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University of Kentucky University of Kentucky UKnowledge UKnowledge Theses and Dissertations--Gerontology College of Public Health 2013 MEMORY, COGNITION, AND THE EFFECT OF A MUSIC MEMORY, COGNITION, AND THE EFFECT OF A MUSIC INTERVENTION ON HEALTHY OLDER ADULTS INTERVENTION ON HEALTHY OLDER ADULTS Shannon L. Bowles University of Kentucky, [email protected] Right click to open a feedback form in a new tab to let us know how this document benefits you. Right click to open a feedback form in a new tab to let us know how this document benefits you. Recommended Citation Recommended Citation Bowles, Shannon L., "MEMORY, COGNITION, AND THE EFFECT OF A MUSIC INTERVENTION ON HEALTHY OLDER ADULTS" (2013). Theses and Dissertations--Gerontology. 8. https://uknowledge.uky.edu/gerontol_etds/8 This Doctoral Dissertation is brought to you for free and open access by the College of Public Health at UKnowledge. It has been accepted for inclusion in Theses and Dissertations--Gerontology by an authorized administrator of UKnowledge. For more information, please contact [email protected].

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Page 1: MEMORY, COGNITION, AND THE EFFECT OF A MUSIC …

University of Kentucky University of Kentucky

UKnowledge UKnowledge

Theses and Dissertations--Gerontology College of Public Health

2013

MEMORY, COGNITION, AND THE EFFECT OF A MUSIC MEMORY, COGNITION, AND THE EFFECT OF A MUSIC

INTERVENTION ON HEALTHY OLDER ADULTS INTERVENTION ON HEALTHY OLDER ADULTS

Shannon L. Bowles University of Kentucky, [email protected]

Right click to open a feedback form in a new tab to let us know how this document benefits you. Right click to open a feedback form in a new tab to let us know how this document benefits you.

Recommended Citation Recommended Citation Bowles, Shannon L., "MEMORY, COGNITION, AND THE EFFECT OF A MUSIC INTERVENTION ON HEALTHY OLDER ADULTS" (2013). Theses and Dissertations--Gerontology. 8. https://uknowledge.uky.edu/gerontol_etds/8

This Doctoral Dissertation is brought to you for free and open access by the College of Public Health at UKnowledge. It has been accepted for inclusion in Theses and Dissertations--Gerontology by an authorized administrator of UKnowledge. For more information, please contact [email protected].

Page 2: MEMORY, COGNITION, AND THE EFFECT OF A MUSIC …

STUDENT AGREEMENT: STUDENT AGREEMENT:

I represent that my thesis or dissertation and abstract are my original work. Proper attribution

has been given to all outside sources. I understand that I am solely responsible for obtaining

any needed copyright permissions. I have obtained and attached hereto needed written

permission statements(s) from the owner(s) of each third-party copyrighted matter to be

included in my work, allowing electronic distribution (if such use is not permitted by the fair use

doctrine).

I hereby grant to The University of Kentucky and its agents the non-exclusive license to archive

and make accessible my work in whole or in part in all forms of media, now or hereafter known.

I agree that the document mentioned above may be made available immediately for worldwide

access unless a preapproved embargo applies.

I retain all other ownership rights to the copyright of my work. I also retain the right to use in

future works (such as articles or books) all or part of my work. I understand that I am free to

register the copyright to my work.

REVIEW, APPROVAL AND ACCEPTANCE REVIEW, APPROVAL AND ACCEPTANCE

The document mentioned above has been reviewed and accepted by the student’s advisor, on

behalf of the advisory committee, and by the Director of Graduate Studies (DGS), on behalf of

the program; we verify that this is the final, approved version of the student’s dissertation

including all changes required by the advisory committee. The undersigned agree to abide by

the statements above.

Shannon L. Bowles, Student

Dr. John F. Watkins, Major Professor

Dr. John F. Watkins, Director of Graduate Studies

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MEMORY, COGNITION, AND THE EFFECT OF A MUSIC INTERVENTION ON HEALTHY OLDER ADULTS

DISSERTATION

A dissertation submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy in Gerontology

at the University of Kentucky

By

Shannon Leanne Bowles

Lexington, KY

Co-Directors: John F. Watkins, Ph.D., Graduate Center for Gerontology and Joy M. Jacobs-Lawson, Ph.D., Graduate Center for Gerontology

2013

Copyright © Shannon Leanne Bowles 2013

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ABSTRACT OF DISSERTATION

MEMORY, COGNITION, AND THE EFFECT OF A MUSIC INTERVENTION ON HEALTHY OLDER ADULTS

Music is a powerful modality that can bring about changes in individuals of all ages. This research employed both an experimental and quasi-experimental design to identify the effects of music as it influenced psychological well-being, memory, and cognition among older adults. Specifically, it addressed three aims: (a) To determine to what extent learning to play a music instrument later in life influenced psychological well-being and cognitive function of non-institutionalized healthy seniors, (b) To determine the effects of the amount of music involvement on psychological well-being and cognitive function (c) To determine the benefit of music for those with limited/no music experience. For the first aim, it was hypothesized that individuals in the experimental music group would maintain and/or improve psychological well-being, memory, and cognitive function more than those assigned to the wait-list control group. For the second aim, it was hypothesized that participants with extensive music involvement would have higher scores on cognitive ability measures and experience greater psychological well-being than those who had not been actively involved in music throughout their life. For the third aim, it was hypothesized that the participants with limited/no music involvement throughout their life would have a larger change on the psychological well-being measures and cognitive assessments than those who had more music involvement. For the experimental portion (Aim 1), the study employed a 6-week music intervention with non-institutionalized older adults. The quasi-experimental portion (Aims 2 & 3) divided participants according to their amount of time involved in music and then looked at psychological well-being and cognitive function. This dissertation did not show a strong connection between music, memory, and cognition so it did not achieve the desired overall results. However, the findings did suggest that music may modify some areas of cognitive function (verbal learning, memory, and retention) and psychological well-being but did not influence other areas (playing a music instrument for any length of time). Therefore, the findings of this dissertation can be a basis upon which future research relating to music, cognitive functioning, psychological well-being and involvement in music can build.

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Keywords: Music, Aging, Psychological Well-Being, Cognitive Function

Shannon Leanne Bowles

January 28, 2013

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MEMORY, COGNITION, AND THE EFFECT OF A MUSIC INTERVENTION ON HEALTHY OLDER ADULTS

By

Shannon Leanne Bowles

John F. Watkins, Ph.D. Co-Director of Dissertation

Joy M. Jacobs-Lawson, Ph.D.

Co-Director of Dissertation

January 28, 2013

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iii

ACKNOWLEDGEMENTS

Although one person wrote this dissertation, the efforts of many contributed to it,

and I would like to thank those who helped to complete this study. Without their

assistance, I could not have finished this project.

For his guidance and support, I would like to thank Dr. John F. Watkins, co-chair

of my dissertation committee. I appreciate the time he spent discussing my study,

protocol, reading rough drafts, and editing my manuscript. Additionally, I wish to thank

Dr. Joy M. Jacobs-Lawson, co-chair of my dissertation committee, who tirelessly met and

talked with me to discuss design issues and read numerous drafts of my manuscript. Also

thank you to Drs. David Berry, Cecilia Wang, Arleen Johnson, and David Sogin, who

took time from their busy schedules to serve on my dissertation committee.

Next, I wish to thank the following individuals who graciously permitted me to

conduct my research at their facilities. Alan Beuscher of Wesley Village, Wilmore,

Kentucky; Jacqueline Royalty of Richmond Place Retirement Community, Lexington,

Kentucky; and Rev. Steve Drury of Trinity Hill united Methodist Church, Lexington,

Kentucky. Also, a big thanks to all the individuals who participated in my project.

Becoming acquainted with each and every one was truly a joy.

Additionally, I wish to thank my family and friends, especially Dr. Heidi

Harriman Ewen, Oxford Ohio, for helping with data analysis and support and Dr.

Katherina Nikzad-Terhune, Lexington, Kentucky, for her unending support and

encouragement. I am truly grateful to all who were involved.

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iv

Finally, I wish to thank my parents, Betty Ann and George Miles "Buddy"

Bowles for their reading of numerous drafts and encouragement and support. I would not

have completed this without their love and support.

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TABLE OF CONTENTS

Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii

List of Tables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ix

List of Figures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . x

Chapter One: Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

Purpose Statement and Hypotheses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

Aim 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

Aim 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

Aim 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

Overview of Dissertation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

Chapter Two: Literature Review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

Theoretical Perspectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

Cognitive Reserve and Aging . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

The Life Course Perspective and Aging . . . . . . . . . . . . . . . . . . . . . . . . . .11

Aging and Brain Activity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

Music and the Brain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18

The Effect of Musical Training and Performance on Brain Activity . . . 19

Musicians Compared to Non-Musicians . . . . . . . . . . . . . . . . . . . . . . . . . 20

Psychological Well-Being, Music, and Older Adults . . . . . . . . . . . . . . . . . . . . . 21

Music and Psychological Well-Being . . . . . . . . . . . . . . . . . . . . . . . . . . . 23

Therapeutic Uses of Music . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26

Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29

Chapter Three: Methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30

Participants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30

Measurements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32

Choir Chime Study Questionnaire . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32

Ryff’s Scales of Psychological Well-Being . . . . . . . . . . . . . . . . . . . . . . 34

Controlled Oral Word Association Test . . . . . . . . . . . . . . . . . . . . . . . . . 37

Digit Vigilance Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38

Grooved Pegboard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39

Judgment of Line Orientation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40

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Multilingual Aphasia Examination Token Test . . . . . . . . . . . . . . . . . . . 41

Rey Auditory Verbal Learning Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42

Rey Complex Figure Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43

Seashore Rhythm Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44

Stroop Neuropsychological Screening Test . . . . . . . . . . . . . . . . . . . . . . 44

Trails A & B . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45

Specific Aim 1 Design and Methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46

Procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46

Group Designations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48

Modifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51

Data Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

Specific Aim 2 Design and Methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53

Group Designations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53

Data Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54

Specific Aim 3 Design and Methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54

Data Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54

Chapter Four: Analyses for Aim 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56

Participants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56

The Effect of Music on Psychological Well-Being, Memory and Cognitive

Functioning (Aim 1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58

Ryff’s Scales of Psychological Well-Being . . . . . . . . . . . . . . . . . . . . . . 60

Controlled Oral Word Association Test . . . . . . . . . . . . . . . . . . . . . . . . . 60

Digit Vigilance Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61

Grooved Pegboard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61

Judgment of Line Orientation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61

MAE Token Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61

Rey Auditory Verbal Learning Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62

Rey Complex Figure Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62

Seashore Rhythm Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63

Stroop Neuropsychological Screening Test . . . . . . . . . . . . . . . . . . . . . . 63

Trails A & B . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64

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Chapter Five: Analyses for Aims 2 and 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65

Participants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65

The Impact of Duration of Music Involvement on Psychological Well-Being,

Memory, and Cognitive Functioning (Aim 2) . . . . . . . . . . . . . . 65

Ryff’s Scales of Psychological Well-Being . . . . . . . . . . . . . . . . . . . . . . 67

Controlled Oral Word Association Test . . . . . . . . . . . . . . . . . . . . . . . . . 67

Digit Vigilance Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67

Grooved Pegboard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68

Judgment of Line Orientation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68

MAE Token Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69

Rey Auditory Verbal Learning Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69

Rey Complex Figure Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69

Seashore Rhythm Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69

Stroop Neuropsychological Screening Test . . . . . . . . . . . . . . . . . . . . . . 70

Trails A & B . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70

The Benefit of Music for Participants with Limited/No Music Involvement

(Aim 3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71

Ryff’s Scales of Psychological Well-Being . . . . . . . . . . . . . . . . . . . . . . 71

Controlled Oral Word Association Test . . . . . . . . . . . . . . . . . . . . . . . . . 72

Digit Vigilance Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72

Grooved Pegboard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73

Judgment of Line Orientation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73

MAE Token Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73

Rey Auditory Verbal Learning Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73

Rey Complex Figure Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73

Seashore Rhythm Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74

Stroop Neuropsychological Screening Test . . . . . . . . . . . . . . . . . . . . . . . 74

Trails A & B . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74

Chapter Six: Discussion and Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76

The Effect of Music on Psychological Well-Being, Memory, and Cognitive

Functioning (Aim 1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76

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The Impact of Duration of Music Involvement on Psychological Well-Being,

Memory, and Cognitive Functioning (Aim 2) . . . . . . . . . . . . . . . 78

The Benefit of Music for Participants with Limited/No Music Involvement

(Aim 3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79

Overall Discussion of Findings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81

Limitations of the Study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82

Recommendations and Future Directions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84

Practical Applications and Implications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86

Appendices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88

Appendix A: Recruitment Flier . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88

Appendix B: Choir Chime Study Questionnaire . . . . . . . . . . . . . . . . . . 90

Appendix C: Research Consent Form . . . . . . . . . . . . . . . . . . . . . . . . . . 97

Appendix D: Songs Played During Study . . . . . . . . . . . . . . . . . . . . . . . 104

References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106

Vita . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 125

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LIST OF TABLES

Table 3.1 Areas Measured by the 10 Assessments of Cognitive Functioning . . . . . . 33

Table 4.1 Demographic Description for the Wait-List Control and Experimental

Groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57

Table 4.2 Musical Background and Training for the Wait-List Control and

Experimental Groups . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 59

Table 4.3 Group Differences on Ryff's Scales of Psychological Well-Being . . . . . . 60

Table 4.4 Rey Auditory Verbal Learning Test Difference Scores . . . . . . . . . . . . . . . 63

Table 5.1 Demographic Description for the Limited/No Music and Extensive Music

Groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66

Table 5.2 T-Test Comparison for Pre-Test Ryff's Scales of Psychological

Well-Being . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68

Table 5.3 T-Test Comparison for Pre-Test RAVLT . . . . . . . . . . . . . . . . . . . . . . . . . 70

Table 5.4 The Effect of Music Involvement on Pre-Post Changes on Ryff’s Scales

of Psychological Well-Being . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72

Table 5.5 The Effect of Music Involvement on Pre-Post Changes on Rey Auditory

Verbal Learning Test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74

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LIST OF FIGURES

Figure 2.1 Cognitive Reserve and the Life Course . . . . . . . . . . . . . . . . . . . . . . . . . . 11

Figure 2.2 Lobes of the Brain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14

Figure 3.1 Effects of Music on Psychological Well-Being, Memory, and Cognitive

Functioning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47

Figure 3.2 Malmark Choirchime® . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51

Figure 3.3 Effects of Extensive Music Involvement on Psychological Well-Being,

Memory, and Cognitive Functioning . . . . . . . . . . . . . . . . . . . . . . . . . 53

Figure 3.4 Benefits of Music for Participants with Limited/No Music

Involvement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

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Chapter 1

Introduction

It has been said that music is with us from the cradle to the grave – from the first

lullaby to the last funeral dirge (Gfeller, 2002). Although individuals may not realize it,

music is a part of everyday life as it is present in department and grocery stores,

restaurants, elevators, as you wait on the phone, and in television shows and

commercials; even while driving down the road, one is likely to hear music coming from

another car (Clair & Memmott, 2008; Gfeller, 2008). However, the manner in which we

respond to or involve ourselves with music varies across the life span (Cross, 2001).

