Margaret B Seymour Financial Disclosure Report for 2010

8/3/2019 Margaret B Seymour Financial Disclosure Report for 2010

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I A O 1 0Rev. 1/20 I I I FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010 Report Re quired by the Ethicsin Government Act of 1978(5 U.S .C. app. ,~ ,~ 101-111)I . P e r s o n R e p o r t i n g ( l a s t n a m e , first, middle init ial)

Seymour, Margaret B.

4. Tit le (Article III judges i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or pan-time)US District Judg e (Active)

7. Chambers or Office AddressMatthew J. Perry, Jr. Federal Courthouse901 Richland StreetColumbia, SC 29201

2 . C o u r t o r O r g a n i z a t io nDistrict of South Carolina

3. Date of R e p o r t05/13 /2011

5a. Report Type (check appropriate q,pe)] Nomina t ion , Date[] Initial [] Annual [] Final5b. [] Amended Report8.O n t h e b a s i s o f t h e i n f o r m a t io n c o n t a i n e d i n t h is R e p o r t a n d a n ym od i f i c a t i on s p e r t a i n i ng t h e r e t o , i t i s , i n m y op in i on , i n c om p l i a nc ew i t h a pp l i c a b l e la ws a nd r e g u l a t i on s .

Reviewing Officer D a t e

6. Reporting Period01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instruct ions accompanying th is form must be fo l lowe~L Complete a l l parts ,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . t R e p o ~ . g i , d i v i ~ , o t o . t y : s e , n , . 9 - 1 3 of fillng in~tructlon&)[~ N O N E (No reportable positions.)

POSITIONI. BOARD MEMBER2.3.

4.5.

NAME OF ORGANIZATION/ENTITYINTERFAITH COMMUNITY SERVICES COUNCIL

I I . A G R E E M E N T S . t R , ~ , o m . g individual one; setpp. 14-16 of filing instructions.)~] NONE (No reportable agreements.)

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPOR TPage 2 o f 8

N a m e o f P e r s o n R e p o r ti n gSeymour , Marga re t B .

D a l e o f R e p o r t05/13/201 I

III. N O N - I N V E S T M E N T I N C O M E . ~ R e p o r~ n g individual andsp .... ; seepp. 17-24 of filing instructions.)A. Filers Non-Investment Income

~] NONE non- inves tmen t income . )N o reportableDATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours, not s p o u s e s )

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - l f ) ,ou were ma rt led during any port ion of the report ing year, complete this sect ion.(Dollar amount not required except for honoraria.)

~] N O N E ( N o reportable non-investment income.)D A T E SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S --,ranspor~atio.,lodging, food, entertainmenL(Includes those to spouse and depende nt children: see pp. 25 -27 of filing instructions.)

[] (No repor table re imburseme n ts .)O NE

2.3.4.5.

SOURCE D A T E S LOCATION P URP OS E ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 o f 8

N a m e o f P e r s o n R e p o r t in gSeymou r , Marg ar e t B .

D a t e o f R e p o r t05/13/2011

V . G I F T S . a n c ~ u d e s , lo o ~ e , o s p o u s e a n d d o p o n ~ e . , c h i ld r e n : s e e p p . 2 s .~ t of filing instrucdon~)N O N E (No reportable gifts.)

S O U R C E D E S C R I P T I O N1.2.

3.

4.

5 .

VALUE

V l . L I A B I L I T I E S . a . ~ l a d e s , h o ~ e o / s , o , s e a . d d e , o n d e . t children; see pp. 3 2 - 3 3 of filing instructions.)D (No repor tab le l iab i l i t ies . )ONE

CREDITOR

I. American Express CreditCard2. Bank of Amer ica C r e d i t C a r d3. FIA Financia l C r e d i t C a r d

4.5.

DE S CRIP T ION VALUECODEL

JJ


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F I N A N C I A L D IS C L O S U R E R E P O R TP a g e 4 o f 8

N a m e o f P e r s o n R e p o r t in gSeymour , Marga re t B .

