McGill ATIs - Released Documents - David Frost

8/21/2019 McGill ATIs - Released Documents - David Frost

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Research Subaward AgreementrPrime Redplenl"J

Name: JUnivl rsity of lllnolsMcGIIIUnlvenhyPrlml Aw,ud No: JuuTM 1-11+0014

A w ~ r d i n g 1\ )l ncy:I ~ f l n s ~ Threat Reduction Age10cyI ~ U I ~ I l V . I i I O Pttfod orPerfOfmitliCt;lludgetPeriod: From: rTo_Iuly8,2011 Iuly 17,2014

Ptojtct Ttle:lomt Cloud Combustion for OEfC at of Airborne Blo-WMOReponing RequlremeniS (Chkherr1f p p l l c 1 b l e : ,JX e Atr3chment 41

Estlm11ed Project Prlfod (if lncremcmtally funded :from: To:r:-:-:----- ,............--.jiUIY II, 2011 July 17,201


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r:,m ix 2) l:>r l)i' Research Subaward greementrPrlme Recipient") ("Subrcclplent1r-------------------------------------Name: Universityo IUinolsMcGill University

Prime Award No.: IHDTRAH 1 0014 CFDI\ 112.351Awarding Agency:

loelense h r e ~ t Reduction Agency

, , u , , ~ . , ~ u Period o Performance: Estimated Project Per iod (if Incrementally funded):Budget Period: From: To: From; To:IJuly 8, 2011 r ~ J u l y -7--20-14 July 8, 2011 jrJu-ly-17--20_1_4

Dust Cloud Combustion for DE/eat o Airborne BioWMDReporting Requirements Check here i applicable: fX See Attachment 4) fX FFATA A t t ~ c h m e n 30) J ARRA F u n d ~ (Attachment 41\l

Terms& Conditions1) Prime Recipient hereby awards cost reimbursable subaward, as described above, to Subrcclplimt. The statement of work and budget for thissubaward are (check one): j As specified In Sub recipient's proposal dated ; or fX as shown In Attachment 5. InIts performance ofthe subaward work. Subreciplent shall be an independent entity and not an employee ragent ofPrime Recipient.2) Prime Recipient Shall reimburse Subreclplent not more often than monthly for allowable costs. All Invoices shall be submitted using Subrecipient'sstandard Invoice, butat a minimum shall include current and cumulative costs (includingcost sharing), subaward number, and certification as to truthand accuracy of n v o i c ~ . Invoices th tdo not reference Prime Recipient s Suboward Number shall be retumcd to Subreclplent. Invoices and questions concerning invoke receipt or payments should be directed to the appropriate pi rty's l n n a n ~ i a l Contactas shown In t t a c h m e n t ~ 3A & 30.3 A inal statement of cumulative costs Incurred, including cost sharing, marked "FINAL" must be submitted to Prime Recipient'sFinancial Contact. as shown in Attachments 3A and 38, NOT lATER THAN sixty (60) days after subaward end date. The final statementpf costs shill constitute Subreclpient's final financial report.4) All payments shall be considered provisional and subject to adjustment within the total estimated cost in the event such adjustment Is necessaryas a result of an adverse audit finding against the Subreclplent.5) Matters concerning the technical performance or this subaward should be directed to the appropriate party's Principal Investigator, as shown inAttachments 3A and 38. Technical reports are required as shown above, Reporting Requirements".6) Matters concerning the request or negotiation of anychanges in the terms. conditions, or amounts cited In this subaward agreement, and anychanges requiring prior approval, should be directed to the appropriate party's jAdmlnistrative Contact,as shown in Attachments 3A & 38.Any such changes made to this subaward agreement require the written approval ofeach party's Authorized Official as shown In Attach ments 3A & 36.7) Each party shall be responsible for its negligent acts or omissions and the negligent acts or omissions of its employees, officers, or director's, to theextent allowed by law. 8) Either party may terminate this subaward with thirty days written notice to the appropriate party's Administrative Contact as shown inAttachments 3A &38. Prime Recipient shall pay Subrecipient for termination costs as allowable under OMB Circular A2l or A 122 or 45CFR Part 74Appendix E."Principles for Determining Costs Applicable to Research and Development under Grantsand Contract$ with Hospitals"as applicable.9) No-cost extensions require the approval of the Prime Recipient. Any requests for a no-cost extension should be addressed to and received by theAdministrative Contact, as shown In Attachments 3A & 38, not less than thirty (30) days prior to the desired effective date of the requestedchange.1O The Subaward Is subject to the terms and conditions of the Prime Award and other special terms and conditions, as Identified in Attachment 2.11) By signing belowSubreciplent makes the certiOcatfons and assurances shown in Attachments 1 and 2.

By an Authorized OfOclal of Subrecipient1/1 l Jolci

Date DAti


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Attachment 1Research Subaward AgreementCertifications nd Assurancesy signing the Subaward Agreement, the authorized official of Subreclplent certifies, to the best of his/herknow ledge and behef that:

Certification Regarding Lobbying1) No Federal appropriated funds have been paid or will be paid, by or on behalf of he Subreclplent, to any person for influencing orattempting to Influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employeeof a Member of Congress In connection with the awarding of any Federal contract, the making of any Federal grant, the makinof any Federal grant, the making ofany Federal loan, the enteringInto of any cooperative agreement, and the extension, continuationrenewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement.2) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or intending to Influence an officer or employee of any agency, a Member of Congress, ah officer or employee of Congress, or an employee of a Membof Congress In connection with this Federal contract, grant, loan, or cooperative agreement, theSubrecipient shall complete and submit Standard Form -Lll, Disclosure Form to Report Lobbying , to the Prime Recipient.3) The Subredplent shall require that the language of this certification be included in theaward documents for all subawards t alltiers (including subcontracts, sub grants, and contracts under grants, loans, and cooperative agreements) and that all subrecipientsshall certify and disclose accordingly.This certification Is a material representation of fact upon which reliance was placed when this transaction was made or entered into.Submission o this certification Is a prerequisite for making or entering into this transaction Imposed by Section 1352, Title 31, U.S.Code. Any person who falls to file the required certification shall be subject to a civil penalty of not less than S10,000 and not morethan 100,000for each such failure.

Debarment Suspension and Other Responsibility MattersSubreclpient certifies by signing this Subaward Agreement that neither It nor its principals are presently debarred, suspended, proposed for debarment, declared Ineligibleor voluntarily excluded from participation In this transaction by any federal department oragency.

OMB Circular A-133 AssuranceSubreclplent assures Prime Recipient tha t it complies with A-133 and that it will notify Prime Recipient of completion of requiredaudits and of any adversefindings which impact this subaward.

FOP version 2010111 S


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Attachment 1Subaward AgreementPrime Award & Other Applicable Terms and ConditionsDTRA

The following documents are incorporated by reference as part of this Grant:

.

1. 2 Code ofFederal Regulations {CFR) Part 2 S Unifonn Administrative Requirements for Grants and Other Agreements withInstitutions of Higher Education, Hospitals and Other Non-Profit Organizations OMB Circular A-110);

1. 2 CFR Part 220 Cost Principles for Educational Institutionsn (Fonnerly OMB Circular A-21);3. DoD nto.6-R, DoDGARs, Part 32, Administrative Requirements for Grants and Agreements with Institutions ofHigherEducation, Hospitals, and Other Non-Profit Organizations. DoDGARs is codified at 32 CFR Parts 21-37 and Part 1125;4. All prior approvals required by above regulations are waived except for the following:

a) The right to initiate an automatic one-time extension requires prior written approval from the Prime Recipient and AwardingAgency;b) Changes in the scope or objectives of the research project, the methodology or experiment when such is stated in the Grant asa specific objective, requires prior written approval r o ~ the Prime Recipient and the Awarding Agency.c) Expenditures for equipment costing S5,000 or more not specifically 'identified in the budget at time of award requires prior written approval from ~ m e Recipient and Awarding Agency;d) Expenditures for foreign travel not specifically identified in the budget at time of award requires prior written approval fromPrime Recipient and Awarding Agency;e) A change in Subrecipient PI, an absence of more than 3 months, or a twenty-five 25} percent reduction in time devoted to theproject, requires prior written approval from Prime Recipient and Awarding Agency;0 The subaward, transfer or contracting out of any work. This provision does not apply to the purchase of supplies, material,equipment or general support services;g) Any prior approvals are to be sought from the Prime Recipient and not the Federal Awarding Agency;

5 The payment mechanism described in the Prime Award are replaced with Terms and Conditions I) through 4} of his SubawardAgreement face page;6. Title to equipment costing $5,000 or more that s purchased or fabricated with research funds or collaborator cost sharing funds,as direct costs of he project or program, shall unconditionally vest in the collaborator upon acquisition without further obligation

to the Federal Awarding Agency subject to the conditions specified in Article 34(a) of he Research Tenns and Conditions.Additional terms & conditions7. Subrecipient shall be responsible for ensuring that all certifications required to carry out this project at the Subrecipient'sinstitution have been obtained prior to the releaseof unds for this research. Subrecipient shall provide proof thereofupon requestby Prime Recipient. This includes certification regarding the involvement of human subjects, vertebrate animals and biohazardmaterials.8. Funding Increments and/or Options: The above noted estimated total funding includes incrementally funded base period2 FY12) and base period 3 (FY13) as well as Option Year 1 and Option Year 2. The Subrecipient is advised that the Prime Recipient'sobligation to provide funding for increments and/or Options included in the Grant is contingent upon satisfactory perfonnance inthe judgmentof he DTRA Scientific Officerffechnical Monitor and the availability of unds . Other factors will be consideredbefore Options will be exercised (for example: um rate and current programmatic objectives). Accordingly, no legal liability onthe part of lhe Prime Rec ipient exists unless or until funds are made available and notice of such availability is confirmed inwriting to the SubRecipient. Special terms and conditions:9. CopyrightsSubrecipient grants to Prime Recipient an irrevocable, royalty-free, non-transferable, non-exclusive right and license to use,reproduce, make derivative works, display, and perfonn publicly any copyrights or copyrighted material (including any computersoftware and its documentation and/or databases) frrst developed and delivered under this Subaward Agreement solely for the purposeof and only to the extent required to meet Prime Recipient's obligations to the Federal Government under its Prime Award.


