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Page 1: LTE&LTE-A Interference Coordination for Femtocells.pdf

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   22

In a nutshell

• Part 1: Refresh your memory!

 – LTE and LTE‐A

 – The road to the future

 – An overview

 of 

 ICIC

 techniques

• Part 2: Femto‐macro interference

 – Relevant details of  the LTE air interface

 – Performance comparison

 of 

 existing

 techniques

 – Introduction of  a novel technique to protect non‐CSG users

• Part 3: Femto‐femto interference

 – Network 

„densification“ 

and 

its 

effects – Centralized interference mitigation

 – Distributed interference mitigation

• Conclusion

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   33

Part 1:

 Know

 your

 LTE

(B,Cs)

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   44

What’s so great about LTE?

• LTE

 – Long‐term evolution of  3G using 3G 

spectrum

 – Smooth introduction of  4G

• LTE‐Advanced

 – Evolution of LTE: Targets

achievement of sufficiently higher

system performance than that for

LTE

• Bandwidth: 100 MHz

• Peak throughput: 1 Gbps

 – Backward compatible with LTE to 

enable continuous

 enhancement

 

and deployment

 – Meet or exceed IMT‐Advanced 

requirements within the ITU‐R time 

plan

5~20  MHz bandwidth

~100  MHz bandwidth

System performance

2000’s   2010’s

HSUPA

HSDPA

WCDMA Release 99

LTE

Smooth introduction of  

4G

Long‐term 

evolution 

of  

3G

LTE‐Advanced

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   55

The old and the new

• LTE‐Advanced

 shall

 be

 deployed

 as

 an

 evolution

 of 

 LTE

 Rel.

 8 with

 new

 

bands available

• LTE‐Advanced shall be backwards compatible with LTE Rel. 8 

Smooth and flexible system migration from LTE Rel. 8 to LTE‐Advanced

An LTE‐A UE works in an LTE cell

An LTE UE works in an LTE‐A cell

•   LTE‐Advanced contains all features of  LTE Rel. 8&9 and additional features 

for further

 evolution

Page 6: LTE&LTE-A Interference Coordination for Femtocells.pdf

8/9/2019 LTE&LTE-A Interference Coordination for Femtocells.pdf

http://slidepdf.com/reader/full/ltelte-a-interference-coordination-for-femtocellspdf 6/98Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   6

LTE 

Rel. 

8 LTE‐

Advanced

Peak data rateDL 300 Mbps   1 Gbps

UL 75 Mbps   500 Mbps

Peak spectrum efficiency 

[bps/Hz]

DL 15   30

UL 3.75   15

* Target peak data rate of  1 Gbps for nomadic/local areas is specified in Circular Letter (CL)

*1 See TR25.912 (Case 1 scenario)  *2 See TR36.913 (Case 1 scenario)  *3 See ITU‐R M.2135 (Base Coverage Urban scenario)

Target Performance for LTE‐Advanced

Cell‐edge user 

throughput 

[bps/Hz/cell

/user]

DL

2‐by

‐2 0.05   0.07

4‐by‐2 0.06   0.09

4‐by‐4 0.08   0.12

UL1‐by‐2 0.024   0.04

2‐by

‐4 –   0.07

Ant. Config. LTE Rel. 8*1 LTE‐Advanced*2

Capacity

[bps/Hz/cell]

DL

2‐by‐2 1.69   2.4

4‐

by‐

2 1.87   2.64‐by‐4 2.67   3.7

UL1‐by‐2 0.74   1.2

2‐by‐4 –   2.0x 1.4‐1.7

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http://slidepdf.com/reader/full/ltelte-a-interference-coordination-for-femtocellspdf 7/98Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   7

What’s new in LTE‐A?

•   Wider 

bandwidth 

(carrier 

aggregation) – Improves peak data rate and spectrum flexibility

 – Meets ITU‐R requirements for bandwidth (>=40 

MHz)

 – Spectrum/carrier aggregation

 based

 on

 

component carrier (CC) concept to maintain 

backward compatibility and allow smooth 

network migration

•   Advanced MIMO techniques (covered yesterday)

 – Improves peak data rate and cell/cell‐edge 

spectrum efficiency

 – Meets ITU

‐R

 requirements

 for

 DL

 cell

 spectrum

 

efficiency

 – SU‐MIMO with up to 8‐layers for DL and 4‐layers 

for UL

 – MU‐MIMO with enhanced CSI feedback

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8/9/2019 LTE&LTE-A Interference Coordination for Femtocells.pdf

http://slidepdf.com/reader/full/ltelte-a-interference-coordination-for-femtocellspdf 8/98Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   8

What’s new in LTE‐A?

