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Managing Men and Machines: U.S. Military Officers and the Intellectual Origins of Scientific Management in the Early Twentieth Century By Copyright 2016 David W. Holden Submitted to the graduate degree program in History and the Graduate Faculty of the University of Kansas in partial fulfillment of the requirements for the degree of Doctor of Philosophy ________________________________ Chairperson Jeffery Moran ________________________________ Co-Chair Ted Wilson ________________________________ Beth Bailey ________________________________ John Kuehn ________________________________ Paul Atchley Date Defended: February 8, 2016

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ManagingMenandMachines:U.S.MilitaryOfficersandtheIntellectualOriginsof

ScientificManagementintheEarlyTwentiethCentury

By

Copyright2016DavidW.Holden

SubmittedtothegraduatedegreeprograminHistoryandtheGraduateFacultyofthe

UniversityofKansasinpartialfulfillmentoftherequirementsforthedegreeofDoctorofPhilosophy

________________________________ChairpersonJefferyMoran

________________________________

Co-ChairTedWilson

________________________________BethBailey

________________________________

JohnKuehn

________________________________PaulAtchley

DateDefended:February8,2016

ii

TheDissertationCommitteeforDavidHoldencertifiesthatthisisthe

approvedversionofthefollowingdissertation:

ManagingMenandMachines:U.S.MilitaryOfficersandtheIntellectualOriginsofScientificManagementintheEarly

TwentiethCentury

____________________________________________

ChairpersonJefferyMoran

Dateapproved:February8,2016

iii

Abstract

ManagingMenandMachines:U.S.MilitaryOfficersandtheIntellectualOriginsofScientificManagementintheEarlyTwentiethCentury.ByDavidHolden

ProfessorTheodoreA.Wilson,Advisor

TheU.S.Armyofficercorpsexperiencedanintellectualrevolutionfollowingtheexperience

ofWWIthatfundamentalalteredtherelationshipbetweenmanandmachinesinwar.Asa

result,officersfailedtodevelopthetechnologygeneandbegantothinkofwarasbeing

inherentlyquantitativelyandtechnologicalbased.Thisdissertationexaminesthe

relationshipbetweentechnologyandtheU.S.ArmyandNavyofficersspecificallybetween

1900-1925.Furthermore,thetreatiseaddressestheroleofFrederickTaylorandtherise

ofscientificmanagementwithintheU.S.ArmyandNavy.

iv

Acknowledgements

Inwritingthisdissertation,Ireceivedinvaluableassistanceandsupportfroma

numberofpeopleandorganizations.Withouttheirhelpandsupport,Iwouldhavenever

succeededinfinishingthistreatise,northecourseofinstructionattheUniversityof

Kansas.Forthesereasons,andmanymore,Ioffermysincereandutmostappreciationto

thefollowing:

First,IwillforeverbegratefultomylovelywifeSherri.Icouldnothavesucceeded

withouthersupport,caringforourfouryoungchildrenKayla(6),Noah(5),Jeremiah(3),

andIsaiah(2)throughoutmyarduousdaysofworkandresearch.Shegraciouslyendured

myisolatedhoursofreadingandtheendlessstreamofbooksthatarrivedonthedoorstep

fromAmazon.Thebookscontinuetoappearmysteriously.

IalsooweagreatdebttoDr.RogerSpiller,adivergentthinkerwhofiredthe

intellectualcuriositythatledmetomakethisjourney.Hechallengedmetobecomemore

thanIthoughtIwasencouragingmenottofearfailure.

Dr.JohnKuehnworkedtirelesslytoformmydisparatethoughtsintoacoherent

narrative.WithoutDr.Kuehn’senergythisdissertationwouldneverhaveseenthelightof

day.Hemanagedtoworkthroughhundredspagesofmyworkwhileworkingfulltimeasa

professoratCGSC.I’mnotentirelyconvincedthatheishuman.Heworksmoreefficiently

thananyothermanIknow.Dr.JonathanHouse’shonestandinsightfulsuggestionsonthe

manyversionshesurveyedalsocontributedsignificantlytothiswork.

v

AttheUniversityofKansas,Dr.TheodoreWilsonguidedmystudies.Heprovided

valuableeditingandcommentaryregardingthecontentofthispaperandnosmallamount

ofwordsmithing.Beyondthisdissertation,Dr.Wilsonwasinstrumentalinworkingwith

theU.S.ArmytoallowasmallcadreofwoundedsoldiersintotheprogramattheUniversity

ofKansas.ThankyouDr.Wilson,inthemostClausewitziansense,fortakingachanceon

us.

vi

TableofContents

PAGEAPPROVALPAGE…………………………………………………….………….……ii

ABSTRACT………………………………………………………………..………….…iii

ACKNOWLEDGEMENTS………………………………………….…………….…iv

CHAPTER

1.TheTechnologyGene…………………………..………………….………….…1

2.PracticalLeadershipforEmpire.…………………………….…………....40

3.OriginsandContextfortheArmy’sCulturalDNA……………….….57

4.JournalsandProfessionalization.…..……………………………….…….77

5.InroadsofEfficiency….…………………………………..…………….………97

6.FrederickTaylor,ScientificManagement,andtheU.S.Army

Armories………………………………..………………………………………118

7.TheArmybyNurture&theNavybyNature………………………..140

8.Conclusion:Historymatterednot,becauseitchangedso

much………………………………………………………………….……..…..180

vii

Appendix………………………………………………………………………………193

BIBLIOGRAPHY………………………..…………………………………………..219

1

ChapterI

TheTechnologyGene

TheU.S.Armytodayisthemostpowerfularmytheworldhaseverseen.Forthelast

fourteenyearsthisArmyhasconductedmilitaryoperationsagainstinsurgentsarmedwith

assaultweaponsandprimitiveexplosives.Severaltrilliondollarshavebeenexpendedto

fightthiswar.TheArmylost--theylosttoanidea.Thereasonisthattechnology,in

aggregate,producesaparticularmindset,azeitgeistthathinderstheArmyofficercorps

fromdevelopinganunderstandingofwar.Thisstudyexamineshowthefundamental

propertiesoftheEnlightenmentandRomanticismcontributedtotheformingoftheArmy

officermindsetandhowideasofhistory,time,andheroesevolved,andthenshifted,under

thelightoftechnology.Thematerialexaminedisdiffuse,andyetcompelling.Fewworks

existthatexaminetherelationshipbetweenmanandmachine.Thus,thethesisstartswith

abroadexaminationofideas,values,andbeliefsinordertodemarcatethelinesofinquiry

thatfollow.

ThethinkingoftheArmy’sofficercorpsaboutman’sroleinwarfareandthe

relationshipinwarbetweenmanandtechnologypassedthroughaturningpointduringthe

firstquarterofthetwentiethcentury.Thisturningpointsawthemachinesupplantman.

Thepurposeofthisstudyistoshowthenatureofthisturningpointandexplainhowthe

newideasaboutwar,man,andtechnologygainedtractionahundredyearsagoand

continuetoshapeU.S.militaryofficersthinkingtoday.Thisstudydoesthisbyfocusingon

themethodsofFrederickTaylorandhowheinfluencedtheU.S.military.Frederick

Taylor’sinfluenceinboththeArmyandtheNavywereexaminedindetail.Lettersfromthe

2

FrederickTaylorarchiveofferthebalanceofevidence.TheInfantryJournal

providesadditionalmaterialthroughthecriticalperiodofWWItoevaluatethechanging

viewsofArmyofficerstowardstechnology.Taylor’scorrespondencewithNavalofficers

demonstratesthatthisphenomenonwaspartofawiderculturalshiftwithinthemilitary,if

notwithinthenation.ItbecomesclearthattheexperienceontheWesternFrontinWWI

combinedwithmassiveindustrialgrowthacrosstheUnitedStateshadapronouncedeffect

onthezeitgeistoftheArmyofficercorps.

DuringtheeighteenthandnineteenthcenturyinEurope,theperiodknownasthe

Enlightenmentanditssuccessor,sometimescalledRomanticism,broughtabouttwoofthe

greatestintellectualshiftsinWesternhistory.Anothertitanicintellectualmovement,the

abandonmentofhistoricismforwhathasbeentermed“technicism,”beganwiththeFirst

WorldWar.Humankindoncereveredthepastforthelightitcastonthefuture;now,the

paceoftechnologicalchangeforeveralteredthatperception.Thisintellectualshiftswept

withgrowingmomentumandfervencythroughbureaucraticinstitutions.Thischanging

perspectiveespeciallyinfluencedtheU.S.Armyfromtheyearsjustpriorto1914untilit

reachedmaturityintheSecondWorldWar.Thegrowthoftechnicism,socialsciences,and

thegeneralquantificationandmeasurementofallthings,bothmaterialandotherwise,

encouragedthedisplacingofmanbymachine.Complexhumanproblemsappearedasa

matterofproperorganizationalandtechnologicalapplicationratherthanasconceptual

questions.

Warisfirstandforemostahumanendeavor.Motivationsinwarrunfromirrational

torational,butintheendthatseemstomatterlittle.Ideasarethecatalystsforwarandthe

passionsofthepeopleprovidethefuel.Thinkingaboutthenatureofwar,SunTsu(Sunzi)

3

mused,“…thoseunabletounderstandthedangersinherentinemployingtroopsare

equallyunabletounderstandtheadvantageouswaysofdoingso.”1Similarly,thoseunable

tounderstandthenatureofwarareequallyunabletounderstandtheadvantagesand

disadvantagesofemployingtechnology.ThestrategicapproachSunTzuadvocatedbegan

bylookingatasituationasaneaglepeeringdownfromtheheavens;technicalanalysis

oftenadvancesfromtheoppositedirectionbyslicinglifeintodiscreetsubsections,

categories,andclassifications,aprocessofmicrotomacro.

TheGreektermfortechnology(techne)includedbothartandtrade.2

Conceptualizationsofthetermprogressedslowlyuntiltheearlynineteenthcenturywhen

itenteredthelexiconinitsmorefamiliarmodernconnotations.However,notuntilthe

AmericanCivilWardidtheterm“technologist”comeintocommonparlance.3Onecan

followthesteadyprogressofthisconceptfromitshumblebeginningsasmenwho

practicedatradeandskilltomenwhospecializedintheinventionandoperationof

machines.4Theevolvingterminologycloselyparalleledadvancesinsociety.Technology

continuestoevolveanddefiesasingledefinition;themultiplicityofusesandthenatureof

technologyitselfnecessitateaflexibledefinition.Defineittoonarrowlyanditdoesnot

adequatelyincludeelementswithinitsprerogative,conversely,toobroadadefinition

wouldsubsumenearlyeverything.

LewisMumford,arguablythemostinsightfulobserverofthecomplexrelationship

betweenmanandtechnology,resistedaconcisedefinitionoftechne.Althoughhe

1SunTzu,TheArtofWar,trans.SamuelGriffith(OxfordUniversityPress,1963),73.2MiguelFlachAznar,TechnologyChallenged:UnderstandingOurCreations&ChoosingOurFuture(KnowledgeContext,2005),20.3FrederickC.Mish,ed.,Webster’sNinthNewCollegiateDictionary(Springfield,MA:Merriam-WebsterInc,1984),1211.4Ibid.

4

acknowledgedtheGreekdefinition,hestressedthattheGreeksmadenodivisionbetween

theideaofartandindustrialproduction.Mumfordobservedin“TechnicsandtheNatureof

Man”(1966)thatmodernmanemphasizedtheutilitarianaspectoftechnewhileeschewing

themoresignificantandprevalentfactorofartintheoriginalconceptionandpracticeof

techneinantiquityandpre-history.5

ThomasP.Hughes,authorofAmericanGenesis(2004),definedtechnologyas“the

efforttoorganizetheworldforproblemsolvingsothatgoodsandservicescanbeinvented,

developed,producedandused.”6BrianArthurinTheNatureofTechnology(2009)provided

threedefinitions,“…technologyisameanstofulfillahumanpurpose;…anassemblageof

practicesandcomponents;…[and]theentirecollectionofdevicesandengineering

practicesavailabletoaculture.”7Thefirstdefinition,forexample,couldconstituteacar

thatisatechnologyforthehumanpurposeoftransportation.Thesecond,an“assemblage

ofpractices,”alsoreferstotheinformationnecessarytouseanddevelopsuchtechnology.

Thethirdisthetraditional“mechanical”and“material”definitionoftechnology.

However,MiguelAznarapproachedtheissueinTechnologyChallenged(2005),

muchlikeClausewitz,seekingtodefinetheessenceofthesubjectandthusaddaninclusive

definition.Hewrotethat“technologyextendstheabilitiesofman,”aruggeddefinitionthat

bearsthemanyfacetsoftechnologyfromfiretoinformation.8Similarly,inSocietyand

TechnologicalChange(2006)RudiVoltidefinedtechnologyas“…asystemthatuses

5LewisMumford,“TechnicsandtheNatureofMan,”TechnologyandCulture7,no.3(July1966):309.6ThomasP.Hughes,AmericanGenesis:ACenturyofInventionandTechnologicalEnthusiasm,1870-1970(UniversityofChicagoPress,2004),6.7W.BrianArthur,TheNatureofTechnology:WhatItIsandHowItEvolves(NewYork:SimonandSchuster,2009),28.8Aznar,TechnologyChallenged,17.

5

knowledgeandorganizationtoproduceobjectsandtechniquesforattainmentofspecific

goals.”9

FollowingtheCivilWar,thetechnologicalprofessionsdevelopedalongmore

rigorouslinesasthefieldadvanced.Bytheturnofthetwentiethcenturythetechnological

community,atleaststructurally,haddevelopedintoa“Mirror-ImageTwin”ofscience.

However,wherescienceawardedthehighestdegreeofprestige“tothemostabstractand

general…inthetechnologicalcommunityitwenttothedesignerorbuilder…scientistseek

toknow,technologisttodo.”10Thus,ascientistsoughttounderstandwhileatechnologist

aimedforpracticalapplication.

Duringthe19thCentury,mostU.S.Armyofficersfailedtodevelopthe“technology

gene”,definedasanunderstandingofthelimitsoftechnology.Theliteraturethatbears

directlyonthissubjectissparseandoftentangentialinnature.However,theproximate

informationprovidesawealthofinformationthatilluminatesthebroadoutlines,allowing

onetoexaminetheprocessthatledtothisdeficiency.Thisliteratureisdividesintothree

separatethemesconstitutingatriumvirateargumentalongphilosophical,intellectual,and

historicallines.FirstwasthedevelopmentofideaswithinWesternsocietyandtheUS

Army,regardingspecificallyhowtheperceptionofhistoryevolved;secondcamethenature

oftechnologyanditsreciprocalrelationshipwithAmericanculture;lastwasthe

intellectualdevelopmentoftheUSArmyofficercorps.

Failurealmostalwayshassystemicexplanationsandinnaturerarelyistherea

singularcause.ThefailureoftheUSArmy,andspecifically,theofficercorpstodevelopthe

9RudiVolti,SocietyandTechnologicalChange(Macmillan,2005),6.10EdwinLayton,“Mirror-ImageTwins:TheCommunitiesofScienceandTechnologyin19th-CenturyAmerica,”TechnologyandCulture12,no.4(1971):576.

6

technologygenewasnottheconsequenceofanysingleactionorinaction.Itwouldappear

tobeone-thirdnatureandtwo-thirdsnurture:inheritanceimpartedaparticularmindset,

theenvironment,includinggeographycolludedtoprovidestructure,andideasaboutthe

natureofwaranimatedthegene-deficientcolossus.Historically,AmericanArmyofficers

havegenerallydemonstratedonlypassinginterestinmilitaryhistory,andhaveputagreat

dealmorefaithinthematerialtoolsofwar.11

ThisdissertationdrawsonvariousapproachesthatinfusedthecharacteroftheUS

ArmyofficercorpsandthevariouselementsthatamalgamatedintoanAmericanWayof

War.Iftheofficercorpsconstitutedapatient,itwouldbedifficulttoremoveanyofthe

vitalorganswithoutflat-liningthatpatient,norcouldonehopetodemonstrate,by

examiningtheorgansinisolation,whytheembryonictechnologygenedevelopedas

incompletelyasitdid.Likeaphysicianonemustunderstandhoweachaffectstheother-

contextuallyandhistorically.ThetypicalAmerican,likehisEuropeancounterpart,shares

certainphilosophicalmindsetsthatunderpinWesterncivilization.Time,progress,and

historyareideasthatareinterwovenandinterdependent,buttheyrequiretwopoints,

suchasthoseonamapthatallowonetotracethejourney.Inthestorybeingtoldherethe

traveleronthisjourneyistheofficercorps.

NiccolòMachiavelli(1469-1527)marksthestartpointforthisjourney.Secularand

ChristianvaluesdivergedinMachiavelli’smind.HewroteThePrincein1513,and

observedthepoliticalandmoralsphereswhiledemonstratingakeenperceptionofhuman

motivations.Machiavellibrokewithlongstandingtheologicalconceptsofhistory.12Time

11ColinS.Gray,IrregularEnemiesandtheEssenceofStrategy:CantheAmericanWayofWarAdapt?(Lulu.com,2006),32.12NiccolòMachiavelli,ThePrince(UniversityofChicagoPress,1998).

7

nolongerrepresentedacountdowntothereturnofChrist,butinsteadaprogression

towardapositiveifundefinedfuture.Thus,Machiavelliandlike-mindedthinkers

rationalizedpoliticsandgovernance.MoralitywasnolongerboundtotheChristianor

Socratictraditionbutinsteadassumedthemantleofwhatonedaywouldbecalled

Realpolitik.

Machiavellihadnoqualmswiththemotivationsofman,andtookthemforwhat

theywereratherthanforwhattheycouldbecome,orshouldbeintheAristotelianor

theologicalviewofself-actualization.Asformorality,Machiavelliobservedthatvaluesare

constitutedandjustifiedintheends.HismisgivingswerenotwithChristianvalues

themselves,butwiththeonesthathevalued,whichinthisearthlyparadisewerenotthose

ofheaven.Rationalizedgovernance,thegrowthofscience,andpropagationofknowledge,

abettedbytheprintingpress,aggravatedandenlargedthebreachbetweensecularrulers

andthechurch.However,withthisincreasedfreedomofthoughtcametheknowledgethat

therewerebetterways,entirelyun-divine,andyeteffective,ofearthlymodesofgoverning.

MachiavellisetmanonapaththatdivergedfromGodtowardsthatwhichmancould

control;thus,theintellectualpathclearedandallowedfortheprogressiveideasoflater

mentopropagate.OnehundredyearslaterDescartesfollowedinthepathblazedby

Machiavelli.

In1637,RenéDescartes(1596-1650)wroteADiscourseonMethod,buildingupon

therationalstructureerectedontheashesoftheologybyFrancisBacon’s(1561-1626)

scienceandMachiavelli’sutilitarianism.TheknowledgeoftheGreeks,oftheancients,could

onlysupporttheascensionofmansofar,andasachildmust“putawayhischildishways”

8

ashebecomesaman,sonowmankind,asaspecies,mustabandonhissimpleways.13

Descartesdiscoveredinmathematicsanorderandsymmetrythathefoundinvigorating:

Thelongchainsofsimpleandeasyreasoningbymeansofwhichgeometersareaccustomedtoreachtheconclusionsoftheirmostdifficultdemonstrations,hadledmetoimaginethatallthings,totheknowledgeofwhichmaniscompetent,aremutuallyconnectedinthesameway,andthatthereisnothingsofarremovedfromusastobebeyondourreach,orsohiddenthatwecannotdiscoverit,providedonlyweabstainfromacceptingthefalseforthetrue,andalwayspreserveinourthoughtstheordernecessaryforthedeductionofonetruthfromanother.14

Descartesbelievedthatmathematicscoulduncoverandtesttruth,thatthroughthe

useofmathematicsonecoulddiscoverthehiddenlinksthatconnectedeverythinginthe

universe.Thisconstitutedthekeythatrevealedwhereeachpieceofthepuzzlefit.Thus,

celestialelementsweretransposedintomathematicalones.Itwasnolongerthroughfaith

butthroughscienceandmathematics,thelightofDescartes,thatonewasabletodeduce

theinterconnectednessandtruthofthisworld.

Descartesapproachedproblemsfromthespecifictothegeneral(inductive),a

simpleandprofoundreversalofthenorm,whichallowedhimtobreakproblemsintotheir

divisibleparts.IfonebelievedinthegreatchainofbeingwithGodatthetop,thenone

reasonedtheconnectednessoflifefromthatlight,fromthetopdown.Thiswasnotthecase

forDescartes,andhisapproachfurnishedanintellectualperspectivethatrendereda

mechanisticviewoftheworldandopenedupthewayforadeeperunderstandingof

technologicaldevelopment.AntonioDamasioinDescartes’Error:Emotion,Reason,andthe

HumanBrain(2005)arguedthatsuchaperspectiveledDescartestobelievethatemotion

inhibitedreason,althoughcurrentneuroscience,accordingtoDamasio,indicatesthat

13ThomasNelson,HolyBible,NewKingJamesVersion(NKJV)(Nashville,TN:ThomasNelsonInc,2009),chap.1Corinthians13:11.14ReneDescartes,ADiscourseonMethod,ed.ErnestRhys,trans.JohnVeitch(NewYork:J.M.Dent&Sons,1916),16.

9

emotion,despiteflaws,iscrucialtoreasoning.15Nevertheless,Descartesassumedthe

worldfunctionedasagreatmachinethatcouldbeunderstoodifbrokendownintoits

divisibleparts,andifonecouldunderstandtheparts,thenonecouldreassembleand

understandthewhole.16TheseedsfortheEnlightenmentdevelopedinthefertileground

ofaCartesian-influencedintellectualtraditioninEuropeandwithinacenturytheideas

thereinreshapedthe[mindoftheWest].

Theemergenceofmodernscienceinthesixteenthcenturyformedfissuresinthe

intellectualfoundationofEurope,andaccordingtoHansEichnerinTheRiseofModern

ScienceandtheGenesisofRomanticism(1982),therapidandradicaldeparturesfrom

traditionalGreekandtheologicalconceptsusheredinanewunderstandingofthecosmos

andmans’placewithinit.NicholasCopernicusandJohannesKeplerrevolutionized

astronomy,IssacNewtonandGalileotransformedideasonplanetarymotion.The

propagationoftechnologicalmachines,includingtheclockandtelescope,beganto

produce,initiallyslowly,andthenwithincreasingspeedandauthority,thebeliefthat

worldfunctionedbymechanicalandmathematicallydeduciblelaws.Eichnernotedthatin

thisbeliefthatsomethingexceptionalandunprecedentedoccurredin“Westernthought”

between1500and1800.17

TheintellectualhistorianArthurO.LovejoyobservedthattheobjectiveofWestern

manwasa“…longefforttomaketheworldhelivesinappeartohisintellectarational

one.”18U.S.Armyofficersfindsuchanapproachparticularlyattractivesincetheworldthey

15AnthonyDamasio,Descartes’Error:Emotion,Reason,andtheHumanBrain(Penguin,2005),xii.16Descartes,ADiscourseonMethod,16.17HansEichner,“TheRiseofModernScienceandtheGenesisofRomanticism,”PublicationsoftheModernLanguageAssociationofAmerica,1982,8.18ArthurO.Lovejoy,TheGreatChainofBeing:AStudyoftheHistoryofanIdea(HarvardUniversityPress,2009),47.

10

inhabitisoneofchaos.Technologyprovidedofficersthetoolstolimitandminimizethe

unpredictabilityoftheirworld.Nevertheless,somemilitaryofficersintheearlynineteenth

centurythoughtthesolutionsresidedinamoreintrospectiveprocess.

Bildung,awordofGermanorigin,isbesttranslatedas“self-education.”Accordingto

ReinhartKoselleck,ithasatheologicalrootingimplyinga“transformationandrebirth,”a

salvationfromtheoldignorantselftotheenlightenedthroughself-reflection.19This

conceptisfoundationaltotheideaofmilitaryeducation,thecultivationanddevelopment

ofthemind.CharlesWhiteinTheEnlightenedSoldier(1989)foundthatwithinEuropetwo

broadconceptsofwaremerged.GerhardvonScharnhorst(1755-1813),aPrussianofficer,

facilitatedtheinculcationofBildungintomilitaryofficereducationtolaythefoundations

foroneofthemosteffectivemilitaryorganizations(somewouldsaycultures)theworld

haseverseen,thegeneralstaff.20Thisfertilegroundgavebirthtooneofthegreatest

militaryintellects,thatofCarlvonClausewitz.WhitearguedthatScharnhorstdiverged

fromthatwhichwascommoninofficereducationinEuropein1801byfocusinglessonthe

technicalandtechnologicalaspectsofwarfare.“Inthisregard,onlyPrussiaappearedtobe

awareofthebroaderscopeofwarfare.”21NapoleoncastashadowoverFrenchmilitary

thoughtandovertheAmericanofficercorps,andthus,bothdevelopedalongadifferent

pathfromthatofPrussia,placingafargreateremphasisonthecommanderand

engineeringexpertise.

19ReinhartKoselleck,ThePracticeofConceptualHistory:TimingHistory,SpacingConcepts(StanfordUniversityPress,2002),176–177.20CharlesEdwardWhite,TheEnlightenedSoldier:ScharnhorstandtheMilitärischeGesellschaftinBerlin,1801-1805,Kindle(Westport,CT:GreenwoodPublishingGroup,1989).21Ibid.,187.

11

Clausewitz’theoryofwarinOnWarcomprised“threetendencies…deeprootedin

theirsubjectandyetvariableintheirrelationshiptooneanother.”22Passion,reason,and

chancecomprisetheClausewitzian”trinity”ofwar.Thefirsttwoelementsareproductsof

thehumanmindandthelatterstandsindependentofman.Clausewitzbelievedthat

judgment,thedevelopingofintuition,andinsightformedthecornerstones,forwhichthere

isnosubstitute.23

Unlikeotherofficersofhistime,Clausewitzremainedreticent,evenhostile,tothose

thatchampionedtheviewthatwarcouldbebothcontrolledandmathematicallyreduced.

Clausewitzwasnotunawareofscientificdevelopments,andusedscientifictermssuchas

friction,magnetic,centerofgravity,andpolarityandtohelphimconceptuallyexplainhis

ideas.However,hisunderstandingofmanandwarwerebynomeansboundtoscience

theymerelyservedasconvenientwaystoconveytheconcepts.Theconceptofwar,similar

totechnology,requiredanuanceddefinition.Clausewitzsettledonthreeexplanationsto

conveytheconcept.Thefirstwas“warisnothingbutaduelonalargerscale”;second

asserted“waristhusanactofforcetocompelourenemytodoourwill”;thirdwas“war,

however,isnotheactionofalivingforceuponalifelessmass(totalnonresistancewould

benowaratall)butalwaysthecollisionoftwolivingforces.”24Takentogether,these

descriptionsprovideacontextualfoundationforunderstandingthenatureofwar.

Clausewitzlivedataturningpointinhistory.Warandthestudyoforganized

conflictcontributedtoanemergingprofessionalizationofthemilitaryinstitutionsofthe

era.SpreadbyFrencharms,nationalismignitedthroughoutEuropeandpowerfulideasof

22CarlvonClausewitz,OnWar(PrincetonUniversityPress,1989),89.23Ibid.,141,578.24Ibid.,75,77.

12

humanagencymotivatedindividualsandgroupstoachievenewheights.Humanist

philosopherIsaiahBerlinarguedthatsomethingprofoundtookholdoftheGermanicmind

between1760and1830anddiffusedfromthere.25Clausewitz,Prussianbybirth,lived,

fought,andwrotebetween1780and1831.Lovejoynoted,“itisoneoftheinstructive

ironiesofthehistoryofideasthataprincipleintroducedbyonegenerationintheserviceof

atendencyorphilosophicmoodcongenialtoitoftenprovestocontain,unsuspected,the

germofacontrarytendency-tobe,byvirtueofitshiddenimplications,thedestroyerof

thatZeitgeisttowhichitwasmeantominister.”26

TherearefewmorepowerfulexamplesofthisthantheRomanticMovement.This

movementrevoltedagainstthesubjugationoftheEnlightenment–thetyrannyofreason--

andproducedawhollynewconcept,onenolongerbasedentirelyontheobjective,the

ends,theresult,butonethatinsteadconsideredandvaluedintentandmotive.27Awarof

ideasproducedanentirelynewunderstandingoflifeandreality,awayofthinkingthat

untilthatmomentlaydormantwithinthemindofman.Certainlythesemovements

representtwoofthemostprofoundintellectualshiftsinhistory.Notably,however,there

wouldoccurathirdtransformationalparadigm.

Ideasareartifactsofthetimeandplacefromwhichtheyoriginate.Infusedwithlife

(becausetheyarehumancreations,)someevolvewhileothers,liketheculturesthey

represent,recedeintotheabyssoftime.Regardless,ideasarenotstatic;theyabut,

subsume,fuse,contradict,compliment,andproduceotherideas.Notallideasthatmen

choosetolivebyareequal,noraretheyallrelative.Theyrepresenthumanvalues;oneis

25IsaiahBerlin,TheRootsofRomanticism(PrincetonUniversityPress,2001),12.26Lovejoy,TheGreatChainofBeing,289.27Berlin,TheRootsofRomanticism,10–12.

13

definedbythevaluesthatanimateonetoact,thatareratifiednotonlyinthemind,butalso

intheheart;productsofone’stime,visibleandreflectedintheconsummatebeliefsofthe

individual,orcollectivelyinorganizationsandnations,theyarenonethelesslimitedbythe

lightoftheirage.

Onemaymeasuremenandwomenbytheirideas,culturesbytheircreationsand

statesbytheiractions.Collectively,somevaluepeace,otherstrade,andstillothers,

violence.Somerisetoempires,butothers,likeAthens,areconsumedintheprocess.Yet,

twomillenniahavenoteffacedThucydides’observationthathumanbeingsaremotivated

bygreed,honor,andfear.28Theseideas,thoughdistinct,oftenamalgamatetogovernand

defineactions.

Onecanunderstand,asGiambattistaVicoclaims,thatitispossibletolive,through

imagination,intheshadowsofanothercivilization;toknow,albeitimperfectly,whatitwas

tobeSpartan,tovaluewhattheyvalued,toperceivethroughPeloponnesianeyes,tohate

theAthenians.29Therearelimits,ofcourse,andthoughonecouldunderstand,onecould

notlivebytheircreed,forone’smindhasbeenshapedbythisworld.Yet,ifhistoryisnota

progression,ashiftfromimperfectiontoperfection,fromdisordertoorder,itis

nonethelessaccumulative.

Theideasofgrandfathershapedfather,andfatherson,andtheseideasaccumulate,

oneuponanother,toeventuallyproduce,toborrowfromThomasKuhn,aparadigmshift.30

Formillenniaonecouldpluckatravelerfromoneageandanachronisticallyplacehim

28RobertB.Strassler,TheLandmarkThucydides(SimonandSchuster,2008),43.Greedissometimestranslatedat“interest”or“profit.”29GiambattistaVico,NewScience(UnitedKingdom:PenguinBooks,1999),xii,xxii.30ThomasS.Kuhn,TheStructureofScientificRevolutions:50thAnniversaryEdition(UniversityofChicagoPress,2012).

14

hundredsofyearsintothefuturewiththeexpectationthatthetravelercouldfunction.Past

andpresent,thoughseparatedchronologicallybythousandsofyears,resembledeachother

morethannot.However,[theWesternmind]haschangedoverthelast300years,though

notattheneurologicallevel(whichwouldrequireatimescalevastlylongerthanisat

questionhere).Thischangeistheproductofnewideas,waysofthinking,andexisting.

TheEnlightenmentsweptthroughEuropeintheeighteenthcenturytransforming

howpeopleperceivedtheworldastraditionalandtheologicaldogmagavewaytoscientific

explanations.Empiricalevidenceandreasonbecamethecommoncurrency.Man,nolonger

dependentonGodforrevelation,coulddiscovertruthforhimself,throughhisown

observations.Gradually,butwithincreasingspeedandfrequency,onlycorporealthings

counted.Thereissomethingwithinman,inhisdeepestbeing,wherewordscannot

accuratelyorjustlythroughanylexiconpossiblyquantifytheessencethereof.Inthatplace

asparkignited,byandagainsttheEnlightenment,andfuryensuedoverEuropeaswhen

twoweatherfrontsoppositelychargedcollide.Thereafter,thesetwointellectual

movementsdefinedWesternthoughtforthenextthreehundredyears.31

FormillenniathelogicofPlato,Socrates,andChrist(asarticulatedbySt.Augustine)

guidedmen’smindstowardtruth.Thatsomewhere,someplace,somehow-through

enoughperseverance,discipline,andsacrificeonecoulddiscoverthecombinationtolife

thatwouldlaybarethesecretshiddenbythegods.Berlinclarifiedhispointthroughan

analogy.Asoldier,priortotheperiodinquestion,foughtfortruthasitappliedtoloyaltyto

hismonarch,prince,orfeudallord—theonlyrealtrueandauthenticGodwhosewillthe

lordpresumablyexecuted(i.e.thedivinerightofkings).Regardlessofwhoone’senemy

31IsaiahBerlinandHenryHardy,TheSenseofReality:StudiesinIdeasandTheirHistory(Macmillan,1998).

15

mayhavebeen,andwhateveronebelievedin,anenemysoldierdiedapointlessdeath

becausehefoughtforfalsetruthsanddeadgods(orfalseones,thusidentifyingenemiesas

heretics)32.Courage,accordingtoBerlin,remainedauniversallyrespectedattribute,but

howevercourageoustheenemysoldier,onedidnotreasonthathediedforanequallyvalid

truth,orevenforhisprinciples.Rather,oneadmiredhiscourageandpitiedthewasteof

suchtalentinsupportoffalseideas.However,“bythe1820syoufindanoutlookinwhich

thestateofmind,themotive,ismoreimportantthantheconsequence,theintentionis

moreimportantthantheeffect.”33Thus,fightingforone’sbeliefs,one’sprinciples,being

truetooneself,regardlessofwhatthosebeliefsconstituted,becamethemeasurementby

whichonewasdefined.Thisradicalintellectualdeparturerepresentedademarcation,

wherebyanindividualahundredyearspriortobeingtransportedto1820wouldhave

experiencedtremendouscognitivedissonance.

Overthevastexpanseofrecordedhumanhistorystretchingoverthelastfour

thousandyears,changefromonegenerationtothenextremainednearlyundetectable.

Father,son,andlaterprogenyallusedthesamewaterholes,hunted,fishedandlater

farmedinfamiliarlands.Toolsofthetrade,likewise,evolvedlittleovergenerations.Skills

andknowledgewerepassedfromonegenerationtothenextthroughoraltraditionsthis

constitutedthebedrockofhumanknowledge.Theveryideaofprogresswasalmostwholly

unknown.Measurablechange,thatis,changewithinthelifetimeofoneindividual,

appearedonlygraduallyinthefifteenthcentury.OnlywiththeIndustrialRevolutionwas

theperceptionoftime,forthefirsttime,emancipatedfromchainsofhumanendurance.

Labor,travel,andcommunicationwerenolongermeasuredinthecapabilityofsinewand32Berlin,TheRootsofRomanticism,9,10.33Ibid.,10.

16

blood,butofwheels,belts,andengines—andmeasuredwithtimepiecemachinesof

incredibleaccuracyandconsistency.ThesetimepieceseventuallyallowedtheEuropeans

toconquertheoceansaswellastime.34

Psychiatrist-NeurologistIainMcGilchristinMasterandhisEmissary:TheDivided

BrainandtheMakingoftheWesternWorld(2012)contendsthatthe“bihemispheric

structureofthebrain…‘renders’…twofundamentallyopposedrealities,twodifferent

modesofexperience….”35Thisaffectsnotjusthowonethinksabouttheworld,butindeed

howoneexperiencestheworld.McGilchristpointsoutthatthenothingisentirely

producedinonehemisphereortheother,butthatthetwoperceivetheworldinstarkly

differentterms.36Furthermore,McGilchrist’sprimarycontention,whichisimportantforits

relationshiptotechnology,isthattheWesternworldoverthelastfewhundredyearshas

favoredthedisposition(andprocessing)ofthelefthemisphere.37

Thelefthemisphereattendstothepartsratherthanthewholeandisresponsible

forfocusedattentionandanalysisonexaminingdetail.Itpreferstheinanimatetothe

animateandappearstotreatthingsastools,asmeanstoanend.Thegaininganduseof

power,theutilityofallobjects,actingonwhatitknows,andapreferenceforthe

mechanicalarealltraitsassociatedwiththelefthemisphere.38Muchoftheknowledge

gainedinrespecttothehemispherecomesfromresearchofpatientsthathaveexperienced

variouslevelsofleftorrightbraindamage,aswellasfromsophisticatedbrainimaging

technology.34DavaSobel,Longitude:TheTrueStoryofaLoneGeniusWhoSolvedtheGreatestScientificProblemofHisTime(BloomsburyPublishingUSA,2010).35IainMcGilchrist,TheMasterandHisEmissary:TheDividedBrainandtheMakingoftheWesternWorld(YaleUniversityPress,2012),3.36Ibid.,34.37Ibid.,6.38Ibid.,10,39,40,55,208,209.

17

Bycontrast,ifMcGilchristiscorrect,therighthemisphereprefersandistheprimary

mediatorofnewexperiences.Emotion,theabilitytoexperienceempathy,theabilityto

respondwithflexibleattention,difficultorcomplexpredictions,patternrecognitionanda

preferenceforthelivingareallcommonattributesoftherighthemisphere.Furthermore,

theoryofmind(theabilitytounderstandwhatothersmightbethinking)andasenseofthe

pastarebothcenteredintherighthemisphere.“Inhumans,justasinanimalsandbirds,it

turnsoutthateachhemisphereattendstotheworldinadifferentway…theright

hemisphereunderwritesbreadthandflexibilityofattention,wherethelefthemisphere

bringstobearfocusedattention.”39

Technologyisnotjustahumancreationthatextendsourabilitiesofhowwethink

aboutinformation,asAznardefinedit,butfollowingMcGilchrist’slogic,thenitisalsoa

facet,apreference,ofhowsomepeopleintheWestperceivetheworld.Thisperceptionis

aprismthatfavorstheleftovertherighthemisphere.Technologicalubiquityexacerbates

theproblemsofthemilitarymind.AlreadyconditionedbytheWesternmindsetto

deconstructproblemsintodiscreetparts,examiningandresolvingeachindividually,the

soldiertendsnottolookattheoverallsituation.

ColonelCharlesArdantduPicqservedintheFrenchArmyandwaskilledin1870by

aPrussianshell.Asasoldierandatheorist,duPicqexaminedancientandmodernwarfare

todeducewhatcouldbelearnedfromtheformerandappliedtothelatter.Inhiswork

BattleStudies(1880),publishedafterhisdeath,duPicqobservedthataconstantinwardid

exist--humannature.Ancientmanandmodernmanwerebothmotivatedbyfearandpride

accordingtoduPicq.However,themodernbattlefieldrequiredmorepreparation,because

39Ibid.,27.Brainscanningindicatesapreferenceforlivingobjectsintherighthemisphere.

18

ittaxedthesensestolevelsunknowninantiquity.40DuPicqnotedthatotherfactors,such

asorganizationandstructure,areimportantelementsintheformulatocreatecohesion

andmotivationwithintheunit,andthereisasciencetothis,butthosethatplacethe

greateremphasisonnumbersandsciencemisstep.41Inthisrespect,duPicqdidnot

conformtotraditionalFrenchmodesofthoughtonwar,buthiscombatexperience

informedhistheories,andasaresulthearrivedatacloserapproximationtowar’s

realities.

Theincreasedtempoofmodernlifehaschangedone’sperceptionofhistoryand

time,accordingtoKoselleckinThePracticeofConceptualHistory(2002).Heclaimsthat

historyhaseffectivelyceasedtomatterinaworldofrapidandcontinuouschange.

Koselleckexpressestheconceptwithclaritynoting,“traditionsarenolongerpasseddown

butareretrospectivelyestablished;anyfutureisnewlyopenedupwithouttheknowledge

ofhistoricalBildungoftheindividualaswellasofthesociety-beinglostasacontinuous

process.”42Thus,overtime[theWesternmind]hasfoundhistoryoflessandlessvalue,and

placinggreatervalueonthatwhichhasdisplacedhistory--technicism.Thesocialtremors

createdbytechnologyarefrequentlyreferredtoasrevolutionary,butinpractice,omitting

theoccasionaloutliers,thelargestsocialchangesareintellectualandorganizational.The

frequentassumptionamongofficersisthateverynewwidgethasthepotentialto

revolutionizewar.Instead,themostsignificantrevolutionmightbetheaggregative

assumptionoftheseerrors.Inotherwords,ifabeliefisenduring,prevalent,andpowerful

40CharlesJeanJacquesJosephArdantduPicq,BattleStudies:AncientandModernBattle,trans.JohnN.GreelyandRobertC.Cotton(NewYork,NY:Macmillan,1921),94–100.41Ibid.,148.42Koselleck,ThePracticeofConceptualHistory,197.

19

enoughthennoamountoftraining,reeducation,andrehabilitationisgoingtogetoneany

closuretoreality.

TheinherentriskforU.S.Armyofficersisthattheaboveprocessleadstoevaluation

basedonartificialandsunderedsituations.Falseassumptions,fabricatedrealities,and

faultyreasoningcoloredtheprismthroughwhichofficersperceivedtheworld.Thus,they

arrivedinoneshortintellectualleapfromaprocessthatledfromcontroloftheinanimate

totheanimate.Ifonecancontrolandmanagemachinesforefficiencythencertainlysimilar

methodscanbeemployedwithpeople.Socialengineeringemergedasthe“science”to

makepossiblecontrolofhumanrawmaterial.ThisperceptionformedtheArmyprismand

ensuredthateachsituationpresentedasimilarhue,eachpremisehadacorresponding

proclivity,andeachsolutionalikeanswer.

ForanumberofreasonstheU.S.Armyofficercorps[circa1800]wasespecially

susceptibletothislineofreasoning.First,theU.S.Armyofficercorpslackedthelong-

standingtraditionsofestablishedmilitariesinothernations.Nodoubttherearebenefitsto

youthfulness,butthelackofculturalmaturity,remainsaproblemtothepresent.Second,

thegeographicallocationoftheUnitedStatesimputedapracticalitytotheAmerican

characterthatplacedapremiumonaction.Third,theNorthAmericancontinentprovided

theU.S.Army,inmanyways,anartificialenvironment.UnlikeEuropeannations,oreven

thoseinEastAsia,theAtlanticandPacificoceansprovidedwalls,ageographicalbarrier

thatminimizedthreatsandtheneedtothinkdeeplyaboutwar.Incomparison,Germany’s

centralpositionwithinEuropenecessitatedacompletelydifferentmilitaryculture.Here

militarycompetencedefinedsurvival.Ifnothingelse,onecouldnotspurnthemilitaryarts,

onemight‘getit’wrong,butonedidnotsimplyignoreit.Clausewitznotes,“…theoryand

20

experiencemustneverdisdainorexcludeeachother;onthecontrarytheymustsupport

eachother.”43[However,intheinstanceoftheArmy,thedistortion,theexclusion,though

notwillfulneverthelesstranspired.]TheFrenchexperiencedsomethingsimilar,aself-

inflictedwound,buttheirmyopiawasintellectual.TheU.S.apathyregardingmilitary

mattersresultedfromgeographic,intellectualandtechnologicalfactors,andperhapsa

generalpovertyofimagination.

AmorecomplexphenomenonaffectedtheintellectualstructureoftheU.S.Army

officercorpsfollowingWorldWarI.Thetotalityofthisintellectualshiftwasnottheresult

ofanysingleagentbutrathertheconvergenceofamultitudeofproximatecausesand

influences.Beginninginthemid-nineteenthcenturyandculminatingintheseconddecade

ofthetwentiethcenturytechnologyandhistory,communicationandexperienceappeared

tohavefundamentallychangedfromallprevioushumanexperience.Time,similarto

geography,hasaubiquitousqualitythatpowerfullyinfluencesone’sperceptions,butthe

natureofthatquality,likeyeast,implicitlyleavenstheworldwheretheeffectislargely

unseenandyetpronounced.

Time,andman’sunderstandingofit,changedoverthelastseveralthousandyears.

InantiquitytheGreeksimaginedtimeasagodthat“draggedallthingsintoaceaseless

flux.”Later,theideaoftimeinvolvedintotherealmofperfectionorideas,andtherealmof

decay;thatwhichbelongedtothegodsandthatinwhichmanexisted.Theideaoftime

continuedtoprogressandby1690JohnLockesuccinctlydefineditas,“durationisbutasit

werethelengthofonestraightlineextendedininfinitum,notcapableofmultiplicity,

variationorfigure,butisonecommonmeasureofallexistencewhatsoever,whereinall

43Clausewitz,OnWar,61.

21

things,whisttheyexitequallypartake.”44Thus,timeisanywhereandeverywherethe

sameforallindividualsinallcircumstances.Theidearemainedrelativelystableuntila

youngscientisttwohundredyearslateradvancedanewtheory.

In1905,AlbertEinsteinpublished“OntheElectrodynamicsofMovingBodies”

followedbyGeneralRelativityin1915wherebyhepostulatedthattimewasrelative,thus

disprovingtheclassicalNewtoniantheoryoftimeassomethingwithaconstantvelocity

andvector.Andforphysicists,timeisobjectivelyrelative.45However,fortheofficer,

politicianandcitizen,perceptionrendersadifferentreality.Theclassicaltheoryoftime,for

theseagents,remainedasvalidasthedayNewtonfirstdescribedit.

One’sperceptionoftimeandspacealteredwithtechnologicaladvances.Perhaps,

nothingexercisedsopowerfulaninfluenceonthemindasthelocomotiveinthenineteenth

century.Thesteelbeastslookedtobeofanotherworld,andnexttothemechanicalclock,

withitsgrowingpopularity,encompassedthespiritofanage.Itisnoaccidentthat

Einstein’sthoughtexperimentthatresultedinthetheoryofrelativityusedthemost

powerfulandubiquitousexampleofmoderntechnologyinhistime--thetrain.

Time,fundamentally,isthemeasurementofmotion,andthushasnotobjectively

changed,thoughman’sinterpretationandunderstandingoftimehas.46Timeoriginally

measured,atleastintheWest,fromonehumaneventtothenext,oritcounteddowntothe

endoftimewiththereturnofChrist.Notuntilthesecularizationofthestateand

44G.J.Whitrow,“TimeandMeasurement,”inDictionaryoftheHistoryofIdeas,ed.PhilipP.Wiener,vol.IV(CharlesScribner’sSons,1973),389,391,404.45AlbertEinstein,Relativity:TheSpecialandtheGeneralTheory(AndrasNagy,2010).46GyorgyBuzsaki,RhythmsoftheBrain(OxfordUniversityPress,2006),8.

22

divergencefromthechurchdidonebegintomeasuretimeandthinkofitasprogress

towardsomethingimprovedratherthanacountdowntotheend.47

HistorianLewisMumfordalludedtoachangethattookplaceintheWesternmind

withtheadvent,spread,andeventuallyubiquityoftheclock.Theclock,forMumford,

representsaseparationandabstractionoflife,andthoughalltimeisbasedonsome

measurementofmotionorplanetaryrotations,itsmeasurementisthefirststeptoward

humanservitude,oftheliving,theanimate,beingsubordinatetothemechanicaland

inanimate.Previously,theseasons,dayandnightorderedmuchofhumanity.48Timecan

nowbeaccuratelyobserved,timecanbesaved,lifecanbeorganized,ordered,bytheclock,

inshort,onebeginsthinkingintime.49

Theubiquityoftechnologyservedasafurtherabstractionfromreality,boththen

andnow,becauseitdisassociatesanddivideslife.Itfavorstheparticular,thespecific,over

thewhole,thegestalt.Technology,initsvariousforms,generallyenhancescontrol;in

manywaysitprovidesathinveneerofauthorityoverreality.However,realitycomprises

chaosmorethanorder;chanceisboundupinthesystemitself.Thus,perceptionand

realitydivergewidelybetweenthatwhichcanandcannotbecontrolled.

Technology,definedasa“toolthatextendsone’sabilities”,50assumedashifting

placeinthehumanexperience.Dataarenotjustzerosandones,orspearsandhammers,

butalso,mostimportantly,andmorecommonly,information.51Assuch,technologydoes

notdefinewhatitistobehuman,butitdoesreflect,ifonlyinpart,whatitistobehuman.

47Koselleck,ThePracticeofConceptualHistory,106,120.48Ibid.,102.49LewisMumford,TechnicsandCivilization(UniversityofChicagoPress,2010),14.50Aznar,TechnologyChallenged,11.51Ibid.,24.

23

Nevertheless,acomplexrelationshipexistsbetweenmanandtechnology,makingit

difficulttoseparatethetwo.Technologyisanexpressionofhumanthought.One’sintellect,

ideasandcreativityaremadeconcretethroughit.Thereisconfusioninhowonethinks

abouttheroleandpurposeoftechnology,becausetechnologynaturallyextendsour

abilities;therefore,itcanandoftendoesassumeasenseofprogress,potential,and

capability.

Theanimateandtheinanimate,manandtechnology,makeupasymbiotic

relationshipwitheachaffectingtheother,buttheyarenotequalnoraretheyalways

amiablepartners.52Peoplethinkabouttechnologydifferently,andsometimesthesame

people,atdifferenttimes,thinkaboutitdifferently.Certainly,theyoungFrenchinfantry

officerof1914viewedtechnologyradicallydifferentlyifheremainedalivein1919.The

Americanmilitarytraditionperceivedtechnologyasbothmeansandend,asatoolto

minimizechance,andtocontrolit—notastheself-inflictedwoundthatouryoungFrench

officerin1919mighthaveperceived.

Armyofficersthuscametobesubsumedinatechnologicalenvironment,aprocess

thatgainedconsiderablemomentuminthefirsthalfofthetwentiethcentury.Itis,

however,worthnotingthattechnologyonlyextendstheabilitiesalreadyinherentinthe

individualandorganization--perhapsabanalobservation,butafundamentally,and

frequentlyoverlookedfact.Consequently,nearlyeveryproblemappearedtohavea

technologicalsolution.Successandfailurewerepredicatedoncorrecttoolselectionto

achievethedesiredoutcome.Themostobviouscurrentdayexampleofthisisthemilitary

targetingprocesscontainedinU.SArmydoctrineisknownas“d-cubedalpha”—decide,

52McGilchrist,TheMasterandHisEmissary,6.

24

detect,deliver,assess.53Waraddsmorelayerstoanalreadychaoticsystem.Oneisleftwith

aprofoundlyunstablesituation,onewhichisoverlaidwithsystemsofsystemsthatattempt

tobalancecountlessvariablesthroughtechnologicalsolutionstocomplexhuman

challenges.Theimpetusforperceivingtheworldinthislightmaybeasmuchafunctionof

experienceasofphysiology.

TheU.S.ArmyfollowsconceptssuchastheMilitaryDecisionMakingModel(MDMP)

andDesign,bothofwhicharemodelsforcontrollingandmanagingvariables.54Chaos,

frictionandfogofwarareallfactorsthat,giventherightmodel,canbemitigatedor

minimized.McGilchristfoundthat“thelefthemispherebuildssystems,wheretheright

doesnot.”55Thisisnottoarbitrarilyarguethatsystems,models,andprocessesarenot

withoutgreatvalue,butwithgrowingconfidenceandgreaterconvictiontheU.S.Army

officershavelaidtoomuchatthefeetofthisidol.Somemilitarymindsresistedthis

temptation.

Clausewitzhardlysparedawordfortechnology,notbecausehewasunawareofits

existence,orevenimportance.Healsodispensedwithantiquity,notforlackofcuriosity,

butbecausehegraspedthegrowingdistancebetweenantiquityandthepresentatthe

lowerlevelsofwar,animplicitacknowledgementofachangeintheconductofwarover

time.Expandingperspectiveupandouttothestrategiclevel,Clausewitzsidelined

technology,becauseheunderstooditstemporalnatureforthisreasonhisworkisnotfixed

intime,butaimedatthehumanvaluesoutlinedbyThucydidesandMachiavelli.For53DepartmentoftheArmy,FieldManual3-60(FM6-20-10):TheTargetingProcess,2010,http://armypubs.army.mil/doctrine/dr_pubs/dr_a/pdf/fm3_60.pdf.54DepartmentoftheArmy,FieldManual101-5:StaffOrganizationAdnOperations,1997,http://www.fs.fed.us/fire/doctrine/genesis_and_evolution/source_materials/FM-101-5_staff_organization_and_operations.pdf;DepartmentoftheArmy,ArmyDoctrineReferencePublication5-0,2012,http://armypubs.army.mil/doctrine/dr_pubs/dr_a/pdf/adrp5_0.pdf.55McGilchrist,TheMasterandHisEmissary,228.