Additionally, music and making music with others can help fill a basic human need - the

need to belong and be part of a group of individuals who come together for a common

purpose (Clair & Memmott, 2008; Gaston, 1968; Gfeller, 2002; Roskam, 1993).

There are extant resources on the benefits of music for healthy older adults for

enhancing psychological well-being and self-esteem, decreasing the symptoms of

depression and pain, providing relief from stress, and improving life satisfaction

(Boxberger & Cotter, 1968; Coffman, 2002b; Olson, 1984; Rohwer, 2002). In addition, a

few quantitative research studies on the benefits of music have suggested that older adults

with more instrumental music playing experiences (e.g., playing the piano or guitar)

throughout their life time have reduced age effects on various tasks (e.g., memory and

perceptual speed tasks), a more positive attitude about participation in music in later life,

and may favor music programs over other types of activities, such as trivia or comedy

(Bowles, 1991; Durham & Whittemore, 1993: Meinz, 2000). Also for older adults, music

may become a new hobby or a chance to re-learn a skill long forgotten and as such will

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perhaps enhance psychological well-being and overall life satisfaction (Clair &

Memmott, 2008).

The literature has demonstrated the connection between cognition/memory

abilities and on-going psychological well-being in old age (Hao, 2008; Kramarow,

Lubitz, Lentzner, & Gorina, 2007; Menec, 2003; Nyberg & Backman, 2011). But few

studies have quantitatively focused on the benefits of music among older individuals, and

little to no research has rigorously addressed how music, either as an intervention or

derived from lifelong engagement, influences cognitive and memory decline that may

occur with advanced age. This research intended to fill this important gap in

understanding by identifying the effects of music as it influenced cognition and memory

among older adults.

Purpose Statement and Hypotheses

The purpose of this study was two-fold. First, it examined how a music

intervention (specifically, a hand chime choir) modified psychological well-being and

cognitive function in non-institutionalized older adults and how music may provide

quantitative benefits. Secondly, it investigated how playing music may help slow

cognitive decline and further aid in psychological well-being for healthy older adults.

Three central aims were addressed.

Aim 1. The first aim was to determine to what extent learning to play a music

instrument later in life influenced psychological well-being and cognitive function of

non-institutionalized healthy seniors.

It was hypothesized that individuals in the experimental group would maintain

and/or improve psychological well-being, memory, and cognitive function more than

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those who were in the wait-list control group (those in this group waited for 6-weeks and

then received the music intervention).

Cognitive abilities assessed in this dissertation were: attention, working memory,

retention, executive function, manipulative dexterity, oral language comprehension,

learning, verbal fluency, speed of processing, visual-motor tracking, and

visuospatial/constructional abilities. Attention refers to selectively focusing on one

aspect and ignoring others. Working memory is temporary storage. Retention is

retaining facts and figures. Executive function is cognitive processing that regulates,

controls and manages other cognitive processes and abilities. Manipulative dexterity is

being able to move and pick up objects. Oral language comprehension is being able to

understand spoken word. Learning is the acquisition of knowledge or skills. Verbal

fluency is the ability to produce words. Speed of processing is cognitive efficiency.

Visual-motor tracking is the ability to control hand movement guided by vision.

Visuospatial/constructional abilities include the capability to visually perceive the spatial

relationship. These abilities were evaluated by ten cognitive functioning assessments that

will be discussed in Chapter Three (see Table 3.1 on pg. 32).

Areas of psychological well-being that were assessed included: Autonomy,

Environmental Mastery, Personal Growth, Positive Relations with Others, Purpose in

Life, and Self-Acceptance. Autonomy is independence, self-governance, resisting social

pressure to conform to the norm, and evaluation of self by one's own standards.

Environmental Mastery is being able to choose/create a suitable place to exist, control

external activities, and make use of surrounding opportunities (Ryff, 1999). Personal

Growth refers to the desire to continue personal development, being open to new

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experiences and realizing his or her potential (Ryff, 1999). Positive Relations with

Others embraces interpersonal connections between people and a concern about the

welfare of others. Purpose in Life is having goals and a sense of directedness and finding

meaning in life (Ryff, 1999). Self-Acceptance includes a positive attitude towards

oneself and maturity. They were measured by one assessment that tapped into those six

areas of psychological well-being. For this dissertation, psychological well-being for

older adults was operationally defined as including the following variables: maintaining

social networks, being actively involved in enriching, stimulating, and enjoyable

activities, and maintaining optimal health and cognitive functioning for each individual.

Psychological well-being also included the areas of autonomy, environment mastery,

personal growth, positive relations with others, having a purpose in life, and self

acceptance.

For Aim 1, an experimental design was used to evaluate a 6-week music

intervention using hand chimes with non-institutionalized older adults. Measures

included the Choir Chime Study Questionnaire, demographic information, pre- and post-

scores on Ryff’s Scales of Psychological Well-Being, and pre- and post- scores on 10

assessments that measured specific areas of cognitive functioning. Participants were

divided into two groups (wait-list control and experimental) and difference scores, and

independent samples t-tests were applied to quantitative measures to evaluate the efficacy

of the music intervention.

Aim 2. The second aim was to determine the effects of the amount of music

involvement on psychological well-being and cognitive function.

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It was hypothesized that participants with more music involvement would have

higher scores on cognitive ability measures and experience higher psychological well-

being than those who had not been actively involved in music throughout their life.

Music involvement was defined as playing (or learning to play) a music instrument for

any amount of time.

Aim 3. The third aim was to determine the benefit of music for those with

limited/no music experience.

This aim dealt with predicting change based on the amount of time involved in

music. It was hypothesized that participants with limited to no music involvement

throughout their life would have a larger change on the psychological well-being

measures and cognitive assessments than those who had more music involvement.

Cognitive ability and psychological well-being were measured using the same variables

as Aim 1.

In Aims 2 and 3, participants were divided into two groups (limited/no music and

extensive music) and independent samples t-tests, difference scores, and regressions were

applied to the cognitive measures to evaluate the effect of music involvement.

Overview of Dissertation

Chapter Two provides a literature review of the pertinent study-related topics.

Design and methodology, participant description, information on all assessments and

measures utilized, study procedure, and data analyses are outlined in Chapter Three.

Chapter Four includes analyses and syntheses of quantitative data for Aim 1 and Chapter

Five includes analyses and syntheses of data for Aim 2 and Aim 3, with Chapter Six

discussing results, implications, and recommendations for future study. The recruitment

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flyer, Choir Chime Study Questionnaire, research consent form, and list of 21 songs

played during the study are included in the appendices.

Copyright © Shannon Leanne Bowles 2013

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Chapter 2

Literature Review

The beneficial aspects of music were the central driving forces and integral

components of this dissertation. They provided the overarching connectors and links for

this literature review. The literature review encompassed four main areas - theoretical

foundations for the dissertation (cognitive reserve model and the life course perspective);

aging and brain activity; music and the brain; and psychological well-being, music and

older adults.

The brain can be changed by music. Thus, since this dissertation’s focal point

was to use music to hopefully change psychological well-being and cognitive functioning

in older adults, it was crucial to know what research had been done in this area, what it

indicated, and the impact on people. Also, it was essential to examine how the brain was

changed by aging – before adding in the music variable.

Theoretical Perspectives

As will be discussed later in this chapter, there are multiple cognitive abilities that

decline as individuals age (Small, Hughes, Hultsch, & Dixon, 2007). However, there is a

growing body of literature that suggests that older adults who are involved in a variety of

intellectually stimulating and engaging activities (such as music) may be more protected

from cognitive decline and dementia than their counterparts who are not engaged in such

stimulating activities (Anstey & Christensen, 2000; Kramer, Bherer, Colcombe, Dong, &

Greenough, 2004; Small et al., 2007). Consequently, involvement in these activities may

provide a buffer in old age. While some interject that the activities that we engage in

during our youth and younger years are more important (Fritsch, McClendon, Smyth,

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Lerner, Friedland, & Larsen, 2007), there is evidence that even engaging in stimulating

activities in later years has a positive effect on the brain and can help our cognitive

reserve (Wilson, Barnes, & Bennett, 2007).

Cognitive reserve and aging. As individuals age, abilities and neural hardware

to perform cognitive tasks decrease, thus processing of information becomes less

efficient. This depletion of the cognitive reserve can be due to various factors including

age, lifestyle factors (e.g., physical activity, drug and alcohol abuse), biological (e.g.,

disease, stroke), and environmental (e.g., pollution, socioeconomic status) (Vance, 2006).

Thankfully, even though the reserve may be diminished, the brain can still react to and

process new information; thus creating observable changes in the brain which help

improve cognition (Vance, 2006).

Cognitive reserve (CR) suggests that intelligence and experiences in life such as

educational or occupational attainments and involvement in enriching activities, such as

leisure activities, over a lifetime may supply a buffer in the form of a set of skills that

allows some people to cope with cognitive declines better than others (Kesler, Adams,

Blasey, & Bigler, 2003; Kolanowski, Fick, Clare, Therrien, & Gill, 2010; Murphy &

O’Leary, 2010; Spitznagel & Tremont, 2005; Stern, 2002; Sumowski, Chiaravalloti, &

DeLuca, 2009; Wilson et al., 2007). There is evidence that a lifestyle characterized by

engagement in leisure activities of an intellectual, social and physical nature is associated

with slower cognitive decline in healthy older adults and may reduce the risk of

dementia. Studies indicate that those with greater education have higher intelligence,

greater brain weight and larger neurons when compared to those with less education

(Grabner, Neubauer, & Stern, 2006; Katzman, Terry, DeTeresa, Brown, Davies, Fuld,

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Renbing, & Peck, 1988; Kolanowski et al., 2010; Ropacki & Elias, 2002). Thus,

participation in leisure activities may result in more efficient cognitive networks and

therefore provide a CR that delays the onset of clinical manifestations of cognitive

decline (Scarmeas, 2007; Stern, 2007). What individuals experience during development,

adulthood and old age can contribute to structural and functional changes in the nervous

system (Wilson et al., 2007). Additionally, when neurologic disease places requirements

on cognitive processing abilities, persons with higher cognitive reserve are able to cope

better with the increased cognitive demands associated with disease, thus avoiding or

delaying cognitive impairment (Sumowski et al., 2009). Finally, the protective effect of

cognitive reserve has been demonstrated across various neurological conditions such as

Alzheimer’s disease, stroke, traumatic brain injury (TBI), and cardiovascular disease

(Sumowski et al., 2009).

It should be noted that the cognitive reserve model does not assume that cognitive

decline will have the same effect on every individual. Rather, it states that those with

greater cognitive reserve have the ability to maximize performance through different

recruitment of brain networks and thus process tasks in a more efficient and effective

manner (Spitznagel & Tremont, 2005; Stern, 2002). Additionally, individuals are born

with and can develop other resources to help assist normal and disease-related cognitive

changes that may occur during aging (Fritsch et al., 2007). Thus, there are two

components to the cognitive reserve model, a passive and active portion.

The passive model includes a brain reserve or threshold. It is defined as the

amount of damage a person can take before exhibiting clinical signs or symptoms of

cognitive impairment (Kesler et al., 2003; Kolanowski et al., 2010; Satz, 1993;

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Spitznagel & Tremont, 2005; Stern, 2002; Stern, 2007). The active model suggests that

the brain actively attempts to compensate for brain damage by utilizing and recruiting

pre-existing cognitive processing approaches or by other compensatory approaches such

as other neural pathways (Kesler et al., 2003; Kolanowski et al., 2010; Spitznagel &

Tremont, 2005; Stern, 2002; Stern, 2007). Thus, the active model uses neural networks

in more efficient ways. According to Stern (2007), this is a normal process used by

healthy individuals when coping with task demands as well as by individuals with brain

damage.

While earlier life experiences seem to be vital in increasing cognitive reserve,

Fritsch et al. (2007) stressed that it was important to look at various points throughout the

life course. Small and colleagues (2007) reviewed several studies that investigated

whether or not participation in leisure activities would circumvent age-related changes in

cognition. Results indicated partial support for participation in leisure activities. They

suggested that finding out what types of activities that elicited the greatest gains in

cognitive functioning may be a better route so that effective interventions could be

designed to help older adults optimize their cognitive functioning in later life (Small et

al., 2007). Music could possibly be one modality that would help make a greater change

in cognitive functioning for adults. This dissertation may help to fill this research gap.

Richards and Deary (2005) proposed applying the cognitive reserve model across the life

course as cognitive ability is modifiable at all stages in life. Linking music involvement

and the life course may also be an integral component to cognitive reserve. Is there a

critical time frame for learning music that helps with cognitive reserve? Or could it be

that someone who has been actively involved in music throughout their life has a greater

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cognitive reserve. Figure 2.1 represents Richards and Deary's (2005) cognitive reserve

model across the life course.

Figure 2.1

Cognitive Reserve and the Life Course1

1From Richards & Deary, 2005, p. 619

The life course perspective and aging. The life course perspective assesses the

biological, psychological, and social factors that link early life experiences, adult risk

factors and health outcomes in later life, which can influence individuals but may not

involve everyone in the same way (Kuh & Ben-Shlomo, 2004; Kuh & Hardy, 2002;

Rockwell & Elder, 1982; Shanahan & Elder, 2002).

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There are five general principles, derived from research in the social and

behavioral sciences that drive life course theory: (a) life span development -- human

development and aging are lifelong processes; (b) agency -- individuals construct their

own life course and actions they take within the opportunities and constraints of history

and social circumstance; (c) time and place -- the life course of individuals is embedded

and shaped by the historical times and places they experience over their lifetime; (d)

timing -- the developmental antecedents and consequences of life transitions, events, and

behavioral patterns vary according to their timing in a person’s life; and (e) linked lives --

lives are lived interdependently and socio-historical influences are expressed through this

network of shared relationships (Elder, Johnson, & Crosnoe, 2006). The life course

perspective’s central theme is that no period of life, from people's prior experiences, can

be understood by itself (Mortimer & Shanahan, 2006).