D a t e o f R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m . , ,. .I . e , ,r . n s ~ c , i on s a . c l ~ d e s , h o s e o / s p o u s e ~ . d d . p e n d e n , c h i l d r e n ; see p p . 3 4 - 6 0 of fillng instruction~.)[ - - - ] N O N E (No reportable income, assets, or transactions.)

Descr ip t ion of Assets( in c luding t rus t assets )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

r t ing per iod( 2 )l A m o u n t T y p e ( e . g .,C o d e I d iv . , ren t ,( A - H) or in t . )

Gross value at end ofrepor t ing per iod(t) (2)

Value ValueC o d e 2 Method

(J-P) C o d e 3( Q - W )

(I)T y p e ( e . g .,b u y , s e l l,r e d e m p t io n )

Transac t ions dur ing repor t ing per iod

(2) (3) (4)Date Value Gain

M on th - C od e 2 C od e IDay (J-P) ( A - H )

( 5 )Identi ty ofbuyer / sel ler

( i f p r ivatet ransac t ion )

1. BROKERAGE ACCOU NT #12. - Beaufort Coun ty SC Bond B I n t e r e s t K T

3. - Medica l University SC Bond B I n t e r e s t K T1 4 . - Richland County SC Bond A I n t e r e s t M a t u r e d 03/01 K

6.7.

8.

- Artisan International

- Calamos Convert ible Growth and Income

- C o h e n a n d S t e e r s I n te r n a t i o n a l R e a l E s t a te

A Dividend KA Dividend J

A Dividend

T

TBu y 12/29(addl )Sold I/21(part)Sold 2 1 1 8(part)

J

J

J

9. - DFA Emerging Mark ets A Dividend J

1 0 . - DFA Intern ationa l Small Cap A Dividend K1 1 . o DFA Large Cap International A Div id en d J

T

T

T

S o l d 1 0 / 1 9(pan)B u y 1 0 / 1 9( a d d l )

J

J

1 2 . - DFA US Large Company A Dividend K13. - DFA US Large-Ca p Va lue A Dividend J

TT

Sold 10/19(part)

1 4 . - Ga t ew ay I nd ex P l us Fund A D i v i d end J T

1 5 . - H a r b o r I n t e r n a t io n a l A Dividend K T1 6 . - Hussman St rategic Growth A D i v i d end J T

1 7 . - Pimco Diversif ied Income A Dividend J T

i I. Income Gain Codes: A =$1.000 or less B = $ 1,001 - $ 2.500 C = $ 2.501 - $ 5 .000(See Columns BI and D4) F = $ 50.001 - $100,000 G = $100,001 - $ 1.000,000 I l l =$1.000,001 - $5,000.000

2. Value Codes J =$15.000 or It.ss K =$15 .001 - $ 50,000 L :$ 50.001 - $ 100.000(See Colunms CI and D3) N = $250.001 - $500.000 O = $50~ .001 - $ 1.0(~ ).000 PI = $1.0OO.00l - $5 .000.000

P3 =$25.000.001 - $50.0(IO.000 P 4 = M o r e th a n $ 5 0 . 0 ~ O . 0 O O3. Value Melhod Codes Q =Appraisal R ~C osl (Real ESlate Only) S =A s ~- s s memIS,:e Column C2) U =Book Value V - - O ~ h c r W =Est imated

D =$5,001 - $15,000112 =More than $5.000.000M =$100,001 - $250.000P2 =$5 .00).001 - $25.000,000T -~ash Market

E =$15,001 - $50.000


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F I N A N C I A L D IS C L O S U R E R E P O R TP a g e 5 o f 8

N a m e o f P e r s o n R e p o r t i n gSeymour , Marga re t B .

D a t e o f R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c o ., e , , o l . e , t r a n s a c t i o n s (lnclude~ those of spouse and dependent children; see p p . 3 4 - 6 0 of f i l ing instruc t lons~)N O N E (No reportable income, assets, or transactions.)