25

Clausewitz,asforhispredecessors,warwaspreeminentlyahumanphenomenonandall

otherfacets,characteristics,andelementsofwarplayedsupportingroles.

Fortheofficer,thestudyofhistoryandthehumanities,anunderstandingof

Romanticismforexample,allowthemindtopenetrateandgraspthenuancesand

contextualfactorsthateludestaticandexplicitanalysis.Militaryhistoryisnotmerelythe

collectionoffactsandfigures,armsandarmor,tacticalandoperationalengagements,the

actionsofgreatmenandlesser,orvictoriousempiresandconqueredones.Instead

militaryhistoryisa“pasture”forreflectionandimagination,notastorefulloftools.

Rather,andoffargreaterimportance,itconveysandinforms,notjustatananalyticalbuta

vastlymorepowerfulintuitivesense;anunderstandingofmanandthepropensityof

events.56Suchanunderstandingisindispensableforthemilitaryofficer.Iftheintentof

waris“tocompelourenemytodoourwill”tosuperimposethevictor’sintentonthatof

thevanquished,thenthemindshapedbyanunderstandingofhistoryisessential.

Overrelianceontechnologicalsolutionsdemonstratesashallowunderstandingofmanand

war.

Clausewitzprovidedfurtherclarityinrespecttothemilitarymind:“theinsights

gainedandgarneredbythemindinitswanderingsamongbasicconceptsthattheorycan

provide...itcangivethemindinsightintothegreatmassofphenomenaandoftheir

relationships,thenleaveitfreetoriseintothehigherrealmsofaction.”57Themind,as

Clausewitzdescribedit,isnotboundtoorbytheory,doctrine,orexplicitboundaries.

Ratherheconveysafreedom,a“wandering”andthatbythisapproach,andbynoother

method,doesoneachievethezenithofmilitarythought.56Tzu,TheArtofWar,92–93.57Clausewitz,OnWar,578.

26

Berlinbelievedthat“…wearechildrenofbothworlds..,”bothoftheEnlightenment

andRomanticism,“…butatthesametime–andtotheextenttheromanticethosistrue–

arethepersonswhomoststronglyemphasizedtheunpredictabilityofallhumanactivity.”58

Theofficer’smindsetisonthemechanical,thetechnological,thetools.Hisfocusisalltoo

easilydrawntopossibilitiesforcontrolandthusrisksthelossofanunderstandingof,the

unpredictabilitythatunderlieshumanactivity.

Clausewitznotedthattheoryandrealityshouldneverdisdaineachother,which

leavesonetobelievethathemusthaveexperiencedsuchdivergenceonmultiplelevelsand

onnumerousoccasions.59ThemostcommondefinitionofwarofthemanythatClausewitz

providedis“waristhusanactofforcetocompelourenemytodoourwill.”60‘Ourwill’isa

concept,anidea,astatethatisabsentinthepresent,thoughdesiredinthefuture.Hitler’s

andStalin’sbeliefswerenotcompatiblewiththisconcept,fortheendsofeachrequiredthe

submissionorannihilationoftheother.Warisforemostaconflictofideas.However,the

conflictofideasthatnecessitatewarisnotwar.One’sreasonsforwagingwaroughttobe

separatefromthemeansbywhichonewagesit.

“Thereare,inmyview,twofactorsthat,aboveallothers,haveshapedhuman

historyinthiscentury[20th],”Berlinobserved.“Oneisthedevelopmentofthenatural

sciencesandtechnology…theother,withoutdoubtconsistsinthegreatideologicalstorms

thathavealteredthelivesofvirtuallyallmankind.”61Whatisprogress,ifitexists,andhow

doesonegoaboutmeasuringit?Isitmeasuredinchronology,intechnological

58Berlin,TheRootsofRomanticism,141,147.59Clausewitz,OnWar,61.60Ibid.,75.61IsaiahBerlinandHenryHardy,TheCrookedTimberofHumanity:ChaptersintheHistoryofIdeas(VintageBooks,1992),1.

27

development,inscientificachievement,intheemancipationofmantowardindividual

freedom,intheabatementofhumansuffering,inpeace?Orisitamarchtowardorderthat

beganinearnestwiththeEnlightenment?Afterall,accordingtoBerlin,theonethingthat

theEnlightenmentdenied,initstotality,wastheChristianfaith.Menareborngood,orat

leastmorallyneutral.Withpropermoldingandnurturing,theycanandwillrisetonew

levels,theywillprogress.62ScienceandrationalityconspiredtoslaytheHobbesianbeast.

Greatmindsbelievedthatwiththedeathofmonarchiesandtheriseofrepublicsofvirtue,

warwouldwithtime,effort,andperseverancebeevictedfromhumanmemory.63Suchwas

nottobethecase.

IftheWesternworldistheheirtotwointellectualtraditions,therearefacetsor

spectrawithineach.Ifmaniscapableofactsofbothdepravityandsacrifice,itseemsthat

theEnlightenmentandRomanticism,beinghumancreations,areequallysoimbued.

Technology,however,didnotentertheconsciousnessofmanasadriverofhuman

progressuntiltheIndustrialRevolution.Theawarenessoftechnology,liketheintellectual

shiftinauguratedbyRomanticism,beganasanopaque,intuitivefeeling.Thisfeelingwasat

theedgesofhumankind’sconsciousness,whereonewasmindfulthatsomethingisthere,

thatsomehowthingsarechanging,butunabletoarticulatethespecificnatureofwhatwas

changing.IftheEnlightenmentandRomanticmovementsconsumedmanwithorwithout

hisconsent,sothendidtechnology.Technologyisnotanintellectualmovementinthe

samewaythattheothertwoemphasizewaysofthinkingandbeing,fortheyareboth

purelyintellectualframeworksuponwhichonmayact,yettheimpulseiswhollycognitive.

Theyarespiritual,moralmovementswithallthepowerandresolutionofareligion.62IsaiahBerlin,AgainstTheCurrent:EssaysintheHistoryofIdeas(RandomHouse,2012),20.63AzarGat,WarinHumanCivilization(OxfordUniversityPress,2008),510.

28

Technology,atitsmostfundamentallevel,“extendsone’sabilities.”Thus,itisboth

anetherealproductofthemind,andsomethinglateractualizedinthephysicalrealm.

Thoughithasnoinherentmoralorspiritualqualitiesitisnonethelessanimatedbysuch

impulses.Inmanyways,andperhapsthisisMumford’sactualizedfear,manfoundhimself

subtlysubduedbythepromiseofprogress.Insomemanneroranother,technologywould

reducetheburdenslifeplaceduponhumankind.Throughtime-reducing,muscle-saving,

thought-minimizingtechnology,civilizationwouldprogress;andman,withhisburdens

reduced,couldfocushiseffortsonthebettermentofhisfellowkinregardlessofrace,

religionorcreed.Thisphilosophicalbelieforinclinationhaspenetratedthepsycheofthe

Armyofficer—itisthemedium,theculture,inwhichthearmyexistsandacts.

Punctuatedequilibrium,oftenusedinconjunctionwithexplainingthetheoryof

evolution,mayaptlybeappliedtothetechnologicalworld.Thegradualandsteady

evolutionoftechnologythroughouthistorysuddenlyexplodedintheseventeenthcentury.

Thiswaslikelytheresultoftheprintingpress,whichacceleratedthedisseminationand

accumulationofinformation.Thedangerisnotthatinformationisincreasingtooquickly

ortowardsomekindofsingularity,butthatitappearstobethedomainwithinwhichthe

vastmajorityoforganizations,institutions,bureaucracies,governments,andofprimary

importance,U.S.Armyofficersassumethesolutionsreside.Itcantakemanyforms,often

usingmoretechnologytosolvetheproblemcreatedbymoretechnology,moreprocessto

controlotherprocesses,morerulestoaugmentcurrentrules,andmorelawstorectifyold

laws.Forexample,theintroductionofcomputerstothebattlefieldprovidedmore

informationandincreasedlethality,butitalsoengendered,amongotherfactors,a

targetingsolutionmindset.Aby-productoftechnologyimmersionistheillusionofcontrol

29

andspeciouscontextualunderstanding,onebelievestheyperceiveandknowtoafar

greaterdegreethantheyactuallydo.

Theincreasedtempoofdailyactivity,particularlythemilitarythinker’sdesireto

operatewithintheenemy’sdecision-makingcycle,elevatedtimetoapremium.Officersare

trainedtoexecutemethods,processes,andsystemsthatiffollowedtheoreticallyproduce

anacceptablemilitarysolution.ErichvonManstein,theGermanofficerwhoplannedthe

invasionofFrancein1940andsentthepanzersthroughtheArdennesforest,believedthat

logicalmilitarysolutionswereobvioustobothfriendlyandenemycommandersalike.

Therefore,intellectualsurpriseisonlyachievedwhenonestrikeswhereleastexpected,

andintheGermancasein1940,thatthrusttraversedthe“impenetrableArdennes.”Oneof

thegreatestmilitaryvictoriesinhistorywasproducedbyamindthatexploredthe

impracticable.64

Bellicosity,inwhateverformsittakes,frequentlytrendstowardthemostnatural

humaninstinct--imitation.65Thus,conflictnotonlyescalatestowardsextremes,as

Clausewitznotes,butalsotowardasortofchaoticequilibrium;technologicalasymmetrical

advantagesvanish,allthemoresogiventheinstantaneoustransmissionofinformationin

thedigitalage,allthatremains,theonlyasymmetricadvantageonemayhavethatcannot

becaptured,mimicked,orduplicatedisthecultivatedmindwithitsintellectualagility,

toleranceforrisk,andcontextualunderstanding.Thedevelopmentofthecultivatedmind

isaslow,arduous,aqualitativeprocess.Technicism,technocracy,technologicaldriven

thought--whateverformittakes-,bycontrast,oftenproducesasystematic,linear,and

64Karl-HeinzFrieserandJohnT.Greenwood,TheBlitzkriegLegend:The1940CampaignintheWest(USNavalInstitutePress,2005),69.65McGilchrist,TheMasterandHisEmissary,248.

30

superficialprocessthatfailstopenetratethecomplexitiesthatexistoutsideofthe

controllablevariables.

ThefocusontechnologybyofficersandArmyeducationalinstitutionshasproduced

ashallowandcircumscribedmentality.ThisisespeciallyreflectedbytheU.S.Army’s

institutionalpreferencefortraining.Traininghasmanybenefits,whichhavebeen

exploredandexploitedwithindustriousefficiency;however,itsdangersarelessclearly

understood.Trainingappealstothemodernmilitarybureaucracybecausetechnology-

focusedsystemsorprocessarelogicalandthereforeonecanquicklytrainotherstouse

technologyandthenexploittechnologyitselftodothetraining.Tempoisthussustained

throughtherelationshipoftrainingandtechnologyallofwhichcanbequantifiableand

thereforemeasurableandintheend,monetarilyjustifiable.

Thepervasivenessoftechnologyhasafurtherbyproduct:reducingthedepthand

breadthofanofficer’sthoughtprocess.Onecannowdomorethingsinlesstime(not

necessarilybetterbutfaster),andasthefamiliartruismofStalinholds,quantityhasa

qualityallitsown.Superficialsolutionstocomplexproblems,augmentedbytechnology,

createsasinistercyclethatbedevilshumankind’severyattempttosolveproblemsby

creatingmore.LewisMumforddescribeditbest:“…Scientistscreatedahabitofmind

favorabletodiscretepracticalinventions:atthesametimeitwashighlyunfavorabletoall

thoseformsofartforwhichthesecondaryqualitiesandtheindividualreceptorsand

motivatorsoftheartistwereoffundamentalimportance.”66Mumfordaimedhiswordsat

thephysicalscientistsandtheirhabitsofthoughtthatexcludetheunquantifiable,andhis

66Mumford,TechnicsandCivilization,51.

31

warninghasbeenfullyrealizedinthemoderntechnologicalworld.War,afterall,ismore

artthansciencebecausetherearetoomanyvariablesforonepersonorsidetocontrol.

Theintellectualshiftprecipitatedbytechnologydidnottouchsocietyequallyfor

somesectorsexperiencedradicalshiftswhileotherswerelessaffected.Whatdidoccur,

throughgreatercentralizationofthestateapparatusmadepossiblebytechnological

advancements,wasamassivegrowthofindustrytosupportthestatebymeansofthe

militarystrengththroughacyclicalrelationship,eachsupportingandreinforcingtheother.

AccordingtoMumford,thearmyofLouisXIVmade,“thefirstlarge-scaledemandfor

absolutestandardization[of]goods.”67Thearmyandintellectualcadre,theofficercorps,

notonlydemandedthestandardizationofgoods,butfrequentlyalsothestandardizationof

thought.FewWesternofficercorpsacrosstimehavepaidmorethanlipservicetotheidea

ofvaluingdissentofthought.Thisis,inpart,becausemilitarycommandinbattlerequiresa

quicktop-downsystem,incontrast,militaryinnovationrequiresjusttheopposite.

ReturningtoBerlin’sanalogyofhowsoldiershavewrestledwithideasfromthe

Enlightenmentthroughthe19thcentury,soldiersfoundthatstrengthinthefaceofalmost

certainlossconstitutedarequisiteelementforsuccessonthebattlefield.Moralecannotbe

quantified.Itdefiesmeasurement,iteludescapture,andexistsandmotivatestheliving.It

isvisibletothehumaneye,but,asArdantduPicqobserved,notalleyesperceiveit,though

itpenetrateseventhehardesthearts.68

TheWesternofficersofthesixteenththroughtheearlytwentiethcenturywere

definednot,asonemaysuspect,bytheirdifferences,butratherbytheirremarkable

similarity.Officercorpsduringthisperioddevelopedorganicallyfrompeculiarformsof67Ibid.,92.68ArdantduPicq,BattleStudies,118–129.

32

autocracies,republics,aristocracies,andoligarchies.Diversehistorical,social,political,

religiousandeconomicfactorscoloredtheoutlooks,liketheuniforms,oftheseofficers,

and,perhapsnotsurprisingly,theydemonstratedafairlyhomogenousunderstandingof

war.Essentialfeaturessuchasdiscipline,morale,andleadershipideasrevivedfromthe

RomanEmpirebreathednewlifeintomilitaryaffairsintheEuropeansphere.

Romanticismbirthedtheideaofplurality;however,anunderstandingofmotiveand

intent,ofotherwaysofbeing.Piercedmilitaryideasofstandardizationandmechanization

ofmanandonceagainawakenedthepowerofthewill.Napoleonbroughtlifeandvigorto

theconceptof“popularwill”thatheretoforehadbeenunknown.Forthenexttwohundred

yearstheNapoleonicmodeldominated,andinmanywaysitsinfluenceliveson.The

intellectualpenetrationofRomanticismintothemilitaryprofession,however,tookhold

onlyinpart--acceptingtheviolent,unrefined,andpassionate,whilerejectingoutofhand,

pluralityofthought.Fascismcouldfurnishnofinerexampleofthisdistortion.One-wayof

being,thinking,andbelievingpermeatedtheThirdReich.Celebratingtheheroic

individual,thesingularityofthecause,thepowerofthewillensured-–despiteallodds—

ultimatevictory.“Thelightsofpervertedscience”asChurchillwarned,amalgamatedwith

thespiritofRomanticismfromwhenceitwasbornintheheartofGermany,togivebirthto

oneofthemostterriblyviolent,destructiveandpowerfulforcestoeveranimatemenand

womentoaction.

Timeforthosecaughtupinmassmovementsassumesanimmortalquality,andthe

presentceasestomattertotheindividualsoraptured.Thepastprovidesthejustification

tofuelthepassions,andrecklessabandon,cavalierinclinations,andindifferencetodeath

arecommonlysharedattributes.Enormousnumbersofhumanbeingsrevoltedagainstthe

33

technicismandlimitations.Theirresponsewasperhapsdrivenbyadesiretohave

purpose,toachievesomesortofimmortality.Themechanicalandtechnologicalimpulses

ofWesternculturecontinuetoconstrainthehumanwill.Thesefrustrationsfindreleaseon

thebattlefieldswherethespiritandmachineduelforsupremacy.Nowhereisthismore

evidentthanwiththehorrorsofWorldWarI.

TheFirstWorldWarappearedtohavedealtamortalblowtothewillasthepivotal

elementofwarfare.Ëlandiedthirteenmillionsdeaths,takingintotheitsembracemen

thatwouldneverwalkagainandothersnevernormally.ThekillingfieldsofWestern

Europedemonstratedthatthedeterminationtoadvanceagainsttheoddscouldnot

succeedinthefaceofmodernfirepower.TheNapoleonicmodel,whichstumbledat

Waterloo,succumbedtoitswoundsattheSomme.TheheroiclegacyofSpartanfortitude

whilesurroundedandtrappedonanislandattheBattleofSphacteriaagainstthe

Atheniansandthesacrificeofthe300attheBattleofThermopylaewitheredinthemud

YpresandVerdun.Thisunbrokenlineageofcourageandbravery–theapotheosisof

soldiering-endeditstwomillennialreignbycedingitspowertothemachine.

Historymatteredmuchbecauseitchangedsolittle.Humansarebytheirnature

historicalcreatures.Pastexperiencesareusedtoextrapolateapotentialfuture--thereby

allowingonetotakeactiontoensurefuturesurvival.History,whetherpersonalor

collective,canprovidethedatatounderstandtrends.Onewhounderstandscurrent

propensitiesisnotguaranteedsurvivalorsuccess,butdoingsodefinitelyincreasesthe

oddsinone’sfavor.

Therelevanceofmilitaryhistoryseemedtobeinquestionbythelatenineteenth

century.ThepastandpresentdivergedonbattlefieldspriortoandafterWorldWarI,at

34

leastsuperficially,andtheevidenceofmillionsofdeadconvincedmanyofficersthat

somethinghadnowcertainlychanged.Forthefirsttimeinmilitaryhistorytechnologyhad

apparentlyeclipsedthehumanelementasthedecisivefactorinwar.Thus,thepotent

intellectualshiftthatBerlindiscussedproducedasiblingthatinmanywaysyielded

comparableconviction.Forthemilitaryofficer,technologydecisivelydisplacedman.Just

astheEnlightenmentsweptawaytraditionalconceptionsofChristianity,tradition,andthe

qualitative;technologysweptawayhumanmoralprimacywithsterile,dispassionate

materialfactors.

In1949,JosephCampbellinTheHerowithaThousandFacesfoundthatacrossall

culturesandcivilizationsthemostthought-provokingfacetoftheheroicformula,of

mythology,wasnotthedifferences,butthesimilarities.69GeorgeLucascitedCampbell’s

workasoneofthemostimportantinfluencesindevelopingStarWars.Thehero’sjourney

thatCampbellabstractedistheexacttropethatLucasusedtostructuretheStarWarsfilms.

Likewise,StevenSpielberghascitedCampbellasasourceofinspirationforhisworks.

Thesedirectorswentontodevelopstoriesthataresomeofthemosticonicand

commerciallysuccessfulinhistory,buttheydrewfromanancientblueprint.

Campbell’sfindingsechoedthoseofLovejoyandBerlinthatvaluesarefinite,that

theredonotexistaninfinitenumberofvalues,thattheseheroes,heroesoftheEastand

thoseoftheWest,soughtanexperience,apassage,whichreflectedvaluesifnotinthe

detailsmostcertainlyintheiressence.Thus,Thucydidesisnotinerror,butmostcertainly

struckthecruxofthematter.History,inthebroadstrokes,sharesfamiliarhuesbecause

theheroes–whatmenaspireto-thevalues,perhapsnotthesamevalues,butvalues

69JosephCampbell,TheHerowithaThousandFaces(NewWorldLibrary,2008),2,211.

35

nonetheless,asBerlinobserved,thatarediscernible,understandable,andthestagesofthe

journeythatleadtheherotoself-discoveryareremarkablysimilar.

Officers,however,nowperceivedwarthroughanewlens.Goneweretheliving

heroes:petroleum,coldsteel,andcomplexgearsreplacedblood,bone,andspirit.

Industrialproduction,strategicmaterial,scientificandtechnologicalprogressdefinedhow

futurewarswouldbefought--warbymath.Somemilitarytheoristshadreachedthispoint

muchearlier.InfluencedbytheEnlightenment,Antoine-HenriJominihadabstractedand

simplifiedwardowntoagameofnumbers,but,notably,hisfirsttradewasbanking.70Ivan

Bloch,alsoabanker,predictedwithsomeaccuracythecomingcarnageofmodernwar,

althoughhefurtherpostulatedthatnationscouldnot,becauseoffinancialandeconomic

costs,gotowarforanylengthoftime;andshouldtheydosoanywayexhaustionwould

followinshortorder.71Nowwarcouldbemeasured,counted,andpredictedbasedon

rationalcalculations.Thevisionofbankers,industrialists,scientists,andmilitaryofficers

bondedoutofmutualself-interest.

Theidealsoldierwasalwaysmoremachinethanmanandfromhisearliest

momentsundertheflagheexperiencedextraordinaryandarduoustraining.Incessant

drills,marching,andcalisthenicsfilledtheyoungsoldier’slife.Choreographedmovements

matchedtheancientandritualisticmotionsofdance,butnowcuriouslyassumed

mechanicalfunctions;thefirstennobleddeepprimordialhumaninstincts,andthesecond

fusedthemovementofboththeanimateandinanimate.Sothetemplateforthemachineor

mechanisticparadigmwasalwaysthere.Bythenineteenthcenturydiscipline,augmented

bynationalism,infusedthecommonsoldierwithhoped-forironfortitude.Discipline,70AntoineHenribarondeJomini,TheArtofWar(Philadelphia:Lippincott,1862).71JeanBloch,TheFutureofWar(Boston:GinnandCompany,1899).

36

instilledthroughphysicalexertions,aimedtoexpungethought.Thatoneobeyedorders

withoutthinking,thattheresponsewasimmediateandexact,inmanywayscausedthe

soldiertopredateandportendthemachine.72

TheillusionofcontrolpermeatesAmericansociety,andnonemoresothaninthe

U.S.officercorps.Thearrivaltothispointintheevolutionofthisinstitutionrepresentsa

slow,speciousimitationofsuccess--ajourneywithoutdirectionandwithoutphilosophy

resultinginahollowcolossus.TheU.S.Armyofficercorpsdidnot,andhasnot,cometo

gripswiththenatureofwar,ratheritsubstitutestechnologyastheproperrealityto

understandandtomaster.

WilliamSkeltonarguedthatrootsofprofessionalismintheUSArmytookholdin

theSouthpriortotheCivilWar.73SamuelHuntingtonbelievedthattheprocessgainedits

impetusbetweentheCivilWarandtheFirstWorldWar.74Whetherbeforeorafter1865,

theU.S.Armyofficercorpsprofessionalized,buttowhatextentandtowhatdegreeisless

certain.Thephilosophicalrootsoftheofficercorpslackedtheenvironmentnecessaryto

produceaphilosophyofwar.Thisintellectualimmaturitymadetheyoungofficercorps

susceptibletoborrowedorspuriousideas—sometimesboth.Thus,natureandnurture

naturallyamalgamatedinthemindsofthesementoproduceanentirelygenuine,yet

flawed,understandingofthenatureofwarandhowonesolvedtheproblemsitposed.The

growthoftechnology,anditssubtlebutprofoundinteractionwithman’sconceptionof

timecompoundedtheseotherconceptualerrorsandmisunderstandings.

72Mumford,TechnicsandCivilization,89–95.73WilliamB.Skelton,AnAmericanProfessionofArms:TheArmyOfficerCorps,1784-1861(Lawrence:UniversityPressofKansas,1992),xiii.74SamuelP.Huntington,TheSoldierandtheState:TheTheoryandPoliticsofCivil-MilitaryRelations(Cambridge,MS:HarvardUniversityPress,1957),237.

37

Intellectualaccelerationisoneofthemostsignificantchangesbetweenthisworld

andthenineteenthcentury.Historynolongermattered,becauseitchangedsorapidly—

propelled,ofcourse,bytechnologicaldevelopments.Technologyfundamentallyalteredthe

relationshipbetweenmanandtime.ReinhartKoselleckinThePracticeofConceptual

Historydefinedhistoricalaccelerationas,“theshorteningofthetimespansnecessaryfor

gainingnewexperiencesthatthetechnical-industrialworldforcesuponus.”75Technology

hasalteredtherelationshipbetweentheelementsofClausewitz’trinity,because“the

shortenedtemporalrhythms”havecausedthetrinitytocollapse.Thetrinityisnownearly

singularwiththevariouselementsinteractingonanalmostinstantaneouslevel.Inessence

technologyhasincreasinglyeliminatedspace.Thetimeittakesideas,weapons,andpeople

totravelhasdecreasedtoapointunseeninhumanhistory.

Conflictgeneratesamagneticorcentripetalpulluponforcesinvolved,notjust

escalation,butalsoatendencytopullintoconflictbodiesinorbittowardthecenter.The

collapseofthetrinityresultedin[theheavenlybodiesbeingpulledinamalgamatingintoa

whole.]Thecombinationoftimepressures,avoidanceofthinking,andeverincreasing

relianceontechnologyhaveresultedinanattempttoturntacticalandoperationalvirtue

intoacoherentstrategicpolicy.TheU.S.Armyoftodayevenhasatermforit—“strategic

compression.”76Officersbelievethatevenmoretechnologyistheanswertoa

technologicallysaturatedworld.AsThucydidesnotes,”…twothingsmostopposedtogood

75ReinhartKoselleck,FuturesPast:OntheSemanticsofHistoricalTime,Kindle(ColumbiaUniversityPress,2013),113.76DaveDilegge,“Thoughtson‘StrategicCompression,’”SmallWarsJournal,February3,2007,http://smallwarsjournal.com/blog/thoughts-on-strategic-compression.

38

counselarehasteandpassion…”bothofwhicharemorelikelyundertheauspicesof

technology.77

In406B.C.anAthenianfleetdefeatedaSpartannavalforceattheBattleof

Arginusae.Followingthevictory,eightAthenianstrategoifacedtwodecisionsthatpulled

forcesinoppositedirections.First,theAthenianfleetcouldcapitalizeonthevictoryand

rushtoMytileneandrelieveanAthenianforceblockadedthere,or,second,itcouldrescue

sailorslostinbattleclingingtoflotsam.Thestrategoidecidedthatallwouldsailfor

Mytileneminusafewshipsdivertedtosalvagethesoulsfloatinginthesea.Chance

intervened,however,andneitherthesailorsnortheSpartanfleetencounteredthe

Athenianfleet.Rather,asuddenstormpreventedbothactions,whiletheSpartansescaped

andtheAtheniansailorsdrowned.

ThegeneralsupontheirreturntoAthensfacedahostilepopulace.Thevictory

forgotten,thepeopledemandedthatthegeneralsassumeresponsibilityfortheirfailureto

savethesailors.Politicalintrigueandpassionsoverwhelmedallreasonandbysomeodd

twistoffate,evenSocrates,whopresidedovertheassemblythatday,anddideverythingin

hispowertopreventit,couldnotrepeltheirrationalandcunningintentofthosepresent.

Theywereexecuted,andnosoonerhadtheblooddriedthantheAtheniansreversedtheir

position,regrettingtheirdecision,andthosemostresponsibleforurgingexecutionnow

faceddeaththemselves.78

Antiquityfurnishedofficerswithfrictionofadifferentkind.Information,in

whateverformittook,remainedlimitedandboundtolocomotionofthatage.Today,the

speedofinformationtransmissionseemsanobviousobservation,buthowitinfluencedthe77Strassler,TheLandmarkThucydides,179.78DonaldKagan,ThePeloponnesianWar(Paradise,PA:PawPrints,2008).

39

education,action,andthoughtofArmyofficersisaprofoundquestionwithfarreaching

implications.

40

ChapterII

PracticalLeadershipforEmpire

Establishedin1775,theU.S.Armydevelopedanintensefocusonpracticalityearly

initsevolution,nourishedbythegeographicalandenvironmentalfeaturesoffrontier

America.OncefreeofBritishcontrol,Armyunitswerelargelydeployedalongthewestern

boundariesoftheU.S.toprovidesecuritytosettlers,oralongtheAtlanticcoastlineto

defendportcities.Armyofficersconcernedthemselveswiththeregimenofday-to-daylife

andpatrolsthroughtheouterterritories.Forthemostpart,theoldworldremaineda

distantthreattoarmyofficersandthestudyofwarreceivedlittleattentionduringthis

period.Thehardshipsoflifeinthesesmallfortsandpostsaffordedlittletimeoran

environmentconducivetointellectualstudy.

TheWarof1812generatedasurgeofnationalisminthesonsofmanywhohad

foughtin1776;aneardisaster,itresultedinarealisticreevaluationofsomeofthe

foundinggeneration’smoreromanticprecepts.79Themilitiaperformedunevenlyatbest

andfailedmiserablyattheworst.Theneedforapermanentandprofessionalarmywas

painfullyobvious,atleasttotheofficercorps,inthewakeof1812.80Furthermore,bythe

early1820’s,theseedsofprofessionalizationbegantosproutinthefieldsofscience,law

andeconomicsintheNorth.IntheSouth,slaveryrapidlytransformedunderthepressures

79WilliamB.Skelton,AnAmericanProfessionofArms:TheArmyOfficerCorps,1784-1861(UniversityPressofKansas,1992),116.80Ibid.,122.

41

oftechnologicalchangeyieldingafarheavierandintheendunbearableyoke-the

industrialinstitutionalizationofslavery.81

ThetrendsofprofessionalizationnaturallyfiltereddownintotheU.S.Armyofficer

corps.ThearistocraticandromanticsensibilitiesoftheSouthernelitefitcomfortablyin

theArmywithitsfocusonhonorandsacrifice.Furthermore,thepresumedever-present

threatofslaverevoltthroughouttheSouthandthemilitantnatureofsouthwesternslavery

servedonlytoreinforcethetendency,perhapsnotunlikeSparta’senslavementofthe

helotsnecessitatingamilitantsociety,atleastintheupperclasses.82

WestPointproducedthevastmajorityofofficersduringthisperiod,andwasthe

intellectualcenterintheUnitedStatesofthearmy.83Although,theWarof1812leftafew

self-taughtgeneralssuchasAndrewJacksonandWinfieldScott.TheprimaryfocusofWest

Pointaimednotattheeducationofofficerswhograspedthenuancesofwar,butratherat

producingengineerstohelpbuildtheroadsandbridgesneededbythefledglingnation.

Therearenotaninfinitenumberoffactorsthataffecttheintellectualdevelopment

ofanindividual.Theproximateinfluences,whethertheybethirty,thirteen,orwhatever

thenumbermaybe,arefinite.Andthoughtheymaydiffer,theynonethelessprovidefor

commonunderstandingforthoseinwithinthatfield.84FortheU.S.Armyofficercorpsthe

dominantfactorcenteredonengineering.

Clausewitzdescribedfrictioninwarasthe,“countlessminorincidents-thekindyou

canneverreallyforesee-combinedtolowerthegenerallevelofperformance,sothatone

81VernonLouisParrington,MainCurrentsinAmericanThought,1800-1860(UniversityofOklahomaPress,1987),63.82Huntington,TheSoldierandtheState,211.83MatthewMoten,TheDelafieldCommissionandtheAmericanMilitaryProfession(TexasA&MUniversityPress,2000),56.84BerlinandHardy,TheCrookedTimberofHumanity.

42

alwaysfallsfarshortoftheintendedgoal.”85TheU.S.Armyexperiencedasimilarfrictional

phenomenonthroughoutitsearlydevelopment.Whilenoneofthesefactorsaresignificant

takenindividually,theyformedearlyandprovidedthesubstratefromwhichtheorganism

evolvedandtakencollectivelycompounded.

Inhisclassicstudy,TheSoldierandtheState.SamuelHuntingtonarguedthat

technicism,popularism,andprofessionalismaretherootsofAmericanmilitarytraditions.86

RussellF.Weigley,seekingtosynthesizetheintellectualoutlookoftheU.S.Army’s

leadershipoveritsentirehistory,positedthattheAmericanwayofwarwasannihilation

basedonmass-producedtechnology.87Morerecently,BrianLinnnotedthatimprovisation

andpracticalityappearagainandagainashallmarksofAmericanmilitaryactionthattake

onthecharacterofautilitariandoctrine.88Facedwiththisdiscontinuity”,Linncontinued,

“betweenidealandreality,thenation'smilitaryleadershavebeenquitereadytoabandon

theidealandembracethepossible.”89LinnarguedthatthehallmarkofAmericanofficers

wastheylearnedtoimprovise,butcertainlytheremustbemoretoitthanthis.The

principleofthe“HidingHand”byAlbertHirschman,aspinoffofAdamSmith’sinvisible

handofthemarket,applieshere:

Wemaybedealingherewithageneralprincipleofaction.Creativityalwayscomes asasurprisetous;thereforewecannevercountonitandwedarenotbelieveinit untilithashappened.Inotherwords,wewouldnotconsciouslyengageupontasks whosesuccessclearlyrequiresthatcreativitybeforthcoming.Hence,theonlyway inwhichwecanbringourcreativeresourcesfullyintoplayisbymisjudgingthe

85Clausewitz,OnWar,119.86Huntington,TheSoldierandtheState,193.87RussellFrankWeigley,TheAmericanWayofWar:AHistoryofUnitedStatesMilitaryStrategyandPolicy(Bloomington:IndianaUniversityPress,1977),xxii.88BrianLinnandRussellWeigley,“TheAmericanWayofWarRevisited,”TheJournalofMilitaryHistory66,no.2(April2002):430.89Ibid.

43

natureofthetask,bypresentingittoourselvesasmoreroutine,simple, undemandingofgenuinecreativitythanitwillturnouttobe.90

Creativityinthiscontextistheresultofencounteringtheunknownand,whenfaced

withseeminglyinsurmountableobstacles(includingpeople,e.g.armyofficers),searching

forsolutionsbeyondthetraditionallimitsofacceptableresponses.Second,ifthecosts

couldbecountedaccuratelybeforehand,manyendeavorswouldremainmerelygraphite

sketches.AtypicalcareerintheU.S.Armyconfrontstheofficerwithmultiplechallenges

thatrequirepracticalinnovationstosurmount.Overtime,thismakesasuccessfulofficer

veryconfidentofhisorherabilitytomeetanychallenge.Thus,onecouldarguethatthe

unknowncontributesasmuchtofailureasitunwittinglyadvancessuccess.

TheAmericanwayofwar,inthiscase,isthecollectiveculturaldispositiontounder-

estimatethetime,cost,andbloodrequiredtoachievethedesiredendstate;andthus,faced

withaconflictbeyondtheexpectedscope,encouragestheofficertoimprovisetoachieve

victory.ItisdoubtfulthatsuchcoursesofactionareparticulartotheU.S.AGerman,

Russian,orChineseofficermightapproachproblemsdifferently,atleastinitially,butthe

matterofresolutionwouldmostlikelybesimilar.Howoneframesaproblemandembarks

onasolutionprobablyvarieswidely,however,thegeneralstepsofaresolutionaresimilar

–theconscioushumanmindgenerallythinksinalinearfashion-thoughtherangeand

solutionsthemselveswouldvaryasmuchastheoriginalframework.Linn’sconclusionof

improvisation,practicalityandutilityarenotenough-itistoogeneralandcommonofa

solution-apatternthatisarguablyhuman.Onemustinquire,then,regardingwhat

90AlbertO.HirschmanandBrookingsInstitution,ThePrincipleoftheHidingHand(Washington,D.C:BrookingsInstitution,1967),13.

44

intellectualtrendsareparticulartotheexperienceofmilitaryserviceandhowthey

originated—lookingspecificallyasthehistoricalexperienceofU.S.Armyofficers.

WhentheBritishsurrenderedatYorktown,itappearedthataragtagvolunteerforce

ofcivilianshadvictoriouslydefeatedthegreatestempireonearth.TheroleoftheFrench

expeditionaryforce,andespeciallyofitssiegeengineers,wasignored.Thisconstituteda

mytheagerlypropagatedbyAmericanpamphleteersandonethatfoundingfatherswereall

toowillingtoharnessastheyforgedanewnation.ThevastsumsofFrenchmilitaryand

financialaidwerequicklyforgottenandfootnotedtohistory.91

ThememorythatremainedthatconformedtotheAmericanidealgeneratedimages

offathers,mothers,sons,anddaughters—sturdyyeomen--takinguparmsmuchlikethe

GreeksofAthensandtheRomansoftheearlyRepublic,storiesnotunfamiliarinthat

period.TheAmericanRevolutionremindedmanyofthebiblicalDavidandGoliathwhena

youngfarmboytookuparmsagainstagiantschooledintheartofwar.Jeffersonbelieved

thatthecitizen-soldierhadproveditsworthandthatprofessionalarmieswerenotonly

costly,butalsodangerous,andsuperfluousintimesofpeace.92Myths,perhapscommonin

thebirthofmostrevolutions,providedapowerfulandnecessarycatalystthat,left

unchallenged,shapedthedominantnarrative.93

TheAmericanmilitaryprofessionduringtheearlydaysofthenewnationfound

littlesupportfromthegovernmentwillinglyonlytoauthorizeatinystandingforce.In

91MichaelDavidPearlman,WarmakingandAmericanDemocracy:TheStruggleOverMilitaryStrategy,1700tothePresent(UniversityPressofKansas,1999),66;MacGregorKnoxandWilliamsonMurray,TheDynamicsofMilitaryRevolution,1300-2050(CambridgeUniversityPress,2001),63.92ThomasJefferson,TheWorksofThomasJefferson:1799-1803(Cosimo,Inc.,2009),139,381;ThomasJefferson,TheWorksofThomasJefferson:Correspondence1771-1779,theSummaryView,andtheDeclarationofIndependence(Cosimo,Inc.,2010),181.93RichardHofstadter,TheAgeofReform(NewYork:RandomHouse,1955),43–53;JosephCampbellandBillMoyers,ThePowerofMyth,Kindle(RandomHouseLLC,2011),31–32.

45

manywaysthefederalgovernmentactedantitheticallytotheinterestsofthemilitary

professionandthenation.Poorlyled,trained,andfunded,thenascentarmyserved

primarilyasananti-Indianforcespreadacrossscoresofsmallfortsthatstretchedthe

lengthofthecountrybothalongtheseaboardandthewesternperipheryofthenation.

Napoleon’ssuccessonthebattlefieldwitharmiesmannedbycitizen-soldiersover

theprofessionalarmiesofEuropefurtherconfirmedthebeliefofmanyAmerican

politiciansthatthecitizensatarmsmodelwaseverybitthesuperiortotheprofessional

armymodeldominantinEuropefortheprevioustwocenturies.Jefferson,aFrancophilein

manyrespects,usedtheFrenchasanexamplefromwhichtodrawsupportforhisown

conceptionofthepropercivil-militaryframework.Theprominenceofthemilitiasolution

andcolonialexperiencescombinedwithJefferson’sinfluenceresultedinadefactoFrench

approachtomilitarymattersinearlyAmerica.94

WiththeestablishmentofWestPointin1802,theU.S.haditsfirstmilitarycollege.

Thecurriculuminitiallylackedrigor,andinstructionprimarilyconsistedoflecturesanda

readingsfromasinglefifty-pagemanualtranslatedfromFrench.Manyofitsearliest

professorswereeitherFrench-trainedorFrenchthemselves.ProfessorClaudiusCorzet,

borninFranceandeducatedatthePolytechnicSchool,taughtsomeoftheearliestcourses.

Hisfocuswasengineering.95SylvanusThayerin1817expandedthecurriculumwithmore

worksfromFrance’sPolytechnicSchool.96Theinfluenceofcontinentalmilitarythoughtat

WestPointandthroughouttheU.S.Armymerelyfollowedtheformandfunctionofthe

94ThomasJefferson,TheWorksofThomasJefferson:CorrespondenceandPapers1808-1816(Cosimo,Inc.,2010),68–89;Skelton,AnAmericanProfessionofArms,1992,11.95UnitedStatesMilitaryAcademy,TheCentennialoftheUnitedStatesMilitaryAcademyatWestPoint,NewYork.1802-1902...(U.S.GovernmentPrintingOffice,1904),275.96Ibid.,275–277.

46

Frenchsystem.Muchlikeayoungpredatorthatmimicsthehuntingpatternsofitsparent,

YoungWestPointerslackedthematuritytounderstandwhyapatternofactionwas

taken;,buttheyfullycomprehendedtheobservableresults.Clearly,thelessonwasto

followintheimmediatefootstepsofsuccess,ignoringsuchissuesasunderstandingwhy

thefootingwassoundorknowingwherethepathleads.

TheU.S.Army,the“lastbastionofFederalism”duringitsfirstdecadesofexistence,

accordingtoWilliamSkelton,developedapeculiarunderstandingofmilitary

professionalism.97Militaryofficersbelievedtheimpetusforsuchasystemdevolvedfrom

thearistocraticmethods,andinoneoftheoddintellectualtwistsofmilitary

professionalismintheU.S.,theArmyplagiarizedformandfunction,withoutthehigher

educationalstandardsthatwereoftenfoundinEuropeansystems.Thus,therawmaterial

remainedqualitativelydifferent.Theendresultwasasystemthatatoncerejected

AmericanstrengthsandadoptedEuropeanmethodsinpart.Guidedbyinternallights,as

Tocquevillesuggested,theArmyblunderedundertheworstofbothsystems.“Thedistrust

oftheexpert,rationalizedintoademocraticaxiomduringtheJacksonianera,wasdeeply

ingrainedinAmericancharacterandpersistedlongafteritsoriginaljustificationhad

passed,”HenrySteeleCommagerconcluded.98Theideathattheprofessionalofficer

constitutedthefinalwordonmilitarymattersneverachievedbroadacceptanceinthe

UnitedStates,especiallyincomparisontoEuropeanandlaterEastAsiancolleagues.

EqualityisnotmerelyaqualitydesiredinthesocialmediumoftheUnitedStates;itisa

97Skelton,AnAmericanProfessionofArms,1992,73.98HenrySteeleCommager,TheAmericanMind:AndInterpretationofAmericanThoughtCharacterSincethe1880’s(NewHaven:YaleUniversityPress,1950),12.

47

valuedesiredandpursuedasaquintessentialcharacteristicoftheAmericanpsyche.99As

such,intheU.S.Armyprofessionalismassumedaconditionfarmorecomfortablewith

actionandactsofheroismthanwithintellectualachievements.

PerceivedFrenchsuccessunderNapoleonexertedapowerfulmagneticeffectupon

themindsofmilitarymenthatcrossedbothtemporalandgeographicalbarriers,centuries

andoceans.Napoleon’svauntedsuccesscompelledmentoseekandwagebattleinalike

manner.However,patterningorganizationsonfaultypropositionscanandoftendoesend

indestruction,aswhenBaronAntoinedeJominiledmanydownapathofmimicry

centeredonasupposeduniversalprincipleofwar.DallasD.IrvinefoundthataFrench-

influencedtemplatecenteredonslavishlystudyingNapoleon’smethods,orthoseofhis

interpreterslikeJomini,propagatedanofficersystemwherebystaffs,andstaffofficers,

werelargelyinconsequential.Menofmerit,whocouldshootfromthehipandoperated

largelywithoutadvisorystaffs,foundsufficientemploymentintheNapoleonicarmies.100

“Thisstateofaffairsonceestablished”,observedIrvine,“…tendedtoremainfixed,forit

accordedwiththeengrossingtendenciesofstrongandablecharacters….”TheAmerican

ArmyenthusiasticallyacceptedthisFrenchsystem.

DennisHartMahan,fatherofthefamousnavaltheoristAlfredThayerMahan,

graduatedfromWestPointin1824andfornearlythenextfiftyyearsservedasaprofessor

there.However,beforeMahansettledinatWestPointhedepartedforthebattlefields,

fortifications,andwarcollegesofEurope.Mahanoverthenextfouryearsfamiliarized

99AlexisdeTocqueville,AlexisdeTocqueville:DemocracyinAmerica:ANewTranslationbyArthurGoldhammer(NewYork:LibraryofAmerica,2012),3;MorrisRaphaelCohen,AmericanThought:ACriticalSketch(Piscataway,NJ:TransactionPublishers,1954),37–39;Commager,TheAmericanMind,7–8.100DallasIrvine,“FrenchandPrussianStaffSystemBefore1870,”TheJournaloftheAmericanMilitaryHistory2,no.4(1938):198.

48

himselfwiththeintimatedetailsofFrance’sfortificationandengineeringminds,Vauban.101

Mahan’stimeonlyreinforcedhispredispositiontowardFrenchsolutionsandengineering.

OvertimeMahan’sinfluenceanddominancegrewwithinWestPointuntilhiscourse

becamethe“capstoneoftheentirecurriculum.”Ofmaterialthatcomprisedthecapstone

courseonlyeightpercentwasnotengineeringrelated.102Inonesense,therefore,theU.S.

Armydidhaveaphilosophy--engineering.D.H.Mahanarguedthatfortificationswerenot

onlynecessaryforthesuccessofmilitiaagainstprofessionalsoldiers,butthatitwasthe

nation’sdutytoprovideeverymeanstoimprovetheirsurvivalandsuccess.Hisargument

carriedtheweightofdoctrinesincehecontrolledmilitaryofficereducationforthebetter

partoffiftyyears.103

CadetsatWestPointweregivenaneducationthatinitstotalitywasFrench.They

wererequiredtolearnFrench,mostthebooksinthelibrarywereFrench,theengineering

bookswerenearlyverbatimcopiesofFrenchworks,andmanyprofessorsweretrainedin

France.TheoccasionaltacticsclassusedFrenchmethodsandhypotheticalEuropean

enemies.WestPoint,priortotheCivilWar,embodiedtheU.S.Armyintellectual

professionalframework,andthatframeworkinmostrespects,withfewexceptions,

replicatedeverythingFrenchandfocusedonmilitaryandcivilengineering.

Institutions,whetherbrickorflesh,arereliantuponandshapedbythefoundation

onwhichtheyarebuilt.Theedificeisnoteasilyalteredoncelaid,andchangerequires

sufficientmotivationandpurpose,bothofwhichareusuallylackingshortofasignificant

101Moten,TheDelafieldCommissionandtheAmericanMilitaryProfession,57.102Ibid.,58.103DennisHartMahan,ATreatiseonFieldFortification,1852,viii.

49

threat.TheU.S.ArmyformedfromtheFrenchmoldcontinuedtodevelopalongthoselines

wellintothefuture.104

PriortotheinfluenceofThayerandMahanatWestPoint,theU.S.Armyhadturned

toready-madeFrenchdoctrinefortheWarof1812.105TherelianceonFrenchmilitary

thoughtcontinued,almostunabated,untiltheCivilWar.Thecordsofdoctrinaldependence

onFrancewereseveredonlyafterthePrussianscrushedFranceduringtheFranco-

PrussianWar.106ThoughtheFrenchdefeatnecessitatedare-evaluationofdoctrine,anda

shifttoPrussianmethods,theintellectualrootsoftheU.S.Armyprofessionnonetheless

remainedFrenchinthoughtandaction.

TheFrenchobserverofAmericancultureandpolitics,AlexisdeTocqueville,noted

inthe1830s:“Thereisnot,Ithink,asinglecountryinthecivilizedworldwhereless

attentionispaidtophilosophythanintheUnitedStates.”107Reason,accordingto

Tocqueville,wastheprincipaltraitthatdominatedtheAmericanmind.However,the

attachmenttoreasonisnotofothersbutderivedfromone’sownexperience.Thisreliance

uponpersonalrevelationwastheconsequenceofequality,anditisherethatTocqueville

illuminatedanAmericancondition--onethatfuseswithIrvine’sthesis,andinfusedthe

Armyasanemergingmodernprofession.Americansperceivedothers’capacityfor

reasoningtobemuchliketheirown.Thus.onearrivedataplaceafewstepsremovedfrom

thebeliefthatifpowersofobservationarerelativelyequivalentwhatgainistherein

104Academy,TheCentennialoftheUnitedStatesMilitaryAcademyatWestPoint,NewYork.1802-1902...,276;Skelton,AnAmericanProfessionofArms,1992,11;HenryWagerHalleck,ElementsofMilitaryArtandScience:Or,CourseofInstructioninStrategy,Fortification,TacticsofBattles,&c.,EmbracingtheDutiesofStaff,Infantry,Cavalry,Artillery,andEngineers(D.Appleton,1862),134.105RichardV.Barbuto,Niagara,1814:AmericaInvadesCanada(UniversityPressofKansas,2000),125.106WalterE.Kretchik,U.S.ArmyDoctrine:FromtheAmericanRevolutiontotheWaronTerror(Lawrence:UniversityPressofKansas,2011),69.107Tocqueville,AlexisdeTocqueville,483.

50

readingandstudyingtheworksproducedbyotherindividuals,anactwhollynecessaryin

thedevelopmentofamorebroadmindedapproachtoprofessionalism108Thejunior

officersthatfilledtheranksoftheearlyAmericanarmywerenotclassicallyeducated

aristocrats.Instead,theycamefromthepracticalfieldsofmercantilismandfarming.They

desiredthefruitsoftheirlaborthatcouldbeenjoyedandobserved,thetangible,practical

andimmediate,lessthantheintellectualpuritythatoftenmotivatedtheirtheoretically-

mindedaristocraticcounterpartsinEurope.109TheU.S.Armypreferredofficersofanother

kind-menofaction.

PromotionswithintheU.S.ArmychangedduringtheWarof1812,withseniority

playingsecondfiddletodemonstratedability.Thedeclineofthesenioritysystemduring

themassiveexpansionofstateandfederalforcesduringtheWarof1812,lentitselfto

soldiersofmerit,aswellasthoseendowedwithagenerousdoseofambitionandpolitical

connections,notunliketheFrenchexperience.110Furthermore,thelowesteemofsociety

formilitaryofficersintheU.S.,withoccasionalexceptionsduringtimeofwar,didnot

generallyattractthebestandbrightestintoitsservice.111

Tocquevilledemonstratedanuncannyinsightintothepossibilitiesofequality.He

noted,“Iseetwoverycleartendenciesinequality:oneimpelseachindividualtowardnew

waysofthinking,whiletheotherwouldinducehimtogiveupthinkingvoluntarily.”112One

couldarguethatmoreofthelaterthantheformerhadoccurredwiththeranksoftheU.S.

Armyofficercorpsduringitsformativeevolutioninthe19thcentury.Equalityofthought

108Ibid.,483–485.109Ibid.,484–485.110Skelton,AnAmericanProfessionofArms,1992,49–50.111Tocqueville,AlexisdeTocqueville,764.112Ibid.,492.

51

hasthepotentialtobreedthoughtlessness,andthewillingnesstoassumetheintellectual

cloakwithouttherigorsthatenlightenthemindbeneath.

Bycontrast,Clausewitzlaboredtopenetratethepenumbralofwartounderstanda

phenomenonthatpervadedhislife.ClausewitzfoundtutelageatthehandsofHans

GerhardJohannDavidvonScharnhorst;asoldier,teacher,andmentorwhofullygrasped

thepossibilitiesofmilitaryeducation.Inmanyways,therelationshipechoedthatof

SocratesandPlatoandtheeffectsoftheformeronhistorywerenolessthanthoseofthe

latter.Clausewitzprovidedarichandfertileintellectualframeworktostudythenatureof

war;though,therewereothertheorists,notablyJomini,whomofficersmightstudyinthe

developmentoftheirmilitaryprofession.113

ThePrussian,British,French,andAmericanmilitaryprofessionsdeveloped

accordingtothepeculiarsocial,political,andeconomicfactorsoftheirrespective

countries.TheBritishalwaysshowedmoreconcernaboutnavalmattersthanthoseoftheir

army—afterall,theBritisharmyhadchoppedofftheKing’sheadduringtheEnglishCivil

War.TheduelsbetweenFranceandGermanyprimarilyfueledtheprocessongoinginthe

UnitedStatesandelsewhere(suchasImperialRussia).Somecountries,suchastheUnited

States,duringthenineteenthcenturyalteredtheirprofessionaldevelopment,atleast

superficially,inaccordancewiththeverdictfromofthebattlefieldsofEurope.Battlefields

ofthewestandsouthwestasaresultprovedtobelessinfluentialthanthosehalfway

aroundtheworld.

113ChristopherBassfors,ClausewitzinEnglish:TheReceptionofClausewitzinBritainandAmerica1815-1945(OxfordUniversityPress,1994);PeterParet,ClausewitzandtheState:TheMan,HisTheories,andHisTimes(PrincetonUniversityPress,2007);AlanBeyerchen,“Clausewitz,NonlinearityandtheUnpredictabilityofWar,”InternationalSecurity17,no.3(1992):59–90.

