s)5/2239 06/Dec/2000 CeasedAbdul Ghani bin Shafie Mercury Securities Sdn Bhd P/A2516/DR/97 08/Sep/2001 CeasedAbdul Hadi bin Abdul Bari MIDF Sisma Securities Sdn Bhd P/A9218/DR/2001 21/Feb/2002 CeasedAbdul Hadi Bin Abdul Manaf Investment Advice HONG LEONG INVESTMENT BANK BERHAD CMSRL/B5275/2014 16/Dec/2014 ValidAbdul Hadi bin Ali AFFIN HWANG INVESTMENT BANK BERHAD P/A9954/DR/2003 03/Oct/2002 CeasedAbdul Hadi bin Ali Segitiga Asset Management Sdn Bhd P/A0468/FMR/2002 03/Oct/2002 ExpiredAbdul Hadi bin Derani ShareTech Securities Sdn Bhd PPS(s)4/351 21/Oct/1998 ExpiredAbdul Hadzi bin Marzuki Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A1892/2007 05/Mar/2007 ValidAbdul Hafiez Bin Abdul Latiff Dealing in Securities RHB Investment Bank Berhad CMSRL/B2769/2012 06/Jul/2015 ValidAbdul Hafiz bin Abdul Hadi Mayban Securities Sdn Bhd PPS(s)5/4871 06/Nov/2004 ExpiredAbdul Hafiz bin Muhammad JF Apex Securities Berhad PPS(s)5/6902 22/Dec/2000 CeasedAbdul Hakim Mordani bin Abdul Hadi ShareTech Securities Sdn Bhd PPS(s)4/359 27/Jul/1998 ExpiredAbdul Halid bin Mohd Judan Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A1486/2007 07/Feb/2007 ValidAbdul Halim bin Abdul Kassim HLG Securities Sdn Bhd PPS(s)5/4077 01/Jul/1998 ExpiredAbdul Halim bin Abdul Rahman Fima Securities Sdn Bhd PPS(s)5/5179 20/Mar/1997 CeasedAbdul Halim bin Abdul Rahman HLG Securities Sdn Bhd P/A4773/DR/2000 20/Mar/1997 CeasedAbdul Halim bin Abdul Rahman Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A7019/2007 20/Mar/1997 CeasedAbdul Halim bin Abdullah KENANGA INVESTMENT BANK BERHAD P/A8070/DR/2000 16/May/2006 CeasedAbdul Halim bin Ahmad Dealing in Securities SJ Securities Sdn Bhd CMSRL/A2100/2007 27/Apr/2007 ValidAbdul Halim bin Ahmad Dealing in Securities Affin Investment Bank Berhad CMSRL/A0521/2007 15/Jan/2007 CeasedAbdul Halim bin Ali Thong & Kay Hian Corporation Sdn. Bhd. PPS(s)5/1545 28/Nov/1996 CeasedAbdul Halim bin Alias Bimsec Asset Management Sdn Bhd P/A0382/FMR/2001 27/Nov/2001 ExpiredAbdul Halim bin Baharuddin OSK Investment Bank Berhad PPS(s)5/1096 05/Jul/1996 CeasedAbdul Halim bin Ismail Dealing in Securities BIMB Securities Sdn Bhd CMSRL/A1246/2007 02/Jul/2007 CeasedAbdul Halim bin Md Rajab Kuala Lumpur City Securities Sdn. Bhd. PPS(s)5/6838 11/Dec/1996 CeasedAbdul Halim bin Mohd Salleh PB Futures Sdn Bhd P/A0370/FBR/1996 16/Sep/1996 CeasedAbdul Halim bin Mohd Salleh Affin Futures Sdn. Bhd. P/A1158/FBR/1999 16/Sep/1996 CeasedAbdul Halim bin Mohd Salleh First Bond Asset Management Sdn Bhd P/A0427/FMR/2002 16/Sep/1996 ExpiredAbdul Halim bin Mohd Sani Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A2394/2007 06/Jul/2007 ValidAbdul Halim bin Noordin Mayban Securities Sdn Bhd P/A3723/DR/1998 29/Dec/1998 CeasedAbdul Halim bin Noordin Inter-Pacific Asset Management Sdn Bhd P/A0799/FMR/2005 29/Dec/1998 CeasedAbdul Halim bin Noordin Maybank Asset Management Sdn Bhd P/A0229/FMR/1999 29/Dec/1998 CeasedAbdul Halim bin Noordin ASM Asset Management Sdn Bhd P/A0727/FMR/2005 29/Dec/1998 CeasedAbdul Halim bin Noordin Oasis Asset Management Sdn Bhd P/A0450/FMR/2002 29/Dec/1998 Expired

Abdul Halim bin Taib RHB Securities Sdn. Bhd. PPS(S)5/1079 28/Jun/1994 ExpiredAbdul Hamid bin Ahmad Jupiter Securities Sdn Bhd PPS(S)5/3476 12/Apr/1995 ExpiredAbdul Hamid bin Hitam TA Centre Berhad PPS(s)5/532 23/Apr/2004 CeasedAbdul Hamid bin Hitam Dealing in Securities Alliance Investment Bank Berhad CMSRL/A7194/2007 23/Apr/2004 ExpiredAbdul Hamid bin Othman Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A2631/2007 09/May/2007 ValidAbdul Hamid bin Sh. Mohamed Amanah Advisory Services Sdn Bhd P/A0055/IR/1997 25/Apr/1997 ExpiredAbdul Hanan bin Haji Abdul Aziz KENANGA INVESTMENT BANK BERHAD P/A3161/DR/1998 16/May/2006 CeasedAbdul Hannan bin Hamdi SJ Securities Sdn Bhd PPS(s)5/5633 11/Jun/1997 CeasedAbdul Hasib bin Ramli SBB Securities Sdn Bhd PPS(s)5/3707 30/Mar/2006 CeasedAbdul Hazeriq Hafizy Bin Abdul Hamidy Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/B4771/2014 30/May/2015 Valid

Abdul Hisham bin Md Hashim Dealing in Securities Advising on Corporate Finance

Dealing in Securities restricted to underwriting activities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/B0126/2009 17/Apr/2009 Valid

Abdul Hisham bin Md Hashim Dealing in Securities Advising on Corporate Finance

Dealing in Securities restricted to underwriting activities RHB Investment Bank Berhad CMSRL/A8451/2007 17/Apr/2009 Ceased

Abdul Jalil bin Abdul Kadir Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A2481/2007 05/Feb/2007 ValidAbdul Jalil Bin Abdul Rasheed Fund Management Aberdeen Asset Management Sdn Bhd CMSRL/A8870/2008 02/May/2008 CeasedAbdul Jalil Bin Abdul Rasheed Fund Management Aberdeen Islamic Asset Management Sdn Bhd CMSRL/A9714/2009 02/May/2008 CeasedAbdul Jalil bin Hj Ahmad Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A1439/2007 08/Jun/2007 ValidAbdul Jalil bin Yaakob Dealing in Securities BIMB Securities Sdn Bhd CMSRL/B3598/2013 29/May/2004 ValidAbdul Jalil bin Yaakob MIDF Sisma Securities Sdn Bhd PPS(s)5/6127 29/May/2004 ExpiredAbdul Jamal bin Abu Hanifah KAF-Seagroatt & Campbell Securities Sdn Bhd PPS(s)5/1344 18/Nov/1995 ExpiredAbdul Jamal bin Abu Hanifah Dealing in Securities Maybank Investment Bank Berhad CMSRL/A4760/2007 18/Nov/1995 ValidAbdul Jamil bin Sulaiman Permanent Capital Sdn Bhd P/A0334/FMR/2001 18/Feb/2004 ExpiredAbdul Karim bin Limin Jupiter Securities Sdn Bhd PPS(s)5/6144 05/Jul/1997 CeasedAbdul Karim bin Limin RHB Securities Sdn. Bhd. P/A8011/DR/2000 05/Jul/1997 CeasedAbdul Karim bin Mat Lin Kin Khoon & Co. Sdn Bhd PPS(s)5/2043 12/Apr/1997 CeasedAbdul Karim bin Mohd Tahir Dealing in Derivatives AmFutures Sdn. Bhd. CMSRL/B2573/2012 17/Aug/2007 ValidAbdul Karim bin Mohd Tahir Dealing in Securities AmInvestment Bank Berhad CMSRL/A1473/2007 17/Aug/2007 ValidAbdul Karim bin Yasin RHB Securities Sdn. Bhd. P/A9982/DR/2003 28/Oct/2003 CeasedAbdul Karim bin Yasin JPMorgan Securities (Malaysia) Sdn. Bhd. P/B0329/DR/2004 28/Oct/2003 CeasedAbdul Karim bin Yasin Dealing in Securities CIMB Investment Bank Berhad CMSRL/A8059/2007 28/Oct/2003 ValidAbdul Khalid bin Dato' Abdul Aziz Perdana Technology Venture Sdn Bhd P/A0203/FMR/1998 19/Aug/2002 ExpiredAbdul Khalil bin Abdul Hamid AmSec Holdings Sdn. Bhd. PPS(s)5/5844 25/Jun/1999 CeasedAbdul Khalil bin Abdullah KAF-Seagroatt & Campbell Securities Sdn Bhd PPS(s)5/5988 08/Aug/1997 CeasedAbdul Kodir bin Yaakub Dealing in Derivatives AFFIN HWANG FUTURES SDN BHD CMSRL/B2906/2012 30/Apr/2007 CeasedAbdul Kodir bin Yaakub Dealing in Securities

Dealing in Derivatives AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A0696/2007 30/Apr/2007 Valid

Abdul Latif bin Abdul Malek Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/A5063/2007 18/Jul/2007 ValidAbdul Latif bin Ismail AFFIN HWANG INVESTMENT BANK BERHAD PPS(S)5/6161 05/Jul/1997 CeasedAbdul Latiff bin Abu Zal Fund Management Permodalan Nasional Bhd CMSRL/A2388/2007 18/Jun/2007 ValidAbdul Latiff bin Shamsudin Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/A0019/2007 09/Aug/2007 ValidAbdul Majid bin Mohd Harun Dealing in Securities Inter-Pacific Securities Sdn Bhd CMSRL/A5245/2007 25/Sep/2007 ValidAbdul Majid bin Noor Mohamad UT Equities Sdn. Bhd. PPS(s)5/2591 13/May/2002 ExpiredAbdul Malek bin Md. Yusof JF Apex Securities Berhad PPS(s)5/4929 08/Dec/1994 ExpiredAbdul Malek bin Panot Dealing in Derivatives Kenanga Deutsche Futures Sdn Bhd CMSRL/B3254/2012 02/Mar/2007 ValidAbdul Malek bin Panot Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A1055/2007 02/Mar/2007 ValidAbdul Malik bin Daud Financial Planning Coreplus Advisory Sdn. Bhd. CMSRL/B4750/2014 20/May/2015 ValidAbdul Malik bin Harun Dealing in Securities