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10. Data RightsSubrecipient grants to Prime Recipient the right to use data created in the performance of this Subaward Agreement solely for thepurpose ofand only to the extent required to meet Prime Recipient s obligations to the Federal Government under its Prime Award.I 1. Patent Rights (per DTRA Notice orAward to Prime Recipient)Any references to the term Grantee shall be replaced with Subrecipient and Federal Government shall be replaced with PrimeRecipient when appropriate. Subrecipient shall disclose Invention to Prime Recipient.a. Definitions

(1) Invention means any invention or discovery which is or may be patentable or otherwise protectable under Title 35 of he UnitedStates Code, or any novel variety ofplant which is or may be protected under the Plant Variety Protection Act (7 U.S.C. 2321 etseq.).(2) Subject invention means any invention of he grantee conceived or first actually reduced to practice in the performance ofworkunder this grant, provided that in the case of a variety ofplant, the date ofdetermination as defined in section 4J(d) of the PlantVariety Protection Act. 7 U.S.C. 2401(d)) must also occur during the period ofgrant performance.3) Practical pplication means to manufacture in the case of a composition or product, to practice n the case ofa process ormethod, or to operate in the case of a machine or system; and, in each case, under such conditions as to establish that the inventionis being utilized and that its benefits are, to the extent permitted by law or government regulations, available to the public orireasonable terms.4) Made when used in relation to any invention mean.s the conception or first actual reduction to practiceofsuch invention .5) Small Business irm means a small business concern as defined at section 2 ofPub. L 85-536 15 U.S.C. 632) andimplementing regulations of he Administrator of the Small Business Administration. For the purpose of his clause, the sizestandards for small business concerns involved in government procurement and subcontracting at 13 CFR 121.3-8 and 13 CFR121.312, respectively, will be used;

(6) Nonprofit Organization means a university or other institution of higher education or an organization of he type described insection 501(c)(3) of he Internal Revenue Code of 1954 (26 U.S .C. 50l(c) and exempt from taxation under section 50l(a) of heInternal Revenue Code 25 U.S.C. 50 l(a)) or any nonprofit scientific or educational organization qualified under a state non-profitorganization statute.b. Allocation ofPrincipal Rights

The Grantee may retain the entire right, title, and interest throughout the world to each subject invention subject to the provisionsof his clause and 35 U.S.C. 203. With respect to any subject invention in which the Grantee retains title, the Federal governmentshall have a nonexclusive, nontransferable, irrevocable, paid-up license to practice or have practiced for or on behalfof he UnitedStates the subject invention throughout the world.

c. Invention Disclosure, Election of Title and Filing of Patent Application by Grantee(1) The grantee will disclose each subject invention to the Defense Threat RCduction Agency within two months after the inventordiscloses it in writing to grantee personnel responsible for patent matters. The disclosure to the Defense Threat Reduction Agencyshall be in the form of a written report and shall identify the grant under which the invention was made and the inventor(s). It shallbe sufficiently complete in technical detail to convey a clear understanding to the extent known at the timeof he disclosure, of henature, purpose, operation, and the physical, chemical, biological or electrical characteristics of he invention. The disclosure shallalso identify any publication, on sale or public use of he invention and whether a manuscript describing the invention has beensubmitted for publication and, if so, whether It has been accepted for publication at the time ofdisclosure. In addition, afterdisclosure to the Defense Threat Reduction Agency, the Grantee will promptly notify the Defense Threat Reduction Agency of heacceptanceof any manuscript describing the invention for publication or of any on sale or public use planned by the grantee.(2) The Grantee will elect in writing whether or not to retain title to any such invention by notifying the Defense Threat ReductionAgency within two years ofdisclosure to the Defense Threat Reduction Agency. However, in any case where publication, on saleor public use has initiated the one year statutory period wherein valid patent protection can still be obtained in the United States,the period for election oftitle may be shortened by the Defense Threat Reduction Agency to a date that is no more than 60 daysprior to the end of he statutory period.(3) The grantee will file its initial patent application on a subject invention to which it elects to retain title within one year afterelection of itle or, if earlier, prior to the end of any statutory period wherein valid patent protection can be obtained n the UnitedStates after a publication, on sale, or public usc. The grantee will file patent app,lications in additional countries or internationalpatent offices within either ten monthsof he corresponding initial patent application or six months from the date permission isgranted by the Commissionerof Patents and Trademarks to file foreign patent applications where such filing has been prohibitedby a Secrecy Order.(4) Requests for extension of the time for disclosure, election, and filing under subparagraphs 1 }, (2), and 3) may, t thediscretion of he Defense Threat Reduction Agency, be granted.


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d. Conditions When the Government May Obtain TitleThe grantee will convey to the Defense Threat Reduction Agency, upon written request, title to any subject invention -- J) If he grantee fails to disclose or elect title to the subject invention within the times specified in (c), above, or elects not to retaintitle; provided that the Defense 1breat Reduction Agency may only e q u ~ title within 60 days after learning of he failure of hegrantee to disclose or elect within the specified times.(2) In those countries in which the grantee fails to file patent applications within the times specified in (c) above; provided,however, that if the grantee hiS filed a patent application in a country after the times specified n (c) above, but prior to its receiptof he written request of he Defense Threat Reduction Agency, the grantee shall continue to retain title in that country.(3) In any country in which the grantee decides not to continue the prosecution of any application for, to pay the maintenance feeson, or defend n reexamination or opposition proceeding on, a patent on a subject invention.

e. Minimum Rights to Grantee and Protection of he Grantee Right to FileI) The grantee will retain a nonexclusive royalty-free license throughout the world in each subject invention to which theGovernment obtains title, except if he grantee fails to disclose the invention within the times specified in (c), above. The grantee'slicense extends to its domestic subsidiary and affiliates, ifany, within the corporate structure ofwhich the grantee is a part)' andincludes the right to grant sublicenses of he same scope to the extent the grantee was legally obligated to do so at the time thegrant was awarded. The license is transferable only with the approval ofthe Defense Threat Reduction Agency except whentransferred to the successor of that party of the r ~ t e e s business to which the invention pertains.

{2) The grantee's domestic license may be revoked or modified by the funding Defense Threat Reduction Agency to the extentnecessary to achieve expeditious practical application of he subject invention P.ursuant to an appliClltion for an exclusive licensesubmitted in accordance with applicable provisions at 37 CFR part 404 and Defense Threat Reduction Agency licensingregulations (if any). This license will not be revoked In that field of use or the geographical areas in which the grantee has achievedpractical application and continues to make the benefits of he invention reasonably accessible to the public. The lieense in anyforeign country may be revoked or modified at the discretion ofthe funding Defense Threat Reduction Agency to the extent thegrantee, its licensees, or the domestic subsidiaries or affiliates have failed to achieve practical application in that foreign country.3) Before revocation or modification of he license, the funding Defense Threat Reduction Agency will furnish the grantee awritten notice of ts intention to revoke or modify the license, and the grantee will be allowed thirty days (or such other time asmay be authorized by the funding Defense Threat Reduction ,Agency for good cause shown by the grantee) after the notice to showcause why the license should not be revoked or modified. The grantee has the right to appeal, in accordance with applicableregulations in 37 CFR part 404 and Defense Threat Reduction Agency regulations if any) concerning the licensing of Governmentowned inventions, any decision concerning the v o c t or modificationof he license.

f. Grantee Action to Protect the Government's Interest(1) The grantee agrees toexecute or to have executed and promptly deliver to the Defense 1breat Reduction Agency allinstruments necessary to (i) establish or confirm the rights the Government has throughout the world in those subject inventions towhich the grantee elects to retain title, and (ii) convey title to the .Defense Threat Reduction Agency when requested underparagraph (d) above and to enable the government to obtain patent protection throughout the world in that subject Invention.2} The grantee agrees to require, by written agreement, its employees, other than clerical and nontechnical employees, to disclosepromptly in writing to personnel identified as responsible for the administration of patent matters and in a format suggested by thegrantee each subject invention made under grant in order that the grantee can comply with the disclosure provisions of paragraph(c), above, and to execute all papers necessary to file patent applications on subject inventions and to establish the government'srights in the subject inventions. This disclosure format should requite, as a minimum, the information required by (eXt), above.The grantee shall instruct such employeeS through employee agreements or other suitable educational programs on the importanceof reporting inventions in sufficient time to permit the filing ofpatent applications piior to U.S. or foreign statutory bars.(3} The grantee will notify the Defense Threat Reduction Agency of any decisions not to continue the prosecution of a patentapplication, pay maintenBcDce fees, or defend in a reexaminationor opposition proceeding on a patent, n any country, not Jess thanthirty days before the expir ltion of the response period required by the relevant patent office.(4) The grantee agrees to include, within the specification of any United States patent applications and any patent issuing thereoncovering a subject invention, the following statement, "This invention was made with government support under identifY thegrant) awarded by the Defense Threat Reduction Agency. The government has certain rights in the Invention."(5) The grantee will provide a reportprior to the close-out of a funding agreement listing all subject inventions or stating that therewere none.6) The grantee will provide, upon request, the filing date, patent application number and title; a copy of he patent application; andpatent number and issue date for any subject invention n any country in which the contractor has applied for a patent.