52

TheMexican-AmericanWar(1846-1848)resultedinfew,ifany,significant

innovationstotheArmyofficercorps.114Officersinterpretedtheoften-lopsidedvictories

andlackofskillintheirMexicancounterpartsasconfirmationofthesuperiorityof

Americanarmsandmanifestdestiny.115Thus,theresultsofthewarservedasevidenceof

martialacumen.Therealthreat,andthereforelessonstobeobserved,emanatedfrom

acrosstheAtlanticneithertheIndianorMexicanthreatbreachedthatthreshold.

In1855,SecretaryofWarJeffersonDavis,dispatchedthreeofficers(collectively

knownastheDelafieldCommission)toEuropewithexplicitinstructionstostudyand

examineforeignarmies.Thecommissionrepresentedoneofthefirstsignificantsteps

towardthedevelopmentoftheAmericanmilitaryprofession.However,theofficers

dispatched--MajorRichardDelafield,MajorAlfredMordecai,andCaptainGeorge

McClellan--“hadallgraduatedfromWestPointwithacommissionintheCorpsof

Engineers.”116Thethreewerehighlyintelligentandrepresentedthebestofthearmy,but

theywereunabletobreakfreeofthemechanisticthoughtpatternsingrainedintothem

whileattheMilitaryAcademy.117

Thethreeofficerssetdowningreatdetailthetactical,technical,andmechanical

elementstheyobservedofEuropeanarmies,but,ashistorianMatthewMotenhasnoted,

theyutterlyfailedtoanalyzeorevencasuallyexamine“thefunctionsofhigh-levelstaffs.”118

Theyconstructed,astheyweretaughtandonewouldexpect,themodelWestPointproduct

114RussellFrankWeigley,HistoryoftheUnitedStatesArmy(NewYork:Macmillan,1977),189.115Pearlman,WarmakingandAmericanDemocracy,101,104.116Moten,TheDelafieldCommissionandtheAmericanMilitaryProfession,75.117Ibid.,211.118Ibid.,208.

53

craftedwiththemindandthehandofanengineer.Thereportswere“widelydistributed”

ontheeveoftheCivilWar,butitisdifficulttoevaluatetheirimpactontheofficercorps.119

Thenatureofthereports,thoughthoroughandprofessionallywritten,didnot,and

couldnot,tendtomotivatethinkingthatponderedthehigherlevelsofwar.Accordingto

Moten,theU.S.Armyhadthreeintellectualdeficienciesinthemid-19thCentury:“an

overrelianceonFrenchexpertise,exclusiveconcentrationonengineeringastheonly

militaryscienceworthyofstudy,andtherewardingofachievementinendeavorsmore

civilianthanmilitary,morestaffthanline.”120Thereportshadnomeasurableeffecton

thosefailingsbythestartoftheCivilWar,andforthevastmajorityofficers,boththeblue

andgray,Frenchtacticsandprocedurescontinuedtogovern.

FrenchGeneralVictordeChanalshadowedUnionofficersduringtheCivilWar,

observingdrills,operationsplanning,andbattles.Hisobservationsledhimtoconcludethat

“ourmethodshavebeencopiedveryexactly.”121DeChanal’sthoroughaccountexamined

themajorbranchesofthearmyindetailandcontrastedUnionforceswiththoseofthe

FrenchArmy.Moreoften,thedistinctionswerenotofmethod,butofdetail.Hisanalysis

notedUnionartillery,cavalry,infantry,andengineersreplicatedFrenchdrillinalmost

everyaspect.122Furthermore,deChanalextendedhisinspectiontoincludeWestPont

wherehenoted,“theworkoftheengineeringcorps,provetheexcellenceofthescientific

instructionoftheacademy.”123HisfinalthoughtsontheMilitaryAcademyaremost

revealing:“Theacademyis,however,menacedwithareorganization,oneofthecausesof

119Ibid.,203.120Ibid.,205.121VictorDeChanal,TheAmericanArmyinTheWarofSecession(Leavenworth,KS:GeorgeA.Spooner,1894),26.122Ibid.,25,45,48.123Ibid.,132.

54

whichisanunfortunatedesiretoimitateEuropeansystems.”124Theeasewithwhichthe

U.S.militaryprofessionalternatedbetweentheFrenchandGermanmodelduringthe

nineteenthandearlytwentiethcenturywassymptomaticoflargeranddeeperissuesand

servedtoconfirmtheintellectualimmaturityoftheU.S.Army.

Theamalgamationofthesediversefactorsdenotedabizarrealchemythat,whilenot

altogetherdeadlytothepatient,sufficedtodistort,inhibitandpermanentlystuntthe

developmentofanyAmericanmilitaryphilosophy.“Menwholiveinagesofequalityare

thereforenotinclinedtolocatetheintellectualauthoritytowhichtheysubmitoutsideand

abovemankind,”accordingtoAlexisdeTocqueville,“[for]usuallytheyseekthesourcesof

truthinthemselvesorintheirfellowmen.”125Theobservedpracticalityandindividuality

thatstirredTocqueville’spenresultedfromthestrongundercurrentsofRomanticismthat

fusedwithChristianitytoanimatetheAmericanspirit.Aforcenolesspowerful,though

perhapsmorediffuse,thanthefanaticismthatfueledaEuropeanarmyacenturylater,both

ofwhichwouldresulttheinsubjugationandconquestofthebetterpartofcontinent.“To

beamanisnottounderstandorreasonbuttoact,”wrotehumanistphilosopherIsaiah

Berlin,“…hishourofinspiration,ofpersonaltruth,whenheknowswhathemustdoto

realizeshisinnervision…toact,toliveinacreativefashion…thatistheheartof

romanticism.”126Toact,tomove,todosomethingembodiedtheAmericancharacter.In

manywaysitwastheirphilosophy;boldness,inthewordsofClausewitz,hasageniusallits

own.127

124Ibid.,133.125Tocqueville,AlexisdeTocqueville,490.126BerlinandHardy,TheSenseofReality,183.127Clausewitz,OnWar,190–192.

55

Theobviousconclusionisthatduringitsfirstcenturyofexistence,energeticaction

substitutedfordeepthoughtintheU.S.Army,andthatapproacharosefromadeeper

charactertraitintheAmericanpsyche-obsessionwithpracticality.H.S.Commagernoted,

“Nophilosophythatgotmuchbeyondcommonsensecommanded[theAmerican’s]

interest,andheruthlesslytransformedeventhemostabstractmetaphysicsintopractical

ethics.”128

Soldiersfarfromthefamiliarprecinctsofcivilizedlifesurvivedonthefrontierof

AmericaninsmalloutpostsdeepinthewildsofunconqueredAmerica.Here,morethan

anywhereelseinAmerica,soldierslivedday-to-dayandpracticalitytookonawholenew

meaning;bookswerefew,andthetimetoreadandcollaboratewithothersevenlessso.129

Thoseluckyenoughtobepostedalongtheeasternseaboardhadotherdutiesand

distractions.TheU.S.Army,unliketheGermansorFrench,didnothavetocontendwith

theever-presentthreatofinvasion,fortheAtlanticprovidedaninsurmountablebarrier.

Withouttheconstantthreatofinvasion,andwiththefocusonexpansioninthewest,any

impetusforofficersintheUnitedStatesArmytodeveloptheirintellectualcapabilities

rankedconsiderablylowerthansuchobsessionsaspolo,gambling,andattendanceat

musicals.

Insum,thepoorperformanceofAmericanmilitiaintheWarof1812cameasa

surprisetomanyobserverswho,aftertheAmericanRevolution,predictedonselected

evidencethatcitizen-soldiersproperlyledremainedamatchforanyregularsoldiers.The

128Commager,TheAmericanMind,8.129WilliamAddlemanGanoe,TheHistoryoftheUnitedStatesArmy(NewYork:D.AppletonandCompany,1924),157;OliverLymanSpaulding,TheUnitedStatesArmyinWarandPeace(G.P.Putnam’sSons,1937),91;RussellF.Weigley,“TheLongDeathoftheIndian-FightingArmy,”GarryD.RyanandTimothyK.Nenninger,eds.,SoldiersandCivilians:TheU.S.ArmyandtheAmericanPeople(NationalArchives&RecordsAdministration,1987),27–29.

56

soberingresultsoftheWarof1812didnotendthemilitia–thoughithasteneditsend-but

itdiddemonstratethenecessityofmaintainingaprofessional,ifsmall,army.Overthe

ensuingdecadesWestPointofficersbegantofilltheranksoftheArmy,thoughtheupper

echelonsoccupiedbycolonelsandgeneralswereoftenpoliticalappointments.

Nevertheless,theArmyofficercorpsmaturedinthemiddlingranks,ledbyintelligentand

capableWestPointgraduates.However,Frenchdoctrinegenerallydominatedinstruction

atWestPointresultinginacorpsthatfunctionedandthought-inbroadoutlines-ina

mannerconsistentwiththeirengineeringinstruction.Americanculturealreadyinfused

withastrongpracticalandutilitarianstreakfoundfurthersupportintheeducational

curriculumofyoungofficers.

57

ChapterIII

OriginsandContextfortheArmy’sCulturalDNA

Thedevelopmentofanarmyisacomplexprocess.Itscreatorsarenotbio

geneticists,whosimplydecidewhatparticularcharacteristicsaredesirableinanarmyand

thenconcoctaserumwiththeappropriateingredients,placethemixtureinacentrifuge,

andtheninjectthesolution.Theanalogyisnotwithoutitsappeal,buttheDNAofanarmy,

ofanofficercorps,mutatesoveranextendedperiodoftimewitheachgenerationbuilding

uponthepreviousone.Social,political,economicandenvironmentalfactorsamongothers

contribute,thoughunequally,tothegeneticmakeupofanarmy.Theprocessisnotonly

oneofchoice,butoffortuneandnotalwaysofthefortuitouskind.Manyfactorsbeyondthe

oneslistedaboveprovidegeneticmaterials.130Nonetheless,therearedominant

intellectual,environmental,culturalandprofessionalinfluences,thatdeserveparticular

attentionfortheroletheyplayinthedevelopmentofofficers.131

Itwouldbetheheightoffollyforanyauthortoclaimacompleteunderstandingof

theintellectualtraditionsofanypeopleortoclaimthatenvironmentalfactorsaffectedall

individualsinthesamemanner.Themultiplicityofinfluences,manyofthemobscured

fromhistorians,makesanysuchendeavorunwise.However,analyticalinsightsaremuch

likeariver,fedfromtherunoffofmountains,springs,andvarioustributariesthatallow

onetoexaminethewateranddeducegeneralconclusions.AnanalysisoftheAmerican

militarytraditionrequiresthestudyofitsintellectualroots,andthus,itisessentialtohave

anunderstandingoftheexperiencesofearlyAmericansbecausethosemanifestationsof130Commager,TheAmericanMind,409.131Ibid.

58

“character”haveexertedpotentandubiquitousinfluenceonthemilitaryprofessiontothe

presentday.132

EarlyimmigrantspredominatelycametoNorthAmericaforabetterlifeandto

escapetherestrictions,inwhateverformtheyexisted,ofoldEurope.Suchdangersand

adventuresattractedaparticularsoul,perhapsthedesperateorthebrave;arguably,

venturingintotheunknownrecruitedmenandwomenofadifferentmettle.133Thesemen

andwomenweregenerallyyoung,lookingforabetterlife,andincolonialAmericatheyhad

reasonableexpectationsofowningsomeland.

InTheAmericanMindHenrySteeleCommagerstates“thatsoheterogeneousan

inheritanceshouldresultinsohomogeneousacharactersuggeststhattheenvironment

wasdecisive.”134Thosewhocametothecolonieswerewillingtostandapartfrom

everythingtheyhadeverknown.Traditionalbondsunraveledwiththesailsthatbore

themacross4,000kilometersoftheAtlantic.TheintellectualrootsinEuropegenerally

failedtopenetratethesoiloftheNewWorldtoanymeaningfuldepth,andthechallengesof

subjugatinganunyieldinglandshapedtheideasandoutlooksofthosewhoenteredthis

environment.TheNewWorldwasdeficientinlabor,hadlandinplentywithvastarable

areas,oncecleared,andafertilefishingshorethatstretchedtheentiretyoftheAtlantic

seaboardandprovidednearlyunlimitedfoodforthehardworkingperson.

ThephysicalcharacteroftheAmericatheimmigrantsencounteredgaveprioritytothe

pioneer,Conestogawagon,andaxe.ThousandsofmilesfromEurope,whatbecameknown

astheindustriousAmericanspiritwasborn,notoutofdesignorintent,butofnecessity.

132DenisWilliamBrogan,TheAmericanCharacter,ByD.W.Brogan,1944.133GeorgeSantayana,CharacterandOpinionintheUnitedStates(Norton&Company,1934),169.134Commager,TheAmericanMind,4.

59

Theharshandunconqueredlandsrequiredthebuildingofroads,canals,bridges,

andharbors.Pioneersclearedlands,plowedandplantedfields,constructedfences,dug

canals,andbuiltcabins.Eachmanusedhisownwittomeetthemassivelogisticaland

physicalrequirementsofthisendeavor.Self-relianceandindividualismthrivedwhen

deprivedoftherestrainingandcontaininghandofgovernance.Menmadetheirpeace

throughforce—nootherrecoursetoahigherauthority,saveGodandguns,existed.Atthe

individuallevel,thesephenomenawereexecutedcountlesstimesgivingrisetocorporate

activityandthereforeamindsetaboveallelsethatprizedpracticality.Thephilosophical

andintellectualimpetuswitheredindirectproportiontothephysicaldemandsofanew

world.135

Theenvironment,initstotality,lackedstandingtraditioninalmostanyformthat

mighthavefunctionedtorestrictandretardtherangeofthought,andthus,themindwas

givenfreerein.Imaginationanddiscoverythrivedinoneofthoserareperiodswhere

ignoranceoftheimpossiblemadeeveryendeavorseempossible,muchlikeneweyes(or

eyeglasses)cansolveaseemingly-intractableproblem.Unmitigatedpossibilitygavebirth

tovibrantandfertileideasofunboundedopportunitythatfoundresonanceinthe

corporealexpanseoftheWest.Themindofmenempoweredbyoptimismanimatedthe

agencyoftheindividualandcollectivelyinspiredasenseofthepossiblethatendured,

almostunimpeded,fortwocenturiesinAmerica.Theconceivablebecamepossiblethrough

theintenseingenuityandpracticalityofthecommonAmerican-aresultof,andmade

necessaryby,theunfetteringofthehumanmindfromthelimitationsofanachronistic

135Cohen,AmericanThought,29,30,39.

60

tradition.“Americanoptimismwas,”accordingtoCommager,“infact,impenetrableand

unconquerable.”136

Thus,whatisgenerallydeemedtheAmericancharacterisflexible,yetstrongand

robustinnature,butalmostwhollyunsuitedforuseintheconstructionofphilosophical

edifice.Americans,regardlessoflocality,whetherlivinginBostonorCharleston,shareda

deepandabidingbeliefintheunrealizedpotentialofthefuture.JustasnoteveryPrussian

wasatJena,noteveryAmericantraveledwest;neverthelesstheyexperiencedvicariously

theexperienceofcrushingdefeatandunboundedoptimism.WilliamSkeltoninAmerican

ProfessionofArmsfounda“spiritofadolescentrebellionthatpervadedtheearlynational

period.”137ThebondsofearlyAmericawerestrong,thesinewofayouthfulnationflexible,

andasaresultimmediateexperienceratherthanthedictatesoftraditiondeterminedwhat

itmeanttobeanAmerican.138WhathappenedinNewYorkwasnotwhathappenedinthe

OhioValleyandthatwhichhappenedintheSouthwestwasnotwhathappenedin

Richmond,butthespiritofanageisnotboundbygeography,thoughitmostcertainlycan

beshapedbyit.139

Colonialsfoundsolaceinsturdyfences,areliablemusket,anddependablefriends.

Herepioneershadlittletimeforprofoundthoughtsandreflection.Butifonefoundlittle

timeforphilosophythatdidnotholdtrueforwhatwetermpsychology;someideasare

formedfromthought,othersfromunconscioushabit.Thenewpsychologyofdemocratic

136Commager,TheAmericanMind,162.137Skelton,AnAmericanProfessionofArms,1992,55.138Commager,TheAmericanMind,5;Cohen,AmericanThought,28–29.139RobertM.Citino,TheGermanWayofWar:FromtheThirtyYears’WartotheThirdReich(Lawrence:UniversityPressofKansas,2008),XIVCitinoexplainedthatGermanmethodsofwardevelopedinpartfromgeography;JaredDiamond,Guns,Germs,andSteel(NewYork:Norton,1997).

61

individualismemergedfromday-to-dayactivatesthatsustainedlifeincolonialAmerica.140

ThemindsetofAmericansintheearlynineteenthcentury,bynomeanshomogenous,did

sharequalitiesthatlateramalgamatedunderthethreatofrevivedBritishtyrannyandthe

stampofRedcoatboots.141

ThevastmajorityofearlyAmericansfarmed,fishedortraded,withfarminga

distantfirstfromtheothers.Southernstaplesincludedrice,indigo,andtobacco;whilein

theNorthgrain,cattleandfishingdominated.Thecultivationofriceandtobaccodiffered

fromothersintheirintenselaborrequirements.Theincreaseintobaccofarmingwent

handinhandwithademandformorelabor.Whiteindenturedservants,oftenwithother

opportunities,shirkedtheharshdemandsoftobaccofarming.Thus,arapidincreaseinthe

demandforAfricanslavessoonfollowed.AlthoughAmericanslargelyembracedpractical

tradestheydidharborreservationstowardothers.

ThebeliefthatAmericansocietyis,orhasbeen,staunchlyantimilitarysinceits

inceptionisnotentirelyaccurate.142Anarmy,byitsnature,isacollectiveofindividuals

engagedinacooperativeactivity(albeitviolent,orpotentiallyviolent)intheserviceofthe

state.However,thenatureofaprofessionalarmyisdifferentfromonecomprisedof

warriorsormilitia,foraprofessionalarmyincorporatesfull-timesoldiersandofficers

educatedduringpeacetimeinthewaysofwar.Itwasthatmodelthatwasanathemato

Americanidealsthatvaluedindividualityandfreedomofchoiceandaction.Bycontrast,

JapaneseandChineseculturesvaluedcollectiveandcorporateactivityovertheneedsand

140VernonLouisParrington,MainCurrentsinAmericanThought:TheColonialMind,1620-1800(HarcourtBraceJovanovich,Inc,1927),131.141Ibid.,181.142JackC.Lane.“IdeologyandtheAmericanMilitaryExperience:AReexaminationofEarlyAmericanAttitudesTowardtheMilitary.”InSoldiersandCivilians:TheU.S.ArmyandtheAmericanPeople,ed.GarryD.RyanandTimothyK.Nenninger(NationalArchives&RecordsAdministration,1987),15.

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interestsoftheindividual.Thus,unlikeAmericanculture,servicetothewholeabovethe

individualcamemorenaturallyforsomeAsianculturesandEasternresistanceto

militarizationmeasuredwellbelowthetrendsuniquetoAmerica.

RevolutionaryeraAmericansheldaheroicviewofwarfare,notanuncommon

perspectiveintheWest,datingtoantiquity.143Heroicvirtueswerethoseanindividual

exhibitedonthebattlefieldintheserviceofGodandcountry,anditisnoteworthythatthey

neverthelessmagnifiedtheachievementsoftheindividual.Theysatisfiedadeep-seatedif

notentirelyhumandesiretobehonoredandesteemed.144Thus,withintheAmerican

conceptionofwar,theheroic,theidealized,andtheindividualizedwereclearlydistinct

fromthatofthecomponentsthatcomprisedtheprofessionalarmy.Thestandingarmyin

theeyesofearlyAmericansrepresentedeverythingtheyhatedabouttheBritish,acostly

andcoerciveorganizationthatnecessitatedtaxes.Suchanarmyhadasymbiotic

relationshipwithgovernmentsuchthatalargerandstrongerauthoritariangovernment

generatedalargerandstrongerarmyandcouldthenuse,atwill,forceofarmstoexercise

arbitrarypoweringreaterandgreatermeasureattheexpenseofindividualrights.145

AntipathytowardaprofessionalarmycontinuedfromtheAmericanRevolution

throughthepostWorldWarIeratovaryingdegrees,buttheideathatthestandingarmy

representedaseriousthreattolibertyabatedsignificantlybythepresidencyofAndrew

Jacksonin1829.146Circumstancesandcost,andattimesboth,militatedagainstalarge

standingarmyandforthosereasonsalonetheUnitedStatesArmyremainedatsubsistence

levels.

143JohnKeegan,TheMaskOfCommand:AStudyofGeneralship(RandomHouse,2011).144A.H.Maslow,“ATheoryofHumanMotivation,”PsychologicalReview50,no.4(1943):381.145RyanandNenninger,SoldiersandCivilians,18–21.146Ibid.,22.

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TheMexican-AmericanWarwaslargelyunpopular,butitsshortdurationcombined

withitssuccessfuloutcome,thedefeatofMexicanforces,demonstratedtotheArmythere

waslittleneedforreorganization.147Twentyyearslater,theAmericanCivilWar,despite

differencesinscaleandmagnitude,resultedinaquickreturnfortheArmytoprewarlevels

albeitthemeannumberofsoldiersrosefromaprewarlevelofaround16,000to29,000by

1871downfromahighof1,000,000in1865.148Armyofficerswereslowtodraw

connectionsbetweenthehighcasualtyratessufferedonthebattlefieldandadvancesin

modernweaponry.Thus,tacticscontinuedtrailtechnologicaladvancesinwar.149

UntiltheturnoftheTwentiethCentury,warintheeyesofordinary

Americansdidnotappeartorequireanyspecialtrainingorweaponry.Manandmusket

(laterrifle)sufficedinmostsituations.Numerousnineteenthcenturypoliticians,from

JacksontoGarfield,hadbeensuccessfulwartimecommanderswithoutsignificantmilitary

training.Castinthemythicimageofantiquity,ofrepublicanRomeanddemocraticAthens,

theUnitedStatesinheritedinstitutionsofasimilarqualityandcharacter,andlikeRome

andAthensfoundirresistibletherichestobegainedinhonor,land,andmaterialby

heedingthesirencallofwar.Itisnosmallironyofhistorythatsomeofthemost

“bellicose”nationsinhistoryareoftenthosethatbowmosteasilytothevoiceofthe

people.150Theimmenseresourcesofthewestcompelledmenofeverystaturetoexplore

andstriketheirclaims.The“peacetime”U.S.Armyprovidedsecurityforthatwestward

expansionandwasshapedbytheactionstherein.151

147Weigley,HistoryoftheUnitedStatesArmy,189.148Ibid.,567.149Ibid.,232.150AzarGat,WarinHumanCivilization(OxfordUniversityPress,2008),510.151MarcusCunliffe,SoldiersandCivilians:TheMartialSpiritinAmerica,1775-1865(Aldershot,UK:GreggRevivals,1993),46.

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Geographyiseasilyoverlooked.Becauseofitsubiquity,itcanbeaccepted,much

liketime,asamerefactofexistence.However,geographyhasprofoundlyaffectedthe

historyofhumankind.JaredDiamond’sthesisinGuns,GermsandSteelcentereduponthe

roleofgeographyinthedevelopmentofhumanbeingsandcivilization.152TheGermanWay

ofWarbyRobertCitinoand“TheMartialSpirit-NavyStyle”byJohnKuehnbothfollow

similarlinesofanalysistoDiamond’sthesis.Geographyisnottheonlyelementshapingthe

natureofwarfare,butCitinobelievedthatitwasasignificantifnotadominantcontributor

totheGermanwayofwar.153Likewise,KuehndemonstratedtheinfluenceofA.T.Mahan,

whoarguedtheuniquegeographicallocationoftheU.S.madethenationanaturalsea

power,thusshapingtheevolutionoftheU.S.NavyandtheapproachAmericanstookto

powerprojection.154

A“wayofwar”,whateveritmaybeandregardlessofnationalorcultural

inclinations,ismorethanachoice.Rather,itisanamalgamationofqualitiesthatgivea

particularcharactertotheactionsofapeople.Thosefactorsaredictatedasmuch,ifnot

moreso,byenvironmentthanbychoice.GreatBritaindecidedtobecomeagreatseapower

lessasaclearly-definedchoicethanbythefacttheBritishnationaroseonanisland.Japan

couldneverbecomeagreatlandpowernomatteritsambitionsbecauseofitslimited

populationduetogeographicalconstraints.

FrederickJacksonTurnerproposedoneofthemostwell-knowntheoriesonthe

shapingoftheAmericancharacteranditsinstitutionspredicatedontheunique

152Diamond,Guns,Germs,andSteel.153Citino,TheGermanWayofWar,xiv.154JohnT.Kuehn,“TheMartialSpirit—NavalStyle:TheNavalReformMovementandtheEstablishmentoftheGeneralBoardoftheNavy,1873-1900,”TheNorthernMarinerXXII,no.2(April2012):8–12.

65

geographicalpropertiesofNorthAmerica.155TheAmericanfrontierofferedunbounded

opportunity,andunliketheOldWorld,thevast,sparselypopulatedexpanseshada

catharticeffectonthenationasawholethatlimitedviolenceandsocialtensions.156For

thefirstcenturyandahalfof,first,colonialand,then,U.S.control,westwardexpansionwas

thedominantelementofAmericanpoliticsandpolicy.

Turner’sthesiscanbeextendedforthelightitthrowsontheevolutionofthe

AmericanArmyand,byextension,itsofficercorps.Toprotect,advance,andmakeAmerica

acontinentalpowerrequiredanarmybutthesizeandcharacterofthatarmyhadyettobe

determined.Themilitia,despiteJefferson’shopestothecontrary,neverachievedtheends

imaginedforit,andinrealityfailedmiserablyinthewarof1812.157Washingtondespised

themilitia(havingservedwithaVirginiamilitiaunitduringtheSevenYearsWaragainst

theFrench),andperhapshisproximitytothemilitiafurtheredhismisgivingsabout

relianceuponyeomensoldierstoachievemilitarygoals.158Militiaperformancethroughout

theRevolutionremaineduneven,andafterthewarfrontierdemandsaskedtoomuchofthe

militia.ThefledgingArmyoftheRepublicfounditselfstretchedthinlyalongthefrontiers

ofthenation.ThemanningoffortsalongtheAtlanticcoastlineandprotectingpioneerson

theinteriorofthenationkeptsoldiersfullyengagedandthepart-timenatureofmilitia

combinedwiththechallengesofarduousresponsibilitiescalledforapermanentforce.

155FrederickTurner,“WesternState-MakingintheRevolutionaryEra,”TheAmericanHistoricalReview1,no.1(1895),http://www.jstor.org/stable/1834017.;FrederickTurner,“WesternState-MakingintheRevolutionaryEraII,”TheAmericanHistoricalReview1,no.2(1896),http://www.jstor.org/stable/1833651.156Turner,“WesternState-MakingintheRevolutionaryEra,”3.157Jefferson,TheWorksofThomasJefferson,2010,426.158GeorgeWashington,TheWritingsofGeorgeWashingtonVol.IX.1780-1782(G.P.Putnam’sSons,1891),143,154,174,175,454.

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TheArmy,followingtheCivilWar,maintainedastrengthofaround25,000until

1897.Likewise,officerstrengthfoundequilibriumaround2,100activeofficers.159William

GanoeinhisHistoryoftheUnitedStatesArmywastoobserve:“Throughoutthenineteenth

century,withtheexceptionoftheCivilWar,theUnitedStateshadalowerratioofmilitary

personneltopopulationthanJapanoranyEuropeanpower.”160Themapsbelow

graphicallyillustratethewidelyspreaddistributionofactivearmysoldiers;primarilyalong

theentirewesternfrontierfromnorthtosouth.FrancisPaulPruchapublishedAGuideto

theMilitaryPostsoftheUnitedStates1789-1895in1964.Themapscontainedwithinthat

studydemonstratevisuallythedifficultyofficersencounteredintheirmarchtoward

professionalization.161

Thegeographicaldispersionofthearmyprovedformativebothinformand

character,andby1843,whenseveraldozenfortsringedtheperimeteroftheUnitedStates,

mosthadfewerthanfourhundredsoldiersandahandfulofofficers.Communication

betweentheforts,andfromthefortstotheWarDepartment,remainedrudimentaryand

slow.ThedistancefromFortLeavenworth,Kansas,toWashington,D.C.isslightlyovera

thousandmilesandtravelbyhorsebackatthirtymilesaday,anoptimisticpace,tooka

rideralittleoveramonthtomakeaone-waytrip.Asthenationexpandedwestward,the

constructionoffortsfollowedandonoccasionledtheway.

159Weigley,HistoryoftheUnitedStatesArmy,568.160Ganoe,TheHistoryoftheUnitedStatesArmy,220.161FrancisPaulPrucha,AGuidetotheMilitaryPostsoftheUnitedStates:1789-1895(Madison:StateHistoricalSoc.ofWisconsin,1964),11–34.

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TexasjoinedtheUnionin1845andCaliforniafollowedin1850.Asaresultthe

armyestablishednewfortsinthesestates.Afterthebriefexplosioninthearmy’ssizefrom

1846-1848inresponsetotheMexican-AmericanWar,theofficercorpsexpandedby

twelvepercentinthedecadefollowingthewar.162Theincreaseinsizerepresentedan

astonishinglymodestresponsebothtothewarandnewterritoryacquired.Garrisons

remainedquitesmall,frequentlylessthantwohundredsoldierswithafewofficers.163

162Weigley,HistoryoftheUnitedStatesArmy,566.163Prucha,AGuidetotheMilitaryPostsoftheUnitedStates:1789-1895,11–34.

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OvertheensuingdecadethearmyexpandedintoOregon,Arizona,Utah,andNevada

toprovidesecurityforsettlersandcontrolIndiantribes.TheArmy’sprimary,ifnotsole,

dutyduringthisperiodwaspushingIndiansintoreservationsandopeningvastnew

territoriesforwhitesettlement.Understandably,mostIndiansstoutlyresistedthefloodof

settlersintotheirtraditionalgrazingandhuntinglands.Thedustyisolatedpostsdidnot

affordofficersthetimetoreadandstudy,muchlessthinkabouttheirprofession.Their

daysgenerallyconsistedofbackbreakingwork,chasingbanditsandsurvival.Evensuch

simpletasksasfindingfirewoodprovedtimeconsumingasmostnearbywoodswere

quicklyusedupintheconstructionoffortsandforwarmthinthewinter;thetaskbecame

morearduouswitheverypassingyearwithtreksofmorethantenmilesnotuncommon.

Ifoneexaminedthe“typical”experiencesofofficersintheWestduringthisperiod

andusedMaslow’sHierarchyofNeedsasthetemplate,theobviousobservationisthat

officersspentthemajorityoftheirtimeinthelowerrungsofsecurityandsurvival.The

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upperechelonsofthehierarchyoccupiedbyesteemandself-actualizationproveddifficult

toachieveintheday-to-daydemandsofwesternserviceforallbutthemostseniorU.S.

Armyofficers.164

TheCivilWarrepresentedamajorchangeinthisnarrative.Thepeacetimearmy

massivelyexpandedfromsixteenthousandsoldiersin1860toacombinedtotalofmore

thanonemillionNorthernandSouthernsoldiersby1865.Thearmyneverreturnedtoits

prewarsizedespitedischarging950,000soldiersbacktothecivilianworldfollowedby

gradualdeclinefrom1866-1870ofanother20,000.TheArmy’sreturntonormalcynever

achievedthatconditionwhichcamebefore;thenewformnolongerfitintotheold.The

armynumbered27,000soldiers,plusorminusafew,overthethirtyyearsfromtheCivil

War’sendtotheonsetoftheSpanish-AmericanWar.165NearlyeverymajorAmerican

164Maslow,“ATheoryofHumanMotivation,”4.165Weigley,HistoryoftheUnitedStatesArmy,567.

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conflictappearstoendwithaslighttomoderatelevelincreaseinthearmyovertheante-

bellumlevel.Later,whatEisenhowerlabeledthemilitaryindustrialcomplextraceda

similarpathwithshrinkageafterwarbutneverquitetoprewarlevels.166

Thegradualaccumulationofresidualartifacts,thingsrelatedtowar,whether

industrial,technological,ordoctrinalinnowayimpartedanunderstandingofwartoU.S.

Armyofficers.Astheresidueamalgamatestheseexperiencescanhindertheprofession,

impartingknowledgeofthingsaboutwarthatofficersmayspuriouslyinterpretasan

understandingofwar.Theyaretoolsofwar,buttheyarenotwar.Thismisstepwasfatal

becauseitappearedlogical.

WiththeconclusionoftheCivilWar,officersconcernedthemselveswiththe

reconstructionoftheSouth.Makinguseofexistingforts(andsomefewnewonesthat

dottedtheSouth,detachmentsofsoldiershelpedrebuildroads,railways,andtowns.Army

officerswhoremainedintheservicenownearlyuniversallyhadbattlefieldexperience.

Thatwasasignificantpoint,fortherearemanyadvantagestoactualbattlefieldexperience

foranofficer,anddependingontheprofessionalculturedominantatanytime,itcouldbe

thesinglemostimportantfactorthatshapesperceptionsofwar.However,itcanalso

impartadegreeofarroganceinanyofficer,butespeciallytothosethatlackabroadliberal

education.Itisatruismthatthepossessionofaliberaleducationconveysan

understandingofotherwaysofthinkingandbeing.Lackingbreadthofinsightsimparted

byintellectualstudies,officersmaybelievethattheyunderstandwarmorecompletelyand

166DwightD.Eisenhower,“Eisenhower’sFarewellAddresstotheNation,”January17,1961.

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comprehensivelythanothersbasedsimplyontheirexperience,anattitudethatinhibitsthe

developmentoftheindividual,andcollectively,theprofession.167

By1878thevastmajorityoffortsintheSouthhadclosedshopandtheirpersonnel

hadbeenre-deployedtothewest.ChasingrebelliousIndiantribesandprovidingsouthern

bordersecurityonceagainbecamethefocusoftheArmy.FortsinMontanaandWyoming

expandedtobettercontrolthelargereservationsandoccasionalIndianoutlaws.The

movementoffortswestwardlefttheMidwestnearlydevoidofsoldiers.Despitethis,the

army’swesternpopulationsinthesefortsremainedsmall,generallynumberingfewerthan

threehundredsoldierswithonlythreefortsnumberingmorethanathousand.In1878the

armyincludedamere23,870soldiersand2,153officers.168

167JasonW.Warren,“TheCenturionMindsetandtheArmy’sStrategicLeaderParadigm,”Parameters45,no.3(2015):13.168Weigley,HistoryoftheUnitedStatesArmy,567.

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Lifeonthefrontierdidnotaffordmanyopportunitiesforprofessionalizationand

theredidnotseemtobeanyparticularlypressingneedtodoso.ColonelStephenC.Mills,

writingabouthisearlierexperiencesinthewest,summedupanaverageday:

Youwerewet,andcold,andhungry;ordry,andhot,andthirsty,accordingtoyourgeographicallocation.YouchasedelusiveIndiansoverroutesofalkali,rockandsage,theyusuallygotawayfromyouandallyougotinreturnwerethejeersofthefellowswhodidn’thappentobeoutthattrip…Youwerealwaysbehindonyourpaperwork,andwhenyougotthechancetomakepapers,itwasusuallydonewiththepaucityofdetailonlyequaledbyMarkTwain’sboyhooddiary.Amonth’shardscoutingwasdismissedbytheentry‘distancemarchedduringmonth,360miles…’Thesewerethegoodolddayswhenonedrilladay,fivedaysaweek,comprisedmilitarytraining.Targetpracticewaspracticallyunknown.Ithinktheallowanceofammunitionwas20roundsayear,andbycustomoftheserviceitwentinhunting.169

Theenvironment,thephysicalgeography,anddailydemandsonofficersof

nineteenthcenturyAmericalargelymilitatedagainsttheformsofprofessionalizationseen

inEuropeannations,althoughtherewere“professionalizes”intheforce.Onerecent169GeorgeCroghanandFrancisPaulPrucha,ArmyLifeontheWesternFrontier:SelectionsfromtheOfficialReportsMadeBetween1826and1845(UniversityofOklahomaPress,2014).

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historicalstudyhasarguedthe“emergenceofastableprofessionoccurredbetweenthe

warof1812andtheCivilWar.”170However,boththequalityandquantityofthat

professionalizationmustbeinquestion.Certainly,whencomparedtothe

professionalizationoftheofficercorpsinFranceorPrussia,orevenwithinother

professions,theprofessionalizationoftheUnitedStatesArmyfellshortoftheideal.What

isnotinquestionisthatanarmyofdiminutivenumbers,bothinsizeandratiobyany

militaryEuropeanstandard,founditselfscatteredoverageographicalregionvastlylarger

thananysingleEuropeancountry.171TheU.S.Armywaswidelyscatteredonthewestern

frontierinsmallforts,andlikewiseitsideasremainedequallyseparatedbythedistances

andhardshipsimposedbyfrontierservice.

Theexchangeofideas,certainlyanecessaryprerequisitetoanyprofession,were

severelylimitedbythepaucityortotallackofanyroadnetworkconnectingtheseposts.

HistorianWilliamSkeltonhasnotedattheturnofthenineteenthcenturythat“economic

activitiescombinedwithprolongedtenureatsmallpoststoencouragelocalorientationin

theearlyofficercorps-atendencytoidentifywithaparticularcommunityorregionmore

stronglythanwiththearmyasanationalinstitution.”172FrederickJacksonTurnernoteda

similartrendinhiswork,GeographicSectionalisminAmericanHistory,statingthat,“the

UnitedStatesbeingpracticallyaslargeasallofEurope,itmustbethoughtofincontinental,

andnotmerelyinnationalterms.”173Thus,therewereminimalstandards,aboveand

beyondemergence,thatonemustattainbeforesuchidentityconstructionconstitutesthe

170Skelton,AnAmericanProfessionofArms,1992,XV.171Prucha,AGuidetotheMilitaryPostsoftheUnitedStates:1789-1895,7–33.172Skelton,AnAmericanProfessionofArms,1992,46.173FrederickT.Turner,“GeographicSectionalisminAmericanHistory,”AnnalsoftheAssociationofAmericanGeographers16,no.2(1926):1.

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actualizationofaprofession.Ifamilitiaweretoacquirethetitleofanactivearmyunitand

thenfounditselfinbattle,itwouldstillperformtostandardsasconferredbyitstrainingas

militia,tosaynothingofthenotabletimeinvestmentrequiredtodevelopintellectual

facultiescomparedtothoseofbattledrills.Americanpolicythroughoutthenineteenth

centuryfocusedchieflyonwestwardexpansionandtheArmy’sprimary,ifonlyexplicit,job

wastosupportthatend.TheArmyandCongresscouldconceiveofnothreatthatjustified

anarmybeyondthatofIndiandepredationsorcoastalattack,andboththefundingforthe

militaryandnumberofsoldiersinuniformsupportedthatoutlook.

Furthermore,asubtleandlargelyunnoticedphenomenonofexpansionand

contractionwasthecreationofanorganizationalandintellectual“residue”intheofficer

corps.TheWarof1812,Mexican-AmericanWar,CivilWar,andSpanish-AmericanWarall

requiredalargeinfusionofpersonnelwithinabriefwindowoftime.Likewise,

demobilizationproducedthesameactionbutinreverse.Consequently,thesystem

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adoptedandconformedtothesedemands.Materialandmanpowerdemandscouldbemet

through[prodigiousfeatsofaction].Intellectually,however,theofficercorpssuffered,

unabletoattractthebestandbrightestgiventhelimitedopportunitiesforadvancement.

Especiallyduringtheperiodsofeconomicexpansion,financialandotherrewardsfor

militaryservicecontrastedsharplywiththeopportunitiesavailableincivilianlife.174The

processofrapidmobilizationmadesenseinacountrythatprizedequality,andifallare

intellectuallyequalthenoneisdefinedandrecognizedbytheirdeeds.175Theseindividual

facetsamalgamatedtoproduceaculturethatprizedmanagerialskillsandpractical

accomplishment.

AsthecenturycametoacloseandwiththeIndianslargelysubdued,thesmallforts

disappeared.Fortsdecreasedinnumber,butincreasedinsizewithamoreequitable

distributionacrosstheUnion,thelargestconcentrationremainedinthenorth-central

statesnearthereservations.SamuelHuntingtonarguedthatisolationfrompoliticsiskey

tothedevelopmentofaprofessionalbody.176Inthe19thCenturyAmericancontext

isolationismextendedbeyondjustseparationfrompolitics,toincludeseparationofofficer

fromofficer,andgreatlyhamperedtheprocess.Thedistancesinvolvedsufficedtosuffocate

theexchangeofideasnecessarytofirearmyprofessionalization.Notuntilthe20thcentury

dawneddidtheflamesofprofessionalizationburnwithanydegreeofintensity,anditisno

coincidencethatthearmywasinamoregeographicallyfavorablypositiontocapitalizeon

174Skelton,AnAmericanProfessionofArms,1992,118;Huntington,TheSoldierandtheState,198–199.175Huntington,TheSoldierandtheState,203.176Ibid.,34.

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theprocessbythattime.177TheseexperiencesprovidedthecontextualbasisfortheArmy

thattransitionedintothetwentiethcentury.

177ToddR.Brereton,EducatingtheU.S.Army:ArthurL.WagnerandReform,1875-1905(UofNebraskaPress,2000),21–29;Spaulding,TheUnitedStatesArmyinWarandPeace,394–397;PaulA.C.Koistinen,MobilizingforModernWar:ThePoliticalEconomyofAmericanWarfare,1865-1919(UniversityPressofKansas,1997),88–96.

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ChapterIV

JournalsandProfessionalization

Professionalizationgrewapaceduringthenineteenthcenturyinmostfields,butin

theU.S.Army,aspreviouslyemphasized,ittendedtoreflectthepersonaldevelopmental

inclinationsofindividualofficers.Onemeasurementofthatprogresswasthepublication

ofjournals.Dr.SamuelLathamMitchellpublishedTheMedicalRepository(1797),thefirst

medicaljournalintheUnitedStates.178BenjaminSillimanestablishedTheAmericanJournal

ofSciencein1818.179TheNewEnglandJournalofMedicine(1812)istheoldestcontinually

publishedmedicaljournalintheworld.180TheJournaloftheAmericanChemicalSociety,

establishedin1879,isoneofthefirstpublicationsfocusedonchemistryandtheJournalof

theRoyalUnitedServiceInstitution(RUSI),aBritishpublication,firstranin1857and

servedtoinformmilitaryofficers.181

However,Americanmilitaryjournals,especiallythosewhichfocusedontheUnited

StatesArmy,neverenjoyedthesamekindoffinancialsuccess,andthustendedtohave

shorterlivesthatthoseintheengineeringandmedicalfieldsexperienced.182Although

militaryjournalsbrieflyflourishedinthesecondquarterofthenineteenthcentury,many

diedwithinyearsoffirstpublication.183Thesecondhalfofthecenturydidseethe

178RichardJ.KahnandPatriciaG.Kahn,“TheMedicalRepository—TheFirstU.S.MedicalJournal(1797–1824),”NewEnglandJournalofMedicine337,no.26(1997):1926–30.179“AmericanJournalofScience,”AmericanJournalofScience,2014,http://www.ajsonline.org/site/misc/about.xhtml.180“TheNewEnglandJournalofMedicine,”NewEnglandJournalofMedicine,2014,http://www.nejm.org/page/about-nejm/history-and-mission.181“TheRoyalUnitedServicesInstituteThroughHistory,”RUSI,accessedApril21,2014,https://www.rusi.org/history/ref:L4607E6D83729C/.182Skelton,AnAmericanProfessionofArms,1992,258.183Moten,TheDelafieldCommissionandtheAmericanMilitaryProfession,56.

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foundingoftheArmy-NavyJournalduringtheCivilWarbytwobrothersandthe

establishmentofthenavaljournal,Proceedings,in1874,andtheJournaloftheMilitary

ServiceInstitutionoftheUnitedStatesin1879.184Nevertheless,thesejournalswerenot

specifictothearmy,generallylackedtherigorfoundinotherprofessionalpublications,

andfrequentlyfailedtogeneratescholarlydebate—theprimarypurposefortheir

publication;itisworthemphasizingthatconcernsforrank,tradition,andlackofan

existentialthreatcombinedwithvastdistancesservedastheprimaryimpediments

scholarlydebate.185Proceedings,anavalfocusedpublication,representedthebestexample

ofanoutlierinthisrespect.186

Professionaljournalsdemonstrateanintentbothtoexpandspecializedknowledge

andtoorganizethefield.TheArmydevelopedintellectuallyatamuchslowerratethan

someofitscompetitorsacrosstheoceans.First,thegeographicallocationoftheUnited

Statesprovidedanaturalbarriertoongoingintellectualexchangeamongnations.

CompetingstatesbothinEuropeandintheFarEastgenerallyshareborderswithother

maturingstates.Theproximityofthesestatestoeachotherhistoricallyhavecreated

tensions,andthus,professionalizationofofficersandarmiesgrewtodefendstateinterest.

TheU.S.founditselfinanenviablegeographicalpositionasBismarckispurportedtohave

observed:“theAmericanshavecontrivedtobesurroundedontwosidesbyweak

neighborsandontwosidesbyfish.”Thus,formostofitsexistencetheUnitedStatesdid

notfaceexistentialthreatsatanypointonthecompass.U.S.securitythreats,priortothe

184“Proceedings,”U.S.NavalInstitute,2014,http://www.usni.org/about/history;“ArmyOfficersUniting:AMilitaryServiceInstitution.,”NewYorkTimes,September29,1878;FrankLutherMott,AHistoryofAmericanMagazines,1850-1865(HarvardUniversityPress,1938),547.185Moten,TheDelafieldCommissionandtheAmericanMilitaryProfession,56.186Huntington,TheSoldierandtheState,243.

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atomicbombemanatedeitherfrominternalunrestorIndians.Asaresult,theUnited

States’strategicatmospherelackedoneofthekeyelementsnecessarytocatalyzeofficer

professionalization,namelyaproximateenemy.

Incontrast,thePrussians,reelingunderthe1806defeatatJena-Auerstedt

professionalizedtheirofficercorpsundertheguidanceofGerhardvonScharnhorst,andby

1816establishedthemilitaryjournal,Military-Weekly.Thismilitaryjournalremainedin

publicationforonehundredandtwenty-fiveyears.187Prussian,andlater,Germanofficers

usedittoexchangeviewpointsanddevelopideasonwar,anditservedinthatcapacity

until1942whenimpendingdefeat,followingStalingrad,sweptawayanydesireto

continue.Conversely,theUnitedStatesArmy--establishedin1775--predatedthe

formationoftheGermanstatebynearlyonehundredyears.However,theU.S.Army’sfirst

professionalpublication,theInfantryJournal,didnotbeginpublicationuntil1904,one

hundredandtwenty-nineyearsaftertheinstitutionformed.Thus,usingprofessional

journalsasamechanismformeasurement,theGerman-speakingmilitaryprofessionalized

warnearlyacenturybeforetheUnitedStatesArmy.TheexplanationisthattheGerman

strategicenvironmentoccupiedapositionpolaroppositetotheAmerican,apositionthat

compelledtheGermanstomakeaclosestudyofwar.

TheInfantryJournalwasthefirsttruejournalreflectingconcernsoftheU.S.Army.

ItqualifiedasrepresentativeofAmericanmilitaryculturesincetheinfantrybranchwasthe

largestandmostimportantbranchofthearmyduringthisperiod.Thejournal,published

quarterly,focusedonthetacticallevelofwar,thoughalsoincludingoccasionalpiecesthat

examinedpolicydrivenconcerns.Oneenlighteningsectiondevotedtoforeignarticles

187White,TheEnlightenedSoldier,158.

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providedinsightintohowotherarmiesfunctionedandcoveredabroadrangeoftopics.

Forexample,in1912MajorImmanuel,aGermanofficer,authored“TheInfantryAttack:A

ComparisonofthePrinciplesoftheAttackoftheGerman,FrenchandRussianInfantry”,an

articlethatexaminedvarioushistoricalexperiencesthatledtodifferencesinbattle.188

However,takenasawholethejournal(notablydifferingfromthePrussianMilitary-

Weeklyinthisregard)servedmoreasanorganofthearmythanasavenuetoexchange

competingideas.MuchlikeFrenchArmypolicyofintheperiodbetweentheworldwars,if

positionsandconceptsthatappearedinpopularjournalsorperiodicalsoftheperioddid

notconformtotheacceptedpolicyofthedaytheauthoroftenfacedrepercussions.For

example,DwightD.EisenhowerreceivedaverbalreprimandfromMajorGeneralCharlesS.

Farnsworthforpublishingideasthatconflictedwithdoctrine.Eisenhowermodifiedhis

positionasaresultoftheimplicitthreatcouchedinFarnsworth’swarning.189

Ananalysisof1100articlesfromtheInfantryJournalbetween1904and1921

revealsseveralnotabletrends(seegraph).Thematically,thejournaldividedintothirteen

differentsections:lowtechnology(example:saddles,ironsights,backpacks),high

technology(example:machineguns,airplanes,telephones),foreignarticlesontechnology,

foreignarticlesconcerningregulations,training,doctrine(example:tactical,operational,

theoretical),general(Example:companycooksandkitchens),management(socialscience

ofman),humanelement(spiritofman),education,policy(example:militia,strategic,

diplomatic),andafteractionreviews(example:historicalanalysis,battleanalysis,

reflections)providedthestructureforexamination.Majorarticles,ratherthanopinionor

188Immanuel,“TheInfantryAttack:AComparisonofthePrinciplesoftheAttackoftheGerman,FrenchandRussianInfantry,”trans.H.J.Damm,InfantryJournal9(1912)Firstnamenotprovided.189DwightD.Eisenhower,AtEase:StoriesITelltoFriends(GardenCity,NewYork:Doubleday,1967),173.

81

editorialpieces,remainedthefocusoftheanalysis.Thecategoriesofafteractionreviews

and“general”havebeenremovedfromthegraphtofacilitategreaterclarityandfocuson

thosetopicsmostgermanetothedissertation.Theauthorcreatedthegraphdepicted

belowtovisualhighlighttopicalchangeswithintheInfantryJournal.

82

190190DavidHolden,“InfantryJournalArticleAnalysisfrom1904-1921,”October5,2015.

83

Trainingcomprisedtacticalactivitiessuchasmarksmanship,battledrills,andtroop

movementamongotheractivities.However,suchtrainingwasintendedtoachieve

minimalcompetenceatagivenactivityinarelativelyshortperiodoftime.Itdidnotbegin

toapproachthedevelopmentofexpertisebutaimedtoprovidebasicknowledgetonew

recruitsandpracticetoofficerscontrollinglargebodiesofsoldiers.Inthepagesofthe

InfantryJournal,trainingconsistentlyrankedatornearthetopwithaconsiderablespikein

emphasisduring1916-17astheUnitedStatespreparedtoentertheFirstWorldWar.A

significantdropoccurredoncesoldiershitthebattlefield.Onemightassumethe

importanceoftrainingwouldonlyincrease,butoncesoldiersenteredcombat,experience

becametheprimaryinstructor,andthusarticlescorrespondinglyshiftedinemphasis.

TheArmythroughoutitshistorytendedtofocusonthetacticalminutiaeofwar

abovethestrategicdimensionsoforganizedconflict.Thistacticalfocusisunderstandable

giventhisiswherethefightinganddyingtakesplace;furthermore,victoryatthetactical

levelintuitivelyimpliesvictoryinwar,althoughinpracticethatisnotalwaysthecase.

Logicallyonemustproceedfromtheother,butwarisnotrationalandthuslogicdoesnot

penetratefarintothisopaquephenomenon.Nevertheless,theinterestofarmyofficersin

thetacticallevelofwarisreflectedinthequantityofarticlespublishedonthistopicinthe

InfantryJournal.However,atacticalmindsetdoesnotrequiremuchofaneducational

effortsinceitcanlargelybederivedfrompersonalexperiencewithoutadeeper

understandingofthenatureofwaranditsrelationshiptosocial,political,andeconomic

factors.

Atacticalmindset,oneneedstostress,isnotaparticularfocusoftheAmerican

officercorps,anditappearedtoafflicttheotherarmiestovariousdegrees.JonathanM.

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HouseinTowardCombinedArmsWarfarenotedtwotechnologicalwavesthatmoved

throughWesternarmiesfrom1820-1890.191Thesechangesdirectlyinfluencedbattlefield

tactics,and,thus,generallycontributedtoamyopicviewofwar.

Technologicaldevelopmentsdistractedandconcernedofficersofthelatter

halfofthetwentiethcentury.However,theimportanceoftechnologicalchangeonshaping

thebattlefieldremainedanuncertainrealityintheyearsbeforetheFirstWorldWar.