•   Enhanced inter‐cell interference coordination (eICIC)

 – Improves cell‐edge user throughput, coverage, and

deployment flexibility

 – Interference coordination for layered cell deployment with

different transmit power levels

 – Carrier aggregation can be used for frequency domain

coordination

 – Time domain coordination and power control are also to be

introduced•   Relaying

 – Improves coverage and cost effective deployment

 – Type 1 relay node which can be seen as a Rel. 8 eNB from a

Release 8 LTE terminal

•   Coordinated multipoint (CoMP) transmission and reception

 – Scope is limited to intra‐eNB CoMP (implementation issue)

 – LTE Self Optimizing Network (SON) enhancements – HNB and HeNB mobility enhancements

Page 9: LTE&LTE-A Interference Coordination for Femtocells.pdf

8/9/2019 LTE&LTE-A Interference Coordination for Femtocells.pdf

http://slidepdf.com/reader/full/ltelte-a-interference-coordination-for-femtocellspdf 9/98Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   99

HeteroGenius Networks

Characteristics

• Wired backhaul• Closed access

• User‐deployed

Major Issues

• Mitigating femto‐to‐macro

interference

• Mitigating interference

between nearby femto‐cells

Characteristics

• Wireless backhaul

• Open access

• Operator‐deployed

Major Issues

• Effective backhaul design• Mitigating relay to macro‐

cell interference

Characteristics

• Wired backhaul

• Open access• Operator‐deployed

Major Issues

• Effectively offloading

traffic from macro‐cell

• Mitigating interference

caused to macro‐cell

users

Motivation•4G networks will be characterized by a high‐density

deployment of low‐power nodes

• It is essential for these nodes to operate without negatively

affecting the overall performance

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Page 11: LTE&LTE-A Interference Coordination for Femtocells.pdf

8/9/2019 LTE&LTE-A Interference Coordination for Femtocells.pdf

http://slidepdf.com/reader/full/ltelte-a-interference-coordination-for-femtocellspdf 11/98Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   1111

Why do we need interference management 

with femtocell deployment?

Significant femtointerference fornearby macroUEs!

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Overview of  ICIC in LTE/LTE‐A

• LTE 

(Rel‐

8/9) – Only one CC is available

 – Make do with what you have and devise interference management 

techniques assuming that macro and femtocells use the same CC

 – Frequency‐domain

 ICIC

 ?

 – Time‐domain ICIC within one CC?

• LTE‐Advanced (Rel‐10/11)

 – Multiple CCs

 available

 in

 the

 system

 – Frequency‐domain ICIC over multiple CCs is possible

 – Time‐domain ICIC within one CC is also possible

 – Much greater flexibility for interference management

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8/9/2019 LTE&LTE-A Interference Coordination for Femtocells.pdf

http://slidepdf.com/reader/full/ltelte-a-interference-coordination-for-femtocellspdf 13/98Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   13

Sharing is caring

• Fractional frequency

 reuse

 (FFR)

 improves

 the

 throughput

 for

 UEs

 close

 to

 

the cell boarder

 – Protecting UEs close to cell boarder employing frequency reuse

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Page 15: LTE&LTE-A Interference Coordination for Femtocells.pdf

8/9/2019 LTE&LTE-A Interference Coordination for Femtocells.pdf

http://slidepdf.com/reader/full/ltelte-a-interference-coordination-for-femtocellspdf 15/98Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   15

Rel‐10 ICIC in heterogeneous networks

• To support

 femtocell

 deployment

 effectively,

 ICIC

 is

 necessary

• Different from homogeneous network (macrocell deployments), 

 – Low power nodes (femto eNBs) must mute (or reduce transmission 

power)  Named  as “Protected  resources”  here

 – High power nodes (macro eNBs) need not mute

Named  as “Non‐ protected  resources”  here

• Protected/Non‐protected resources are multiplexed in frequency or time‐

domain  Both

 ICIC

 techniques

 are

 effectively

 supported

 in

 Rel

‐10

Cell layer 

Time

Frequency 

Femto layer Macro layer 

Frequency-domain ICIC 

   C  a  r  r

   i  e  r

   #   1

   C  a  r  r   i  e  r

   #   2

Frequency 

Time

Cell layer 

Time-domain ICIC 

   C  a  r  r   i  e  r   #   1

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Frequency‐domain ICIC for LTE‐A

• Multiple CCs

 are

 employed

 to

 perform

 ICIC

 for

 control

 channel

• In order to indicate the assignment for different carriers, additional bits 

(CIF: Carrier Indicator Field) is introduced

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Time‐domain ICIC

• In order

 to

 apply

 time

‐domain

 ICIC,

 femto

 eNBs

 must

 mute

 specific

 

subframes to protect UEs connected to macro eNBs

• However, cell‐specific reference signal (CRS) needs to be sent for 

handover measurements, etc.