The first half of life establishes the groundwork for the later life path (Elder &

Johnson, 2003). Thus, by studying events earlier in the life course, one may explain or

even predict some aspects associated with growing old (e.g., involvement in society,

participation in senior centers, and health issues) (Elder & Johnson, 2003). It should be

noted that the life course approach does not deny the importance of adult risk factors

(e.g., heart disease, stroke, diabetes, certain types of cancer, Parkinson’s disease), but

instead supports taking a long-term, multilevel, contextual and dynamic view of aging to

identify risk and protective pathways across the life course (Fuller-Iglesias, Smith, &

Antonucci, 2010; Kuh & Hardy, 2002). This perspective takes into account, at the group

level, the roles of age stratification, cohort and historical period effects, and the

accumulation of (in)equalities over time (Fuller-Iglesias et al., 2010). It also recognizes

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that all age periods (including old age) are dynamic and cumulative and because aging is

a lifelong process, old age is the result of a lifetime of experiences (Fuller-Iglesias et al.,

2010).

Factors throughout the life course can influence health outcomes, from

psychological well-being to physical functioning. Risk factors, protective factors, and

early life experiences shape people’s long-term health and disease outcomes and create a

unique life health trajectory for each person (Clipp, Pavalko, & Elder, 1992; Halfon &

Hochstein, 2002; Hareven, 2001; Hertzman & Power, 2003; Kirkwood, 2010; Settersten,

2003). According to Kirkwood (2010), the longevity and health trajectory of an

individual is directly influenced by a combination of the following factors: 1) genetic

factors, 2) environmental factors, including lifestyle and nutrition, and 3) how damage

changes molecules and cells in the brain and other organs of the body. This trio of health

across the life course is consistent with growing evidence for the flexibility of aging. It

offers the possibility for interventions (such as music) to improve the trajectory of brain

health (Kirkwood, 2010).

Aging and Brain Activity

All organs in the body, including the brain, change with age. Structural changes

in the brain are manifested in cognitive functioning (Flood & Morley, 2000; Reuter-

Lorenz, 2000; Salthouse 1996a; Salthouse, 1996b; Small et al., 2007). Although it is

known that changes occur in the brain as individuals age, researchers do not completely

understand the longitudinal changes that occur with age (Beason-Held, Kraut, & Resnick,

2008). However, they do know that not all brain regions are equally changed by the

normal aging process (Beason-Held et al., 2008; Breathnach, 1998; Dennis & Cabeza,

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2008; Dickstein, Kabaso, Rocher, Luebke, Wearne, & Hof, 2007; Gunning-Dixon,

Brickman, Cheng, & Alexopoulos, 2009; Hestad, Ellertsen, & Klove, 1998; Kolb, Gibb,

& Robinson, 2003). Neuroimaging studies indicated that some regions (i.e., frontal and

temporal lobes) were more predisposed to age-related changes than others (Baena, Allen,

Kaut, & Hall, 2010; Beason-Held, Golski, Kraut, Esposito, & Resnick, 2005; Beason-

Held et al., 2008; Goh & Park, 2009; Gunning-Dixon et al.; Park & Reuter-Lorenz,

2009; Reuter-Lorenz, 2000) (see Figure 2.2).

Figure 2.2

Lobes of the brain2

2Purchased from Shutterstock Images and adapted. Retrieved June 17, 2011 from

http://www.shutterstock.com

Attention difficulties, slowed planning, and decreased initiation of complex

activities were associated with reduced frontal lobe functioning as well (Miner, 1994).

Memory deficits for context (i.e., time and place) may also be related to frontal lobe

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dysfunction; furthermore, a functional decrease in this lobe may impair the ability to

integrate events into stored memories and thus, cause problems remembering events,

dates, and facts (Schugens, Daum, Spindler, & Birbaumer, 1997). The frontal cortex

(external layer of the frontal lobe) of the brain was most susceptible to age-related

shrinkage in volume which can result in decreases in memory, decision making,

autonomy, emotional regulation, and general executive function (Baena et al., 2010;

Fernandez, 2009; Park & Bischof, 2011; Verhaeghen & Cerella, 2008). Impairments of

executive function have been linked to a wide range of linguistic and cognitive abilities

(Kemper & McDowd, 2008).

Just as with the frontal lobe, and as individuals age, the temporal lobe exhibits

structural changes. This lobe is predominant in auditory function, learning, emotional

experience, memory, and a sense of self and time (Fernandez, 2009; Kolb & Whishaw,

2003). Additionally, problems remembering new information can be caused by a

decrease in hippocampal function (Schugens et al., 1997).

Due to changes in the lobes of the brain, functions and abilities that are controlled

in various parts of the brain also decline and/or change with aging. Memory, executive

function, and attention deteriorate linearly after about 50 years of age (Liddell et al.,

2007). However, the most widely recognized influenced process is memory. As

individuals age, they begin to exhibit declines in tasks that are markers of fluid

intelligence such as speed of processing, working memory function, long term memory,

and reasoning (Park & Bischof, 2011).

Age-related changes in memory (both long-term and short-term memory) are well

documented (Finkel, Reynolds, McArdle, Gatz, & Pedersen, 2003; Nyberg & Backman,

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2011; Old & Naveh-Benjamin, 2008). However, memory remains one of the most

elusive phenomena of the human brain, as it is hard to identify exactly how and where in

the brain memory is stored. Liddell and colleagues (2007) found that a decline in

memory and associated brain activity measures was characteristic of normal aging.

However, not all aspects of memory are equally changed (Craik, 2000; Flood & Morley,

2000; Kolb & Whishaw, 2003).

Longitudinal and cross-sectional studies have indicated that the decline of

cognitive abilities is not abrupt and varies due to several factors, including effects linked

specifically to life experiences (Beason-Held et al., 2008; Benton & Sivan, 1984; Hestad

et al., 1998; Murphy & O'Leary, 2010). Demographic and lifestyle choices, such as

education, work, environmental stimulation, socioeconomic status, and health status have

all been shown to correlate with levels of cognitive functioning. Health status appears to

play a very important role in cognitive abilities as people age. Those who are in excellent

health have better cognitive functioning than those with chronic conditions. Leisure time

activities and level of engagement in the environment appear to be associated with

cognitive abilities.

Beason-Held and colleagues (2008) found that individuals who maintained good

physical and cognitive health had more stable longitudinal memory performance (verbal

and figural recognition). Also, there were differences among individuals that would

influence the rate of decline. Even though there was typically a decline in abilities with

age, some individuals displayed little decline or none at all (Beason-Held et al., 2008;

Goh & Park, 2009; Hestad et al., 1998; Murphy & O'Leary, 2010).

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Despite decreases in brain activity with age, the older brain is as capable as a

younger brain to form new neural connections with use. Even as individuals age, new

neural connections and networks are created (Kolb et al., 2003). In fact, the frontal and

temporal regions also revealed areas of increased activity, suggesting that the healthy

aging brain continues to undergo functional reorganization with advancing age (Beason-

Held et al., 2008). In normal aging, there is a preservation or even improvement in

social/emotional cognition and evidence that crystallized intelligence abilities, such as

vocabulary and general knowledge, increase across age (Finkel et al., 2003; Liddell et al.,

2007; Park & Bischof, 2011).

Research indicated that older adults who remained stimulated by traveling,

learning a music instrument, taking up a new hobby, joining a club, and meeting new

people were able to keep their brains mentally challenged, exercised, and flexible (Anstey

& Christensen, 2000; Kramer et al., 2004; Small et al., 2007). If fact, even though

patterns of brain activity changed over time for older adults, for those who maintained

good cognitive and physical health, longitudinal memory performance remained stable

(Beason-Held et al., 2008).

When changes occur in the nervous system, a corresponding change in

psychological function or behavior (specifically learning and memory) is frequently

observed. Consequently when individuals learn new skills, such as playing a musical

instrument, physical changes in the brain and cell structures have been found (Kolb et al.,

2003). Perhaps individuals who are continuously involved with music (i.e., composing

music, playing a music instrument or singing) have a better psychological well-being,

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which helps them to improve/maintain cognitive function and plasticity and maintain

higher self-esteem as they grow older.

Music and the Brain

Music is one of the oldest characteristics of the human species; nearly every

human culture has played and enjoyed music (Koelsch & Siebel, 2005; Peretz, 2006).

Music offers an alternative perspective for studying and better understanding the

organization of the human brain, speech, neuroplasticity, the motor system, and other

areas of human cognition (Margulis, 2008; Peretz & Zatorre, 2005; Zatorre & McGill,

2005). Music activities can involve listening as well as playing and creating. Research

has indicated that the brain may be equipped with neural networks that specifically

process music (Peretz, 2003). According to Zatorre and McGill (2005), nearly everyone

seems to have neural systems that allow for perception of music and the reproduction of

sung musical patterns, but not everyone is able to play a music instrument like an

accomplished player.

Research tells us that the different components of music (e.g., pitch, timbre,

rhythm) are processed in different areas of the brain. Nevertheless, music shares certain

cognitive organizational features with other cognitive abilities, which are in various areas

and systems in the brain (Omar, Hailstone, Warren, Crutch, & Warren, 2010; Zatorre &

McGill, 2005). There is evidence that both hemispheres of the brain process music.

Furthermore, music centers are distributed throughout the brain just like language centers

(Ratey, 2001; Sousa, 2001). In fact, processing of the various elements of music rely on

areas of the brain that are also involved in language comprehension (Vuust, Roepstorff,

Wallentin, Mouridsen, & Ostergaard, 2006). Studies have shown that the left hemisphere

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usually contains most of the specialized language areas and most of the specialized music

areas are in the right hemisphere (Ratey, 2001; Sousa, 2001).

The effect of musical training and performance on brain activity. Brain

activity and neural connections are changed by music because playing a music instrument

is a multisensory and motor experience that requires learning and maintaining a range of

skills over the course of a musician’s lifetime. Making music enables stronger neural

connections between sensory, motor and multimodal integrative regions throughout the

brain (Schlaug, 2009). Specifically, musicians learn and repeatedly practice the

association of motor actions with specific sound and visual patterns (musical notation)

while receiving continuous multisensory feedback. According to Wan and Schlaug

(2010), this association learning can strengthen connections between auditory and motor

regions while activating other regions. Plasticity in these regions may explain some of

the sensorimotor and cognitive enhancements that have been associated with music

training. These enhancements suggest the potential for music making as an interactive

treatment or intervention for neurological and developmental disorders, as well as those

associated with normal aging (Wan & Schlaug, 2010). Furthermore, data suggest that

there is a functional and useful role for music training in cognitive rehabilitation (Thaut,

2010).

Zatorre and McGill (2005) stated that music influences practically every cognitive

function. Franklin, Moore, Yip, Jonides, Rattray, and Moher (2008) reviewed and

evaluated the link between musical training and general cognitive abilities. They

discovered there was disagreement as to which abilities were improved with musical

training. Several studies found that musical training may lead to increased motor,

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attention, and verbal abilities (Patston, Hogg, & Tippett, 2007; Schlaug, 2003; Wan &

Schlaug, 2010; Zatorre & McGill, 2005) as well as changes in the auditory system (Kraus

& Chandrasekaran, 2010; Musacchia, Sams, Skoe, & Kraus, 2007).

Research on aging has shown that music may be a protective factor against

cognitive decline. Verghese and colleagues (2003) found participants who frequently

played a musical instrument were less likely to have developed dementia compared to

those who rarely played a music instrument. This protective effect of playing music was

stronger than those of other cognitive activities such as reading, writing, or doing

crossword puzzles (Wan & Schlaug, 2010). However, Bangert and Schlaug (2006) found

that the changes in the brain actually depended on which music instrument was being

played. When they compared pianists, string players and non-musicians, results indicated

musicians had greater activation in the brain compared to non-musicians and pianists had

greater left hemisphere advantage and string-players a right hemisphere advantage.

Musicians compared to non-musicians. Musicians, rather than non-musicians,

appear to be less susceptible to age-related degenerations in the brain, presumably

because of their daily musical activities (Wan & Schlaug, 2010). There are structural

differences in the brain between musicians and non-musicians (Bermudez & Zatorre,

2005; Bugos, Perlstein, McCrae, Brophy, & Bedenbaugh, 2007; Sluming, Barrick,

Howard, Cezayirli, Mayes, & Roberts, 2002). Additionally, there are differences in

memory between musicians and non-musicians. In a study by Schulze, Mueller, and

Koelsch (2011), musicians and non-musicians performed a working memory task and

functional differences were observed for musicians (certain areas of the brain were

activated more strongly), but not for non-musicians. Another study comparing musicians

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and non-musicians, found that musicians not only had better motor and sensory skills, but

they also had an increased ability to learn new tasks (Rosenkranz, Williamon, &

Rothwell, 2007). Franklin and colleagues (2008) presented additional data comparing

musicians and non-musicians on several tasks that relied on verbal memory. Their results

suggested that musical training does influence long-term memory and verbal working

memory.

Psychological Well-Being, Music, and Older Adults

In this final section of the literature review, the meaning and definition of

psychological well-being for older adults will be discussed, followed by a discussion of

the importance of music in the psychological well-being of elders, and then conclude

with therapeutic uses of music and older adults. Psychological well-being is difficult to

define and measure. It is often depicted as a multidimensional phenomenon (Borglin,

Edberg, & Hallberg, 2005) meaning different things to different people.

Numerous articles measure psychological well-being based on health status

(Degl’Innocenti et al., 2002; Muraki, Nagao, & Ishikawa, 2001; Trief, Wade, Pine, &

Weinstock, 2003). The dimensions for this specific type of psychological well-being

include: an individual’s perceived health; actual physical and mental health; physical

function; prevention of functional decline, disability, sensory and memory impairments;

functional independence; and improvement of health status and lifestyle factors

(Degl’Innocenti et al., 2002; Muraki et al., 2001; Trief et al., 2003).

Other articles, pertaining to psychological well-being and satisfaction among

older adults, indicate that participation in any of the following are variables that

contribute to psychological well-being: social activities; maintaining social networks;

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religious activities; autonomy; pets; marital status; educational attainment; living

arrangements; socioeconomic status; participation in the labor force; self-esteem; life

satisfaction; and life expectancy (Abu-Bader, Rogers, & Barusch, 2002; Ellingson &

Conn, 2000; Federal Interagency Forum on Aging Related Statistics, 2004; Galambos,

1997; Ganguli, Snitz, Lee, Vanderbilt, Saxton, & Chang, 2010; Green, Capitman, &

Leutz, 2002; Hao, 2008; Ingersoll-Dayton, Saengtienchai, Kespichayawattana, &

Aungsuroch, 2001; Johansson, 2003; Keller, 2001; Lawton, 2001; Menec, 2003).

Activity level appears to have a wide range of benefits in later life and plays a

large role in the health trajectory of an individual. Studies indicated that activity level, in

addition to being a component of psychological well-being, predicted functional and

cognitive status (Hao, 2008; Menec, 2003). A qualitative study by Hilleras, Pollitt,

Medway and Ericsson (2000), examined subjective experiences of aging among 12

individuals. Results indicated that among the important contributors for psychological

well-being were positive outlook on life, social and emotional connections, active

engagement with society, and being physically able to engage in life (Hilleras et al.,

2000).