Technologycouldanddidinfluencebattlesduringtheseventeenththroughnineteenth

century,buttheevidencewasinconclusiveastowhatdegreeitproveddeterminative.The

subjectwasoftenatopicofdebate.Withintheofficercorpshightechnologyranksthirdin

volumeofwritings,butsecondwhenforeignarticlesaboutadvancesintechnologyare

combinedwithdomesticanalysesonthesubject,edgingoutdoctrine.TheRusso-Japanese

Warattunedsomeobserverstothechangingconductofwarandprovidedreaderswith

potentialinsightintotechnologicaltrends.However,thebattlefieldcarnageoftheRusso-

Japaneseconflictoftenfellintoexistinginterpretations,andthus,thebellwethertolledbut

fewperceivedthechangeinpartbecausehistoricallytechnologygenerallyhadanegligible

effectabovethetacticallevel.192Followingthatconflict,foreigntechnologyarticles

generallydeclinedinproportiontodomesticarticles,andbythestartoftheFirstWorld

Warthevastmajorityoftechnologyarticleswereofdomesticorigin.Machineguns

191JonathanM.House,TowardCombinedArmsWarfare:ASurveyof20th-CenturyTactics,Doctrine,andOrganization(FortLeavenworth:CombatStudiesInstitute,1984),7–9.192WilliamH.Johnston,“ALessonFromManchuria:WhatWouldKuropatkinSayofUs?,”InfantryJournalVI,no.6(May1910);MichaelHoward,“MenagainstFire:TheDoctrineoftheOffensivein1914,”PeterParet,GordonA.Craig,andFelixGilbert,eds.,MakersofModernStrategyfromMachiavellitotheNuclearAge(PrincetonUniversityPress,1986),518.

85

populatedmanyoftheearlyarticlesfollowedlaterbynewartillerydevelopments.

Airplanesandtheradio,referredtothenasthe“buzzer”,appearedwithWorldWarI.193

Policyseizedthethirdspot,thoughthismaylargelybetheresultofquantifying

militiaasanartifactofpolicy,butitseemedthemostappropriatefit.Regardless,the

significantquantitiesofarticlesthatdiscusstheroleandcapacityofmilitiaisfurther

evidenceoftheslowintellectualprogressionofthearmyofficercorps.Mostnationshad

longsinceabandonedtheideathatmilitiacouldserveonthemodernbattlefieldwhilein

theUStraining,equipping,anduseofmilitiaoccupiedanodd,ifnotanachronistic

prominenceintheAmericanmind.Arelicofanotheragewithitssourcesinthewellspring

ofJeffersonandotherfounders,themilitia’sconductintheWarof1812shouldhavelong

dispelledsuchillusions.194However,theConstitutionallimitationsonthemilitiaimpeded

developmentofamodern,German-stylereserveforce.195DemobilizationinAmericaand

postwarpolicytowardGermanyconsumedthelatterpagesofpolicypiecesandincreased

notablyin1918and1919.QuestionsonhowandifGermanyshouldbebrokenup

frequentlyappeared.Piecesdiscussedwithhowlargequantitiesofprisonersofwarshould

behandledandthenreleasedafterthewar.196

Doctrineassumedfourthplacebehindpolicyandsomedistancebehindtraining,

althoughgiventhecloserelationshipbetweendoctrineandtrainingonecouldpotentially

amalgamatethetwowithoutdoingtoomuchviolencetotheanalysis.However,by

maintainingthedivisionthearmy’semphasisontraininganddoctrineareamply

193Holden,“InfantryJournalArticleAnalysisfrom1904-1921.”194Ibid.195JonathanM.House,“JohnMcCauleyPalmerandtheReserveComponents,”Parameters12,no.3(1982):11–18.196Holden,“InfantryJournalArticleAnalysisfrom1904-1921.”

86

demonstratedastheyassumedbothfirstandfourthplace.Doctrinalanalysisexploded

followingtheRusso-JapaneseWarasofficersattemptedtofindbattlefieldsolutionstothe

problemsposedbythemachinegunandmodernartillery.Doctrinalanalysissurged

significantlyastheArmypreparedtoenterthewardrawingheavilyfromtheFrenchand

British.However,priortoAmericanentryintothewar,officersfrequentlyexamined

Germandoctrinalmethods.ThiscontinuedtoalesserdegreeoncetheUSenteredthewar

in1917,whenthefocusshiftedtoAmericanexperiences.Officersnolongersoughtto

imitatetheGermans,butrathernowthatitdependedonthem,thefocusofarticlesshifted

tohowandwhattacticalactionsonemighttaketodefeattheGermans.

Surprisingly,doctrinaldiscussiondroppedoffsharplyasthearmyassumedits

allottedplaceinthetrenchesontheWesternFront.InitiallyAmericanofficersdeviated

littlefromthedoctrinewithwhichtheyhadenteredthewarandresisted,ifnotoutright

dismissed,BritishandFrenchexperiences.197Thebattlefieldarbitratesdoctrinaltheory

fromrealityanddelineatesthedistancebetweenthem.Unnecessarysacrificeisoften

proportionaltothedistancebetweenthetwo,sothatpracticalofficersclosethedistance

quickly;intelligentoneshaveashorterjourneyandthecostisconsiderablyless.Some

officercorpsareknowntolargelyjettisondoctrineonceincombatinpreferenceforwhat

works;still,thisgenerallyresultsinonlyminorshiftsratherthanwholesaleabandonment

ofpeacetimedoctrineunlessprobablydefeatsuppliestherequisiteimpetusforchange.

However,becauseofthecloserelationshipbetweentraininganddoctrineitshould

beacknowledgedthatsomearticlescrossedthetopicalthresholdfromdoctrinetotraining;

amoreequitabledistributionprobablywouldhaveresultedifthatcouldbedetermined.

197Kretchik,U.S.ArmyDoctrine,128.

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GiventhetacticalemphasisofthepublicationandtheentranceoftheUSArmyenmasse

intothewar,itlogicallyfollowsthatofficersfocusedonarticlesfortrainingsoldiersforthe

battlefieldsofEuropepriortothewar.Onceonthebattlefield,officershadlesstimeto

writeandprobablyimprovisedutilizingwhattheyexperienced.

Foreignpiecesrankedfifthonthelist,butprovidedsomeofthemoreintellectually

interestingandthoughtfularticlesinthejournal.Translatedarticleswerefrequently

brokenintosegmentsandreleasedconsecutivelyovermultipleissues.Foreignarticles

acquaintedofficerswithrecentchangesonbattlefieldsaroundtheworldthatthey

otherwisewouldhavelacked.198RussianandJapanesetranslationsremainedrelatively

rarewiththevastmajoritycomingfromFrenchandGermansourceswithorganizational

andtechnologicalfactorscomprisingmostofthematerial.Workspublishedbythe

GermanGeneralStaffrankednearthetop,ifnotthemostcommonsourcefor

translations.199

Thecategoriesofregulations,general,andlowtechnologygrabbedthemiddling

positionsandarenotableonlyfortheirmediocrity.Theydemonstrateneitheragreat

interest,noralackthereof,andthereforearenotexaminedindetail.Thelightburns

brightestatthepoles,wherethatwhichanorganizationvalues,anddoesnot,isrevealed.

Managementmaybedefinedasthecontrolofboththeinanimateandtheanimate

foragivenpurpose.Inthiscontextmanagementisconcernedwiththecontrolofpeople

thatencompassesthesocialsciences,whichattheturnoftheTwentiethCenturywere

rapidlyexpandingfieldsdrivenbyprogressiveideasandanoptimisticviewofhuman

nature.Ifthehumanelementisdistinctwithitsfocusonthespiritofmanthen198Holden,“InfantryJournalArticleAnalysisfrom1904-1921.”199Ibid.

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managementembodiesamechanisticviewofman.Managementplacedlast,butthat

makesitnotablenotforaperceivedlackofinterest,but,tothecontrary,thattherewould

besomuchemphasisonthisconceptintheemergingcircumstanceofwhathasbeen

termedthe“managerialrevolution”intheUnitedStates.200Thatmanagementbeincluded

atallisofinterest.Oneofthefirst“management”orientedarticlesappearedinthe

September,1910editionoftheInfantryJournal.CaptainF.J.Morrow’sarticleentitled

“CharacterExcellent”,examinedhowtocollect“data”usingformstorecord“efficiency”and

thenusethatdatafora“pay…bonus.”201FrederickTaylor’sinfluencewasunmistakable

hereandtheimportanceof“timeandmotionstudies”wastoincreaseexponentiallyinthe

U.S.Armyovercomingdecades.202

ManagementwasatopicofconsiderableinterestasthearmyenteredtheWorld

WarI.Armyofficerssearchedformethodstomotivateandcontrolmenundertheintense

firesofmachinegunsandrapid-fireartillery.Thehumanelement,especiallyinthecontext

ofbayonetwarfare,wasacommontopic,butgenerallypsychologicalanalysisonthefaceof

battleissparseatthispoint.ClausewitzandlaterColonelArdantduPicqtheorizedabout

emotioninwar,butmostofficersdiscussedtheimportanceofwhatcametobeknownas

“morale,”assessingthespiritofsoldiers,onlyinpassing.Thefieldofpsychologywasinits

infancywithanecdotalevidenceastheprimaryinformingsource.203

GeneralCharlesP.Summerall,ChiefofStaffoftheArmy,spoketotheArmyWarCollegein

February,1927on“TheHumanElementinWar.”Heemphasizedtheimportanceofthis

200MerrittRoeSmith,“Introduction,”MerrittRoeSmith,ed.,MilitaryEnterpriseandTechnologicalChange:PerspectivesontheAmericanExperience(MITPress,1985),10–29.201F.J.Morrow,“CharacterExcellent,”InfantryJournalVI,no.2(September1910).202FrederickWinslowTaylor,ShopManagement(HarperandBrothers,1919).203ArdantduPicq,BattleStudies,84–93.

89

element,especiallytheimportanceofleadershipaboveallotherfactorsinmotivatingmen.

Summerall’sspeechwasintendedtohighlighttheroleofmaninwar,butitselfassumed

thatamechanisticformulacouldbeemployed.Soldiersaresomethingtobemanaged

throughvariousmethodsemployedbytheleader.Thus,hecelebratedthehumanelement

butthentreatedthesubjectasanobjectivegovernedbymechanicalprescriptions.

Summerallobserved,“whiletheconsiderationofthehumanelementispredominantin

war,thereisagreatnecessityofcomprehendingitasanessentialinthemanagementof

meninpeace.”204Summerall’ssuppositionmightbeindicativeoftheperiodasofficers

struggledontheprecipiceoftechnologicalchangetocomprehendthewrenchinglessonsof

WorldWarI.

Sincethedawnofrecordedhistory,massesofindividualhumanbeingsbearing

personalweaponshadreignedsupremeonthebattlefield.However,thelessonsofWorld

WarIindicated,ifonelooksatthesheerscaleofbattlefieldcasualties,thatthisparadigm

nolongerremainedvalid.Summerallequivocatedabouttheissue,stating,“Itistritetosay

thatthehumanelementremains,asithaseverbeen,thedeterminingfactorinbattle.

Machinesandarmsmaybemultipliedandchanged,butthemanwhousesthemwill

determinethefinalissuesofvictoryordefeat.”205Theroleofmachinesandarmshaving

beenacknowledged,heheldtotheview,asemphasizedinthelatterhalfoftheabove

quotation,thatmannotmachinedecidestheoutcomeofwar.However,thekeywordin

theabovepassagebySummerallis“uses”.Victoryisnowachievedbythesoldierwhobest

wieldsmoderntechnology.Mannolongercarriesthebattlealonebutinconjunctionwith

thetool,andeventuallyonlythetoolwouldbecomepivotal.204C.P.Summerall,“TheHumanElementinWar,”TheCoastArtilleryJournal66,no.4(April1927):293.205Ibid.

90

Theso-called“AmericanWayofWarorBattle,”whatevernomenclatureoneprefers,

beginstorevealitselfhere.206QuiteapartfromtheGermanmodelthatAmericanofficers

desiredtoemulate,inmanyfacetsitremainedinderivationclosertotheFrenchsystem.

Nonetheless,auniquelyAmericansynthesisofbattledeveloped,buttheevolutionwasless

organicandmoremechanicalinnature.HistorianJörgMuthinCommandCulturehitthe

markwhenhestated:

IfthemostimportantverbandthemostimportantnounshouldbefoundfortheU.S.ArmyandWehrmacht,accordingtothevastnumberofmanuals,regulations,letters,anddiaries,andautobiographiesIhaveread,theywouldbe“manage”and“doctrine”fortheU.S.Armyandführon(lead)andAngriff(attack)fortheWehrmacht.Suchacomparisonalonepointsoutafundamentallydifferentapproachtowarfareandleadership.207

TheAmericansystemofwardevelopedmechanicallyfromthearmories,industries,

andbureaucraciesofcapitalisminthegeographicalisolationofaNorthAmericancontinent

devoidofotherseriousstatepredators.Conversely,thePrussianwayofwardeveloped

organicallyfromwarwherethemostcommonverbandnoun,asnotedbyMuth,were

“lead”and“attack.”Thesetermsarenaturaloutgrowthsofhumanconflictandcapturethe

essenceofwar.Onedoesnotmanagemeninwar,oneleadsandinspires.AsClausewitz

noted“themostpowerfulspringsofactioninmenlieinhisemotions”andonedoesnot

managetheirwaytopassion.208

AzarGatinWarandCivilizationargued,“humansthusbecamequintessentialfirst-

strikecreatures.”209Unlikeanimals,humanshaveweaksensesanddefenses,buthavean

incredibleintellect.Inthehumanrealm,raidsandambushesareinherentlysuperiorform

206AuntulioEchevarria,“TowardanAmericanWayofWarEchevarria”(StrategicStudiesInstitute,2003),3.207JörgMuth,CommandCulture:OfficerEducationintheU.S.ArmyandtheGermanArmedForces,1901-1940,andtheConsequencesforWorldWarII(Austin:UniversityofNorthTexasPress,2011),195.208Clausewitz,OnWar,112.209Gat,WarinHumanCivilization,2008,129.

91

ofwarfarefromapsychologicalstandpoint.InthewordsofErwinRommelinhisclassic

study,InfantryAttacks,“itisbettertobethehammerthantheanvil.”210“Lead”and“attack”

formedthedominantmindsetoftheWehrmacht--notehowcloselythosevaluescorrelate

withthoseGatobservedinearlywarfare.TheGermansintuitivelynurturedandlater

consciouslydevelopedvaluesthatorganicallydevelopedfromcontinuouswarfareover

centuries.Conversely,theU.S.ArmycameofageduringtheSecondIndustrialRevolution,

withahistoryinfusedwithtechnologicalsolutions,andinthisageonemanagedmachines.

Menwereconsideredmachines(orcogsinagiganticmachine)andsoonemanaged

men.211

TheNavy,achildofthesameage,exhibitedsimilarsymptoms.AdmiralBradleyA.

Fiskein1916describedtherequirementsofamodernnavalforceinTheNavyasaFighting

Machine.212FisketracedthemechanizationofnavalwarfarebacktotheCivilWarclash

betweentheMerrimacandtheMonitorwitheachsubsequentyearseeingmore

“machinery.”213Furthermore,heobserved,“theattitudeofofficers…issomuchmore

favorabletonewappliances…butaveryfewyearsagomanydeviceswerelosttous

becausetheywereconsidered‘notadaptedtonavaluse.’Nowweendeavortoadapt

them.”214AlthoughFiskeappreciatedthefogofwar,theroleofchance,andtheimportance

ofeducationhefrequentlyreturnedtoamechanisticthemehighlightingtheimportanceof

themachineabovethatoftheindividual.215

210DavidFraser,Knight’sCross:ALifeofFieldMarshalErwinRommel(NewYork:HarperCollins,1994),58.211Mumford,TechnicsandCivilization,46–51.212BradleyAllenFiske,TheNavyasaFightingMachine(NewYork:C.Scribner’ssons,1916).213Ibid.,197.214Ibid.,198.215Ibid.

92

FiskeconceivedoftheNavyasahybrid,ablend,asynthesisofmanandmachine;

however,asFiskenoted,“…ourmaterialasmaterialmustbebetterthanourpersonalas

personal”,inthisrelationshipthepartnerswerenotcoequals.216Inthisrespect,theNavy’s

inclinationtowardthemachineisperhapsamorenaturaltendencyandappearedearlier

thanthatoftheArmy.Nevertheless,theinclinationofbothservicestraversedaparallel

paththoughperhapsnotatanevenpace.

ProfessionaleducationintheAmericanofficercorps,beyondwhatwenowcallthe

undergraduatelevel,hadneverbeenvigorouslysupportedandusuallymetwithahealthy

doseofdisdain,especiallyamonglong-servingArmyofficers.Thus,itisnoaccidentthat

whenprofessionalmilitaryeducationfirstcametotheUnitedStatesitcameviathepathof

theNavy,nottheArmy.217Officersaffectedtheworldaroundthemthroughaction,not

intellectualpursuits,andthiswasreinforcedonadailybasisonthefrontier.Thegrowthof

technologyincreasedthewidgetsofwar,andthusnecessitatedgreatertechnicismwithin

theofficercorps.Technicalknowledgeisknowledgeoftheinanimate,thetoolsofthetrade

thatareasubsetofwarproper.

ThenumberofarticlesinInfantryJournalthatdiscussedtheofficereducation

systemrankednearthebottom,andthatconclusionissupportedthroughoutallvolumes

examinedfrom1904to1921.218Thisisnotanunsurprisingrevelation,asArmy

institutionshaverarelybeencitedasintellectualincubators.Anaggregateassimilationin

totalityofmaterialonthearmyofficercorpsacrossitsexistenceindicatesthatifone

imaginedacontinuumwithanabsolutelyprofessionalstudentofwarononeendopposed

216Ibid.217Kuehn,“TheMartialSpirit—NavalStyle:TheNavalReformMovementandtheEstablishmentoftheGeneralBoardoftheNavy,1873-1900.”218Holden,“InfantryJournalArticleAnalysisfrom1904-1921.”

93

byanabsolutewarriorattheother,thereisanundeniabletendencyofmilitaryhistorians

toinclinetheneedletowardthewarrior.219Historiansandofficersalikehaveageneral

lackofinterestinprofessionaleducationforofficers,andareviewoftheInfantryJournal

confirmsthisconclusion.

SamuelHuntington,inTheSoldierandtheState,oneofthedefinitiveworkson

officerprofessionalism,arguedthattheuniquesynthesisbetweendemocraticand

aristocraticidealsbothinPrussiaandlaterFranceprovidedthefertilegroundfromwhich

officerprofessionalismdeveloped.Aristocraticbeliefsinhonor,courage,andfidelityco-

mingledwiththedemocraticnotionsofmeritandthefreeexchangeofideas.220This

uniqueamalgamationcreatedtheperfectenvironmentforarmyprofessionalismto

germinate.

Asmentioned,historianWilliamSkeltonarguedtherootsofprofessionalismtook

holdintheSouthpriortotheCivilWar.221Huntingtonbelievedthattheprocessgainedits

impetusbetweentheCivilWarandtheFirstWorldWar.222WhethertheU.S.Armyofficer

corpsprofessionalizedbeforeorafter1865,therootsoftheofficercorpslackedthe

environmentnecessarytoproduceaphilosophyofwar.TheU.S.Armydevelopedinan

environmentdistinctlydifferentfromthatofPrussia.AmericansocietyandCongress

neithervaluednorperceivedtheneedforaprofessionalarmyofficercorps,preferring

insteadadispersedconstabularywhoseofficerswereengineersandnationbuildersrather

thansoldier-intellectuals.However,whilethegeopoliticalpositionoftheUnitedStates

219Muth,CommandCulture,1–13;BrianLinn,“TheAmericanWayofWarRevisited,”TheJournalofMilitaryHistory66,no.2(April2002):501–33;Huntington,TheSoldierandtheState,194–204;Skelton,AnAmericanProfessionofArms,1992,238.220Huntington,TheSoldierandtheState,35.221Skelton,AnAmericanProfessionofArms,1992,xiii.222Huntington,TheSoldierandtheState,237.

94

generallysubvertedtheintellectualdevelopmentofthearmyitprovidedanobviousneed

andsoundanchorforofficereducationintheNavy,spurredonbythefirstnavaltheoristin

history.AlthoughthearmylookedtoandmodeleditselfoffitsEuropeankin,itlackedthe

fundamentalandnecessarysupportofthestatestructure.223Americansocietydidnot

demonstrateanti-militarismsomuchasanti-professionalisminfusedwithaheftydoseof

governmentanimosity.Therefore,theeducationalburdenimposedontheofficercorpswas

relativelylightthroughoutthearmy’shistory.

In1855,SecretaryofWarJeffersonDavisdispatchedthreeofficers,includingthen-

CaptainGeorgeB.McClellan,tostudyEuropeanMilitaryInstitutions.224In1875General

WilliamT.ShermansentGeneralEmoryUptontoEuropetoobserveEuropeanandAsian

armies.UptonchosetofocusonEuropeanarmiesanduponhisreturnpublishedThe

ArmiesofEuropeandAsiain1878.225SpenserWilkinson,aBritishmilitaryjournalistand

historianpublishedTheBrainofanArmyin1895asanaccountoftheGermanGeneral

Staff.226OtherreformerstovisitEuropeincludedArthurWagner,JohnSchofield,Tasker

Bliss,WilliamCrozier,andA.T.Mahan.OfficersdrewupontheirEuropeanobservations

andasaresultarmydoctrinemarchedcloselyinstepwiththatofEuropeexceptforminor

culturalinfluences,whicharealwayspresentinarmies,suchastolerationofdissent,

educationalemphasis,andreligiousimplicationsamongothersconcerns.Bytheturnof

thetwentiethcentury,severalU.S.Armyfiascos,especiallyexperiencesintheSpanish

AmericanWar,providedsufficientevidencetosuggestthatchangewasnecessary.

223MichaelA.Bonura,“AFrench-InspiredWayofWar,”ArmyHistory,no.90(Winter2014);Skelton,AnAmericanProfessionofArms,1992,249–250,255.224Moten,TheDelafieldCommissionandtheAmericanMilitaryProfession,XI.225EmoryUpton,TheArmiesofEurope&Asia(Chicago:Griffin&Co.,1878).226SpenserWilkinson,TheBrainofanArmy(Westminster,England:Constable,1895).

95

Duringthefirstdecadesofthetwentiethcentury,theworldoutsidetheArmy

acceleratedatapacerarelyseenbeforeinhumanhistory.Electricity,thetelephone,

automobileandinthenearfuturetheairplaneallcontributedtosocialupheavalattheturn

ofthecentury.TheProgressivemovementcapturedmuchofthefrustration,excitement

andideasgeneratedinpartbythesenewtechnologies.Foritsportion,thegenerally

conservativeofficercorpsstruggledtocopewithpressuresbroughttobearbysocietyat

large.Thearmyremainedcaughtbetweenmilitaryvirtues,traditions,anditspast

constabularyfunctions,allofwhichwerejuxtaposedtoanuncertainfutureinfusedwith

socialandtechnologicalchangeandgrowingAmericanpowerandengagementinthe

worldofgeopolitics.

Nonetheless,thepagesoftheArmy’sInfantryJournalfrom1904to1921more

directlyreflectedthecomingchangesofthenewcenturyratherthanalookbacktothe

peaceful,pastorallifeofthe[infrequently]armedyeoman.Themundaneandtrivial

articlesthatfilledthepagesoftheInfantryJournalin1904maturedquickly.Technological

progressoverthelastfewdecadesstartedtoconvergeattheturnofthecentury.The

movementofpeopleandideascross-crossedacrosstheWesternworldwithatempoand

senseofconnectednessrarelyexperiencedinhistory.ThearticlesintheInfantryJournal

reflectedthischange.Discussionsonmachinegunsbecamemorecommonasdidthosethat

dealtwithforeignaffairs.By1906,articlesontheRusso-JapaneseWarstartedtopopulate

thepagesofthejournal,asofficersacquiredagreaterinterestineventsoutsidethe

continentalUnitedStates.Asaresult,discussionsabouttheAmericanCivilWarandmilitia

diminishedtoatrickle.Thepagesofthejournaleruptedwithenergy,ifnoturgency,with

thestartoftheWWIin1914.

96

Ideasontraining,doctrine,andpolicyfilledthepagesoftheInfantryJournalduring

thewar.Likewise,interestintechnologyincreased,butlessthanonemightsuppose.That

lessoncameonlyaftertheexperience.Theinfluenceandroleofadvancedtechnology

becameoneofthemostenduringandpowerfulconclusionsofthewar.Victorywas

measuredbycelebratingtanks,artillery,andquantityofmaterial,and,muchlessso,the

humanspirit.Likewise,ideasaboutfuturewarwerenowderivedfromexperiencesonthe

battlefieldsofEurope,liketheSommeandtheMeuse-Argonne.Officersnolonger

reminiscedabouttheirgrandfather’spartatBullRunorGettysburg.Nowtheyspokeof

theirownexperienceofcombat.

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ChapterV

InroadsofEfficiency

TheUnitedStatesexperiencedrapidandwrenchingchangeduringtheclosing

decadesofthenineteenthcenturyandthefirstdecadeofthenextcentury.Scientific

advancement,technologicaldevelopment,andsocialchangeamalgamatedintoavolatile

tonicthatacceleratedthepaceoflife.Thegovernmentalinstitutionscraftedinanagrarian

ageunderaslowertempowerestrained(andinsomeinstancesbroken)underthe

pressuresofrapid,unrelentingchangeinthisnewmachineage.Thefoundingfathershad

envisionedanagrarianstate,geopoliticallydisinterested,anddefendedbycitizen-soldiers;

theseassumptionsandmorefalteredinaworldmadesmallerbytechnology.Thesonsand

daughtersofCivilWarveteranswitnessedtheintroductionofelectricity,thetelephone,

airplane,and,ultimately,theatomicbomb.Somebureaucraticinstitutionsexpandedand

otherswerecreatedtosupportthegrowingfederalizationofgovernment.Bothpublicand

privateinstitutionsinAmericahadtoevolveinresponsetoachangingworldiftheywere

toremainrelevant.227

Thepressuretoinduceactionandrevampantiquatedsystemsaccumulated

graduallyinthesystem.Eventually,in1883CongressactedandpassedthePendletonAct,

whichrepresentedtheFederalGovernment’sfirstdeliberateattempttoimproveefficiency

offederalemployeesthroughlegislation.ThePendletonActintroducedthemeritsystemof

promotionandprotectedemployeesfromunlawfulterminationbasedonpersonalpolitical

227Hughes,AmericanGenesis,chap.3,4,5,6;BrianMcAllisterLinn,TheEchoofBattle:TheArmy’sWayofWar(HarvardUniversityPress,2009),chap.4;Koistinen,MobilizingforModernWar,chap.4;PaulKennedy,TheRiseandFalloftheGreatPowers(NewYork:KnopfDoubledayPublishingGroup,2010),242–249.

98

affiliation.228Thus,itreducedtheawardofgovernmentjobsthroughpatronage,nepotism

andpoliticalrelationships.ThePendletonActmovedthefederalgovernmenttowarda

moreequitableandefficientcivilianpersonnelsystem.Inmanywaysthisputfederal

institutionsonasimilarfootingfoundwithinthebroaderbusinessworld.Incontrast,

however,reformofmechanismsforselectionandretentionoftheArmyofficercorps

developedatananemicpaceincomparison.Onlydecadeslaterwassufficientforce

broughttobearbythosecommittedtoequityandefficiency.

Aspreviouslynoted,theU.S.Armyofficercorpsincurredsignificantintellectual

debtstotheirEuropeancounterpartsthatcanbetracedbacktothecolonialperiod.The

youngGeorgeWashingtonservedasamilitiaofficerinBritishserviceduringtheFrench

andIndianWars;later,WashingtoncommandedtheContinentalArmy,trainedbythe

PrussianGeneralSteuben,intheRevolutionaryWaragainsthisformerBritishmentors.

IntellectualstreamsofBritish,Prussian,andFrenchmilitarythoughtmingledand

influenced,tovaryingdegrees,generationsofU.S.Armyofficers.229

MajorSylvanusThayerexercisedsignificantinfluenceontheearlydevelopmentof

WestPointtothedegreethathistorianshavegivenhimthebyname“FatherofWest

Point.”230ThayeremphasizedengineeringintheWestPontcurriculumandvisitedFrance

in1815formoreinstructionalmaterial.WestPointwastheonlyinstitutionthattaught

engineeringinAmericauntil1824.231Interestingly,thefocusonengineeringdiverged

fromthehistoricaldominanceoftheinfantryandcavalryofficersamongEuropeannobility

228“ThePendletonAct”(29Cong.Rec.416,1897).229RussellF.Weigley,TowardsanAmericanArmy:MilitaryThoughtfromWashingtontoMarshall(ColumbiaUniversityPress,1962),7.230StephenAmbrose,Duty,Honor,Country:AHistoryofWestPoint(TheJohnsHopkinsUniversityPress,1999),63.231Ibid.,97.

99

andfurtherhighlightedtheimportance,ifnotelevation,ofatechnologicalfieldoverthe

traditionalbranches.WestPoint’slibrarywaspopulatedbyFrenchengineeringworks

mostofwhichwerenottranslated.232Engineersfrequentlyhadshortstintsinthemilitary

andmovedontomorethelucrativeworkinprivateemployment.Nevertheless,by1860

WestPointgraduatesaccountedfor76percentofofficersinthearmy.233

Formuchofthenineteenthcentury,traditionalpatternsofappointmentand

educationheldtrueforthosewhoservedasofficersintheU.S.Army.Littlewasdoneto

remedytheorganization’sleisurelyifnotapatheticapproachtochange.AftertheCivil

War,veteransdominatedseniorpositionsandenvisionedlittlechangeintheconductof

war;senioritycombinedwithbattlefieldexperiencemorethansufficedtosuppressthe

ideasandconcernsoflessexperiencedofficersandthosewhoserankdidnotallowthema

voicecommensuratetotheirarguments.Unconventionalwarfarereceivedlittleattention

inthedoctrinaldevelopmentinthepost-CivilWarperiod,despitethefrequencyarmy

engagementswithIndiansandbanditsinthewestandsouthwest.234

JohnM.Schofield,whoservedthroughouttheCivilWarandlaterascommanding

GeneraloftheArmyfrom1888-1895,observedin1879that,“everyprogressmadeinthe

methodsofwarbringsthemmorewithinthedomainofscience.Theartofwarhasalready

approachedthemarginoftheexactsciences,andtheelementsoftheproblemswhichwar

presentsforsolutionarevastlymorecomplexanddifficultofexactmeasurementthan

thosewithwhichanyotherbranchofsciencehastodeal.”235Schofieldacknowledgednot

232Moten,TheDelafieldCommissionandtheAmericanMilitaryProfession,31.233Ibid.,43.234Kretchik,U.S.ArmyDoctrine,81–83.235JohnM.Schofield,“InauguralAddress,”JournaloftheMilitaryServiceInstitutionoftheUnitedStates1,no.1(1879):3.

100

onlyanawarenessofwar’sevolution,butalsoitsgrowingcomplexity.Heusedtheterm

“science,”andthatisfrequentlyusedasaninclusivetermfortechnologyduringthisperiod.

Scienceandtechnology,althoughrelated,arealsodistinct,adivisionnotreadilymadeat

thispoint.

WestPointservedlessasaplacetotrainmilitaryofficersandmoreaninstitution

toproduceengineers,whichrealizedPresidentJefferson’soriginalintent.236However,like

somanythingsinhistorythesecondaryandtertiaryeffectsareoftenfarbeyondone’s

abilitytoforesee.Machiavelliappraisedthematterandarguedthatnotonlyaresuch

effectsdifficulttoforesee,butoften,oratleastinpart,impossibletocontrolinhisopinion,

“…thatfortuneisarbiterofhalfouractions.”237JeffersonbelievedthattheUnitedStates

neededengineersifitweretodevelopandcompetitivelycompeteintransatlantic

commerce,andinthatpropositionhewascorrect.However,thebyproductoflocatingthe

engineeringcomplexin,andas,theintellectualcenterofthearmycastwarintheshadow

ofanarchitect.OtherintellectualbarometersbeyondWestPointcurriculumincluded

frontierexperience,journals,andmilitarymanuals.

Thedrillanddoctrinalmanualsprovideinsightintothemethodsandintellectual

rootsthatprovidedafoundationfortheAmericanapproachtotheconductofwarfare.As

lateas1891,InfantryDrillRegulationsstillemphasizedmethodsoftheCivilWar.238The

officialmanualfocusedheavilyonvarioustacticalformationsfromplatoontodivision,and

othermodificationsweremostlyminoradjustments.239Theregulationsprovided

236ThomasJefferson,TheWritingsofThomasJefferson,Volumes3-4,1907,471.237Machiavelli,ThePrince,98.238PerryD.Jamieson,CrossingtheDeadlyGround:UnitedStatesArmyTactics,1865-1899(Tuscaloosa,AL:UniversityofAlabamaPress,1994).239U.S.Army,InfantryDrillRegulations1891(D.AppletonandCompany,1891).

101

extensiveexamplesofmaneuversforlowertiersofcontrolandbasicguidanceisgivenfor

camps,marches,andbattlefieldactions.Bayonetexercisesoccupyarespectableeight

pagescomparedtosevenforfiringpositions.240However,thoughthetopicofmodern

weaponswasnotunknowntoofficers,itwasstillsomewhatforeignandhadyettomakeits

wayintotheapprovedliterature.TheFranco-PrussianWarhadofferedaglimpseintothe

future,andthoughitinfluencedtheU.S.ArmytosomedegreeEuropeanexperienceand

intimateknowledgeofchangesinwarfareweregenerallyconsideredtobeirrelevantto

America’ssituation.

AmericanofficersreliedonwhathadhappenedintheUnitedStatesoverthe

previouscenturyinthequartercenturyafterGettysburg.Thestrongest,mostpotent,and

influentialformofknowledgeisthatwhichisempirical.Knowledgederivedfromsecond

ordersources--evensuchvisualevidenceasphotographsandfilms--lackthepurevisceral

energyoffirsthandexperience.Itcanbeclaimedthatthistendencyextendstonations,

whichfrequentlyvieweventsthroughanethnocentricorculturallens.Thus,European

observersintheRusso-JapaneseWarcouldchalkupstatisticaloutlierstocultural

shortcomingsoflesserpeoples.IntheFirstWorldWarAmericanofficerslargelyfailedto

incorporatetacticallessonsoftheFrenchandBritishexperiencesbelievingthatAmerican

soldierscouldbesuccessfulwhereothersfailed.Furthermore,intheSecondWorldWar,

lessonsfromtheBattleofBritainwereagainlargelyignoredbyofficersofthearmyair

corpsinregardstounescortedbombers.Thus,thearmyobtainedinformationfrom

militaryattachesandotherobserversofwarfareacrossbothAtlanticandPacificoceans,

buttheknowledgeprovidedremaineddistinctlysecondaryinnature.Whileonecan

240Ibid.,55.

102

legitimatelynotethepowerofexceptionalismforAmericans,thetendencytoemphasize

personalexperienceorthatoftheirownnationovertheexperiencesofothersisnot

entirelyanAmericanaberration.Bynature,mangenerallyvaluespersonalexperienceto

thosemanifestationsofcultureandoutlookthataredeemedtobeforeign.Nationalism,

especiallyhyper-nationalismsuchaspracticedbyNaziGermany,demonstratesthis

particularfacetinspades.241

The1891InfantryDrillRegulationsmanualwasrenamedtheFieldService

Regulations(FSR)in1905,and,whilemaintainingtheprimacyoftheinfantry,thename

changealonesignaledashiftinthecurrentsofthoughtamongarmyofficers.Morethan

merelyacosmeticnamechange,the1905FieldServiceRegulationswasnolongera

compositeoftopicslooselyconnected.Ratheritnowofferedalogicalandordered

approachtothemilitarycraftandreflectedagrowingprofessionalizationoftheofficer

corps.Battlepropernowconsumedafargreaterpercentageofthemanualthanithadin

thepast.Orders,organization,list,andtablespervadedthe1905additionprovidingaclear

structure.Furthermore,andthiswasasignificantchange,themanualnolongersimply

statedwhatonedoesbutitdetailedhowonedidit,andtowhatdegree,andwhatthe

finishedproductshouldapproximate.242

The1891versionbeganwithdefinitionsandmoveddirectlytobasiccommandsto

controlsoldiers.However,the1905FieldServiceRegulations(FSR)progressedfroma

descriptionoftheU.S.Army’sorganizationtogeneralprinciples--anaturaldescentfrom

macrotomicro.Forexampleunderthetitle“Orders”points1-3read:

241AdolfHitler,MeinKampf(BottomoftheHill,2010),chap.11NationandRace.242U.S.Army,InfantryDrillRegulations1891;WarDepartment,FieldServiceRegulationsUnitedStatesArmy1905(GovernmentPrintingOffice,1905).

103

27.Amilitaryorderistheexpressionofthewillofachiefconveyedtosubordinates.28.Theartofgivingproperdirectionsandorderstotroopsisoneofthemostimportantfeaturesintheexerciseofcommand.29.Thehigherthepositionofthecommander,themoregeneralincharacterwillhisordersbe.Atthebeginningofoperations,andfromtimetotimethereafter,theplansandintentionsofthesupremeauthoritywillprobablybecommunicatedintheformoflettersofinstructions.Theseregulatemovementsoveralargeareaandforconsiderableperiodsoftime.243

Armydoctrineexemplifiedasubtleandcautiousshiftinthinkingandremainedthe

purviewoftheinfantryfortheforeseeablefuture.WalterKretchikinU.S.ArmyDoctrine

observed,“the1891and1895manuals,thedirectdescentsinalinetraceabletothe1779

Regulations,hadbeenwrittentoguideaninfantrydominatedforce.Whenchangecame

oncemore,itwasagaintechnologythatdroveit.”244Technologycertainlyservedasa

catalyst.

However,itmustbenotedthattechnologicalperformanceinAmericanexperience

onthebattlefield,bothduringtheCivilWarandagainsttheindigenousnativeAmericans,

hadbeenuneven,andthus,concreteconclusionscouldnotbeeasilydrawn.Thelegacyof

CivilWarindustrialproductionprovedmorestableanditseffectoverthecourseofawar

providedaquantitativeedgebothasdriveronthebattlefieldandoftheeconomyat

home.245

Thegrowinglethalityofthebattlefield,asdemonstratedbothbytheCivilWarand

morerecentconflictsaroundtheglobe,produceddoctrinalconsternationamongarmy

officersattheturnofthecentury.Infantryformationsthathadbeenusedforthelast

severalhundredyears,harkingbacktotheRomanlegionandtheSpanishtercio,offered

243WarDepartment,FieldServiceRegulationsUnitedStatesArmy1905,27.244Kretchik,U.S.ArmyDoctrine,104.245Koistinen,MobilizingforModernWar,88,96;KnoxMacGregorandMurrayWilliamson,TheDynamicsofMilitaryRevolution,1300-2050,1sted.(CambridgeUniversityPress,2001),4.

104

greatercontrolandconcentrationoffire,butinthefaceofaccurateartilleryfireandrapid

firegunsweretantamounttosuicide,accordingtosomejuniorU.S.armyofficers.246The

GermanssolvedpartoftheproblemthroughthephilosophyofAuftragstaktikaformof

decentralizedcontroltoallowsubordinatestoexerciseinitiativetoachievethe

objective.247Rankswereopenedupandjuniorofficers(andevennon-commissioned

officersinsomecases)exercisedgreatercontrolofthetacticalengagement.However,

duringandafterWorldWarIU.S.Armyofficersmaintainedsomedistancefromthis

innovation.

The1895InfantryDrillRegulationsstateonpageonethat“allpersonsinthe

militaryservicearerequiredtoobeystrictlyandtoexecutepromptlythelawfulordersof

theirsuperiors.”248Expectationsareclearlystatedwithabsolutelynoroomleftfor

initiativeorinterpretation.However,by1905,inpartialrecognitionoftechnological

developments,the1905FieldServiceRegulations(FSR)stated,“Anordershouldnot

trespassontheprovidenceofasubordinate.Itshouldcontaineverythingwhichisbeyond

theindependentauthorityofthesubordinate,butnothingmore.”249Furthermore,witha

nodtoGermandoctrine,theFSRcontinued,“…whenanordermayhavetobecarriedout

undercircumstanceswhichtheoriginatoroftheordercannotcompletelyforecast…it

shouldlaystressupontheobjecttobeattainedandleaveopenthemeanstobe

employed.”250Thislatterstatementappearsasifithadbeenliftedverbatim,whichwas

notuncommonduringthisperiod,fromaGermanmanual.

246AntulioJosephEchevarria,AfterClausewitz:GermanMilitaryThinkersbeforetheGreatWar(UniversityPressofKansas,2000),23.247Muth,CommandCulture,173;Echevarria,AfterClausewitz,38.248“InfantryDrillRegulations1895”(GovernmentPrintingOffice,1895),1.249WarDepartment,FieldServiceRegulationsUnitedStatesArmy1905,30.250Ibid.,31.

105

TheU.S.Army’sconductintheSpanish-AmericanWarin1898couldbesuccinctly

describedasfumblingforwardasoneunmitigateddisasterfollowedanother.Many

observers,includingA.T.Mahan,attributeditssuccessfulconclusiontofortuitouschance,

bravesoldiers,andanineptenemy.251InmanyrespectstheSpanishAmericanWarserved

todemonstratethatmodestreformsintheinterimcouldhaveprecludedthesummoningof

vastmaterialandhumanresourcesinacolossalefforttoovercomeshortsightedpolicy.

Perhapssuchknowledgeisonlygrantedthroughthelensofhistory;nonetheless,the

propensityforsuchactivitieshintsatamoresystemicfault.The1905FSRwasoneresult

ofthelessonslearnedfromtheSpanish-AmericanWarandaimedtoremedysomeofthese

faults.

Armyperformanceattheturnofthecenturyleftmuchtobedesired,andthrough

thesteadyaccumulationofnearrundisastersintheSpanish-AmericanWar,pressuresfor

changereachedatippingpoint.Despitethis,andtheactivismofjuniorofficers,change

requiredastrongpersonalityandaptnegotiatorfromoutsidetheorganizationtobring

change.Armyregulationsuntiltheturnofthecenturyfocusedlessonbattleandmoreon

properdrill,bothindividualandunit.Properformations,firecontrol,andbasictroop

leadingproceduresfilledthepagesofearlyarmymanuals.TheAmericanCivilWaris

arguablyoneofthefirstwarstofullycapitalizeonadvanceswroughtbytheIndustrial

Revolution.Yet,theAmericanofficercorpsreturnedtoprojectbuildingandanti-Indian

activitiesfollowingthewar.Bythelate1890s,theAmericanmilitaryfounditselflagging

decadesbehindtheEuropeanmilitaryprofession.

251Ganoe,TheHistoryoftheUnitedStatesArmy,371–376;“TheWorkoftheNavalWarBoardof1898:AReporttotheGeneralBoardoftheNavy,”29October1906.AlfredT.Mahan,LettersandPapersofAlfredThayerMahan,ed.RobertSeagerIIandDorisMaguire,vol.III(Annapolis,Maryland:NavalInstitutePress,1975),627–643.

106

ElihuRootservedasSecretaryofWarinthelatterhalfofPresidentWilliam

McKinley’stermbeginningin1899andlaterforPresidentTheodoreRooseveltuntil1904.

Rootasuccessfulcooperatelawyerbroughtconsiderablepoliticalacumenandcooperate

connectionstothepositionthoughhelackedmilitaryexperiencethatappearedtomatter

littleintheend.Root,bothintelligentandresourceful,graspedtheneedforinstitutional

changeandknewhowtoobtaintherequisiteinformationtomakeinformeddecisions.His

successfultenureinthepositionofSecretaryofWarwasfollowed,afterthedeathofJohn

Hay,asSecretaryofStateunderPresidentRooseveltin1905.Rootembodiedmanyofthe

idealsoftheProgressiveEra.Anablediplomatandreformer;hetookspecificinterestin

reformingtheUSArmy.252RootreorganizedtheupperechelonsoftheArmyby

introducingtheofficeofChiefofStaffand“abolishingtheofficeofCommandingGeneralof

theArmy.”253Furthermore,theMilitiaActof1903providedfundstotheNationalGuardfor

trainingandequipment.TheNationalGuardtookstepstomodernizeitsstructureand

mirrortheactivedutyArmy.

Meanwhile,thefederalgovernmentexpressedanawareness,albeitslowly,of

institutionalossificationbythelate1890’sandsoughttoremedyshortcomings.However,

nometa-theoryonefficiencyyetexistedonwhichtodraw,thusitturnedtoAmerican

businesses.Theprofessionsoftechnologyandbusinessadministrationwereintheir

infancybymodernstandards,andassuch,mostsolutionsrepresentedatinkeringaround

theedgesoveranylarge-scalestructuralchangesinactionorthought.Conceptualthought

onscienceandtechnologyduringthenineteenthremainedunifiedandcontinuedalong

similarlinesuntilaftertheSecondWorldWar.Inotherwords,traditionalviewsperceived252PhilipJessup,ElihuRoot,vol.I(Dodd,MeadandCompany,Inc,1938),215–230.253JamesDonaldHittle,ed.,TheMilitaryStaff,ItsHistoryandDevelopment(GreenwoodPress,1975),203.

107

technologyandscienceasoneinthesame.Thatmorescience“beget”moretechnology,

whichisonlytrueinthemostdistanceterms.254Thoughrelated,theexactrelationship

betweenscienceandtechnologyremainedobscuredbythefactthat“bothdealtwith

matterandenergy.”255Theconceptofefficiencydatedtoantiquity,buttheideaofbest

practicesremainedunexplored.Codifyingthoseprinciplesandthentrainingpeople

specificallytoimplementthemonlyclearlybrokethehorizonastheworldenteredthe

twentiethcentury.

Congresscontinueditseffortstoincreaseefficiencywithinthefederalgovernment

inlightofthegrowingbodyofprofessionalknowledgeonbestpractices.TheReviewofthe

WorkDonebytheJointCommission-ReorganizationoftheAccountingSystemandBusiness

MethodsintheExecutiveDepartmentspublishedin1895examinedvariousgovernmental

bureaucraciesinaneffort“tosecuregreaterefficiencyandeconomy.”256TheU.S.

governmentbeganaconcentratedattempttostreamlineitsstructureanditquickly

becameevidentthatAmericanbusinessespossessedarepositoryofknowledgeand

capability.Additionally,theU.S.ArmyArmorieshadundertakenearlyexperiencesin

efficiencyuponwhichtheFederalGovernmentwasabletodraw.257

Bytheturnofthecentury,asborneoutbytheSpanish-AmericanWar,theobsolete

militarysystemhadreachedapointthatitsantiquatedstructureandprocessesfailedto254ChalmersSherwinandRaymondIsenson,“ProjectHindsight,”AmericanAssociationfortheAdvancementofScience156,no.3782(June23,1967)Eightyearstudythatexamineddefensespendinginrelationtotechnologyandsciencetoachievebreakthroughs.Morescienceproducedmorescienceandmoretechnologyproducedmoretechnology.Inshort,defensespendingonsciencedidnottranslateintoincreasedtechnologicalbreakthroughs.Thisnewscamesomewhatasabombshellatthetime.255Layton,“Mirror-ImageTwins,”565.256AlexanderDockeryetal.,“ReviewoftheWorkDonebytheJointCommission-ReorganizationoftheAccountingSystemandBusinessMethodsintheExecutiveDepartments”(53Cong.ReportNo.2000,March3,1893),1.257MerrittRoeSmith,“ArmyOrdnanceandtheAmericanSystemofManufacturing,1815-1861,”MerrittRoeSmithetal.,MilitaryEnterpriseandTechnologicalChange:PerspectivesontheAmericanExperience(MITPress,1985),39.

108

functionadequately.Observers,bothcivilianandmilitary,couldnolongerignoretheneed

formilitaryreform.TheSpanish-AmericanWarprovidedthecatalyst,generallyabsentbut

necessary,toadvancereform.258Root,withthesupportofRoosevelt,startedhisfirst

reformeffortswiththearmy’scommandstructure.Thearmyexperiencedreformfrom

multipledirectionsoftenindependentandunrelatedtoabroaderplanresultingin

redundantworkandalossofefficiency,butoverallthereoccurredprogressinreforming

themechanismsbywhichthenation’sdefenseweretobeachieved.

PresidentTheodoreRoosevelthaddiverseinterests(afascinationwiththenatureof

technology,forexample)andaprogressivebenttowardsreform.Rooseveltappointeda

committee,inlinewithhisdirectivetoRoottoreformtheArmy,butforbroader

applicationtothefederalgovernment,anddirectedGeneralWilliamCrozier,Charles

Walcott,AdmiralFrancisTiffanyBowles,GiffordPinchot,andJamesR.Garfieldin1903,

“…toreportdirectlytomeupontheorganization,presentcondition,andneedsofthe

ExecutiveGovernmentworkwhollyorpartiallyscientificincharacter."259Thebeliefthat

sciencecouldbeappliedtootherfields,toincludethoseofman,andthatarationaland

logicalmethodologyexistedthatoncediscoveredordevelopedcouldthenbeapplied

broadly,pervadedthisera.ItconstitutedoneofthedefiningtenetsoftheProgressiveEra.

Furthermore,theProgressiveErawitnessedtherapidexpansionofprofessionalsocieties

attheturnofthetwentiethcenturydevotedtoincreasingtheknowledgeandapplicationof

theirparticularfields.260

258Ganoe,TheHistoryoftheUnitedStatesArmy,397.259TheodoreRoosevelt,“LetterfromTheodoreRoosevelttoCharlesDoolittleWalcott,”March11,1903,http://www.theodorerooseveltcenter.org/Research/Digital-Library/Record.aspx?libID=o184453.260RobertH.Wiebe,TheSearchforOrder,1877-1920(Macmillan,1967).

109

ElihuRootbelievedthatthecurrentsystemwasnotonlyinefficientbutcourting

disaster.261Onecouldargue,andindeeditwouldbeaccuratetostate,thattheProgressive

movementwithintheUSandthegrowingintricaciesofwarbothcontributedtothe

creationofaGeneralStaffsystemintheU.S.Army.TheFrenchduringtheNapoleonic

period,theRussiansinthe1830’sunderthetutelageofJomini,andindeedtheGermans

createdsuchasystemin1813-14wellinadvanceoftheU.S.Army.Root,aidedbythe

worksofSpenserWilkinsonauthor,ofTheBrainoftheArmy,andEmoryUpton,influential

advocateofaprofessionalstandingarmyontheEuropeanmodel,examinedvarious

EuropeanstaffsystemsandfoundthePrussianmodelmostimpressive.262Withthe

supportofthepresident,Rootattemptedtopushforwardlegislationtoimplementatype

ofGeneralStaffCorps,althoughoneparticulartoAmericancircumstances.263Not

surprisingly,however,thereformersencounteredsignificantresistancetotheidea

especiallyfromCivilWarveteransandaswellassomeArmyofficers.264

Rootin1899stated,“theAmericansoldiertodayisapartofagreatmachinewhich

wecallmilitaryorganization;amachinewhich,asbyelectricalconverters,thepolicyof

governmentistransformedintothestrategyofthegeneral,intothetacticsofthefieldand

totheactionofthemanbehindthegun.”265AdmiralBradleyFiskein1916employed

similarlanguagetostate:“anavybeingamachinecomposedofhumanandmaterial

261ElihuRoot,“EstablishmentofaGeneralStaffCorpsintheArmy”(GovernmentPrintingOffice,1902),9–11;Wilkinson,TheBrainofanArmy.262Root,“EstablishmentofaGeneralStaffCorpsintheArmy,”3–4;Koistinen,MobilizingforModernWar,88–90;Spaulding,TheUnitedStatesArmyinWarandPeace,395–397;Hittle,TheMilitaryStaff,ItsHistoryandDevelopment,195–209.263Root,“EstablishmentofaGeneralStaffCorpsintheArmy,”4.264PhilipSemsch,“ElihuRootandtheGeneralStaff,”MilitaryAffairs27,no.1(1963):16–27.265ElihuRoot,TheMilitaryandColonialPolicyoftheUnitedStates:AddressesandReportsbyElihuRoot(HarvardUniversityPress,1916),3.

110

parts…”266Thetransitionfrommantomachineoccurredwithlessangst,andperhapseven

someenthusiasmonthepartofAmericansociety.Americancultureingeneral--its

business,institutionsandeventheyouthfulnessofthenation--contributedtothefavorable

perceptionoftechnology.Armyofficers,especiallyinthemoretechnicalfields,displayed

eagernesstoembraceandcapitalizeonthepotentialofnewtechnologiessuchasthe

telephone.