(7) The grantee will provide periodic (but no more frequently than annual) listings of all subject inventions which were disclosedto the Defense Threat Reduction Agency during the period covered by the report.


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g. SubcontractsThe grantee will include this clause, suitably modified to identify the parties, in all subcontracts, regardless of ier, forexperimental, developmental or research work. The subcontractor will retain all rights provided for the grantee in this clause, andthe grantee will tas part of he consideration for awarding the subcontract, obtain rights in the subcontractor s subjectinventions.

h. Reporting on Utilization of Subject InventionsThe Grantee agrees to submit on request periodic reports no more frequently than annually on the utilization of a subject inventionor on efforts at obtaining such uti1ization that are being made by the grantee or its licensees or assignees. Such reports shall includeinfonnation regarding the status of development, date of ~ r s t commercial sale or use, gross royalties received by the grantee , andsuch other data and infonnation as the Defense Threat Reduction Agency may reasonably specifY. The grantee also agrees toprovide additional reports as may be requested by the Defense Threat Reduction Agency in connection with any march-in proceeding undertaken by the Defense Threat Reduction Agency in accordance with paragraph j) of his clause. As required by 35U.S.C .202{cXS}, the Defense 11ueat Reduction Agency agrees it will not disclose such information to persons outside thegovernment without pennission of he grantee.

i. Preference for United States IndustryNotwithstanding any other provision of his clause, the r n t ~ e agrees that neither it nor any assignee will grant to any person theexclusive right to use or sell any subject inventions in the United States unless such person agrees that any products embodying thesubject invention or produced through the use of he subject invention will be manufactured substantially in the United States.However, in individual cases, the requirement for such an agreement may be waived by the Defense Threat Reduction Agencyupon a showing by the grantee or its assignee that reasonable but unsuccessful efforts have been made to grant licenses on similar.tenns to potential licensees that would be likely to manufacture substantially in the United States or that under the circumstancesdomestic manufacture is not commercially feasible.

j March-in RightsThe grantee agrees that with respect to any subject invention in which it has acquired title, the Defense Threat Reduction Agencyhas the right in accordance with the procedures in 37 CFR 401.6 and any supplemental regulations of he Defense ThreatReduction Agency to require the grantee, an assignee or exclusive licenseeof a subject invention to grant a nonexclusive, partiallyexclusive, or exclusive license in any field of use to a responsible applicant or applicants, upon terms that are reasonable under thecircumstances, and if he grantee, assignee, or exclusive licensee refuses such a request the Defense Threat Reduction Agency hasthe right to grant such a license itself if he Defense Threat Reduction Agency determines that:(1) Such action is necessary because the grantee or assignee has not taken, or is not expected to take within a reasonable time,effective steps to achieve practical application ofthe subject invention in such field of use.2) Such action is necessary to alleviate health or safety needs which are not reasonably satisfied by the grantee, assignee or theirlicensees;3) Such action is necesSary to meet requirements for public use specified by Federal regulations and such requirements are not

reasonably satisfied by the grantee, assignee or licensees; or {4) Such action is necessary because the agreement required by paragraph i) of his clause has not been obtained or waived orbecause a licensee of he exclusive right to use or sell any subject invention in the United States is in breach of such agreement.k. Special Provisions for Grants with Nonprofit Organizations

If he grantee is a nonprofit organization, it agrees that{I) Rights to a subject invention in the United States may not be assigned without the approval of he Defense Threat ReductionAgency, except where such assignment is made to an organization which has as oneof ts primary functions the managementofinventioru, provided that such assignee will be subject to the same provisions as the grantee;2) The grantee will share royalties collected on a subject invention with the inventor, including Federal employee co-inventorswhen the Defense Threat Reduction Agency deems It appropriate) when the subject invention is assigned in accordance with 35u.sc_ 202(e) and 37 CFR 401 .10;

(3) The balance of any royalties or income earned by the grantee with respect to subject inventions,after paymentofexpenses(including payments to inventors) incidental to the administration ofsubject inventions, will be utilized for the supportof scientificresearch or education; and(4) It will make efforts that are reasonBble under the circumstances to attract licenseesof subject invention that are small businessftrmS and that it will give a preference to a small business fmn when licensing a subject iravention if he grantee determines that thesmall business finn has a plan or proposal for marketing the invention which, if executed, is equally as likely to bring the inventionto practical application as any plans or proposals from applicants that are not small business fmns; provided, that the grantee isalso satisfied that the small business finn has the capability and resources to cany out its plan or proposal. The decision whether togive a preference in any specific case will be at the discretion of he grantee. However, the grantee agrees that the Secretary mayreview the grantee s licensing program and decisions regarding small business applicants, and the grantee will negotiate changes to


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its licensing policies, procedures, or practices with the Secretary when the Secretary s review disCloses that the grantee could takereasonable steps to implement more effectively the requirements of his paragraph kX4).I CommunicationAll invention-related communications, including invention disclosures, reports, patents and patent applications, and confirmatorylicenses, will be submitted to the Defense Threat Reduction Agency in accordance with Article 22c.12. Site VisitsSubrecipient agrees that Prime Recipient and the Federal Government, through authorized representatives, have the right, at allreasonable times, to make site visits to review project accomplishments and to provide such technical assistance as may be

required. Subrecipient shall provide all reasonable facilities and assistance for the safety and convenience of the Prime Recipientand the Federal Government representatives in the performance o site visits. All site visits and evaluations shaU be perfonned in amanner that does not unduly interfere with or delay the work.13 . Representations and Assurances.

By accepting funds under this Subaward Agreement, the Subrecipient assures that it will comply with applicable Representationsand Assurances listed in Article 29 of Exhibit B o he Prime Award attached hereto.


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7 1.20 I I I ) EXHIBIT 8DEFENSE THRE T REDUCTION AGENCY DTRA)GENERAL TERMS AND CONDITIONS FOR GRANT AWARDS TOINTERNATIONAL EDUCATIONAL INSTITUTIONS AND OTHER NONPROFITORGANIZATIONS

WIDE AREA WORKFLOW VERSIONTABLE OF CONTENTS

1 Acceptance of Grant2. Recipient Responsibilities3. Order of Precedence4. Administration and Cost Principles5. Standards for Financial ManagementSystems6. Modification of the Grant7. Prior Approvals8. Unobligated Balances9. Payments10. Funding Increments and/or Options11 . Cost Sharing or Matching12 Allowable Costs13. Program Income14 Interest Earned15. Debt Collection16. Audits17 Subawnrds18 Procurement Standards19. Title to Expendable and NoncxpcndableProperty20 Intangible Property21 Patent Rights

22. Technical Reporting Requirements23 . Financial Reporting Requirements24. After-the-Award Requirements25. Delegation of Administration Duties26 . Claims, Disputes and Appeals27. Termination and Enforcement28 Security29 Representations and Assurances30. Research Involving Recombinant DNAMolecules31 . Retention and Access to Records32 . Certification33. Data Collection34. Site Visits35 . Publications and Acknowledgement of

Sponsorship36 Fee and Profit37. Combating Trafficking in Persons38. Central Contractor Registration andUniversal Identifier Requirements39 Reporting Subawards and ExecutiveCompensation40. Authorization to Perform ActivitiesAbroad41 . Inconsistency Between English Version

and Translation ofGrant

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7.1.2011 vl) EXHI ITa. 2 Code ofFederal Regulations (CFR) Part 215 Uniform AdministrativeRequirements for Grants and Other Agreements with Institutions ofHigher Education,Hospitals and Other Non-Profit Organizations (OMB Circular A-I 10) (OMB Circularsmay be accessed online at www.whitehouse.gov/omb/circulars);b 2 CFR Part 220 Cos t Principles for Educational Institutions (Fonnerly OMBCircular A-21) OMB Circulars may be accessed online atwww.whitehouse. gov/omb/circulars);c. 2 CFR Part 230 Cos t Principles for Non-Profit r g a n i z a ~ i o n s (Formerly OMBCircular A-122}(OMB Circulars may be accessed online atwww.whitehouse.gov/omb/circulars); andd. DoD 321 0.6-R, DoDGARs, Part 32 , Administrative Requirements for Grants andAgreements with Institutions ofHigher Education, Hospitals, and Other Non-ProfitOrganizations. DoDGARs is codified at 32.CFR Parts 21 -37 and Part 1125 (DoDGARsmay be accessed online a t www.dtic.miVwhs/directives/corres/htmV321006r.htm).

S Standards for Financial Management Systems.a. Recipient's financial management systems shall provide for the following:

(1) Accurate, current and complete disclosure of the financial results ofeachfederally-sponsored project or program in accordance with the reportingrequirements set forth in DoDGARs 32.52.(2) Records that identify adequately the source and application of funds forfederaiJy sponsored activities. These records shall contain information pertainingto Federal awards, authorizations, obligations, unobligated balances, assets,outlays, income and interest.(3) Effective control over and accountability for all f4nds, property and otherassets. Recipients shall adequately safeguard all such assets and assure they areused solely for authorized purposes.(4) Comparison ofoutlays with budget amounts for each award.(5) Written procedures to minimize the time elapsing between the transfer offunds to the recipient from the U.S. Treasury and the issuance or redemption ofchecks, warrants or payments by other means for program purposes by therecipient.(6) Written procedures for determining the reasonableness and allowability ofcosts in accordance with the provisions of the applicable Federal cost principles(see DoDGARs 32.27) and the terms and conditions of the award.

