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POSITION NAME ORGANJZATION/ENTITY
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AND
I.
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v
Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOJO in Government Act of 1978 Rev. 1/2010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§ 101-1 ll)
l. Person Reporting (last name, firs1. middle irurial)
Linn, Richard
2. Court or Organization 3. Date of Report
U.S. Court of i\ppeals, Fed Cir 04/30/2010
4. Title (Article ill judges indicate active or senior status; magistrate judges indicate fuf]. or part·time)
U.S. Circuit Judge - Active
Sa. Report Type (check appropriate type) 6. Reporting Period
0 Nomination. Date 01/01/2009
0 Initial [Z] Annual D Final to
12/31/2009 Sb. 0 Amended Repm1
7. Chambers or Office Address
U.S. Court of Appeals 717 Madison Place, N.W. Washington. DC 20439
8. On the basis of the info.rmation contained in this Re.port and any modifications pertaining thereto, it is in my opinion) in complianC'e with appJkahle laws and regulations.
Re\'iewing Officer __ --------· --·---- Date__ ----· ·-·
IAf PORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where yau have 110 reportable information. Sig11 011 last page.
J.. POSITIONS. (Reporting indfridua/ only; see pp . . 9-13 of filing insmwions.)
D NONE (No reportable positions.)
I. Member
2. Past-President
o. Member
OF
lntellecnial Property Advisory Aoard, George Washington University Law School
-··· ---
The Giles S. R.ich American Inn e>f Court
The Richard Linn American Inn ofCourt ---
4. Visiting Member The Hon. William C. Conner American Inn of Court
5. ----- -·------- ---
JI. AGREEMENTS. {Reporting imifridual only; see pp. 14-16 offiling hatruelions.)
[{_] NONE (No reportable agreements.)
I.
2.
3.
PARTIES TERMS·
L-J '
· · ·· ---
10,1
1_..)
Linn, Richard
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f/1'/"l L.L_J
SOURCE AND TYPE
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INCOME
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LOCATION
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PURPOSE JTEMS
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FINANCIAL DISCLOSURE REPORT Page 2 of 8
Name of Person Reporting
Linn, Richard
Date of Report
04/30/2010
IJI. N 0 N-JNVES TMENT JN CO !\'.IE. (Reporting individ11a/ and spo11se; see pp. 17-24 of filing instructions.j
A. Filer's Non-Investment Income
[{] NONE (No reportable non-investment income.)
!.
2.
3.
4.
SOURCE AND TYPE
B. Spouse•s Non-.lnvcstinent Income - lfyou were married during anyporrion of the reporting . ·eur. comp/ere this s c:tion. ( D(J!/ar amount not required accpt for honoraria.)
NONE (No reportable non-investment income.)
2.
3.
----··--- -----
(your$, not spousc1s)
4.
JV. REJJ\t1BURSE.l\1ENTS - transporration, /odging,food, ''ntmainmem.
( hJc/udes tl10se IO spouse ,wd dependent children; see pp. 2 5-2 7 of filing instmNions.)
[J NONE (No reportable reimbursements)
SOURCE
1. The Hon. William C. Coimer Amerkn lnn of Court
The Ben Franklin Amelican Inn of Court
3. New York [ntdlectual Property Law Association
4. The Hon. William C. Coruler Amclicn l.nn of Court
5. The Richard Linn Amelican Inn of Cl1tn1
Janumy 15-16, 2009 New Y<lfk, NY
--- ----
.January 21, 200<1 Philaddphia. PA
March 27-29, 2009 New York, NY
April 15-16.2009 :-lew York. NY
May 14-15, 2009 Chicago,[!_
PAJD OR PROVIOED
Inn of Court Dinner Transp0rtat10n. Meals, and Hotel
IJm ofCoun Mceling Transportation and Meals
Annual Judges Dinner Transportation, Meals , and Hotel
Inn of Court Meeting Tr•nspo11ation, i'vkals, and Hole!
Inn of Court Mcding I rnnsportatmn
---- ---·---- -· ----· --· - - ·-- - -
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Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 3of8 Linn, Richard 04i30/2010
6- New York Intellectual Property Law Association
7_ New Jersey Intellectual Property Law A3Sociation
8. The Richard Luin American Inn of Court
9. The Boston lntdkctual Property American Inn of Court
10. High Tech Law lnstiMe and !'ederal Circuit Bar Association
i J. The Richard Linn American Inn ofCoun
12. The Boston Intellectual
Property American Inn of Coun
·----
13. 111e Richard Linn American Inn of Court
14_ The Paul R. Michel America11 Inn of Court
May 20-21, 2009
June 5-6, 2009
June 12-13. 2009
July 30-31, 2009
September c4-n. 2009
September 29-30. 200'/
Ocl<>ber 26-27, 2009
November 12 15. 2009
December 1-2, 2009
New York. NY
Short Hills. NJ
Chicago, IL
Boston, MA
.Santa Clam. CA
Chicago. IL
Boston. 'v1A
Chicago, fl.
