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MATH 4530: Analysis One
Mathematical Induction
James K. Peterson
Department of Biological Sciences and Department of Mathematical SciencesClemson University
January 10, 2019
MATH 4530: Analysis One
Outline
1 Introduction to the Class
2 Mathematical Induction
3 Homework
MATH 4530: Analysis One
Introduction to the Class
First, a few comments about this class.
This class is about training you to think in a different way.MATH 4530 is about analysis and you will find the way wethink about problems here is different than the way we handleproblems in MATH 4120 which is about abstract algebra.Our job is to get you to think about the underpinnings of thematerial you have already mastered in calculus more abstractlyand train you to really think through the consequences ofassumptions.
The basic outline of this course is
Sequences of numbersLimits of functionsContinuity and Differentiation of FunctionsDeeper ideas such as compactnessExtremal Theory: minimum and maximum for functionsApproximation Ideas using Taylor polynomials
MATH 4530: Analysis One
Introduction to the Class
First, a few comments about this class.
This class is about training you to think in a different way.MATH 4530 is about analysis and you will find the way wethink about problems here is different than the way we handleproblems in MATH 4120 which is about abstract algebra.Our job is to get you to think about the underpinnings of thematerial you have already mastered in calculus more abstractlyand train you to really think through the consequences ofassumptions.
The basic outline of this course is
Sequences of numbersLimits of functionsContinuity and Differentiation of FunctionsDeeper ideas such as compactnessExtremal Theory: minimum and maximum for functionsApproximation Ideas using Taylor polynomials
MATH 4530: Analysis One
Introduction to the Class
This class is organized like this
3 Exams and One Final which is cumulative and all have totake it. The days for the exams and the final are already setand you can’t change those so make you travel plansaccordingly.Usually HW is assigned every lectureTwo projects which let you look at some topics in detail aswell as train you how to write mathematics.
Details
Handwritten notes by me. You’ll get used to my handwritingas it is the same stuff you see when I write on the boardNo textbookNo blackboard type stuff: I’ll assign HW via email after eachLecture.I take daily attendance and give you bonus points at the end.
MATH 4530: Analysis One
Introduction to the Class
This class is organized like this
3 Exams and One Final which is cumulative and all have totake it. The days for the exams and the final are already setand you can’t change those so make you travel plansaccordingly.Usually HW is assigned every lectureTwo projects which let you look at some topics in detail aswell as train you how to write mathematics.
Details
Handwritten notes by me. You’ll get used to my handwritingas it is the same stuff you see when I write on the boardNo textbookNo blackboard type stuff: I’ll assign HW via email after eachLecture.I take daily attendance and give you bonus points at the end.
MATH 4530: Analysis One
Introduction to the Class
Some words about studying
HW is essential. I give about 2 - 4 exercises per lecture so that isabout 80 - 160 exercises in all. In addition, there are two projects.All are designed to make you learn and to see how to think aboutthings on your own. This takes time so do the work and be patient.
I give 3 sample exams on the web site. You should do this toprepare for an exam:
Study hard and then take sample exam 1 as a timed test for 60minutes. You will know what you didn’t get right and so youcan figure out what to study. I don’t give answers to thesetests as this is stuff you should know.After studying again, take the second sample exam as a 60minute timed exam and see how you did. Then study again tofill in the gaps.Take the third sample exam as a timed 60 minute exam. Youshould be able to do well and you are now prepared for the realexam.
MATH 4530: Analysis One
Introduction to the Class
Some words about studying
HW is essential. I give about 2 - 4 exercises per lecture so that isabout 80 - 160 exercises in all. In addition, there are two projects.All are designed to make you learn and to see how to think aboutthings on your own. This takes time so do the work and be patient.
I give 3 sample exams on the web site. You should do this toprepare for an exam:
Study hard and then take sample exam 1 as a timed test for 60minutes. You will know what you didn’t get right and so youcan figure out what to study. I don’t give answers to thesetests as this is stuff you should know.After studying again, take the second sample exam as a 60minute timed exam and see how you did. Then study again tofill in the gaps.Take the third sample exam as a timed 60 minute exam. Youshould be able to do well and you are now prepared for the realexam.
MATH 4530: Analysis One
Mathematical Induction
Mathematical Induction
Theorem
The Principle of Mathematical InductionFor each natural number n, let P(n) be a statement or propositionabout the numbers n.
P(1) is true: This is called the BASIS STEP
P(k + 1) is true when P(k) is true:
This is called the INDUCTIVE STEP
then we can conclude P(n) is true for all natural numbers n.
MATH 4530: Analysis One
Mathematical Induction
Comment
The natural numbers or counting numbers are usually denoted bythe symbol N. The set of all integers, positive, negative and zero isdenoted by Z and the real numbers is denoted by < or R.
Comment
The phrase for all or for every is usually denoted by the symbol ∀.
Comment
The phrase there is or there exists, although we haven’t gottento using that phrase yet, is denoted by ∃.
MATH 4530: Analysis One
Mathematical Induction
There are many alternative versions of this.
Theorem
The Principle of Mathematical InductionFor each natural number n, let P(n) be a statement or propositionabout the numbers n. If
If there is a number n0 so that P(n0) is true: BASIS STEP
P(k + 1) is true when P(k) is true for all k ≥ n0:
INDUCTIVE STEP
then we can conclude P(n) is true for all natural numbers n ≥ n0.