Known in the 3GPP community as “Almost blank subframes (ABSs)”

• There are issues with CSI measurements on protected and non‐protected 

subframes at the macro layer

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http://slidepdf.com/reader/full/ltelte-a-interference-coordination-for-femtocellspdf 19/98Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   19

What else?

• Cell‐specific

 reference

 symbol

 (CRS)

 interference

 is

 a major

 issue

• Additional mechanisms to cope with the CRS interference are under 

discussion

 – Non‐zero transmit power ABS

 – CRS cancelation at UE

 – Transmitter side processing (sending interfering cell lists)

 – Etc.

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http://slidepdf.com/reader/full/ltelte-a-interference-coordination-for-femtocellspdf 20/98Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   2020

Part 2:

 A

 comparison

 of 

 

state‐of 

‐the

‐art

 ICIC

 techniques

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   2121

The almighty grid  – the LTE frame structure

•   A lot of  work has been done on data region interference mitigation

•   In this work, we focus on the control region because if  it cannot be 

decoded, the

 data

 region

 (and

 therefore

 the

 whole

 subframe)

 is

 anyway

 

lost

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   2222

Introducing the control channels: PCFICH

The control channel is 

1/2/3 OFDM symbols 

long!

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   2323

Introducing the control channels: PHICH

OK Mr. UE, I’ve 

received your UL 

transmissions!

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   2424

Introducing the control channels: PHICH

OK Mr. UE, I’ve 

received your UL 

transmissions!

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   2525

Introducing the control channels: PDCCH

Hey you UE! Here are 

your DL and UL 

grants: x/y/z RBs!

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   2626

What the control region really looks like

• The control

 region

 contains

 3 control

 channels:

 – PCFICH: occurs only on first OFDM symbol; scattered in frequency 

domain; indicates size of  control region

 – PDCCH: spread in time and frequency; carries scheduling information

 – PHICH: spread in time and frequency; contains HARQ  information

• We focus on the performance of  the first two because of  differences in 

their distribution patterns  – the PCFICH has restricted positions in the time 

domain, whereas

 the

 PDCCH

 is

 dispersed

 in

 the

 time

 and

 frequency

 

domains

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   2727

What is already done

(a)

•No coordination

Heavy

interference on 2

OFDM symbols

(b)

• Femto control

channel sparseness

Interference to

first OFDM symbol

is lowered

(c)

•Almost blank subframe

Only interference from

reference symbol

Femto data transmission

is not allowed

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   2828

Enter my apartment at your own peril!

• 5x5 grid model

• Macro users uniformly distributed

•   Trapped  macro

 UEs

 are

 the

 focus

 of 

 attention

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   2929

System setup (simulation parameters)

Parameter Value

Avg. 5x5 blocks per sector 4Avg. macro UEs per sector 10

Inter-site distance 500 m

HeNB activation probability 10%

System bandwidth 10 MHz

eNB transmit power 46 dBm

HeNB transmit power 20 dBm

Wall penetration loss 20 dB

Results (1/3): PDCCH performance for

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   3030

Results (1/3): PDCCH performance for 

trapped macro UEs

• Significant improvement over benchmark

• Sparseness also

 degrades

 femto

‐to

‐femto

 performance

 (not

 seen

 here)

Results (2/3): PHICH performance for

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   3131

Results (2/3): PHICH performance for 

trapped macro UEs

• Macro performance improves

• Femto performance

 degrades

 (not

 seen

 here)

Results (3/3): PCFICH performance for

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   3232

Results (3/3): PCFICH performance for 

trapped macro UEs

• Macro performance improves, but is still not good enough

• Femto performance

 degrades,

 but

 is

 acceptable

 (not

 seen

 here)

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   3333

Discussion

• The backward compatible macro‐to‐femto interference mitigation 

techniques are good for PDCCH

• However, their performance for the PCFICH is poor

• The next

 section

 specifically

 deals

 with

 PCFICH

 protection

 for

 trapped

 

macro UEs

• Once again, backward compatibility is key!

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   3434

• Closed 

Subscriber 

Group 

(CSG) 

ID 

manipulation 

[3GPP 

TR 

36.921]. – The HeNB changes between a default CSG ID (assigned at deployment 

time) and a dedicated (operator configured) CSG ID.

 – When there is a nearby macro UE, the HeNB uses the dedicated CSG ID 

so that

 the

 UE

 can

 access

 the

 HeNB,

 otherwise

 it

 uses

 the

 default.

The HeNB needs to be aware of  when a macro UE is near it to trigger 

CSG ID selection.

