Marianne O Battani Financial Disclosure Report for 2009

8/3/2019 Marianne O Battani Financial Disclosure Report for 2009

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A ow FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y th e E t h i c ~in Government o4ct ofl978R e v . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 (5 o:s.c alp. tO l-ll l)

! . P e r t , o n R e p o r t i n g ( l a s t n a m e . f i rs ~ m i d d l e i ~ i t ~ a l ) 2 . C o u r t o r O r g a n i z a t i o n 3 . D a l e o f R e p o r lBattani , Marianne O. USDC , E~tem Dis t ic t o f M I 05/ I 0 /2010

4. ] i t l e (A~f ic lc I l l judge.~ indicate ac t ive o~ senior s tares ; 5a . Report T}p (chccl~ appropria te t~q~) 6. Repor t ing Ir iodu~gistra te judges ind ica te fu l l - o r pa rt- t ime)[] N~maination, D - a t e 0 1 / 0 1 / 2 0 0 9

U.S. District Judge, active [] Initial [] Ann~al [] Final 12/31 /20095b. [] Amendod7 . Cham b er s o r O f f i c e A d d r es s 8 . On t h e ba s i s o f t h e i n f a t u a t i o n c o n t a i n e d i n t h i s R e p o r t a n dmo d i ~ ca t io a s pe r t a in in g the ~ ~ o , i t i s , I n my o p in io n , i n co mpl i a n ce231 West Lafayetle w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .Detroi t, M ichigan 48226

R e v i e wi n g Of f i c e r Dale

IMPOR T ANT NO T ES: T he ins tru~ons accompanying th i~" form mus t be fa l lowed. Complete a l l par~s ,checking th~ NONE box foe each part where k~ou have no reportable information. Sign on I~t page.

I. P OSITI ON S. t~r~/~.~-~, o~; ~ ~. ~ o~.~[~ N O N E ( N o reportableposition~.)

PO S IT IO N N A M E O F O R G A N IZA T IO N /E N T IT YI. Pretrial Skills Judge Cooley Law School

- -_ F;i

II. A GREE M ENTS. c~o~o,a,,~ ~,,~,~,,,a o.~; ~, ~. u-~ o/~i.~ ~,~) .-: ,_ ~.~ NONE ~o reportable agreements.) , ~ .

D A T E PARTIES AND "~RMS r~: ~I. 1982 S~te of Micron ~fin~ ~fit Pl~(~nsi~)

2. 1982 County of Wayne Defined Bene fit Plan(pension)


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FINANCIAL DISCLOSURE REPORTPage 2 o f 9

~ Ba~an~ Marhnne O. ~05/I 0~010

III. NON-~VESTMENT INCOME. tn~A. Fliers Non-Investment Income

N O N E (No reportable non-investment income.)

DAT~ SOURCE AND ~I)E ~M E ~, not s~)~es)1.2~9 C~ley ~w ~h~L ~m~tion $1 ~.~2.2~9 M ichig~ I~g~ Ret i*cmcnt System $3631 I . 163.2~ Wa~e ~n~ Ralmm~* Sy~m $19,208.764.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - l fyo~ ~re~riedia t ing~nypordon of~ierrpart iag)v~,~l~ ~u~ ~ r~u~ e~t f~ ~r~)

N O N E ( N o reporcable non-inv~tment income.)D A T E SOURCE AND TYPE

1 .2.3 .4.

I V . REI M BURS EM ENTS _~ncludc~ t~e to s~e ~ ~ child--: s~ pp. 25-27 of fili~ i~t~.)

N O N E (No reportable reimbursemenU.)S O U R C E DATES L~ATION PURPOSE ITEMS PAID OR PROVIDED

I.2.3.45.


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I~amcf Person Rel~rtin~INANCIAL DISCLOSURE REPORT I ~t~i, r~v,~i~.~ o.Page 3 of 9 05110~010~ N O N E (No reportable g~s.)

SOURC~ D E S C R I P T I O N VALUEI.2.3.4.5.

V I . L I A B I L I T I E S . a , , a , ,, ~ a , , ,~ o ~ ~ p , , , ~ , , , u , ~ , , , , ,, z ~ a , i~ , , , ,: ~ , r ~ z z - z . ~ o ~ ~ i ~ , . ,, - a , ,, ~ ;N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTIQN VALUE CODE1.2.3.4.

5.


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FINANCIAL DISCLOSURE REPORTPage 4 ot"9 B~t~,a , ~.e o. o 5 / I O / ~ o l o

VII. I N V E S T M E N T S a n d T R U S T S - ~,~, , . , a ~ . , , - , ~ . , ~ a , , , . .N O N E (No reportable income, ~se~, or tra~actiot~.)