Los Angeles, CA
Bar Association Annual Meeting
Annual Judges Dinner
Inn of Court Dinner
Inn of Court Meeting
I.aw School and Bar Association Seminar
Inn of Cour1 Meeting
Inn of Court Meeting
Inn of Court Meeting
Inn of Court Meeting
---- -·
Transportation, Meals, and Hotel
Transportation. Meals, and Hotel
Transportation. Meals, and Hotel
Transportation, !\-teals. am! Hotel
Transportation. Meals. and Hotel
Transportalion
Transpo11ationi, Me>ris, and Hotel
Transportation
Transportation, Meals. and Hotel
of filing
SOURCE DESCRl VALUE
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CREDITOR DESCRIPTION
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·----· ··-- --- · --------·----------
Oate of Report Name of Persf>fl ReportingFINANCIAL DISCLOSURE REPORT
Page 4 of8 Linn, Richard 04/30/2010
V. G JFTS. (Includes tlu>se to spouse and dependent childre11; see pp. 28-31 instructions.)
D NONE (No reportable g{fis.)
l. Meridian International
New York Intellectual Property Law Associati(1n
PTION
Tickets to the Me1idian Ball
Steuben Glass eagle leadership award
$420.00
$LO 17.00
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3. ---- --
4.
5.
VJ .. LJABJ LJ.TJES. (Includes f/tose ofspou.rte and tlependent children: see pp. J].JJ 1if filing instructitms.)
[ZJ NONE (f>"o reportable liabilities.)
I_
VALUE CODE
3.
4.
5. - -- ---- - ---
c
(2) _i _(3)-
-------------�--�---------�---�-- -----.,.----..----,------,-----·
I )
i
i
!9
i
!
1
I
I
-- -
Date of Report Name of Person Reporting :FINANCIAL DISCLOSURE REPORT
Page 5 of8 04/30/2010Linn, Rkhard
VII. INVESTMENTS and TRUSTS - inc(Jme, value, 1ransncaon• r1nc1udes those of •po11se and dependent chitdren; see PP· J4-6(} nffiting instructions.)
D NONE (No reportable income, assets, or transactions.}
A. B. D. Description of Assets Income dwing Gross value at end Transactions dunng reporting period
(including rm.st assc:rs) r porting period of reporting period -
12) ! i (5). 12) 11)(I) Place "{X)" after °:a(.:h asset jAmo11nt
ex.empt frlHn prior disclosure : Code I i IA-H)
Tn)e (e.g., Value <liv., ro:.:111. C odt.: 2
ur iul.) (.1-P)
(J) -,4) Value Type (e.g., Date Value Gain Identity of
Method buy. sell, mmidd/yy Code I buycr/sel k:rCode 21· Ilnde 3 1edcmption) (J-P) (A-IJ) (1f private
(Q-W) transaction) .. -.L - --- -- - - __l_
·-" ··-----·
I. Cash Equivalent Account II 3
i2' Brokerage Account# 7
- American Funds: AMCAP Fund Class
529A
'4. - American Funds: EuroPacific Growth
Fund Class 529A
'5. - AmericanFunds: Washington Mutual [nvestors Fund Class 529A
6. Brokerage Account# 9
7. - American Fun<h: AJV!CAP Fund Cla>s 529A
8. - American Funds: EuroPacific Growth Fund Class 529A - Americn Funds: Washington Mutual [nvestors Fund Class 529A
, IO. - AmericanFunds: lntemiediate Bond fund
of America Cl. 529A
I 1. Brokerage Account# 10
! 12. - American Funds: AMCAP Fund Class 529A
13. - American Funds: EuroPacific Growth Fund Class 529/\
14. - /vnnican Fun<ls: \Vashington 1utual Investors Fund Class 529A
15. · American Funds: Intermediate Bc>nd Fund of America Cl. 529A
lh. Brokerage Accou1Jt # I I
17. - American Funds: Al'v!CAP Fund Cla." 529A
A
A
A
A
A
A
A
A
A
A
A
A
Interest
DiviJend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
---- -
T
T
T
T
T
T
T
T
T
T
T
T
T
! fncrn11c Gaio C1ide:> A:-$1,1)00•..ir it::;s B . , 1 ,001 -S:!.Si10 c =='i- 50i - 5.(100 D=.1,\(10l - 'H5.01Xi L=il5.0r.l - $50.IJIJ(} i.See-Cotumns Bl :.md D-+) ,, \.50.001 . $/ 0(1,()00 0 -.-_$ ! 00,00 I - :} l ,000.000 HI =::SJ ,ono,OOJ - s .00\J.O(J{) Hl -··More th:in $5,000.tlOI}
2 ValueC1.1de.'> J =£15.00<> or !1: K =') l 5,00} - S50,000 L -=SS0.01)! il(if),000 M "-$100,001 - S2Sf1,0l)O (See Columns Cl and lJ:i} N :$250,001 - 'i ()0.00(1 0 -$500.0n I - S ! .Of>0,000 Pl =Sl.OQO.Oill - $5,(ll)().000 P )5,000.001 - S25.W10,UOO
P3 ··S25,000.00I - S50.0IJO,DOO P·1 =More than S.50,000,0-00 - - l/:ilut !\.1ett'",od Code-:: r, ApfJr i:-.;.I R ""Cu:.t (Re.""l Estate 0nly) S 00Assessment
(SceC1:.1umu(":2) IJ =Book V:i.luc V=l)tliN
I
i :!O
i
Gr "
_moo°;u- -n-. -ml j
____
---:-
J
i
I -
--- _J
(I\ (2)---- --(3)' o_alo' i ;•lu
Date of Report Nam of Person ReportingFINA.J ClAL DISCLOSURE REPORT Page 6of8 04/30/2010Linn, Richard
VII. INVEST MEN TS and TRUSTS - income, value. transactions (Includes those of 'P""'" and dependent children; see pp. 34-60 of filing in.muc1ions.1
NONE (No reportable income, assets, or transactions.)D D.A
- Transactions !..luring reporting period 'tincJuding trust assets) i reporting period Description of Assets --1- lncom uring -! w�e at end
of reporting period ( ·
Type (e.g., . -cA. !2) (2)I Type (e.g.. Value
(JT int)
(4) (5) kk:ntity of
buycr/selkr Gain
Code I ValuePleice "1X)" after each asset
exempt from prior disclosure : Ilrnm;d<iyy Code. Code l div., rent, buy,><11,
redemption) : Cock :2 : frthod!