Thearmyservedastheprogenitorofprogressiveorganizationstocome,insofar

thatitdisciplined,organized,inculcatedindividualsefficiently,providingablueprintfor

organizationalcontrolandcollectivism.WalterLippmann,anotedpoliticalcommentator

andjournalist,observedin1916that,“thewar[WorldWarI]hasgivenlargenumbersof

Americansanewinstinctfororder,purpose,discipline.TheseAmericansaredistressedat

thelocalselfishnessandblindindividualismoftheUnitedStates.Theyfeelthatmodernlife

requiresapeoplescreweduptoahigherpitchofdevotionandforethought…itisfromthis

sentiment…thatMr.Roosevelthasbeendrawingstrength.267”Armedconflicthasbeenthe

greatorganizerthroughouthistoryasgroupsandnationsassembledbothforsecurityand

profit.However,intheAmericancontextthewarservedtomoveahighlyindividualistic

societytowardssomedegreeofcollectivism.

Themostdominantculturalfactorsinasocietydecidedlyshapearmies,and

likewiseofficersgenerallyassumeattributesfromtheenvironmentinwhichtheyexist.268

Cultureisanamalgamationofone’shistory,institutions,technology,geography,and

religion.PowerfulideasandmovementssuchastheEnlightenment,Romanticism,Social

266Fiske,TheNavyasaFightingMachine,193.267DorothyW.Straight,ed.,TheNewRepublicBook :SelectionsfromtheFirstHundredIssues.(RepublicPublishingCompany,1916),126.268Clausewitz,OnWar,100–101,580.

111

Darwinism,andnationalismcanserveaspotentcatalyststotransformattributesalready

inherentinapeople.269Atthetailendofimperialism,pejorativeperceptionsexisted

regardingmostnon-whitenationsandevenintheWestvariousnationsjostledforsuperior

positionwithinapresumedDarwiniancontext.Abeliefpersistedthattacticalsuccess

mightdependuponnationalvirtuesthatonenationhadbutanotherlacked.Attacksfailed

notbecausetheyfacedmachine-gunsorartillerybutbecausetheylackedsufficientElán.

Thequestionofthesuperiorityofmanormachinehadyettobeanswered.Technologyhad

clearlyalteredtheformulaofbattle,buttowhatdegreeremainedunanswered.Andeven

whenansweredbythehundredsofthousandsofBritishandFrenchdeadof1914-17,the

Americanshadtotrythemselves.Itwasnotenoughtomerelyobservefailurefromafar;

onehadtoexperienceitintimately,personally.Thus,onemightshareasimilardoctrine

withanothernation,butfailure,shoulditoccur,reflectednotdoctrinalshortcomingsbut

ratheranationalflaworweakness.270

OneshouldnotethattherewereafewAmericanreformerswhosoughttodevelop

andadvancetheartofwar,whiletakingintoaccounttheculturalparticularitiesof

Americansociety,inthelastquarterofthenineteenthcentury.EmoryUpton,acareer

soldierservedintheCivilWarandlatertouredEuropein1876visitingtheleadingmilitary

institutions.UponhisreturnhecompliedhisnotesthatspokehighlyoftheGermansystem,

thoughthemanuscriptwasonlypublishedafterhisdeath,whichservedtoinformedRoot’s

reforms.271ArthurWagner,adiscipleofEmory,waspostedtoFortLeavenworthInfantry

269Strassler,TheLandmarkThucydides;BarryPosen,TheSourcesofMilitaryDoctrine:France,Britain,andGermanyBetweentheWorldWars(CornellUniversityPress,1984);MacGregorandWilliamson,TheDynamicsofMilitaryRevolution,1300-2050.270MichaelHoward,“MenAgainstFire:TheDoctrineoftheOffensivein1914,”Paret,Craig,andGilbert,MakersofModernStrategyfromMachiavellitotheNuclearAge,510.271Weigley,TowardsanAmericanArmy,104.

112

andCalvarySchoolinthelate1890s.Oncethere,Wagnerreformedthecurriculumand

increasedthestandards.Oneauthorreferredtohimasthe,“…SylvanusThayerofthe

GeneralServiceschools.”272Upton,Wagner,andRooteachwrestledwithhowto

amalgamateEuropeanmethodsofwarfaretotheAmericancharacter.

Americaninstitutions,laws,andsocietyingeneraldidnotshare,atleastnottothe

samedegree,themilitarismofPrussiaortheimperialismofBritain.273NordidAsian

civilizationshavetheanswer,inpartbecauseoftheWest’stechnologicaldominance,which

castothercivilizationsinanunfavorablelight.Asianarmiesdidnotoffermuchofvalueto

U.S.Armyobserversandthereforeappearedweakanddisorganized.Furthermore,the

collectivismofAsiancultures,whichcontrastedsharplywiththeindividualismfoundinthe

UnitedStates,hasalwaysbeensomewhatofananathematoAmericansociety.Aswell,

EuropeanpowersexercisedgreaterpowerovertheirpopulacesincomparisontotheU.S.,

whichstressedtheindividualaboveallelse.

Americanofficerswerenottheonlyoneswhowrestledwithtechnological

advancementsandtheirimpactonthebattlefield.SinceAmericanofficersreliedheavilyon

theEuropeanmodel,intellectualcrisesintheoldworldcausedripplesinthenew.The

BritishArmy,forexample,enjoyedadistinctmilitarycultureandalonglegacystretching

backhundredsofyearsthatinfusedaheavydoseoftraditionofthepastintothepresent.

Officersknewtheimportanceofinstillingasenseofprideintheirsoldiersandthatpride

foundcontinuityandsubstancefromthepast.Aunit’spast,itsreflectedglory,honorand

evencollectivesacrificewerecastforwardlikeasettingsunupontheoceanilluminating

thepresentinahueofsplendor.Thissplendormustbeprotected,defended,andif272Ganoe,TheHistoryoftheUnitedStatesArmy,363;Weigley,TowardsanAmericanArmy,145.273Root,TheMilitaryandColonialPolicyoftheUnitedStates,3.

113

necessarysacrificedforthatitmightendure.Thehumanofelementofwarfare,its

centralityindefeatorvictory,representednotonlytwomillenniaofrecordedexperience,

butitalsoembodiedamorerecentbutnolesspotentmemoryofthosethathadfallenin

servicetothatunitandnation.

Someobserversoutsidethemilitarythatattemptedtograpplewiththedangersof

moderntechnologyonthebattlefieldsuchasJean(Ivan)deBloch,aPolishbankerand

industrialist,whopublishedTheWarsoftheFuturein1899.274Blochpositedthatwar

shouldbeavoidedinthefuturebecausetechnologicaladvanceshadincreasedthelethality

ofweaponstoadegreethatwouldberuinous.War,ifitcame,wouldnecessarilyresultin

economicexhaustioninamatterofweeks.BlochwasnotwidelyreadpriortotheFirst

WorldWar,andthoughcorrectinsomeobservations,hisanalysisprovedlargelyirrelevant

toitsparticipants.Thefocuscontinuedtobeontechnologyandthetoolsofwar.More

subtlebutnolesspowerfulweretheintellectualfissuresthatweregainingforce.

Technology,thoughmorespecifically,theawarenessofit,itseffects,itsinfluenceon

everydaylifebegantotakeholdintheU.S.Armyofficercorpsasthetwentiethcentury

rapidlyapproached.

AsurveyofU.S.Congressionaldocumentsrevealsthatbetween1880and1900the

wordtechnologyappearsamere29times;bycontrast,between1901and1921,asecond

consecutivetwenty-yearperiod,“technology”enterscongressionalparlance410times.

Certainly,publishingincreasedoverthoseperiods,andthereareunpublisheddocuments

totakeintoaccount;nonethelessasageneraldatapointitdoessupporttheassertionthata

lineofdemarcationhasbeencrossed.Asimilarsearchoftheterm“scientificmanagement”

274Bloch,TheFutureofWar.

114

yieldsameretwomentionsbetween1800and1900.However,aqueryfor1901-1921

returns67matches.Interestingly,theuseofthistermreacheditsapexduringtheFirst

WorldWarandifthesearchisextendedasapointofreferencethefrequencyoftheterm

dropsoffsharplyinuseaftertheSecondWorldWar.

FrederickTaylor,thefatherofscientificmanagement,remainedrelativelyunknown

outsideengineeringfieldsuntiltheFirstWorldWar.Hissecondwork,ThePrinciplesof

ScientificManagement,publishedin1911,articulatedmethodsandprocesseswhereby

managementinafactorycouldincreaseefficiency.275Taylornotonlyexaminedfactory

floorplanstodevelopthemostlogicalandefficientlayout,butalsousingsimilarmethods

howtoachieveoptimalperformancefromworkers.Thelatteraspectgeneratedagreat

dealofdebate,becauseTaylorperceivedworkersinmuchthesamewayheconceivedof

machines.Awarenessofmoralandpsychologicalelementshardlyfactored,ifatall,intohis

formulas.276

Intheearlyyearsofthetwentiethcenturydiscovery,excitementandpossibility

infusedtheperceptionoftechnologyinAmerica.Thosesentimentswerenotentirelyalien

tothearmyofficersandinfactagreatdealofexcitementsurroundedtheradio,airplane

andrapid-fireweapons.Thesetechnologiesenhancedarmies’andnavies’capabilitiesin

war,butdidnotappeartoradicallyupsettheequilibriumbetweenoffensiveanddefensive

warfare.SecretaryofWarRootleftnodoubtastowhathethoughtwerethedominant

lessonsoftheCivilWarandSpanish-AmericanWarwhenheobserved,“…themachinewas

themachinebywhichwasfought,throughwhichwereclothedandarmed,equipped,

275FrederickWinslowTaylor,ThePrinciplesofScientificManagement(Harper,1913).276JosephSchumpeter,“DigitalTaylor:AModernVersionofScientificManagementThreatenstoDehumanisetheWorkplace,”TheEconomist,September12,2015.

115

transportedandordered,thearmieswhichfought,thegreatestcivilwarofmoderntimes.

Itwasthemachinerythatwereceivedthroughthatgreatgeneration…ithasrequiredthe

experienceofanotherwartoteachtheAmericanpeoplewhereitneedsimprovementand

change.277Roothailedfromabusinessbackgroundhisknowledgeandexpertiseinclined

himtoperceivesolutionsnotasasoldierbutasabusinessman.Forhim,presentarmy

shortcomingsweretheresultofmanagement,organization,andindustrialfailuresthathad

accumulatedinthesystemsincetheCivilWar.

ThecreationofaGeneralStaffrepresentedafurtherdevelopmentinthe

professionalizationoforganizedviolence.Inmanywaysitmirroredthechangingsocialand

politicallandscapefromtribetothenation-state,fromwarriortoprofessionalsoldier.The

embryonicAmericansystemhadinheritedformandalsomemoryfromitsparentGreat

Britain’sstoriedhistory.TheFoundingFathers,wellversedinPolybiusandTacitus,

structuredtheAmericansystemtoresistandactivelyhinderthepossibleriseoftyranny.

Usurpersoftenemergedfromtheexecutivebranchesofgovernmentandtheirtoolof

controlandoppressionwasoftenanarmy.Thus,thearmy,liketheexecutivebranch,

founditselfrestrainedbydesign.Bydelayingandretardingprofessionalization,politicians,

deliberatelyorunconsciously,minimizedthethreatofamilitarycouptotheAmerican

people.278

ThesafeguardsagainstmilitarismbuiltintotheAmericansystemrenderedboth

protectionbutalsoinefficienciesthatextendedtotheArmy’sofficercorps.Significant

conflictsbetweenthePresidentandtheCommandingGeneral,aswasthecasebetween

LincolnandGeneralGeorgeMcClellan,becameobviousintimesofwar.Moreover,bythe277Root,TheMilitaryandColonialPolicyoftheUnitedStates,4.278Semsch,“ElihuRootandtheGeneralStaff.”

116

adventofthetwentiethcenturytheseConstitutionalsafetyswitcheshadobstructed

necessaryintellectualdevelopmenttoadangerousdegree.Severalmilitaryoperations

nearlyflounderedonpoorservicecommunicationandoverallineffectualcommand.The

SpanishAmericanWar,andspecificallytheinvasionofCubasucceededonlybecauseof

equalorgreaterineptitudebytheSpanish.TheeconomicinequalitythatexistedinCuba

furthertiltedthescalesinfavoroftheAmericans.However,theentiremilitaryenterprise

wasplaguedwithpoorsupply,transportation,andmobilizationbythearmy.Comparably

poorcooperationbetweentheArmyandNavydidlittletoenhancethechancesofvictory.

Nevertheless,enterprisingyoungofficersandtheaggregatemassthrownagainstthe

objectiveoverwhelmedtheSpanish,whodemonstratedlittleenthusiasmforthewar.279

NoneoftheotherEuropeanGeneralStaffsdevelopedthelevelofprofessionalismor

wereasintentionalasthePrussians,nonetheless,thegreatEuropeanpowersofthe

nineteenthcenturyallfounditbeneficialandnecessarytothinkandactalongthoselines—

educatingandpracticingmethodicalplanningledbyageneralstaff.280However,theUS

Armylaggedbehind,despitestrategicpolicysquabblesatthehighestlevelandseveral

operationalnear-debacles.NotuntiltheRootreformsdidtheU.S.ArmycreateaGeneral

StaffCorps,andeventhenCongressandmostcitizensmakeknownnogreatinternaldesire

ormotivationforsuchaninstitution.281

Thearmyappearedcognizantoftheincreasingtechnologicalaspectsofwarbutit

didnot,asofyet,perceivethosechangesasradicallychangingbattlefieldconduct.Rootdid

279Spaulding,TheUnitedStatesArmyinWarandPeace,378–381;Pearlman,WarmakingandAmericanDemocracy,172–175;JosephC.BernardoandEugeneH.Bacon,AmericanMilitaryPolicy(Penn.,MilitaryservicepublishingCompany,1955),274–285.280Hittle,TheMilitaryStaff,ItsHistoryandDevelopment.281Root,“EstablishmentofaGeneralStaffCorpsintheArmy,”3.

117

notwearauniformandhehadalmostnomilitaryexperience.Inspiteofthese

shortcomings,Rootexperiencedfarmoresuccessthanmostinitiallythoughtpossible.He

institutedreformstomodernizethearmyofficerstructureandelevatetheprofessionalism

ofthecorps.On14February1903thePresidentRooseveltsignedthebillandtheAmerican

ArmyGeneralStaffCorpscameintobeing.282Rootrationalizedthecommandstructure,but

theArmy’stechnologicalgenehadalreadydevelopedandthroughaprocessthat

representedlessachoicethanhappenstance.

282Semsch,“ElihuRootandtheGeneralStaff,”27.

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ChapterVI

FrederickTaylor,ScientificManagement,andtheU.S.ArmyArmories

Onenotableanomalyingeneralpatternoffederalsubsidiesforprivateeconomic

activitieswastheestablishmentofarmoriestoproducevarioustypesofweaponsforthe

UnitedStatesArmyandNavy.Thefivegovernmentarsenalsatthetimewere:RockIsland,

Frankford,Springfield,Watervliet,andWatertown.283TheArmy’sroleinthedevelopment

oftheAmericansystemofmanufacturingprovidedfertilegroundfortheideasofFrederick

Taylor.Anengineerbytrade,TaylorpublishedThePrinciplesofScientificManagementin

1911,agroundbreakingworkthatdetailedgeneralapplicationofhisideastomaximize

industrialefficiency.Scientificmanagementwasatfirstreferredtoas“Taylorism”orthe

Taylorsystem,butlater,todistancetheconceptfromthecontroversialfigure,

professionalsmodifiedthenameto“scientificmanagement.”Scientificmanagement

utilizedscienceandengineeringtodeducethemostefficientmethodsofagivenactivity.

TaylorfoundthearmoriesoverseenbytheWarDepartmentaveritableEdentoexperiment

withhismethodsofefficiencyinacontrolledenvironment.

TheHarper’sFerryArmory,establishedin1799andlocatedinWestVirginia,was

thenation’ssecondgovernment-operatedarsenal.284Militarymanagementoverthe

followingdecadesimplementedincrementalefficiencychangesatthearmory,andasearly

as1841,supervisorsinstalledaclocktoregulateworkinghours.285TheUSArmyOrdnance

Bureaumaintainedresponsibilityforthearmories,andtheearlymanufacturingpractices

283WilliamCroziertoFrederickTaylor,December14,1906,Box114,FrederickWinslowTaylorCollection.284MerrittRoeSmith,HarpersFerryArmoryandtheNewTechnology:TheChallengeofChange(CornellUniversityPress,1980),41.285Ibid.,271.

119

putinplaceinthefirsthalfofthenineteenthcenturyproliferatedfirsttosimilararms

industriesandtheneventuallytootherfieldsentirely.286

Thegovernment’sinitialmovetowardefficiencypredatedFrederickTaylor’sideas

andtookconcreteformwiththecreationoftheForestServicein1905.287Asearchthrough

amassiveelectronicdatabasecatalogingCongressionaldebatesrevealedthattheterm

“scientificmanagement”wasrarelymentionedbefore1894.288Tayloropenedan

independentengineeringfirmin1893;thereafter,otherbureaucraticchangesfollowed

withintheFederalGovernmentbothinfrequencyandmagnitudeandwereinfluencedin

partbytheadoptionofFrederickTaylor’sideasoverthenextseveraldecades.However,

Taylor’sgreatestsuccessresultedinhissystembeingadopted,inwholeorinpart,at

variousfederalarmories.

CaptainWilliamCrozier,initiallyacoastartilleryofficer,playedanimportantrole

indisseminatingTaylor’sideasintheWarDepartmentandtheArmy.Crozierhad

demonstratedhisengineeringaptitude,honedatWestPoint,whenhedevelopedagun

carriagein1893.KnownastheBuffington–Croziercarriage,itwasdesignedforusein

fortsalongthecoast.289Thecarriageallowedthecannontobeloweredtoaffordcoverand

concealmentwithinthefortfromenemywarships.Crozier’sinterestintechnological

manufacture,withwhichtheOrdnancebranchwasintenselyinvolvedduringthisperiod,

286MerrittRoeSmith,“ArmyOrdnanceandthe”AmericanSystem“ofManufacturing,1815-1861,”Smithetal.,MilitaryEnterpriseandTechnologicalChange,77.287FrancisFukuyama,“AmericainDecay,”ForeignAffairs93,no.5(October2014):5–26.288UnitedStatesCongress,“CongressionalRecord:Vols.1-156Pt.12(1873-2010)(43rdCongress,SpecialSessionto111thCongress,2ndSession),”August2014,Heinonline,http://www.heinonline.org.www2.lib.ku.edu:2048/HOL/Index?collection=congrec&set_as_cursor=clear.289“BigArmyContracttoBeLet;TenDisappearingGunCarriagesWanted,”NewYorkTimes,November24,1894,http://query.nytimes.com/gst/abstract.html?res=F10C13FF355515738DDDAD0A94D9415B8485F0D3.

120

continuedthroughouthiscareer.TheOrdnancebranchwasresponsibleforengineering,

manufactureandproductionofArmyweaponryandthereforeappearedperfectlysuitedto

capitalizeonchangeswithinthesefields.

Crozierhadadistinguishedcareerthatatvarioustimesputhiminthepresenceof

notableAmericanpioneers.CrozieraccompaniedCaptainAlfredThayerMahantothefirst

HagueConventionin1899asrepresentativesoftheUnitedStates.290Anamicableand

mutualrespectdevelopedbetweenthetwomenandbothplayedprominentrolesinthe

developmentoftheAmericanmilitary.291MahanhadpublishedTheInfluenceofSeaPower

UponHistory,1660–1783in1890,whichinthefollowingyearsprofoundlyinfluenced

majorpowersaroundtheworld.292InJapan,Britain,Germany,andoddlytoalesserextent

theUnitedStates,itinauguratedmassivefleetexpansionsthatcontributedtoanavalarms

race.293FollowingtheHagueConventionandtheirreturnstateside,CaptainCrozier

deployedtoChinaaroundthetimeoftheoutbreakoftheso-calledBoxerRebellion.There

isnosmallironyforMahan’spartatthepeaceconvention,followedbyhisinadvertent,

thoughsignificant,roleinprecipitatingthenavalarmsracethatprecededtheFirstWorld

War.

CroziermadeanameforhimselfonthestaffofMajorGeneralAdnaR.Chaffeeinthe

reliefexpeditiontoPekinginAugustof1900.Crozierprovidedasummaryofhis

290AndrewWhite,TheFirstHagueConference(NewYork:TheCenturyCompany,1905),3;AlfredT.Mahan,LettersandPapersofAlfredThayerMahan,ed.RobertSeagerIIandDorisMaguire,vol.II(Annapolis,Maryland:NavalInstitutePress,1975),641.291Mahan,LettersandPapersofAlfredThayerMahan,1975,III:38,106.292AlfredThayerMahan,TheInfluenceofSeaPowerUponHistory,1660-1783(Boston:Little,Brown,andCompany,1890).293SeeLisleRose,PoweratSea:TheAgeofNavalism,VolumeI(Columbia,MO:UniversityofMissouriPress,2007),PrologueandChapters1and2,passim.

121

experiencepublishedin1901throughTheNorthAmericanReview.294Chaffee,also

submittedapersonalaccountandrecommendedCrozierforpromotiontomajor.295It

seemedafairrecommendation,whichSecretaryofWarElihuRoottooktoheart,although

strictsenioritypreventedthesecretaryfrompromotingsomeonetoanygradebelow

generalofficer.Atthetime,Armyofficerstrengthnumberedbetween2146officersonthe

low-endin1894and2486onthehigh-endin1900;withsuchlownumbers,namesand

reputationswerewellknown.296RootpromotedandadvancedCaptainCrozierfourranks

toBrigadierGeneralandtransferredhimfromtheCoastArtilleryBranchtobecomeChief

ofOrdnanceoftheUnitedStatesArmyin1901.Crozier’sinterestinengineeringsoonled

himtosearchfornewmethodsandprocessestoincreaseoutput.

In1903,Crozierserved,byrequest,onacommitteeforPresidentTheodore

Roosevelt.Rooseveltdemonstratedanunderstandingofexpandingindustrializationand

changingcharacterofAmericansocietyandpaceofthenewcentury,andhedesiredmore

informationonhowtoincreaseefficiency.Accordingly,Rooseveltwrote,“inviewofthe

authoritysoconferredonme,Iappointthefollowingcommitteetoreportdirectlytome

upontheorganization,presentcondition,andneedsoftheExecutiveGovernmentwork

whollyorpartlyscientificincharacter,anduponthestepswhichshouldbetaken,ifany,to

294WilliamCrozier,“SomeObservationsonthePekinReliefExpedition,”TheNorthAmericanReview172,no.531(February1901):225–40.295UnitedStatesWarDept,AnnualReportsoftheWarDepartmentfortheFiscalYearEndedJune30,1903(Washington,D.C.:U.S.GovernmentPrintingOffice,1903).296FrancisHeitman,“HistoricalRegisterandDictionaryoftheUnitedStatesArmy”(Washington:GovernmentPrintingOffice,March1903).

122

preventtheduplicationofsuchwork,toco-ordinateitsvariousbranches,toincrease

efficiencyandeconomy,andtopromoteitsusefulnesstothenationatlarge.”297

InDecember1906,now-GeneralCrozierprovidedatouroftheSandyHookProving

GroundstomembersoftheSocietyforMechanicalEngineering.298CrozierinvitedThe

AmericanSocietyofMechanicalEngineers(ASME)toSandyHookProvingGroundto

demonstratenewapproachestotheproductionofmilitaryordnance.Hedescribedthe

tourasfollows:

ThemembersoftheSocietyweretheguestsoftheWarDepartment…SecretaryofWar,WilliamH.Taft,designatedashispersonalrepresentativestoreceivetheSocietyatSandyHook,BrigadierGeneralWilliamCrozier,ChiefofOrdnance…About800membersoftheSocietyandtheirguestsmadethetrip…ItwasundoubtedlyoneofthemostenjoyableaswellasinstructiveexcursionsevermadebytheSociety,andeveryonewhotookpartunderstandsinwhatlargemeasureweareunderobligationtotheWarDepartmentforthisspecialcourtesyshowntheSociety.299

Oneofthesociety’smembersinattendancewasFrederickWinslowTaylor,then

servingastheorganization’spresident.Taylor’spresencewascoincidental,atleastforhis

part,butevidencesuggeststhatCrozierknewofTaylorandhismethods.Taylorism,asa

term,hadnotyetbecomewidelyknown.OutsidethemanufacturingfieldTaylor’sname

probablymeantlittle,buthismethodsandideashadbeguntodiffusewithinAmerican

industry.

Crozier’sexperienceandassignmentslikelyprovidedhimwithsomeknowledgeof

theprincipalleadersandnamesofindustry.Theleadingengineeringjournaloftheperiod,

297TheodoreRoosevelt,“LetterfromTheodoreRoosevelttoWilliamCrozier,”March11,1903,http://www.theodorerooseveltcenter.org/Research/Digital-Library/Record.aspx?libID=o184439,TheodoreRooseveltPapers.298WilliamCroziertoTaylor,December14,1906.299ASMETransactions,vol.28(NewYork:AmericanSocietyofMechanicalEngineers,1907),7.

123

theAmericanSocietyofMechanicalEngineers(1904),publishedarticlesontheworkofboth

TaylorandCrozier.300Furthermore,therewereonlytwomajorsteelmanufacturing

companiesintheUnitedStatesatthetimeandTaylorhadworkedatboth.Frederick

TaylorworkedforMidvaleSteelCompanyfrom1878until1890wherehelearnedthe

detailsandmethodsofmanagingamachineshop.Later,in1898,hewasemployedbythe

BethlehemSteelCompany.301WhileatBethlehemherefinedandappliedhissystemto

improveefficiency.Taylorexaminedthe,“Tasksforeachemployee…makingaverycareful

analysis...usingthestopwatchtodiscoverthe‘unittimes’requiredforthevariouswork

elements.”302Taylor’sexperiencesandprocesscapturedinthearticle,“ArtofCutting

Metals”(1906)receivedsignificantexposureandmadehissynonymouswithefficiency.303

Subsequently,abeneficialrelationshipdevelopedbetweenthesetwoacquaintances

thatpromisedtobringsignificantsavingsandefficiencytoArmyarsenals.304Following

Taylor’svisittotheprovinggroundshesentalettertoCrozierthankinghimforthe

“honor”ofvisitingandthe“expense”oforganizingtheevent.305Fromtheearliestmoment

bothmenhadrealizedthebenefitsofaunion.Taylorobserved,“Ithasbeenaliberal

educationtous,andItrustmayalsobeofvaluetothedepartment.Ineednottellyouhow

greatlyinterestedIhavebeenintheOrdnanceDepartmentformanyyears…..”306Taylor

continuedbynotingthathedispatched“severalpamphletsonshopmanagement”and

300R.Birnie,“OrdnanceforTheLandService,”AmericanSocietyofMechanicalEngineers25(1904):355,374;FrankRichards,“IsAnythingtheMatterwithPieceWork,”AmericanSocietyofMechanicalEngineers25(1904):68,75.301AmericanSocietyofMechanicalEngineers,“FrederickWinslowTaylor,”TransactionsoftheAmericanSocietyofMechanicalEngineers28(1907):28.302HoraceDrury,ScientificManagement:AHistoryandCriticism(P.S.King&Son,LTD,1915),210.303AmericanSocietyofMechanicalEngineers,“FrederickWinslowTaylor,”31–350.304FrederickTaylortoWilliamCrozier,December10,1906,Box114,FrederickWinslowTaylorCollection.305Ibid.306Ibid.

124

invitedCroziertodinnerathishometobefollowedthenextdaybyvisitingTaylor’sshop

sothatCroziercouldobservethesysteminactionTaylor’sinvitationwasreadilyaccepted

byCrozier.307

CorrespondencebetweentheCrozierandTaylorincreasedthroughthecoming

years;attimesletterswereexchangedseveraltimesaweek.InJanuary,1909,Crozier

alongwithseveralotherArmyofficersvisitedTaylor.Thetripwasnotonlyinformative,

butalsosymbolicsinceCrozierservedastheChiefofOrdnanceheimplicitlyspokeforthe

branch.Taylorelaboratedingreatdetailthemethodsandeffectivenessofhissystem.

FollowingthevisitCrozierreturnedtoWashingtongenuinelyenthusiasticabouthis

experienceandexpressedconsiderableinterestinTaylor’smethods.308Crozierremained

infrequentcontactwithTaylorandonmultipleoccasionsoverthenextfiveyears,oftenin

responsetonewspaperarticlesonworkerresistance,CroziersentletterstoTaylor

promptinghimtorespondtothecontroversies,aswellasprovidesolutionsiftheissues

relatedspecificallytotheOrdnancedepartment.309

Notsurprisingly,workersbristledatthenewlevelofsupervisionandmechanistic

methodsimposedbytheTaylorsystem,asystemthatminimized,ifnotremoved,theart

andcraftofthearmorer.Arsenalquotasemphasizedquantityanddrovedownwages.

TheTaylorismapproach,whichcharacterizedmenintheimageofmachinestobeutilized

asinterchangeableparts,dismissedasirrelevantexperience,expertise,andmasteryof

307Ibid.;CroziertoTaylor,December14,1906.308WilliamCroziertoFrederickTaylor,January25,1909,Box114,FrederickWinslowTaylorCollection.309WilliamCroziertoFrederickTaylor,February13,1909,Box114,FrederickWinslowTaylorCollection;WilliamCroziertoFrederickTaylor,March30,1909,Box114,FrederickWinslowTaylorCollection;WilliamCroziertoFrederickTaylor,April3,1909,Box114,FrederickWinslowTaylorCollection;WilliamCroziertoFrederickTaylor,March16,1910,Box114,FrederickWinslowTaylorCollection;WilliamCroziertoFrederickTaylor,March17,1913,Box114,FrederickWinslowTaylorCollection.

125

one’scraft.Taylorviewedtheartisan,asdidCrozierthoughtoalesserdegree,with

skepticismnotunlikehowonemightperceivechildrengivenataskwhichtheywere

predisposedbynaturetoshirk.Thus,thechildren(workers)requiredcarefulsupervision

andongoinginspectionoftheiractionstoensureefficiency.ScientificManagement

providedthatmeans.

Inearly1909CrozierimploredTaylorinseveralletterstovisittheWatertown,

Massachusetts,arsenaltoexaminewhatshouldbedonetheretoimplementscientific

management.310Taylor,uninformedaboutfederalpersonnelpoliciesandequally

uninterested,largelyfailedtoappreciatetheobstaclesandcomplexityCrozierencountered

institutionalizingscientificmanagement.311Federalworkershadaccesstogreatresources

andwerebetterprotectedthantheirprivatecounterparts,andtheyoftencontacted

congressmenwhenevertheirjobswerethreatenedbyproposedreductionsandchangesto

improveefficiency.312Thus,CrozierandtheOrdnancearsenalmanagersworriedoverthis

kindofbureaucraticresistanceastheysoughttoimplementelementsofTaylor’ssystem,

realizingthattheyfacedpotentialCongressionalscrutinyandevenhostility.

Taylorrarelysharedordemonstratedanygreatconcernfortheworker,atleastnot

inthemanneronemightexpect.Taylor’sempathy,hiscontributiontotheircharacter

development,wasinmakingthemworktotheirfullestpotential.AccordingtoAitken,“the

introductionoftheTaylorsystemofmanagementatWatertownArsenalwasnotmerelya

technicalinnovation.Itwasahighlycomplexsocialchange,upsettingestablishedrolesand

310WilliamCroziertoFrederickTaylor,February6,1909,Box114,FrederickWinslowTaylorCollection;WilliamCroziertoFrederickTaylor,February8,1909,Box114,FrederickWinslowTaylorCollection.311WilliamCroziertoFrederickTaylor,May10,1909,Box114,FrederickWinslowTaylorCollection.312CroziertoTaylor,February13,1909;CroziertoTaylor,April3,1909.

126

familiarpatternsofbehavior,establishingnewsystemsofauthorityandcontrol…”313The

threatofsocialchangeandthedestructionoflongestablishedmethods,especiallythe

valuesofthemastercraftsman,theartisan,greatlyincreaseddiscontentaboutthe

situation.ThearsenalsandlatertheArmyofficercorpsinevitablyexperiencedsocial

upheavalwiththeintroductionofscientificmanagementthatservedasaprecursoror

prototypefortheadvanceofsocialsciences.Thischangemirroredabroader

professionalizationthattranspiredwithinAmericaduringthisperiod.Furthermore,the

proximityandnatureofthesechangescontributedtotheintellectualframeworkofthe

Armyofficercorps.

Taylorwasnolessaprogressivethanothersofhisday,buthisprogressivismwas

ofadifferentorder,aviewof“progress”thatvaluedthetool,themachine,thesystemover

theindividual.Thebettermentofeachindividualcouldbestbeachievedthroughself-

actualization.EvenifhesympathizedwithTaylor’sviews,andthereisevidencehedid,

Croziercouldnotemploythoseideasarbitrarilywithoutcausingworkerstrikesand

politicalturmoil.314ThroughhisrelationshipwithTaylorCrozierscatteredtheseedsof

scientificmanagementwithintheArmy.Thequalitiessoughtinofficers,andthe

propensityofsolutionstoassumeamechanisticcharacterinformedbymindstrainedin

thesocialsciencesandcomplementedbyatechnologicalconstructisrooted,atleastin

part,intheideasandmethodsofCrozierandTaylor.Scientificmanagementismost

amenabletomanufacturingplantsthatfocusonrepetitivetasks,butTaylor’sandCrozier’s

acolytesexploitedthepotentialtoapplyscientificmanagementtothefieldsparticularto

313HughGeorgeJeffreyAitken,TaylorismatWatertownArsenal:ScientificManagementinAction,1908-1915(LiteraryLicensing,LLC,2011),12.314CroziertoTaylor,April3,1909.

127

man.Psychology,government,managementandevenwarappearedtobefieldsthatmight

benefitfromscientificmanagement.315

TaylorvisitedtheWatertownarsenalandthoughtitshouldbeclassifiedasan

“engineeringestablishment,ratherthanamanufacturingestablishment”becauseofthe

diverseandcomplexnatureoftasks.316TheWatertownarsenalproducedexperimental

weaponsandequipment.Theythenconductedteststoevaluatethereliabilityand

feasibilityofitemsproduced.317Taylor’sclarityonthispointleftsomethingtobedesired

becausethefactsdidnotsupporttheassertionthatWatertownwasthebestlocation

insofarastheprinciplesofscientificmanagementwereconcerned,however,bothmen

desiredtogetthesystemimplementedasquicklyaspossible.Regardless,theWatertown

arsenaldidofferauniqueopportunity,andatthesametimetheproposalofferedinsight

intotheguidingassumptionsheldbymilitaryofficers.Watertownremainedtheleast

amenabletoscientificmanagementingeneralandprobablythemostdifficultofanyofthe

arsenalsbecauseofthecomplexnatureoftheworkthere.TheTaylorsystem

demonstrateditsgreatestefficiencygainsinplantsinwhichworkermovementsremained

repetitiousandsimpleinnature.318Inspiteofthisincongruity,theWatertownarsenalwas

wheretheOrdnanceBureauimplementedTaylor’ssystem.319Crozier’slogicimpliedthatif

scientificmanagementwassuccessfullyinstalledherethenitwascapableofbeinginstalled

anywhere.CrozierendedhislettertoTaylorobserving,“Iamgladthatyourjudgment

315DanielNelson,“AMentalRevolution:ScientificManagementsinceTaylor,”1992,chap.1.316WilliamCroziertoFrederickTaylor,April8,1909,Box114,FrederickWinslowTaylorCollection.317Aitken,TaylorismatWatertownArsenal,53.318FrederickTaylortoWilliamCrozier,April20,1910,Box114,FrederickWinslowTaylorCollection.319CroziertoTaylor,April8,1909.

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agreeswithminethatthisarsenalisthebestplaceatwhichtomakeacommencement.”320

Thisassertionwasbasedlessonthemeritsofthesystemthanontheresistanceofworkers.

InadditiontoanyadvantagegainedintheimplementationofTaylorisminthe

complexoperationsoftheWatertownarsenal,withitsevidentdifficulties,wereoffsetwith

lowerlevelsofopposition.Inregardsto,“…questionsattheRockIslandArsenal,“Crozier

explainedtoTaylor,“wherethesuspiciousfeelingthattheGovernmentisnotalwaysdoing

itsbestfortheworkersseemstoberatherstrongerthanatanyotherofour

establishments.”321Crozierfollowedthisobservationwiththeimplicitexpectationthatthe

“examinationoftheWatertownArsenal”mightbemorefruitfulinthisrespect.322

AfewhistorianshavedelvedintothegrittydetailsofWatertownanditslittle

knownrelationshiptoscientificmanagement;however,almostnolighthasbeenprojected

ontotherelationshipbetweenTaylorandCrozierspecifically.Thelooseassociationthat

beganin1906betweenthetwomenwasbyallaccountsamicableandprofessional.The

lettersbetweenthemconveyagenuineregardandaboveallothermotivationsadrivefor

efficiencyandproductivity.Taylorneededtoturnaprofitasheadofaprivatefirm,butfor

himprofitwasabyproductandnottheprimeproduct.ForTaylor,scientificmanagement

hadanalmostspiritualcomponent.HoraceDrurynotedinScientificManagement(1915)

that,by“…1901,Mr.Taylor’spossessionofafortuneenabledhimtoretirefromworkfor

pay;butitwasonlytogivehimselfmorecompletelytothecauseofscientific

management.”323Hefirmlybelievedthathismethodsweresuperiortothoseinusebymost

320WilliamCroziertoFrederickTaylor,April16,1909,Box114,FrederickWinslowTaylorCollection.321CroziertoTaylor,March30,1909.322Ibid.323Drury,ScientificManagement:AHistoryandCriticism,89.

129

industrialfacilitiesatthetime.ItisclearthatTaylor’senthusiasmforreformofAmerican

industrystimulatedCrozierandmenlikehimtotakeaction.

Crozier’sassociationwithTaylorrapidlyevolvedintooneoffriendship.Theletters

gainedacordialtoneandthetwobeganexchangingideasnotonlyaboutscientific

management,butpeopleandpolitics.TayloroccasionallydinedwithCrozierathishome

whileinWashington,D.C.,andamutualrespectformedbetweenthem.Crozierperceiveda

degreeofgeniusinTaylor’smethodsandmanagementtechniquesthatcouldtransformthe

arsenals,ifoutsidefactorscouldbekeptatbay.AfterTaylor’sdeathin1915,Crozier’s

friendshipwiththebrilliant,stiffneckedengineer,causedhimtorefusetousetheless

controversialtermscientificmanagementinplaceofTaylorism,becausehebelievedthat

thesystem’sauthoroughttoreceivecreditforhislabor.324ForTaylor’spart,Crozier

playedacriticalrolewithinthefederalgovernmenttoensurethathismethodsgainedwide

recognitionandimplementationbyfederalinstitutions.Thatthefederalgovernmenttoa

degreeembracedscientificmanagementservedasatacitformofapprovaltothe

manufacturingindustriesatlarge.

InadditiontointroducingscientificmanagementattheWatertownArsenal,anact

ofconsiderablepersonalsatisfactiononhispart,CrozieractivelyassistedTaylorin

diffusinghismethodsthroughoutthefederalgovernment.In1912,heinformedTaylor

thathehadtakenleaveasChiefofOrdnancetospendayearattheArmyWarCollege.“…I

havegivenupthechargeoftheOrdnanceDepartment”,lamentedCroziertoTaylor,

“…separatedwithmyownconsent,although…thechangewassomethingofawrench…for

324WilliamCrozier,“ScientificManagementinGovernmentEstablishments,”BulletinofTheSocietytoPromotetheScienceofManagement1,no.5(October1915):5.

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elevenyears…Ihadworkedinagoodmanyimprovements…andfinally,theintroductionof

theTaylorsystemofscientificmanagement….”325Crozierwastocontinuehiseffortsuntil

hisretirementin1918.

Taylorearnestlybelievedhismethodsweremoreefficientandbetterforthenation,

thecompany,andeventheindividual.InformedbytheideasofSocialDarwinismand

infusedwithprogressivism,Taylorarguedthat“soldiering”ordoingtheminimalwork

possible,hadacorrosiveeffectonthecharacteroftheworker,andthenationcouldnot

affordtohavemenandcompaniesfunctioningfarbelowtheirpotential.326Likewise,

Crozierviewedtheworldthroughasimilar,thoughmilitary,lens.Forofficerssuchas

Crozier,ImperialGermany,whoseprowessinwarandengineeringwaswellestablished,

lurkedasanever-presentthreat.ThedangersthreateningAmericansecuritydictatedasa

matterofurgency,therefore,effortstoimproveAmerica’sproductioncapabilities.InThe

StoryofOrdnanceintheWorldWar(1920)SevellonBrowndetailedthedifferencebetween

theAmericanandFrenchsystem:

InAmericanthemechanicbecomesaspecialistintheproductionofasinglepartworkingtotolerancesdependingupontheaccuracyofgaugestoproduceinterchangeablepartsrequiringlittleornohand-fittingandmachiningwhentheentiremechanismisassembled.ButtheFrenchmachinistisdevelopedasahighlyskilledartist workingalwayswiththepictureofthecompletelyassembledmechanisminmindandinthehabitofdoingagreatdealofcarefulhand-fittingasthepartsareassembled.TheFrenchthusgainperfectionintheirworkattheexpenseofspeed.Generallyspeaking,highlyefficientindustrialorganizationontheimmensescalecommoninAmericaisimpossibleundertheFrenchSystem.327

325WilliamCroziertoFrederickTaylor,October10,1912,Box114,FrederickWinslowTaylorCollection.326FrederickTaylortoWilliamCrozier,April15,1909,Box114,FrederickWinslowTaylorCollection.327SevellonBrown,TheStoryofOrdnanceintheWorldWar(Washington,D.C.:JamesWilliamBryanPress,1920),37.

131

TheUnitedStatesArmycouldillaffordinefficientofficersandarsenals.Crozierperceived

inTaylor’smethodsasolutiontothisproblem,auniquelyAmericansolutioninthemaking

thatutilizedmanagementandtechnologytoachieveefficientmassproduction.

TheirpurposesfurtherconvergedunderpoliticalpressureonthepartofCongress

andlaborunions.Unionsandworkersfearedanincreasedworkloadwithoutadequate

compensation;furthermore,workersnaturallychaffedundertheimplicitlackoftrustthat

underlinedscientificmanagement.Crozierhadinvestedhimself,hisofficers,andthe

OrdnanceDepartmentintheimplementationofTaylorisminthegovernmentarsenalsto

varyingdegrees.Crozier’slegacyincludedthemeritsystem,improvementsinaccounting,

andtheoreticalandpracticalcoursesforofficers,butthoseallpaled--inhisopinion—in

comparisontotheimplementationofscientificmanagement.328Crozierconcluded,ina

careerspanningthirty-sixyearsatthetimeofthecomment,thathismostimportantand

enduringaccomplishmentwastheimplementationofscientificmanagement.Hetherefore

tookgreatcareinpromotingofficerswhocouldprotectandpropagatescientific

management--hiscareer’sgreatesttriumph.CrozierandTaylor’sjointlegacies,inthis

respect,wereunitedlesttheirworkbeundone.Crozier’sfirmsupportforthesystemand

itsmeritswascapturedinAnnualReportoftheSecretaryofWar(1911)andportendsthe

importanceofscientificmanagementtothefutureefficiencyofgovernmentoperations.

WhilenotdirectlyattributabletoCrozier,thetoneandnarrativewereunmistakablyhis.

PressuremountedtoblockreformsasCongressionalcommittees,motivatedby

laborunionswhosememberswereconstituentsandcontributorstomembersofCongress

instatesinwhichfederalarsenalswerelocated,movedtoexaminethatwhichwasalready

328CroziertoTaylor,October10,1912.

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known.Oneobviouscriticismwas,whiletheTaylorsystemdidleadtoincreasesin

productiontheimplementationofTaylor’spaysystemmeantthatworkerswerenot

compensatedequitably.Toweathercongressionalinspections,TaylorandCroziercolluded

lesttheirworkbeundone.329TaylorconveyedtoCrozierthemosteffectivetermsand

methodstoargueinfavorofscientificmanagementandofferedtorunarticlesin

sympatheticnewspaperstogarnerpublicopinion.330Croziersuppliednamesofimportant

committeememberssothatTaylorcouldprovidesupportivematerialandamass

appropriatepressureonthem.331Theydiscussedwhoandhowtoappearbefore

congressionalcommitteestoachievethemostadvantageousresults.Thiscollaboration

servedasaprecursortotheconventionalassociationsbetweenservingandretiredsenior

militaryfiguresandproducersofthegoodstheypurchasedinthemodernmilitary

industrialcomplexwhoseoriginsresidedinspirit,ifnotalsoinpart,intherelationship

betweenthesetwomen.

From1909untilTaylor’sdeathin1915,thetwomenworkedtogethertoeducate,

implement,andexpandtheinfluenceofscientificmanagement.DanielNelsoninAMental

Revolution(1992)foundthat,“Between1901and1915Taylor’sassociatesintroduced

scientificmanagementinnearly200Americanbusinesses,181oreightypercentofwhich

werefactories.”332FollowingTaylor’sdeathhisacolytesbegantoexpandscientific

managementintootherfieldsoutsideofmanufacturingandthemilitary.Theemployment

329WilliamCroziertoFrederickTaylor,May10,1912,Box114,FrederickWinslowTaylorCollection;WilliamCroziertoFrederickTaylor,June26,1912,Box114,FrederickWinslowTaylorCollection;FrederickTaylortoWilliamCrozier,June20,1912,Box114,FrederickWinslowTaylorCollection.330FrederickTaylortoWilliamCrozier,October8,1913,Box114,FrederickWinslowTaylorCollection.331WilliamCroziertoFrederickTaylor,September14,1911,Box114,FrederickWinslowTaylorCollection.332DanielNelson,AMentalRevolution:ScientificManagementsinceTaylor(OhioStateUniversityPress,1992),11.

133

ofscientificmanagementdidsuffersetbacksandwasevenremovedinpartfrom

Watertownandotherarsenalsin1915.CrozierinstoiclanguageinformedTaylor,“…sorry

tohavetosaytoyouthattheanti-scientificmanagementlegislationplacedontheArmyBill

bytheHousewillremainthere…”333However,afterWorldWarI(andinpartasaresultof

themilitary’sexperimentationwith“scientific”teststoassesstheaptitudesofrecruitsand

potentialofficers),thewallsofresistancegavewaytoadelugeofscientificmanagement

initiativesthatrapidlypropagatedthroughoutthefieldsofscience,manufacturing,andthe

newfieldof“management”nowseparatingfromthedisciplineofengineering.

PeterDrucker,describedasthefatherofmodernmanagementtheories,334

suggestedinThePracticeofManagement:“ScientificManagementisallbutasystematic

philosophyofworkerandwork.Altogetheritmaywellbethemostpowerfulaswellasthe

mostlastingcontributionAmericahasmadetoWesternthoughtsincetheFederalist

Papers.”335

AlthoughTaylor’sworkfellintodisreputeamongworkersatthearmories,which

resultedinthehaltingoftime-motionstudies,theirrespitefromthecrazeforefficiency

provedshort-lived.ThenecessitiesofWorldWarIprovidedtheperfectenvironmentfor

Taylorism,whichranroughshodoveroppositionfromunionsandCongresswithaspeed

andmagnitudethatonlywarcouldachieve.WorldWarIcatapultedindustrialproduction,

andtherequisiteidealofefficiencytotheforefrontofAmericanpolicygoals.

333WilliamCroziertoFrederickTaylor,March4,1915,Box114,FrederickWinslowTaylorCollection.334SteveDenning,“TheBestofPeterDrucker,”Forbes,July29,2014,http://www.forbes.com/sites/stevedenning/2014/07/29/the-best-of-peter-drucker/.335PeterDrucker,ThePracticeofManagement(London:Routledge,1955),242.

134

Evenso,thatpracticalmanufacturingknowledgeresidedinfewplacesandwas

embracedbyevenfewermen.336MajorGeneralClarenceC.Williams,ChiefofOrdnance

from1918to1930,observedin1920,“AsIhavesaiditisimpossibletoimprovisean

Ordnanceexpert.Engineerswhohadwonfameandsuccessinprivateenterpriseand

weremastersintheirfieldcameintotheOrdnanceDepartment…”337Thoseengineers“of

fame”werelargelyTaylor’sdisciplesfromtheAmericanSocietyofMechanicalEngineers.

Warprovedthemostimportantvector,buttherewereothers.

HindySchachter,inTheroleplayedbyFrederickTaylorintheRiseoftheAcademic

ManagementFields,noted,“Taylor’sworkcoincidedintimewithamajorexpansionof

collegeeducation…Americancollegeenrollmentwasbasicallystaticfrom1820-1880,[but]

itgrewby20percentatprivateEasterncollegesand32percentatstateinstitutions

between1885-1895.”338

By1908,TaylorwaslecturingattheHarvardUniversitySchoolofBusinessandhis

workformedthefoundationforthecurriculumwithenthusiasticsupportfromHarvard’s

academicdean.339Managerstrainedinscientificmanagementthenmovedtopositionsin

governmentandothersegmentsofsociety.340ThemethodsofTaylorismwereextracted

andthenelaboratedtoproduce“bestpractices”whichthoroughlypermeatedmanagerial

America.

336ClarenceC.Williams,Brown,TheStoryofOrdnanceintheWorldWar,17.337Ibid.338HindyL.Schachter,“TheRolePlayedbyFrederickTaylorintheRiseoftheAcademicManagementFields,”JournalofManagementHistory16,no.4(2010):440.339Ibid.,442.340Nelson,AMentalRevolution,1992,23.

135

Taylor’sgreatestachievementmaynothavebeenWatertownoranyoftheother

arsenals;rather,nothingsoaptlydemonstratedthemaster’sfingerprintthanwhat

transpiredintheOrdnancebranchduringtheFirstWorldWar.CrozierservedastheChief

ofOrdnancebranchfor16yearsbetween1901and1917andduringhistenurehe

developededucationalandtrainingmethodsforOrdnancebranchofficers.Furthermore,

Crozier’spowerfulpositionatthetopofthehierarchyallowedhimtopositionmenoflike

mindsteepedinTaylorismthroughoutthebranch.TherapidexpansionoftheArmyduring

WorldWarIpushedthosemenintotheupperechelonsoftheArmyandcommittees

throughoutthefederalapparatusandfromtheretheyimplementedvariousprinciplesof

scientificmanagement.TheOrdnancebranchaloneexpandedfromamere97officersto

over5000officersandhadsupervisionover500privateindustrialplantsbywar’sendin

November,1918.341

AtthebeginningofAmerica’sentryintothewar,theTaylorSocietywasoneofonly

afeworganizationsthatclaimedtohavetherequisiteexpertisetoimplementsystemsthat

wouldmassivelyincreaseindustrialoutput.AccordingtotheBulletinoftheTaylorSociety,

publishedinFebruaryof1919,“…theinfluenceofwarconditionsontheaffairsofthe

Society,especiallytheabsorptionofalloftheofficersandthegreaterpartofthe

membershipintowarorganization,madeitexpedienttosuspendpublicationin1917for

thebetterpartofayear.InDecember,1918,publicationwasresumed….”342The

magnitudeofthisstatementshowhowwidespreadandinfluentialTaylorismbecamewith

thewar;bothindepthandbreadth.Bywar’send,variousprinciplesderivedfrom

ScientificManagementpermeatedtheFederalGovernment.341Brown,TheStoryofOrdnanceintheWorldWar,15.342“Note,”BulletinoftheTaylorSociety4,no.1(February1919):8.

136

Thewarbroughtwithithopeforchange,anendtothestatusquoandthe

emergenceofamoreefficientmanagementsystem.Engineers,armedwithscientific

managementprecepts,believedthatthecommonworkercouldachievegreaterefficiency.

ProgressivesbelievedthatthewarofferedanopportunitytotransformAmericansociety

andinpositionsofleadershipcouldmanage,aswellas,tomoderatethemechanistic

impulsesofengineerstowardworkers,andsocialintellectualsconceivedofaneworder

thatemphasizedandcenteredoncollectiveobjectivesratherthanthoseofthe

individual.343Dr.IraN.Hollis,presidentoftheAmericanSocietyofMechanicalEngineers,

observed,“Wemustagainkeepinourmindsthefactthattherearetwoefficiencies:onethe

efficiencyoftheindividual;theother,theefficiencyofthecollectivemass.Ourefficiencyas

awholewillmaintaintherepublicbuttheefficiencyoftheindividualactingalonewill

createsuchdivisionastodestroyit.”344Thewarappearedtoprovidetheperfect

mechanismtointroducecollectiveactionintoadistinctlyindividualisticAmericansociety.