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7.1.2011 (vi) EXHIBITS(7) Unless described in the application and funded in the approved awards, thesubaward, transfer or contracting out ofany work under an award. This provisiondoes not apply to the purchase ofsupplies, material, equipment or general supportservices. (Approval via written notification from the Grants Officer.)

b. Prior approval is not required to transfer amounts budgeted for indirect costs to absorbincreases in direct costs, or vice versa. Note: For awards funded with FYJ 0 Basic /A lv 4 Research funding, indirect costs must be 35 or less of the total award value per the N ~ d t dDoD Appropriations Act. . ~ l u ~ j I JO

P l b d . IH.nrvprltc. nor approva must e requeste to tmttate a one-tlme, no-cost extenston, mwntmg to lf;the Grants Officer and must be received at least thirty (30) calendar days prior to the endof the current performance period. (Approval via modification of the Grant.)d. The recipient may incur Pre-award costs at the recipient's risk in accordance withDoDGARs 32.25(d)(2)(i). Incurring pre-award costs more than 90 calendar days priorto award requires prior approval from the Grants Officer.

8. Unobligated Balances. In the absence of any specific notice to the contraiy, the recipient isauthorized to carry forward unobligated balances to subsequent funding periods of his Grantagreement in accordance with DoDGARs 32.2S(d)(2)(ii).9. Payments.

a. See Financial Reporting Requirements under Article 23 of his document. lfthesefinancial reporting requirements are not met, payment cannot be dispersed.b. In order to receive electronic payments, the foreign Grantee must have a U.S . bankaccount be registered and signed up for electronic payments (electronic fundstransfers (EFT)) in the Central Contractor Registration (CCR), W\\'\V.bpn .gov tccr TheGrantee agrees to maintain its registration in CCR including information necessary tofaciHtate payment via EFT. Should a change in registry or other incident necessitate thepayment to an account other than that ma intained in CCR, it is the Grantee'sresponsibility to notify the Grants Officer and obtain a modification to this Grantreflecting the change. The Federal Government shall not be held responsible for anymisdirection or loss of payment which occurs as the result of a Grantee's failure tomaintain correctfcurrent EFT information within its CCR registration.c. Recipients shall submit requests for payment using Wide Area Workflow (WAWF) athttps:t/wawf.eb.mili in accordance with the Invoice Schedule in Section G of the Grant.To receive timely payments, a Grant Voucher should be submitted on or after the invoicedates specified within Section G of the Grant. The request shall be submitted to theAdministrative Office identified in Block 6 of the Research Grant by entering thefollowing routing codes:

I. Pay Office DoDAAC: See Block 12 (Code) on the first page of theGrant.

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7.1.2011 vi) EXHIBIT B13. Program Income.

a. All program income earned during the project period (except proceeds from the sale ofreal and personal property and license fees and royalties received as a result of copyrightsor patents produced under the Grant) shall be retained by the recipient and deducted fromthe total project s allowable costs in detennining the net allowable costs on which theFederal share of costs willbe based. (See DoD.GARs 32.24 .b. Unless program regulations or the tenns and conditions of the award provideotherwise, recipients shall have no obligation to the Federal Government regardingprogram income earned after the end of the project period.c. Costs incident to the generation of program income may be deducted from grossincome to detennine program income, provided these costs have not been charged to theaward.d. Proceeds from the sale of property shall be handled in accordance with therequirements of the Property Standards (see DoDGARs 32.30 through 32.37).

14. Interest Earned. Interest earned will be subject to guidelines as specified i n D o D G A_32.22: Interest earned shall be remitted annually to Department of Health and Human Services,Payment Management System, P.O. Box 6021, Rockville, MD 20852 or an electronic mediumsuch as the FEDWIRE Deposit System.15. Debt Collection. The establishment of debts owed by recipients of grants and transferringthem to payment offices for collection shall be dealt with in accordance with DoDGARs22.820.16. Audits. Recipients .are to periodically have independent, financial and compliance auditssubject to DoDOARs 32.26. 17. Subawards. Recipients shall flow down requirements to subawards in accordance withDoDGARs 32.5 and DoDGARs Appendix A to Part 32. Refer to Article 38 for reportingrequirements for subawards.18. Procurement Standards. Recipients shall comply with the standards set forth inDoDGARs 32.40 through 32.49 and applicable Federal statutes and Executive Orders whenexpending Federal funds for supplies, equipment, real property, .and expendable ~ o p e r t y Uponrequest, recipients shall make available for DTRA s pre-award review, procurement documentssuch as requests for proposals Qr invitations for bids, independent cost estimates, etc. inaccordance with DoDGARs 32.44 (e).19. Title to Expendable and Nonexpendable Property. Unless specified otherwise in othertenns and conditions of the Grant, title to all expendable and nonexpendable tangible personalproperty purchased with grant funds shall be vested in the recipient after acquisition withoutfurther obligation to the Federal Government to enhance the Recipient s infrastructure for futureperformance ofdefense research and related, science and engineering education. DTRA shall

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c

7.1.2011 vi) EXHIBIT BThe Grantee may retain the entire right, title, and interest throughout the world to eachsubject invention subject to the provisions of this clause and 35 U.S.C. 203. With respectto any subject invention in which the Grantee retains title, the Federal government shallhave a nonexclusive, nontransferable, irrevocable, paid-up license to practice or havepracticed for or on behalfof the United States the subject invention throughout the world.c. Invention Disclosure, Election ofTitle and Filing of Patent Application by Grantee

( 1 The grantee will disclose each subject invention to the Defense ThreatReduction Agency within two months after the inventor discloses it in writing tograntee personnel responsible for patent matters. The disclosure to the DefenseThreat Reduction Agency shall be in the form ofa written report and shallidentify the grant under which the invention was made and the inventor(s). t shallbe sufficiently complete in technical detail to convey a clear understanding to theextent known at the time of the disclosure, ofthe nature, purpose, operation, andthe physical, chemical, biological or electrical characteristics of the invention.The disclosure shall also identify any publication, on sale or public use of theinvention and whether a manuscript describing the invention has been submittedfor publication and, ifso, whether it has been accepted for publication at the timeofdisclosure. In addition, after disclosure to the Defense Threat ReductionAgency, the Grantee will promptly notify the Defense Threat Reduction Agencyof the acceptance of any manuscript describing the invention for publication or ofany on sale or public use planned by the grantee.(2) The Grantee wilt elect in writing whetheror not to retain title to a11y suchinvention by notifying the Defense Threat Reduction Agency within two years ofdisclosure to the Defense Threat Reduction Agency. However, in any case wherepublication, on sale or public use has initiated the one year statutory periodwherein valid patent protection can still be obtained in the United States, theperiod for election of title may be shortened by the Defense Threat ReductionAgency to a date that is no more than 60 days prior to the end of the statutoryperiod.(3) The grantee will file its initial patent application on a subject invention towhich it elects to retain title within one year ~ e r election of title or, ifearlier,prior to the end of any statutory period wherein valid patent protection can beobtained in the United States after a publication, on sale, or public use. Thegrantee will file patent applications in additional countries or international patentoffices within ei ther ten months of the corresponding initial patent application orsix months from the date permission is granted by the CommissionerofPatentsand Trademarks to file foreign patent applications where such filing has beenprohibited by a Secrecy Order.(4) Requests for extension of the time for disclosure, election, and filing undersubparagraphs { ), (2), and {3 may, at the discretion of the Defense ThreatReduction Agency. be granted.

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7.1.2011 vi) EXHIBIT 8(3) Before revocation or modification of the license, the funding Defense ThreatReduction Agency will furnish the grantee a written notice of its intention torevoke or modify the license, and the grantee will be allowed thirty days (or suchother time as may be authorized by the funding Defense Threat Reduction Agencyfor good cause shown by the grantee) after the notice to show cause why thelicense should not be revoked or modified. The grantee has the right to appeal, inaccordance with applicable regulations in 37 CFR part 404 and Defense ThreatReduction Agency regulations if any) concerning the licensing ofGovernmentowned inventions, any decision conc.erning the revocation or modification of thelicense.

f. Grantee Action to Protect the Government's Interest(1) The grantee agrees to execute or to have executed and promptly deliver to theDefense Threat Reduction Agency all instruments necessary to (i) establish orconfirm the rights the Government has throughout the world in those subjectinventions to which the grantee elects to retain title, and (ii) convey title to theDefense Threat Reduction Agency when requested under paragraph (d) above andto enable the government to obtain patent protection throughout the world in thatsubject invention.(2) The grantee agrees to require, by written agi-eement, its employees, other thanclerical and nontechnical employees, to disclose promptly in writing to personnelidentified as responsible for the administration ofpatent matters and in a fonnatsuggested by the grantee each subject invention made under grant in order that thegrantee can comply with the disclosure provisions ofparagraph (c), above, and toexecute all papers necessary to file patent applications on subject inventions andto establish the government's rights in the subject inventions. This disclosureformat should require, as a minimum, the information required by (c) (l) , above.The grantee shall instruct such employees through employee agreements or othersuitable educational programs on the importance ofreporting inventions insufficient time to permit the tiling ofpatent applications prior to U.S. or foreignstatutory bars.(3) The grantee will notify the Defense Threat Reduction Agency ofany decisionsnot to continue the prosecution ofa patent application, pay maintenance fees, ordefend in a reexamination or opposition proceeding on a patent, in any country,not less than thirty days before the expiration ofthe response period required bythe relevant patent office.(4) The grantee agrees to include, within the specification of any United Statespatent applications and any patent issuing thereon covering a subject invention,the following statement, This invention was made with government supportunder (identify the grant) awarded by the Defense Threat Reduction Agency. Thegovernment has certain rights in the invention.