(A-H) IA-H) (jf privaterrnnsaction)
{J·P)(J-f') i Code 3 L_(o-wJ
18.
19.
I 21.
- American funds: EuroPacific Growth Fund Class 529 A
- American Funds: Washington MutualInvestors Fund Class 529A
· American funds: lntennediate Hand Fund of America CL 529A
Brokerage Account# 13
A
A
A
Dividend
Dividend
Dividend
J
J
J
T
T
T
: 22
23.
- American Funds Growth-lncon1e SeparateAccount
· American Funds Growth Separate Accollllt
None
None
L
1'1
T
T
24.
25.
26.
27.
28.
- T. Rowe Price Large Cap Growth PortfolioSeparate Account
- MJ'S Value Portfolio Separate Account (See note)
- Russell 2000 Index Portfolio SeparateAccount
- Artio Int'! Stock Portfolio Separate Acct (See note)
Brokerage Account# 14
Nune
None
None
None
M
>vi
L
M
T
T
T
T
I
29.
: 1
.O.
'I
·Clarion Global Real Estate Portfolio Sep. Acct (See note)
- !VktLife Stock lndex Portfolio Separate ACCOUJJ{
CClsll Equivalent Account #15
--- -A
None
None
Interest
K
L
L
--
T
T
T Open 09!! 61fl9 L
---
-
Income C1·.iiu Co.Jes. A -'$1,0IJO or !es:=. B -:,i;J ,001 ::'.500 C 'i. .50 l - S:>.000 D •S5.00I - Sl:',OOt"i F -=SI ),(JOJ - •.50,0(:(J-{See C.Jlu;nns BI :'!ml D4 l F $50,00 I - i I flO.!IOIJ (; :. s100.001 :s1.001J.ono 11 l .,. I .tJ00.00 I S5 Jin0,1l(!iJ IL ..,.!\fore 1han S5.i)f}{J,i!(1i) 2 ValmC'od J =5 J 5J)L>() or less K -Sl5,00I - S50,00I) L ---S50.00i - SIOfl,IHl!I M =SJM,no: S::5o OOO .(See l"olumns CJ ;\lld DJJ N '-S25fl,00l - S.)OOJ)OiJ 0 · $500,00 I - Sl ,Qf10.(•0G Pl $1,0nn,OCi S),l'IJG,000 P2 "':i:'.i.000,001 - 525.0UO,fJOO
-P3 =$25,000.001 · '.:'50.000,000 P4 -t 1urt!" itwn $5()/J01l.f100 3. Valut' Mt:thod Codes Q-=Appr:tif.;il R CNt ,:Ri'.d E<>t;i.lc (ir;\yi T =C<ish .\lark..:t
ISr.-c t.'ohunu C2l U =Bt\Qk V.1lue V "-'Otii r
#
!>ate of Report Name of Person Reporting .FINANCIAL DISCLOSURE REPORT
Page 7of8 04/30/20101,inn, Richard
VIII. ADDITIONAL L FORMATION OR EXPLANATIONS. (Indicate part of Report.)
Part VJl, line 27, Artio International Stock Portfolio was previously known as and changed its name from Julius Ba r International Stock Portfolio
1: I
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l· ·
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
04/30/2010Unn,RichardPage 8of8
IX. CERTIFICATION.
I certify that all in formation given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the be t of my knowledge and belief, and that any information not rep!•rted was withheld because it met applkable statutorysprovisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance. with the provisions of S U.S.C. app. § SOI et. seq., 5 U.S.C. § 7353, and Judicial Confrrence regulations.
Signatu
NOTE: ANY INDIVIDUAL Vvlf() KNOWINGLY AND WIJ,FIJLJ,V JIA.LSIFIES OR FAO,s TO Fll.F: THIS REPORT MA y BF: SIJRJF:CT TO CIVlL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 J One Columbus Circle, N.E. Washington, D.C. 20544 _J