Centralized controller is required to ensure that no HeNB uses either 

CSG ID for a long time.

Heavy signaling burden.

• Physical Cell Identity (PCI) reservation

 – It is

 possible

 to

 reserve

 a subset

 of 

 available

 PCIs

 for

 HeNB

 use

No interference coordination through this approach

Things others are doing

We actively change the PCI of  the HeNB at startup so that it 

causes the

 lowest

 collision

 with

 the

 PCFICH

 of 

 the

 trapped

 macro

 UE!

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• The PCFICH is important to protect because

 – Our past work has shown that it exhibits the worst SINR performance

compared to the other control channels.

 – So far it has not been possible to satisfactorily protect the PCFICH from femto‐

cell interference.

 – If the PCFICH is incorrectly decoded by the trapped macro UE, the subframe is

lost.

• Further advantages:

Since HeNBs serve a small number of users (with   typically   a low PDCCH

aggregation level), the control channel is sparse enough to allow for the

rearrangement of PCFICH, PHICH and PDCCH on the femto layer.

This proposal can easily handle PCFICH protection for macro UEs trapped

within the coverage of multiple HeNBs.

Why is the PCFICH so important?

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How are PCFICH elements physically mapped?

• The 16 PCFICH resource elements are distributed over the entire frequency spectrum.

• The PCFICH always occurs on the first OFDM symbol.

• The location of the PCFICH resource elements undergoes an offset depending on the

physical cell identity (PCI).

x is an integer

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And what about the PDCCH?

• The PDCCH search space (which CCEs are used for the PDCCH) of a UE depends on

the C‐RNTI assigned to that UE.

• The order of the CCEs is interleaved – the interleaving pattern is fixed.

• The CCE interleaved order is cyclically shifted, depending on the PCI of the H/eNB.

• This leads to the PDCCH locations being randomized, depending on the PCI.

Illustration only

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So we propose…

• The proposal advocates carefully selecting the PCI of HeNBs at start‐up, such that

any interference caused by their control channels to the PCFICH of any trapped

macro UEs is avoided.

 – In order for this to be possible, the HeNB needs to identify the eNB that it is

closest to.

• Identifying the eNB means that the HeNB must be aware of the PCI of the eNB

(decoded using synchronization procedure).

Illustration only

h d b d

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What needs to be done

• This procedure can not only protect all the control channels butalso the CRSs

Identify

•HeNB identifies mostdominant macro eNB

Decode

•HeNB decodes dominanteNB’s PCI

Adjust

•HeNB adjusts its own PCIto reduce interference

Co‐channel deployment of macro and

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Co channel deployment of  macro and 

femto‐cells

•   Stripe model used

•  Not

 

all 

UEs 

are 

allowed 

to 

connect 

to 

HeNBFor UEs having no access to HeNBs, downlink interference is 

significant

•   Since the control channel is very important for proper functionality, 

how do

 we

 protect

 the

 control

 channel

 of 

 trapped

 macro

 UEs?

O ll UE f

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Overall macro UE performance

• Compared to sparseness, this proposal results in an improvement of  approximately 

2 dB  – especially at the low percentiles. This corresponds to the trapped macro 

UEs.

• Better performance than ABS configuration (due to better collision avoidance).

Deceivingly small

Improvement!

Overall macro UE performance with power

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     p    p  

control

• All curves shift to the right due to power control

• Femtocell performance is still acceptable (not seen here)

I t / d t

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Improvements/advantages

  Enables the aggressor HeNB to continue to transmit data. Not possible with almost 

blank subframes

  The proposed technology results in a significant improvement over introducing 

sparseness to

 the

 control

 channel.

• Therefore this technology incorporates the benefits of  both sparseness and almost 

blank subframes.

•   Multiple macro UEs can be protected simultaneously.

•   No additional

 hardware

 is

 needed.

•   No additional signaling is needed.

• This procedure is backwards compliant with Rel.‐8/9 UEs.

•   Can be seamlessly combined with power control to boost performance even 

further.

L l d

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Lessons learned

• First study

 dedicated

 to

 control

 channel

 performance

 for

 LTE

• Impact on vulnerable trapped  macro UEs assessed

• Two backward compatible techniques analyzed

• Results show

 significant

 performance

 improvements

 for

 PDCCH

 but

 not

 for

 

PCFICH

• PCFICH protection is further analyzed

• A novel technique employing only PCI manipulation is shown to 

significantly improve PCFICH performance without losing the femto 

subframe

• A few topics for further work would involve data channel interference 

mitigation, power

 consumption

 analysis

 and

 handover

 improvements

 for

 legacy systems; new control channel designs for future releases.