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7.1.2011 (vi} EXHI IT 8j March-in RightsThe grantee agrees that with respect to any subject invention in which it has acquiredtitle, the Defense ThreatReduction Agency has the right in accordance with theprocedures in 37 FR 401 .6 and any supplemental regulations ofthe Defense ThreatReduction Agency to require the grantee, an assignee or exclusive licensee ofa subjectinvention to grant a nonexclusive, partially exclusive, or exclusive license in any field ofuse to a responsible applicant or applicants, upon tenns that are reasonable under thecircumstances, and if the grantee, assignee, or exclusive licensee refuses such a requestthe Defense Threat Reduction Agency has the right to grant such a license itselfiftheDefense Threat Reduction Agency detennines that:

(1 Such action is necessary because the grantee or assignee has not taken, or isnot expected to take within a reasonable time, effective steps to achieve practicalapplication of the subject invention in such field of use.(2) Such action is necessary to alleviate health or safety needs which are notreasonably satisfied by the grantee, assignee or their licensees;(3) Such action is necessary to meet requirements for public use specified byFederal regulations and such requirements are not reasonably satisfied by thegrantee, assignee or i e n s e e s ~ or(4) Such action is necessary because the agreement required by paragraph (i) ofthis clause has not been obtained or waived or because a licenseeof the exclusiveright to use or sell any subject invention in the United States is in breach ofsuchagreemeqt.

k. Special Provisions for Grants with Nonprofit OrganizationsIf the grantee is a nonprofit organization, it agrees that:

(1) Rights to a subject invention in the United States may not be assigned withoutthe approval of the Defense Threat Reduction Agency, except where suchassignment is made to an organization which has as one of its primary functionsthe management of inventions, provided that such assignee will be subject to thesame provisions as the grantee;(2) The grantee will share royalties collected on a subject invention with theinventor, including Federal employee co-inventors (when the Defense ThreatReduction Agency deems it appropriate) when the subject invention is assigned inaccordance with 5 U.S.C. 202(e) and 37 FR 0 1 1 0 ~{3) The balance of any royalties or income earned by the grantee with respect tosubject inventions, after payment ofexpenses (including payments to inventors)incidental to the administration of subject inventions, will be utilized for thesupport of scientific research or education; and

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7 1 2011 vi) EXHIBIT 8(3) Status of effort: A brief statement of progress towards achieving the researchobjectives. (Limit to 200 words).( 4) Accomplishments/New Findings: Describe research highlights, theirsignificance to the field, their relationship to the original goals, their relevance tothe DTRA mission, and their potential application(s) to DTRA and civiliantechnology challenges.(5) Personnel Supported: List professional personnel (Faculty, Post-Docs, Graduate Students, etc.) supported by and/or associated with the research effort.(6) Publications: List peer-reviewed publications and theses submitted and/oraccepted during the 12-month period starting the previous 1 October (or sincestart date for new grants). Include full reference information, such as authors,journal, volume, page numbers, etc. or for conference proceedings, name, dateand location of the conference, and proceedings publication information.(7) InteractiOJisffransitions:

(a) Participation/presentations at meetings, conferences, seminars, etc.(b) Consultative and advisory functions to other laboratories and agenciesand other DoD laboratories. Provide factual information about the subjectmatter, institutions, locations, dates, and name(s) of principal individualsinvolved.(c) Transitions. Describe cases where knowledge resulting from youreffort is used, or will be used, in a technology application. Transitions canbe to entities in DoD, other federal agencies, or industry. Briefly list theenablit_1g research, the laboratory or company, and n individual in thatorganization who made use of your research.

(8) New discoveries, inventions, or patent disclosures.(9) Honors/Awards: List honors, degrees, and awards received during the Grantperiod. List lifetime achievement honors such as Nobel prize, honorarydoctorates, and society fellowships prior to this effort.( l 0) Courses taught: List class name, curriculum level and dates of any counterWMD classes taught by the PI or Co-PL(11) Upload an updated quad chart as a separate file to the DTRA Basic andFundamental Research Community Portal (www.t.ltrusubmission.netiportnl) (filename should be the Grant number and Quad Chart , e.g. H D T R A I ~ l l 1 9 9 9 9Quad Chart) using the following format

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7. 1.2011 {vl EXHIBIT B(c) Sufficiently describe computational codes so they can be reproduced.Include a listing of the code in an appendix if possible and appropriate;and(d) When the research effort culminates in the production ofone or morestudent theses or dissertations, in these cases, the most significantadvancements and conclusions (equations, figures, relationships, etc.)should be included in an executive summary. The theses or dissertationsshould be attached as appendices only if they are not readily available.they are, clearly reference them and how they can be obtained. Alsoinclude in the executive summary, cumulative lists of people involved in,and publications stemming from, the research effort. Do not includecopies ofalready submitted or published articles in the final report.

(3) Standard Form SF) 298: SF-298, Report Documentation Page, must be used.Item I 3 of the SF-298 should contain a 100 to 200 word abstract summarizingtechnical progress during the reporting period. The SF-298 may be found on theInternet at:h tp:t contacts.gsn.gov/wcbforms.ns flO BN2C70E2B4C7843185256A2C 5F72E0J$tilc/SF298 c.pdf( 4) Format: .Cover and titlepage . The report style should be third person singularusing past tense. Jargon, special symbols or notations, subscripts, mathematicalsymbols or foreign alphabet letters are not permitted. Allof he report pagesshould be prepared for acquisition and distribution by OTIC. All of the reportpages should be ofgood quality for copying purposes. No pages should bemissing.The format and standard required by your institution for the preparation of thesesand dissertations shall be used for the final report. In the absence ofanyinstitutional standards, you may wish to refer to the American National StandardsInstitute (ANSI) document Z39.18-1987, Scientific and Technical Reports:Organization, Preparation, and Production, for guidance. The report may beobtained from:

American National Standards Institute Incorporated1430 BroadwayNew York NY 10018(5) Report Classification: It is anticipated that all final technical reports will beunclassified and that distribution will not be limited .However, for final technicalreports that require a limited distribution as deemed necessary by DTRA, aDistribution List will be provided with the comments on the draft final technicalreport. The Distribution list should be formatted to match the rest of the report,placed at the end of the report, and added to the Table ofContents. The numberofpages in the Distribution List should be added to the total page count andincluded in the total number ofpages cited in Block 15 of the SF298.

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7 1.20 II (vI ) EXHI IT 8a. The following financial report is required for all grant recipients:

(1) Federal Financial Report, SF-425. This report is due annually. no later than90 days after the end of the reporting period. The reporting period is from .I July - 30 June. First year reports shall have a reporting period of the start dateof the Grant through 30 un Final reports shall be submitted no later than 90days af:ter the project or grant period end date.The SF-425 form and instructions can be found on the Internet at :http:/:www. whitchousc.gov/omb/grants forms(2) All financial reports shall be submitted to the Administration Office identifiedin Block 6of he Research Grant with a courtesy copy as follows:

Upload the Financial Report to the DTRA Basic and FundamentalResearch Community Portal (www.utrasubmission.neVporlal) (tile nameshould be the Grant number and Financial Report , e.g. HDTRAl-11-l-9999Financial Report) of less than 10MB.

24. After-the-Award Requirements. Closeout, subsequent adjustments, continuingresponsibilities, and collection of amounts due are subject to requirements found in .DoDGARs32 .71 through 73.25. Delegation ofAdministration Duties. Certain grant administration duties have beendelegated to the Administration Office identified in Block 6 of the Research Grant. These dutiesare as follows:

a. Provisionally approve all Grant and Cooperative Agreement Vouchers.

b. Perform all property administration services except the approval of recipient s requeststo purchase equipment with grant funds. Such approvals must be granted by the DTRAGrants Officer.c. Perform all plant clearance functions.d. Approve requests for Registration for Scientific and Technicallnfonnation Services(DO Form 1540).e. Obtain all financial report(s) (see Article 23 of this document).f Obtain the interim Report of Inventions and Subcontracts (DD Fonn 882).g. Execute administrative closeout procedures, which include the following:

I) Obtain the final Report oflnventions and Subcontracts (DD Form 882}.(2) Obtain final payment request. if any.