Cognitive functioning is a crucial determinant of psychological well-being

(Kramarow et al., 2007; Nyberg & Backman, 2011). Research is currently directed

toward furthering our understanding of the brain on the basis of cognitive changes as

individuals age (Nyberg & Backman, 2011). In contrast to decline associated with

physical and cognitive aging, emotional aging appears to benefit from age. Shifts in

cognitive processing of emotional stimuli and enhanced emotional motivation and

emotional competence likely contribute to improvements (Scheibe & Carstensen, 2010).

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Thus, social relationships could become more important for psychological well-being in

later life when functional decline has more of an impact on daily activities. Windsor and

Anstey (2010) stated that the cognitive, behavioral, and self-regulatory influences which

are believed to underlie older adults’ higher relative psychological well-being, could take

on varying levels of importance with advancing age.

Music and psychological well-being. Music can elicit cognitive, physical and

emotional responses for individuals of all ages (Bright, 1997). Additionally, music can

engage people in social experiences, give meaning to life experiences, help form social

networks and friendships, provide a sense of accomplishment, and encourage lifelong

learning (Clair & Memmott, 2008; Harju, 1998; Kenny, 1999; Palmer, 1980). Thus,

music can potentially increase psychological well-being for older adults. Music provides

important insights into the human condition (Hodges, 2005). It allows us to experience,

share, and convey things that may be difficult to put into words such as feelings, self-

awareness, group identity, and healing and wholeness. It is inherently connected with

feelings and is a form of communication (Hodges, 2005). Music can also be a means of

expressing ideas, as it provides a way of structuring thoughts and feelings. Individuals

may gain their sense of self through experiences in and with music (Hodges, 2005).

Finally, music has profound effects on human beings; it can integrate the mind, body, and

spirit (Hodges, 2005).

Hays and Minichiello (2005) studied the personal meaning and importance of

music in the lives of older adults. Results revealed that music provided older adults with

ways of understanding and developing self-identity, connecting with other people,

maintaining well being and experiencing and expressing spirituality as well as providing

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strong associations with memories. Specifically, music was used as a source of

entertainment as well as a forum to share and interact with others (Hays & Minichiello,

2005).

Age-related physical changes can impact the way older adults participate in

activities, but these physical changes do not always generate insurmountable obstacles

that hinder older persons from developing a new skill or interest (Clair & Memmott,

2008). Many older adults may have wanted to learn to play a musical instrument for a

long time, to sing, develop new musical skills, or to re-learn a musical skill learned as a

child, but forgotten (Clair & Memmott, 2008). Others have continued to make music

throughout their entire life. Nevertheless, music has the potential to increase wellness,

regardless of music skill or talent (Clair & Memmott, 2008).

Several articles tout the benefits of active music making well into the older adult

years. For example, active music making throughout the life course has been proven to

improve psychological well-being and socialization and as well as aid in enjoyment and

musical growth (Bruhn, 2002; Coffman, 2002a; Coffman, 2002b; Coffman & Adamek,

1999; Gibbons, 1984; Iritani, 2002; Koga & Tims, 2001; Rohwer, 2002; Wise, Hartmann,

& Fisher, 1992). Furthermore, research has suggested that participating in leisure

activities such as musical performance may reduce the risk for developing dementia

(Verghese et al., 2003).

Active participation in music has been shown to be physically, socially and

cognitively beneficial. By engaging in playing a musical instrument several times a week

elders may reduce their risk of dementia and exercise fingers, hands, arms, and other

muscles which can aid in improving physical health. Social connections can help older

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adults stay healthier and live longer; and older adults involved in creative arts programs

are generally happier and healthier (Hartley, 2006). Furthermore, active music making

promotes increases in cognitive performance and cognitive skills that can directly

influence memory formation and retrieval (Bugos et al., 2007; Thompson, Moulin,

Hayre, & Jones, 2005).

There are extant resources on the benefits of music for enhancing psychological

well-being and self-esteem, and improving life satisfaction for healthy older adults and

those with specific medical conditions (Bell, 1987; Boxberger & Cotter, 1968; Clair &

Memmott, 2008 Coffman, 2002a; Coffman, 2002b; Cohen, Bailey, & Nilsson, 2002;

Gaston, 1968; Gibbons, 1984; Glassman, 1983; Hamburg & Clair, 2008; Hanser, 2001;

Kartman, 1990; Liederman, 1967; Olson, 1984; Rohwer, 2002; Ruud, 1997; Tomaino,

1994). Hays (2005 & 2006), reported that music was key in helping older adults

maintain a sense of psychological well-being and health and facilitating meaning in life.

Participants stated that music was vital to psychological well-being and improved health,

regardless of their medical condition. Music contributes to positive aging by providing

means for individuals to maintain positive self-esteem, feel competent, independent, and

avoid feelings of isolation and loneliness (Hays, 2005). Specifically older adults reported

that music helped to balance the emotional, intellectual, and spiritual aspects of their lives

(Hays, 2006).

Laukka (2007) found that music listening was a frequent source of positive

emotions for older adults. Additionally some music listening strategies were significantly

associated with psychological well-being (Laukka, 2007). However, in regards to

memory and cognitive ability, there is a lack of quantitative research on the effects of

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music listening with the normal/healthy aging population. Meinz (2000) measured

musical memory and music perceptual speed in relation to the effects on age and

cognition of 107 persons from the ages of 19-88 years who played piano at least one hour

per week. Results indicated that the playing experiences of the older participants reduced

the age effects on most of the tasks related to the study, and perhaps thereby lessened

some age-associated memory and cognitive deficits.

Therapeutic uses of music. Therapeutic benefits of music for older adults are

well documented. Research indicates that music can relieve stress and anxiety (Aldridge

1996; Coffman, 2002b; Tang, Harms, Speck, Vezeau & Jesurum, 2009), improve sleep

quality (Lai & Good, 2006), boost immune function (Aldridge 1996; Maranto, 1993),

decrease the symptoms of depression (Chan, 2011; Chan, Chan, Mok, & Tse, 2009;

Chan, Wong, Onishi, & Thayala, 2011; Hanser, 1992; Tomaino, 1994), and aid in various

areas with persons with chronic pain (Kneafsey, 1997; Maranto, 1993; Park & Hughes,

2012; Tomaino, 1994) and Parkinson’s disease (Clair & Memmott, 2008; Kneafsey,

1997).

A review of the music and aging literature revealed a large body of empirical

research supporting the efficacy of music among persons with dementia or Alzheimer’s

disease (Brotons, Koger, & Pickett-Cooper, 1997; Bruer, Spitznagel, & Cloninger, 2007;

Carruth, 1997; Clair, 1996; Clair & Bernstein, 1990; Gibbons, 1988; Han et al., 2011;

Hanser, 2001; Knight, 2006; Koger, Chapin, & Brotons, 1999; Ledger & Baker, 2007;

Lipe, 1991; Olderog-Millard & Smith, 1989; Ozdemir & Akedmir, 2009; Pollack &

Namazi, 1992; Prickett & Moore, 1991; Riegler, 1980; Silber & Hes, 1995; Simmons-

Stern, Budson, & Ally, 2010; Sixsmith & Gibson, 2007; Smith, 1990; Smith, 1986; Wall

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& Duffy, 2010). Several articles examined the use of music for nursing home residents.

As said by these authors, the use of music improved and increased physical and mental

functioning including reality orientation and psychological well-being (Mahendra, 2001;

Palmer, 1980; Vanderark, Newman, & Bell, 1983).

Sole, Mercadal-Brotons, Gallego and Riera (2010) evaluated the impact of three

music programs (choir, music appreciation and music therapy) on the psychological well-

being of healthy older adults. Four aspects of psychological well-being were assessed

(physical health, subjective health, psychological well-being and interpersonal relations).

Results indicated no significant changes between the pre- and post-test scores. However,

the initial scores were high and so the margin of change was small. The authors

determined that participation in music did help to maintain psychological well-being for

participants. The reasons older adults became involved in music activities included

opportunities to meet new people, create new friendships and the need to learn more

about music (a cognitive component). Perhaps the most interesting results from this

study came from participants’ subjective perceptions about music involvement. The

older adults felt that being involved in the music improved some components of their

psychological well-being, especially in social relations and personal development. The

authors concluded that the results suggest that being involved in music activities

contributes positively to a more active and satisfactory aging process.

Music therapy is defined as the clinical and evidence-based use of music

interventions to accomplish individualized goals within a therapeutic relationship by a

credentialed professional who has completed an approved music therapy program

(American Music Therapy Association, 2005). “Music therapy is a systematic process of

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intervention wherein the therapist helps the client to promote health, using music

experiences and the relationships that develop through them as dynamic forces of

change” (Bruscia, 1998, p. 20). Music is used to change non-musical behavior and

address emotional, cognitive, physical and social needs of individuals of all ages.

Psychological well-being has not been extensively addressed in the gerontological

arena in music therapy. Rather, music therapists have been more concerned with

examining how music experiences can improve abilities in specific functional areas.

Nevertheless, it is important to address psychological well-being and to study how music

and music therapy can contribute to the maintenance and improvement of psychological

well-being from a preventive as well as a therapeutic sense. Music therapy improves

psychological well-being for individuals who are well and meets the needs of others with

disability or illness. Music therapists often work with populations where it is difficult to

foresee specific improvements because of the nature of the illness they have. However,

music therapy can contribute to the maintenance of psychological well-being through the

end of life (Sole et al., 2010).

Koelsch (2009) argued the benefit of music therapy and provided suggestions for

future research. "From the perspective of neuroscience and biology, there are numerous

reasons to assume that music therapy has beneficial effects on the psychological and

physiological health of individuals. However, so far only few studies have actually

tested, and systematically investigated, such effects, and it is our challenge for the next

decade to change this" (Koelsch, 2009, p. 382).

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Summary

Literature clearly demonstrates that music is a powerful modality that can bring

about positive change in persons of all ages. For older adults, music may become a new

hobby or a chance to re-learn a skill long forgotten, and as such, music will perhaps

enhance well-being and overall life satisfaction. Extant articles dominantly examine

music therapy and its effects on residents of nursing homes and those with depression.

However, there are few quantitative articles regarding music’s effects in terms of

cognitive function on older adults who are healthy and non-institutionalized. Thus, at the

most basic level, there is a significant gap in the literature on how music quantitatively

influences older adults.

In summary, there are many components in this review of literature. The

connecting factor is music – how it plays a role in psychological well-being, fits into the

cognitive reserve and the life course trajectory for individuals, shapes cognition and brain

activity, differs between musicians and non-musicians, and how it helps with

maintaining mental acuity and brain activity in older adults.

Copyright © Shannon Leanne Bowles 2013

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Chapter 3

Methodology

This chapter presents the design and procedures for a controlled experimental

music intervention involving healthy older adults (Aim 1). The experimental group

received 6-weeks of music and the wait-list control group received it after the post

assessments. In addition, the effect of the amount of music experience was examined

using a quasi-experimental design (Aims 2 & 3).

Participants

Participants were community-dwelling seniors, age 60 and older, who had an

interest in music. Inclusionary criteria included (a) normal physical function and strength

in arms and hands, (b) ability to hold hands steady and grasp the chimes, (c) ability to

extend forearms, (d) ability to converse, (e) enjoyment of music, (f) naturally right-

handed, (g) ability to adequately read English (defined by being able to read the consent

form), (h) consent to being videotaped, (i) ability to follow verbal and visual cues and

instructions, (j) adequate hearing (defined by being able to follow verbal directions and

cues given by the researcher), (k) not color blind, (l) not currently playing in a handbell

or chime choir, and (m) not currently taking any type of formal music lessons (e.g.,

piano, voice). Participants were selected to participate based upon their verbal self-

reports of these criteria and being able to hold and ring a hand chime when presented one

by the researcher. Additionally, in order to be included, participants had to score above

23 on the Mini Mental State Examination (MMSE) (Folstein, Folstein, & Fanjiang, 2001;

Folstein, Folstein, McHugh, & Fanjiang, 2001).

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Based upon the researcher's clinical music therapy experience, it was determined

that six participants were needed to comprise a single hand chime group. Thus, 12

randomly selected participants - six for the experimental group and six for the wait-list

control group (which received the intervention at the end of the 6 weeks) - were recruited

at one time to ensure that the groups were even, could meet at the same time, and would

adhere to random assignment. Consequently, three experimental/wait-list control group

pairs consisting of 12 members each (a total of 36 participants) were planned for the

study.

Following Institutional Review Board (IRB) approval, ministers, service

administrators and other individuals, who worked with older adults in the Central

Kentucky area, were contacted in order to gain permission to recruit at their facility.

Once approval was obtained, a letter from the facility stating such was sent to the IRB.

Meetings, Sunday school classes, and choir practices were attended in order to recruit

participants and distribute an IRB approved recruitment flyer (see Appendix A). In

addition, flyers were placed in areas where seniors often congregated, such as hallways

and rooms where Sunday school classes for seniors were located. If the organization,

such as a church or small community, had a newsletter or other form of communication

(e.g., email, church bulletin) that would reach prospective participants, the flyer was

placed in the communication. Those interested in the study directly contacted the

researcher, who then provided more information about the study. During the contact, the

researcher asked specific questions to ensure the participant met inclusion study criteria.

If the participant qualified and was interested in participating, then the researcher asked

about meeting availability and set up initial meetings. These meetings occurred either in

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the potential participant’s home or a designated location where the intervention would

take place.

Measurements

Outcome measures in the study included the Choir Chime Study Questionnaire,

Ryff’s Scales of Psychological Well-Being (Ryff, 1999), and 10 cognitive assessments

that were selected because they provided reliable measures of memory and cognitive

function (see Table 3.1). The 10 assessments were: Controlled Oral Word Association

Test (COWAT) (Benton, Hamsher, & Sivan, 2000); Digit Vigilance Test (DVT) (Lewis,

1995); Grooved Pegboard (GP) (Lafayette Instrument, 2002); Judgment of Line

Orientation (JLO) (Benton, Sivan, Hamsher, Varney, & Spreen, 1994); Multilingual

Aphasia Examination Token Subtest (TOKEN) (Benton et al., 2000); Rey Auditory

Verbal Learning Test (RAVLT) (Schmidt, 1996); Rey Complex Figure Test (RCFT)

(Meyers & Meyers,1995); Seashore Rhythm Test (SRT) (Seashore, Lewis, & Saetveit,

1960); Stroop Neuropsychological Screening Test (SNST) (Trenerry, Crosson, DeBoe, &

Leber, 1989); and the Trails A & B (TRAILS) (Lezak, Howieson, & Loring, 2004;

Mitrushina, Boone, Razani, & D’Elia, 2005; Strauss, Sherman, & Spreen, 2006). Based

upon consultation with a neuropsychologist, the cognitive assessment measures used

were selected because they provided reliable measures of memory and cognitive function,

were appropriate for use with older adults, collectively took approximately 60-90 minutes

to administer, and were able to be administered by the researcher after training.