Dealing in Derivatives JF Apex Securities Berhad CMSRL/A0043/2007 13/Dec/2006 Valid

Abdul Malik Bin Hashim Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD eCMSRL/B5548/2015 31/Mar/2015 ValidAbdul Manaf bin Ashor Dealing in Securities Affin Investment Bank Berhad CMSRL/A1668/2007 15/Aug/2007 CeasedAbdul Molok bin Abu Bakar ECM Libra Investment Bank Berhad P/A9594/DR/2002 30/Nov/2001 CeasedAbdul Molok bin Abu Bakar Kin Khoon & Co. Sdn Bhd PPS(s)5/6815 30/Nov/2001 CeasedAbdul Mukhsin bin Ahmad Tajuddin Dealing in Securities AmInvestment Bank Berhad CMSRL/A0105/2007 03/Apr/2007 CeasedAbdul Mutalib bin Abdul Rahim Dealing in Securities PUBLIC INVESTMENT BANK BERHAD CMSRL/A6490/2007 21/Sep/1999 ValidAbdul Mutalib bin Abdul Rahim Peninsula Securities Sdn Bhd P/A2476/DR/1997 21/Sep/1999 CeasedAbdul Mutallib bin Shamsudin SBB Securities Sdn Bhd PPS(s)5/1654 30/Nov/2005 CeasedAbdul Nasir bin Seikh Abdullah AmSec Holdings Sdn. Bhd. PPS(s)5/4499 25/Jul/2005 ExpiredAbdul Radzim bin Abdul Rahman Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A3040/2007 21/Aug/2007 ValidAbdul Rahaman bin M.A Abdul Jabbar AmSec Holdings Sdn. Bhd. P/A1338/DR/1997 10/Mar/1998 CeasedAbdul Rahim bin Abdul Aziz Dealing in Securities TA Securities Holdings Berhad CMSRL/A1126/2007 05/Feb/2007 ValidAbdul Rahim bin Abdul Manaf Dealing in Securities UOB Kay Hian Securities (M) Sdn Bhd CMSRL/A1874/2007 31/Jan/2007 ValidAbdul Rahim bin Abdul Samat Dealing in Securities PM Securities Sdn Bhd CMSRL/A5578/2007 06/Aug/2007 CeasedAbdul Rahim bin Abu Bakar Fund Management Fund management restricted to securities Bimsec Asset Management Sdn Bhd CMSRL/A2978/2007 15/Aug/2007 CeasedAbdul Rahim bin Ahmad Fund Management Permodalan Nasional Bhd CMSRL/A3140/2007 28/Mar/2007 CeasedAbdul Rahim bin Ahmad Murad A.A. Anthony & Co Sdn Bhd PPS(s)5/5418 07/May/1999 ExpiredAbdul Rahim bin Ahmad Murad KPEN Sdn Bhd P/A9258/DR/2001 07/May/1999 ExpiredAbdul Rahim bin Ahmad Murad OSK Investment Bank Berhad P/A9374/DR/2001 07/May/1999 ExpiredAbdul Rahim bin Arif OSK Investment Bank Berhad P/A4981/DR/2000 28/Jun/2001 CeasedAbdul Rahim bin Ismail Alor Setar Securities (2000) Sdn Bhd P/A0223/DR/1997 23/Jan/1997 CeasedAbdul Rahim bin Khalid Dealing in Securities Malacca Securities Sdn Bhd CMSRL/A4521/2007 19/Apr/2007 ValidAbdul Rahim bin Mohd Ibrahim Amsteel Securities (M) Sdn Bhd PPS(s)4/200 05/Apr/2002 CeasedAbdul Rahim bin Mokhtar Dealing in Securities RHB Investment Bank Berhad CMSRL/A1457/2007 01/Jun/2007 ValidAbdul Rahim bin Murad Dealing in Securities PUBLIC INVESTMENT BANK BERHAD CMSRL/A0194/2007 14/Mar/2007 ValidAbdul Rahim bin Omar Smith Zain (Penang) Sdn. Bhd. PPS(s)5/6542 27/Oct/1998 CeasedAbdul Rahim bin Omar Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A5672/2007 27/Oct/1998 ValidAbdul Rahim bin Raduan Financial Planning CIMB-Principal Asset Management Berhad CMSRL/B3534/2013 21/Mar/2015 ValidAbdul Rahim bin Yusoff KENANGA INVESTMENT BANK BERHAD PPS(s)5/1356 16/May/2006 CeasedAbdul Rahim Shah bin Slamat Shah Fima Securities Sdn Bhd PPS(S)5/6053 05/Jul/1997 ExpiredAbdul Rahman bin Abdul Hamid Dealing in Securities AmInvestment Bank Berhad CMSRL/A1050/2007 08/Mar/2007 ValidAbdul Rahman bin Abdullah BIMB Securities Sdn Bhd P/A2995/DR/1998 15/Jan/1999 ExpiredAbdul Rahman bin Abdullah Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A2219/2007 22/May/2007 CeasedAbdul Rahman bin Abdullah Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/A6101/2007 15/Jan/1999 ValidAbdul Rahman bin Ahmad A.A. Anthony & Co Sdn Bhd PPS(s)4/332 24/May/2002 CeasedAbdul Rahman bin Ahmad Dealing in Securities A.A. Anthony Securities Sdn. Bhd. CMSRL/A6715/2007 24/May/2002 CeasedAbdul Rahman bin Amir OSK Futures & Options Sdn. Bhd. P/A1955/FBR/2004 25/Sep/1997 CeasedAbdul Rahman bin Amir EONCAP Securities Sdn. Bhd. P/A2472/DR/1997 25/Sep/1997 CeasedAbdul Rahman bin Amir A.A. Anthony Securities Sdn. Bhd. P/B0698/DR/2005 25/Sep/1997 CeasedAbdul Rahman bin Haji Harun HA Options & Financial Futures Sdn. Bhd. P/A0324/FBR/1996 16/Jul/2001 CeasedAbdul Rahman bin Hamzah TA Centre Berhad P/A3466/DR/1998 21/Jun/2000 CeasedAbdul Rahman bin Hussin Dealing in Securities PUBLIC INVESTMENT BANK BERHAD CMSRL/A1921/2007 22/Jan/2007 Ceased

Abdul Rahman bin Md Nasser A.A. Anthony Securities Sdn. Bhd. PPS(S)5/6322 19/Jul/1996 ExpiredAbdul Rahman bin Mohd Yunus Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A5372/2007 07/Feb/2007 CeasedAbdul Rahman bin Muhammad Noor Inter-Pacific Securities Sdn Bhd P/A4213/DR/1999 20/Jun/1998 CeasedAbdul Rahman bin Muhammad Noor Dealing in Securities Inter-Pacific Securities Sdn Bhd CMSRL/A7064/2007 20/Jun/1998 ValidAbdul Rahman bin Muhammad Noor TA Centre Berhad P/A1862/DR/1997 20/Jun/1998 CeasedAbdul Rahman bin Naim Dealing in Securities RHB Investment Bank Berhad CMSRL/A2386/2007 19/Jun/2007 ValidAbdul Rais bin Abdul Mutalib KENANGA INVESTMENT BANK BERHAD P/A1685/DR/1997 19/May/2000 CeasedAbdul Rashid Bin A. Razak Dealing in Securities KAF-Seagroatt & Campbell Securities Sdn Bhd CMSRL/B2273/2012 24/Jan/2015 ValidAbdul Rashid bin Abdul Hamid FA Securities Sdn Bhd P/A3550/DR/1998 16/Aug/1999 CeasedAbdul Rashid bin Abdul Hamid Dealing in Securities Mercury Securities Sdn Bhd CMSRL/A6098/2007 16/Aug/1999 ValidAbdul Rashid bin Abdul Jabbar Mayban Securities Sdn Bhd PPS(s)5/5777 11/Jun/1997 ExpiredAbdul Rashid bin Abu Bakar Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A1021/2007 09/May/2007 CeasedAbdul Rashid bin Hasan Dealing in Securities Malacca Securities Sdn Bhd CMSRL/A6773/2007 30/Nov/2006 CeasedAbdul Rashid bin Hasan Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/B0351/2010 30/Nov/2006 ValidAbdul Rashid bin Hj Mohamed Hussain RHB Securities Sdn. Bhd. PPS(S)5/1011 30/Jul/2002 CeasedAbdul Rashid bin Mat AFFIN HWANG INVESTMENT BANK BERHAD P/A1255/DR/1997 10/Mar/1998 CeasedAbdul Raslan bin Mohd Tahir Thong & Kay Hian Corporation Sdn. Bhd. P/A9213/DR/2001 28/Feb/2003 ExpiredAbdul Raslan bin Mohd Tahir Dealing in Securities JPMorgan Securities (Malaysia) Sdn. Bhd. CMSRL/A7383/2007 28/Feb/2003 ValidAbdul Rasol bin M A Vanju Pakir AmSec Holdings Sdn. Bhd. PPS(s)5/1325 10/Jul/1995 CeasedAbdul Rasyed bin Saad Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A5137/2007 25/Sep/2007 ValidAbdul Rauf bin Ramli ECM Libra Investment Bank Berhad P/A6094/DR/2000 24/May/1999 CeasedAbdul Rauf bin Ramli SJ Securities Sdn Bhd PPS(s)4/357 24/May/1999 CeasedAbdul Razack bin Abdul Gaffoor TA Centre Berhad P/A2316/DR/1997 23/Aug/2000 CeasedAbdul Razack bin Abdul Gaffoor Dealing in Securities RHB Investment Bank Berhad CMSRL/A6637/2007 23/Aug/2000 ValidAbdul Razak bin A. Aziz Dealing in Securities RHB Investment Bank Berhad CMSRL/A5718/2007 16/May/2007 ValidAbdul Razak bin Abd Kathar Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/A5968/2007 02/Nov/2006 ValidAbdul Razak Bin Abdul Kadir Dealing in Securities Dealing in Securities restricted to bonds CIMB Investment Bank Berhad CMSRL/A9035/2008 04/Jul/2008 CeasedAbdul Razak bin Abdul Rani BIMB Securities Sdn Bhd PPS(s)5/3994 19/Jul/1996 CeasedAbdul Razak bin Abu Hussain OSK Investment Bank Berhad PPS(s)5/3779 10/Jun/2002 CeasedAbdul Razak bin Ahmad BHLB Asset Management Sdn Bhd P/A0048/FMR/FFMR/01 02/Jul/2003 ExpiredAbdul Razak bin Ahmad Fund Management RHB Asset Management Sdn Bhd CMSRL/A2960/2007 02/Jul/2003 CeasedAbdul Razak bin Ahmad Fund Management Maybank Asset Management Sdn Bhd CMSRL/B5229/2014 02/Jul/2003 ValidAbdul Razak bin Ahmad CIMB-Principal Islamic Asset Management Sdn Bhd P/A0082/FMR/FFMR/03 02/Jul/2003 ExpiredAbdul Razak bin Ahmad Fund Management