Followingthewar,Armyofficersintimatelyinvolvedwithindustryand

manufacturing,andevensomewhoservedwiththeAEFinFrance,tendedtoviewvictory

throughthelensofAmerica’sproductionoftheweaponsofwar.Whenjudgingthesuccess

ofWorldWarI,theyproclaimed,oneneedchieflytolookto“Americanindustryand

engineering,toAmericanscience,thatthecreditforthisachievementmustbegiven.Itwas

Americanindustryandsciencethatwereontrial.”345TheGermanssharedthisviewand

coinedthetermMaterialschlacht,translatedwarofmaterial,tocapturetheessenceof

WorldWarI.Theheartandthesoulofwarnolongerturnedonthestruggleofmanagainst

343DavidM.Kennedy,OverHere:TheFirstWorldWarAndAmericanSociety(OxfordUniversityPress,2004).344DonaldStabile,ProphetsofOrder(SouthEndPress,1984),85.345Brown,TheStoryofOrdnanceintheWorldWar,14.

137

man,“acollisionoftwolivingforces.”Itinsteadhadbecomeaquestionof“warby

algebra”--production.346MajorGeneralWilliamsconcludedin1920:“Norcouldthepower

ofourcountryhavebeenmadeeffectiveexceptatthiscompositemindharnessedscience

andindustryintheserviceofthewarmachine.”347

TheessenceofScientificManagementistime;themeasureofmotionnecessaryto

achievethedesiredresultinthesmallesttemporalwindow.Thesetwocompoundsoftime

andmotionamalgamatetoformthemodernideaofefficiency.Taylor’smethodsspread

fromtheshopfloor,toarmories,universitiesandultimatelytothesupremelevelsofpower

intheUnitedStates.However,ideasarenotstaticandwhatwasonce“shopmanagement”

evolvedintoScientificManagement.Abstracted,ScientificManagementnolongersimply

governedthebasicmotionsoffactoryworkersbutmutatedtoanintellectualconcept.If,as

RogerSpillerobservedonideas,“…they'reconceivedandadoptedbycollectionsofpeople

withacommoninterestandthatinterestisthefuelthatkeepsthemgoing.Butthatfuel

canspenditselfovertimeandtheidea'soriginalpotencyslowlydimsorelseis

transformedtoaccommodateitselfwiththerestoftheuniverseofideas.Thatis,ideasmay

notconvergesomuchasgrowcomfortableinthespacetheworldawardsthem.”348That

observationhasspecialrelevancetotheexperienceofU.S.Armyofficersoverthecourseof

theearlydecadesofthetwentiethcentury.

Thencompelledbywar,theinterestofArmyofficers,politicians,andevenworkers

converged,ifonlyforatime,towardacommongoal.Warprovidednosmallmeasureof

propellant(infact,nothingcouldhaveexceededitspotency)topropagateideasof346Clausewitz,OnWar,76–77.347Brown,TheStoryofOrdnanceintheWorldWar,16.348RogerSpillertoDavidHolden,Email,(February27,2015).

138

ScientificManagementthroughouttheArmyandAmericansociety.Interestingly,the

Americanphilosophyofpracticalitycombinedalmostwithanydifficultywiththeideasand

assumptionsofScientificManagement.Practicality,theonlytrueAmericanphilosophy,

providedtheperfectsoilforTaylor’sideastoproliferateandwaraffordedtheopportunity

andcatalystfortheirdissemination.

NoArmyofficerexplicitlyarticulatedtheconceptualchangethattranspired

between1914and1930.Certainly,theramifications,byproducts,orupshotswere

discussedintherenumerousechoesorphysicalreverberationswhethertanks,planes,

radiosorMaterialschlacht;theproximatecauses,thesecondandthirdordereffects,were

visible.349Itisclear,however,thatthesourceandrootofchangeremainedcloakedbehind

theeffects.Similarly,thoughtoagreaterdegree,ScientificManagementfixedclosuretothe

sourceamplydemonstratedtheintellectualchangetowardtime.LewisMumfordperceived

theevolution,thetrendinsocietalchange,observingin1934,“Intime-keeping,intrading,

infightingmencountednumbers;andfinally,asthehabitgrew,onlynumberscounted.”350

ItisatruismandnolesstruethatArmyofficers,beginningwithWorldWarIandinevery

majorconflictthenceforwardusedthekill/deathratio-numbers-astheprimarymetric

wherebyvictoryanddefeatweremeasured.

349PoormobilizationofmaterialandindustrialcapacityinWWIresultedinthecreationoftheArmyindustrialCollege.ScientificManagement,withitsfocusonefficiency,certainlyfoundanaturaloutgrowthintheAIC.FrancisW.A’Hearn,“TheIndustrialCollegeoftheArmedForces:ContextualAnalysisofanEvolvingMission,1924-1994”(DoctorofEducation,VirginiaPolytechnicInstituteandStateUniversity,1997).350Mumford,TechnicsandCivilization,22.

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ChapterVII

TheArmybyNurture&theNavybyNature

TheU.S.Armyarrivedatthephilosophyofscientificmanagementorganicallyand

largelyunintentionally.Thatjourneywasdrivenlargelybyenvironmentalfactors.TheU.S.

Navyembracedtheconceptsknownasscientificmanagementdeliberatelyandforcefully.

Thestrikingdifferencebetweenthetwoculturesliesattheheartofthisanalysis.TheArmy

andNavybothconfronteddauntingchangeatthedawnofthetwentiethcentury.Both

wereinextricablylinkedtopreparingforwarandtheofficersthatfilledtheirranksvalued

similartraitsofleadership,courage,andforbearance.Nevertheless,theyconducted

operationsinseparateanddistinctenvironments.Toolsoftheirtradeswerenoless

diverse.TheNavytradedinvaststeelseagoingtitans.TheArmydealtinboneandsinew.

Similaritiesanddifferencesaside,theybothfundamentallypursuedoneendaboveall

others--efficiency.

FrederickTaylorbridgedtheArmyandNavyastheforemostnameinefficiencyin

thefirstdecadesofthetwentiethcentury.Heembodiedthebowwaveofmanagerial

changesweepingthroughAmericanfactories,industrialestablishments,andsoon

universities.Formostwhowereawareofhistheories,Taylorwasnosnakeoilsalesman

pedalingspuriousconcoctionsfromthebackofagaudily-paintedwagon.Taylorhada

vision.Andlikeallvisionarieshisdreamsandideasofchangegeneratedsignificant

resistance.Throughyearsofstudyandpracticalexperiencehehadrefinedhismethodsfor

improvingworkplaceefficiency.Asaresult,asearlierdiscussed,privateandpublic

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businessandorganizationsfrequentlysoughtTaylor’sexpertiseabouthowtodomore

withless.

Taylor’sinvolvementwiththeNavypredatedhisinvolvementwiththeArmy.This

contactwasgreaternotonlyinchronologicalorder,butalsoinfrequencyandquantityof

correspondence.ItappearsthatTaylorpersonallyinvestedhisinterestsandenergies

moredeeplyinrelationswiththeNavy.Ofcourse,theNavycertainlyrepresentedthe

largerquarryofthetwoservicesbyalargemeasure.Nevertheless,hisengagementwith

theU.S.Navybureaucracyandnavalofficersweredemonstrablystrongerthatthosewith

U.S.Armycounterparts.Last,theNavyandTaylorismsharedacommonnature--thatof

machines.Itisnecessarytoemphasize,however,thatscientificmanagementforTaylor

andtheU.S.Navyofficerswithwhomhedealtwasnotmerelyasetofproceduresfor

tinkeringwiththeproductionandrepairofmachines;itembodiedamindset,awayof

thinking.Intheend-it’sallabouttime.

FortuneappearedtofavorTaylor,butonlyinstints.CaptainCasperF.Goodrich,a

long-timefamilyfriend,provedtobeanimportantandpowerfulally.Goodrichwasa

strongadvocateforNavyreformandservedontheNavyBoardthatrecommendedthe

establishmentoftheNavalWarCollege.351Theirfriendship,bytoneandsubstanceclearly

predatedthe1891letterbetweenthetwowhich,representsoneoftheearliest

communiquésbetweenTaylorandanofficeroftheNavy.Theletterwascomposedtwelve

yearsbeforeTaylorpublishedhisfamouswork“ShopManagement”in1903.352

351Kuehn,“TheMartialSpirit—NavalStyle:TheNavalReformMovementandtheEstablishmentoftheGeneralBoardoftheNavy,1873-1900”;RonaldH.Spector,ProfessorsofWar:TheNavalWarCollegeandtheDevelopmentoftheNavalProfession(Newport,RI:NavalWarCollegePress,1977),23–24.352Taylor,ShopManagement.

142

TheearlylettersbetweenGoodrichandTaylorfrequentlytouchedonmattersof

workandfamilyinnearlyequalmeasure.Theterm“ScientificManagement,”asyet

uncoined,neverenteredthediscussions,althoughstatementsleavenedwithTaylor’sideas

aboutefficiencyturnedupoccasionally.Generally,thewarmandaffablemissivesbetween

TaylorandGoodrichclosedwithsomevariationof“lovetoallthefamily.”353Therewere

signsthatmoresubstantiveexchangesoccurred.InDecember1891,Goodrichencouraged

Taylor’searlysuccessbyobserving,“Ihopethingsarerunningnowwithouthitchandthat

thequantityproducedisasampleasthequalityissatisfactory.Iamalwayswithyouin

spiritandamalwayswishingyouthebestofluckinallthings.”354

However,neartheendofthecenturyTaylorstartedtograsptheessentialsofhis

systemwhileworkingasaconsultantatBethlehemSteel.InMarch1899,Taylordetailed

informationabouthisworkinalettertoGoodrichthathintedatthisprogress.“Itwould

givemetheverygreatestpleasure,”Taylorwrote,“tohaveyougothroughworkshereand

lookoverthevariouslinesinwhichwearetryingtomakeimprovements.”355Goodrich

wasunabletovisitanditappearedhispressingnavaldutiestookatollonhistimetowrite

aswell.Taylorpressedahead,makingsignificantadvancesintooldevelopmentand

proclaiminghis“newschemeofmanagement.”356HeinformedGoodrichinaletterinthe

summerof1900astohisprogress.357GoodrichcomplimentedTayloronhissuccessesbut

didnotasofyetinquireintothespecificdetailsofTaylor’ssystem.Goodrichappeared

content,asfriendsareusuallyaccustomedtodo,toacceptknowledgeofafriend’sworksin

353FrederickTaylortoC.F.Goodrich,January1892,Box21,FrederickWinslowTaylorCollection.354C.F.GoodrichtoFrederickTaylor,December29,1891,Box21,FrederickWinslowTaylorCollection.355FrederickTaylortoC.F.Goodrich,March14,1899,Box21,FrederickWinslowTaylorCollection.356FrederickTaylortoC.F.Goodrich,June16,1900,Box21,FrederickWinslowTaylorCollection.357Ibid.

143

themostgeneralterms.However,followingextendedserviceatseaduringtheSpanish-

AmericanWar,onSeptember1901Goodrichreceivedorderstotakecommandofthe

LeagueIslandNavyYardoutsidePhiladelphia.Discoveringthathisnewcommand,atthe

navalyard,wasparalyzedbytraditionalproceduresandlackedefficiency,Goodrichknew

exactlywheretoturn.358

FrankCopleystatedinFrederickTaylor,FatherofScientificManagement(1923):

ItwillberememberedthatoneofthereformseffectedbyGoodrichandNewberryupontherecommendationofTaylorwastheconcentrationatLeagueIsland,inPhiladelphiaofallthetoolmakingfortheAtlanticyards.Theorganizationofthistool-makingshopwasdirectedbyHathaway.ItwasalwaysGoodrich’sambitiontohaveBarthemployedattheBrooklynNavyyard,theretoestablishmachine-shopstandardsfortheentireservice.359

ChancehadsmiledonTaylor.Alongtimefamilyfriendgivenakeypositionwithin

theU.S.Navy’sshipyardsprovidedTaylorwiththeperfectopportunitytorefineand

expandhismanagementmethodsonascalenotpreviouslypossible.Theoldadagethat

“it’snotwhatyouknow,butwhoyouknow”fitsaptlyhere.Nevertheless,Goodrich,like

mostlineofficers,expressedsomediscontentatgivingupseacommand,exchangingship

forshoreduty.Goodrichdid,however,confidetoTaylorthat“oneoftheredeeming

featuresofmynewduty-whichIfranklydonotlike-willbethebetterchanceofseeingyou

occasionally.”360

TheadministrationofTheodoreRooseveltprovedaformidableproponentfor

governmentreform.GoodrichandTaylorbenefitedfromthestronganti-unionstanceof

Rooseveltandbothmensharedasimilarviewof“loafers”ingovernmentservicethat

358C.F.GoodrichtoFrederickTaylor,September9,1901,Box21,FrederickWinslowTaylorCollection.359FrankB.Copley,FrederickW.Taylor,FatherofScientificManagement,vol.II(NewYork:HarperandBrothers,1923),304–305.360GoodrichtoTaylor,December29,1891.

144

neededtoberemoved.361Stillunionsandleisurelylaborpracticespersistedwithin

America’snavalyards.

GoodrichwasTaylor’soldestally,butnothismostardentsupporter.Thattitle

belongedtoanotherofficer.Goodrich,tenyearsTaylor’ssenior,employedarefined

politicalacumen.Thus,Goodrichapproachedrestructuringofthenavalyardsobliquely,if

conservatively.HesupportedTaylorinhisplansfortheinstallationofscientific

managementideasreformbuthisnavalcareersuperseded,shoulditcometoahead,any

commitmenttohisdesireforsubstantialreform.

GoodrichmighthavebeenTaylor’soldestally,buthewasnothismostardent

supporter.Thattitlebelongedtoanotherofficer.NavalConstructorHoldenA.Evans

discoveredTaylorthroughacombinationofwordofmouthandprofessional

development.362Taylor’sreputation,forillorwell,gainedconsiderablereachwithhis

publicationofShopManagement,andhisnotorietyincreasedasaresultofwell-publicized

conflictswithlaborleaders.WhereasGoodrich’sappreciationandapplicationofTaylor’s

managementsystemhadlogicalandreasonablelimits,Evanshadnosuchcompunctions.

Hedeliberately,ifwithadegreeofrelish,sacrificedhimselfontheshrineofTaylorismand

inthenameofefficiency.363

Ideashavethepotentialtoigniteafireintheheartsofthosewhoembracedthem.

Suchindividualsaredrivenbysingle-mindedcommitmentandabeliefinthepurityoftheir

cause.Theywillimmolateothers,andeventhemselves,toseethosebeliefsrealized.

InspiredbyTaylorism,Evanssacrificedhismarriageandlaterhiscareerinacrusadeto

361FrederickTaylortoC.F.Goodrich,May7,1891,Box21,FrederickWinslowTaylorCollection.362H.A.EvanstoFrederickTaylor,June28,1906,Box116,FrederickWinslowTaylorCollection.363HoldenA.Evans,OneMan’sFightforaBetterNavy(NewYork:Dodd,Mead,1940),182.

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implementscientificmanagementinAmerica’snavalyards.364Thetitleofhis

autobiography,OneMan’sFightforaBetterNavy(1940)conveysthesolitarytenorofhis

journey.365

HoldenA.EvansgraduatedfromtheNavalAcademyin1892.Poorhealthnearly

abortedhiscareerbeforeitwaslaunched.However,fatesmiledonyoungEvans.Hisfather

wasa“life-long”friendofthenSecretaryoftheNavyBenjaminF.Tracy.Acordialmeeting

putthemattertorestinminutes.366However,anunfortunateconversationbetweenEvans

andSecretaryTracyplacedEvansasalineofficerratherthanasupervisorofnaval

construction.ThisoccurrencedemonstratesacleardemarcationbetweenGoodrichand

Evans.WhileEvansdesirednothingmorethanacareerinthefieldofshipyard

managementandeschewedalifeontheline,Goodrichlovedthelifeofalineofficerand

wantednothingtodowithnavalyards.AfterashorttourasalineofficerEvanswassentto

GlasgowUniversityforaneducationinnavalarchitectureandshipbuilding.367In1897,he

reportedtoNewportNavyYardtobeginhiscareerasanavalconstructor.368

OnJune28,1906,Evans,writingfromtheNavyYardatMareIslandCalifornia,

dispatchedthefirstofmanyletterstoTaylor.369Inthismissiveherequestedahalf-dozen

articlesandTaylor’smonograph,ShopManagement,becausehewas,“…anxioustogo

furtherintothissubject…”370Evanswasambitiousandcurious,apowerfulcombination

forchange.Aprolificpublicist,Taylorrarelywastedtimerespondingtorequestsfor

informationabouthismethods.Truetoform,TaylorrepliedtoEvans’srequestonJuly4,364Ibid.,88.365Evans,OneMan’sFightforaBetterNavy.366Ibid.,59,60.367Ibid.,90.368Ibid.,111.369EvanstoTaylor,June28,1906.370Ibid.

146

1897andincludedarecentlypublishedarticletitledthe“PieceRateSystem.”Hethen

notedthathehad“forwardedthebalanceofyour[Evans’]listsofpamphletstothe

AmericansocietyofMechanicalEngineers,withtherequesttothemtoforwardthese

paperstoyou.”371TaylorhadbeenelectedpresidentoftheASMEthatsameyearandmade

useoftheorganization’sstafftodealwithsuchmatters.

Overthenextseveralyears,Taylorfoundhimselffavorablypositionedbetween

CrozierwiththeArmyandGoodrichandEvanswiththeNavy.CrozierandGoodrichboth

exercisedadegreeofcautionintheirimplementationofshopmanagement,whileEvans

utterlyabandonedhimselftothecause.DrivenbyhisbeliefinTaylorismandinfusedwith

youthfulidealism,hissingle-mindedpursuitofefficiencynearlymatchedthatofTaylor

himself.Hewasnotsofortunateindealingwithresistancewithinthesystemtohis

advocacyofscientificmanagement.Taylor,unlikeEvans,waspositionedtoweatherthe

politicalfalloutthatwasinevitable.CrozierandGoodrichunderstoodthatturmoilwith

shipyardworkersmightwellsinkanyprospects,andtheircareers,ofimplementing

change.

Nevertheless,TaylorandEvanscontinuedanactivecorrespondenceoverthenext

severalyears,especiallyduring1906-1909.Taylor,ashefrequentlydidwithbright

prospects,invitedEvanstocometoPhiladelphiatoseeshopmanagementinaction,Taylor

suggestedastayofa“weektotendays”thathemight“graspthewholesystem.”372

Taylor’sinvitationsextendedtoothers,butoneotherimportantgroup-menofinfluence-

foundsimilarfavor.

371FrederickTaylortoH.A.Evans,July4,1906,Box116,FrederickWinslowTaylorCollection.372FrederickTaylortoH.A.Evans,April29,1907,Box116,FrederickWinslowTaylorCollection;H.A.EvanstoFrederickTaylor,July30,1906,Box116,FrederickWinslowTaylorCollection.

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Taylordiscoveredbychance,orperhapsitwasbydesign,thatshopmanagement

foundgreatersuccesswithatwo-prongedattack.Inessence,itappearsthatheattempted

toinfluenceengineers,builders,andpractitionerssuchasEvans,menattheroots.Ifnaval

constructorsandtheircounterpartsinotherindustrialestablishmentsadoptedshop

managementforitsbenefits,thenitpropagatednaturallythroughouttheorganization.

Taylorpossessedasortofscientificmystique,anauraofconfidencethatcaused

peopletoadmirehimformasteryofacomplexsubject.Theintellectualprowessofsuch

individualsproducesanallure,amagneticattractionthatconflatesrealitywithmagic

withintheapprentice.Themasterdemonstratesanabilitytoelucidatedatawithelegance

andprecisionthatinfectsthenovicewithcuriosityandenthusiasm.Thatsortofperson

connectsopaquerelationshipsbetweendisparateaspectsofthetopicthatappearobvious

andself-evidentbutonlyinretrospect.Taylorhadthisinspades.

Aspreviouslydiscussed,themostcommontermsforTaylor’sideaswereshop

management,Taylorism,andscientificmanagement.Theideaevolvedwithtimelikethe

termitself.Initially,shopmanagementaimedprimarilyatimprovingthemechanistic

elementsofafactory.Later,theideaevolvedandappliedtotheindividual,notjust

motions,buttothought.Evolutionoftheconceptproducedthemorepowerfulelementof

scientificmanagement.

Evans,theparagonnavalconstructor,foundhimselfgrippedbyTaylorandhis

system.However,methodsandprocessesalonedonotgeneratetheemotionalappeal,the

ferventdedicationexhibitedbyEvans.Rather,suchadherentsbegantograspquiteearly

thepotentialofTaylor’ssystem.373ForEvansitwasasubtle,butnatural,stepfromefficient

373H.A.EvanstoFrederickTaylor,December29,1906,Box116,FrederickWinslowTaylorCollection.

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actiontoefficientthought.Hebelieveditwasamatteroftimeuntilshopmanagement

becamethelawoftheland.

Taylor’ssecondmechanismforthepromulgationofhisideasaimedtoinfluence

thoseatthetop.Forexample,hemetwithPresidentTheodoreRoosevelt,theSecretaryof

theNavyandtheAssistantSecretaryoftheNavytodiscusshissystem.Hemetwith

senatorsandinvitedthemtovisithisshops,ashedidwithEvans.Furthermore,Taylor

appearedatcongressionalhearingsbothtofurtherandattimesdefendhissystem.He

frequentlyenteredintothemostpowerfulcirclesofAmericanpolitics.

TheNavyprovedmoreimportantthandidtheArmytoensurethesuccessof

Taylorism.Complicatedmachinessuchastankshadyettobeinvented,andwheeled

vehiclesplayedonlyaminorroleintheArmyproductionandprocurementsystematthe

turnofthecentury.Ontheotherhand,theNavyproducedshipsrangingfromfrigatesto

dreadnoughts,thelargestmachinestheworldhadseen.Aswell,navalyardswerehighly

visible,beinglocatedinornearlargemetropolitanareas,andtheyemployedsignificant

numbersofworkers.Thepublicandpoliticiansremainedkeenlyattunedtoanychangesat

theyards.Thus,navyyardspromisedtobeamarveloussitefortheimplementationofthe

principlesofscientificmanagement.

However,Taylorandhisdisciplesfacedsomegiantobstacles.IfFrederickTaylorwasDavid

ofOldTestamentfame,theworkersandtheirembryonicunionsprovedtobehisGoliath--

albeitanadversarythatneverquitestayeddead.Taylorfoughtthemateveryturn.He

foughttheminprivateindustry.Hefoughttheminthearmories.Hefoughttheminthe

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navalyards.Hefoughtthemingovernment.374Buthedidnotfightthemalone.Hiswaron

inefficiencyenlistedcapablemenineverytheaterofactionlistedabove.

Taylor’sdisciplesintheNavy,primarilynavalofficersresponsibleforship

construction,demonstratedanunusualdegreeofloyaltytoTaylorandhistheories.Line

officerswerefoundintheirranksaswell,buttheirnumberswerelimited.Taylor

engenderedthisfidelitybynurturingpersonalrelationshipsandadvisinghisloyal

supporterswhenevertheyencounteredanobstacle.HeregularlyadvisedCrozierand

Evans,amongothers,astohowtodealwithworkersandunions.375

On30August1907,EvansdispatchedalettertoChiefConstructorW.L.Capps,

CommandantoftheNavyYardatMareIsland,California.Theformalrequestentitled,

“Piecework-Recommendedforscalingoutsideplatingofships”inwhichheenumerated

point-by-pointthereasonsandbenefitsofthissystem.Evansendedthemissivewithhis

mostcompellingpoint,statingthat“…pieceworkwasbrieflydiscussedwiththeHonorable

SecretaryoftheNavyduringhisvisittothisyardandIwasinformedbytheSecretarythat

hewouldapprovepiecework…”376Asitturnedout,thelettertoCappsprovedamere

formality.LessthanamonthlaterEvanshadhisanswer.Pieceworkwasago.377Theletter

toCappsprovedamereformality.

PresidentTheodoreRoosevelt--apragmatistinthetruestAmericansense--valued

utilityandefficiency.Hemadeclearthosevaluestomembersofhiscabinet.Thus,

SecretaryoftheNavyVictorH.MetcalfhadnorealobjectionstoEvans’proposalfor

374H.A.EvanstoFrederickTaylor,April19,1907,Box116,FrederickWinslowTaylorCollection.375TaylortoEvans,April29,1907.376H.A.EvanstoW.L.Capps,August30,1907,Box116,FrederickWinslowTaylorCollection.377W.L.CappstoH.A.Evans,September20,1907,Box116,FrederickWinslowTaylorCollection.

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pieceworkatthenavyyards,althoughitwasinitiallylimitedtowoodcaulking.378Capps,of

course,followedsuit.InhisresponsehedirectedEvans“…tokeepacarefulrecordofthe

quantitiesandcostsofpieceworkscalingdone…”forcomparisonpurposes.379Fromhis

conversationwithSecretaryMetcalf,Evansinferred,“…thathewouldlookwithfavoron

recommendationsfortheextensionofthepieceworksystem.”380Overthefollowing

months,EvanswastedlittletimeinimplementingandextendingpieceworkattheMare

Islandshipyard.

EvansandTaylorcontinuedtoexchangeideasonpieceworkandshopmanagement.

Infact,Evansstatedinonecommunicationon27July1908,“your[Taylor’s]opinionisso

valuablethatIhavetakenthelibertyofforwardingyourletter…totheNavy

Department.”381ThisdemonstratedEvans’faiththatTaylor’sopinionnotonlythatthosein

theNavywouldknowofFrederickTaylorbutthathisviewscarriedsignificantweight.

Taylorfoundhimselfinauniqueposition.BecauseofhisfriendshipwithGoodrichand

Evanshehadthepotentialtoexertsignificantinfluence,andhedidsoasanintermediary

shufflingsituationalortacticallevelinformationfromlowertoupperechelons,anot

uncommontacticthatleadersfrequentlyemploytogetunfilteredinformation.Evansonce

cautionedTayloraboutblatantmeddling.382TheNavymightnotlookkindlyonthiskindof

collusionifrevealed.

TheoutlookimprovedforTaylorandEvanswiththeappointmentofTrumanH.

NewberrytothepositionofSecretaryoftheNavyinDecember,1908.Newberry,whohada

378EvanstoCapps,August30,1907.379CappstoEvans,September20,1907.380EvanstoCapps,August30,1907.381H.A.EvanstoFrederickTaylor,July27,1908,Box116,FrederickWinslowTaylorCollection.382Ibid.

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backgroundinindustry,appeareduniquelyopentoshopmanagement.However,

Newberry’sinterestextendedonlytotheendswithlittleregardtothemeans.Ifscientific

managementincreasedefficiency,andintheendsavedmoney,hefullysupportedit.383

Moreimportantly,HerbertL.Satterlee,thenewAssistantSecretaryoftheNavy,appeared

determined,asEvansreportedtoTaylor,“…tothoroughlyreorganizethemethodsinthe

navyyards.”384Thefuturelookedbrightforscientificmanagement.

In1908,Evansenumeratedinanarticle,“AnAnalysisofMachine-ShopMethods,”

theprocessesbeingimplementedtoincreaseefficiency.Evansrepeatedlyaddressedthe

“…beliefthatallGovernmentshopsareinefficientlymanaged…”abeliefwithwhichhe

explicitlydisagreed.385Yet,hisargumentsbeliedhisownsituation.Evansused

considerableinktocatalogtheproblemsthatgovernmentofficialsfacedthatcivilian

counterpartsdidnot.Inhisview,unions,bureaucraticentanglements,andlazy

governmentworkerscombinedtoreducetheefficiencyofnavalyards.Tocombatthese

maladies,Evansnoted,“I,however,believethatstop-watchtimestudies,asadvocatedby

Mr.Taylor,canbeusedtogreatadvantageinfixingstandardtimeforpremiumsystem.”386

Taylor’sinfluenceoverEvansisunmistakable.Evans’titledhis1908article“An

AnalysisofMachine-ShopMethods”atributetoTaylor’sShopManagement.Evans

confessed,“IhavebeenmuchimpressedwiththeteachingsofF.W.Taylor…”387.Healso

notedintellectualinspirationfromF.A.Halsey,aprominentmechanicalengineerandlong

timeeditoroftheAmericanMachinist.WhileEvansacknowledgedhisintellectualdebtto

383H.A.EvanstoFrederickTaylor,November12,1908,Box116,FrederickWinslowTaylorCollection.384Ibid.385HoldenA.Evans,“AnAnalysisofMachine-ShopMethods,”AmericanMachinist31,no.1(1908):568.386Ibid.,569.387Ibid.,569.

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Halsey,Evans’publishedworksandhiscorrespondencedemonstratedhowimportantwas

Taylor’sinfluence.

On19November1908,TaylorwroteEvanstostresstheimportanceofgettingthe

SecretaryoftheNavytoapprovethemethodsofscientificmanagement.388Taylorand

Evanswereworkingagainsttheclock,fortimeandpoliticswerenotontheirside.They

neededtoimplementthesystemandnetsignificantresultsbeforetheunionsgained

adequatesupporttohalttheprocessofimplementingthereforms.Withoutthedata

yieldedbytheinitialchanges,theystoodlittlechanceofdefendingtheirmethodsifthe

politicalwindsshiftedagainstthem.Scientificmanagementnecessitatedasignificant

amountofdatacollection,sometimescalled“redtape”byitsadvocates.389Objectionsto

whatwasperceivedasunjustifiedexperimentationservedasonefocalpointforresistance

toscientificmanagement.

In1909stormcloudsformedonthehorizon.TheincomingWilliamH.Taft

administrationappearedmoresensitivetounionconcernsthanhadthatofTheodore

Roosevelt.Evans’windowofopportunitytoimplementscientificmanagementatMare

IslandNavyyardwasfastclosing.TaftwastedlittletimeinreplacingNewberrywith

GeorgevonMeyerasSecretaryoftheNavyinMarch1909.Meyer’sspecificfeelingstoward

scientificmanagementremainedanopenquestion,muchdebated,inthefirstfewweeks

afterhetookoffice.However,withintheNavybureaucracyresistancewasgrowing

noticeablyandquickly.TaylorlamentedtoEvans,somethreeweeksafterMeyer’s

388FrederickTaylortoH.A.Evans,November19,1908,Box116,FrederickWinslowTaylorCollection.389Ibid.

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confirmation,“itseemsmostunfortunatethatNewberrywasnotallowedtocontinuethe

fineworkhehadthenervetostart.”390

Taylor’sfearwasconfirmedwhenhereceivedaletterfromEvanson15October,

1909.Scientificmanagementhadnotprogressedfastenoughinthenavyyards.Unionand

bureaucraticoppositioncombinedtoforceEvansandTayloronthedefensive.Meyer

abandonedNewberry’splans,asTaylorpredictedbecause,“resultshadnotbeenobtained

fromMr.Newberry’sscheme.”391TheinitiativeauthorizedbySecretaryNewberryran

fromFebruarytoJuly,hardlyenoughtimetofairlyadjudicateamethodsocomplexand

encompassing.ThesunhadsetontheacceptanceofscientificmanagementbytheUnited

StatesNavy—atleastforatime.

Evansflounderedduringthefollowingmonths.Scientificmanagementwasmore

thanasystem,process,ormethodtohim.Despairshadowedeverything,ashisdeepand

abidingbelief,purposeinlife,allhisworkturned,itseemed,toashes.Thislosswasmade

allthemoreacutebecausewhathadhappenedflewinthefaceoflogic.Meyer’spolicy

shiftedwiththepoliticalwindsoflaborpolicy,notonabasisofefficiencyorwhatwasbest

fortheNavy.Shrewdpoliticalmaneuveringandprimalemotionsdrovethesechanges,and

toalogicalmansuchasEvans,emotionsandpoliticsseemedasarbitraryandrandomasa

hurricaneorflood.On16October,EvansconfidedinTaylor,“…Iwillneverquit,butthereis

nouseofexpendingone’slifeinworkwheretheconditionsaresuchastomakeit

impossibletoproduceresults.”392OneoftheofficialexplanationsprofferedbytheMeyer

administrationasserted…thattheproblemofhandlingshopsofNavyYardisamilitary

390FrederickTaylortoH.A.Evans,March29,1909,Box116,FrederickWinslowTaylorCollection.391H.A.EvanstoFrederickTaylor,October15,1909,Box116,FrederickWinslowTaylorCollection.392H.A.EvanstoFrederickTaylor,October16,1909,Box116,FrederickWinslowTaylorCollection.

154

ratherthananindustrialproblem.”393ToEvansandotherproponentsofscientific

management,heclaimwasasthinasthepaperitwaswrittenon.

However,thedarknesswasnotallencompassing.AssistantSecretaryoftheNavy

BeekmanWinthropdemonstratedsomeinterestinscientificmanagement.394Hissupport

wasqualifiedsince,asEvanswroteTaylor,“…hewantstofindoutforhimselfthebest

methods.”EvansprimedTaylortoexpectapotentialtelephonecallfromWinthrop.395

Meanwhile,heattemptedtoamelioratesomeofhisanxietythroughprodigious

correspondence,firingoffthreeletterstoTaylorinfourdays.On15October1909,Evans

againapproachedTaylorforhelp.ForEvans,Taylorrepresentedthefinalhopeto

overcometheresistance,thelastreserve,theOldGuard.HewageredTaylorleveraged

againstWinthropcouldplacescientificmanagement,perhapsunderadifferentguise,back

intothenavyyards.396

Intheinterim,Evanspublishedanarticle,“ReductioninCostofNavyYardWork”

thatcapturedhisbroaderthoughtsonscientificmanagementwithinthenaval

establishment.397Evanshadimplementedscientificmanagement,atleastinpart,several

yearsbeforeCrozier.Predictably,hisattemptsgeneratednosmallmeasureofdiscontent

fromworkersandpresagedsimilarunhappinessthatoccurredlateratWatertown.

However,Evansobserved,“…anotherdifficultywhichprobablyeverymanagerencounters

whenheattempttointroducesomeradicalimprovement,thatis,theoppositionofhis

workmen…probablyduetotwocauses…naturalconservatismofworkmen…anditgavethe

393EvanstoTaylor,October15,1909.394H.A.EvanstoFrederickTaylor,October12,1909,Box116,FrederickWinslowTaylorCollection.395Ibid.396EvanstoTaylor,October15,1909.397HoldenA.Evans,“ReductioninCostofNavyYardWork,”AmericanMachinist33,no.1(1910):3.

155

menlesstimetostandaround.”398Inhismind,workersdislikedprogressandwere

inherentlylazy.Nowhediscoveredthepoliticiansplayedthepart-andbetter.

Evansacknowledgedinthisarticlethat,“…ournavyyardshaveapoorreputation

amongbusinessmenandmanagers”inregardstoefficiency.399Hestressedthat,the

complexnatureofworkatthenavyyardsmilitatedagainstanyeasyfixes.Onlythe

applicationofFrederickTaylor’stheorieswouldcorrecttheproblems.

ItisclearthatTaylor’sinfluencecontinuedtospreadthroughouttheconstructorcorps.400

NamerecognitionofTaylorandTaylorismfueledboththespreadandoppositiontohis

methods.HisworkShopManagement,publishednearlysevenyearsbefore,gained

considerabletractionby1910.Thetermscientificmanagement,notcoineduntil1910and

notbyTaylor,implicitlyconveyedtheideaoffactual,eternalanduniversallyapplicable

lawstoincreaseefficiency.MensincetheageofAristotlehadlookedforthemagickeyto

unlockthemysteryofcreationandTaylor,asitpertainedtoefficiency,appearedtohave

foundtheanswer.

Evansremainedsteadfastinhisfaith.Unwillingtobendorrescindhismethods,his

daysatMareIslandwerenumbered.TheNavy,bythemiddleof1910,reassignedEvans

fromtheMareIslandNavyYard.401Therewasnoneedtospeculateastothecauseofhis

removal.Nevertheless,theseedsofapowerfulideahadtakenroot.Evans’s“detachment”

didnotnecessarilyreducehisinfluence.Thosewhohadnot,bymereproximity,stumbled

ontoTaylor’smethodswereledtherebymenlikeEvans.398Evans,“AnAnalysisofMachine-ShopMethods,”156.399Evans,“ReductioninCostofNavyYardWork,”1200.400H.A.EvanstoFrederickTaylor,July26,1910,Box115,FrederickWinslowTaylorCollection;G.S.RadfordtoFrederickTaylor,December3,1910,Box117,FrederickWinslowTaylorCollection;G.A.BissettoFrederickTaylor,“G.A.Bisset,LettertoFrederickTaylor,”November29,1910,116,FrederickWinslowTaylorCollection.401F.G.CoburntoFrederickTaylor,September20,1910,116,FrederickWinslowTaylorCollection.

156

Forexample,in1910EvansintroducedNavyconstructorA.G.CoburntoTaylor.402

Followingtheirinitialmeeting,Coburnrequestedpamphlets,muchasEvanshadbackin

1906.403Taylor’scharmwasevidenthereaswell.Coburnnoted,“…Ifeeltheneedofafirst

handinspirationtokeepmegoingforawhileundertheconditionswhichasyouknoware

extremelyuncomfortable.”404Taylorpromptlyrespondedon22Septemberwriting:“…It

wouldgivemeverygreatpleasuretohaveyoucometomyhouse,”Taylorwrote,“atany

timewhenyouareintheneighborhood…”405

Furthermore,TaylorsuggestedthatCoburngototheArmy’sWatertownArsenal

andobservethesysteminaction.OnTaylor’srecommendation,CarlBarthhadworked

therewithCroziertoimplementscientificmanagement.406Taylorthusactedasaconduitto

routeanavalofficertoanArmyarmory.Presumably,theinformednavalofficer,having

observedscientificmanagementinpracticeatanarmorysanctionedbythegovernment,

andthenreturnedtoanavalyardtoenactit,aformofintellectualcross-pollination.In

earlyOctoberCoburnbrieflystayedwithTaylorathishome.407

WithtimeonhishandsafterhisdeparturefromMareIsland,Evansrequested

extendedleaveforadvancedstudyunderTaylorinscientificmanagement.Therequest,

despiteapositivereferralfromAdmiralRichardM.Watt,wasdenied.408Theatmosphere

hadshifteddecisivelyagainstscientificmanagement,atleastthekindadvocatedbyEvans.

TaylorwrotetoWattregardingwhathetermedtheincoherenceoftheTaftadministration.

“Itis,however,extraordinary”,Taylorobserved,“whenonerealizedthatthesame402EvanstoTaylor,July26,1910.403CoburntoTaylor,September20,1910.404Ibid.405FrederickW.TaylortoF.G.Coburn,September22,1910,115,FrederickWinslowTaylorCollection.406Ibid.407F.G.CoburntoFrederickTaylor,October7,1910,116,FrederickWinslowTaylorCollection.408R.M.WatttoFrederickTaylor,December12,1910,115,FrederickWinslowTaylorCollection.

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methodswhicharesoseverelycondemnedandwhicharebeing,“…tornoutofthenavy

yards,arebeingintroducedbyGeneralCrozieratWatertownwithgreatrapidityandinthe

mostthoroughmanner.”409TaylorfoundthattheArmyarmoriesprovedastrongbulwark

againsthostilityofpoliticians.

TaylorinformedWattthatCrozierplannedameetinginearly1912ofthe

commandersofallarsenalsforthepurposeof“introducingthesamemethods.”410If

SecretaryMeyerwanteda“thoroughlyimpartial”witnessastotheviabilityofscientific

management,Taylorargued,Crozierfitthebill.411Failingthat,Taylorsoughtameeting

withPresidentTaft.412Unfortunately,asTaylorrecalled,themeetinglastedlessthana

minute.413Inthatspanthepresidentdemonstratedlittleinterestinscientificmanagement

ortheEvans“matter.”Thepresidentbluntlystated,“…heofcoursecouldnothavemuch

interestinasystemwhichwasinoppositiontotheviewoftheSecretaryoftheNavy.”414

Thus,theroadblocktoacceptanceofscientificmanagementappearedtobe,atleast

officially,SecretaryoftheNavyMeyer.

ThetreatmentofEvanscausedahighdegreeofresentmentamongfellownaval

constructors.Coburncalledtheadministration“shortsighted”and“bigoted”inits

treatmentofEvans’“case.”415However,likeEvans,Coburnexpectedlittlesympathyfor

Taylor’smethodsathisnewdutystation.Indeed,Taylorwarnedhisprotégéewithatouch

ofsarcasm:“Youwillnot…findthecommandingofficer…atLeagueIslandingreat

409FrederickTaylortoR.M.Watt,December15,1910,116,FrederickWinslowTaylorCollection.410Ibid.411Ibid.412FrederickTaylortoR.M.Watt,January12,1911,115,FrederickWinslowTaylorCollection.413Ibid.414Ibid.415F.G.CoburntoFrederickTaylor,February7,1911,116,FrederickWinslowTaylorCollection.

158

sympathywithanythingwhichinvolvedprogress.”416Taylorknewthisbecauseheresided

notfarfromtheLeagueIslandfacility.Perhapstheonlybenefitofthenewassignmentwas

TaylorandCoburnwouldnowseeagreatdealmoreofeachother.

MostofTaylor’snavalcontactsresidedintheconstructorcorpsamongstengineers

andthoseinthenavyyards,Goodrichbeinganobviousexception.However,oneother

sourceofsupportemerged—fromalineofficer.Taylorreceivedanintriguingletterfrom

LieutenantW.B.Tardyon6February1911.Tardy,astudentofscientificmanagement,

inquiredofTaylorwhetheranengineeringsectiononboardashipmightbenefit

significantlyfromsuchanorganization.417Tardynoted,thatifcorrect,delineatingthetime

ittooktodoeachjoballowedformultipleimprovementsandincreasedefficiencyaboard

thebattleship.Withthisaction,scientificmanagementexpandedfromshoretoship.The

tasksweresimilar,butthecontexthadchanged.

ApeculiarsituationexistedintheperiodbeforeWorldWarI.Meyerpersistently

toutedthefailuresofscientificmanagement,andnavalofficers,especiallyconstructors,

continuedtoimplementit.418ItisdifficulttogaugetheprevalenceorpopularityofTaylor’s

methodsintheNavyatthistime.SufficeittosaythatMeyer’svocaloppositionprovideda

valuablebenchmark.Meyerwasnottotallyopposedtothemethodsofscientific

management,buthewasopposedtoanythingthathadTaylor’snamestampedonit.

WhereTaylor’snamepoppedup,stormsfollowed.Taylorhimselfrecognizedthathewas

toxic.Inaletterof11February1911,hewarnedTardy,“…Ifeelyouwillbemorelikelyto

succeedbycallingyoursystem‘scientificmanagement’ratherthanbrandingitasthe

416FrederickTaylortoF.G.Coburn,February13,1911,116,FrederickWinslowTaylorCollection.417W.B.TardytoFrederickTaylor,February6,1911,115,FrederickWinslowTaylorCollection.418FrederickTaylortoW.B.Tardy,January31,1911,115,FrederickWinslowTaylorCollection.

159

Taylorsystem.”419GeneralCrozierwasawareofthissentimentaswell,butthoughtTaylor

deservedthenameandthefruitsofhislabor.420

WhateverMeyer’smotivationsandthepoliticalintrigueinvolved,inMarch1911,he

instructedCaptainAndrewstoinviteTaylor,astheSecretary’sguest,tocomeaboardthe

U.S.S.Dolphin.FromtherethetwowouldmovetoviewnavalgunneryinactionontheU.S.S

Vermont.421TardyalsobrieflyspokewithMeyerwho,“sincerelyhopeshe[Taylor]will

accept”theinvitationandforTardytoensurethathedid.422Thisprovidedthetwomen

ampletimetodiscussthemeritsofscientificmanagement.Fromthemomenthewassworn

inMeyerhadcrushedeverysignofTaylorismintheNavy,includingreassignmentof

officers,likeEvans,whogotinhisway.Now,itappeared,theinvitationtoTaylor,the

embodimentofthemovement,todineaboardshipsuggestedthatMeyer’stunehad

changed.Buteverysongcomestoanend.

InabrazenbreachofdecorumTardyimploredTaylortoaccepttheSecretary’s

invitation.423IfTaylor’srecordwasanyindication,heneededlittlepromptingtoaccept

Meyer’soffer.DismissedbyMeyeranddeflectedbyTaftin1909,Taylornowsenseda

breachinthepoliticalbarricade.Withthecharacteristicconvictionofatruebeliever,he

chargedin.Tardyplayedadangerousgamebydancingontheboundarylineofcollusion.

However,TaylorandTardywerefamilyfriendsandtheirrelationship,akintothatwith

Goodrich,providedTaylorwithaninsideseat.

419Ibid.420Crozier,“ScientificManagementinGovernmentEstablishments.”421W.B.TardytoFrederickTaylor,March27,1911,115,FrederickWinslowTaylorCollection.422Ibid.423Ibid.

160

Meyer’smovetowardscientificmanagementcausedacorrespondingshiftinthe

Navy.Officersandagentsofscientificmanagementnowbegantomoveoutoftheshadows.

AjubilantTardyobservedtoTaylor,“itlookstome,fromwhatisapparentandwhatIget

behindthescenesthatthetimeisripeforyoutoaddtheNavyscalptoyourbelt.”424If

Evans’scareerhadsufferedbecauseofhisbeliefinscientificmanagement,Tardysoughtto

profitbytheassociationwithTaylor.Furthermore,Tardy’sproximitytotheSecretary

providedhimwithconfidentialinformationaboutMeyer’snavalplansthathesharedwith

Taylor.425

Inahandwrittenletterof27March1911,afterafriendlypreamble,Tardyspelled

outhisplan.“Myreasonsforsendingyouamanuscriptletter”,Tardyexplained,“instead

ofatypewrittenoneisbecauseIamgoingtosaythingsthatIdon’twantayeomanorclerk

tosee.”426Henolongerwasdancingalongthelineofcollusion;heclearlyhadchosento

eraseit.TardydescribedhisplansindetailtoTaylor:

…whyIamsoanxioustohaveyouaccept.Nowforalittlemoreprospectivehistory,whichwillunfoldotherpersonalreasonswhyitisnecessarytomycareeralmostthatyoucome.IamgiventounderstandthatIamtobecomeamemberoftheboardofofficerswhoaretovisitscientific[management]shops.ThatifImakegoodinthatcapacityIamtobecometheSecretary’saidforNavyyardorganizationandmanagement.IbelieveIhaveaprettyclearconceptofalltheunderlyingprinciplesoftheTaylorsystemofmanagementandIknowthatIaminfullsympathywithyou…nowisthecriticalopportunemomentforyoutoadvanceyourreligionofmanagementbyaddingtheNavytothenumbersoforganizationsthatareoperatingunderTaylorsystemofmanagement.Youcanhelpmeinmyambitiontobe ofvaluetotheserviceandtorenderyouloyalassistanceinreorganizingNavyYards.YouseeifIamtheofficerdesignatedtoworkwithyourrepresentativeandtoseethateachyardadvancesasrapidlyandasuniformlyaspossiblyyounotonlydonothaveareactionaryinme,butyou haveanenthusiasticdisciplewhowillavail

424Ibid.425FrederickTaylortoR.M.Watt,March29,1911,115,FrederickWinslowTaylorCollection.426TardytoTaylor,March27,1911.

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himselfofallthecounselyoumay caretogive…pleaseregardtheaboveasconfidentialforthepresent.427

TaylorhappilyacceptedtheSecretary’sinvitationon30March,1911.428Nolonger

thepariah,fortuneagainsmiledonhisendeavors.Thenavalexercisewasasuccessforall

interestedparties.Taylorfeltliberated,ifnotvindicated.Tardyreceivedthesupporthe

neededandtheaffirmationoftheSecretary.AndMeyerwasnowinformedonthematterof

scientificmanagement.Taylor,confidedinAdmiralWatt,“IdevotedallofmytimewithMr.

Meyertothisend…”429

TardywroteTayloron11Apriltoinformhimthat,aspredicted,hehadbeen

appointedtoaboardassignedtoinvestigatescientificmanagementatvariousshops.430

TardysuggestedtoSecretaryMeyerthatEvansbeappointedtotheboardbecauseofhis

expertiseinscientificmanagement.Taylor,likewise,defendedEvansatlengthwhile

aboardtheDolphinandVermontinthehopeofmendingtherupturebetweenthetwo

men.431TheSecretarytooktherequestunderadvisement.TardyinformedTaylorthat

“theSecretaryauthorizedmetotellyou[Taylor]inconfidencethathehadtakeupwith

WattthequestionofappointingEvanstothisBoard,andthatWattthoughtEvanslacked

judicialbalance…”432

Butmatterswerenotastheyseemed.Taylorpromptlyrespondedinamissive,on

April13,toTardy.AccordingtoTaylor,Wattrememberedtheconversationquite

differently.“WatttoldmehestronglyrecommendedEvansasamemberofthisBoard,”

427Ibid.428FrederickTaylortoW.B.Tardy,March30,1911,115,FrederickWinslowTaylorCollection.429FrederickTaylortoR.M.Watt,April10,1911,115,FrederickWinslowTaylorCollection.430W.B.TardytoFrederickTaylor,April11,1911,115,FrederickWinslowTaylorCollection.431TaylortoWatt,April10,1911.432TardytoTaylor,April11,1911.

162

Taylorrecounted,“andstatedthathewasbetterqualifiedthananyoneelseinthe

ConstructionCorps…TheSecretaryrefusedtohaveEvansbecauseheclaimedEvanshad

attackedhiminthepress.”433GiventherecommendationbyWattthatEvansbeallowedto

takeayearofleavetostudyunderTaylor,theSecretary’sassertionappearedquestionable.

Theruptureremained,andexperiencedU.S.Navyconstructor,G.H.Rock,andCharles

ConradPaymasteroftheNavy,werenamedtheothermembersoftheBoard.

Taylor’scomplexmanagementmethodsrequiredsignificanttrainingandeducation.

Withoutpropertraining,scientificmanagementappearedburdensometotheuninformed.

Copiousrecordsanddetailedprocessesseemedunnecessary,andfortheworkerthe

requirementforrigorousrepetitioncausedfrustrationandanger.Taylorfearedthat,

lackingextensiveeducationaboutmethods,theboardmemberswouldviewscientific

management“…asembodyingavastamountofredtape,therealmeaningofwhichthey

wouldinnowayappreciate.”434Toforestallanysuchjudgment,Taylorhostedtheboard,at

hishomeinlateApril,1911.435Itsmembersmadecleartheircommitmenttoimpartiality

andobjectivity,andassuredTaylorthathehadnothingtofearfromtheboard.Thethreat

emergedfromanotherquarter.

ByAugust1911Taylorhaddefeatedoroutmaneuveredthosewhoopposed

implementationofscientificmanagementingovernmentworkshops.Tardywaspoisedto

introducescientificmanagementonalargerscale.And,surprisingly,Meyerrelentedand

allowedEvanstojointheboard.436EvansalsobecameamemberofAdmiralCharlesE.

433FrederickTaylortoW.B.Tardy,April13,1911,115,FrederickWinslowTaylorCollection.434Ibid.435W.B.TardytoFrederickTaylor,June3,1911,115,FrederickWinslowTaylorCollection.436W.B.TardytoFrederickTaylor,July23,1911,115,FrederickWinslowTaylorCollection;FrederickTaylortoW.B.Tardy,August1,1911,115,FrederickWinslowTaylorCollection.

163

Vreeland’scommission,whichwasalsoworkingonmodernmanagementforNavy

Yards.437Inprinciple,theNavyacceptedscientificmanagementasofferingsuperior

methodsthatifemployedimprovedefficiency.Officersagreedonthatmuch.Nowthe

questionrevolvedaroundthedetailsofwhatwouldbedone.Taylorassumed,aslateas27

August,thatMeyer’sintroductionofscientificmanagementwasonlyamatteroftime.438

On12OctoberTaylorreceivedashockingletterfromG.S.Radford,inclosinga

newspaperclippingfromtheWashingtonPost.Thearticle,“WillTryNewNavyPlan:Sec

MeyertoImportEnglishSystem,”indicatedthepossibilityofMeyermovinginadifferent

directionthanhehadintimatedtoTaylor.439

Washington,Oct8—CastingasideallscientificsystemsofNavyYard

managementadvocatedinthiscountry,becausehebelievestheyinvolvetoomuch

detailandrequireseriouschangestotheCivilServicerulesof employment,Secofthe

NavyMeyerwillimportfromEnglandthesystemof managementinusebyVickers,

Limited…EveryoneintheNavy,itissaid,exceptpossiblysomeradicalbureauorcorps

partisans,willwelcomea systemwherebythecommandantwillagainbethechiefofall

mattersata NavyYard.440

Meyerhadonceagainchangedhismind.Heappearedtobesteeringbysailrather

thanrudder.Likemostbureaucratsofthetime,heappearedtobeguidedbythepolitical

winds.TheAmericanMachinistcapturedtheconfusionina11April,1912article,“The

VickersSystemofManagement.”Thepiecestated:“Engineersandmachinerybuildersin

437W.B.TardytoFrederickTaylor,August28,1911,115,FrederickWinslowTaylorCollection.438FrederickTaylortoM.H.Karker,August27,1911,115,FrederickWinslowTaylorCollection.439TheWashingtonPost,“WillTryNewNavyPlan:SecMeyertoImportEnglishSystem,”TheWashingtonPost,October9,1911.440Ibid.