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7.1.2011 vi) EXHIBIT B( 4) On the basis of handicap, in Section 504 of the Rehabilitation Act of 1973(29 U.S.C. 794), as implemented by Department of Justice regulations at 28 CFRPart 41 and DoD regulations at 32 CFR Part 56.

b. Live Organisms: By signing this agreement or accepting funds under this agreement,the recipient assures that it will comply with applicable provisions of the followingnational policies concerning live organisms:

I) For human s ~ b j e c t s(a) The Common Federal Policy for the Protection ofHuman Subjects,codified by the Department ofHealth and Human Services at 45 CFR Part46 and implemented by the Department ofDefense at 32 CFR Part 219.(b) The recipient shall adhere to DTRA local clause 252.223-9002-Protection ofHuman Subjects (Aug 2010). The full text ofthis clause isas follows:

All research under this grant involving human subjects must beconducted in accordance with 32 CFR 219, 10 USC 980, andDoDD 3216.02, as well as other applicable federal and stateregulations. Grantees must be cognizant ofand abide by theadditional restrictions and limitations imposed on the DoDregarding research involving human subjects, specifically asregards vulnerable populations (32 CFR 219 modifications tosubparts BD of45 CFR 46), recruitment ofmilitary researchsubjects (32 CFR 219), and surrogate consent (10 USC 980).DTRA Directive 3216.01 ofJune 9 2010 establishes the DTRAHuman Subjects Protection Program, sets forth the policies,d e f i ~ e s the applicable terms, and delineates the proceduresnecessary to ensure DTRA compliance with federal and DoDregulations and legislation governing human subject research. Theregulations mandate that all DoD activities, components, andagencies protect the rights and welfare of human subjects ofstudyin DoD-supported research, development, test a'nd evaluation. andrelated activities hereafter referred to as research . Therequirement to comply with the regulations applies to new startsand to continuing research.The DTRA directive requires that research using human subjectsmay not begin or continue until the Defense Threat Reduction Agency's Research Oversight Board (ROB) has.reviewed andapproved the proposed protocol. Grantees and subcontractors arerequired to submit a valid federal assurance for their organization(institution, laboratory, facility) that has been issued by either DoDor the Department ofHealth and Human Services, and

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7.1.2011 vi) EXHIBIT Btennination clause(s). l11e Federal Government shall not beresponsible for any costs incurred for research involving humansubjects prior to protocol approval by the ROB.

(2) For n i ~ a l s :(a) The recipient shall adhere to DTRA local clause 252.235-9001-Prohibition ofUse of Laboratory Animals J1,1l 2010). The full text of thisclause (edited for International use) is as follows:

The grant recipient shall obtain approval from the U.S. ArmyMedical Research and Material Conunand (USAMRMC), AnimalCare and Use Review Office (ACURO) prior to conductingresearch on live nonhuman vertebrates. in most cases, studiesinvolving non-human primates, dogs, cats, or marine mammalswill require a site visit by an ACURO laboratory animalveterinarian as a condition ofapproval. DoD may also conduct sitevisits involving research on other animals when deemedappropriate. The animal research facility is responsible fornotifying the DoD sponsor ifAssociation for the Assessment andAccreditation ofLaboratory Animal Care accreditation is lost orthe facility is under investigation by local or national entities. DoDalso has the right to a site inspection under these c i r c ~ m s t a n c e sACURO will communicate the need for a site visit directly to therecipient Business Point ofContact (BPOC) and PI on anindividual basis.The grant recipient (including subcontractors) is expresslyforbidden to use laboratory animals in any manner whatsoeverusing funds from this award prior to the express written approvalofUSAMRMC ACURO.The grant recipient shall complete the ACURO Animal UseAppendix for Research Involving Animals found at the followingwebsite:https:t:tmmc.ametld.army. mil/index.cfm ?J>ageid-Research Protections.acuro Animalappcndix. Complete and submit the appropriateversion of he ACURO appendix, including, contact information,the DTRA grant number and a copy of the grant, to the emailaddress listed at the ACURO website for processing. OnceACURO approves the effort, the grant recipient will receivewritten approval to begin animal use from the USAMRMCACURO by separate email. The grant recipient shall promptlyprovide a copy of the approval to the Grants Officer and GrantsOfficer representative. After approval, all changes or protocolamendments must be submitted to and approved by ACURObefore implementation.

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7.1 2011 vi) EXHIBIT Bh. Cargo Preference: The recipient agrees that it will comply with the Cargo PreferenceAct o t 954 46 U .S.C. 1241), as implemented by Department ofTransportationregulations at 46 CFR 381.7, which require that at least 50 percent of equipment,materials or commodities procured or otherwise obtained with U.S. Government fundsunder this agreement, and which may be transported by ocean vessel, shall be transportedon privately owned U.S.-flag commercial vessels, if available.i. Militruy Recruiters: This term applies to the extent that work under this grant will beperformed by a U.S. institution of higher education as defined by 32 CFR 216.3. Militaryrecruiting on campus under this award shall be as specified in the DoDGARs 22.520,Military Recruiting and Reserve Officer Training Corps Program Access to Institutionsof Higher E d u c a t i o n

As a condition for receipt of funds available to the Department of Defense DoD)under this award, the recipient agrees that it is not an institution ofhighereducation as defined in 32 CFR Part 216) that has a policy or practice that eitherprohibits, or in effect prevents:

l) The Secretary of a Military Department from maintaining,establishing,or operating a unit ofthe Senior Reserve Officers TrainingCorps in accordance with 10 U.S.C. 654 and other applicable Federallaws) at that institution or any subelement of that i n s t i ~ u t i o n ;2) Any student at that institution or any subelement of hat institution)from enrolling in a unit of the Senior ROTC at another institution of

higher education;3) The Secretary ofa Military Department or Secretary of HomelandSecurity from gaining access to campuses, or access to students who are17 years of age or older) on campuses, for purposes of military recruitingin a manner that is at least equal in qual ity and scope to the access to

campuses and to students that is provided to any other employer; or4) Access by military recruiters for purposes of military recruiting to thenames of students who are 17 years of age or older and enrolled at that

institution or any subelement of hat institution); their actdresses, telephonelistings, dates and places of birth, levels of education, academic majors,and degrees received; and the most recent educational institutions in whichthey were enrolled. If the recipient is determined, using the procedures in32 CFR Part 216, to be such an institution ofhigher education during theperiod of performance of this agreement, the Federal Government willcease all payments of DoD funds under this agreement and all other DoDgrants and cooperative agreements to the recipient, and t may suspend orterminate such grants and agreements unilaterally for material failure tocomply with the tenns and conditions ofaward.

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7.1 2011 vi) EXHIBIT Badvertisements, still and motion pictures, speeches, trade association proceedings,symposia, etc.c. When issuing statements, press releases, requests for proposals, bid solicitations, andother documents describing projects or programs funded in whole or in part with federalmoney, all recipients receiving federal funds, shall clearly state: (i) the percentage oftotal costs of the program or project which will be financed with federal money, and (ii)the dollar amount of federal funds for the project or program.

36. Fee and Profi t. This agreement does not provide for the payment of fee or profit to therecipient.37 Combating Trafficking in Persons. The recipient agrees to comply with the trafficking inpersons requirement in Section 106{g) of the Trafficking Victims Protection Act of 2000(TVPA), as amended (22 U.S.C. 7l04(g)).

a Provisions applicable to a recipient that is a private entity.I) You as the recipient, your employees, subrecipients under this award, andsubrecipients' employees may o t

(a) Engage in severe forms of rafficking in persons during the period oftime that the award is in effect;.(b) Procure a commercial sex act during the period of time that the awardis in effect; or(c) Use forced labor in the performance of the award or subawards underthe award.

(2) We as the Federal awarding agency may unilaterally terminate this award,without penalty, if you or a subrecipient that is a private entity-(a) Is determined to have violated a prohibition in paragraph a.( I) of thisaward term; or(b) Has an employee who is determined by the agency official authorizedto terminate the award to have violated a prohibition in paragraph a.( I) ofthis award term through conduct that is either-

Associated with performance under this award; or2) Imputed to you or the subrecipient using the standards and dueprocess for imputing the conduct ofan individual t anorganization that are provided in 2 CFR Part 180, OMBGuidelines to Agencies on Govemmentwide Debarment and

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7 1 2011 (vi) EXHIBIT 8(b) Another person engaged in the performanceof the project or programunder this award and not compensated by you including, but not limitedto, a volunteer or individual whose services are contributed by a thirdparty as an in-kind contribution toward cost sharing or matchingrequirements.

(2) Forced labor means labor obtained by any of the following methods: therecruitment, harboring, transportation, provision, or obtaining ofa person forlabor or services, through the use of force, fraud, or coercion for the purpose ofsubject ion to involuntary servitude, peonage, debt }?ondage, or slavery.(3) Private entity :

(a) Means any entity other than a State, local government, Indian tribe, orforeign public entity, as those tenns are defined in 2 CFR 175.25.(b) Includes:

D A non-profit organization, including any non-profit institutionofhigher education, hospital, or tribal organization other than oneincluded in the definition of Indian tribe at 2 CFR 175.25(b).G A for-profit organization.

(4) Severe forms oftra ffick ing in persons, commercial sex act, and coercionhave the meanings given at Section 103 of the TVPA, as amended (22 U.S.C.7 1 2 ~

38. Central Contractor Registration and Universal Identifier Requirements.a. Requirement for Central Contractor Registration (CCR)Unless you are exempted from this requirement under 2 CFR 25.110, you as the recipientmust maintain the currency ofyour information in the CCR until you submit the finalfinancial report required under this award or receive the final payment, whichever is later.This requires that you review and update the information at least annually after the initialregistration, and more frequently if required by changes in your information or anotheraward term.b. Requirement for Data Universal Numbering System (DUNS) Numbers

If you are authorized to .make subawards under this award, you:I) Must notify potential subrecipients that no entity {see definition in paragraph cof this award term) may receive a subaward from you unless the entity hasprovided its DUNS number to you.

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7.1.201 I vi) EXHIBIT BSubrecipient means an entity that:

A) Receives a subaward from you under this award; and(h) Is accountable to you for the use of the Federal funds provided by thesubaward.

39. Reporting Subawards and Executive Compensation.a. Reporting of first-tier subawards.

( 1) Applicability. Unless you are exempt as provided in paragraph d. of thisaward tenn, you must report each action that obligates 25,000 or more in Federalfunds that does not include Recovery funds (as defined in Section 1512(a)(2) ofthe American Recovery and Reinvestment Act of2009 , Pub. L. I11-5) for asubaward to an entity (see definitions in paragraph e. of this award term).(2) Where and when to report.