Investment Advice Kenanga Investors Berhad CMSRL/B0848/2010 02/Jul/2003 Ceased

Abdul Razak bin Hamid Dealing in Securities RHB Investment Bank Berhad CMSRL/A4904/2007 14/Jun/2007 ValidAbdul Razak bin Jamal ECM Libra Investment Bank Berhad PPS(s)5/6268 23/Jul/1999 CeasedAbdul Razak bin Mamat Fund Management AmIslamic Funds Management Sdn. Bhd. CMSRL/A2860/2007 10/Oct/2006 CeasedAbdul Razak bin Mohd Yunus M & A Securities Sdn Bhd P/A0562/DR/1996 12/Sep/2002 CeasedAbdul Razak bin Rahman Dealing in Securities AmInvestment Bank Berhad CMSRL/A7673/2007 27/Mar/2007 CeasedAbdul Razak Bin Samdin Dealing in Securities KENANGA INVESTMENT BANK BERHAD eCMSRL/B5795/2015 19/Jun/2015 ValidAbdul Samad bin Ismail CIMB Securities Sdn Bhd P/A8099/DR/2000 11/Dec/2000 CeasedAbdul Samad Bin Jaafar Fund Management Fund management restricted to securities Public Mutual Berhad CMSRL/A3979/2007 15/Jan/2007 CeasedAbdul Shukor bin Aziz @ Abdul Aziz TA Futures Sdn Bhd P/A1290/FBR/99 24/Jul/1998 ExpiredAbdul Shukor bin Aziz @ Abdul Aziz TA Centre Berhad P/A2176/DR/1997 24/Jul/1998 CeasedAbdul Shukor bin Aziz @ Abdul Aziz TA Centre Berhad P/A4556/DR/2000 24/Jul/1998 CeasedAbdul Sukor bin Haji Dawan AFFIN HWANG INVESTMENT BANK BERHAD PPS(s)5/6092 28/Jun/1997 ExpiredAbdul Wahab bin Abdul Hamid Dealing in Securities Maybank Investment Bank Berhad CMSRL/B3005/2012 08/Jan/2007 ValidAbdul Wahab bin Abdul Hamid Dealing in Securities CIMB Investment Bank Berhad CMSRL/A6607/2007 08/Jan/2007 CeasedAbdul Wahab bin Abu Bakar AmSec Holdings Sdn. Bhd. PPS(s)5/1364 05/Jul/1995 ExpiredAbdul Wahab bin Abu Bakar KAF-Seagroatt & Campbell Securities Sdn Bhd P/A1423/DR/1997 05/Jul/1995 CeasedAbdul Wahab bin Bahari AFFIN HWANG INVESTMENT BANK BERHAD PPS(s)5/672 14/Mar/1997 CeasedAbdul Wahab bin Hasan Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A2611/2007 07/Feb/2007 ValidAbdul Wahab bin Jaafar Sidek Investment Advice Badan Pengawas Pemegang Saham Minoriti Berhad CMSRL/A3428/2007 16/Feb/2007 CeasedAbdul Wahab bin Mahmood Fima Securities Sdn Bhd PPS(s)5/1429 27/Aug/2001 CeasedAbdul Wahab bin Mahmood ECM Libra Investment Bank Berhad P/A9919/DR/2003 27/Aug/2001 CeasedAbdul Wahab bin Mahmood Dealing in Securities PUBLIC INVESTMENT BANK BERHAD CMSRL/B4125/2013 27/Aug/2001 ValidAbdul Wahab bin Mohamed Nor OSK Investment Bank Berhad P/A8052/DR/2000 23/Oct/2001 CeasedAbdul Wahab bin Nan Abidin Mayban Securities Sdn Bhd P/A3691/DR/1998 20/Apr/1998 CeasedAbdul Wahab bin Nan Abidin KAF-Seagroatt & Campbell Securities Sdn Bhd PPS(s)5/419 20/Apr/1998 CeasedAbdul Wahab bin Omar Dealing in Securities AmInvestment Bank Berhad CMSRL/A5550/2007 14/May/2007 ValidAbdul Wahid bin Omar Amanah Futures & Options Sdn Bhd P/A0178/FBR/1996 27/Apr/2000 CeasedAbdullah bin Abd Karim Bajerai AmSec Holdings Sdn. Bhd. P/A4912/DR/2000 11/Jan/1996 CeasedAbdullah bin Abd Karim Bajerai Fima Securities Sdn Bhd PPS(S)5/2766 11/Jan/1996 ExpiredAbdullah bin Abdul Aziz Jupiter Securities Sdn Bhd PPS(s)5/4245 07/Oct/1996 CeasedAbdullah bin Awang Kechil AFFIN HWANG INVESTMENT BANK BERHAD P/A0774/DR/1996 07/Nov/1997 CeasedAbdullah bin Awang Kechil Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A6209/2007 07/Nov/1997 ValidAbdullah bin Ayub AFFIN HWANG INVESTMENT BANK BERHAD PPS(s)5/1890 26/Feb/1998 ExpiredAbdullah bin Ismail Dealing in Securities TA Securities Holdings Berhad CMSRL/A4872/2007 08/May/2007 ValidAbdullah bin Kasim KAF-Seagroatt & Campbell Securities Sdn Bhd PPS(s)5/5148 09/Aug/2006 CeasedAbdullah bin Mohamad PFM Capital Holdings Sdn Bhd PPS(s)5/2063 27/Jul/2005 ExpiredAbdullah bin Mohamed Peninsula Securities Sdn Bhd PPS(s)5/242 20/Nov/1998 CeasedAbdullah Bin Omar AmFutures Sdn. Bhd. P/A0001/DR/FBR/1995 21/Dec/1995 ExpiredAbdullah Bin Omar AmSec Holdings Sdn. Bhd. PPS(s)5/6077 21/Dec/1995 CeasedAbdullah bin Omar PM Securities Sdn Bhd P/A3187/DR/1998 02/Apr/1997 CeasedAbdullah bin Omar PM Securities Sdn Bhd P/A4508/DR/2000 02/Apr/1997 CeasedAbdullah bin Omar KENANGA INVESTMENT BANK BERHAD P/A1479/DR/1997 02/Apr/1997 CeasedAbdullah bin Omar Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A6511/2007 02/Apr/1997 ValidAbdullah bin Saad Fund Management Permodalan Nasional Bhd CMSRL/A3679/2007 05/Jun/2007 ValidAbdullah bin Yusoff Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/B1095/2010 22/Feb/2007 ValidAbdullah bin Yusoff Dealing in Securities Promilia Berhad CMSRL/A4119/2007 22/Feb/2007 ExpiredAbdullah Hidayat Bin Mohamad Fund Management Permodalan Nasional Bhd CMSRL/B4902/2014 17/Jul/2015 ValidAbdullah Rahman bin Mohd Sidek EPA Futures Sdn Bhd P/A0815/FBR/1998 20/Mar/2001 ExpiredAbdullah Ramzi bin Mat Jais Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A4590/2007 10/May/2007 ValidAbdullah Sani bin Ismail Dealing in Securities Dealing in Securities restricted to bonds RHB Investment Bank Berhad CMSRL/A7621/2007 19/Dec/2006 CeasedAbdullah Sani bin Md Ghauth Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A5665/2007 14/Mar/2007 ValidAbell Anak Baba Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/B2843/2012 24/Jul/2015 ValidAbg Ahmad Bin Abg Aing Fund Management Permodalan Nasional Bhd CMSRL/B0879/2010 23/Aug/2015 ValidAbg Rosdi bin Abg Ahmat Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A5691/2007 09/May/2007 ValidAbidah binti Omar Dealing in Securities Inter-Pacific Securities Sdn Bhd CMSRL/A6024/2007 21/Jul/1998 CeasedAbidah binti Omar TA Centre Berhad PPS(s)5/1769 21/Jul/1998 CeasedAbidin bin Bakar Dealing in Securities Alliance Investment Bank Berhad CMSRL/A2360/2007 26/Jun/2007 Ceased

Abigail Cassandra Lai Shiea Ghiuk Dealing in Derivatives CIMB Futures Sdn Bhd CMSRL/A8982/2008 16/Jan/2007 ValidAbigail Cassandra Lai Shiea Ghiuk Alliance Investment Bank Berhad P/B0075/DR/2004 16/Jan/2007 CeasedAbigail Cassandra Lai Shiea Ghiuk Dealing in Securities CIMB Investment Bank Berhad CMSRL/A8010/2007 16/Jan/2007 ValidAbilene Ng Aik Dian Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/B2433/2012 16/Mar/2014 CeasedAbrar bin Abd Rahman TA Securities Holdings Berhad P/A4553/DR/2000 28/Jan/2005 CeasedAbrizah bt Dato' Abdullah Thong & Kay Hian Corporation Sdn. Bhd. PPS(s)5/813 21/Jul/1997 CeasedAbrizah bt Dato' Abdullah Utama Securities Sdn Bhd P/A3573/DR/1998 21/Jul/1997 CeasedAbu Bakar Bin Bapoo Financial Planning MyFP Services Sdn. Bhd. CMSRL/A7967/2007 08/Sep/2009 CeasedAbu Bakar bin C. Maidin Dealing in Derivatives OSK Futures & Options Sdn. Bhd. CMSRL/A4417/2007 15/Jun/2007 CeasedAbu Bakar bin C. Maidin Dealing in Securities

Dealing in Derivatives RHB Investment Bank Berhad CMSRL/A2327/2007 15/Jun/2007 Valid