Choir Chime Study Questionnaire. The Choir Chime Study Questionnaire was

a music and health questionnaire designed specifically for this study to gather

demographic data as well as music background and interests for each of the participants.

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Table 3.1 Areas Measured by the 10 Assessments of Cognitive Functioning ________________________________________________________________________

Assessments ________________________________________________________________________

C D G J T R R S S T O V P L O A C R N R W T O K V F T S A A E L T T I T N T L Area S _______________________________________________________________________ Attention/ Working Memory Retention X X X X X Executive Function X X X Manipulative Dexterity X X Oral Language Compre- hension/ Learning/ Fluency X X X Speed of Processing X X Visual-Motor Tracking X X X Visuospatial Constructional Abilities X X ________________________________________________________________________ Note. COWAT (Controlled Oral Word Association Test); DVT (Digit Vigilance Test); GP (Grooved Pegboard); JLO (Judgment of Line Orientation); TOKEN (Multilingual Aphasia Examination Token Subtest); RAVLT (Rey Auditory Verbal Learning Test); RCFT (Rey Complex Figure Test); SRT (Seashore Rhythm Test); SNST (Stroop Neuropsychological Screening Test); TRAILS (Trails A & B).

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Part of the questionnaire was modeled after Adler's (2001) Musical Assessment of

Gerontologic Needs and Treatment: The MAGNET Survey. The paper questionnaire

consisted of three sections: general background information, music background

information, and musical preferences. The general background information section asked

about current medications, exercise and dietary habits, and tobacco and alcohol usage. It

also included questions about age, gender, race, highest grade achieved, current marital

status. This information was used to assure that the groups were comparable with each

other on as many variables as possible. The music background information section

included questions relevant to the participant concerning immediate family music

participation, personal music habits (e.g., listening to music in free time to relax or fall

asleep) and current and previous music abilities and activities. The final section, musical

preferences, asked participants about their preferences for numerous different styles of

music, favorite song and composer, and favorite instrument. For this dissertation, parts

of the general and music background information sections were taken out for analysis and

were categorized (e.g., marital status and highest grade achieved). Questions used in

analysis, were yes/no, fill in the blank and open ended-type questions (See Appendix B).

Ryff’s Scales of Psychological Well-Being. In 1989, Ryff developed scales of

20 items to assess psychological well-being but later, the scales were revised and

shortened to 14 items that were used in this dissertation. Ryff's revised scales

measured Autonomy, Environmental Mastery, Personal Growth, Positive Relations with

Others, Purpose in Life, and Self-Acceptance (Ryff, 1999). For each scale, items were

scored on a six-point scale: 1 = strongly disagree to 6 = strongly agree. Participants were

asked to mark on the assessment form how they felt about themselves and their lives. In

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instances where items were negatively worded, questions were reversed coded so that

high scores indicated high self-ratings on the scale being evaluated. For each of the six

scales, items specific to it were summed to obtain the score for that exclusive scale; the

range for each scale could be from 14 to 84. The six scales were Autonomy,

Environmental Mastery, Personal Growth, Positive Relations with Others, Purpose in

Life, and Self-Acceptance.

The Autonomy scale measured independence, self-determination, and regulation

of behavior from within (Ryff, 1989; Ryff, 1999). A sample question was "Sometimes I

change the way I act or think to be more like those around me" (Ryff, 1999, p. 3). An

individual who scored high on the Autonomy scale tended to be independent, evaluated

themselves by personal standards and was able to resist social pressures to behave in

certain ways; whereas, lower scores suggested someone who was dependent on others,

concerned about others' expectations, and conformed to social pressures to behave in

certain ways. Ryff has reported that internal consistency for the Autonomy scale was .83

and correlation with the 20-item parent scale was .97 (Ryff, 1999). The reliability alpha

for Autonomy in this dissertation was .75.

Environmental Mastery measured a person's "ability to choose or create

environments suitable to his or her psychic conditions" (Ryff, 1989, p. 1071). An

example from this area included: "In general, I feel I am in charge of the situation in

which I live" (Ryff, 1989, p. 4). Higher scores on the Environmental Mastery scale were

indicative of an individual who was competent, controlled complex external activities and

effectively used surrounding opportunities to choose or create contexts suitable for

personal needs and values. Those who scored lower might be unable to manage everyday

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affairs and lacked not only confidence to change or improve surrounding contexts but

also felt inadequate in being in control over external matters. Environmental Mastery (α

= .86) had a correlation with the 20-item parent scale of .98 (Ryff, 1999). For this

dissertation, the reliability alpha for Environmental Mastery was .89.

Personal Growth measured a person's potential to grow and expand as a person

(Ryff, 1989; Ryff, 1999). A sample question was "In general, I feel that I continue to

learn more about myself as time goes by" (Ryff, 1999, p. 5). A higher score on the

Personal Growth scale represented an individual who had a sense of personal growth and

development and was changing in ways to reflect more self-knowledge and was striving

to realize personal potential; but lower scores suggested someone who felt stagnant,

bored, and not interested in life or with developing new attitudes or behaviors. Personal

Growth (α = .85) had a correlation with the 20-item parent scale of .97 (Ryff, 1999).

The reliability alpha for Personal Growth in this dissertation was .79.

Positive Relations with Others assessed a person's interpersonal relationships with

others (Ryff, 1989; Ryff, 1999). A sample question in this area was "Most people see me

as loving and affectionate" (Ryff, 1999, p. 6). An individual who scored high on the

Positive Relations with Others scale was interested in others, had strong satisfying give

and take relationships, and was concerned about the welfare of others; the lower score

suggested someone who was impersonal and had few trusting relationships with others

because of an unwillingness to make compromises. Positive Relations with Others had

an internal consistency of .88 and a correlation with the 20-item parent scale of .98 (Ryff,

1999). For this dissertation, Positive Relations with Others had a reliability alpha of .87.

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The Purpose in Life scale measured a person's beliefs and feelings of having a

purpose in and a meaning to life (Ryff, 1989). A sample question included "I feel good

when I think of what I've done in the past and what I hope to do in the future" (Ryff,

1999, p. 7). Higher scores on the Purpose in Life scale represented someone who had a

positive outlook on life and set goals and objectives but a lower score suggested someone

who had a lack of meaning in life and no sense of direction or purpose. Purpose in Life

(α = .88) had a correlation with the 20-item parent scale of .98 (Ryff, 1999). Purpose in

Life had a reliability alpha of .86 in this dissertation.

Finally, Self-Acceptance measured self-actualization and maturity (Ryff, 1989).

A question included in this area was "When I look at the story of my life, I am pleased

with how things have turned out" (Ryff, 1999, p. 8). An individual who scored high on

the Self Acceptance scale possessed a positive attitude and accepted multiple aspects of

both good and bad personal qualities; whereas, the individual who scored low on this

particular scale had low self-esteem, was disappointed with personal life and wished to be

different. The internal consistency of Self-Acceptance was .91 with a correlation with

the 20-item parent scale of .99 (Ryff, 1999). For this dissertation, the Self-Acceptance

scale had a reliability alpha of .87.

Controlled Oral Word Association Test. The COWAT is part of the

Multilingual Aphasia Examination and was used to measure oral fluency. Participants

were asked to verbalize words beginning with three different pre-determined letters. For

each of these three pre-determined letters, participants had 60 seconds to verbalize as

many words as they could that began with the given letter. Acceptable responses were

any words beginning with the given letter except proper names and the same word again

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with a different ending (run, running). Each word was recorded by the researcher. Each

of the three letters (i.e., C, F, and L) increased in associative difficulty, determined by the

number of words beginning with that letter found in English dictionaries.

The COWAT was scored by summing all of the acceptable words of the three

letters to make up the raw score. However, scores on the COWAT were influenced by

age, sex and education (Lezak et al., 2004). Thus, the raw scores were adjusted for these

variables and converted into t-scores for analysis purposes and scored following the

format outlined in the COWAT administration manual (Benton et al., 2000). The test

was standardized on a sample of 360 individuals ranging from age 16 to 69 years (Benton

et al., 2000). Test-retest reliability reported for a 6-month retest yielded a reliability

coefficient of R = .74 (Ruff, Light, Parker, & Levin, 1996). Previous tests have shown

the test to be reliable and valid (Ivnik, Malec, Smith, Tangalos, & Petersen, 1996; Ruff et

al., 1996; Spreen & Strauss, 1998).

Digit Vigilance Test. The DVT was a timed pencil-and-paper test designed to

measure psychomotor speed, visual-motor tracking, visual attention during rapid visual

tracking, and accurate selection of target stimuli. Additionally, the task isolated alertness

and vigilance. Individuals scanned two pages of numbers and crossed out every number

6 they saw in each line (Lewis, 1995; Miller, 2001; Psychological Assessment Resources,

Inc., 2005a). Scores were calculated for Total Time and Total Errors. The time in

seconds that an individual took to complete each page was recorded and summed

together for the Total Time raw score. Scoring templates were used to identify and count

errors of omission and commission on both pages. Omission and commission errors

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counted the same. The Total Errors raw score was derived by summing the total number

of errors on both pages (Lewis, 1995).

The DVT was standardized and normed on two adult samples: ages 20 to 80 years

and 19 to 79 years (Lewis, 1995). According to the Professional User's Guide, Total

Time was a better measure than Total Errors and is the primary measure derived from the

DVT, regardless of age (Lewis, 1995). Thus, the Total Time score tends to be the

preferred measure, with higher Total Time scores indicating greater levels of impairment.

The DVT was sensitive to demographic variables (i.e., age, education, sex and ethnicity)

which could change score accuracy, so the Heaton, Miller, Taylor and Grant (2004)

comprehensive norms were used to score this assessment for this dissertation.

Test-retest reliability coefficients for one-week retest interval were high (Total Time, r =

.91) and test-retest reliability coefficients for Total Errors were moderately high (Total

Errors, r = - .66) (Dean & Hill, 2001; Lewis, 1995; Miller, 2001).

The raw scores were derived following the scoring instructions described above.

The raw scores were then compared with the Heaton norms (Heaton et al., 2004) and

calculated into t-scores based upon the participant's sex, educational level, age, and race.

T-scores for both Total Time and Total Errors were analyzed for this dissertation.

Grooved Pegboard. The GP measured manipulative dexterity, eye-hand

coordination, and motor speed. This assessment was a small board containing slotted

holes slanting in different directions and pegs with a ridge on one side. Individuals were

tested using each hand and asked to insert the pegs row by row. For the right hand, the

individual was asked to place the pegs moving left to right; for the left hand, the

individual was asked to reverse the movement order. Scores were calculated by adding

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in seconds the amount of time taken to perform the task for each hand, the number of

times a peg was dropped, and how many pegs are correctly placed in the holes for each of

the trials (Lafayette Instrument, 2002; Psychological Assessment Resources, Inc., 2005b).

However, Heaton et al. (2004) suggest using only the time required to place the pegs for

each hand. For this dissertation, only the time to complete the task was analyzed.

Strauss, Sherman, and Spreen (2006), reported marginal to high (.67 to .86)

reliability coefficients for normal individuals over the age of 15. Visual acuity and

dominant-hand pegboard time were correlated (r = -.62). Additionally, moderate to high

associations were reported with measures of attention, perception speed, and nonverbal

reasoning (Strauss et al., 2006).

Since the GP was sensitive to demographic variables (i.e., age, education, sex and

ethnicity) which could influence score accuracy, the Heaton et al. (2004) comprehensive

norms were used to score this assessment. The raw scores were derived following the

scoring instructions described above. The raw scores were then compared with the

Heaton norms (Heaton et al., 2004) and calculated into t-scores based upon the

participant's sex, educational level, age, and race. T-scores were analyzed for this test.

Judgment of Line Orientation. The JLO test assessed

visuospatial/constructional abilities (e.g., perception of objects in the field of vision).

Participants were asked to visually match 30 angled line pairs to a stimulus book showing

different angled lines forming a semicircle and verbalize which pair matched; they were

not to touch the stimulus book. One point was deducted for each incorrect response

(range 30-0). The following score corrections were used with older adults: for men

between the ages of 50 and 64 one point was added to the total score, for men between

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the ages of 65-74 three points were added, and for women, regardless of age, two points

were added to the total score (Benton et al., 1994; Lezak et al., 2004; Mitrushina et al.,

2005; Strauss et al., 2006).

The test was standardized and normed on a sample of 137 individuals divided into

six age-sex groups (Benton et al., 1994). Reliability was high (r =.84 to .91) and

correlations with the WAIS-R visual-spatial subtests (Block Design r = .68; Object

Assembly r = .69) tended to be higher compared to verbal subtests (Information r = .45;

Vocabulary r = .28) (Strauss et al., 2006). Raw scores, adjusted for age and following the

scoring method above, were analyzed for this test.

Multilingual Aphasia Examination Token Test. The TOKEN test served as an

assessment of oral language comprehension of instructions of increasing complexity and

right and left hemisphere differences. It was a modification and abbreviated version of

De Renzi and Vignolo’s Token Test (Strauss et al., 2006). A series of plastic tokens in

five colors (red, white, yellow, black, and green), two sizes, and two shapes (circles and

squares) were arranged in a fixed order in front of the participant. The participant was

asked to point to or pick up tokens of specifically identified shapes and colors. The tasks

became increasingly more difficult as the test progressed (e.g., the participant was asked

to pick up two tokens of different shapes and sizes). The total/maximum score for this

test was 66; based on two trials each containing 22 questions. Participants received two

points on the first trial, and one point on the second trial for correct responses (Benton et

al., 2000; Psychological Assessment Resources, Inc., 2005c; Strauss et al., 2006).

The TOKEN was standardized on a sample of 360 individuals ranging in age

from 16 to 69 years (Benton et al., 2000). According to the Manual of Instructions

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(Benton et al., 2000), no age or education corrections were required for this test. Internal

consistency and test-retest reliability were not provided for this test. The TOKEN did

show modest correlations with the WAIS-R Performance subtests (Strauss et al., 2006).

For this dissertation, the raw scores were analyzed.

Rey Auditory Verbal Learning Test. The RAVLT was used to measure verbal

learning, memory, and retention. The test was administered one on one and the

participant was presented with a total of six readings of 15 words and asked to recall the

words after each reading. For the first five readings, the same list of words was used.

The sixth list contained a different set of words. Following recall of the 6th list, the

participant was asked to once again recall the original list. A delayed recall trial of the

original list was implemented approximately 20-45 minutes later. For each trial, the

number of correct responses were counted and calculated based on the metanorms of the

appropriate age, which were listed in the RAVLT Handbook (Lezak et al., 2004;

Mitrushina et al., 2005; Psychological Assessment Resources, Inc., 2005d; Schmidt,

1996; Strauss et al., 2006).