Place "(X)" after each assete x e m p t f rom p r io r d i s c lo su re

Income duringrepor t ing per iod

(1) (2)A m o u n t Type (e.g.,C o d e I d iv . , ren t .( A - H ) o r inL)

Gross value at end ofrepor t ing per iod(I) (2)

Value ValueC od e 2 M ethod

O - P ) C o d e 3, C O - w )

Transac t ions dur ing repor t ing per iod(I) (2) (3) (4)

Type (e.g., Date Value Gainb uy, se ll, M on th - C od e 2 C od e I

r e d e m p t ion ) Da y ( J - P ) ( A - H)

(5 )Identi ty of

buyer / sel ler( i f p r ivate

t ransac t ion )

1 8 . - Pimco Funds Total Return A Dividend K T Bu y 10119 K1 9 . - Royce Microcap20 . - Schwab US Treasur y Fund

A DividendA Dividend

K

JTT

Sold 12/29( p a ~ )

2 1. - DFA US M ic ro ca p None Sold 2/18 J22 . -Third Avenue Va lue N one Sold 10/19 J A23. IRA # 1

24 . - C a l a m o s M a r k e t N e u t r a l A Dividend J T25 . - DFA Real Estate Securit ies26 . - DFA US Microc ap

A DividendA Dividend

JJ

TT

Buy 12/29(addl)

2 7 . - Lo o mi s S ay le s B o n d F un d A Dividend S o l d 10/12 J A2 8 . - Pi mco Co mm od i ty Rea l Re tu rn29 . - Pimco Diversif iedlncome

B Dividend KA Div iden d J

T

T

Sold 12/29( p a r )

30 . - Pimco Fund s-Tota l Return A Dividend K T Bu y 1 / 2 1 J31. Buy 10/19(addl)32 . - Vanguard Hi Yield Corp A Dividend Sold 10/12 J A

33 . -Third Avenue Va lue None Sold I0/12 J A3 4 . - M e r g e r F u n d N one J

1. Income Gain Codes:(See Columns BI and D 4 )

2. Value Codes( S c C o l u m n s C I a n d D 3 )

3. Value Method Codes( S c C o l u m n C 2 )

=$1.000 or less=$50.001 - $100.009=$15.000 or I~=$250.001 - $500.000

P3 = $25.000.001 - $50.000.000=Appraisal=Book Value

B=$1.001 - $2.500G=$100.001 - $ 1.000.000K =$15.0~1 - $50.000O =$500.001 - $1.000.0~0R C os t ( R e a l Esta te On ly)V =Other

C =$2.501 - $5.000II1 =$1 .OO0.0~l - $5,000.000L =$ 50.001 - $100.000PI =$ 1,000.001 -P4 =More than $50,000.000W = Esl imated

D =$5,001 - $15.000112 =More than $5,000.000M =$100,001 - $250.000P 2 = $ 5 . 0 ~ X 1 . 0 0 1 -T = C ~ s h Market

E =$15.001 - $50.0~)


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FINANCIAL DISCLOSURE REPORTPage 6 o f 8N a m e o f P e r s o n R e p o r t in gSeymour , Marga re t B .

Dale of R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a lu o , tr a n s a c ti on s (lnclude~ those of spouse a n d dependent children; see p p . 3 4 - 6 0 of fillng n s t r u c t l o n s . )N O N E (No reportable income, assets, or transactions.)


P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f ro m p r i o r d is c l o s u r e

B.I n c om e d u r i n grepor t ing per iod

(t) (2)A m o u n t T y p e ( e . g .,Code 1 div. . ren t ,( A - H) or in t . )

G r o s s value at end ofr e p o r t i n g p e r i o d(I) (2)Value Value

C od e 2 M eth od( J - P ) C o d e 3

(i )T y p e ( e . g .,b u y , s e l l,r e d e m p t i o n )

Transac t i on s during repor t ing per iod

D a t e V a l u e I GainM o n t h - Code 2 [ Code 1D a y I (JP) ! (A-H)

(5 )I d e n t i t y o fbuyer/seller( i f p r i v a t e

t r a n s a c t i o n )

3 5 . - S ch wa b Ad v is o r Ca s h R e se r v e s Non e J36 . SOUTH CAROLINA 529 PLAN37 . - Future Scholar Income and Growth Portfolio38 . - Future Scholarlncom e Portfolio

None

None

S o l d

Bu y9 / 0 I

9 / 0 1

J

J

39 .