Abu Bakar Bin Din Dealing in Securities RHB Investment Bank Berhad CMSRL/B0041/2009 11/Aug/2015 ValidAbu Bakar bin Ismail Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A0531/2007 09/May/2007 ValidAbu Bakar bin Kulop Abdul Rani Thong & Kay Hian Corporation Sdn. Bhd. PPS(s)5/398 05/Jul/1996 CeasedAbu Bakar bin Mohamed AFFIN HWANG INVESTMENT BANK BERHAD P/A0888/DR/1996 20/Dec/1997 CeasedABU BAKAR BIN YUNOS Financial Planning VKA Wealth Planners Sdn. Bhd. CMSRL/B1423/2011 10/Jul/2013 CeasedAbu Bakr Bin Amru Advising on Corporate Finance Maybank Investment Bank Berhad eCMSRL/B5418/2015 04/Feb/2015 ValidAbu Hanipah bin Zaharin SSSB JAYA (1987) SDN BHD P/A2170/DR/1997 16/Jun/2005 CeasedAbu Hanipah bin Zaharin Dealing in Securities SJ Securities Sdn Bhd CMSRL/A7850/2007 16/Jun/2005 ValidAbu Hasan bin Mohamad Noor Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A1289/2007 26/Jun/2007 ValidAbu Hassan bin Darus Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A2487/2007 25/Sep/2007 ValidAbu Kassim bin Abu Bakar Dealing in Securities JF Apex Securities Berhad CMSRL/B0786/2010 17/Jun/2002 CeasedAbu Kassim bin Abu Bakar Fund Management VCB Capital Sdn Bhd CMSRL/B2915/2012 17/Jun/2002 CeasedAbu Kassim bin Abu Bakar Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A7842/2007 17/Jun/2002 CeasedAbu Kassim bin Abu Bakar Segitiga Asset Management Sdn Bhd P/A0353/FMR/2001 17/Jun/2002 CeasedAbu Kassim bin Abu Bakar Pinnacle Assets Sdn Bhd P/A0519/FMR/2003 17/Jun/2002 CeasedAbu Kassim bin Abu Bakar Apex Investment Services Berhad P/A0954/FMR/2006 17/Jun/2002 CeasedAbu Kassim bin Abu Bakar Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/B3701/2013 17/Jun/2002 CeasedAbu Shah bin Rahmat Dealing in Securities PM Securities Sdn Bhd CMSRL/A1863/2007 04/Jan/2007 ValidAbu Shuib bin Ayob Dealing in Securities PM Securities Sdn Bhd CMSRL/A5992/2007 15/Jan/2007 CeasedAbu Sofian bin Osman Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A5213/2007 27/Aug/2007 ValidAbu Thahir bin PKm Syed Mohamed Fima Securities Sdn Bhd PPS(s)5/4378 17/Feb/1997 CeasedAbu Yazid bin Abdul Rahman OSK Investment Bank Berhad PPS(s)5/4232 16/Jul/2001 CeasedAbu Zaharoff bin Abu Bakar Halim Securities Sdn Bhd PPS(s)5/5909 25/Jun/1997 CeasedAchuthanandan @ Radha Krishnan a/l M.K.C. Nair Amanah Futures & Options Sdn Bhd P/A0177/FBR/1996 30/Apr/2002 CeasedAchuthanandan @ Radha Krishnan a/l M.K.C. Nair Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A6833/2007 30/Apr/2002 ValidAdam Ahmad Bin Abdullah Fund Management Permodalan Nasional Bhd CMSRL/B4359/2013 27/Dec/2014 ValidAdam Bin Abdul Aziz Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities Affin Investment Bank Berhad CMSRL/A9389/2008 29/Oct/2013 Ceased

Adam bin Abdullah @ Chow Chin Siew SBB Securities Sdn Bhd PPS(s)5/4322 19/Jul/1996 CeasedAdam Malik bin Azlan Advising on Corporate Finance ECM Libra Investment Bank Berhad CMSRL/A8344/2007 06/Feb/2008 CeasedAdam Ng Kah Yew Dealing in Securities RHB Investment Bank Berhad CMSRL/B2835/2012 13/Apr/2013 CeasedAdam Warren Bakhtiar CIMB Investment Bank Berhad PPS(s)5/6062 01/Jan/2007 CeasedAddelina binti Meor Adam Fund Management Maybank Asset Management Sdn Bhd CMSRL/A3393/2007 05/Mar/2007 CeasedAddy Zulkifly Suhut CIMB-Principal Islamic Asset Management Sdn Bhd P/A0810/FMR/2005 31/Oct/2005 CeasedAddy Zulkifly Suhut CIMB-Principal Islamic Asset Management Sdn Bhd P/A0159/FFMR/2005 31/Oct/2005 CeasedAde Agi bin Abd. Ghafar ECM Libra Securities Sdn. Bhd. P/A9558/DR/2002 28/Mar/2002 CeasedADELENE CHAN MEI LING Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities PUBLIC INVESTMENT BANK BERHAD CMSRL/A9470/2008 27/Nov/2008 Expired

Adeli bin Adnan Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A0769/2007 01/Jan/2007 ValidAdeline Madeline Alvisse KENANGA INVESTMENT BANK BERHAD PPS(s)5/2566 05/Jun/1998 CeasedAdenan bin Md Yusof Fund Management Amanahraya-REIT Managers Sdn. Bhd. CMSRL/B3880/2013 25/Jul/2014 CeasedAdi Aizuddin Bin Mohd Lotfi Dealing in Securities OSK Investment Bank Berhad CMSRL/B1775/2011 23/Feb/2012 CeasedAdi Saufi Bin Mohamad Daud Advising on Corporate Finance BinaFikir Sdn. Bhd. CMSRL/B1353/2011 28/Mar/2011 CeasedAdi Zharif bin Azman Fund Management AmIslamic Funds Management Sdn. Bhd. CMSRL/B4002/2013 23/Aug/2013 CeasedAdib Bin Zaki Dealing in Securities RHB Investment Bank Berhad CMSRL/B1322/2011 09/Mar/2015 ValidAdibah binti Abd Rahman KAF-Seagroatt & Campbell Securities Sdn Bhd PPS(s)5/1302 07/May/2002 CeasedAdibah binti Ismail Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A1125/2007 05/Mar/2007 ValidAdibah binti Ismail MIDF Sisma Securities Sdn Bhd P/A9115/DR/2001 30/Dec/2003 CeasedAdibah Izwan binti Abdul Rahman Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/A6315/2007 20/Sep/2007 ValidAdil Azhar Bin Ibrahim Fund Management PMB Investment Berhad CMSRL/B4951/2014 15/Aug/2015 ValidAdilah binti Abdullah Baharuddin Dealing in Securities CIMB Investment Bank Berhad CMSRL/A7816/2007 30/May/2007 CeasedAdilatul Salmiah binti Abdullah A.A. Anthony Securities Sdn. Bhd. P/A6028/DR/2000 06/Sep/2000 CeasedAdina Azwan binti Abdul Aziz Dealing in Derivatives CIMB Futures Sdn Bhd CMSRL/B2565/2012 17/Dec/1996 ValidAdina Azwan binti Abdul Aziz SJ Securities Sdn Bhd PPS(s)5/7066 17/Dec/1996 ExpiredAdina Azwan binti Abdul Aziz Dealing in Securities CIMB Investment Bank Berhad CMSRL/A2646/2007 17/Dec/1996 ValidAdlan bin Mohd Yusof Advising on Corporate Finance Maybank Investment Bank Berhad CMSRL/B3240/2012 13/Dec/2014 ValidAdlina Suad binti Sheikh Abdul Razak Dealing in Securities Alliance Investment Bank Berhad CMSRL/A4514/2007 25/Apr/2007 CeasedAdnan bin Abdullah Dealing in Securities RHB Investment Bank Berhad CMSRL/A7094/2007 19/Sep/2007 ValidAdnan bin Abdullah @ July Wee RHB Securities Sdn. Bhd. PPS(s)5/1869 21/Apr/2000 CeasedAdnan bin Abdullah @ July Wee Dealing in Securities Affin Investment Bank Berhad CMSRL/A6481/2007 21/Apr/2000 CeasedAdnan bin Abdullah Hasbi Fund Management VCAP Asset Managers Sdn. Bhd. CMSRL/B5314/2014 24/Dec/2014 ValidAdnan bin Abu Hassan Premier Capital Securities Sdn Bhd P/A2627/DR/1997 15/Oct/1997 CeasedAdnan bin Bakar SSSB Services (Melaka) Sdn. Bhd. PPS(s)5/6715 25/Oct/2002 CeasedAdnan bin Jusoh MBf Northern Securities Sdn Bhd PPS(s)5/2921 11/Feb/1998 CeasedAdnan bin Jusoh Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/A6047/2007 11/Feb/1998 CeasedAdnan bin Mahmood Merican KENANGA INVESTMENT BANK BERHAD PPS(s)5/3185 08/Feb/2005 ExpiredAdnan bin Mahmud AmSec Holdings Sdn. Bhd. P/A3393/DR/1998 25/May/1998 ExpiredAdni bin Md Dahalan Fund Management Permodalan Nasional Bhd CMSRL/A3875/2007 22/May/2007 ValidAdniz binti Mohd Afffandi Fund Management Permodalan Nasional Bhd CMSRL/A9083/2008 17/Jul/2015 ValidADORA ASYIKIN BINTI KAMARUDDIN Fund Management Permodalan Nasional Bhd CMSRL/B2630/2012 09/May/2015 ValidAdrian Cheok Eu Gene Invescorp Asset Management Sdn Bhd P/A0237/FMR/1999 04/Mar/1998 RevokedAdrian Cheok Eu Gene AllianceDBS Research Sdn Bhd PPS(s)6/101 04/Mar/1998 CeasedAdrian Chin Chee Leong BBMB Futures Sdn Bhd P/A0355/FBR/1996 05/Sep/1998 CeasedAdrian Chin Chee Leong BBMB Futures Sdn Bhd P/A1270/FBR/1999 05/Sep/1998 CeasedAdrian Chin Chee Leong CIMB Futures Sdn Bhd P/A1689/FBR/2002 05/Sep/1998 CeasedAdrian Ching Kok Suang TA Centre Berhad PPS(s)5/2271 17/Mar/2003 ExpiredAdrian Koay Hun Yi Dealing in Securities

Dealing in Derivatives UOB Kay Hian Securities (M) Sdn Bhd CMSRL/B4277/2013 25/Nov/2014 Valid

Adrian Kong Seng Leon Advising on Corporate Finance Deloitte Corporate Advisory Services Sdn. Bhd. CMSRL/B3576/2013 08/Apr/2015 ValidAdrian Lee Yuen Ming Dealing in Derivatives AFFIN HWANG FUTURES SDN BHD CMSRL/A4961/2007 22/Jun/2007 CeasedAdrian Lim Chia Siang Advising on Corporate Finance M & A Securities Sdn Bhd CMSRL/B5251/2014 01/Dec/2014 Valid

Adrian Lim Keng Yean Amsteel Securities (M) Sdn Bhd PPS(s)5/5086 09/Jan/2001 CeasedAdrian Ng Wei Gek Investment Advice KENANGA INVESTMENT BANK BERHAD CMSRL/B4746/2014 19/May/2015 ValidAdrian Ong Chu Jin Advising on Corporate Finance CIMB Investment Bank Berhad CMSRL/B0789/2010 09/Jul/2007 CeasedAdrian Ong Chu Jin Advising on Corporate Finance Capital Advisors Partners Asia Sdn. Bhd. CMSRL/A3703/2007 09/Jul/2007 CeasedAdrian Tan Kar Luen Dealing in Securities Maybank Investment Bank Berhad CMSRL/A7097/2007 23/Aug/2007 ValidAdrian Tham Guan Poh Fund Management Opus Asset Management Sdn Bhd CMSRL/B3010/2012 25/Jul/2011 ValidAdrian Tham Guan Poh Fund Management Opus Asset Management Sdn Bhd CMSRL/B1688/2011 25/Jul/2011 CeasedAdrian Wee Tiong Weng TA Centre Berhad PPS(s)5/3860 29/Aug/1997 CeasedAdrian Wong Kui Tshung Dealing in Derivatives UOB Kay Hian Futures (M) Sdn Bhd CMSRL/A3067/2007 27/Oct/2006 CeasedAdrian Wong Kui Tshung Dealing in Securities