D~pdon of ~ l~)me dung G~

exemp t ~m pfi~ ~los~ ~1 ~ d iv , ~nL C ~e 2 M e t h ~ b u y , ~ 1 1 , [m~ C~e 2 C~e I ~/~lterA - li ) o r i n t . ) ( J P )

f. IIOELI~ ~I~DUAL ACCO~2. -FideZiW Account~ (cash, cztsh equivalent) A Interest I. T3 . -Pudtan A Div id en d J T4. FIDELITY IRA ACCO IYNT: B Div id en d5 . -US lreasury Secur ity Sol d I Z / 2 1 / 0 9 K --6. -Fideliu Con traf imd Sol d 02/20/09 K(part)7. Sol d 1 2 / 0 8 1 0 9 J8. -Fidelity Equity Incom e 11 Sold 12/08/09 J9. -Fidel i ty Ftmd Sold 12/08/09 J1 0 . -Fidelity M agellan Fund Sol d 1 2 / 0 8 / 0 9 JI I. -Fidelity Puritan Sol d ] 2/08/09 J1 2 . - J a n u s F u n d Sold 12/08/09 K

1 3 . -Fidelity Cash Reserves S~ld 12/2 I./09 L1 4 DEF:ERbLED CO MPENSATION 457: B Dividend1 5 . -SSg A S& I M id C ap Sold 12/08/09 K1 6 . SSgA Russell 2000 Sold 1208/09 K

1 7 . -Dodge Cox Sto~k Fund[

Sold 1 2 / 0 8 / ( ~ ) K


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FINANCIAL DISCLOSURE REPORT r~ .... fr~--~ a,p oi.gP a g e 5 o f 9 ~tla.i, Marianne O.

~05/10~010

VII. ~ST~NTS and ~USTS - ~o~, ~, ~.=~ a~.~ ~ o~.~.~N O N E (No reportable income, ~sels, or tramaclio~.)

~on of A~c~ ~e d~g G~ v~u ~ ~d T~~o~ ~g r~ng

~e~t ~m pdor ~[os~ [ ~e I ~ div~ ~nl, ~e2 . Me~ buy, ~ll, Jm~yy~A-ID ~ o r i n t . ) ( J - P ) I ~ 3 ~emption) (J-P) (A-II) (ifpdvnte~ ( Q - W ) ~n ~m io n )IK -Al l im ~ce~ te in ln t Val I Sold 1~08/09 J

1 9 . -SS~ Bond M~ket Index F~ Sold 1 2 / 0 8 / ~ K 2 0 . - I ~ M A b a f t M i d ~ V a l u e Fu n d Sol d 1 2 / 0 8 / ~ K2 1 . -SS~ Emerging M~ Sol d 1 2 / 0 8 / ~ J2 2 . -SS~ ~P 5~ Index Sol d 12 /08I ~ J2 3 . -SS~ Ta rge t R e t ir e me n t 201 0 S old 1 2 /0 8/~ J24 . - P IM C O T T o t a l R e ~ Sol d 1~08/~ K25 . EDW~ JO~S l~ ACCOUNT B Div id en d N T

2 6 . -Pu tn~ M id Cap V al u e F~d CI A2 7 . -Pumam lntl Capital Opptys CI A Sol d 12/31/09 J

2 8 . -Capital Income Builder Fund CI B29 . -Capital W orld Growth & Income Fund C11 3

3 0 . - F . o r o P ac i fi c G r ow t h Fu nd C1 1 3

I. -Frm~klin Income Fund CI A B uy 12/2g/09 J(addJ)1 2 . - Fu nc k m ~ en t a l I nv es t o r s Fu nd CI B

;3 . -IIanlbrd Capital Appreciation Fund CI A

4. -American Ba lanced Fund CI A B uy 12 /28/09 K


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FINANCIAL DISCLOSURE REPORT ] ,~attani, M.ria..e O.Page 6 of 9 05/10/2o~0

VII. INVESTMENTS andTRUSTS - ~. ,a~. ~ a,~t~,~o~ o~. ~N O N E ~ o reportable income, ~sets. or tra~actio~.)

~~ ......... ~ - - ~ . . . . . ~ .... o . - .........~pfi~ of A~s 1~ d~g ~ G~ val~e at ~ T~io~ dung ~iag(I) (2) (I) ~ (2) i i ~ . . . . . ~- (2) (3) (~ .......... (~

C~ 2 Me~ b u y , ~ 1 1 , ~y C~ 2 (~II

~ 35, -~edcan Iligh l~ome Trust CI A Buy3 6 . - A m e f i c ~ I n t e m a t i o n ~ G r o ~ & I n c o ~F ~ d C I A B uy 1 2 /2 8/~ J3 7 . -American Mutual Fund C!~ A B uy I~ K3 8 . -Bond F~d of Am e r i c a CI A B uy 1~28/g ) K