164

AmericawereconsiderablysurprisedafewmonthsagotolearnthatSecretaryoftheNavy

Meyerhaddecidedagainstallofthesystemsofshopmanagementinuseinthiscountry

anddeterminedtoinstalltheVickerssystemofmanagementfromthegreatBritish.”441

Thedramaticshiftinpolicycaughtcivilianandpublicengineersbysurprise.

ItisnoteworthythatMeyerdidnotentirelytorpedotheideaofscientific

management.Instead,heseparatedtheconceptfromitscreator.Anythingattachedto

Taylor’sname,inanyform,becameflotsamandwasjettisonedoverboard.Needinga

substituteforTaylorism,SecretaryMeyerdispatchedtwocaptainsobserveEnglish

productionmethodsatVickers,thegiantmanufacturingcompanyproducingeverything

fromsteelcastingstomachineguns.Neitheroftheofficershadanyexperienceinscientific

management.442TaylorcynicallyremarkedtoRadfordthattheirtripwill“nodoubt…bea

greatsuccess.”443Notably,theirtriptoinspecttheVickersfactorylastedameretwo

weeks.

SecretaryMeyerinthe1911AnnualReportoftheNavyDepartmentstated:

IfoundinEngland,attheworksofMessrs.Vickers(Ltd.),atBarrow- in-Furness,amostefficientsimplesystemofmanagement.Briefly,itmaybesaidthatthisestablishmenthasanengineeringdepartmentandashipyarddepartment,withanelectricaldivisionundertheenginedepartment.Theyarrange,inthelargerjobs,fortheorderlypassageoftheseparatepartsfromoneshoptoanother,instructtheworkmenhowtoworkmostefficiently,andfollowtheseparateoperations,bymeansofacorpsofskilledprogressmen,untiltheassemblyiscompleted.Inageneralwaytheworkisthoroughlysystematizedoncommon-senseprinciples,butnoattemptismadetogointotheforecastingofminutedetails.Inconsequencetheextracostofelaborateplanningisavoided.Thegreatestpercentageofincreasedefficiencyseemstohavebeenattainedbybroadeffectsinsystematizationandinsecuringthecheerfulcooperationoftheworkmentowardbestresultsthroughproperrecognitionoftheirinitiativeandmoreefficienteffort.ThemanagementatVickersisthoroughlyconvincedthatexcessiveprevisionofdetaildoesnotpay.The

441“TheVickersSystemofManagement,”AmericanMachinist36(April11,1912):573.442FrederickTaylortoG.S.Radford,October24,1911,Box117,FrederickWinslowTaylorCollection.443Ibid.

165

companyisconfirmeditsexperienceatoneofitsownplants,atErith,England,whereforbetweenthreeandfouryearstherehadbeeninstalledoneofthemostelaborateofthescientificmanagementsystemswithunsatisfactoryresults.444

Meyer’smotivationswerequestionableastheyrelatedtoscientificmanagement.

PerhapsTaylor’ssystemdidrequiretoomuchpaperwork.Taylorhimselfnotedthat

withoutadequatetrainingnovicesfailedtograsptheimportanceofdetailed

quantification.445However,Meyeralsowantedasystemthatdidnotrequireyearsof

trainingandeducationtobeemployed.Taylorisminthatrespectfailedtomeetakey

threshold.

Meyer,alongwiththeheadsofothergovernmentalentities,createdmultipleboards

tostudyTaylorism.ThecompletedreportsgenerallyconcurredthattheNavyYards

requiredorganizationalandmanagementchanges.Taylor’svastnetworkofdisciples

alwaysseemedtofindtheirwayontothesecommittees.NameslikeHenryL.Gantt,

HarringtonEmerson,HollisGodfreyandCharlesDaypopulatetheliteratureonscientific

management.Afterall,theyweretheefficiencyexperts.Theirconclusionswerewhatone

mightexpectfromagroupofmenassociatedwithTaylor.446

Nevertheless,Meyer’soppositionfocusedonTaylorhimself.Asystembyanother

namesuchasprovidedbytheVickersinvestigationprovidedMeyerwiththepretensehe

needed.H.F.Wright,anavalconstructor,notedtoTayloron9November1911,“Iammore

thaneverconvincedthattheintentionofthoseinauthorityistoinstitutescientific

managementasunderstoodbyyouandtocallitbyanothername.”447Taylorrepliedonthe

444GeorgevonL.Meyer,“AnnualReportoftheSecretaryoftheNavy”(Washington,D.C.,1911),22.445TaylortoTardy,April13,1911.446DouglasD.Wilson,ed.,“ReportofthePresidentofDistrictNo.44,”Machinists’MonthlyJournal25(1913):1132;“NavyYardSystemIsDeclaredFaulty,”NewYorkTimes,March9,1912;“ScientificManagementintheNavy,”NavalInstituteProceedings37(1911).447H.F.WrighttoFrederickTaylor,November9,1911,Box117,FrederickWinslowTaylorCollection.

166

13November,“hewouldliketogetanybenefitsthatwouldcomefromtheprinciplesof

scientificmanagement,butwouldpreferbrandingthemastheMeyerSystemrather

anythingelse.”448Taylorknewhisnameevokedresistance.However,theanimosity

betweenTaylorandMeyerhadbecomepersonal.TaylorfeltbetrayedbyMeyerafterhis

overtlyfriendlygesturesixmonthsearlier.

Onedaylater,TaylordisclosedtoCoburnthattheArmy’sleadershipprovidedsolid

supportforscientificmanagement.Hedrewstrengthfromthissuccessandreflectedonit

duringtimesoftrouble.TheSecretaryofWarandGeneralCrozierwereoutspoken

supportersofTaylorism.449Croziertestifiedmultipletimesbeforecongressional

committeesalwaystothebenefitofTaylor.TaylorassistedCrozierwithmaterialsupport

forthehearingsbeforecongress.Furthermore,Taylorclaimedtoknowhowtomanage

disgruntledworkers,sincehismethodstendedtocreatethem.Hepassedonsuggestionsto

bothCrozierandCoburnaboutthatsubject.450

TheArmy&NavyJournalranasmallpieceon16December1911highlightingthe

increasedcostofrepair,over10%,between1910and1911.451Itwasanobliqueshotat

Meyer.TaylorconfidedinCoburn,“…thismightbeunpalatablereadingtoSecretary

Meyer…Ratherunexpected[as]Ihadtheimpressionthatthey[Army&NavyJournal]were

verystrictpartisansoftheline.”452Thejournalwasquitepopularwithofficersduringthis

period.TheMeyer’sadministrationwasnowcomingunderfiremultipledirections.The

ConstructorCorps,underMeyer’sjurisdiction,continuedtoexecutetimeandmotion

448FrederickTaylortoH.F.Wright,November13,1911,Box117,FrederickWinslowTaylorCollection.449FrederickTaylortoF.G.Coburn,November14,1911,116,FrederickWinslowTaylorCollection.450Ibid.451F.G.CoburntoFrederickTaylor,December12,1911,116,FrederickWinslowTaylorCollection.452FrederickTaylortoF.G.Coburn,December22,1911,116,FrederickWinslowTaylorCollection.

167

studiesalong,albeitcovertly,withvariousotherelementsofscientificmanagement.453

Internalfrustrationandloathingbegantoboilover.

ItappearedMeyer’srapidlyevolvingmanagementplansmightcosttheNavyoneof

itsbrightestofficers.OnNovember19,TardyinformedTaylorthathehad“…heardvague

rumorsthatEvansisgoingtoresignsoon.”454Infact,itwasnotarumor.Evanshadno

intentionofwastinghislifeinpursuitofaworthyidealthattheNavyrefusedtoembrace.

Meyerhadchangedhispositionforathirdtimeregardingscientificmanagement.Evans,

emotionallyexhausted,wasdonewithitall.455

Tardy’sintentionallybelatedletterprovidedTaylorwithsomeinsightintotheNavy

workings.Thedelayedresponseallowedeventstomature,whichaffordedTardytwo

revealingobservations.First,theNavyleadershiptook“flight”atthe“first”signsoftrouble

fromorganizedlabor.Inprinciple,theNavyacceptedtheneedforputtingintoeffect

scientificmanagement.Inpractice,politiciansandorganizedlaboropposedtheplan.

Second,Tardycontended,“Idonotbelieveforamomentthatanyeffortistobemadeto

adoptVickersmanagementfortheyards.”SecretaryMeyerwasplayingashellgameand

oneeveryoneappearedtorecognize.“AsIunderstand,whateverefficiencytheremaybein

thatsystem”,Tardyexplained,“isduetopieceworkandthepremiumsystem.”456Inshort,

thecreditbelongedtoTaylorbuthewasnotgoingtogetit.

DespiteinterferencebyMeyer’sadministration,navalofficerscontinuedto

implementscientificmanagementinitsvariousincarnations.457Lineofficers,especially

453FrederickTaylortoG.S.Radford,November18,1911,Box117,FrederickWinslowTaylorCollection.454W.B.TardytoFrederickTaylor,November19,1911,115,FrederickWinslowTaylorCollection.455FrederickTaylortoW.B.Tardy,November21,1911,115,FrederickWinslowTaylorCollection.456TardytoTaylor,November19,1911.457TaylortoRadford,November18,1911.

168

thoseaboardlargerships,usedittorefineandhonesailor’sactions.Thoseatshoreusedit

toreducecostandtimeinvolvedinrepairsandproduction.458

Withunabashedadvocacy,Crozierenumeratedthebenefitsandvalueofscientific

managementatArmyarmories.HetoldtheSecretaryofWarandCongressonmultiple

occasionsthatTaylor’smethodsdeliveredasuperiorproductbelowtraditionalcostandat

afasterrate.459NavyConstructorCorpsofficersdrewstrengthfromtheArmy’ssuccess.

Rationallyitseemedthatifthegovernmentapprovedtheprocessinoneareathatitought

tobeapplicableinanother.TheconclusionwasthatiftheyweatheredMeyer’sattemptsto

disassembleregardingscientificmanagementthenextadministrationmightbeamenable

tothesystem.460

TheapproachingendofMeyer’stermcouldnotcomefastenoughforTaylorandhis

followers.Ifthenightisdarkestandthecoldmostpenetratingjustbeforedawn,Meyer’s

administrationplayeditspartwell,exploitingTaylorismatitsmostvulnerablepoint.

NothingdroveTaylorintoadefensivefurylikeapotentialstrike.Itthreatenedeverything

heworkedforoverthelasttwentyyears.Turmoilmenacedsocialstability.Politiciansand

employerscouldnotabideorganizedworkeropposition,atleastforlong.

On1January1912,whilemostmenrecoveredfromthenightbefore,Taylor

feverishlyfiredofffourletters.Taylor’scorrespondencewithoveradozennavalofficers

spannedoverfifteenyearsandthecorrespondencequantitativelymeasuredhundredsof

pages.OnnootherdaydidTaylorfireofffourletterstonavalofficers,employingnearly

verbatimlanguage.Thematically,theywereidentical.Taylorexpressedhisviewstothe

458TardytoTaylor,February6,1911.459FrederickTaylortoGeoH.Rock,December20,1911,115,FrederickWinslowTaylorCollection.460TardytoTaylor,March27,1911;CoburntoTaylor,February7,1911;R.M.WatttoFrederickTaylor,April1,1911,115,FrederickWinslowTaylorCollection.

169

recipients,Rock,Wright,Coburn,andJamesReed,regardingtheproteststakingplaceatthe

BostonNavyyardandpotentiallyotherfacilities.461

Thespecialcongressionalcommitteeassignedtoevaluatescientificmanagement,

whichexaminedArmyarsenalsandNavyyards,wasnearingtheendofitsinvestigation,

scheduledtoconcludeon11February,1912.462Withonemonthremaining,Taylorneeded

todemonstrateconcreteexamplesof“loafing”atnavyyards.Heusedtheterm“loafing”

(andonotheroccasions,“soldiering”)todescribeemployeesworkingatminimumcapacity.

Taylorinquiredwhetheranyoftheofficersmighthavesuchexamples,preferringonein

anyaboutwhichaforemanmightbewillingtotestifybeforethecommittee.

TaylortoldCoburnthatifhewerewillingtotestifybeforethecommittee,hewould

payforallexpensesincurred.463CoburnagreedtoTaylor’srequest.However,Taylor

subsequentlylearnedthat“thecommitteeisnotissuingsubpoenasforpeopletoappear

beforeit,butIhavenodoubtthatIcangetthemtowriteyou,requestingthatyouappear

beforethem.”464InaletterofJanuary12,TaylorinformedCoburn:“Ishallsendyourname

toMr.Wilson,theChairmanoftheHouseCommitteetoInvestigatetheTaylorandother

SystemsofManagement,andaskhimtohaveyousubpoenaed…”OvertheyearsTaylorhad

developedanextensiveandinfluentialnetworkthatenabledhim,ataminimum,togainan

audiencewithjustaboutanypolitician.

461FrederickTaylortoJamesReed,January1,1912,117,FrederickWinslowTaylorCollection;FrederickTaylortoF.G.Coburn,January1,1912,116,FrederickWinslowTaylorCollection;FrederickTaylortoH.F.Wright,January1,1912,Box117,FrederickWinslowTaylorCollection;FrederickTaylortoGeoH.Rock,January1,1912,117,FrederickWinslowTaylorCollection.462ClarenceBertrandThompson,ScientificManagement:ACollectionoftheMoreSignificantArticlesDescribingtheTaylorSystemofManagement(HarvardUniversityPress,1914),789.463TaylortoCoburn,January1,1912.464Ibid.

170

OnJanuary19,1912,TaylorwrotetoTardy,observing:“Agoodmanywitnesses

haveappearedbeforetheCommitteefromtheBostonyardandsomefromtheNewYork

yard,andtheimpressionleftupontheCommitteebythesemenisthattheyarepretty

badlytreatedinthenavyyards…and…thatiftheTaylorSystemweretobeintroducedthey

wouldbedriventodeath.”465Taylorhadaflairforcaricatureandhismostfrequenttarget,

rivaledonlybyMeyer,wasthecommondayworker.Hisexperienceasayoungmanand

thenasacontractorhadfueledhimwithaparticulardisdaintowardwageearners.Implicit

inthepiece-rateandpremiumsystemwasthebeliefthatdayworkerswerenotworkingto

theirfullpotential.Thus,Taylor’ssysteminvolvedidentificationoftheshirkersand

achievedefficiencybyrewardingthosethatexceededthestandardwhilethosethatdidnot

receivedlesspay.Unionsandemployeesperceivedthesystemaspunitive.Theenemyof

everyunionsystemisthe“ratebreaker”whosetsaseemingly-unfairstandardfor

comparisontootherworkersperformingsimilartasks.

Taylor’slettertoTardycontinuedwiththewarningthat“…ifthey[thecommittee]

weretorecommendagainsttimestudyitwouldbecomepracticallyimpossibleinmany

casestogetafairday’sworkoutoftheworkmen.”466Histruefeelingsonthesematters

occasionallypopulatedletterstohisclosestfriends.Herepeatedlyclaimedthatscientific

managementassistedworkersinreachingtheirfullpotentialwhilehispersonalletters

betrayedadifferentperspective.Towardstheendofthemissive,TaylorentreatedTardy

toappearbeforethecommitteeaswell.Taylorplayedeverycardhepossessed.InTardy,

Taylorfoundamanoflikemind.OnJanuary26thTardyreplied,“Ifirmlybelievethatwe

mustcometoscientifictimestudiesandbonusorpremiumsystemofwagesifweareto465FrederickTaylorandW.B.Tardy,January19,1912,115,FrederickWinslowTaylorCollection.466Ibid.

171

hopeforevenfairresults.”467Taylorhopedwithacriticalmassofnavalofficersbeforethe

committeehemighttrumpthevoicesofworkers.

AfterTaylortestifiedbeforetheCommittee,hedispatchedalettertoTardy,on

February2,whichrevealedhispersonalthoughtsabouttheSecretaryofNavy.

InTaylor’sopinion:

…theSecretaryoftheNavyhadannouncedinthemostemphaticmannerthathedidnotintendandneverhadintendedintroducinganyelementofscientificmanagementintotheNavy,thathewasabouttointroducetheVickerssystem…thatscientificmanagementhadbeenusedinoneoftheVickersshopsinEnglandforyears,andhadresultedinlossofmoneytotheVickersCompany,andthatthewhentherealVickerssystemwassubstitutedinitsplacethisDepartment,whichformerlyoperatedataloss,atonceoperatedataverylargeprofit.468

Meyerusedhispositiontobroadcasthisdamagingviewsonscientificmanagement

tothepublicandtheNavy.Headoptedapopuliststance,ashadPresidentTaft,thatthere

waslittleneedforspecialistsinArmyandNavyfacilities.Thecommonmanwasjustas

capableastheeducatedprofessional.Navalofficersdemurred.469However,whileMeyer

stilloccupiedthepulpit,Taylorismwastherisingreligion.

DavidWatsonTaylorhadservedasanavalconstructorfrom1892to1894atMare

IslandNavyYard.470Tayloreventuallyattainedtherankofadmiraland,“forabouteight

yearsfrom1914to1922…servedastheChiefConstructorandChiefofBureauof

ConstructionandRepair.”471OnFebruary2,1912,twoyearsbeforeheattainedtherankof

Admiral,constructorTaylordispatchedalettertoFrederickTaylordetailinghistestimony

beforethecommittee.Thetestimony(forwhichheseemedparticularlyproud)strongly467W.B.TardytoFrederickTaylor,January26,1912,115,FrederickWinslowTaylorCollection.468FrederickTaylor,“FrederickTaylor,LettertoW.B.Tardy,”February2,1912,115,FrederickWinslowTaylorCollection.469Ibid.470WilliamHovgaard,“BiographicalMemoirofDavidWatsonTaylor1864-1940,”SocietyofNavalArchitectsandMarineEngineers22(1943):136.471Ibid.

172

supportedscientificmanagement.ConstructorTaylordescribeditas,“…thegreatmental

revolutionwhichtakesplaceunderscientificmanagement,andwhichisitsessentialfeature

[myemphasis].”472

Furthermore,constructorTaylorinformedhismentorthathehadencountereda

particularlybeneficialindividualinWashington,D.C.,whohelpedprepare“allwitnesses

whoappearforourside”,Mr.HollisGodfrey.Asidentifiedbyauthorsofastudyofshop

managementmethods,Godfreywasa,“consultingengineer,associatedwithMr.Frederick

WinslowTaylor.”473FouryearslaterWoodrowWilsonwastoappointGodfreytothe

AdvisoryCommissionofCouncilofNationalDefensein,anoversightorganizationcreated

toefficientlyfocusandmanagethenation’sresourcesinpreparednesseffortsforWWI.474

OnlytwolettersbetweenD.W.TaylorandF.W.Taylorhavebeenfound.However,

thetenorandconversantlanguagedisplayedinthesemissivesarguesforafamiliarityonly

acquiredthroughfrequentcommunication.Thisrelationshipnodoubtpaiddividendslater.

D.W.Taylor’sinfluenceasChiefConstructorallowedhimtoputintoeffectscientific

managementintheNavyYardsthroughoutthewar.D.W.TaylorworkedcloselywithF.W.

Taylortopreparenavalconstructorsfortestimonybeforethecongressionalcommittee.

Thepreparationwouldallowconstructorstohighlightthepositiveelementsofscientific

managementandavoid“embarrassing”moments.475

TheCommittee’sreportfoundnodamningevidenceagainstTaylororanyother

systemofmanagement.DespiteOrwellian-likepredictions,theCommitteeuncoveredlittle

472FrederickW.Taylor,“FrederickTaylor,LettertoD.W.Taylor,”February2,1912,117,FrederickWinslowTaylorCollection.473WilliamB.Wilson,WilliamC.Redfield,andJohnQ.Tilson,TheTaylorandOtherSystemsofShopManagement,3vols.(Washington,D.C.:GovernmentPrintingOffice,1912).474FirstAnnualReportoftheCouncilofNationalDefense(U.S.GovernmentPrintingOffice,1917).475Taylor,“FrederickTaylor,LettertoD.W.Taylor.”

173

tosupportthenotionthatscientificmanagementcreateddraconian-likeenvironments.476

Taylorhaddeftlydodgedthecoupdegraceintendedbytheshipyardunions.

Nevertheless,Taylorreceivedashotacrossthebowfromanunexpecteddirection.

On20June1912,TaylorreceivedaletterfromT.G.Roberts,anavalconstructor.Roberts

detailedtwointriguingideas.First,“someofmycolleagueswhohavebeenassociatedwith

Evans,andareintouch,toldmethatthesysteminstalledattheVickersworkswas

introducedtherebysomeonewhogotitfromsomeonebackinAmerica…”Theallegations

provedtobetrue.InamissivetoRoberts,TayloracknowledgedthatVickersdidinfact

sendoverseveralmenin1900forthreeweekstotheBethlehemworks.Accordingto

Taylor,whiletherethemen“…learnedasmuchastheycouldaboutoursysteminthattime,

butthatwasmightylittle…”477FrederickW.Taylorhadaninventor’sdisdainforimitations

andthoseassociatedwithit.However,Robertsalsoprovideddetailedinformationona

newlypublishedattackonTaylorism.

AdmiralJohnR.Edwardspennedascathingcritiqueofscientificmanagementinthe

journaloftheAmericanSocietyofNavalEngineersinMay,1912.478Edwardsassertedthat

“…managementisanartnotascience,thattheTaylorSystemantagonizestheworkmen

andneglectsthepersonalequation…”479AgraduateoftheU.S.NavalAcademyandan

engineer,Edwards,accordingtohisofficialbiography,“…transferredtotheLineofthe

476Thompson,ScientificManagement,15.477FrederickTaylortoT.G.Roberts,August8,1912,Box117,FrederickWinslowTaylorCollection;T.G.RobertstoFrederickTaylor,August10,1912,Box117,FrederickWinslowTaylorCollection.478JohnR.Edwards,“TheFetishismofScientificManagement,”AmericanSocietyofNavalEngineersXXIV,no.2(May1912).479Thompson,ScientificManagement,22.

174

Navyin1899.”480Edwardswasamanofbothworlds,and,thus,hisperspectivecarried

weightamonghisfellowofficers.

Sinceitwasexplicitlydraftedinresponse.Taylorwroteanundateddocumentthat

correlated,intime,totheSpecialCommittee’sreportonTaylorandOtherSystemsof

ManagementConsequently,onecanconfidentlyplacetheprovenanceofthedocument

betweenMayandAugust1912.Inthethree-pagedocumentTayloracknowledged

Edward’sarticle,“TheFetishismofScientificManagement,”byname.Taylordidnot

wrestlewithEdward’smajorpoints,butmerelyobserved,“AdmiralEdwardshasnever

beeninsideasingleestablishmentinwhichscientificmanagementhasbeenintroduced.”481

TaylorassumedthatwasenoughtodiscreditEdwards.Onehighrankingofficersargument

representedathreattoTaylor’sideas,butanysuchattackspaledinmagnitudetothoseof

Meyer.

SecretaryMeyer’stenurewasanythingbutpalatabletoofficersintheNaval

Constructercorps.Taylorsharedthesentiment.Tothisend,onDecember12,1912,

RadforddispatchedarevealinglettertoTaylor.Theletteritselfwaslargelyunremarkable.

RadfordmerelywantedTaylor’sinputastothepotentialofanewtoolthatRadfordtook

thecaretosketch.However,attheendofthetypedletter,Redford,inmanuscript,penned

thecrypticmessage,“P.S.the4thofMarchapproaches”-nothingelseisintimated,nothing

elseissaid.482Fourdayslater,Taylorresponded.AttheconclusionofhisletterTaylor

acknowledgedRadford’shandwrittenmessage,“Inotetheveryimportantfactstatedby480“PapersofRearAdmiralJohnR.Edwards,”NavalHistoryandHeritage,n.d.,http://www.history.navy.mil/research/archives/research-guides-and-finding-aids/personal-papers/d-e/papers-of-john-r-edwards.html.481FrederickW.Taylor,“AnswerstoCriticismsofScientificManagementwithReferencetotheProceedingsbeforetheHouseCommitteetoInvestigatetheTaylorandOtherSystemsofManagement,andOtherDocuments,”1912.482G.S.RadfordtoFrederickTaylor,December12,1912,Box117,FrederickWinslowTaylorCollection.

175

youinMS.attheendofyourletter.Letushopeforthebest.”483Themysteriousnote

referencedtheendofSecretaryMeyer’sterm,onMarch4,1913.

WiththeexitofMeyer,oneofthegreatestobstaclestotheacceptanceofTaylor’s

ideasbythemilitaryestablishmentoftheUnitedStatesthreatswasremoved.Unions

remainedaproblem,butamanageableonewithoutafriendlyearintowhichtopourtheir

entreaties.DespiteMeyer’shostility,navalofficers,especiallythosewithintheConstructor

Corps,sustainedandexpandedtheuseofscientificmanagementwithintheNavy.484Inthe

end,MeyersimplyimpededthedepthandbreadthofTaylor’sinfluence,foratime.

TheelectionofPresidentWoodrowWilsonprofferedthepossibilityofan

administrationamenabletoscientificmanagement.Althoughatthisjuncture,Taylorand

thenavalconstructorswouldhappilytakeadisinterestedparty.485Nevertheless,Taylor

haddoubtsabouttheNavy’snewleadership,basedonspeechesbythenewSecretaryand

AssistantSecretaryoftheNavy,JosephusDanielsandFranklinRoosevelt,respectively.486

Whetherfromfatigue,frustration,orteachingcommitmentsFrederickTaylor’s

correspondencewithnavalofficersdwindledinthelasttwoyearsbeforehisdeathin

Marchof1915.Taylor’ssupporterswithintheNavyhadlargelywonacceptanceof

scientificmanagementintheNavy,ifnotinname,thencertainlyinpractice.However,

debateaboutTaylor’smethodsmovedfromwithintheArmyarsenalsandtheNavyyards

tothehallsofCongress.Inthatvenueunionsandsympatheticlegislatorsmaintainedthe

pressure.

483FrederickTaylortoG.S.Radford,December16,1912,Box117,FrederickWinslowTaylorCollection.484FrederickTaylortoF.G.Coburn,November5,1913,116,FrederickWinslowTaylorCollection.485FrederickTaylortoT.G.Roberts,March12,1913,Box117,FrederickWinslowTaylorCollection;JamesReed,“JamesReed,LettertoFrederickTaylor,”April15,1913,117,FrederickWinslowTaylorCollection.486FrederickTaylortoA.M.Cook,May26,1913,115,FrederickWinslowTaylorCollection.

176

OnJanuary22,1915,FrederickDietrickscoredamajorwinfortheunions.He

introducedanamendmenttotheArmyspendingbillthatstated:

Provided,Thatnopartoftheappropriationsmadeinthisbillshallbe availableforthesalaryorpayofanyofficer,manager,superintendent,foreman,orotherpersonhavingchargeoftheworkofanyemployeeoftheUnitedStatesGovernmentwhilemakingorcausingtobemadewithastopwatchorothertime-measuringdevice,atimestudyofanyjobofanysuchemployeebetweenthestartingandthecompletionthereof,orofthemovementsofanysuchemployeewhileengageduponsuchwork;norshallanypartoftheappropriationsmadeInthisbillbeavailabletopayanypremiumorbonusorcashrewardtoanyemployee-inadditiontohisregularwages,exceptfor-suggestionsresultingInimprovementsoreconomyintheoperationofanyGovernmentplant;andnoclaimforservicesperformedbyanypersonwhileviolatingthisprovisoshallbeallowed.487

TwoweekslaterasimilarbillkilledsupportfortimeandmotionstudiesintheNavy.488It

appearedthatscientificmanagementintheArmyandNavyhadfinallybeendealta

deathblow.YetagainTaylorsviewsweretoarise,likeLazarus,fromthetomb.

Evans,Tardy,Watt,andD.W.Taylor,amongothersNavyConstructors,graspedwhat

manyduringtheperiodunderstoodonlyimplicitly.Yes,mostunderstoodthatscientific

managementrationallyorderedworkwithintheshop,arsenal,andnavalyard--whatever

theform—toincreaseefficiency.However,thelatentpotencyofthisprocessdidnot

resideinthephysicalrealm,butintheintellectual.Taylorhimselfdidnotappeartofully

sense,atleastinitiallyandmaybeneverfully,whathismethodactuallywrought.Allideas

evolveandmaturewithtimeastheymovefromthemindtopracticeinthephysicalrealm.

Theprocessdoesnotonlyflowinonedirection.Frequently,thesparkcreatedwiththe

collisionoftheimmaterialandmaterialworldilluminatesotherpossibilitiesthatremained

dormant,unknown,andunexploredbythehumanmind.

487(52Cong.Rec.2082,1915)488Aitken,TaylorismatWatertownArsenal,232.

177

WithintheArmy,scientificmanagementmovedforwardlylargelyatthebehestof

GeneralCrozier.OrdnanceofficerssuchasColonelWheelerplayedanimportantrole,but

directionandforceemanatedfromCrozier.Heneededmethodstoreducecostsatthe

arsenals.Todomorewithlessrequiredradicalchangeinselectionofemployees,tools,and

methods.CrozierlookedforsolutionsandfoundthemintheideasofFrederickW.Taylor.

AswasthecaseintheArmy,theNavysoughtoutTaylor.Bynomeansahousehold

name,hewasneverthelesswellknowninthefieldsofengineeringandindustry.Taylor’s

friendshipwithGoodrichprecededhisadvancesinmanagement,and,thus,Goodrich’s

proximitytoTaylor,inabsoluteterms,wasmuchcloserthanthatofCrozier.Goodrich

exertednotimesearchingforsomeonewhoknewsomethingaboutefficiency.Fortunehad

seentothat.However,theprogressionintheNavyofscientificmanagementdiffered

significantlyatseveralkeyjunctures.BoththeArmyandNavylaunchedfromsimilarpoints

intheirpursuitofefficiency,buttheyrapidlydivergedinexecution.

IftheFrenchRevolutionradicallychangedsocietyfromthebottomupandthe

Prussiansaimedto,“…dofromabovewhattheFrenchhavedonefrombelow”489theUnited

StatesArmyandNavy’sintellectualrevolutionfollowedalongasimilarpath.Scientific

ManagementpropagatedthroughtheArmyfromabovewithCrozier,and,incontrast,the

Navy’sacceptanceofthemethodologywasspearheadedbyEvansandtheconstructors

frombelow.Evans,drivenbyadevoutbeliefintheefficacyofscientificmanagement,

forfeitedhiscommissionandhismarriagetothecause.Hiscapableanddeterminedbattle

489ShearerDavisBowmanAssistantProfessorofHistoryUniversityofTexasatAustin,MastersandLords :Mid-19th-CenturyU.S.PlantersandPrussianJunkers(OxfordUniversityPress,USA,1993),123;TheQuarterlyReview,vol.231(London:LeonardScottPublicationCompany,1919),37.

178

forscientificmanagementelevatedhisnametotheattentionofeminentindividualssuchas

PresidentTaft.

TaylorandGoodrichhadsomesuccesslayingthegroundworkintheNavyfor

scientificmanagementundertheRooseveltadministration.Meanwhile,Crozierimposed

Taylorismonthearsenalslargelyunassistedandunopposed,albeitwiththesupportofthe

SecretaryofWar.However,innovatorsintheNavyfacedGoliathsofanothersize,andmore

thanjustone;SecretaryoftheNavyMeyerandtheunionscameinfirstandsecond

respectively,andlineofficersplacedadistantbutstillsignificantthird.ConstructionCorps

officersunderwrotethesuccessesandlikewisesharedinthedefeats.Theyoungofficers

advancedinthefaceofresistancethroughstubbornandnotinfrequentlyinsubordinate

actions.

FrederickW.Taylorthroughoutthispivotalperiodprovidedemotionalandmaterial

support.EvansandTardy,andmanyotherconstructors,heldTaylorinalmostspiritual

regard--notasademigod,butratherasaprophet,someoneenlightenedwhobringsa

messageofprofoundtruth.Navalconstructorsweretrainedandeducatedengineers.

Thesewerenotmen,byandlarge;whoweresuperstitious;rathertheyvaluedmathematics

andlogic.Taylor’srationalsystemextollingefficiencydoubtlessappealedtothem,and

giventhedegreeofsupport,providedanimprovementoverthestructure,orlackof

structureforthenation’snavyyards,thatpreviouslyexisted.

TotheNavy,andspecificallytotheofficersoftheConstructionCorps,mustgothe

honorofbeingthefirstofthetwoorganizationstograsptheintellectualpotentialof

scientificmanagementasasystemofthinking.TheArmy’sheroicideaofleadershipalways

causedtensionintherelationshipbetweenmenandmachines.TheNavy,inessence,wasa

179

machine.It,ofcourse,madeuseofhumanbeings,butthetools,theship,alwaysloomed

largerthanmen.FromtheinceptionoftheUnitedStatesNavy,navalofficersembracedthe

machine,andtheclosertheyconnectedwithitthebetteritran.Scientificmanagement

harmonizedmenwithmachinesbecauseitreducederrors,waste,andproduceda

methodical,calculable,andmeasurablesetofoutcomes.Properlyapplied,itreduced

chance,theeverpresentspecterforthosewhopreparedforandengagedinorganized

conflict.

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ChapterVIII

Historymatterednot,becauseitchangedsomuch

Inthefinalanalysis,thereisbutoneobjectofinquiry--thewill.Armyofficersare

principallyconcernedwithexecutingorders,ordersthatinsomemannerconnect,or

shouldconnect,backtoapoliticalobjective.Officersdirectforcetowardaimsthat,atleast

intheory,reduceanadversary’sresolutiontoresist.Todothis,anddoitwell,onemust

intuitivelygraspwhatanimatesmentoaction.

Technologyhasincreasinglyobscuredthenatureofwar.Likelayersoffog,it

shroudsthesharpoutlinesfromobservation.Thelightofrealityfadesbehindthe

accumulatinglayersoftechnologywithknowledgeandunderstandingofthephenomenon

sufferingproportionally.Moretothepoint,theissueislessabouttechnologythantheway

wethinkaboutitandhowitconformsone’sperceptions.Thisisespeciallytrueof

Americansoverthecourseofthepastcenturyormore,whotendtolookfortechnological

solutionstomostproblems.Givenenoughtime,flawedassumptions,andmistakenbeliefs,

Americanmilitaryofficerstypicallyperceivethenatureofwarthroughthetechnological

meansofitsexecution.Ifthenatureoftechnologyistoorderandcontrol,thenperhaps,

war–chaos--lendsitselfsusceptibletosuchmeans.

Technologydivorceswarfromitsproperfocus,whichisman.Writingin1934,

LewisMumfordobserved,“…theprincipalaimofourmechanicalroutineinindustryisto

reducethedomainofchance…”490Ifthatpremiseiscorrect,thentheindustrial

managementrevolutionaryFrederickTaylorbroughtaboutoneofthegreatestmental

490Mumford,TechnicsandCivilization,304.

181

revolutionssincetheEnlightenmentandRomanticmovements.WhiletheEnlightenment

andRomanticismdescribed,“…ideasaboutwhatrelationsbetweenmenhavebeen,are,

mightbe,andshouldbe…”scientificmanagementaimedtoprescribe,atleastimplicitly,the

relationshipbetweenmenandtheirmachines.491

Taylor’sapproachhadfarreachingeffects.Armyofficerswerebornintoanation

largelydevoidofmilitarytraditions.Therewerefewmorestoconfineormoldearly

militarythought.ThosethatdidexistwereimportedfromFrance,Britain,andGermany.

MilitaryideasandstructuresintroducedfromthedistantshoresoftheOldWorldmingled

andamalgamatedintoauniquelyAmericanDNA.EncodedwithintheDNAwasthesource

materialthatformedthesubstrateoftheAmericanmilitarymind.

TheruggedlandscapeofNorthAmericaproducedanequallytoughandpractical

mindsetinArmyofficers.Therewasnotimeforabstractthought,theoryandphilosophyas

theyattendedtothedemandingdutiesofwestwardexpansion.Preoccupiedwith

constabularyfunctions,Armyofficersexpendedpreciouslittleresourcesontheintellectual

developmentoftheirprofession.

Officerscamefromapeoplethatprizedliberty,individuality,andindustriousaction.

Thesevalues,inamannerthatnoonecouldquitehavepredicted,producedanoptimism

thatpermeatedAmericanculture,ahopeinthefuture,inthepotentialofthiscityonahill.

ItwastheZeitgeistoftheage.Drivenbywhattheyperceivedtobedivinestatute,

Americansexpandedgeographicallywithaconvictionanddeterminationrarelywitnessed

inhistory.TheArmydrewitsofficersfromsuchstock.

491BerlinandHardy,TheCrookedTimberofHumanity,1.

182

Bythe1860’s,boysthathadoncesharedanaweofthosewhofoughtinthe

AmericanRevolutionassumedthefieldingrayandbluewhilebothsidesinvokedthespirit

of‘76.War,forthem,wasnolongerachild’sgameandofficersmaturedquicklyinthe

battlestheywagedduringfouryearsofbrutalconflict.Lessonswerelearnedataterrible

cost.ButifAlexander,Caesar,andNapoleonachievedvictorythroughheroicleadership,

theAmericanCivilWarwhisperedofchangeintheunderstandingofwarfare.

Historyexercisesapowerful,ifcentrifugal,effectonthemind.Itprovidestherawmaterial

outofwhichthemindextrapolatespotentialandlikelyfutures.Likeapuzzle,themind

assortsthepiecestoformimpressions.Yet,thepiecesaremalleable,pliable,and

impressionable.Beginningwithsimilarsuchpieces,eachmindconstructsaunique,though

related,picture.Ifaparticularidealorconceptbeginstopermeatetheorganism,in

whateverformthatideamaybe,itgainsmomentum,apropensityandaMentalitätis

formed.492

AsbothlargersocietiesandmilitaryorganizationsintheWesternWorld

professionalizedatanacceleratedrateattheturnofthetwentiethcentury,thereemerged

asenseofincreasedtempo,ofinterconnectedness,andtheimportanceoftime

management.AmongofficersintheUnitedStatesArmy,therewasagrowingawarenessof

America’sincreasedroleontheworldstage.Andthoughrarelyexplicitlystated,officers

confessedthattheywereprofoundlyunpreparedforthisfuture.Rapidindustrialization

andproliferationofthemachinehailedthedawnofanewage.Ideasaboutleadership

evolved.Inthefactory,arsenals,andnavalyardsthemantrabecameefficiency.Leaders

werenotbornasmuchasmanufactured,anditseemedthatonenolongerledmen--one492DennisE.Showalter,“ThePrusso-GermanRMA1840-1871,”KnoxandMurray,TheDynamicsofMilitaryRevolution,1300-2050,112.

183

managedthem.WhathasbeenclaimedastheuniquelyAmericanphilosophyofpracticality

fusednaturally,almostorganically,withtheideaofmanagement.

Navalofficers,especiallyfromitsConstructorCorps,pursuedscientificmanagementwith

thezealoftruebelievers.TheNavy,afterall,wasafleetofmachines.Theunionof

TaylorismandtheNavymadeforahappyone,atleastifHoldenEvanshadhisway.

Nevertheless,theconstructorsdivinedthetrendmoreclearlythanmost.Managementis

aboutcontrol.Itisathoughtprocessthatdictateshowonearrangesthepiecesofthe

puzzle,aperceptionpredicatedontime.

PriortoWorldWarI,Armyofficershadmoredifficultyharmonizingmanand

machine,andthetrendsofmanagementwereconfinedtoarsenalsandsimilarfacilities.

Armiesstillmovedatthepaceofbeastsofburden.Prideofplacestillfelltothecavalryas

ithadformuchofthepasttwothousandyears.Perhapsnothingcapturedtheheroicideal

betterthanthemountedofficerleadinghismenfromthefront.Regardless,theU.S.Army

OrdnanceBranchandarsenalsprovidedsufficientsoilfortheideasofscientific

managementtotakeroot.

WorldWarIwasawatershedeventfortheU.S.Army.Theperceivedexistential

threatthrustinnovationtotheforefrontandneutralizedthemicro-managementthata

peacetimeCongresshadimposedonmilitaryprocurement.Governmentalfundingpushed

breakthroughsintomassproductionataratescarcelyimaginablebeforethewar.Fleetsof

airplanesandtanksappearedoverandonthebattlefieldsofEurope.Officersbeganto

measuresuccessbythenumberofartilleryshellsfired,leadingtoafour-yeartotalofan

estimatedonebillionshells.Heroismappearedtocountforlittleinindustrializedwarfare.

184

Clausewitzobserved,“…thesuperiorityofnumbersisthemostcommonelementin

victory.”493Hewasright,buthehadinmindnumbersofmen.Aftertheexperienceof

WorldWarI,officersthoughtintermsofmaterialschlacht,abattleofmaterial.Primacyin

battlemovedfrommantomachine.Mumfordperhapscaptureditbest:“Intime-keeping,

intrading,infightingmencountednumbers;andfinally,asthehabitgrewonlynumbers

counted.”494TheU.S.Navyepitomizedthisapproachinthemilitaryrealm,measuringthe

overallefficiencyofthefleetinthenumberofbattleshipsitclaimed—48in1914tobe

exact.495

Taylor’sformulationofscientificmanagementwaspredicatedontheideaofefficacy

throughreductionismbyeliminatingwastedmovementsandunnecessarysteps.Yet,

scientificmanagementportendedamoresignificantchange,oneofthought,especiallyin

managementandleadership.Ithighlightedashiftingviewoftime.Theartisanand

craftsmangavewayunderthepressuresofacceleratingtemporalrhythms.Modern

conceptionsoftime,withincreasingdivergencefromnaturaltime,becamesomethingthat

onecalculated,controlled,andsaved.

Themechanicalrealmiscontrollable,orderly,andcertainandwhenoverlaidon

man,intheory,producespredictableresults.Thus,theorderingoftheday,numberingand

delineatingoftasks,andthebreakingdownofone’sdailylifebytimeeliminatesoratleast

reduceschance.Therefore,manappearstogaingreatercontrolovertimeandofthe

future.Historically,whereonceprogresswasalmostimperceptiblyslow,nowprogress

493Clausewitz,OnWar,194.494Mumford,TechnicsandCivilization,22.495“StudiesoftheGeneralBoardoftheNavy,”November17,1914,420–422,RecordGroup80,NationalArchivesandRecordAdministration(NARA).

185

becamesomethingthatonenotonlyperceives,butcanalsoexertconsiderablecontrol

over.

Inindustrialwarfare,chancefrequentlywasportrayedinanegativelightas

somethingtobereducedandeliminated.However,chanceisnotnecessarilyanegativeor

evenanundesirableevent.Certainly,onedesiresreliabilityandcontrolinnuclearreactors

andthelike,butcreativityandspontaneityinevitablyintroduceanessentialelementof

chanceintowar.Itisfundamentaltothehumanexperience,andthus,intrinsicallypartof

warfare.Officerspaylipservicetoitsrolewhileatthesametimehoningtheskillsof

technicismdesignedtoreducechance.

Theimplicationsoftechnicismformilitaryaffairsweresubtleandyetincredibly

powerful.Abyproductoftechnologicalimmersionistheillusionofcontrolandspecious

contextualunderstanding,ofeliminatingorreducingthesourcesofClausewitzianfogand

friction.Onebelievesthathecanperceiveandhaveknowledgeofphenomenatoafar

greaterdegreethanisactuallythecase.Thisillusion--causedbytechnological

determinism--distortsrealityandforceswarfareintoarealmofabstractioninwhichitcan

besubdued,harnessed,andmaderational.Intellectually,andthus,theoreticallyand

doctrinally,theunquestioningembraceoftechnicismdoesviolencetotheauthenticityof

war.

Temporalaccelerationalteredandgreatlycontributed,atanintellectuallevel,

tohowmenperceivedmodernwarfare.Overthefirstthreedecadesofthetwentieth

centuryinAmerica,thespiritofTaylorandscientificmanagementpermeatedacademia,

management,andpoliticalandmilitaryspheres.Officersandpoliticalleadersbecame

morerationalandscientificallymindedinembracingintellectualprocesses.Thuswar

186

becamemorerationalized.Themantraof“thewartoendallwars”flowedfreelyand

frequentlyonbothsidesoftheAtlantic,awhollyunderstandableconclusiongiventhe

carnageofWorldWarI.EchoesfromtheWesternFrontfurtherconfirmedthenecessity

forembracinganorderly,methodicalnatureofbattle-reducedtotimedmovementsand

phaselines.Theperfectsynchronizationofinfantryandartillerytocrossno-man’sland,

themeasuredshellspermeteroftrenchlinetoinsuresuccessallcontributedtothebelief

inarational,reducible,calculablemethodofwarfare.TheFrench,intheinter-warperiod,

definedtheirarmydoctrineas“methodical”battle.496Whatismethodicalbutanentirely

systematic,controlled,andrationaltime-boundprocesstoachieveadesiredendstate,

regardlessofitsphysicalandmentaleffectsonindividualparticipants?

Ifmilitaryminds,priorto1914,perceivedonlyminortemporaltremorsinthe

conductofwaritremainedessentiallyacontestbetweenmen,acontestofwills.The

temporalpressuresofmodernity,oftheirage,remainedtrappedinthehistoricalmindof

man.Historymatteredbecauseitresembledthepresentandthuscastlightonthe

questionsofthefuture.Thelinearflowoflogic,ofreason,requiresextrapolationofpast

trends.Buteverytrendcomestoanend.Therefore,officersenteredtheFirstWorldWar

withamindnurturedontheexploitsofageslongpast.PaulFussellinTheGreatWarand

ModernMemoryobserved:

…theGreatWarwasperhapsthelasttobeconceivedastakingplacewithinaseamless,purposeful‘history’involvingacoherentstreamoftimerunningfrompastthroughpresenttofuture.Theshrewdrecruitingposterdepictingaworriedfatherofthefuturebeingaskedbyhischildren,‘Daddy,whatdidyoudointheGreatWar?’assumesafuturewhosemoralandsocialpressuresareidenticalwiththoseofthepast…buttheGreatWartookplaceinwhatwas,comparedwithours,astaticworld,

496House,TowardCombinedArmsWarfare,58–60.

187

wherethevaluesappearedstableandwherethemeaningsofabstractionsseemedpermanentandreliable.EveryoneknewwhatGlorywas,andwhatHonormeant.497

FromtheIliad(circa800B.C.)tothepresentthereisadiscernablecontinuityto

valuesandidealscelebratingthejourneyofheroes.Notthattheirendsarethesame,for

theyarenot,butthevalues–notwhattheyserve-arenearlyuniversal.Courage,honor,

self-discipline,sacrifice,andtruthwerevaluesthatmensought,yet,themindand

imaginationanticipateand,arguably,demandstheirexemplificationinthefaceofmortal

danger.Inbothproseandpoetryoverthecenturies,heroismshinesbrightestinthe

shadowofdeath.Nevertheless,theimageoftheidealheroandtherealityofthemodern

battlefieldseemalmostincompatible.PaulFussellpurportedlysaidinaninterviewwith

PBSfor“TheGreatWar”series,“heroismdoesn’tmatterwhenyou’renotfightinghand-to-

hand.”498ThereisanundeniablelogictoFussell’sstatement.Neitheranartilleryshellnora

guidedmissilehasanyregardforthesoldier’sskillorbravery;thesequalitiesneverenter

intotheequation.

Therefore,therealityofscientificmanagement,ofthemodernbattlefieldclashed

withthedeeperimpulsesofmen.Officerswereattractedcerebrallytoscienceand

technology,tonumbersandratios,tomethodsandformulas;quantitativelymeasurable

andrational,thesesolutionsprovidedanabsolutemeanstocontrastwiththemeans

availablevis-a-visothernations.Indeed,itwastheofficers’dutytoimposeJominianorder

ontheClausewitzianchaosofbattleinordertoachieveassignedmissions.Technologyat

onceincreasedandextendedtheabilityofofficerstocontrol--whileseeminglyrendering

497PaulFussell,TheGreatWarandModernMemory(NewYork:OxfordUniversityPress,2000),21.498PaulFussell,“TheHeroicConnotationofWar,”PBS,TheGreatWar,(n.d.),http://www.pbs.org/greatwar/historian/hist_fussell_02_heroic.html.

188

thehumanelementirrelevantoratleastlargelyinconsequential.Couragestillmattered,

foranarmyofcowardswinsnobattles,butitssignificancediminishedattheindividual

level.ThiswasperhapsthethrustofFussell’sstatement.

Thus,iftheconductofwarhaschangedovertime,whichseemsareasonable

proposition,itappearsthatman,inrespecttothetechnology-drivenadvancesinwarfare,

remainedpsychologicallystatic.Thisdiscrepancyhascreatedagreatdealoftension

clearlyobservableinhowneurosisandshell-shockwerefirstdiagnosed.Lineandmedical

officersalikestruggledtoexplainhowbravemen“suddenly”becamecowards.Technology

transformedthebattlefieldandmenpsychologicallygrappledtofunctionin,letalone

understandit.WorldWarI,forthefirsttimeinhumanhistory,strippedmanofthat

psychologicalarmoronascalepreviouslyunimaginable.Menbythetensofthousands

brokeunderthestrainofindustrializedwarfare.BritishsoldiersontheSommecould

endurenomorethanRomanlegionnairestwothousandyearsearlier.

Thedawnofmechanizedwarfaresweptthosebeforeitintoafrenzyoftechnicaland

scientificprognostication.Scientificmanagementofbothmenandmaterialnolonger

belongedsolelytothefieldofbusiness,butnowwastheconcernofstates.Interestingly,

thepracticalnatureofAmericansandtheagrarianmythabettedthisprocess.TheUnited

Statescameofagelateinthisprocessofnation-statedevelopment.Itshistoryand

heritage,andthatofitsofficercorps,werenecessarilyyoung.Theintellectualtraditions

thatexistedbelongedtotheoldworld.AndasTocqueville,Commager,andHofstadter

weretoobserve,alackoftraditionproducedaspiritualreverenceforthepractical,the

utilitarian.

189

TheintellectualtrendsoftheprewareraandlessonsofWorldWarIcreateda

peculiarAmericanMentalität,adispositiontothinkalongparticularlines.Taylorismbuilt

onthestrongundercurrentsofAmericanpracticalityandArmyengineering.Soon,theU.S.

triedtomass-producecombat-readysoldiersandleadersinthesamemannerithad

crankedoutautomobiles.Theconvergenceofthesefactorscreatedauniqueperspectiveof

modernwar.Theindustrialandmanufacturinglessonswereobvious,butthoseof

leadershipwerelessso.IfvictoryontheEuropeanbattlefieldsseemedaquestionof

productionthentheageofheroicleadershipwasataclose.Theapplicationofscientific

managementtomen“produced”anewtypeofleader,anupshotoftheAmericansynthesis

-themanager.

Managersarenotleadersinthetraditionalsensefortheirprimaryconcernisfor

efficiencynotmen.Theirconcernforsubordinatesextendsonlysofarasitaffects

production.Successandfailurearereducedtonumericalresults.Indeed,thegeneralsof

theFirstWorldWarsteeledthemselvestoregardcasualtiesasaninevitable,ifinefficient,

costofdoingbusiness.Questionswereofquantity,foronlythatwhichisreducibleto

measurementmattered.Conversely,heroesandleadersinspire,theyconsistentlynurture

values(orvirtuesastheancientscallthem),qualitiesthatareetherealanddistinctly

intangibleandoftenspiritual.Whilemanagersbetprimarilyonquantities,leadersdepend

mostlyonqualities.Inmanyrespects,bothareproductsoftheirtime.Managerscameinto

existenceonlywiththeindustrywhileleadersarenaturaloutgrowthsofthehuman

experience.Thismayexplaintheaversionthatpeoplegenerallydemonstratetoward

managerswhoseprimaryobjectiveisnumbersratherthanpeople;suchprioritiesappear

190

unnatural,evenmechanical,especiallytothesoldierswhohavetopayforthemanager’s

success.