Dealing in Derivatives UOB Kay Hian Securities (M) Sdn Bhd CMSRL/A2044/2007 27/Oct/2006 Valid

Adrian Wong Kum Juan Investment Advice Maybank Investment Bank Berhad eCMSRL/B5465/2015 17/Feb/2015 ValidAdrian Yong @ Joseph UOB Kay Hian Futures (M) Sdn Bhd P/A0525/DR/FBR/1997 16/Feb/2000 ExpiredAdrian Yong @ Joseph UOB Kay Hian Securities (M) Sdn Bhd PPS(s)5/2795 16/Feb/2000 CeasedAdrian Yong Min Wai Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/B0597/2010 28/Sep/2007 Ceased

Adrian Yong Min Wai Dealing in Securities Advising on Corporate Finance

Dealing in Securities restricted to underwriting activities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/B3915/2013 28/Sep/2007 Valid

Adrian Yong Min Wai Advising on Corporate Finance RHB Investment Bank Berhad CMSRL/A8755/2007 28/Sep/2007 CeasedAdrienne Teh Pik-Sharn Advising on Corporate Finance CIMB Investment Bank Berhad CMSRL/A9401/2008 06/Nov/2008 ExpiredAdura binti Abdullah TA Centre Berhad PPS(s)5/5502 11/Apr/1996 CeasedAdzlan bin Ahmad TA Centre Berhad PPS(s)5/7097 20/Feb/1998 CeasedAdzli bin Shamsuddin Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A5975/2007 07/Feb/2007 CeasedAdzlina binti Abdul Aziz PM Securities Sdn Bhd P/A3406/DR/1998 06/Apr/2001 CeasedAdzwa binti Abdul Manan Dealing in Derivatives AmFutures Sdn. Bhd. CMSRL/A2802/2007 08/Mar/2007 ExpiredAdzwa binti Abdul Manan Dealing in Securities AmInvestment Bank Berhad CMSRL/A1957/2007 08/Mar/2007 CeasedAe Saw Hwa Fund Management RHB Asset Management Sdn Bhd CMSRL/B0641/2010 18/May/2012 CeasedAezlisya binti Sharifuddin Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities AFFIN HWANG INVESTMENT BANK BERHAD eCMSRL/B5828/2015 01/Jul/2015 Valid

Aezman bin Shaharuddin Dealing in Securities BIMB Securities Sdn Bhd CMSRL/A2347/2007 15/Jun/2007 CeasedAezman bin Shaharuddin Dealing in Securities RHB Investment Bank Berhad CMSRL/B2771/2012 15/Jun/2007 CeasedAfandi bin Basar Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A6295/2007 26/Aug/2007 CeasedAffiq Naquiddin Bin Osman Dealing in Derivatives CIMB Futures Sdn Bhd CMSRL/B4424/2014 06/Feb/2015 ValidAfifuddin Bin Baharuddin Dealing in Securities RHB Investment Bank Berhad CMSRL/A9861/2009 14/May/2015 ValidAfiqah Nur Binti Yahya Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities KENANGA INVESTMENT BANK BERHAD eCMSRL/B5783/2015 11/Jun/2015 Valid

Afzan Aizan Bin Hamzah Dealing in Securities AmInvestment Bank Berhad CMSRL/A7331/2007 17/Aug/2007 ValidAfzan Haizal Bin Ahmad Lutfi Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/B4927/2014 02/Aug/2015 Ceased

Ag Ismail bin Ag Ramle OSK Futures & Options Sdn. Bhd. P/A1413/DR/FBR/2000 11/Aug/2006 CeasedAg Ismail bin Ag Ramle OSK Investment Bank Berhad P/A4600/DR/2000 11/Aug/2006 CeasedAgapit Koh KENANGA INVESTMENT BANK BERHAD PPS(s)5/2999 24/Jun/2003 CeasedAgnes Gan Kiat Cheng Inter-Pacific Securities Sdn Bhd P/A3195/DR/1998 06/Mar/1998 CeasedAgnes Gan Kiat Cheng Dealing in Securities M & A Securities Sdn Bhd CMSRL/A5944/2007 06/Mar/1998 ValidAGNES OOI SIEW TIN @ AGNES CHOO SIEW TIN Financial Planning VKA Wealth Planners Sdn. Bhd. CMSRL/B4242/2013 15/Nov/2014 ValidAgnes Wong Yee Yean Dealing in Securities RHB Investment Bank Berhad CMSRL/B0035/2009 11/Aug/2015 ValidAh Chong @ Chan Chee Woon Dealing in Securities PM Securities Sdn Bhd CMSRL/A5506/2007 19/Mar/2007 ValidAh Kow @ Choo Ah Kow Financial Planning OPES Consulting Sdn. Bhd. CMSRL/B1483/2011 10/May/2015 ValidAhamad Rozi bin Daud OSK Investment Bank Berhad PPS(s)5/5921 26/May/2001 CeasedAhamad Shukri bin Abdul Wahab Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A1279/2007 15/Jun/2007 ValidAhamed Mubarek bin Meerasa Dealing in Derivatives AFFIN HWANG FUTURES SDN BHD CMSRL/B3413/2013 09/May/2007 CeasedAhamed Mubarek bin Meerasa Dealing in Securities

Dealing in Derivatives AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A3786/2007 09/May/2007 Valid

Ahkter bin Abdul Manan MIDF Aberdeen Asset Management Sdn Bhd P/A0086/FMR/FFMR/01 24/Dec/2003 CeasedAhkter bin Abdul Manan MIDF Aberdeen Asset Management Sdn Bhd P/A0224/FMR/1999 24/Dec/2003 ExpiredAhmad Akhtar bin Ramlee AFFIN HWANG INVESTMENT BANK BERHAD P/A3635/DR/1998 13/Sep/2001 CeasedAhmad Akhtar bin Ramlee Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A6940/2007 13/Sep/2001 ValidAhmad Akmal bin Hamzah Smith Zain (Penang) Sdn. Bhd. P/A1852/DR/1997 20/Jun/1998 CeasedAhmad Al Farouk bin Ahmad Kamal Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities JPMorgan Securities (Malaysia) Sdn. Bhd. CMSRL/B0389/2010 04/Sep/2006 Ceased

Ahmad Al Farouk bin Ahmad Kamal Credit Suisse Securities (Malaysia) Sdn Bhd P/B0796/DR/2005 04/Sep/2006 CeasedAhmad Al Farouk bin Ahmad Kamal Investment Advice Credit Suisse Securities (Malaysia) Sdn Bhd CMSRL/A8518/2007 04/Sep/2006 CeasedAhmad Al Farouk bin Ahmad Kamal Advising on Corporate Finance DB Corporate Advisory (Malaysia) Sdn. Bhd. CMSRL/B4303/2013 04/Sep/2006 ValidAhmad Andrian bin Zakaria MBf Northern Securities Sdn Bhd P/A1561/DR/1997 04/Apr/1998 CeasedAhmad Andrian bin Zakaria Dealing in Securities MIDF Amanah Investment Bank Berhad CMSRL/A6293/2007 04/Apr/1998 CeasedAhmad Annuar Bin Abdul Rahman Investment Advice KAF-Seagroatt & Campbell Securities Sdn Bhd CMSRL/B1524/2011 27/May/2013 CeasedAhmad Annuar Bin Abdul Rahman Investment Advice RHB Research Institute Sdn. Bhd. CMSRL/B4973/2014 27/May/2013 ValidAHMAD ASIFA BIN NURAL ANUAR Dealing in Securities SJ Securities Sdn Bhd CMSRL/B0903/2010 23/Mar/2012 CeasedAhmad Azam bin Sahar RHB Securities Sdn. Bhd. PPS(s)5/4668 03/Oct/1997 CeasedAhmad Azizi bin Ismail Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A5998/2007 09/May/2007 ValidAhmad Azman bin Abdul Manaf Dealing in Securities SJ Securities Sdn Bhd CMSRL/A0008/2007 15/Dec/2006 ValidAhmad Azmi bin Haji Abdul Jalil Mayban Securities Sdn Bhd PPS(s)5/4456 20/Dec/1997 CeasedAhmad Azree bin Mohamed Nawawi Dealing in Securities Alliance Investment Bank Berhad CMSRL/A2178/2007 09/May/2007 ValidAhmad Badros bin Panot AmSec Holdings Sdn. Bhd. PPS(s)5/1543 10/Oct/1994 ExpiredAhmad Bakri bin Ramli EPA Futures Sdn Bhd P/A0846/FBR/1998 20/Mar/2001 ExpiredAhmad bin Abdul Aziz AmSec Holdings Sdn. Bhd. P/A1339/DR/1997 25/Feb/1999 CeasedAhmad Bin Abdul Halim Advising on Corporate Finance

Investment Advice Nomura Malaysia Sdn Bhd CMSRL/A7975/2007 11/Oct/2007 Ceased

Ahmad Bin Abdul Halim Investment Advice Standard & Poor's Malaysia Sdn. Bhd. CMSRL/A9373/2008 11/Oct/2007 ValidAhmad bin Abdul Kadir RHB Securities Sdn. Bhd. PPS(s)5/4963 13/Dec/2004 ExpiredAhmad bin Abdullah Phileo Allied Securities Sdn Bhd PPS(s)5/4613 13/May/2000 CeasedAhmad bin Abdullah Investment Advice Asia Analytica Sdn. Bhd. CMSRL/A2987/2007 13/May/2000 ValidAhmad bin Bachok AmSec Holdings Sdn. Bhd. P/A1543/DR/1997 26/Aug/2005 CeasedAhmad bin Fadzil Dealing in Securities PM Securities Sdn Bhd CMSRL/A0421/2007 29/Jun/2007 ValidAhmad bin Haji Arif BIMB Securities Sdn Bhd PPS(s)5/6164 05/Jul/1997 CeasedAhmad bin Haji Ibnihajar Taiping Securities Sdn Bhd PPS(s)5/6799 11/Nov/2000 ExpiredAhmad bin Jamil OSK Investment Bank Berhad PPS(s)5/6400 19/Aug/1996 CeasedAhmad bin Kadis Dealing in Securities KAF-Seagroatt & Campbell Securities Sdn Bhd CMSRL/A0433/2007 28/Jun/2007 ValidAhmad Bin Maghfur Usman Investment Advice RHB Research Institute Sdn. Bhd. CMSRL/B2220/2011 24/Dec/2014 ValidAhmad bin Md Mydin Soon Theam Securities Sdn Bhd PPS(s)4/305 31/Oct/2001 CeasedAhmad bin Mohd Kassim Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A0546/2007 07/Feb/2007 ValidAhmad bin Mustapha Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A1938/2007 09/May/2007 Valid