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Part 3:

 Femto

‐to

‐Femto

 

interference

Femtocells O er ie

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Femtocells ‐ Overview

  Increase

 

in 

coverage   Increase in data rate

Increase in interference

macro‐BS

FBS‐2

FBS‐1

FUE‐2

FUE‐1

MUE

2

3

1

1. Between FUE and MBS

2. Between MUE and FBS

3. Between FUE and FBS 

Femtocells Overview

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Femtocells ‐ Overview

  Increase

 

in 

coverage   Increase in data rate

Increase in interference

macro‐BS

FBS‐2

FBS‐1

FUE‐2

FUE‐1

MUE

2

3

1

1. Between FUE and MBS

2. Between MUE and FBS

3. Between FUE and FBS 

How can

 we

 maintain

 acceptable

 user

 experience

 in

 dense

 femtocell

 

networks?

Carrier Aggregation for LTE‐A

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   48

Carrier Aggregation for LTE‐A

freq.

CC1   CC2   CC3   CC4   CC5

100 MHz

• LTE-A makes use of carrier aggregation via the use ofcomponent carriers (CCs)

• Improves peak data rate and spectrum flexibility

• Meets ITU-R requirements for bandwidth (>=40 MHz)• Backward compatibility is maintained

• Smooth network migration is possible with minimal loss ofservice for legacy terminals

How should the cake be eaten?

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How should the cake be eaten?

  Interference between femtocells is a severe problem in densely deployed networks

  Desired quality of service cannot be achieved for cell edge users

  Resource partitioning is widely used to enhance the performance of cell edge users

  interfering neighbors transmit data on different CCs

  the drawback is that it decreases the network’s overall resource efficiency

  Vast variations of the interference conditions experienced by a BS during its operation

  Dynamic environment

  BSs should use as many resources as possible depending on their interference environment   flexibility in the amount of assigned resources

B

C

A

2

Component Carrier

1 3   freq.

pow.

Interference

How should the cake be eaten?

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How should the cake be eaten?

  Interference between femtocells is a severe problem in densely deployed networks

  Desired quality of service cannot be achieved for cell edge users

  Resource partitioning is widely used to enhance the performance of cell edge users

  interfering neighbors transmit data on different CCs

  the drawback is that it decreases the network’s overall resource efficiency

  Vast variations of the interference conditions experienced by a BS during its operation

  Dynamic environment

  BSs should use as many resources as possible depending on their interference environment   flexibility in the amount of assigned resources

B

C

A

2

Component Carrier

1 3   freq.

pow.

Interference

Aim

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Aim

Interference mitigation techniques should:

1. Be dynamic  in nature

  resource assignment should be updated according to changes in the radio

environment

2. Achieve high resource utilization

21 3   freq.

pow.B

C

AInterference

Desired Signal

Aim

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Aim

Interference mitigation techniques should:

1. Be dynamic  in nature

  resource assignment should be updated according to changes in the radio

environment

2. Achieve high resource utilization

3. Be suitable for multi ‐user deployments

 Each user in the same cell experiences different interference conditions

 CC allocation should be done according to the UE measurements

Primary CC (PCC)

21 3   freq.

pow.

A

B

C

PCC

3

2

3

11

3

B

C

A

2

Interference

Desired Signal

1

Aim

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Aim

Interference mitigation techniques should:

1. Be dynamic  in nature

  resource assignment should be updated according to changes in the radio

environment

2. Achieve high resource utilization

3. Be suitable for multi ‐user deployments  Each user in the same cell experiences different interference conditions

 CC allocation should be done according to the UE measurements

Primary CC (PCC)

Secondary CCs (SCC)

4. Be applicable to the networks

 with a central controller ‐ central approach

 without a central controller ‐ distributed approach

5. Be compatible with the LTE ‐ A systems

21 3   freq.

pow.

A

B

C

PCC

3

2

3

1   3   SCC1

3B

C

A

2

31

Interference

Desired Signal

Two different approaches

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Two different approaches

Central ApproachResources are assigned by a central

controller

More efficient resource utilization than

the distributed approach

Needs extra signaling between the BSs

and the controllerHigh computational complexity at the

controller

Distributed Approach Resources are assigned autonomously by

BSs

Less complexity

High signaling overhead

Requires long time period to reach a stable

resource allocationLow resource efficiency

Dynamic interference mitigation by resource partitioning

Central brain

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Central brain

•   Interfering neighbor discovery:

C

A

Central 

controller

 

How does the controller assign resources to the BSs?

B   Interference

Central brain

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Central brain

•   Interfering neighbor discovery:

  UE makes measurement

  Identifies its interfering neighbors according to a predefined SINR threshold

C

A

Central 

controller

 

How does the controller assign resources to the BSs?