MATH 4530: Analysis One
Mathematical Induction
The POMI Template
State the Proposition Here
Proof:
BASISVerify P(1) is true
INDUCTIVEAssume P(k) is true for arbitrary k and use thatinformation to prove P(k + 1) is true.
We have verified the inductive step. Hence, bythe POMI, P(n) holds for all n.
QEDYou must include this finishing statement as partof your proof and show the QED as above.
Comment
QED is an abbreviation for the Latin Quod Erat Demonstratum or thatwhich was to be shown. We often use the symbol instead of QED.
MATH 4530: Analysis One
Mathematical Induction
The POMI Template
So in outline, we haveProposition Statement Body
Proof:
BASIS Verification
INDUCTIVE Body of Argument
Finishing Phrase
QED or
Comment
Note we try to use pleasing indentation strategies and white space toimprove readability and understanding.
MATH 4530: Analysis One
Mathematical Induction
Theorem
n! ≥ 2n−1 ∀n ≥ 1
Proof
BASIS : P(1) is the statement 1! ≥ 21−1 = 20 = 1 which is true. Sothe basis step is verified.
INDUCTIVE : We assume P(k) is true for an arbitrary k > 1. We usek > 1 because in the basis step we found out the proposition holds fork = 1. Hence, we know
k! ≥ 2k−1.
Now look at P(k + 1). We note
(k + 1)! = (k + 1) k!
MATH 4530: Analysis One
Mathematical Induction
Proof
But, by the induction assumption, we know k! ≥ 2k−1. Plugging this factin, we have
(k + 1)! = (k + 1) k! ≥ (k + 1) 2k−1.
To finish, we note since k > 1, k + 1 > 2. Thus, we have the final step
(k + 1)! = (k + 1) k! ≥ (k + 1) 2k−1 ≥ 2× 2k−1 = 2k .
This is precisely the statement P(k + 1). Thus P(k + 1) is true and wehave verifed the inductive step. Hence, by the POMI, P(n) holds for alln.
MATH 4530: Analysis One
Mathematical Induction
Let’s change it a bit.
Theorem
n! ≥ 3n−1 ∀n ≥ 5
Proof
BASIS : P(5) is the statement 5! = 120 ≥ 35−1 = 34 = 81 which istrue. So the basis step is verified.
INDUCTIVE : We assume P(k) is true for an arbitrary k > 5. We usek > 5 because in the basis step we found out the proposition holds fork = 5. Hence, we know
k! ≥ 3k−1.
Now look at P(k + 1). We note
(k + 1)! = (k + 1) k!
MATH 4530: Analysis One
Mathematical Induction
Proof
But, by the induction assumption, we know k! ≥ 3k−1. Plugging this factin, we have
(k + 1)! = (k + 1) k! ≥ (k + 1) 3k−1.
To finish, we note since k > 5, k + 1 > 6 > 3. Thus, we have the finalstep
(k + 1)! = (k + 1) k! ≥ (k + 1) 3k−1 ≥ 3× 3k−1 = 3k .
This is precisely the statement P(k + 1). Thus P(k + 1) is true and wehave verifed the inductive step. Hence, by the POMI, P(n) holds for alln ≥ 5.
Comment
Note we use a different form of POMI here.
MATH 4530: Analysis One
Mathematical Induction
This one is a bit harder.
Theorem
12 − 22 + 32 − · · ·+ (−1)n+1n2 =1
2(−1)n+1 n (n + 1) ∀ n ≥ 1
Proof
BASIS : P(1) is what we get when we plug in n = 1 here. This gives 12
on the left hand side and 12 (−1)21(2) on the right hand side. We can see
1 = 1 here and so P(1) is true.
INDUCTIVE : We assume P(k) is true for an arbitrary k > 1. Hence,we know
12 − 22 + 32 − · · ·+ (−1)k+1k2 =1
2(−1)k+1 k (k + 1)
MATH 4530: Analysis One
Mathematical Induction
Proof
Now look at the left hand side of P(k + 1). We note at k + 1, we havethe part that stops at k + 1 and a new term that stops at k + 2. We canwrite this as(
12 − 22 + 32 − · · ·+ (−1)k+1k2)
+ (−1)k+2(k + 1)2.
But the first part of this sum corresponds to the induction assumption orhypothesis. We plug this into the left hand side of P(k + 1) to get
1
2(−1)k+1 k (k + 1) + (−1)k+2(k + 1)2.
Now factor out the common (−1)k+1(k + 1) to get
(−1)k+1(k + 1)
{1
2k − (k + 1)
}=
1
2(−1)k+1(k + 1) {k − 2k − 2}
MATH 4530: Analysis One
Mathematical Induction
Proof
The term k − 2k − 2 = −k − 2 and so bringing out another −1 andputting it into the (−1)k+1, we have
(−1)k+1(k + 1)
{1
2k − (k + 1)
}=
1
2(−1)k+2(k + 1)(k + 2)
This is precisely the statement P(k + 1). Thus P(k + 1) is true and wehave verifed the inductive step. Hence, by the POMI, P(n) holds for alln ≥ 1.
Comment
This argument was a lot harder as we had to think hard about how tomanipulate the left hand side. So remember, it can be tricky to see howto finish the induction part of the argument!
MATH 4530: Analysis One
Homework
Homework 1
Provide a careful proof of this proposition. There are also moreworked out examples of POMI in the notes. So make sure you readthrough that material.
1.1
Theorem
n! ≥ 4n ∀n ≥ 9