Ahmad bin Omar Bashai Dealing in Securities AmInvestment Bank Berhad CMSRL/A0842/2007 08/Mar/2007 ValidAhmad Bukhari bin Abdul Rahim Thong & Kay Hian Corporation Sdn. Bhd. P/A1844/DR/1997 24/Jun/1997 CeasedAhmad Bukhari bin Abdul Rahim Thong & Kay Hian Corporation Sdn. Bhd. P/A9212/DR/2001 24/Jun/1997 CeasedAhmad Burhan bin Abd Wahab Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/A5298/2007 30/Oct/2006 ValidAhmad Danial Bin Zainudin Dealing in Derivatives Phillip Futures Sdn. Bhd. CMSRL/B4604/2014 01/Apr/2015 ValidAhmad Ezzanee Azizan bin Mohd Ali Azizan Straits Futures Sdn Bhd P/A0186/DR/FBR/95 10/Oct/2002 CeasedAhmad Ezzanee Azizan bin Mohd Ali Azizan RHB Futures Sdn Bhd P/A1785/DR/FBR/2003 10/Oct/2002 CeasedAhmad Ezzanee Azizan bin Mohd Ali Azizan RHB Securities Sdn. Bhd. P/A9852/DR/2003 10/Oct/2002 CeasedAhmad Ezzanee Azizan bin Mohd Ali Azizan SSSB Services (Melaka) Sdn. Bhd. P/A3674/DR/1998 10/Oct/2002 CeasedAhmad Ezzanee Azizan bin Mohd Ali Azizan SSSB Services (Melaka) Sdn. Bhd. PPS(s)5/1915 29/Jun/1998 ExpiredAhmad Fadzil bin Abdullah SJ Securities Sdn Bhd PPS(s)5/3613 15/Apr/1995 ExpiredAhmad Fadzil Bin Mohd Aris Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/B1281/2011 20/Feb/2015 ValidAhmad Fadzli bin Zakaria Dealing in Securities Maybank Investment Bank Berhad CMSRL/A5108/2007 16/Jul/2007 ValidAhmad Faisal Bin Mohamed Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/B0894/2010 25/Aug/2015 ValidAhmad Faiz bin Ahmad Shahrudin Fund Management Permodalan Nasional Bhd CMSRL/B1905/2011 29/Sep/2014 ValidAhmad Faiz Mohamed Hashim Advising on Corporate Finance BinaFikir Sdn. Bhd. CMSRL/B3342/2012 27/Dec/2014 ValidAhmad Faizal bin Ahmad Zazli Advising on Corporate Finance Maybank Investment Bank Berhad CMSRL/B4346/2013 23/Dec/2014 ValidAhmad Faizal bin Ishak Thong & Kay Hian Corporation Sdn. Bhd. P/A7045/DR/2000 02/Sep/2003 CeasedAhmad Faizal bin Md Adib Dealing in Securities Inter-Pacific Securities Sdn Bhd CMSRL/A2141/2007 30/Mar/2007 ValidAhmad Faizal bin Mohamed Yusup Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A3951/2007 07/Feb/2007 ValidAhmad Faizal bin Yahya HLG Securities Sdn Bhd P/A2845/DR/1997 18/Dec/1997 CeasedAhmad Faizel bin Mahmood Dealing in Securities Dealing in Securities restricted to bonds KENANGA INVESTMENT BANK BERHAD CMSRL/A8891/2008 09/May/2015 ValidAhmad Faizul bin Mohd Sharif Dealing in Securities MIDF Amanah Investment Bank Berhad CMSRL/B1699/2011 29/Jul/2015 ValidAhmad Fakrizzaki Sallehuddin bin Ghazali Fund Management Fund management restricted to securities Maybank Asset Management Sdn Bhd CMSRL/A9560/2008 10/Nov/2009 CeasedAhmad Fakrizzaki Sallehuddin bin Ghazali Investment Advice RHB Research Institute Sdn. Bhd. CMSRL/B3932/2013 10/Nov/2009 ValidAhmad Farid bin Hanif Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities RHB Investment Bank Berhad CMSRL/A9395/2008 29/Sep/2009 Ceased

Ahmad Farid bin Hanif Dealing in Securities Advising on Corporate Finance

Dealing in Securities restricted to underwriting activities RHB Investment Bank Berhad CMSRL/B1068/2010 29/Sep/2009 Valid

Ahmad Farid bin Haroon Arashid JF Apex Securities Berhad P/A4852/DR/2000 30/Apr/2002 CeasedAhmad Farid bin Haroon Arashid Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A6985/2007 30/Apr/2002 CeasedAhmad Farid bin Mohamad Dealing in Securities Mercury Securities Sdn Bhd CMSRL/A1284/2007 14/Sep/2007 ValidAhmad Faridzul bin Babu Dealing in Securities RHB Investment Bank Berhad CMSRL/B0607/2010 30/Apr/2010 CeasedAhmad Faridzul bin Babu Dealing in Securities

Dealing in Derivatives RHB Investment Bank Berhad CMSRL/B2078/2011 30/Apr/2010 Valid

Ahmad Farouk bin Mohamed BinaFikir Sdn. Bhd. P/A0480/IR/2004 09/Dec/2004 ExpiredAhmad Faudzi bin Ahmad RHB Securities Sdn. Bhd. PPS(s)5/6443 11/Aug/1997 CeasedAhmad Fauzi bin Hazizi Dealing in Derivatives OSK Futures & Options Sdn. Bhd. CMSRL/A4443/2007 13/Jul/2007 CeasedAhmad Fauzi bin Hazizi Dealing in Securities

Dealing in Derivatives OSK Investment Bank Berhad CMSRL/A0722/2007 13/Jul/2007 Ceased

Ahmad Fauzi bin Hazizi Dealing in Securities Maybank Investment Bank Berhad CMSRL/B0835/2010 13/Jul/2007 ValidAHMAD FAUZI MOHD JELAS Fund Management Fund management restricted to securities Permodalan Nasional Bhd CMSRL/A3880/2007 24/May/2007 ExpiredAhmad Fazlee bin Aziz Advising on Corporate Finance KENANGA INVESTMENT BANK BERHAD CMSRL/A8360/2007 10/Feb/2009 ExpiredAhmad Fazril bin Mustapa Fund Management Permodalan Nasional Bhd CMSRL/B3827/2013 05/Jul/2015 ValidAhmad Firdaus bin Abdol Malek Fund Management VCAP Asset Managers Sdn. Bhd. CMSRL/B5312/2014 24/Dec/2014 ValidAhmad Firdaus bin Abdullah Fund Management Permodalan Nasional Bhd CMSRL/A3418/2007 22/May/2007 ValidAhmad Firdaus Bin Mohamad Esman Dealing in Securities AmInvestment Bank Berhad CMSRL/A9235/2008 18/Sep/2014 ValidAhmad Firdaus bin Yusoff Dealing in Securities CIMB Investment Bank Berhad CMSRL/B2068/2011 24/Nov/2012 CeasedAhmad Fithri bin Tjandra Ahmad Dealing in Securities KAF-Seagroatt & Campbell Securities Sdn Bhd CMSRL/A7161/2007 06/Feb/2007 ValidAhmad Fowzi bin Zainal Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A2501/2007 09/May/2007 ValidAhmad Fuaad bin Mohd Yatim ECM Libra Securities Sdn. Bhd. PPS(s)5/5006 02/Dec/2002 CeasedAhmad Fuad Alhabshi Fund Management Opus Asset Management Sdn Bhd CMSRL/B1156/2010 23/Dec/2014 ValidAhmad Fuad bin Yahaya SJ Securities Sdn Bhd PPS(s)5/5197 01/Apr/1997 CeasedAHMAD HAFIZ BIN RUSLI Dealing in Securities MIDF Amanah Investment Bank Berhad CMSRL/B2927/2012 13/Aug/2015 ValidAhmad Hamdan bin Mohd Hanafiah Dealing in Derivatives Kenanga Deutsche Futures Sdn Bhd CMSRL/B3268/2012 24/Nov/1997 ValidAhmad Hamdan bin Mohd Hanafiah TA Securities Holdings Berhad P/A2789/DR/1997 24/Nov/1997 CeasedAhmad Hamdan bin Mohd Hanafiah Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A6249/2007 24/Nov/1997 ValidAhmad Harith bin Ahmad Kamal Dealing in Securities Nomura Securities Malaysia Sdn. Bhd. CMSRL/B1994/2011 20/Oct/2014 ValidAhmad Hassan bin Osman Metrowangsa Asset Management Sdn Bhd PPS(s)5/6495 23/Aug/2001 ExpiredAhmad Hawari bin Ab Rahim CIMB Securities Sdn Bhd P/A9180/DR/2001 11/Feb/2002 CeasedAhmad Helmy Bin Ahmad Kamal Dealing in Securities AmInvestment Bank Berhad CMSRL/B3168/2012 22/Nov/2014 ValidAhmad Hilmi bin Mohamad Mokhtar HLG Securities Sdn Bhd PPS(s)5/7084 05/Mar/1999 CeasedAhmad Hilmi bin Mohamad Mokhtar OSK Research Sdn Bhd P/A0349/IR/2001 05/Mar/1999 CeasedAhmad Hilmi bin Mohamad Mokhtar Investment Advice RHB Research Institute Sdn. Bhd. CMSRL/A3311/2007 05/Mar/1999 CeasedAhmad Hilmi bin Mohamad Mokhtar Dealing in Securities RHB Investment Bank Berhad CMSRL/B3858/2013 05/Mar/1999 ValidAhmad Hilmy bin Abd Jalil Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities UBS Securities Malaysia Sdn Bhd CMSRL/A8763/2007 12/Oct/2009 Ceased