AA,C

B

B   Interference

Feedback

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A centrally controlled graph based scheme

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A centrally controlled graph based scheme

•   Interfering neighbor discovery:

  UE makes measurement

  Identifies its interfering neighbors according to a predefined SINR threshold

•   BSs send cell IDs of the interfering neighbors to the central controller

•   The central controller maps this information into an interference graph where   Each node corresponds a BS

  An edge connecting two nodes represents the interference between two BSs

C

A

Central 

controller

B   C

A

 

How does the controller assign resources to the BSs?

AA,C

B

A

A, C

B

B   Interference

Feedback

Backhaul

So what is graph coloring?

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So what is graph coloring?

 Graph coloring is a way of coloring the vertices of a graph such thatno two adjacent vertices share the same color

  here, Node BS; color CC

−20 −10 0 10 20

−25

−20

−15

−10

−5

0

5

10

15

20

25

distance (m)

   d   i  s   t  a  n  c  e   (  m   )

So what is graph coloring?

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So what is graph coloring?

 Graph coloring is a way of coloring the vertices of a graph such thatno two adjacent vertices share the same color

  here, Node BS; color CC

−20 −10 0 10 20

−25

−20

−15

−10

−5

0

5

10

15

20

25

distance (m)

   d   i  s   t  a  n  c  e   (  m   )

−20 −10 0 10 20

−25

−20

−15

−10

−5

0

5

10

15

20

25

distance (m)

   d   i  s   t  a  n  c  e   (  m   )

4

21

3

31

3

4

2

34

1

3

5

6

2

1

3

  Resources can be assigned dynamically

One CC per BS is inefficient, as, when the number of CCs increases, a lot of 

bandwidth tends to be wasted

Inefficiencies in terms of resource utilization

How can we improve upon this?

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How can we improve upon this?

A   BD

E

F

pow.

freq.

C

The recursive step

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The recursive step

 Applying the graph coloring algorithm multiple times

  Identify CCs that can be assigned to BSs without causing undue

interference

A   BD

E

F

A   BD

E

F

pow.

freq.

C   C

Being clever helps too

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g p

A   BD

E

C

Resource efficiency

 : 5/15

pow.

freq.

Being clever helps too

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g p

 Identify the CC‐BS pairing which maximizes the resource efficiency 

A   BD

E

C

A   BD

E

C

Resource efficiency

 : 5/15Resource

 efficiency

 : 6/15

pow.

freq.

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Graph based

 dynamic

 frequency

 reuse

 (GB

DFR)

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• 1st Step: Apply the graph coloring algorithm smin times

 – Where smin is the minimum number of CCs that must be allocated toeach BS

 – Using the cost function, assign one CC to every BS in each iteration(gains seen especially when the number of available CCs is high) –doing so increases the reuse efficiency of the system

• 2nd Step:

For each CC:

 – Using the cost function again, identify the combination of BSs whichmaximizes the utilization of this CC (example on slide 65)

• Advantages:

 Dynamic adaptation according to prevailing interference conditions

 Number of assigned CCs per BS is automatically adjusted dependingon the interference conditions

 Very low wastage of resources

 Low complexity and computational cost

DFR)

Simulation Parameters

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   6767

•   5x5 grid case

•   Downlink only

•   Only femto‐femto interference is

considered

HeNB

UE

Parameter Value

System bandwidth 20 MHz

Traffic model  Full buffer

max BS power 10 dBm

Antenna gain 0 dBi

Fading model No fast fading

Activation ratio 0.5

Number of  UEs per BS 1

Number of  CCs  6

SINR threshold 5

 dB

Performance Evaluation  – CDF of  SINR

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-10 0 10 20 30 40 5050

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

SINR [dB]

   C   D   F

 

Reuse-1

Conv. Graph Col. (S=6)

GB-DFR (S=6)

Performance Evaluation

  – CDF

 of 

 User

 

Capacity

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Capacity

0 5 10 15 20 25 30 35 400

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

User capacity [Mbps]

   C   D   F

 

Reuse-1

Conv. Graph Col. (S=6)

GB-DFR (S=6)

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Effect of  SINR threshold on performance

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14 16 18 20 22 24 260

2

4

6

8

10

12

Average User Capacity [Mbps]

   5   t   h   a  n   d

   1   0   t   h    P  e  r  c  e

  n   t   i   l  e   U  s  e  r   C

  a  p  a  c   i   t  y

 