(a) You must report each obligating action described in paragraph a. l) of this award term to http://www.fsrs.gov. (b) For subaward information, report no later than the end of the monthfollowing the month in which the obligation was made. (For example, ifthe obligation was made on November 7, 2010, the obligation must bereported by no later than December 31, 2010.)

(3) What to report. You must report the infonnation about each obligating actionthat the submission instructions posted at http://www.fsrs.gov specifY.b. Reporting Total Compensation of Recipient Executives.

I) Applicability and what to report. You must report total compensation for eachof your five most highly compensated executives for the preceding completedfiscal year, i

(a) the total Federal funding authorized to date under this award is 25,000or more;(b) in the preceding fiscal year, you received-

1) 80 percent or more ofyour annual gross revenues from Federalprocurement contracts (and subcontracts) and Federal financialassistance subject to the Transparency Act, as defined at 2 CFRI 70.320 (and subawards); and

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7 1.20 I I ( v I ) EXHI IT(2) Where and when to report. You must report subrecipient executive totalcompensation described in paragraph c. l) of this award term:

(a) To the recipient.(b) By the end of the month following the month during which you makethe subaward. For example, ifa subaward is obligated on any date duringthe month ofOctober ofa given year ( i.e., between October I and 31 ,you must report any required compensation informationof thesubrecipient by November 30 of that year.

d. Exemptions.If, in the previous tax year, you had gross income, from all sources, under 300,000, youare exempt from the requirements to report:

l) Subawards, and(2) The total compensation of the five most highly compensated executives of anysubrecipient.

e. Definitions. For purposes of his award term:(1) Entity means all of the following, s defined in 2 CFR Part 25:

(a) Governmental organization, which is a State, local government, orIndian tribe; (b) foreign public entity;(c) domestic or foreign nonprofit organization;(d) domestic or foreign for-profit organization;(e) Federal agency, but only as a subrecipient under an award orsubaward to a non-Federal entity.

(2) Executive means officers, managing partners, or any other employees inmanagement positions.(3) Subaward:

(a) This term means a legal instrument to provide support for theperformance of any portion of the substantive project or program forwhich you received this award and that you as the recipient award to aneligible subrecipient.


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7.1 2011 (v i XHI ITdecrees, labor standards and regulations of such country or countries during the perfonnance ofthe grant U.S. Government funds may not be used in support of a project which is prohibited bylaw in the country or countries in which it is undertaken. DTRA does not assume responsibilityfor the recipient s compliance with the laws and regulations of the country or countries in whichthe activities are to be conducted.41. I nconsistcncy Between English Version and Translation of Grant. The recipient shallensure that all contract correspondence that is addressed to the U.S. Government is submitted inEnglish or with an English translation. In the event of inconsistency between the tenns of thegrant and any translation thereof into another language, the meaning in the English languageshall control.

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lnstltution/Organl:zatlon ("Prime Recipient")Name: jMcGill UniversityAddress: jottke of Sponsored Researth

James Adminlstrallon Building, 2nd Floor

ttachme t AResearch Subaward greement

rime Recipient ontacts

City: jMontreal . State: lauebec

Administrative ContactName: Marlene Boutet, OfficerAddress: IMcGill University

jomce of Sponsored ResearchIJames Administration Building, 2nd Floor

City: JMontreal State: jauebecTelephone: js143988120 FaxEmail: I arlene.boutl t(lmcgill.caPrincipal InvestigatorName: David FrostAddress: jMcGill University

jMacdonald EngineeringBuildingjDepartment of Mechanical Engineering

City: Montreal State: jauebecTelephonl : 1514398.6279 Fax:Email: jdavld.frost@)mcglll.caFinancial Contac tName: jMonlka KoeckAddre.ss: jMcGIII University

Research &Restricted Funds, Ananclal Services13465 Durocher Street, 3rd l o ~ r

City: jMontrea l State: QuebecTelephone: 1514398-3888 Fax:Email: jmoni [email protected] OfficialName: jMarlene Soutet, f f i c ~Address: I cGill University

Office of Sponsored Research, Awards Management UnitJames Administration Building, 2nd Floor

Oty: jMontreal State: I uebecTelephone: st 398-8120 Fax:Email: jmarlene.boutetOmcglll.ca

Subawaril Number:1232859

ZlpCode: jH3A 2TS

ZlpCode: IH3A 2TS

ZlpCode: jH3A 2TS

ZlpCode: jH2X2C6

ZlpCode: jH3A2TS


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Institution/Organization ("Subreclpient")Attachment 38- Research Subaward AgreementSubrecipient Contacts

The Board ofTrustees or the Universityof llinois~ s s : c/o Offlce ofSponsored Programs lind Resellrch Admlnlsb3tlon

11901 South FlrstStrMt. A

Subawilrd Number:

Oty: champaignEIN No.: 137 6000511

t a t ~ Ill ZlpCode+4: 161820..7406InstitutionType: jPubllc/State Controlled lnst. of Higher Education

Did the subrecipient s gross income, from all sources, in the previous tax year exceed o 1 ~ v u u v v 1If no, FFATA reporting ofthis subaward is not required.Is the Performance Site the Same Address as Above7 ( Yes ~ N o C ~ . r r e n t l y r e g l s t ~ In CCR1 \eYes ( N oIf no, Is the Performance Site the same as PI address below7 ( Yes \e No DUNS No.: Parent DUNS No .:If no to both questions, please complete38 page 2 (if ARRA funding use Attachment 4A . jo4-1S4-4081 ,_Is Subrecipient exempt from reporting compensation? i Yes ( NoIf no , please complete38 page 2 (If ARRA funding use Attachment 4A .

Congressional District:5

Congressional District:

Administrative ContactName:

City: champaign ZJpCode: 161820..7406Fax:

Email:Principal Investigator

d d r e s s : ; ~ ; - E n . ; . ;~ . ; . ;~ - H . ; . . - r i n g . ; . - . . . ; ; . . ~ . . : . ; ; . . . . : . ; ; . . ;...;..:.......;;.;...;.;__;..;._.;.__ _ . ;........;;;; ;......;__..;.. ...._ :...;.;.. - ... .11206WGreen, M/C 244

City: urbana

Financial ContactName:

lunlversltyofllllnols,1901 South First Street.Suite ACity: champaign

Email:

S t a t ~ : IlL Z l p C o d ~ 161801Fax:

r - - - - - - Z - I p C _ o d e _ - 6-18_2_0.._74_06Falr

Authorized OffldalName: -

A d d r ~ u ~ ~ r ~ c ; . . . ; h _ A d m l n l s t r a_U o_n- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -. .. . . - . . - - .11901 RrstStreet, Suite A

City: champaign Z l p C o d ~ 161820..7406Fax:

Email: FOP version 20101115


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AttachmentReporting Requirement

In order for Prime Recipient to comply with Awarding Agency s reporting requirements, thefollowing reports are required: Annual progress reports to be submitted July 31st starting in 2012 in the format requested byMcGill PI in order for McGill PI to submit reports to DTRA by September I. A draft o he final technical report to be submitted to McGill PI sixty (60) days prior to theen9 o the Period o Performance in the format requested by McGill PI in order for McGill tosubmit draft final technical report to DTRA 45 days prior to end o Period o Performance. After review and comment by DTRA o he draft final report, UIUC s PI shall assist asneeded to revise the technical report in a timely manner to allow McGill to submit the finalreport to DTRA 90 days after termination o Period o Performance. Form DO 882 Reporto Inventions, shall be submitted annually to the McGillAdministrative Contact noted in Attachment 3 by August 15 for submission to DTRA by

September 1.


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Attachment

~ ~ t


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v IV\.I I 1-1 -VVI tExhibit A

BRBAA08-Per5-H-2-0002, Topic Per5-HDUST CLOUD COMBUSTION FOR DEFEAT OF AIRBORNE 810 WMD

Submitted on September 15, 2010Submitted by

David Frost PI), Sam Goroshin Co-PI), and Jeff Bergthorson,Mechanical Engineering Department, McGill University, Montreal, Canadand

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FROST Selected Publications Related to the SOW1. Brandstadt K., Frost, D.L., Kozinski, J.A., Preignition characteristics of nano- andmicrometer-scale aluminum particles in AI-C02 oxidation systems,'' Proceedings of theCombustion Institute 32 (2009) 1913-1919. .2. Cairns, M., Frost, D.L., and Goroshin, S., Effect of oxygen concentration on the combustion

of titanium ~ i c l e s , Proc. o 22 d International Colloquium on the Dynamics ofExplosionsandReactive Systems, Minsk, Belarus, Jul. 6 Jul. 31, 2009.

3. Ripley, R.C., Leadbetter, J., Zhang, F. and Frost, D.L., Acceleration of solid particles inexplosive dispersal, Proc. of27' International Symposium on Shock Waves, St. Petersburg,Russia, Jul. 19-24 2009.4. iette, F.-X., G o r o s b i n S., Higgins, A.J., Frost, D,L., and Lee, J.J., Time-resolvedtemperature measurementS of shock initiation in heterogeneous exothermic mixtures, Proc.of 16' APS Topical Conference on Shock Compression ofCondensed Matter, Nashville, TN,Jun . 8 Jul. 3, 2009.5. Frost, D.L., Cairns, M., Goroshin, S., and Zhang, F., Effect of particle morphology on thereactivity of explosively dispersed titanium particles, Proc. o 6 APS Topical Conferenceon Shock Compression o Condensed Matter, Nashville, TN, Jun. 8 Jul. 3, 2009.6. Frost, D.L., Goroshin, S., Cairns, M., Ripley, R.C., and Zhang, F., Temperaturemeasurements in a multiphase frreball, Proc. of 22 d International Colloquium on theDynamics ofExplosions andReactive Systems, Minsk, Belarus, Jul. 26 -Jul. 31,2009.7. Goroshin, S., Frost, D . L., Levine, J. , Yoshinaka, A., and Zhang, F., Optical Pyrometry ofFireballs ofMetalized Explosives, Journal ofPropellants, Explosives and Pyrotechnics, Vol.31, No.3 pp. 169-181, 2006.