Ahmad Hilmy bin Abd Jalil Advising on Corporate Finance DB Corporate Advisory (Malaysia) Sdn. Bhd. CMSRL/B3200/2012 12/Oct/2009 CeasedAhmad Hisham bin Ishak OSK Investment Bank Berhad PPS(s)5/6267 23/Jul/1998 CeasedAhmad Hisham bin Ishak AmInvestment Management Sdn Bhd P/A0434/FMR/2002 23/Jul/1998 ExpiredAhmad Hisham bin Ishak AmInvestment Management Sdn Bhd P/A0056/FMR/FFMR/022 23/Jul/1998 ExpiredAhmad Hisham bin Ishak Affin Securities Sdn. Bhd. P/A4639/DR/2000 23/Jul/1998 CeasedAhmad Hisham bin Ishak Fund Management AmInvestment Services Berhad CMSRL/A3615/2007 23/Jul/1998 ValidAhmad Hisham Mohamed Ali OSK Investment Bank Berhad PPS(s)5/4991 23/Dec/1996 ExpiredAhmad Hismi bin Zainol Abidin Fund Management RHB Asset Management Sdn Bhd CMSRL/B4112/2013 07/Oct/2004 ValidAhmad Hismi bin Zainol Abidin Commerce Asset Fund Managers Sdn Bhd P/A0098/FMR/FFMR/03 07/Oct/2004 CeasedAhmad Hismi bin Zainol Abidin Fund Management Fund management restricted to securities ING Funds Berhad CMSRL/A3836/2007 07/Oct/2004 CeasedAhmad Hismi bin Zainol Abidin CIMB-Principal Asset Management Berhad P/A0560/FMR/2003 07/Oct/2004 CeasedAhmad Hizam bin Ahmad Ismail Dealing in Securities SJ Securities Sdn Bhd CMSRL/A0215/2007 11/Oct/2006 ValidAhmad Husni Zaim Bin Ab Razak Dealing in Securities

Advising on Corporate Finance Dealing in Securities restricted to underwriting activities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/B4133/2013 07/Oct/2014 Valid

Ahmad Idzzuddin bin Idris Dealing in Securities Maybank Investment Bank Berhad CMSRL/A1328/2007 06/Aug/2007 ValidAhmad Indra bin Aziz Dealing in Securities TA Securities Holdings Berhad CMSRL/A6117/2007 20/Mar/2007 ValidAhmad Iskandar Bin Onn Fund Management Eastspring Investments Berhad CMSRL/B3084/2012 22/Oct/2014 ValidAhmad Izani bin Nyak Ariff HLG Securities Sdn Bhd PPS(s)5/5774 09/May/2006 CeasedAhmad Izham bin Saad Peninsula Securities Sdn Bhd P/A3848/DR/1999 05/Apr/2000 CeasedAhmad Izhar bin Abd Wahab Dealing in Securities TA Securities Holdings Berhad CMSRL/A6232/2007 12/Jun/2007 ExpiredAhmad Johari bin Khalid Dealing in Securities

Dealing in Derivatives RHB Investment Bank Berhad CMSRL/A6335/2007 03/Aug/2007 Ceased

Ahmad Kamal Bahrin bin Amer Hussin Dealing in Securities CIMB Investment Bank Berhad CMSRL/A6058/2007 31/Jan/2007 ValidAhmad Kamal bin Abd Lah Mayban Securities Sdn Bhd PPS(s)5/4183 21/Jul/1998 CeasedAhmad Kamal bin Kassim Thong & Kay Hian Corporation Sdn. Bhd. PPS(s)5/2779 21/Sep/2000 Ceased

Ahmad Kamal bin Kassim Dealing in Securities Mercury Securities Sdn Bhd CMSRL/A6926/2007 21/Sep/2000 ValidAhmad Kamil bin Abu Hashim Jupiter Securities Sdn Bhd PPS(s)5/4565 02/Dec/1996 CeasedAhmad Khalidi bin Yocob OSK Investment Bank Berhad P/A0095/DR/1996 31/May/2003 CeasedAhmad Khan bin Illadad Khan Jupiter Securities Sdn Bhd P/A7008/DR/2000 28/Aug/2004 CeasedAhmad Latfi bin Abdul Aziz Phileo Allied Securities Sdn Bhd PPS(s)5/5737 03/Jul/1995 ExpiredAhmad Latfi bin Abdul Aziz Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A5643/2007 03/Jul/1995 ValidAhmad Lokman Bin Ujang Dealing in Derivatives OSK Investment Bank Berhad CMSRL/A8851/2008 20/Feb/2010 CeasedAhmad Luqman Nulhakim Bin Mat Yusof Dealing in Securities Maybank Investment Bank Berhad eCMSRL/B5789/2015 17/Jun/2015 ValidAhmad Lutfi bin Fadzil Inter-Pacific Securities Sdn Bhd P/A2764/DR/1997 11/Nov/2000 CeasedAhmad Lutfi bin Mahmud JF Apex Securities Berhad P/B0363/DR/2004 01/Oct/1999 CeasedAhmad Lutfi bin Mahmud Metrowangsa Asset Management Sdn Bhd P/A0286/FMR/2000 01/Oct/1999 CeasedAhmad Lutfi bin Mahmud Metrowangsa Advisory Sdn. Bhd. P/A0206/IR/1999 01/Oct/1999 CeasedAhmad Lutfi bin Mahmud Dealing in Securities Maybank Investment Bank Berhad CMSRL/A8849/2008 01/Oct/1999 ValidAhmad Maliki bin Taib Smith Zain (Penang) Sdn. Bhd. PPS(s)5/1695 20/Feb/1998 CeasedAhmad Marzuki Bin Ahmad Fadalullah Dealing in Securities FA Securities Sdn Bhd CMSRL/B2551/2012 13/Apr/2014 CeasedAhmad Mazlan bin Muhammad Affin Securities Sdn. Bhd. PPS(s)5/4867 03/Oct/2005 CeasedAhmad Mustaqim bin Mohd Zain Advising on Corporate Finance Maybank Investment Bank Berhad CMSRL/B3341/2012 27/Dec/2014 ValidAhmad Nadzim bin Abdul Manan Mohaiyani Sdn. Bhd. PPS(s)5/5592 16/May/2001 CeasedAhmad Nadzim bin Abdul Manan Fund Management Kumpulan Sentiasa Cemerlang Sdn Bhd CMSRL/A3147/2007 16/May/2001 ValidAhmad Nadzri bin Ismail SBB Securities Sdn Bhd P/A2534/DR/1997 11/Sep/2003 CeasedAhmad Nadzri bin Ismail Dealing in Securities OSK Investment Bank Berhad CMSRL/A7148/2007 11/Sep/2003 CeasedAhmad Najib bin Ahmad HLG Securities Sdn Bhd P/A0757/DR/1996 23/Oct/2001 CeasedAhmad Najib bin Nazlan Fund Management Muamalat Invest Sdn Bhd CMSRL/A9728/2009 07/Nov/2006 CeasedAhmad Najib bin Nazlan Fund Management Amundi Islamic Malaysia Sdn Bhd CMSRL/B3157/2012 07/Nov/2006 ValidAhmad Najib Nazlan AMANAHRAYA INVESTMENT MANAGEMENT SDN BHD P/A0938/FMR/2006 07/Nov/2006 CeasedAhmad Nasri bin Mohamed RHB Securities Sdn. Bhd. PPS(s)5/6469 30/Aug/1997 CeasedAhmad Nasyriq Bin Marzuki Dealing in Securities RHB Investment Bank Berhad CMSRL/B3073/2012 13/Apr/2013 CeasedAhmad Naufal Harith bin Hasan Dealing in Securities OSK Investment Bank Berhad CMSRL/A6455/2007 05/Mar/2007 CeasedAhmad Nawawi bin Mohd Salleh Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A4832/2007 27/May/2007 ValidAhmad Nazir Bin Che Yen Dealing in Securities Dealing in Securities restricted to bonds CIMB Investment Bank Berhad CMSRL/A9147/2008 06/Aug/2015 ValidAhmad Nazri bin Ismail AmFutures Sdn. Bhd. P/A1322/FBR/2000 13/Aug/1999 CeasedAhmad Nazri bin Ismail Avenue Options & Futures Services Sdn. Bhd. P/A0981/FBR/1998 13/Aug/1999 CeasedAhmad Nazri Bin Jantan Dealing in Securities KAF-Seagroatt & Campbell Securities Sdn Bhd CMSRL/B0874/2010 03/Jun/2008 CeasedAhmad Nazri Bin Jantan Dealing in Securities CIMB Investment Bank Berhad CMSRL/B2891/2012 03/Jun/2008 ValidAhmad Nazri Bin Jantan Dealing in Securities OSK Investment Bank Berhad CMSRL/A8943/2008 03/Jun/2008 CeasedAhmad Nazri bin Mohamad Advising on Corporate Finance Maybank Investment Bank Berhad CMSRL/A9259/2008 20/Jan/2009 CeasedAhmad Nazri bin Othman Mohd Advising on Corporate Finance Maybank Investment Bank Berhad CMSRL/A8702/2007 11/Feb/2009 CeasedAhmad Nazri bin Othman Mohd Advising on Corporate Finance DWA Advisory Sdn. Bhd. CMSRL/B3972/2013 11/Feb/2009 ValidAhmad Nazrien bin Hj Yusof Fund Management Fund management restricted to securities BIMB INVESTMENT MANAGEMENT BERHAD CMSRL/A3500/2007 27/Nov/2006 ExpiredAhmad Nidzwal bin Zainuddin AFFIN HWANG INVESTMENT BANK BERHAD P/A0289/DR/1996 17/Jul/2003 CeasedAhmad Nizar bin Abdul Wahab Hwang-DBS Securities (Johor Bahru) Sdn Bhd P/A3602/DR/1998 26/Sep/1998 CeasedAhmad Nizham Khan B Jamil Khan Dealing in Securities OSK Investment Bank Berhad CMSRL/B1851/2011 15/Sep/2011 CeasedAhmad Norhisham bin Hassan Segitiga Asset Management Sdn Bhd P/A0487/FMR/2002 31/Oct/2002 ExpiredAhmad Perwira bin Shaharuddin Dealing in Derivatives OSK Futures & Options Sdn. Bhd. CMSRL/A4389/2007 15/Jun/2007 CeasedAhmad Perwira bin Shaharuddin Dealing in Securities

Dealing in Derivatives RHB Investment Bank Berhad CMSRL/A3408/2007 15/Jun/2007 Valid

Ahmad Poad bin Hj Abd Aziz SSSB JAYA (1987) SDN BHD PPS(s)5/4611 27/Aug/1996 CeasedAhmad Rabaie bin Ismail Dealing in Securities Alliance Investment Bank Berhad CMSRL/A0562/2007 02/Feb/2007 ValidAhmad Rashidi bin Abu Kassim Dealing in Securities AmInvestment Bank Berhad CMSRL/A2537/2007 08/Mar/2007 ValidAhmad Razali bin Abdul Rashid Advising on Corporate Finance Mulpha Capital Markets Sdn Bhd CMSRL/B2295/2012 28/Sep/2007 CeasedAhmad Razali bin Abdul Rashid Advising on Corporate Finance MIDF Amanah Investment Bank Berhad CMSRL/A8392/2007 28/Sep/2007 CeasedAhmad Razali bin Mohamad @ Che Mat OSK Investment Bank Berhad P/A9227/DR/2001 27/Feb/2006 CeasedAhmad Raziq Bin Ab Rahman Fund Management CIMB-Principal Asset Management Berhad CMSRL/B4325/2013 16/Dec/2014 ValidAhmad Razman bin Abd Rashid FA Securities Sdn Bhd P/A0595/DR/1996 23/Sep/2003 ExpiredAhmad Razman bin Abd Rashid Dealing in Securities