5th percentile user capacity

10th percentile user capacity

  th= 0dB

 

th= 5dB

  th= 20dB

 

th= 15dB

  th= 10dB

Sweet spotSweet spots

Lessons learned

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   7272

• Femto‐femto interference is a severe problem in femtocell networks

• Dynamic assignment of resources

 – Decreases coverage holes – Results in high resource utilization

• GB‐

DFR attains a significant capacity improvement for cell‐

edge UEs, at theexpense of a modest decrease for cell‐centre users

• Next section:

 – Extending the GB‐DFR to the networks where BSs serve multiple UEs

 – Fully distributed/autonomous approach

Two different approaches (recap)

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Central ApproachResources are assigned by a central

controller

More efficient resource utilization than

the distributed approach

Needs extra signaling between the BSs

and the controllerHigh computational complexity at the

controller

Distributed Approach Resources are assigned autonomously by

BSs

Less complexity

High signaling overhead

Requires long time period to reach a stable

resource allocationLow resource efficiency

Dynamic interference mitigation by resource partitioning

The decentralized technique  – a summary

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   7474

• Aim:

 – Autonomously assign resources in unplanned wireless networks

 – Balance high spatial reuse of radio resources with interference

protection for cell‐edge users

• The proposed method relies on UE measurements

 – Dynamic adaptation to the interference conditions faced in random

deployments

• Less signaling overhead compared to existing LTE and LTE‐A signaling

procedures

• Can easily be adapted to work in either the time or the frequency domain

Resource assignment  – who gets what?

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21 3   freq.

pow.

AB

C

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Resource assignment  – who gets what?

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•   Dynamic interference environment   Number and position of neighbors change during the

operation

  Fixed frequency planning is sub‐optimal

  Dynamic assignment of resources!

21 3   freq.

pow.

A

B

C3

2

3

13

Potential 

interference path

AB

C

21

Resource assignment  – who gets what?

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•  Dynamic interference environment

  Number and position of neighbors change during theoperation

  Fixed frequency planning is sub‐optimal

  Dynamic assignment of resources!

•   Multi‐user deployment

  Users in the same cell experience different interferenceconditions

  Resource assignment should depend on UE

measurements to maximize resource utilization   Classify resources according to their foreseen usages

21 3   freq.

pow.

A

B

C3

2

3

1   33

Potential 

interference path

AB

C

21

3

Not all CCs are created equal

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   7979

•   Reserved CC

 (RCC):

 – Allocated to cell edge UEs

 – Protected region

2

3

A

B

C

1

A   B

C

Potential 

interference path3

21

1

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Not all CCs are created equal

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   8181

•   Reserved CC

 (RCC):

 – Allocated to cell edge UEs

 – Protected region

•   Banned CC:

 

 – Interfering neighbors are restricted to use 

the RCC allocated to the victim UE

 – This guarantees  desired SINR at cell edge 

UEs•   Auxiliary CC (ACC):

 – Allocated to the UEs facing less interference

 – Neighbors are not restricted

 – Increases resource

 efficiency,

 especially,

 for

 

the multi‐user deployments2

3

A

B

C

1

A   B

C

Potential 

interference path3

21

1

XX

X X

3

3

What is needed to get this to work?

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   8282

1. IDs of  interfering BSs (UE  Serving BS)

 – Each UE can measure the received 

power from the BSs in its vicinity

 – It identifies

 interfering

 BS

 IDs

 according

 

to the predefined SINR threshold

A

C

Potential 

interference path3

1

2B

1

2

3

A

B

C

1

What is needed to get this to work?

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1. IDs of  interfering BSs (UE  Serving BS)

 – Each UE can measure the received 

power from the BSs in its vicinity

 – It identifies

 interfering

 BS

 IDs

 according

 

to the predefined SINR threshold

C

BA

1, 3

2, 3

Potential 

interference path

Feedback from UE

2

3

A

B

C

1

What is needed to get this to work?

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   8484

2. RCC Indicator (BS  Interfering BS)

 – Used for preventing interfering 

BSs to use the RCC allocated to 

the victim

 UE

A

C

Potential 

interference path

2

3

A

B

C

1

3

1

2B

1to B & C: 

Don’t use 1

X

X

RCC indicator

X

X

to A & C: 

Don’t use 2

What is needed to get this to work?

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   8585

3. SINR over each CC (UE  Serving BS)

 – Each UE observes different SINR over each CC

 – These measurements are used to find out which 

CCs are available for transmission (as  a RCC or 

ACC) depending on the predefined SINR threshold 

value

A

C

Potential 

interference path

2

3

A

B

C

1  XX

X X

3

1

2B

1

What is needed to get this to work?

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1 2 3

- + -

1 2 3

+ + +

A

C

Potential 

interference path

B

Feedback from UE

1 2 3

+ - -

+ + +

Received SINR on each CC (cell A):

2

3

A

B

C

1  XX

X X

Received SINR on each CC (cell B):

Received SINR on each CC (cell C):

+ = over threshold

‐ = below threshold

= banned  CC

3. SINR over each CC (UE  Serving BS)

What is needed to get this to work?