A comprehensive set of norms does not exist for this test; rather normative data

are presented from 24 different studies and clinicians have the choice on which to base

their analysis (Ivnik et al., 1996; Mackler, 2001; Shaw, 2001). Internal reliability of the

total score tended to be high (approximately .90) and test-retest reliability was average (r

= .60 to .70). Delayed-recall scores correlated highly with total scores (r >.75).

According to the manual for the RAVLT (Schmidt, 1996) and for scoring purposes, the

test was adjusted for age and educational level of the participants and converted into t-

scores. Adjusted (for age and education) t-scores were used for analyses.

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Rey Complex Figure Test. The RCFT assessed visuospatial/constructional

ability, organizational skills, and visual memory. This test consisted of a complex two-

dimensional line drawing that the participant carefully copied with a pencil on a different

sheet of paper (RCFT - Copy). There was no time limit imposed but the amount of time

required to compete the copy was recorded. After approximately three minutes of verbal

discussion (not related to the test), the participant was given a blank paper and instructed

to reproduce the same figure from memory (RCFT - Immediate Recall). Thirty minutes

later from the copy trial, the subject was once again asked to draw the figure (RCFT -

Delayed Recall). For scoring purposes, the figure was divided into 18 different sections.

A score of 0, 0.5, 1, or 2 was given to each section based upon accuracy and placement

and then summed to obtain the raw score for that drawing (Meyers & Meyers, 1995;

Psychological Assessment Resources, Inc., 2005e). The maximum score for each trial

was 36 points. Scores were taken for the Copy, Immediate Recall and Delayed Recall

portions of the test as well as the time to copy the figure. In this study, only Immediate

Recall and Delayed Recall scores were analyzed and reported.

Normative data were derived from a group of 601 participants between the ages

of 18 and 89 years and aggregated from several distinct samples (Meyers & Meyers,

1995). Interrater reliability coefficients ranged from .93 to .99 for summed scores,

indicating high interrater reliability. Construct validity was evaluated by comparing the

RCFT to several WAIS-R subtests (Meyers & Meyers, 1995). The raw scores for the

Immediate Recall and Delayed Recall were converted into t-scores, using the

Professional Manual (Meyers & Meyers, 1995). T-scores were analyzed.

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Seashore Rhythm Test. The SRT, part of an assessment entitled Seashore

Measures of Musical Talents, evaluated nonverbal auditory perception, auditory

attention, rhythm discrimination, concentration, and immediate auditory memory.

Participants were played a recording of 30 pairs of rhythmic sequences of five to seven

beats in length. The test consisted of three parts (A, B, and C), each with 10 pairs.

Participants were to mark an answer sheet indicating whether the pairs were the same or

different. This test was scored by summing the number of correct responses out of 30

(Mitrushina, Boone, & D’Elia, 1999; Seashore et al., 1960).

Norms for the entire test were provided for three educational levels (grades 4-5, 6-

8, and 9-16) in the manual. Seashore and colleagues (1960) reported that the internal

validity was well established. Reliability ranged from .64 to .67 (Mitrushina et al., 1999;

Seashore et al., 1960). Since the Seashore Rhythm Test was sensitive to demographic

variables (i.e., age, education, sex and ethnicity) which could influence score accuracy,

the Heaton et al. (2004) comprehensive norms were used to score this assessment. The

raw scores were derived following the scoring instructions described above. The raw

scores were then compared with the Heaton norms (Heaton et al., 2004) and calculated

into t-scores based upon the participant's sex, educational level, age, and race. T-scores

were analyzed.

Stroop Neuropsychological Screening Test. The Stroop Neuropsychological

Screening Test (SNST) measured executive functioning. Participants were presented

with a stimulus sheet with the names of colors printed in different colors on it (i.e., the

word blue printed in green ink) and first asked to read the names of the colors on the

sheet. The second task required the naming of the color of the ink in which the words

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were printed rather than the word itself. The scores were calculated individually for each

task. For each one, the number of correct responses was summed and scored according

to the SNST administration manual (Lezak et al., 2004; Mitrushina et al., 2005;

Psychological Assessment Resources, Inc., 2005f; Strauss et al., 2006; Trenerry et al.,

1989). For analysis purposes, only the second task data were analyzed for the

dissertation.

Normative data were based on a sample of 156 adults aged 18-79 years, who were

screened for neurological disorders, major psychiatric illnesses or disabilities. Test-retest

reliability was assessed by retesting 30 of the participants in the normative sample.

Correlation between the two tasks was high (.90), indicating high stability (Trenerry et

al., 1989). Raw scores for the Color-Word (second task) were used.

Trails A & B. The TRAILS measured complex visual scanning, motor speed,

attention, and executive function. For the assessment, participants completed two

worksheets. For the first worksheet, the participant drew a line connecting consecutively

numbered circles (Trail A). The second was more complex in that the participant

connected the same number of consecutively numbered and lettered circles but alternated

between the two sequences (Trail B). The participant was to connect the circles as fast as

possible without lifting the pencil from the paper. While there was no time limit and

errors were not counted, the score for each trail was the number of seconds a participant

took to complete the trail (Lezak et al., 2004; Mitrushina et al., 2005; Strauss et al.,

2006).

It was normed using a sample comprised of 1,212 individuals, ranging in age

from 20-85 (Strauss et al., 2006). For older adults, one year test-retest reliabilities ranged

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from .53 to .64 for part A and .67 to .72 for part B. Trail A and B correlated moderately

well with each other (r = .31), suggesting that they measure similar functions (Strauss et

al., 2006). Since the TRAILS was sensitive to demographic variables (i.e., age,

education, sex and ethnicity) which could influence score accuracy, the Heaton et al.

(2004) comprehensive norms were used to score this assessment. The raw scores were

derived following the scoring instructions described above. The raw scores were then

compared with the Heaton norms (Heaton et al., 2004) and calculated into t-scores based

upon the participant's sex, educational level, age, and race. T-scores were analyzed.

Specific Aim 1 Design and Methodology

The first aim was to determine to what extent learning to play a music instrument

later in life influenced psychological well-being and cognitive function of non-

institutionalized older adults. The research used an experimental design to evaluate the

effectiveness of a 6-week hand chime music intervention on the cognitive function of

community-dwelling older adults. Specifically, a 2 (treatment group) X 2 (time of

measurement) design was used to evaluate changes in cognitive function and

psychological well-being (Figure 3.1). Participants were randomly assigned into either

an experimental or wait-list control group (received the music intervention later).

Cognitive function and psychological well-being outcomes were evaluated using the

Choir Chime Study Questionnaire (see Appendix B) and cognitive and psychological

well-being assessments. The following sections describe the procedure, group

designations, modifications, and data analyses for specific aim 1.

Procedure. Once participants were recruited, informed consent (see Appendix C)

was obtained from all potential participants. Each person was administered the MMSE,

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Figure 3.1

Effects of Music on Psychological Well-Being, Memory, and Cognitive Functioning

and grip strength and extension of forearms were tested by holding two of the hand

chimes and learning how to ring the chimes. Participants who met all of the inclusion

criteria were given the Choir Chime Study Questionnaire and Ryff’s Scales of

Psychological Well-Being to complete and bring to their follow-up appointment, which

was typically scheduled for the following week. Individuals who did not meet the

inclusion criteria were informed that they did not qualify for the study and were thanked

for their time.

At the second meeting, either in the participant’s home or a designated location

where the intervention would take place, participants brought back the completed

measures, which were reviewed for accuracy and clarification, if needed. The participant

then completed 10 measures of cognitive functioning. The order in which the

assessments were administered was randomized to prevent order and practice effects.

Once the assessments were completed for everyone participating in the study, those

randomly assigned to the experimental group began the music intervention. The

determination and selection of the intervention locations was based upon location,

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availability, and accessibility for the participants. Three different locations were chosen -

a community center (located in a retirement community that had independent-living

elders), a retirement community (had independent and assisted living residents), and a

church.

Participants were assigned to either the experimental or wait-list control group.

Those in the experimental group participated in one of three chime playing groups. At

the completion of the 6-week music intervention, all participants again completed the 10

assessments of cognitive functioning and Ryff’s Scales of Psychological Well-Being. As

with the pre-test assessments, all 10 assessments were presented in random order to avoid

order and practice effects.

Participants assigned to the wait-list control condition were assessed at the same

time as those in the experimental condition. These participants were initially assessed,

asked to wait 6-weeks, and assessed again. Once the final assessments were completed,

the wait-list control participants then received 6-weeks of the music intervention.

Group designations. As stated above, the participants were assigned to either the

experimental or wait-list control group. Participants assigned to the wait-list control

condition were recruited and assessed at the same time as those in the experimental

condition. These participants were initially assessed, asked to wait 6-weeks, and assessed

again (at the same time as those in the experimental group). Once the final assessments

were completed, the wait-list control participants then received 6-weeks of the music

intervention. Those in the experimental group participated in one of three chime playing

groups. Those in the experimental group were recruited, tested and then began the chime

choir intervention, which consisted of two 60 minute music sessions per week over a

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period of 6 weeks. Songs used in the training sessions included popular music from the

participants’ young adult years as well as general folk and well-known tunes (e.g.,

Amazing Grace, Home on the Range, You Are My Sunshine). The order in which the

songs were played was varied to keep the participants engaged.

In each session, the participants were arranged in a semicircle. All participants

were seated in straight backed chairs, and to keep them more engaged, each participant

was assigned a different seat at each of the sessions. Participants’ first names were

printed on 8½ x 11 sheets of white paper and placed on one of the six chairs in the

semicircle at the beginning of each of the 12 sessions. The order in which the

participants sat (and what chimes were played) was randomized. Specifically, each

participant played different chimes and sat in different locations during each of the 12

sessions. The chimes were arranged chromatically, going from left to right as if each

chime was a key on a piano (i.e., the lowest note was on the left of the researcher and

moved up chromatically to the right, with the highest note being on the right of the

researcher). For three of the six randomly assigned chairs, participants were responsible

for playing three chimes; whereas the other three were responsible for playing two

chimes. Participants played the chimes with both hands.

There was only one song where a person assigned to a particular chair playing

three chimes, had to play all three chimes. In order to know when to switch and play the

third chime, the participant was given a verbal cue, by the researcher, several notes in

advance. Also, there were three songs in which one person playing two assigned chimes

did not play (i.e., their specific chimes were not used in those songs). In those instances,

that person was asked to listen and indicate the name of the song.

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All sessions were held in rooms with closed doors and few distractions. Each

group stayed in the same room for all 12 sessions, except for the first experimental and

wait-list control groups, which were moved to a different room during one session each

due to the normal location being used for another event.

Every session consisted of the same intervention format and all sessions were

videotaped. First, the participants located their assigned seat for the day and held their

respective chimes. Second, participants would be informed which chimes would be used

for the particular song about to be played. Participants then placed the chimes not being

used on their laps, the floor, or available chair or table. Next, using a direct cuing

method, the researcher started the first song and to direct cue, moved around the

semicircle and pointed to the participant when it was time to play his/her note(s) in the

song. The researcher would point to the person’s left or right depending on which chime

was to be played. This procedure was used for all 21 songs.

For the music group interventions, a 25-note set of Malmark Choirchimes® (see

Figure 3.2), JVC digital video camera and tripod, and 21 prepared songs (see Appendix

D) written on note cards were used in every session. The number of songs was based on

the number of chimes needed for each song and the length of the session. Nine of the

songs were played in the Key of G; four in the Key of F; one in the Key of D; one in the

Key of D, modulating to A; four in the Key of Bb; one in the Key of Ab; and one in C.

This was done to ensure variety in what the participants were hearing and playing.

Additionally, based on experience, the researcher/music therapist felt that using 21 songs

in the same key would not be mentally stimulating and, therefore, would not promote as

much cognitive learning.

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Figure 3.2

Malmark Choirchime®

Modifications. Initially, there were 40 potential participants; however, instead of

the planned 36 participants, only 34 persons (as described below) between the ages of 61

and 92 met the inclusionary criteria, completed the entire study and were thus considered

eligible for data collection. The remaining six participants (one experimental and five

wait-list control participants) either withdrew from the study or were disenrolled due to

missing data, macular degeneration problems, or being ambidextrous. The 34

participants who completed the entire study included 23 females and 11 males.

The first four groups (24 people – divided into two experimental and two wait-list

control groups) were assigned and participated as planned. However, due to scheduling

conflicts and other issues, it was difficult to amass 12 participants who could meet the

same days and times for the last experimental and wait-list control group. As a result,

random assignment for the last pairing was not possible. Instead of 12 people, the last

pairing consisted of only 10 participants. Six participants attended all sessions for the

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last experimental group but one participant was ambidextrous so data from that

participant were not used in analysis; thus, the final experimental group consisted of only

five people. To match this group, five participants were recruited to participate in the last

wait-list control group. Consequently, the experimental and wait-list control groups each

had a total of 17 participants. Each of the 34 participants, including those in the wait-list

control group, met individually with the researcher and completed a battery of cognitive

measures at pre-test and post-test (after 6 weeks).

Data analysis. Each participant was assigned a unique participant number, and

data from the MMSE, the Choir Chime Study Questionnaire, Ryff’s Scales of

Psychological Well-Being and the 10 cognitive assessments were recorded for all

qualifying participants. For all participants (both experimental and wait-list control),

each assessment was given prior to the 6-week music intervention and 6-weeks later and

then was scored and entered into SPSS where various statistical analyses were run and

examined. Quantitative analysis included calculating difference scores by converting the

post-test minus pre-test scores for the wait-list control and experimental groups and then

conducting independent samples t-tests for each of the assessments.

For scoring purposes, the Controlled Oral Word Association Test, Rey Auditory

Verbal Learning Test, and the Rey Complex Figure Test scores were converted into t-

scores. For those assessments, t-scores were analyzed. Since the Digit Vigilance Test,

Grooved Pegboard, Seashore Rhythm Test and Trails A & B are sensitive to demographic

variables (i.e., age, education, sex and ethnicity), which could influence score accuracy,

the Heaton et al. (2004) comprehensive norms were used to score these assessments and

T-scores were used for analyses.

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Specific Aim 2 Design and Methodology

Aim two of the dissertation was to determine the effects of the amount of music

involvement on psychological well-being and cognitive function. The research used a

quasi-experimental design to evaluate the effect of music involvement on cognitive

functioning and psychological well-being of community-dwelling older adults. The

participants were divided into two groups based on their duration of music playing. The

initial assessments (before the music intervention) from both groups were used to

evaluate levels of cognitive function and psychological well-being (see Figure 3.3).

Figure 3.3

Effects of Extensive Music Involvement on Psychological Well-Being, Memory, and

Cognitive Functioning

Group designations. Based on the music information provided by the

participants in the Choir Chime Study Questionnaire, the participants were divided into

either limited/no music (< 10 years music experience) or extensive music (> 10 years

music experience).