Dealing in Derivatives RHB Investment Bank Berhad CMSRL/A7151/2007 23/Sep/2003 Valid

Ahmad Razman bin Ahmad Zaki Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A5762/2007 22/Jun/2007 ValidAhmad Redzuan Bin Abdul Rahman Financial Planning CIMB-Principal Asset Management Berhad CMSRL/B4730/2014 09/May/2015 ValidAhmad Ridwan bin Mohd Ihsan KAF-Seagroatt & Campbell Securities Sdn Bhd P/A4254/DR/1999 21/Sep/2000 CeasedAhmad Ridzuan bin Sulaiman Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A6145/2007 09/May/2007 ValidAhmad Rifai bin Haji Abd Karim Dealing in Securities PUBLIC INVESTMENT BANK BERHAD CMSRL/A0128/2007 14/Feb/2007 CeasedAhmad Rizal bin Ismail Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A1705/2007 07/Sep/2007 ValidAhmad Rizal bin Mazlan HLG Securities Sdn Bhd P/A0893/DR/1996 23/Dec/1996 ExpiredAhmad Rizal bin Mohd Rashid Fund Management Permodalan Nasional Bhd CMSRL/A3100/2007 22/Jan/2007 ValidAhmad Rizal bin Ujang Fund Management i-VCAP Management Sdn Bhd CMSRL/B2194/2011 23/Dec/2014 ValidAhmad Rizlan bin Azman Fund Management Maybank Asset Management Sdn Bhd CMSRL/A8975/2008 19/Jun/2012 CeasedAhmad Rokis bin Baharudin Dealing in Securities TA Securities Holdings Berhad CMSRL/A1690/2007 01/Aug/2007 ValidAhmad Rosdi bin Mohd Hanafiah SSSB JAYA (1987) SDN BHD PPS(s)5/4908 21/Nov/1998 ExpiredAhmad Rosdi bin Mohd Hanafiah JF Apex Securities Berhad P/A4851/DR/2000 21/Nov/1998 CeasedAhmad Rosman bin Ahmad Noordin Affin Securities Sdn. Bhd. PPS(s)5/2665 12/Jun/2002 CeasedAhmad Rozaimee Bin Ramlee Dealing in Derivatives AFFIN HWANG FUTURES SDN BHD CMSRL/B2516/2012 05/Apr/2012 CeasedAhmad Rubil bin Ahmad Dealing in Securities Dealing in Securities restricted to bonds AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A7606/2007 19/Dec/2006 ValidAhmad Ruim Bin Mohd Noor Dealing in Securities Maybank Investment Bank Berhad CMSRL/B1403/2011 14/Dec/2009 ValidAhmad Ruim Bin Mohd Noor Dealing in Securities OSK Investment Bank Berhad CMSRL/A9639/2009 14/Dec/2009 CeasedAhmad Sabri bin Hamzah Dealing in Securities UOB Kay Hian Securities (M) Sdn Bhd CMSRL/A0561/2007 25/Apr/2007 ValidAhmad Sabri bin Harun TA Securities Holdings Berhad PPS(s)5/529 21/May/1999 ExpiredAhmad Sabri bin Harun TA Securities Holdings Berhad P/A3993/DR/1999 21/May/1999 CeasedAhmad Sabri bin Harun Dealing in Securities TA Securities Holdings Berhad CMSRL/A8571/2008 21/May/1999 ValidAhmad Sabri bin Mahiran Dealing in Securities Dealing in Securities restricted to bonds CIMB Investment Bank Berhad CMSRL/B1254/2011 02/Feb/2015 ValidAhmad Sadruddin bin Kamaruddin AmSec Holdings Sdn. Bhd. PPS(s)5/1945 15/Oct/1997 CeasedAhmad Safari bin A. Khalil Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/A3010/2007 20/Sep/2007 ValidAhmad Saifuddin bin Morat @ Abd Morat Investment Advice M & A Securities Sdn Bhd CMSRL/B1819/2011 07/Apr/2008 CeasedAhmad Saifuddin bin Morat @ Abd Morat Investment Advice Maybank Investment Bank Berhad CMSRL/A8489/2007 07/Apr/2008 CeasedAhmad Saifuddin bin Saidi KENANGA INVESTMENT BANK BERHAD PPS(s)5/3483 10/Mar/1998 CeasedAhmad Saifullizan bin Mohamed Dealing in Securities HONG LEONG INVESTMENT BANK BERHAD CMSRL/A1792/2007 30/Dec/2006 CeasedAhmad Saruddin bin Endut WK Securities Sdn Bhd PPS(s)5/3192 29/Nov/1995 ExpiredAhmad Sarzi bin Zainuddin Mayban Securities Sdn Bhd P/A1297/DR/1997 11/Feb/2003 CeasedAhmad Sarzi bin Zainuddin Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A7076/2007 11/Feb/2003 CeasedAhmad Sarzi bin Zainuddin Dealing in Securities Maybank Investment Bank Berhad eCMSRL/B5550/2015 11/Feb/2003 CeasedAhmad Seri Shamni bin Ismail Dealing in Securities M & A Securities Sdn Bhd CMSRL/A2437/2007 23/Jul/2007 ValidAhmad Shafie bin Abdul Rahman KENANGA INVESTMENT BANK BERHAD P/A3160/DR/98 16/May/2006 ExpiredAhmad Shah bin Abd Rahman BBMB Futures Sdn Bhd P/A0958/FBR/1998 22/Jul/1999 Ceased

Ahmad Shaharuddin bin Hamid AFFIN HWANG INVESTMENT BANK BERHAD PPS(S)5/6212 23/Jul/1998 CeasedAhmad Shaharuddin bin Hamid Dealing in Securities AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A6469/2007 23/Jul/1998 ValidAhmad Shahir Bin Jamil Investment Advice RHB Research Institute Sdn. Bhd. eCMSRL/B5808/2015 19/Jun/2015 ValidAhmad Shahizam bin Mohd Shariff ING Corporate Advisory (Malaysia) Sdn. Bhd. P/A0011/IR/1996 25/Oct/1999 CeasedAhmad Shahizam bin Mohd Shariff Citigroup Global Markets Malaysia Sdn. Bhd. P/A0263/IR/2000 25/Oct/1999 CeasedAhmad Shahriman bin Mohd Afandi Dealing in Securities Alliance Investment Bank Berhad CMSRL/A1590/2007 04/Jul/2007 ValidAhmad Shakri bin Khalid Dealing in Securities AmInvestment Bank Berhad CMSRL/A2703/2007 26/Jul/2007 ExpiredAhmad Sharani bin Abdul AFFIN HWANG INVESTMENT BANK BERHAD P/A9622/DR/2002 03/Nov/2000 CeasedAhmad Sharani bin Abdul KPEN Sdn Bhd P/A0637/DR/1996 03/Nov/2000 CeasedAhmad Sherhan bin Abu Samah Dealing in Securities

Dealing in Derivatives RHB Investment Bank Berhad CMSRL/A2664/2007 06/Feb/2007 Valid

Ahmad Shukri bin Abdullah OSK Investment Bank Berhad P/A4165/DR/1999 23/Aug/2000 CeasedAhmad Shukri bin Mohd Aris Fortitude Asset Management Sdn Bhd PPS(s)5/6851 02/Jan/2001 CeasedAhmad Shukri bin Mohd Aris Oasis Asset Management Sdn Bhd P/A0371/FMR/2001 02/Jan/2001 ExpiredAhmad Sirajuddin bin Sulaiman Oasis Asset Management Sdn Bhd P/A0368/FMR/2001 01/Oct/2001 ExpiredAhmad Suhaimee bin Ismail RHB Securities Sdn. Bhd. P/A3213/DR/1998 22/Aug/2005 CeasedAhmad Syahnun bin Jaafar Dealing in Securities

Dealing in Derivatives Inter-Pacific Securities Sdn Bhd CMSRL/A4343/2007 28/Feb/2007 Valid

Ahmad Syahrizal bin Omarudin Dealing in Securities TA Securities Holdings Berhad CMSRL/A6177/2007 18/May/2007 CeasedAhmad Syahrizal Bin Omarudin Dealing in Securities TA Securities Holdings Berhad CMSRL/B5308/2014 18/May/2007 ValidAhmad Taibi bin Sohor Sarawak Securities Sdn Bhd PPS(s)5/6039 29/Jun/1998 CeasedAhmad Tajuddin Bin Mohd Diah Dealing in Securities Dealing in Securities restricted to bonds AFFIN HWANG INVESTMENT BANK BERHAD CMSRL/A7530/2007 26/Jul/2007 CeasedAhmad Tajuddin bin Mohd Jamil OSK Investment Bank Berhad P/A0315/DR/1996 21/Jul/2005 CeasedAhmad Tajuddin Bin Yeop Aznan Fund Management Kenanga Islamic Investors Berhad eCMSRL/B5397/2015 02/Feb/2015 ValidAhmad Tarmize bin Mohd Ramly Jupiter Securities Sdn Bhd P/A1631/DR/1997 19/May/1997 CeasedAhmad Yani bin Ibrahim Fund Management Permodalan Nasional Bhd CMSRL/A3412/2007 08/May/2007 ValidAhmad Zahairi bin Abu Kassim Fima Securities Sdn Bhd PPS(s)5/6125 05/Jul/1997 ExpiredAhmad Zahairi bin Abu Kassim OSK Investment Bank Berhad P/A4196/DR/1999 05/Jul/1997 CeasedAhmad Zahairi bin Abu Kassim MIDF Sisma Securities Sdn Bhd P/A9384/DR/2001 05/Jul/1997 CeasedAhmad Zahairi bin Abu Kassim Dealing in Securities CLSA Securities Malaysia Sdn. Bhd. CMSRL/B0941/2010 05/Jul/1997 ValidAhmad Zahairi bin Abu Kassim Dealing in Securities RHB Investment Bank Berhad CMSRL/A7569/2007 05/Jul/1997 CeasedAhmad Zahari bin Md Nuri M & A Securities Sdn Bhd PPS(s)5/5515 17/May/1997 CeasedAhmad Zahir bin Mohd Tabri Maybank Asset Management Sdn Bhd P/A0750/FMR/2005 04/Apr/2005 ExpiredAhmad Zahir bin Mohd Tabri AmanahRaya Unit Trust Management Sdn. Bhd. P/A0617/FMR/2004 04/Apr/2005 CeasedAhmad Zahiruddin bin Ismail Mayban Securities Sdn Bhd PPS(s)5/5461 29/Apr/2000 CeasedAhmad Zahril bin Mohd Yusof @ Yusof Omar Dealing in Securities KENANGA INVESTMENT BANK BERHAD CMSRL/A2074/2007 03/Apr/2007 CeasedAhmad Zahrudin bin Togi Deali