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1 2 3

- + -

1 2 3

+ + +

A

C

Potential 

interference path

B

Feedback from UE

1 2 3

+ - -

+ + +

Received SINR on each CC (cell A):

2

3

A

B

C

1  XX

X X

Received SINR on each CC (cell B):

Received SINR on each CC (cell C):

+ = over threshold

‐ = below threshold

= banned  CC

3. SINR over each CC (UE  Serving BS)

2

3

1   3XX

X X

next time slot

Our latest

 acronym:

 Dynamic

 Autonomous

 

CC Assignment  – DACCA

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g

Our latest

 acronym:

 Dynamic

 Autonomous

 

CC Assignment  – DACCA

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g

  Event triggered

CCs configuration is updated 

only if  there is a change in the 

interference environment

All BSs are synchronized 

with a time duration equal to 

that of  a so‐called ‘time slot’ 

Between the starting 

instances of 

 two

 time

 slots,

 the CC configuration remains 

undisturbed

Simulation parameters

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•   5x5 grid case and downlink direction is investigated

•   Only interference

 between

 femto

 BSs

 is

 considered

•   Statistics are taken at the end of  10th slot

•   Three methods are compared:

  BS sniffing 1/4 and 2/4 

  DACCA

Femto BS

UE

Parameter Value

System bandwidth 40 MHz

 (4 x

 10

 MHz)

Traffic model  Full buffer

Max. Tx Power per CC 20 dBm

Antenna gain 0 dBi

Shadowing std. dev. 10 dB

Activation ratio 0.2

Number of  UEs per BS 4 (closed access)

SINR threshold 5 dB

-20 -10 0 10 20-25

-20

-15

-10

-5

0

5

10

15

20

25

CDF of  SINR 

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   9191

-20 -10 0 10 20 30 40 50 60 70 8050

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

SINR [dB]

   C   D   F

 

BS Sniffing (1/4)

BS Sniffing (2/4)

DACCA

CDF of  user capacity

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0 5 10 15 20 25 30 35 40 45 500

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

User capacity [Mbps]

   C   D

   F

 

BS Sniffing (1/4)

BS Sniffing (2/4)

DACCA

Mean cell capacity versus user capacity 

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35 40 45 50 55 60 65 70 750

1

2

3

4

5

6

7

8

9

Mean Cell Capacity[Mbps]

   U  s  e  r   C  a  p  a  c

   i   t  y   [   M   b  p  s   ]

 

BS Sniffing (1/4)

BS Sniffing (2/4)

DACCA

20%

20%

10%

10%

10%

5%

5%

5%

20%

Convergence of  the algorithm

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   9494

1 2 3 4 5 6 7 8 9 100

10

20

30

40

50

60

70

80

Time Slot

   P  e  r  c

  e  n   t  a  g  e

 

Percentage of Assigned Resources

Percentage of Collisions (SINR<-10dB)

 Allocated  RBs  /   All  RBs

RBs Facing SINR below  ‐10dB  /   Allocated  RBs

Effect of  SINR threshold

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50 55 60 65 70 75 801.5

2

2.5

3

3.5

4

Average Cell Capacity [Mbps]

   C  e   l   l   E   d  g  e   C  a

  p  a  c   i   t  y   [   M   b  p  s

   ]

-5 dB

0 dB

15 dB

10 dB5 dB

Wrap up

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   9696

• We have

 had

 a look

 at

 some

 fairly

 simple

 and

 backward

‐compatible

 femto

macro interference mitigation techniques and studied their performance

• We have identified that the control channel is particularly susceptible to 

interference  – especially since it is so inflexible

• In particular, the most important control channel exhibits the worst 

performance

• We have addressed this issue by proposing a clever interference mitigation 

technique• We then consider the case of  femto‐femto interference

• We have had a look at an interference mitigation technique which relies 

on a central controller

• We have then attempted to remove the central controller and see if  that 

works (it does)

Where do we go from here?

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Copyright © 2012 DOCOMO Communications Laboratories Europe GmbH  Infrastructure Research Group   9797

• Lots of 

 interesting

 areas

 for

 further

 research

• Femtocells are not going anywhere

• Design of  special air interfaces to deal especially with the interference 

problem• New ways of  handling handovers

• Clever scheduling strategies with tight macro‐femto cooperation

• Femtocells with cognitive radio?

• MIMO?

• Etc.

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DOCOMO Communications Laboratories Europe GmbH

Zubin Bharucha

bharucha@docomolab‐

euro.com