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Data analysis. As stated previously, participants were divided in relation to

music experience (those with limited/no music experience and those who had over 10

years of music experience). Then independent samples t-tests were conducted on the pre-

test scores. For scoring purposes, the Controlled Oral Word Association Test, Rey

Auditory Verbal Learning Test, and the Rey Complex Figure Test scores were converted

into t-scores. For those assessments, t-scores were analyzed. Since the Digit Vigilance

Test, Grooved Pegboard, Seashore Rhythm Test and Trails A & B are sensitive to

demographic variables (i.e., age, education, sex and ethnicity), which could influence

score accuracy, the Heaton et al. (2004) comprehensive norms were used to score these

assessments and T-scores were used for analyses.

Specific Aim 3 Design and Methodology

Aim three was to determine the benefit of music for those with limited/no music

experience. Since this aim pertained to change for the participants with limited/no music

involvement, only those who were assigned to the experimental group (Aim 1) were

evaluated for this aim (see Figure 3.4). Cognitive function and psychological well-being

outcomes were evaluated using cognitive and psychological well-being assessments.

Data analysis. As the final aim addressed the effect of music for those without a

lengthy involvement in music, only those in the experimental group were used in the

analysis. Difference scores were calculated for each assessment by subtracting pre-test

scores from post-test scores and then using duration of involvement in music as the

predictor, regressions were conducted using the differences scores as the outcome. For

scoring purposes, the Controlled Oral Word Association Test, Rey Auditory Verbal

Learning Test, and the Rey Complex Figure Test scores were converted into t-scores.

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Figure 3.4

Benefits of Music for Participants with Limited/No Music Involvement

For those assessments, t-scores were analyzed. Since the Digit Vigilance Test, Grooved

Pegboard, Seashore Rhythm Test and Trails A & B are sensitive to demographic

variables (i.e., age, education, sex and ethnicity), which could influence score accuracy,

the Heaton et al. (2004) comprehensive norms were used to score these assessments and

T-scores were used for analyses.

Copyright © Shannon Leanne Bowles 2013

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Chapter 4

Analyses for Aim 1

This dissertation examined the benefits of a music intervention on non-

institutionalized healthy older adults. Three aims were addressed. The first aim

investigated the extent to which learning to play a music instrument later in life

influenced psychological well-being and cognitive function of non-institutionalized

healthy seniors will be presented in this chapter. The second and third aims examined the

effect of duration of music experience in terms of psychological well-being and cognitive

function and will be discussed in the next chapter. Prior to describing analyses,

information about the sample is presented.

Participants

Participants were community-dwelling seniors, age 60 and older, who had an

interest in music. One prerequisite to participate in this study was to score above a 23 on

the MMSE. For the 34 participants who completed the entire study, the average MMSE

score was 28.21 (SD = 1.86) out of a possible 30 points. Participants ranged in age from

61 to 92 years, with the mean being 77.41 (SD = 7.59). The sample was predominately

White (91.2%) and women (n=23) outnumbered men (n=11). Nearly sixty-eight percent

(n=23) of the 34 participants held a college degree (bachelor’s or higher) (see Table 4.1).

Participants were assigned to either the experimental or wait-list control group. 17

individuals were in the experimental condition and participated in one of three chime

playing groups. Both groups were initially assessed at the same time.

Attendance in the experimental group was relatively high, with the average being

11.12 (SD = 1.05) out of 12 sessions. Attendance for the wait-list control group was not

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Table 4.1 Demographic Description for the Wait-List Control and Experimental Groups _______________________________________________________________________ Wait-List Control Experimental % (frequency) % (frequency) _______________________________________________________________________ Sex Men 29.4 (5) 35.3 (6) Women 70.6 (12) 64.7 (11) Race White 100.0 (17) 82.4 (14) Black 0.0 (0) 17.6 (3) Education Level High School 17.6 (3) 5.9 (1) Some College 23.5 (4) 17.6 (3) Bachelor’s degree 29.4 (5) 41.2 (7) Master’s degree or higher 29.4 (5) 35.3 (6) Marital Status Never Married 5.9 (1) 0.0 (0) Married 41.2 (7) 41.2 (7) Widowed 47.1 (8) 47.1 (8) Divorced 5.9 (1) 11.8 (2) Income $0-$12,999 5.9 (1) 0.0 (0) $13,000-$33,999 47.1 (8) 29.4 (5) $34,000+ 35.3 (6) 47.1 (8) Declined to answer 11.8 (2) 23.5 (4) Exercise Frequency None 35.3 (6) 23.5 (4) Once or Twice a Month 5.9 (1) 0.0 (0) 1-2 Times per Week 17.6 (3) 17.6 (3) 3-5 Times per Week 35.3 (6) 35.3 (6) 6-7 Times per Week 5.9 (1) 23.5 (4) _______________________________________________________________________

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calculated due to one wait-list control group ending before the 12th session and the final

wait-list control group choosing not to play the chimes. The mean age for the wait-list

control group was 79.7 (SD = 7.3) years of age compared to 75.1 (SD = 7.4) years for the

experimental group. There were nearly twice as many women in each group (71% for the

wait-list control group and 65% for the experimental group) as there were men. In terms

of education, 58.8% of the wait-list control group had some type of college degree

compared to 76.5% of the experimental group holding a college degree. The

experimental group exercised more often than the wait-list control group. On the Choir

Chime Study Questionnaire, 58.8% of the respondents in the experimental group stated

they exercised three or more times a week compared to 41.2% of the wait-list control

group exercising three or more days a week. Chi Square tests were run on all categorical

data to compare the two groups; only race (X2 (1) = 3.29, p = 0.07) was marginally

significant, indicating a slight difference between the groups.

Table 4.2 contains musical background information from the Choir Chime Study

Questionnaire for the wait-list control and experimental groups. Of the entire sample,

67.7% (n=23) had played some sort of music instrument and 73.5% (n=25) had sung in

some type of vocal ensemble during their lifetime. Also, 61.8% (n=21) took some form

of music lessons during their life. Coincidentally, 47.1% (n=8) from each group (wait-

list control and experimental) still played a music instrument and/or sang.

The Effect of Music on Psychological Well-Being, Memory, and Cognitive

Functioning (Aim 1)

The first purpose of this study was to examine how a music intervention

influenced psychological well-being and cognitive functioning in non-institutionalized

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Table 4.2 Musical Background and Training for the Wait-List Control and Experimental Groups ________________________________________________________________________ Wait-List Control Experimental % (frequency) % (frequency) ________________________________________________________________________ Ever Played a Music Instrument Yes 70.6 (12) 64.7 (11) No 29.4 (5) 35.3 (6) Ever Sang in a Choir/Vocal Ensemble Yes 76.5 (13) 70.6 (12) No 23.5 (4) 29.4 (5) Ever Taken Music Lessons Yes 64.7 (11) 58.8 (10) No 35.3 (6) 41.2 (7) Lifelong Music Still Plays or Sings 47.0 (8) 47.0 (8) No music/used to sing/play 53.0 (9) 53.0 (9) ______________________________________________________________________

older adults. It was hypothesized that, as evidenced by scores on a psychological well-

being measure and cognitive assessments, persons age 60 and older who participated in

the music intervention, would maintain and/or improve psychological well-being,

memory, and cognitive function more than those who were in the wait-list control group.

To test this hypothesis, wait-list control and experimental group scores from each

assessment were converted into difference scores (post-test minus pre-test) and then

independent samples t-tests were conducted for the psychological well-being indicators

and cognitive function measures. A two-tailed significance value to .05 was used on all

tests.

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Ryff’s Scales of Psychological Well-Being. Ryff’s Scales of Psychological

Well-Being measured six factors (Autonomy, Environmental Mastery, Personal Growth,

Positive Relations with Others, Purpose in Life, and Self-Acceptance) relating to personal

well-being (Ryff, 1999). One of the six of the Scales yielded significant results - Positive

Relations with Others (t(31) = -2.05, p = 0.05) indicating a larger change for the

experimental group compared to the wait-list control group (see Table 4.3). The Self-

Acceptance scale was marginally significant (t(31) = -1.88, p = 0.07).

Table 4.3

Group Differences on Ryff’s Scales of Psychological Well-Being ________________________________________________________________________ Wait-List Control Experimental M (SD) M (SD) t(31) p d Power ________________________________________________________________________ Autonomy -1.35 (9.47) 1.56 (6.11) -1.04 0.31 0.37 0.27 Environmental -0.71 (6.47) 2.69 (6.66) -1.49 0.15 0.52 0.43 Mastery

Personal Growth 0.53 (5.63) 2.12 (5.52) -0.82 0.42 0.29 0.20 Positive Relations -0.76 (6.95) 4.00 (6.36) -2.05 0.05* 0.71 0.65 With Others Purpose in Life 1.06 (4.84) 2.75 (6.11) -0.89 0.38 0.31 0.22 Self-Acceptance -0.76 (5.62) 2.44 (3.97) -1.88 0.07 0.66 0.59 ________________________________________________________________________ *p < .05, two tailed.

Controlled Oral Word Association Test. The COWAT served as a measure of

verbal fluency (Benton et al., 2000). Results indicated no significant differences between

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the two groups on this assessment (wait-list control M = 2.88, SD = 6.30 and

experimental M = 1.82, SD = 5.93, t(31.88) = .50, p = 0.62, d = 0.17, power = 0.08).

Digit Vigilance Test. The DVT measured psychomotor speed and visual-motor

tracking (Lewis, 1995). Results indicated no significant differences between the wait-list

control group (M = -0.41, SD = 6.96) and experimental group (M = -0.88, SD = 4.72) on

Total Time (t(32) = 0.23, p = 0.82, d = 0.08, power = 0.08). Total Errors was marginally

significant, indicating that the wait-list control group (M = -2.35, SD = 7.62) decreased

their errors pre to post more than the experimental group (M = 2.06, SD = 5.14, t(32) =

-1.98, p = 0.06, d = 0.68, power = 0.61).

Grooved Pegboard. The GP assessed manipulative dexterity, eye-hand

coordination, motor speed, and right and left hemisphere differences (Lafayette

Instrument, 2002). There were no significant differences between the wait-list control

group (right hand M = 2.59, SD = 6.43) and experimental group (right hand M = 2.71, SD

= 9.70, t(32) = -0.04, p = 0.97, d = 0.01, power = 0.05). Similar results were found for

the left hand (wait-list control M = -1.65, SD = 5.49, experimental group M = -0.17, SD =

5.15, t(32) = 0.52, p = 0.61, d = 0.18, power = 0.13).

Judgment of Line Orientation. The JLO measured visuospatial/constructional

abilities (Benton et al., 1994). Results indicated that the experimental group (M = 0.29,

SD = 5.54) and wait-list control group (M = 0.47, SD = 3.28) did not differ on this

assessment (t(32) = 0.11, p = 0.91, d = 0.04, power = 0.06).

MAE Token Test. The TOKEN measured oral language comprehension (Benton

et al., 2000). Results for this assessment indicated no significant differences between

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the wait-list control group (M = 0.35, SD = 3.35) and experimental group (M = 1.88, SD

= 3.89, t(32) = -1.23, p = 0.23, d = 0.42, power = 0.33).

Rey Auditory Verbal Learning Test. Analyses of the RAVLT, which measured

verbal learning, memory and retention (Schmidt, 1996), revealed mixed results, meaning

the wait-list control or experimental groups had more change on various trials of the

RAVLT (see Table 4.4). On Trials 2, 3, 4, 6, DR, and T1-T5, the experimental group

(RAVLT Trial 2 M = 1.41, SD = 34.02, RAVLT Trial 3 M = -0.53, SD = 22.93, RAVLT

Trial 4 M = 3.94, SD = 30.91, RAVLT Trial 6 M = 6.53, SD = 9.43, RAVLT DR M =

6.35, SD = 34.58, and RAVLT T1-T5 M = 1.24, SD = 32.85) had more change than did

the wait-list control group (RAVLT Trial 2 M = -3.76, SD = 26.13, RAVLT Trial 3 M =

-4.35, SD = 33.23, RAVLT Trial 4 M = 1.82, SD = 11.43, RAVLT Trial 6 M = 0.00, SD

= 18.33, RAVLT DR M = -5.41, SD = 17.80, and RAVLT T1-T5 M = -2.35, SD = 29.21).

Rey Complex Figure Test. The RCFT measured visuospatial/constructional

ability, organization skills and visual memory (Meyers & Meyers, 1995). On both the

Immediate Recall and the Delayed Recall portions of the RCFT, there were no significant

differences between the groups; Immediate Recall t-score (wait-list control M = 6.29, SD

= 11.40, experimental M = 9.76, SD = 8.98, t(32) = -0.99, p = 0.33, d = 0.34, power =

0.25) and Delayed Recall t-score (wait-list control M = 6.73, SD = 6.90, experimental M

= 9.00, SD = 9.90, t(20) = -0.63, p = 0.54, d = 0.27, power = 0.15). It should be noted

that due to an administration error, 12 scores for the Delayed Recall portion of the test

were excluded (6 scores from wait-list control group and 6 scores from the experimental

group).

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Table 4.4

Rey Auditory Verbal Learning Test Difference Scores ________________________________________________________________________ Wait-List Control Experimental M (SD) M (SD) p t(32) d Power ________________________________________________________________________ Trial 1 T-score 0.35 (32.68) -0.12 (20.51) 0.96 0.05 0.02 0.06 Trial 2 T-score -3.76 (26.13) 1.41 (34.02) 0.62 -0.50 0.17 0.12 Trial 3 T-score -4.35 (33.23) -0.53 (22.93) 0.70 -0.39 0.13 0.10 Trial 4 T-score 1.82 (11.43) 3.94 (30.91) 0.79 -0.27 0.09 0.08 Trial 5 T-score -1.59 (39.08) -2.59 (31.79) 0.94 0.08 0.03 0.06 Trial B T-score -3.47 (17.04) -7.06 (15.37) 0.52 0.65 0.22 0.16 Trial 6 T-score 0.00 (18.33) 6.53 (9.43) 0.20 -1.31 0.45 0.36 DR T-score -5.41 (17.80) 6.35 (34.58) 0.22 1.25 0.43 0.34 T1-T5 T-score -2.35 (29.21) 1.24 (32.85) 0.74 -0.34 0.12 0.09 ________________________________________________________________________ *p < .05, two tailed.

Seashore Rhythm Test. The SRT measured nonverbal auditory perception,

auditory attention, concentration, and immediate auditory memory (Seashore et al.,

1960). There were no statistically significant differences for this test (wait-list control M

= 3.59, SD = 8.08, experimental M = -0.29, SD = 11.58, t(32) = 1.13, p = 0.27, d = 0.39,

power = 0.30).