3 9 . -Capi~l In.me Builder F~ CI A B uy I ~) K4 0 . -Capital World Bond Fund CI A B uy I ~8/~ K41 . -C~i~l Worl d Gm~h & Incom e Fu nd CIA B uy 1 2 ~ 8 / ~ K

4 2 . - E u r o P a c i fi c G m ~ F ~ d C I B B uy I~ J43 . - F ~ n k l in S ~ I I ~ p V a l u e F ~ d C I A B uy 1 ~) J -~. -F~men~l Investo~ F~ CI A B uy 1~8/~ K45 . -G~h Fund ofA~6~ CI A B uy I~ J4 6 . -II~ford Inf la t ion PI~ Fund CI C B uy 1 ~ 2 8 / ~ J

4 7 . - l u c o m e F ~ d o f A ~ 6 ~ F u ~ C 1 A B uy 12~8/~ K4 8 . -Lord Ab~tt Core F~ed Income Fuml CI U Ru y 1 2 / 2 8 / @ ) J49. - ~ t d A b ~ tl S h o ~ D ~ a d o n [ n c m ~ F i re dCI C ~ uy 1~28/~ J50 . -New Economy Fund CI A

Buy 1Z~28/~ J51 . -New W nrl d Fu ~ CI A Buy I ~8/~ J


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FINiCaL DISCLOSU~ ~PORTPage 7 of 9VH. ~EST~S and TRUSTS -- -

N O ~ ~ o reportable income, a~sels, or trar~actio~.)A. B. C. D.~pUon of A~ I~ d~g

~a~ "(X)" a~r ~h ~ A~t[ (A-H) o r i a L ) (J-P) : ~e~tion) ~ ~ ( - P ) ( A - l l ) ~ ,ifp~vate

52. -Op~ei ~r In,marit al ~nd Fund CI A Buy I~8/~ J

5 3 . -V~mp~ BuildAmefi~ Bon~ IncomeT~t Set #20 Buy 12~3/~ K

5 4 . -US Tr~u~ B~ Buy 12/21/~ K5 5 . ~DWA~ JONES SINGLE ACCOUNT

,56. -Cash & money mar~ fumts A D i v i d e n d J T5 7. -Federated St~tegic Income Ftmd CI A A Dividend K T Sold 03/20/09 J

(pan).58. B u y 1 2 / 2 8 / 0 9 J(add

59 . -Federated Strategic Value Fund A A D i v i d e n d S o l d 1 2 / 2 8 / 0 9 J60 . -Federated MDT Balanced Fund CI A A D i v i d e n d S o l d 1 2 / 2 8 / 0 9 J6 I. -Feda-aled Manet Oppor~mity Fund CI A A Dividend S~ld 03/20/09 J

(par062 . Sold 12/28/09 J63 . -Federated Kaufman Small Cap Fund CI A N o n e J T B uy 1 2 / 2 8 / 0 9 J(~. -Federaled Kauflnan Fund CI A A D i v i d e n d J T B u y 1 2 / 2 8 / 0 9 J65 C h a ~ e l ~ a n k {c a s h a r i d c :xs h e q u i v a le n t ) A Inte~st J66. MassMutual: whole lift" policy A Dividend J T


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FINANCIAL DISCLOSURE REPORT n .... f P e r so n R e p o r ~ n g O.,. of ReportPage 8 of 9 B , * t t a n l , I ~ l : t r i a n n e O . 05/10ff2010

VIII . ADD ITIONA L INFORM ATION OR EXPLANA TIONS.Lines 4 The Fidelity account was rolled over in to the Edward Jones IRA Acoount on L ine 25 .Line 14 The Deferred Compensation Accotmt was rol led over into the "Edward Jones IRA Account on Line 25.Lines 26-33 1 added Ihe Class to the name of the fund.


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IX~ CERTIFICATION.I cert i fy that a ll informat ion given above ( including informat ion perta ining to my spouse and minor or dependent chi ldren, I f any) isaccurate , t rue , and complete to the be~t of my knowledge and belief , and that any informat ion not reported wan wi thheld because i ! mtq applicable sta tutoryprovisions permit t ing non-disclosure .I further cert ify that earned income from outside employme nt and hono raria and the acceptance of gif t ,~ which have been reported art~ incompliance with the provisions of 5 U.S.C. app. 501 eL seq, 5 U.S.C. "7353, and Judic ia l Conference regulat ions.

SigaaturJ

N O T E : A N Y I N D I V I D U A L W t lO K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F IL E T i l lS R E P O R T M A Y l i e S U B J E C T T O C I V ILAN D CR I b | I ~AL SAN CTFI ON S (5 U . S. C. a pp . 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsS u i t e 2 -3 0 1One Columbus Circle, N.E.Washington, D.C. 20544

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Marianne O Battani Financial Disclosure Report for 2009