8. Ni, Z., Bellerose, J., Goroshin, S. and Frost, D. L., Reaction Rate and Ignition Temperatureof Metal Particles in Various Oxidizing Media, Proc. 19' Int. CoLloquium on the DynamicsofExplosions andReactive Systems, Hakone, Japan,. July 27 -August 1, 2003.9. Frost, D. L., Zhang, F., Murray, S., and McCahan, S., Critical Conditions for Ignition ofMetal Particles in a Condensed Explosive, Proceedings o 12h International DetonationSymposium, Aug. 11-16, San Diego, CA, 2002.

10 Zhang, F., Frost, D. L., Thibault, P. A., and Murray, S. B., Explosive Dispersal of SolidParticles , Shock Waves, Vol. 10, No . 6, pp. 431-443,2001.GOROSHIN Selected Publications Related to tbe SOW1. V. Tanguay, S. Goroshin, A. J. Higgins, and F. Zhang Aluminum particle combustion inhigh-speed detonation products , Combust. Sci. and Tech., 181 : 670-693, 2009. 2. F-0 . Tang, S. Goroshin, A. Higgins, J. Lee 'Flame propagation and quenching in iron dustclouds Proceedings of he Combustion Institute 32, 1905-1912 2009.

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3. F-0 . Tang, A. Higgins and S. Goroshin ''Effect ofdiscreteness on heterogeneous flames:Propagation limits in regular and random particle arrays Combustion Theory and ModellingVol. 13 No.2, 2009, 319-3414. S. Goroshin, J. Mamen, A. Higgins, Tim Bazyn, N. Glumac, H.Krier EmissionSpectroscopy of Flame Fronts in Aluminum Suspensions Proceedings ofthe CombustionInstitute Volwne 31, 2011-2019, 20065. S. Goroshin, A.J. Higgins, and M. Kamel Powdered Metals as Fuel for HypersonicRamjets AJ.AA PaperNo . 2001-3919,6. S. Goroshin, M. Kolbe, and J.H.S. Lee Flame Speed in a Binary Suspension of Solid FuelParticles. Proceedings o he Combustion Institute Volume 28, 2811-2817, 20007. S. Goroshin, J.H.S. Lee, Yu. Shoshin Effect of the Discrete Nature ofHeat Sources on FlamePropagation in Particulate Suspensions Proceedings o he Combustion Institute Volume 2 7,1998, pp. 743-7498. Goroshin, S., Fomenko, 1., Lee, J.H.S. Burning Velocity in a Fuel-Rich Aluminum DustClouds Proceedings o f he Combustion Institute Volume 26, 1996, pp. 1961-1967.9. Goroshin, S., Bidabadi , M., Lee, J.H.S. Quenching Distance ofLaminar Flames inAluminum Dust Clouds Combustion andFlame V.105, 147-160, 1995.

10 Gorosbin, S., Kleine, H., Lee, J.H.S., Frost, D., Microgravity Combustion ofDust Clouds.Quenching Distance Measurements. NASA Conference Publication 1 0174, 141-146, 199 5.11 Aslanov, S., Shevchuk.,V., Kostyshin, Yu ., Boichuk, L., Goroshin, S. OscillatoryCombustion ofAir Suspensions Combustion Explosion and Shock Waves Vol. 3, 163-169,

1993.12 Gorosbin, S., Ageyev, N., Shoshin, Yu., Shevchuk, V. Premixed Laminar Flames in theBoron Dust Clouds Combustion ofBoron- asedSolid Propellants andSolid Fuels K.K.KuQ and R Pein Editors, CRC Press, Ann Arbor, 469-477, 1992.

BERGTHORSON Selected Publications Related to the SOWI JM Bergthorson, SD Salusbury, PE Dimotakis. Hydrodynamics of premixed laminarstagnation flames. Journal ofFluid Mechanics (under revision).2. JM Bergthorson PE Dimotakis, Premixed laminar Cl-C2 stagnation flames: experimentsand simulations with detailed thermochemistry models. Proceedings of the CombustionInstitute, 31:1139-1147,2007.3. JM Bergthorson PE Dimotakis, Particle velocimetry in high-gradient/high-curvature flows.Experiments in Fluids, 41 2 5 5 2 6 3 ~ 2006.4. M Bergthorson, DG Goodwin, PE Dimotakis, Particle streak velocimetry and CH laserinduced fluorescence diagnostics in strained, premixed, m e t h a n e a i ~ flames. Proceedings ofthe Combustion Institute, 30:1637-1644, 2005.

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OTHER Selected Publications Related to the SOW1. Bartknecht, W., Dust Explosions, Springer-Verlag, 270 pages, 1989.2. Milne, A.M., Parrish, C., and Worland, I., Dynamic Fragmentation ofBlast Mitigants, ShockWaves, Vol. 20,41-51, 2010.3. Grady, D.E. Local Inertial Effects in Dynamic Fragmentation, J Applied Physics, Vol. 53,322-325, 1982 .4. Essenhigh, R.H., and Csaba, J., The Thennal Radiation Theory for Plane Flame Propagattonin Coal Dust Clouds, Proceedings ofthe Combustion Institute, .2( ), 111-125, 1963. :5 Smoot, L. D., Horton, M. D. and Williams, M.D., Propagation ofLaminar Pulverized CoalAir Flames, Proceedings of the Combustion Institute, 16(1), 375-387, 1977.6. R. K. Eckhoff, Dust Explosions in the Process Industries, Elsevier, 705 pages, 2003.7. A.G. Egorov, E.D. Kal nei, A.P. Shaikin, Combust. Expl. Shock Waves 37 (5), 516-522,2001 .8. K. Annamalai, W. Ryan, Prog. Energy Combust Sci. 18,221-295, 1992.9. P. Bucher, R.A. Yetter, F.L. Dryer, T.P. Parr D.M. Hanson-Parr, E.P. Vicenzi, Proc.Combust. Inst. 26, 1899-1908, 1996.10 H.G. Wolthard, W.G. Parker, Proc. Phys. Soc. A 62 (8), 523-529, 1949.11 D.L. Parry, M.Q. Brewster, J. Tbennophys. Heat Transf. (2), 142-149, 1990.12 C.F. Bohren, D.R. Huffman, Absorption and Scattering ofLight by Small Particles, Wiley,New York, 1983 .

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Subaward AmendmentPrime Recipient Subrecipient

The of the University ofIllinois at Urbana-Champaign

Address : Officeof Sponsored ResearchJames Admlnlstrauon euncilng Address: c/o Office of Sponsored Programs and845 Sherbroo ke S1reet West, Second FloorMonlreal Quebec H3A 2T5 ConadaResearch Admlnlstrauon. 1901 South First

S t r ~ e t S1 1ite A Champaign Illinois61820-7406Primo Award No. : HDTRA111 10014 Subaward No.: 232859Project Title: Dust Cloud Combustion for Defeat Airborne Bfo-WMDAwarding Agency: Defense Throat ReductionAgencySubaward Period of Porfonnanco:July 6. 2011 to ly 17. 2014 Amendment No. 1

A m o ~ : ~ n t Funded this

Amendment(s) to Orlgtnal Terms and onditions

This Amendment prov ides additional funding In the amount o ~ andauthorizes Subreclpient to invoice Prime Rec ipient for a not to exceed totalof___ r costsincurred tn the conduct of the above-referenced DTRAfunded project during the project period fromJuly 4 ; ~ 0 1 1 to July 17 2014.Proposed year 2 budget is appended to th is amendmentPlease reference the above subaward number on all Invoices to expedite payment.All other terms and conditions of the original Research Subaward Agreement signed February 3 2012remain in full force and effect.

ale

Name: Marlene Boulet Name:Tille: Associate Director Awards Management Title;Olfice of Sponsored Research

h I . . :. NT:olo


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I Attachment I


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'

Subaward AmendmentPrime Recipient Subrec\p\ent

Of e e r r ~ M c c : lAdcfnet: ot11ce r ~ Rlli Mn:h= : ~ ~ f k o rMontrMl Quebec HM m CllnlldliPrtme.Awald No.: HDTRA1-11-1-0014

SubaMrd Period orPerfomwnce:Julya 2011 toJuly 17, 2 14

Heme: The o i T ~ orthe Unlverlltyor ~ ~Addresl: do otllce OfSpoueoced Programe andR.... chAdmlnlltnlaon 1001 South Find

= ~ J : I A . C I W Y P e l i l n , U n aew.wans No.: 232859

Am.ndmentNo.2

Amendment(a) Olfglnal Terms and Conditione. A ' ' I n - ~ a u t h o r t z e s Subreclplenl to Invoice Prime Recipient for a not to exceed total r~ c:oatllncun ed In the conduct of the above-rvferenced DTRMunded prqect duringfrom July e 2011 to July 17 2014.

Since the funds from DTRA for YUI 3were receJvad at McGill earlier In the year, the value r theCanadian dollar (relat