TheMentalitätoftheU.S.officercorpsandthedevelopmentofthemanager,asa

typeinthatbody,gohandinhand.Thereisapropensity,alogictotherelationship.Ifwar

wasbecomingmoretechnologicallyfocusedasaquestionofmaterial,production,and

numbers,thenlogicdictatedthatmanagers,asofficers,playalargerrolebothoneconomic

andbattlefronts.499Theincreasing“temporalrhythms”ofmodernlifeprovidedfurther

evidenceofthischange.History,atleastsuperficially,appearedlessandlessilluminating

thefurtheroneprogressedintothetwentiethandtwenty-firstcenturies.Thelogicof

circumstancesdroveofficerstopursuethenextwidgetofwarthatwidenedthegulf

betweenhumanvaluesandtechnicism,betweenheroicandmaterialwarfare.Mumford

observed(1934),“[this]phenomenon…[canbe]describedasthe‘culturallag.’Thefailure

of‘adjustment’maybelookeduponasafailureofartandmoralsandreligiontochange

withthesamedegreeofrapidityasthemachineandtochangeinthesamedirection.This

seemstomeanessentiallysuperficialinterpretation.”500

Itisasuperficialinterpretationbecause“…changeinadirectionoppositetothe

machinemaybeasimportant…”501Thus,propensitydoesnotequatetorightnessor

correctness’itismerelythemostobviousforce.AmericanArmyofficersafterWorldWarI

perceivedthegeneralmaterialtrendandintheinterveningyears,withgrowingspeedand

momentum,movedtowardacultureoftechnicism.

499BrianMcAllisterLinn,TheEchoofBattle:TheArmy’sWayofWar(HarvardUniversityPress,2009),7.500Mumford,TechnicsandCivilization,316.501Ibid.

191

TheacceleratedtempoofWorldWarIandthewarsthatfolloweditimpartedan

ideaoftechnologicalandscientificdependency.Thetrendapparenttoofficerscreateda

divergencebetweenthemanandmachine.TheresultsofWorldWarIindicatedthat

victoryresidedwithmaterialdominance,andthus,tacticalsuccessonthebattlefield

throughquantityoftechnologybecamesynonymouswithstrategicvictory.Theabilityto

deliveroverwhelminglevelsoffirebecametheU.S.mantra.Bythepost-KoreanWarera,

attritionalwarfare,warbykill/deathratios,becameastrategyevenfornuclear

annihilation.Thedivergenceofmanfromwarfocusedsoheavilyonthelatterthat

strategistslargelyfailedtoaccountforthepowerofthewillandotherintangiblefactors.

JosephCampbellinthePowerofMythargued:“Peoplesaythatwhatwe’reall

seekingisameaningforlife.Idon’tthinkthat’swhatwe’rereallyseeking.Ithinkthatwhat

we’reseekingisanexperienceofbeingalive,sothatourlifeexperiencesonthepurely

physicalplanewillhaveresonanceswithinourowninnermostbeingandreality,sothatwe

actuallyfeeltheraptureofbeingalive.”502

Inasimilar,ifnotmorecompelling,statement,GeorgeOrwellsuggestedinhis1940review

ofMeinKampfbyAdolfHilter:

Alsohe[Hitler]hasgraspedthefalsityofthehedonisticattitudetolife.Nearlyallwesternthoughtsincethelastwar,certainlyall“progressive”thought,hasassumedtacitlythathumanbeingsdesirenothingbeyondease,securityandavoidanceofpain.Insuchaviewoflifethereisnoroom,forinstance,forpatriotismandthemilitaryvirtues…Hitler,becauseinhisown joylessmindhefeelsitwithexceptional strength,knowsthathumanbeingsdon’tonlywantcomfort,safety,shortworking-hours,hygiene,birth- controland,ingeneral,commonsense;theyalso,atleastintermittently,wantstruggleandself-sacrifice…whereasSocialism,andevencapitalisminamoregrudgingway,havesaidtopeople“Iofferyouagoodtime,’’Hitlerhassaid tothem“Iofferyoustruggle,dangerand

502CampbellandMoyers,ThePowerofMyth,1.

192

death,”andasaresultawholenationflingsitselfathisfeet.503 Thethoughtprocessofscientificmanagementtakesnoaccountoftheforces

describedbyCampbellandOrwell.“Warbyalgebra”onlyprovidespartoftheformula,as

Clausewitzobserved,andarguablythelesspotentpart.504Inlargemeasurethiswasnota

failureofofficerstoadjusttothetempoofmodernity,butaspuriousinterpretationof

temporalcompressionthatresultedintheconclusionsofwhatscientificmanagementand

technologycouldachieveinrelationtoman.Intheend,manismovedbyideas,values,and

faith.Anysuccessfulgeo-politicalstrategymustacknowledgeandaccount,tosomedegree,

forthesefactors.Thetechno-centricofficercorpsoverestimatedthemachineand

underestimatedtheimportanceofthetimelessvaluesorganictoman—perhapshistory

mattersafterall.

503GeorgeOrwell,TheCollectedEssays,JournalismandLettersofGeorgeOrwell,ed.SoniaOrwellandIanAngus,vol.2(HarcourtBraceJovanovich,1968).504Clausewitz,OnWar,76.

193

AppendixI

LiteratureReview

Theliteraturereviewisdividedintotwosectionstofacilitateclarity.First,

Americansociety,withitsdiverseinclinationsandattitudes,isexaminedtoextractthe

commonthemesandsharedbeliefsthatdiffusedthroughoutthecorporatebody.The

reviewbeginswithabriefanalysisofthenatureoftechnologyandthenmovestoexamine

theAmericanmindsettowardtechnology.Second,theattitudeofthearmyandits

associatedinstitutionsisexaminedtodemonstratethecommonbondsbetweenthecivilian

andmilitaryworld.Thesurveybeginswiththecolonialperiodanddevelops

chronologicallyfromtherelayingthefoundationforchapterthree.

Americans’RelationshipwithTechnology

Technology,scienceandindustryaredistinctthoughrelatedconcepts,often

interdependentbutdevelopingalonguniqueanddivergentpaths.Theconceptsof

technologyandsciencefromthecolonialperiodthroughthepostatomicworldscienceand

technologywerefrequentlyconflated.Thus,historicalterminology,giventheproximate

relationship,issomewhatloose,oftenusingthetermsinterchangeably.Nevertheless,early

Americanswerenotoverlyconcernedwithconcretedefinitionsandbytheearly

nineteenthcenturythebeliefthatthesemechanicalmarvelsimprovedeverydaylifewas

quiteprevalent.

Nearlyeverymajorworkonthehistoryandevolutionoftechnologyoverthelast

eightyyearsbeginswithanodetoLewisMumford.Thebreadth,analysisandsynthesishe

appliedtounderstandingthenatureoftechnologyremainsunmatched.InTechnicsand

194

Civilization(1934)Mumforddividesthelastthousandyearsintothreephases.The

eotechnicphase,orMiddleAges,iswhereMumfordbeginshisanalysis,believingthat

moderntechnologyhaditsoriginsatthispointratherthanthemorecommonly-citeddate

ofthemid-EighteenthCentury.Thus,theeotechnicphaseextendsfrom1000A.D.untilthe

mid-SeventeenthCenturyandisprimarilypoweredbythe“water-and-woodcomplex.”

Theeotechnicphaseisfollowedbythepaleotechnicphase,fueledbya“coal-and-iron

complex;”last,theneotechnicphaseisdrivenbyan“electricity-and-alloycomplex.”505

Mumfordneverprovidedaconcisedefinitionoftechnology.Rather,andquite

intentionally,heusedtheGreekwordTekhnethatconveysaconceptofbothartandcraft.

Likewise,Mumfordarguedman’snature-beforeanythingelse-wasthatofthe“mind-

maker”before“took-maker”.506Mumforddescribedthisphenomenon,andisperhaps,one

ofthefirsthistorianstounderlinetheshiftthatMcGilchristlateridentifiedfroma

hemisphericperspective.Mumfordascribedthisprocesstothepropagationoftechnology.

Technologyhasmanymoderndefinitions.Nearlyallofthem,regardlessofwherethe

emphasisfalls,demonstrateadesireandintenttocontrolthat,accordingtoMcGilchrist,is

oneofthedefiningfacetsofthebrain’slefthemisphere-adesiretocontrolandseethings,

includingpeople,astools.

Mumfordsuccinctlysummarizedtheprocesswherebythelivingarereducedin

orderofprecedence.Sciencedeformed“experienceasawhole…theinstrumentsofscience

werehelplessintherealmofqualities.Thequalitativewasreducedtothesubjective,the

subjectivewasdismissedasunreal,andtheunseenandunmeasurableappearednon-

existent.Intuitionandfeelingdidnotaffectmechanicalprocessormechanical505Mumford,TechnicsandCivilization,110.506Mumford,“TechnicsandtheNatureofMan,”925.

195

explanations.”507Mumfordbelievedthat,inthisrespect,sciencedidnotbringoneclosureto

an“objectiveexperience”,butratherrepresenteda“departurefromit.”508Therefore,unlike

Descartes,whobelievedthatmathematicsenabledonetodiscerntruth,Mumfordargued

thatmathematicsdidjusttheoppositeinthehumanrealm.IfMumfordidentifiedbroadly

acrosstimeandgeography,AlexisdeTocquevillerecognizedtrendsparticulartothe

Americanexperience.

FewmenwerebetterpositionedtoobservethisfirststageinAmericaninvention

thanAlexisdeTocqueville,aFrenchpoliticianandhistorianwhotraveledAmericainthe

1830s.HistravelsresultedinthepublicationofDemocracyinAmerica(1835).Alexisde

Tocquevilleobservedthat,“atatimewhenAmericanswerenaturallyinclinedtoask

nothingofsciencebutitsparticularapplicationstothepracticalarts…amongthe

enlightenednationsoftheOldWorld…theyfoundcelebratedscholars,skillfulartists,and

greatwriters,andtheywereabletogatheruptreasuresoftheintellectwithoutneedingto

accumulatethem.”509EvenatthisearlystageinAmericandevelopmentthetechnological

characterappearedvividlytotheforeignobserver,inpartbecausetheeyesoftheold

worldlookeduponthenew.TheutilitariancharacterofthecommonAmericanstruckde

TocquevilleassomewhatpeculiarandcertainlydifferentfromthatofEurope.Alexisde

TocquevilleidentifiedAmericanqualitieswhileRobertGordonindicatedthepossible

originsofthosequalities.

507Mumford,TechnicsandCivilization,49.508Ibid.,50.509Tocqueville,AlexisdeTocqueville,517.

196

RobertB.Gordonin“TechnologyinColonialNorthAmerica”(2005)arguedthat

“technologyisarecordofculturalchoice.”510Notallemigrantssharedthesamevalues—

thoseofWesternEuropewerenotthoseofEasternEurope,andthoseofItalywerenot

thoseofNorway.Thus,thecolonialportofembarkationmatteredinthedirectionof

technologicalchoice.Geographylikewiseinclinedproductionandtechnological

developmentincolonialAmerica.Thesoutherncoloniesandtowns,beingmoreisolated,

maturedalongparticularlinesquitedivergentfromthoseintheNortherncolonies.By

1785coloniesnorthofVirginiahadbeguntoindustrialize,providingthebasefromwhich

theIndustrialRevolutionlaterlaunchedinAmerica.Nations,organizations,people

rejectedtechnologiesandideasthatwerenotcompatiblewiththeirvalues.IntheAmerican

contexttheutilitarianinclinationremovedmanyofthebarriersthattypicallyinhibit

adoption,especiallyinreligion,asCharlesSanfordnoted.

“TheIntellectualOriginsandNew-WorldlinessofAmericanIndustry”(1958)by

CharlesSanfordobservedthatduringtheearlyEighteenthcenturythereremained

significantreservationstowardthemoraldegradationsofindustrialization.511Leadingmen,

suchasThomasJefferson,believedthatavirtuousnationmaintainedthatcharacter

throughanagrarianeconomy.Theideaoftransitioningtoanindustrializedeconomy

broughtthehorrorsofmanufacturingplantsfromGreatBritaintotheshoresoftheUnited

Statesandthreatenedtocorruptthenewworld.

SanfordexaminedhowearlyindustrialistswithinAmericasoughttominimizethe

effectsofindustrializationupontheAmericancharacter.Throughtheirworkandthe

510RobertB.Gordon,“TechnologyinColonialNorthAmerica,”inACompaniontoAmericanTechnology,ed.CarrollPursell,2005.511CharlesSanford,“TheIntellectualOriginsandNew-WorldlinessofAmericanIndustry,”TheJournalofEconomicHistory18,no.1(March1958):1–16.

197

effectsoftheWarof1812theideaofeconomicindependencegainedpopularacceptance

andby1817garneredsupportfromJeffersonandMadison.Furthermore,manufacturing

eventuallyassumedaspectsofspiritualregeneration,andasGordonobserved,thecultural

choicefreedAmericansfromEuropeanpractices.Thus,industrialtechnologyassumednot

onlysupportofthefoundingfathers,butalsothemantleofspiritualrenewal.Thisturning

pointwentnosmallwayincontributingtoagenerallypositiveviewthatAmericanshave

towardtechnologyandwhatitcanachieve.

AmericansdemonstratedamarkeddifferencefromEuropeansintheirattitudes

towardland.Bythelateeighteenthcentury,foreigntravelersreportedrestlessnessanda

spiritofoptimismpermeatedtheAmericancharacter.Thesubjugationofnaturethrough

thedevelopmentofroadnetworksandvastcanalsproceededatafeverishpaceintheearly

nineteenthcentury,accordingtoJamesWilliamsin“TheAmericanIndustrialRevolution”

(2005).512The363-milecanalthatconnectedtheHudsonRivertoLakeEriedwarfed

anythingeverattemptedinEurope.The“canal’sengineershadlittleornopractice

buildinganything…theylearnedonthejob…”Americansprovedtimeandagainthat

tirelesseffortandpersistencecouldovercomeeventheapparentlyimpossible.Therapid

propagationofthesteamboats,railroads,andthetelegraphstrengthenedtiesamongsta

largethoughdispersedpopulationinavastcountry.Thetransportationand

communicationadvancesnotonlytightenedsocialbondsbutalsosetthestageforrapid

industrializationinthemid-nineteenthcentury.Williams,likeSmith,believedthatthe

Americanarmsindustryprovidedthemotiveandenergytoadvancemachinetoolsinplace

oftheEuropeantraditionalcraftsman.512JamesC.Williams,“TheAmericanIndustrialRevolution,”inACompaniontoAmericanTechnology,ed.CarrollPursell(Hoboken,NJ:Wiley-Blackwell,2005).

198

Nationalidentitiesarenotshapedbyaninfinitenumberoffactors,norareall

influencesequalandlikewisetheydonothaveanequaleffectuponallmembers;however,

amajorityorvocalminorityisoftenenoughtoinclinebehavior,inwhateverformthat

takes,inaparticularmanner.Somecorporateexperiencesdeeplyaffectthemindsof

nationsaccordingtoHenrySteeleCommagerinTheAmericanMind(1950)asheexamined

majorinfluencesonAmericanthoughtfromthe1880stothe1940s.513Commagerargued

thattheAmericanenvironment,initstotality,exercisedandingrainedtheAmericanmind

oftheNineteenthCenturywithaparticularperspective.Breakingthetraditionalbondsof

Europe,theland,religion,andfreedominclinedthemindtowardanewfoundoptimismat

thepossibilitiesinherentinAmerica.Asaresult,theAmericanmindeschewedthe

traditional,class-boundtraditionsoftheoldworldandforcefullygravitatedtowards

mechanicalandtechnologicalsolutions.

GordonandCommagerbothbelievedthatAmericansassumedanddemonstratedan

appreciationforpracticalandtechnologicalsolutions.However,Commagerattributedthat

tonewlydevelopedandacquiredtraitsthroughthebroadabandonmentofEuropean

valuesandtheamalgamationofdiversepeoplesinanenvironmentlargelyfreefrom

constraints.Bycontrast,Gordonarguedthatthesettlers,wheretheycamefrom,andthe

attributesofthosepeopleamalgamatedintotheAmericancharacter.Bothauthors

perceivedasimilarresult,however,themeansandmethodswereofdifferentcharacter,

thoughnotentirelyinopposition.

Commagerfoundan“intensepracticality,”commonsense,and“incurable

utilitarianism”grippedtheaverageAmerican.Thegeographyitselfbeckonedanintense

513Commager,TheAmericanMind.

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individualismandamechanicalinclinationandfascinationgrewapacewithintheAmerican

mind.IdeasungovernedandunchainedfromthetraditionsofEuropegavebreadthtothe

Americanmind,andtheenvironmentinducedautilitarianturn.

“Mirror-ImageTwins:TheCommunitiesofScienceandTechnologyin19th-Century

America”(1971)byEdwinLaytonorientsthenarrativeaboutthedevelopmentof

technologyasaprofession.514Laytondemonstratesthattherelationshipbetweenscience

andtechnologyisnotasclearandconciseasisoftenassumed.Therelationshipisoften

describedinthefollowingmanner“sciencecreatesnewknowledgewhichtechnologist[s]

thenapply…thatthisviewofscience-technologyrelationshascontinuedintothe20th

centurywasdemonstratedbyVannevarBush,whoheadedtheOfficeofScientificResearch

andDevelopmentinWWII….”Scienceandtechnologysharedsimilaritiesbutaimedto

achievedifferentgoals.Scienceaimstounderstandandenlargeknowledgeinaparticular

field.However,thatknowledgerarelycreatestechnologydirectly.Thefirstaimedforthe

abstractandtheoreticalwhilethelatteraimedfortheutilitarianandpractical.Onemay

buildatechnologywithoutunderstandingthescientificpropertiesofthevariouselements

involved.Thus,theUSmilitaryinvestedvastsumsintheadvancementofsciencefollowing

WorldWarIIwiththeexpectationthatsuchknowledgeincreasedmilitarytechnology.

However,ProjectHindsight,a1963DepartmentofDefense(DoD)initiative,examined

severalweaponsprogramstoevaluatetheroleofscientificfundingintheirdevelopment

andfounddirectlinkagesquitetenuous.515

LaytondoesnotexplicitlyaddresstheAmericanattitudesandmindsetstoward

technologythatCommagerandGordondescribe,buthedoeshighlightagrowinginterest514Layton,“Mirror-ImageTwins.”515Ibid.,563–564.

200

andmaturingoftheAmericanmindinthisrespect.Theimportanceoftechnologygained

momentumwiththeFirstWorldWarandascendedtonewheightsfollowingtheSecond

WorldWar.Inthisrespect,LaytondescribedwhatMumfordhadfeared.

ManyhistoriansinterestedintheimpactoftechnologyontheAmericanpsyche

foundWorldWarItobecriticaltoredefiningorperhapsintensifyingthatrelationship.

ThomasP.HughesinAmericanGenesisobserved(1989)that,bythetimeoftheFirstWorld

War,Americaninventionhadshiftedfromtheindividualtomanagerial,corporateand

governmentaldevelopment.516NotuntilthedevelopmentoftheInternetwouldindividuals

arguablyrisetotheforefrontofinventionagain.Theroleofthemilitaryinthe

advancementoftechnologyisfargreater,andstartedmuchearlierthanisoftenassumed.

AccordingtoHughes,“by1900theyhadreachedthepromisedlandofthetechnological

world…[and]hadacquiredtraitsthathavebecomecharacteristicallyAmerican.”517Hughes

perceivedapropensityinAmericanbehaviortoseektechnologicalsolutions,inallarenas,

withlittleregardtothesocialcosts.HughesacknowledgedMumford’sconcernand

addressedthemtosomedegreeintheHuman-BuiltWorld(2005);nordidHughesshare

Mumford’sdiscomfortwiththemilitarycastofinnovationtechnology.ToHughes’mind,

technologyisbenigninnature,asishumanity.Mumford,however,isalmostreticentto

describehisviewonhumannatureanditsrelationshipwithtechnology,butheconveysthe

feelingthathewishesthatitwereotherwise.518

Wherevertheinitialutilitarianimpetusresided,asnotedbyCommagerandGordon,

Hughesconcludesthattheroughoutlinetookshapebytheturnofthetwentiethcentury.

516Hughes,AmericanGenesis.517Ibid.,1.518ThomasP.Hughes,Human-BuiltWorld:HowtoThinkaboutTechnologyandCulture(UniversityofChicagoPress,2005).

201

Howdifferentthattransformationmighthavelookediftheearliestcolonistshadnotbeen

ofEuropeandescentisdifficulttoascertainwithanycertainty.However,Hughes’

argumentdoesappearamenabletoCommager’sthesis.Freedfromconventionaland

traditionalconstraints,theindividualinventorfoundpracticalsolutionstothechallenges

encounteredinthenewworld.

RudiVoltiinSocietyandTechnologicalChange(2006)examinedthenatureof

technology,howitevolves,andthereciprocalrelationshipoftechnologyandsociety.Volti

warnedthat,“…thespectacularsuccessesoftechnologicaldevelopmentshouldnotblindus

tothefactthatsomeoftheinherentdifficultiesoflifearesimplynotamenableto

technologicalsolutions.”519IfHughesremainedagnosticonthesubject,adisinterested

observer,Volti,muchlikeMumford,wasmoreconcernedbythedirectionoftechnology

anditsinterplaywiththemilitary.However,Voltinoted,theorderandcontrolthat

technologyoffersoftensubsumesmostdoubtsontheabilityoftechnologytosolvethe

mostcomplexproblems.AccordingtoVolti,whiletechnologymightbehighlysuccessfulin

manyvenues,itisentirelyunsuitedtosolvingcomplexhumanproblems.Hughes

acknowledgedthisdeficiencybuthisanalysisismoredescriptivethanprescriptive.Volti

wenttogreatlengthstodescribetheerrorofattemptingtechnologicalsolutionstodeeper

socialproblems.

BrianArthurinTheNatureofTechnology(2009)arguedtechnologyisinherently

iterative,thatitbuildsuponthatwithwhichexistedprior.Technologyalsodevelopsfrom

theuseandharnessingofnaturalphenomenon.Thereisarguablynogoodfinitedefinition

oftechnology,whichatteststothemulti-facetednatureoftechnologyitself.Arthurtackled

519Volti,SocietyandTechnologicalChange,316.

202

thisquestionthroughabroadtri-tiereddefinition:“...ameanstofulfillahumanpurpose,

…[an]assemblageofpracticesandcomponents,…entirecollectionofdevicesand

engineeringpracticesavailabletoaculture.”520Arthur,quiteapartfromMumford,

perceivedtechnologyasorganic;itevolves,improvesoneupontheother,nordoeshe

explicitlyorimplicitlyhaveanydiscomfortwithpropensityofmoderntechnologyto

controlandorderhumanlife.

Arthurbelievedthat“historyisimportant”becausealltechnologicaladvancements

arecombinationsofothersthatalreadyexistorthatdevelopfromnewdomainsthatare

discovered,butarealsoorganicallyderivedfromwhatexistedprior.Perhapsitfallsoutof

hispreview,butifhistoryinformstechnologicaldevelopmentanditevolvesfromwhat

existedprior,thenthispropensitysuggestthatMumford’sconcernsarejustified.Arthur,

notunlikeHughes,isconcernedmorewithanalysis,evolution,andtechnologicalprocesses

thansocialtensionsthatresult.Interestingly,asaprofessorofeconomicsArthur

explainedhowinitially“puzzled”hewasthathistoriansofallpeopleseemedtohavethe

mosttosayaboutthenatureoftechnology.However,ahistorian’squeryisman,and

technology,atitsroot,isanextensionofman.521

Insummary,theavailablestudiesthataddressesAmericansociety’srelationship

withtechnologysuggestthatthisrelationshipdevelopedorganicallybeginningintheearly

eighteenthcentury.BytheturnofthenineteenthcenturytheAmericanmind,greatly

influencedbytheprogressmadeduringtheSecondIndustrialRevolution,perceivedthat

largersocietalissuescouldbesolvedthroughtechnologicalmeans.TheFirstWorldWar

broughtthatideatomaturityandtherelationshipinverted.Nolongerdidthemanwield520Arthur,TheNatureofTechnology,28.521MarcBloch,TheHistorian’sCraft(ManchesterUniversityPress,1992),26.

203

thetools(technology)ofwar,butnowthemachineassumedcenterstageandman

assumedasubordinaterole.

TheAmericanMilitary’sAttitudesTowardTechnology

TheliteraturereviewedhereisfocusedprincipallyontheUSArmy,althoughwriters

suchasColinGray(2006)tendtolumpthemilitaryasawholetogether.Hisassessment,as

such,amalgamatesintolargeconclusionsusinga“wayofwar”constructtomakebroad

generalizationsaboutalltheservices’dependenceandrelianceonsuperiortechnology.522

However,therearefundamentaldifferencesbetweentheNavyandtheArmy.Army

officershavesignificantlymoreinteractionwithanenemypopulacethantheNavywhilea

navalofficer’sworkrevolvesentirelyaroundthemachinehecaptains.Thus,Armyofficers

areexpectedtohaveadeeper,morecomprehensiveunderstandingofthecultural–and

thussocial--environmentinwhichtheyoperate.Theproperrelationshipbetweenthe

armyandgovernmentwasadebateofconsiderableimportanceinlateeighteenthcentury

America.

TheFederalistPapers(1787)isamongthefirstdocumentstoreflectAmerican

attitudesatthetimeofthefoundingofthenationtowardthemilitaryandhowandwhat

militaryshoulddotoprovideforthecommondefenseasoutlinedintheU.S.Constitution.

ThesewritingspredatetheratificationoftheU.S.Constitution,butwhattheyhadtosay

aboutusingtechnologyinconcertwiththemilitary,howthemilitaryshouldorshouldnot

leveragethetechnologycomingoutoftheEnlightenment,andtheongoingScientific

Revolutionis,asexpected,quitesparse.EarlyAmericansdemonstratedadeep-seatedand

broadlysharedantipathytowardanykindofprofessionalarmy,especiallyonecontrolled522ColinS.Gray,IrregularEnemiesandtheEssenceofStrategy:CantheAmericanWayofWarAdapt?(2006:Lulu.com,n.d.).

204

bythefederalgovernment.AlexanderHamilton,intheFederalist24,arguedthat

Americansshouldnotassume“anexcessofconfidenceorsecurity”affordedthembytwo

vastoceans.523Commager’sargumentontheroleofgeographicalfactorsinshapingthe

AmericanmindsetareexemplifiedinthisstatementbyHamilton.ThedangersofBritish

territoriestothenorthandwest,andSpanishtothesouthrequiredsomekindofforcein

kindtoprotecttheconfederation’sinterest.IndiantribesalongtheWesternfrontierbe

couldbereliedupontoactintheirowninterest,andsometimesinconsonancewiththatof

Britain,forinthismeasuretheyintermingled;thus,astandingarmyalbeitasmallonewas

notonlydesirable,butalsonecessaryunderthecircumstances.Thepropensity,thus

established,shapedthestructure,direction,andmindsetofthemilitary,andcitizens

towardit,forthebetterpartofacentury.

Technologyremainedofsecondaryortertiaryimportancebehindleadershipand

disciplineforanarmyofthisperiod.Technologywasnotasignificantfactorasofyet—at

leastforlandlubbers!AtthispointtheArmyandNavyideasabouttechnologybeganto

diverge.FortheArmy,thediscussionturnedontrainedmen,whocontrolledthem,andthe

totalquantityavailable.Formillennia,acrossallcivilizations,numberscountedformore

thananythingelse,andthisruleheldtrueinlateeighteenthcenturyAmerica.Americansat

thistimeperceivedtechnologyassomethingthatprovidedincrementaladvantages,but

suchadvantageswerelargelysubordinatetonaturalabilityandleadership.

Intheworldofmilitaryeducation,thePrussiansprofessionalizedfirstfollowing

theircrushingdefeatatJena-Auerstadt(1806)atthehandsofNapoleon.PriortotheCivil

WartheUSArmyofficercorpslackedamotivatingexperienceofsimilarmagnitudeto523AlexanderHamilton,“TheFederalistPapersNo.24,”accessedDecember30,2013,http://avalon.law.yale.edu/18th_century/fed24.asp.

205

seriouslyconsiderprofessionalization.Although,theWarof1812didprovidesome

movementtowardofficerprofessionalization,butthenascentofficercorpsandlarger

politicalfactorsmilitatedagainstsignificantArmyreforms.

Technologyisnotnecessarilylimitedtophysicalmeans;itcanalsobe,andinthe

twenty-firstcenturymoreandmorecommonlyis,organizationalandinformationalin

nature.Inthisrespect,bothastomilitarythoughtandproduction,intellectualand

materialprogressfailedtotakeholdinanypermanentformuntilaftertheFirstWorldWar,

althoughtheRootreformsinitiatedmovement.WhiletheCivilWarincreasedNorthern

industrialcapacity,thelong-termimplicationsforthearmywerequitemuted.

JohnShyinAPeopleNumerousandArmed(1976)examinestheearlyAmerican

militaryexperienceandthepropensityofAmericanmilitarismassumedfromthoseevents.

Shyfoundthatan“…unthinkingoptimismaboutthenaturalAmericanaptitudeforwarfare,

andanambivalentattitudetowardthoseAmericanswhospecializedintheuseofforce,all

havehadconsequencesinthetwentiethcentury…"524Inthisrespect,Shy’sfindingsdonot

differmuchfromtheideasthatHamiltonconfronted,althoughShyperhapsidentifiesa

morestridentmilitarisminthecolonialcharacter.Notofaprofessionalstrainofcourse,

butrecoursetoviolenceappearedmorecommonandsociallyaccepted,ifnotencouraged

inthisperiod.Sincethefirstcolonistsetfootonthenewworld,enmityandinsecurityhad

gonehand-in-handwithdailylifeasrelationshipswithindigenouspopulationsvariedfrom

tribetotribeandfromonemomenttothenext.Adequatesecurityforthecolonistsamong

theoutlyingandscatteredfarmswasbeyondtheircapabilities.But“retribution”was

524JohnW.Shy,APeopleNumerousandArmed:ReflectionsontheMilitaryStruggleforAmericanIndependence(AnnArbor:UniversityofMichiganPress,1976),245.

206

somethingtheycouldrepayseveralfoldandontheirterms.525Menofnaturalability,

hunters,andotherciviliansprovidedforthegeneralsecurity,notprofessionalsoldiers.

However,thisalsofedintoJefferson’shopeofthecitizen-soldiercraftedintheshadowof

Rome’sRepublicanarmiestoprovideforthecommondefense.

TheSevenYearsWar,theAmericanRevolutionaryWar,andtheWarof1812

reinforcedtheperceptionthattypicalAmericans–noneofthemprofessionalsoldiers-

couldachievevictoryoverstandingarmiescommandedbyaristocraticofficers.Federalist

No.24contrastedsharplywiththecommonAmericancitizenoftheperiod.Hamilton,a

manofformidableintelligenceandknowledge,advocatedastrongcentralgovernmentand

envisionedastrongstandingarmytohelpsolidifytheAmericanstate.Hamiltonwas

perhapsmotivatedbyadarkerormorerealisticinterpretationofhumannatureandits

historicalnarrativeupuntilthelateeighteenthcenturyandinformedhistoricallybythe

Romanexperience.Hethoughtaprofessionalarmyanecessity.Hisviewswerethe

exceptionandappearedtoconflictwithactualexperienceasAmericanamateursrackedup

impressivewinsoverthenext150years.

ThedecisivedefeatofMexico,thedestructionoftheConfederacy,andthe

dismantlingoftheSpanishEmpireallcontributedtoandfurtherreinforcedthebeliefin

Americanexceptionalism,whichincludedbeingexceptionalinwhatitcouldachieved

withoutmilitaryspecialistsandprofessionals.Americametthedemandsofthemoment

throughfierceaction.InsomerespectsthisaffirmedtheobservationsofAlexisde

TocquevilleoftheAmericanpropensityforutilitarianandpracticalsolutions,eschewing

morearcaneandtheoreticalapproaches(suchasgeneralstaffs).

525Ibid.,232–236.

207

MilitaryprofessionalismhintedatanoldworldheritagethatAmericanshadthrown

off.ThesetendencieswerethoroughlyinculcatedbytheArmy.Aprocessofrapid

militaryexpansionfollowedbyanequally,andsometimessharper,contractionkept

professionalismandarmygrowthincheck.Thisformulaappearedtoofferallthebenefits

ofastandingarmywithoutanyoftheassociatedcostsanddangers.Americanmilitary

actionwasnotonlydecisiveandeffectiveasawaytodecidenationalsecurityaffairs,but

onemightachievethoseendswithoutthe“unnecessary”burdenexperiencedbynations

withprofessionalarmies.Hamilton’sproposedoldworldapproachnevergainedthe

necessarysupport,norshouldithavewhenthecitizen-soldierboretheburdenwithgreat

success(orsothenarrativewent.)

Thinkingdeeplyaboutwarappearedneitherdesirablenornecessaryinlightof

earlyAmericanexperiences.Thus,Shyobserved,“newideaswereabsorbedandreshaped

byold,deeplyimbeddedmodesofthinkingaboutwar.”526Onecanneveroutrunone’s

history,entirely.Andoftenthoseideas,values,beliefspersistlongerandinfluencetofar

greaterdegrees,weatherconsciouslyorunconsciously,thanonewouldliketobelieve.

MarcusCunliffe’sanalysisinSoldiersandCivilians:TheMartialSpiritinAmerica,

1775-1865(1968)surveyedearlyAmericansocietyandfocusedontherelationshipand

perceptionofcivilianstowardtheArmyandviceversa.IntimesofpeaceCunliffenoteda

generalsuspicionofthemilitaryfortifiedwithahealthydegreeofindifference.If

Americanslearnedanythingfromwar,specificallytheCivilWar,Cunliffeobserved,“[it]

wasinfactoptimistic.”DespiteAmericananimositytowardtheArmy,war(oratleastits

526Ibid.,250.

208

results)itselfhadfavoredtheyoungnation.Force,moreoftenthannot,achievedresults.527

Shy,likeCunliffe,notedthatAmericanshadsharedareservationtowardaprofessional

armythatdidnotextendtotheactofwaritself.Thistendencyinformedfuturegenerations

andthepathchosenforresolution.Hamiltonmighthavethoughtaprofessionalarmy

necessary,butCunliffe’sobservationsconfirmedHamilton’sexperienceofageneral

ambivalencetowardthingsofamilitarynatureandlittlechangedbetweenthe

RevolutionaryWarandtheCivilWar.

TechnicismdevelopedorganicallyfromtheAmericanexperience.Andbytheearly

nineteenthcenturyprivateandpublicdevelopmentbegantointermingleatanincreasingly

acceleratedpace.MerrittRoeSmithinMilitaryEnterpriseandTechnologicalChange(1987)

positedthat“…militaryenterprisehasplayedacentralroleinAmerica’sriseasan

industrialpowerandthatsincetheearlydaysoftherepublic,industrialmighthasbeen

intimatelyconnectedwithmilitarymight.”528TheArmyOrdnanceCorpsprovidedanearly

andcriticallinkwithprivateindustrytoexpandmanufacturingprocesses.American

armoriesservednotonlyasrepositoriesbutincubatorsofknowledgeformethodsand

processesthat,inpart,formedthebedrockforAmericanindustry.Thislineof

developmentdivergesfromprofessionalism,orthelackthereofthatShydescribed,butthe

separationisneitherwidenorabsolute.Rather,thestreamsrunparallelandatpoints

converge.TheCivilWarservedasanotherexampleofcitizen-soldierswinningwars,even

thoughmostoftheseniorleadersonbothsidesweregraduatesofmilitaryacademies.

Likewise,therelationshipsbetweenprivateandpublicindustryformedimportantand

527Cunliffe,SoldiersandCivilians,435.528Smithetal.,MilitaryEnterpriseandTechnologicalChange,4.

209

memorablebondsintheCivilWar.Thesebonds,likemusclememory,naturallyrenewed

andincreasedwitheachwar.

IfthecollectiveAmericanmindseemedreticentandattimeshostiletoa

professionalarmy,asShyobserved,itheldnosuchreservationstowardsindustrial

technology.ThepracticalandutilitariannatureofAmericanshadnodifficultyembracing

thepotentialofindustrialproduction.Wheretheory,militarytradition,andthe

aristocracybelongedtotheoldworld;theseedsoftechnologyandproductionappeared

fruitsofthenew.TheCivilWarbroughtofficersandearlyindustrialiststogetherfor

mutualbenefit—especiallyintheNortheast.Thus,therelationshipbetweenArmyofficers

andindustrialproductionsproutedearly,atleastintheNortheast,andsufferedlittlefrom

thenegativeassociationshistorianshaveobservedrelativetomilitaryintellectualism.

Americanmanagementpracticescolludedwithscientificconceptionsofbest

practices,whichlaidthefoundationforTaylorism,amanagementsystemthatsoughtto

increaseindustrialefficiencybyanalyzingandstandardizingindividualtasks.Therootsof

technicismwerefirmlyplantedearlyinAmericanhistory.Thegeneralacceptanceof

technologicalandscientificsolutionstopracticalproblemsbecameahallmarkofthe

Americancharacter.Yet,asShynoted,thatAmericanofficerthought,thoughitcertainly

utilized,littleabouttechnologyoritsinfluenceuponwaruntilafter1890.529Despitethis,

theCivilWarstrengthenedthebondsbetweenthemilitaryengineerandprivateAmerican

industryandtherelationshiponlygrewcloserastheyearspassed.

Theabysmalconductofthewarof1812shockedtheArmy’snascentofficercorps’

(andthenation’s)faithintheamateurcitizensoldier.AccordingtoWilliamSkeltoninan

529Shy,APeopleNumerousandArmed,247.

210

AmericanProfessionofArms,Theofficerswhofoughtinthisconflictweresufficiently

motivatedbyitsresultstobegintheprocessofprofessionalization.530Theearlyofficer

corpsdrewfrequentlyanddeeplyfromthewellofscience.531Theofficercorpsdidnot

developinavacuum.InadditiontoWestPoint,whichservedasthefirstengineering

collegeinAmerica,therapidgrowthofscienceandtechnologythroughtheantebellum

periodproducedalike-mindedofficer.532Additionally,EuropeanandespeciallyFrench

influenceontheprofessionalizationofAmericaingeneralandtheArmyinparticular,

cannotbeoverstated.Thus,Gordon’sthesisontheroleofculturalorigininchoicefinds

considerablesupportinlaterliterature.533

SamuelHuntingtoninTheSoldierandtheState(1957)arguedthattheinstitutions

ofwar,necessaryforcultivatingthemilitarymind,manifestedonlyaftertheCivilWar,and

onthispoint,SkeltonandHuntingtonfaceoff.Skelton,writingdecadeslater,arguedthat

theimpulsesforprofessionalizationformedbefore,notafter,theCivilWar.However,the

locusandqualityofthatprofessionalizationareequallyimportantquestions.For

Huntington,onecannotescapeone’shistory,andthus,Jefferson’sideaofthecitizen-soldier

continuedintothefuturewellbeyonditsusefulness.Ideasneverperish,theymerely

slumberandforthisreason,asShyimplied,Americansbycharacter,cultureand

environmentarereticenttofullyengageinthetheoreticalstudyofwarwhichisatodds

withtheirwillingnesstooftenusewarinallitsformsasapracticaltooltosolvedefense

andsecurityproblems.

530Skelton,AnAmericanProfessionofArms,1992,116.531Ibid.,123.532Ibid.,180.533Ibid.,240.

211

AccordingtoMatthewMoteninTheDelafieldCommissionandtheAmericanMilitary

Profession(2000),theDelafieldCommissionwasdispatchedtoEuropeinAprilof1855to

observeallaspectsofthemilitaryfield.SecretaryofWarJeffersonDavishopedtousethe

informationgatheredfromthetriptorectifyperceivedshortcomingswithintheUS

military.Furthermore,Moten’sanalysisrevealed“Antebellumexpertisemanifest[ed]three

flaws.”TheseincludedanoverrelianceonFrenchmilitarythought,WestPoint’s

engineeringfocus,andmilitaryofficersfindingrecompenseforcivilianratherthanmilitary

efforts.534

TheUSArmyfromitsinceptionhaddevelopedfromanucleusofscienceand

engineeringatWestPointconceivedbyJeffersonasawaytodevelopengineersthatcould

assistwiththedevelopmentoftheyoungnation’sinfrastructure.Jeffersonfirmlybelieved

inthecapacityofpatriotsoldiersandwithequalfervencythedangerposedbyanelite

officercorps.Moten’sworkwascongruentwithHuntington’searlierargumentsaboutthe

officercorps’Technicism.Officersneverdevelopedadeepunderstandingofthenatureof

warandthiswasbydesign.AstheUnitedStatesmatureditgrappledwiththestudyofwar

reluctantly,atfirst,andreliedalmostentirelyontheoldworldforguidance—orintoday’s

parlance,“bestpractices.”TheactivityatthefederalarmoriesandWestPoint’s

engineeringfocuswerecongruentinnatureandthisharmonyabettedapropensityin

thoughtandaction.

Professionalizationmovedthroughthecorpsincloseconjunctionwiththe

professionalizationofotherfieldsinAmericansociety,butatafarslowerrate.535

Professionalizationneartheendofthenineteenthcenturyassumed,asSmithobserved,an534Moten,TheDelafieldCommissionandtheAmericanMilitaryProfession,55.535Skelton,AnAmericanProfessionofArms,1992,116.

212

industrialandmanagerialcomponentthatinitiallydevelopedearlierinthecenturyinthe

armoriesandnestedeasilywithinanengineer’sintellectualframework.Anunintentional

bifurcationoftheofficercorpsoccurredbetweenthosestationedintheeastandnortheast

andthosethatservedonthewesternfrontier.Armyofficerprofessionalism,especiallyfor

thoseinthenortheast,founditsimpetusnotinpotentialthreatsorintheashesofdefeat,

butratherintheimpulsederivedfromagrowingtechnicalcomplexityaswarappearedto

havefarmoreincommonwithscienceandtechnologythanthehumanities,andthus,the

trenddevolvedinthatdirection.Thetechnicalfocusoftheeastamalgamatedwiththe

practicalbentofthoseofficersservinginthewestandsouthwest.

CarolReardoninSoldiersandScholars(1990)examinedthegradualencroachment

ofcivilianacademiafrom1865-1920ontheuseandstudyofmilitaryhistorybyofficers.

Militaryhistorywagedfromtheonsetarearguardactionagainsttheencroachmentof

science,engineering,andeventuallyevensocialscienceonthedevelopmentofArmy

officers.TheArmyofficercorpsofthelatenineteenthandearlytwentiethcenturytwisted

anddistortedmilitaryhistoryonthealterofpracticalityandutilitythedamagethus

inflictedrenderedtheresultslargelyineffectual.536Thedistancebetweenrealityandthe

Armyfictionreachedunsustainableproportionsandwaslikelytohavegraveconsequences

inthefuture.Theofficers,truetotheintellectualrootsthatMotenarticulated,perceived

historyasatooltobewielded-likescience-withoutanyregardtotheart.TheUSArmy

officercorps,fromitsinceptionandcertainlyitsprofessionalization,centerednearly

entirelyonthisfacet.TheArmyofficercorpsdevelopedinisolation,asHuntingtonnoted,

especiallyinthewest,butasSkeltonargueditalsoprofessionalizedwithotherfieldsin536CarolReardon,SoldiersandScholars:TheU.S.ArmyandtheUsesofMilitaryHistory,1865-1920(UniversityPressofKansas,1990),5–8.

213

America,butmainlyintheeast.Forasoldiercomingofageinthelastseveraldecadesof

theeighteenthcenturyprofessionalizationremainedadistinctlysubjectiveproposition.An

engineerofficerpostedtotheWatertownarsenalinMassachusettsprobablyunderstood

professionalismtobequitedifferentfromaninfantryofficerservingonthewestern

frontier.

InTheAmericanWayofWar(1973),RussellWeigleyfound,likeMoten,thatthe

Americanmilitarymindwaspredisposedtoaparticularwayofthinking,inthisinstance,

howitwagedwars.537TheU.S.militaryneverdevelopeditsownphilosophicalthoughtson

thenatureofwar.RatheritshiftedwiththevagariesoftheEuropeanbattlefield.Atone

momentFrench,thenextGerman,andthenbackagain,itwasneverquitesureofitself.As

Cunliffenoted,Americansingeneraldidnotthinkdeeplyonthingsofamilitarymatter,and

asaresult,theArmyofficercorpsadoptedforeignideasreadily.TheGermansandFrench,

staunchenemies,didnotagreeonmuch,butthelegaciesofNapoleonexertednosmall

amountofinfluenceonthenexttwohundredyearsofwar,andforthatreasonthesearch

fordecisivebattles–annihilation-consumedtheAmericanmilitarymindandconstituted

theAmericanWayofWarinthemindsofsomehistorians.

BrianLinninTheEchoofBattle(2007)expandedthetrailfirstblazedbyWeigley.

LinnarguedthatthereexistthreetraditionswithintheAmericanWayofWar.Firstwere

the“Guardians”whoconstitutedatraditionalviewthatwarisbothscienceandart.The

Heroeswerethosethatbelievedinthe“humanelement”aboveallothers.TheManagers

comprisedthelastgroup,believingthatwarwastheartofproductionandresource

537Weigley,TheAmericanWayofWar.

214

management.538Thesethreegroupsarenot“mutuallyexclusive”andonefindsadvocates

foreach,buttheydowrestleforascendancy.Weigleyarguedthatannihilationdefinedthe

AmericanWayofWar,whileLinnassumedanuancedargumentthatatdifferentpointsin

Americanhistorywarwaswagedbydifferentrulesets.Regardless,thehorrorsofthe

modernbattlefieldcombinedwithpowerofmodernfirepowerproducedsomeofthefirst,

andarguablythemostclear,fissuresinthepreeminenceoftheheroicsoldierimage.

InBeatingPlowsharesintoSwords:ThePoliticalEconomyofAmericanWarfare,

1601-1865(1996),PaulKoistinenexaminedtheAmericanexperience,whichseizedupon

technologicalsolutionstoagreaterdegreethanmost.Technologyandtheeconomyare

twodifferentthoughrelatedproductsofman.Theeconomyistheproductofandproduces

technologyinscale.War,especiallysincethelateeighteenthcentury,hasreliedonthe

organizedproductionofmajorenditemstosupportthevastincreaseinthesizeofarmies.

KoistinendividedtheeconomyofAmericaintofourmajorparts:political,economic,

technologicalandmilitary.KoistinenobservedthattheAmericaneconomydeveloped

throughthreeclearlydiscernablestagespreindustrial,transitional,andindustrialoverthis

period.Koistinen’sanalysiscloselyparallelsLinn’sthreetraditions,whichmirrorthe

economicdevelopmentoftheU.S.Army.TheArmyofficerprofessionmirroredthis

economicdevelopment.SkeltonalludedtothiswhennotedhowArmyprofessionalism

maturedinparallelwithotherprofessionsinAmericansociety.

TheUnitedStatespoliticalsystemlargelyrelegatedthemilitarytothesidelines

duringthepreindustrialandtransitionalstagesofeconomicdevelopmentbecauseone

couldmeetthechallengesofwarfareduringthisperiodwithcitizen-soldiers,asShy

538Linn,TheEchoofBattle,2009,5–7.

215

observed.This,however,changedastechnologiesadvancedandtheeconomymaturedand

theearliestseedssproutedinthearsenals.

Themostinfluentialaspectofthefourindeterminingthecharacteranddirectionof

theeconomy,accordingtoKoistinen,isthepoliticalelement.Koistinendoesnotprovidea

concisedefinitionoftechnology,asthatissomewhatperipheraltohismainargument;

however,hisworkcontributestoabroader,ifnotmoreholisticunderstandingofthe

culturalcontextfortheAmericanWayofWaranditseconomicdevelopmentandhow

thoseforceshelpedshapehowAmericanofficersperceiveandconductwar.Forthe

AmericanArmyofficer,professionalismandthestudyofitbecamemoreaboutproduction

andtechnologythanthestudyofmilitarytheory.War,thenatureofit,wasaquestionof

material,numbers,andmanagement.

WalterKretchikinU.S.ArmyDoctrineFromtheAmericanRevolutiontotheWaron

Terror(2011)examinedtheevolutionofArmydoctrine.Kretchiktracedthedevelopment

orborrowingofdoctrine,beginningwithBaronvonSteubenandtheContinentalArmy.

EarlyAmericandoctrinethroughtheFirstWorldWaroftenconsistedofgrossplagiarismof

Frenchmaterial,insomecasescopiednearlyverbatim.TheUSArmy,arelativelyyoung

institutionincomparisontoitsEuropeancounterparts,lackedastrongmilitarytradition,

andinmanywaysprideditselfonthatfact.Thus,withoutadequatetraditionordesirethe

USArmysimplylooked,asnotedbyMolten,attheEuropeanbattlefieldsforanswers.And

whichevermilitarydominatedatthatperiodbecametheoutlinetheArmyattemptedto

trace.MostfrequentlythiswastheFrenchArmy,especiallyfollowingNapoleon,withhis

successanddependenceonmassconscriptionseemedtheperfectfitforearlyAmerica.539

539Kretchik,U.S.ArmyDoctrine.

216

Kretchikobservedthat,“WarcollegecommitteesstudyingFrance,Germany,Great

Britain,JapanandtheSovietUnion,aswellasothernationsincludingItalyand

Switzerland,wereallfilteredthroughanAmericanCulturallens.Ifforeigndoctrinedidnot

meshwithAmericanpoliticalandsocietalnorms,aswellasmilitaryvalues,itwasoften

discounted.”540TheclearandrationalMachiavellianapproachisnotdisplayedhere,buta

preferenceforthefamiliar,theknown,notanimpulsetoexploreandembracefuture

potential,butreluctancetobreakwiththepast.“Principlesweretheimmutabletruths,”

Kretchiknoted,“thatanchoredtheintellect,”intellectuallymooredtotheoldworld.Thus,

Armyofficersneverfullydiscoveredthepossibilitiesthatresidedoutsidetheself-inflicted

intellectuallimits.

***Thecivilianandmilitaryminds,inrespecttotechnology,paralleledeachother

throughoutmuchofAmericanhistory.However,thealignmentremainedequivalentin

directiononlythediffusionandspeedoftechnologicaladoptiondependedonthe

amalgamationofmanydisparatefactors.LikemostnationstheU.S.wasbornthroughwar,

yet,intheAmericancasethebirthcamerelativelylateintheprocessofstateformation.

FreefromtheinertiathatoftenrestrainssocialchangeAmericansreadilyadopted

technologyinconjunctionwithutilitarianneedslargelyuninhibitedbyreligious,

institutionalorbureaucraticbarriers.

TheemergenceoftheU.S.coincidedfortuitouslywiththeadvanceofscienceand

technology.Themeetingproducedamentalität,“…acommonmindsetgeneratingsimilar

approachestocommonproblems…”541Theseeminglylimitlesspotentialoftechnologyto

solveeverydayproblemsthathadbedeviledmanforthousandsofyearsimbuedthat540Ibid.,140.541KnoxandMurray,TheDynamicsofMilitaryRevolution,1300-2050,112.

217

technologywithprofoundqualities,thatwhenmeasured,itprocessedonlysuperficially.

Technologicalbenefits,bytheirnaturevisible,wereextolledingreatmeasureand

enthusiasticallyembracedbyindividualsandcorporatebodiesalike;yet,thesocialcosts,

thesecondandtertiaryeffectswerenolessacutealbeitlessamenabletoquantitative

measurementandfrequentlyemergedonlyhaveanextendedincubationperiodusually

measuredinascoreormore-generational.

TheArmywaslessaninstitutionandmoreanorganism,exemplifyingthe

characteristicsofalivingcreaturewithallofitsinstinctualandintellectualfacultiesthat

onemightattributetoapredator.Technologyenhancestheseinstinctualskills--theeyes,

thelimbs,theclaws--theabilitytokill.Yet,technologyonlyamplifieswhatalreadyexistsin

theorganism.Itisnotadditiveinnature,abilitiesaremultipliedthroughtheuseand

employmentoftechnology,butsmarteritdoesnotonemake.

TheArmymovedfirmlyandslowlybutnotoutofstepwiththepotentialof

technology.Initially,technologyprovidednoabsolutesuperiorityonthebattlefieldtactical

successdependedmoreondisciplineandleadership.Humanattributesvaried,butthose

prizedhereinthenewworld,asnotedbydeTocqueville,wereofapracticalandutilitarian

strain,ofthebloodandsweatkind.TheCivilWardemonstratedthepowerof

manufacturingandadvancesintechnologytomanyobserversbothforeignanddomestic.

NascentArmyprofessionalismandweakintellectualmooringprovidedtheperfect

environmentfortechnicismtotakerootandoverthenexttwohundredyearsit

proliferated.

SomehistorianshavestudiedthedevelopmentofArmyprofessionalizationandstill

othershaveexaminedtechnologyanditseffectonthebattlefield,butfewhaveanalyzed

218

theintellectualsubstrateofArmyofficersanditsconfluencewithtechnology.Inother

words,thissubstratewastheArmyofficermentalitätthatdevelopedfromthepeculiar

Americanexperience.

219

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