40 .

41 .

42 .

43 . IRA #2

Bu y(addl)Bu y(addl )Bu y(addl )S o l d( p a r t )

1 0 / 0 1

1 1 / 0 1

1 2 / 0 1

12/22

J

J

J

J A

45 .

46 .

47 .

- Vanguar d Li fe S t ra t egy Growth

BROK ERAGE AC COU NT #2 ( former lyCONSERVATORSHIP ACCOUNT)- Schwab Va lue Advan tage

A Dividend

A Dividend

Sold(pan )Sold(part)

6/0911/22

JJ

Sold 8/04 K48. - Cash Non e J

I. Income Gain Codes:(Scc C olumns BI and D4)2. Value Cod~

ISle Columns CI and D3)3 . Value Method Codes

(Se e C olumn C 2)

A =$1,000 or I~ssF =$50,001 - $100.000J =$15.000 or I~N =$250.001 - $500.0~OP3 = $25.000.001 - $50.000.000Q =App ~i s alU = Book Value

B=$1,001 - $2,500G =$100,001 - $1.000,000K =$15.001 - $50.000O =$500.001 - $1.0~0.000R =Cost (Rc~I Es ta te O~ l y )V =(~her

C =$2,501 - $5.0001 1 1 = $ 1 , 0 O O . 0 0 1 - $ 5 . 0 0 0 .0 0 0L =$50.001 -PI =$1,000.001 - $ 5.000,000P4 =M ore than $50.0~0.000S =AssessmentW =Est imated

D =$5.001 - $15,0Q0l l2 =More than $5.0~),000M =$100.001 -P2 =$5.000.001 - $25.000.000T = C~ h Mar ke t

E = $ 1 5 .0 0 1 - $ 5 0 .0 ~ O


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FINANCIAL DISCLOSURE REPORTP ag e 7 o f 8

Name of Person Reporting

Seymour, Margare t B.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Date of Report

05/13/2011


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FINANCIAL DISCLOSURE REPORTPa ge 8 o f 8

Name of Person ReportingSeym our , Marga re t B .

D a t e o f R e p o r t05/13/201 I

IX. CERTIFICATION.I ce r t i fy that a l l in format ion g iven abov e ( inc luding informat ion pe r ta in ing to my spouse and minor or depen dent chi ldren , i f any) i saccurate , t rue , and com ple te to the bes t of my know ledge and be l ie f , and that any informat ion not reported w as wi thhe ld bec ause i t me t appl i cable s ta tu toryprovis ions pe rm i t ting non -disc losure.! fur ther cer t i fy tha t ea rned incom e f rom outside employm ent and h onorar ia and the accep tance of gi f ts which have been rep or ted a re incompl iance w i th the provis ions of 5 U .S .C. app . 501 e t . seq . , 5 U .S .C. 7353 , and Judic ial Confe rence regulat ions .

Signature : S[ Marg aret B. Seymour

NOT E : ANY INDIV IDU A L W H O K NOW ING LY AND W ILF U LLY F A LS IF IE S OR F ALLS T O F ILE T HIS R E P OR T M AY B E S U B J E C T T O C IVILAND CR IMINAL SANC TIONS (5 U.S.C. app . 104)

Com mit tee on F inanc ia l Disc losureAd ministrative Office of the U nited States CourtsSuite 2-301On e Columbus Ci rc le , N.E.W ashington , D.C. 20544

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Margaret B Seymour Financial Disclosure Report for 2010