Stroop Neuropsychological Screening Test. The SNST measured executive

functioning (Trenerry et al., 1989) and results indicated no significant differences

between the groups for the Color-Word portion of the assessment (wait-list control M = -

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0.53, SD = 17.85, experimental M = 4.00, SD = 14.16, t(32) = -0.82, p = 0.42, d = 0.28,

power = 0.20).

Trails A & B. The TRAILS measured complex visual scanning, motor speed,

attention, and executive function (Lezak et al., 2004). Trail A failed to reveal significant

differences (wait-list control M = 1.12, SD = 8.91, experimental M = 1.76, SD = 12.58,

t(32) = -0.17, p = 0.86, d = 0.06, power = 0.07); as did Trail B (wait-list control M = 0.00,

SD = 8.34, experimental M = 1.59, SD = 6.75, t(32) = -0.61, p = 0.55, d = 0.21, power =

0.15).

Copyright © Shannon Leanne Bowles 2013

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Chapter 5

Analyses for Aims 2 and 3

The second aim in this dissertation examined the extent to which older adults with

extensive music involvement differed from their counterparts having limited/no music

involvement, in terms of psychological well-being and cognitive function. The third aim

determined the benefit of music for those with limited/no music experience. Prior to

describing analyses, information about the sample is presented.

Participants

The same participants who were involved with the first aim were divided

according to amount of time playing a music instrument. Those who had played less than

10 years were placed in the limited/no music group and those with more than 10 years of

playing experience were in the extensive music group. The mean age for the limited/no

music group was 76.61 (SD = 6.66) compared to 78.31 (SD = 8.65) for the extensive

music group. Nearly 72.2% of the limited/no music group held a college degree

(bachelor's degree or higher) compared to 63% of the extensive music group (see Table

5.1). Chi Square tests were run on all categorical data to compare the two groups and no

significant differences were found between the groups.

The Impact of Duration of Music Involvement on Psychological Well-Being,

Memory, and Cognitive Functioning (Aim 2)

The second aim of the study was to investigate the impact of duration of playing

music on psychological well-being, memory, and cognitive functioning. Specifically

investigating how older adults with extensive music involvement compared with their

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Table 5.1 Demographic Description for the Limited/No Music and Extensive Music Groups _______________________________________________________________________ Limited/No Music Extensive Music % (frequency) % (frequency) _______________________________________________________________________ Sex Men 27.8 (5) 37.5 (6) Women 72.2 (13) 62.5 (10) Race White 94.4 (17) 87.5 (14) Black 5.6 (1) 12.5 (2) Education Level High School 16.7 (3) 6.3 (1) Some College 11.1 (2) 31.3 (5) Bachelor’s degree 38.9 (7) 31.3 (5) Master’s degree or higher 33.3 (6) 31.3 (5) Marital Status Never Married 0.0 (0) 6.3 (1) Married 38.9 (7) 43.8 (7) Widowed 55.6 (10) 37.5 (6) Divorced 5.6 (1) 12.5 (2) Income $0-$12,999 5.6 (1) 0.0 (0) $13,000-$33,999 44.4 (8) 31.3 (5) $34,000+ 33.3 (6) 50.0 (8) Declined to answer 16.7 (3) 18.8 (3) Exercise Frequency None 38.9 (7) 18.8 (3) Once or Twice a Month 5.6 (1) 0.0 (0) 1-2 Times per Week 11.1 (2) 18.8 (3) 3-5 Times per Week 27.8 (5) 37.5 (6) 6-7 Times per Week 16.7 (3) 25.0 (4) _______________________________________________________________________

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counterparts having limited/no music involvement. It was hypothesized that participants

with extensive music involvement would have higher scores on the cognitive

assessments and experience better psychological well-being than those who were not

actively involved in music throughout their life. To test this hypothesis, the participants

were divided according to their amount of participation in music – limited/no music

experience (n=18) and extensive experience with at least 10 years of playing/singing

(n=16). Independent samples t-tests were conducted on the pre-test scores for each group

and a two-tailed significance value to .05 was used on all tests. Each test is presented

separately.

Ryff’s Scales of Psychological Well-Being. Results did not indicate any

statistically significant results on Ryff's Scales of Psychological Well-Being. However,

the results for all scales, except one (Purpose in Life) were contrary to the hypothesis, the

limited music group had a higher score on this scale than those with extensive music

involvement (see Table 5.2).

Controlled Oral Word Association Test. While not statistically significant, the

extensive music group (M = 54.75, SD = 6.53) had a higher score on the initial

assessment of the COWAT than the limited/no music group (M = 50.50, SD = 12.15,

t(26.65) = -1.29, p = 0.22, d = 0.44, power = 0.23). It should be noted that the analysis

was adjusted for unequal variances.

Digit Vigilance Test. There were no statistically significant results for the DVT

and this assessment failed to support the hypothesis; t-score Total Time (limited music M

= 44.22, SD = 10.81, extensive music M = 47.50, SD = 8.72, t(32) = -0.97, p = 0.34, d =

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Table 5.2

T-Test Comparison for Pre-Test Ryff’s Scales of Psychological Well-Being ________________________________________________________________________ Limited/No Music Extensive Music M (SD) M (SD) t(31) p d Power ________________________________________________________________________ Autonomy 69.35 (9.66) 67.31 (6.93) 0.69 0.49 0.24 0.17 Environmental 66.53 (12.73) 66.44 (12.25) 0.02 0.98 0.01 0.05 Mastery Personal Growth 68.24 (8.85) 67.62 (7.64) 0.21 0.83 0.07 0.08 Positive Relations 70.59 (13.27) 63.81 (8.70) 1.72 0.10 0.60 0.53 With Others Purpose in Life 64.65 (11.66) 66.44 (11.66) -0.44 0.66 0.15 0.11 Self-Acceptance 68.47 (13.06) 68.12 (8.91) 0.09 0.93 0.03 0.06 ________________________________________________________________________ *p < .05, two tailed.

0.33, power = 0.24) and t-score Total Errors (limited/no music M = 51.06, SD = 10.63,

extensive music M = 50.00, SD = 9.71, t(32) = 0.30, p = 0.77, d = 0.10, power = 0.09).

Grooved Pegboard. On the GP, there were no statistically significant differences

between the groups using their dominant hand (limited/no music M = 36.22, SD = 9.43,

extensive music M = 40.94, SD = 7.78, t(32) = -1.58, p = 0.13, d = 0.55, power = 0.47).

There was marginal significance on the left hand, indicating a larger change in time to

complete the task using their non-dominant (left) hand (limited/no music M = 39.67, SD

= 9.17, extensive music M = 44.88, SD = 5.97, t(32) = -1.94, p = 0.06, d = 0.62, power =

0.55).

Judgment of Line Orientation. The hypothesis for this aim, which stated that

those with extensive music involvement would score higher than those with less

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experience was not supported on the JLO. Results indicated that the mean for both

groups was essentially the same (limited/no music M = 25.67, SD = 5.33, extensive music

M = 25.94, SD = 4.27, t(32) = -0.16, p = 0.87, d = 0.06, power = 0.07).

MAE Token Test. Although not significant, results on the TOKEN indicated

that the extensive music group (M = 62.44, SD = 4.56) had a slightly lower average on

this test than the limited/no music group (M = 62.78, SD = 3.69, t(32) = 0.24, p = 0.81, d

= 0.08, power = 0.08), which went against the hypothesis.

Rey Auditory Verbal Learning Test. Results indicated statistically significant

differences on scores for several RAVLT trials: 2, 3, 4, 6, and T1 – T5, indicating the

extensive music group performed better on these tasks than the limited/no music group.

There was a marginal result on the DR score. The extensive music group scored higher

on all trials of the RAVLT (see Table 5.3).

Rey Complex Figure Test. While not significantly different, the extensive music

group (Immediate Recall M = 55.94, SD = 13.98, Delayed Recall M = 54.82, SD = 17.15)

had higher averages than the limited/no music group (Immediate Recall M = 48.56, SD =

12.31, Delayed Recall M = 49.91, SD = 12.28) on all sections of the RCFT. The

Immediate Recall t-score yielded t(32) = -1.64, p = 0.11, d = 0.56, power = 0.48. For the

Delayed Recall, the t-score was t(20) = -0.77, p = 0.45, d = 0.33, power = 0.18.

Seashore Rhythm Test. The SRT failed to support the hypothesis as there were

no statistically significant differences between the groups for this assessment (limited/no

music M = 42.28, SD = 9.88, extensive music M = 46.38, SD = 9.05, t(32) = -1.26, p =

0.22, d = 0.43, power = 0.34).

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Table 5.3

T-Test Comparison for Pre-Test RAVLT ________________________________________________________________________ Limited/No Extensive Music Music M (SD) M (SD) t(df) p d Power ________________________________________________________________________ Trial 1 T-score 47.83 (11.55) 50.67 (8.10) -0.80(31) 0.43 0.28 0.20 Trial 2 T-score 47.27 (6.90) 55.64 (11.68) -2.37(27) 0.03* 0.87 0.80 Trial 3 T-score 46.94 (10.14) 58.33 (12.04) -2.86(29) 0.08* 1.02 0.90 Trial 4 T-score 45.88 (8.53) 56.20 (12.85) -2.71(30) 0.01* 0.95 0.85 Trial 5 T-score 47.33 (11.33) 53.69 (12.61) -1.32(23) 0.20 0.53 0.45

Trial B T-score 57.25 (11.50) 61.63 (11.46) -0.76(14) 0.46 0.38 0.29 Trial 6 T-score 46.28 (12.20) 56.44 (12.07) -2.44(32) 0.02* 0.84 0.77

DR T-score 51.50 (12.76) 61.50 (6.56) -1.47(12) 0.17 0.99 0.88

T1-T5 T-score 54.90 (10.30) 65.00 (6.26) -2.16(14) 0.05* 1.19 0.96 _______________________________________________________________________ *p < .05, two tailed

Stroop Neuropsychological Screening Test. Although not statically significant,

the extensive music group (M = 69.50, SD = 22.67) had a higher average score than the

limited/no music group (M = 63.44, SD = 22.71) on the SNST (t(32) = -0.78, p = 0.44, d

= 0.27, power = 0.19).

Trails A & B. There were no significant differences between the groups for the

TRAILS. The analysis was adjusted for unequal variances on Trail B. T-score A

analysis failed to find a difference (t(32) = 0.82, p = 0.42, d = 0.28) between limited/no

music (M = 39.33, SD = 10.03) and extensive music (M = 36.81, SD = 7.64, power =

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0.20) and t-score B failed to find a difference (t(27.47) = -1.26, p = 0.23, d = 0.43)

between limited/no music (M = 43.44, SD = 11.72) and extensive music (M = 47.50, SD

= 6.65, power = 0.33).

The Benefit of Music for Participants with Limited/No Music Involvement (Aim 3)

It was hypothesized that those with limited to no consecutive music involvement

throughout their life would have a larger change in their pre- and post- scores on

psychological well-being measures and cognitive functioning assessments than those who

had extensive music involvement. In this analysis, only those participants in the

experimental group were used, as the hypothesis related to those individuals receiving the

music intervention. The amount of involvement in music was the predictor for change in

this analysis. The scores from the assessments were converted into difference scores

(post-test minus pre-test) and then regressions were run for the psychological well-being

indicators and measures of cognitive functioning. A two-tailed significance value at .05

was used on all assessments. Each test is presented separately.

Ryff’s Scales of Psychological Well-Being. On Ryff's Scales of Psychological

Well-Being results indicated that for the Autonomy (t(15) = -2.26, p = 0.04, β = -0.52)

and Purpose in Life (t(15) = -2.33, p = 0.04, β = -0.53) scales that as the amount of time

playing a music instrument decreased, the change in scores increased, confirming the

hypothesis that those with limited/no music involvement had a larger change in their

scores. For the Positive Relations with Others scale, as the amount of time playing a

music instrument increased, so did the change in score, going against the hypothesis,

meaning that those with extensive music experience had more change (see Table 5.4).

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Table 5.4

The Effect of Music Involvement on Pre-Post Changes on Ryff’s Scales of Psychological Well-Being (Note: Each row in the table represents a separate regression analysis) ________________________________________________________________________ β t(15) p R2 ________________________________________________________________________ Autonomy -0.52 -2.26 0.04* 0.27 Environmental -0.20 -0.78 0.45 0.04 Mastery Personal Growth -0.14 -0.53 0.60 0.02 Positive Relations 0.31 1.20 0.25 0.09 With Others Purpose in Life -0.53 -2.33 0.04* 0.28 Self-Acceptance -0.24 -0.94 0.36 0.06 ________________________________________________________________________ *p < .05, two tailed.

Controlled Oral Word Association Test. While not significant, results for the

COWAT indicated that as the amount of time playing a music instrument increased, so

did the amount of change in scores meaning that those with extensive music experience

had more change (β = 0.03, t(16) = 0.11, p = 0.91, R2 = 0.00).

Digit Vigilance Test. Music involvement was associated with a change in scores

for the DVT but it was not statistically significant. Results for this test indicated that as

the amount of time playing a music instrument decreased, the change in scores increased

for all sections, indicating those with limited/no music experience had more change

(Total Time β = -0.02, t(16) = -0.09, p = 0.93, R2 = 0.00; Total Errors β = -0.39, t(16) = -

1.64, p = 0.12, R2 = 0.15).

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Grooved Pegboard. Results on the GP indicated for the right hand that as the

amount of time playing increased, so did the amount of change in scores. For the left

hand, it was opposite, as the amount of time playing decreased, the change in scores

increased. However, there was not a significant relationship between amount of time

involved in music and the difference scores (right hand β = 0.30, t(16) = 1.22, p = 0.24,

R2 = 0.09; left hand β = -0.24, t(16) = -0.98, p = 0.34, R2 = 0.06).

Judgment of Line Orientation. The JLO results indicated that as the amount of

time playing increased, so did the amount of change in scores. However, there was not a

significant relationship between the amount of music involvement and the difference

scores on the JLO (β = -0.05, t(16) = -0.20, p = 0.84, R2 = 0.00).

MAE Token Test. Analysis did not reveal a significant relationship between the

amount of time playing a music instrument and changes in scores on the TOKEN.

However, results indicated that as the amount of time playing increased, so did the

amount of change in scores (β = 0.22, t(16) = 0.86, p = 0.40, R2 = 0.05).

Rey Auditory Verbal Learning Test. Results failed to support the hypothesis

on the RAVLT (see Table 5.5). For three trials (RAVLT Trial 2, 5 and 6) as the amount

of time playing decreased, the change in scores increased.

Rey Complex Figure Test. For the RCFT, the Immediate Recall t-score (β = -

0.03, t(16) = -0.11, p = 0.91, R2 = 0.00), indicated that as the amount of time playing a

music instrument decreased, the amount of change in score increased. The Delayed

Recall was marginally significant (β = 0.56, t(10) = 2.06, p = 0.07, R2 = 0.32) and

indicated that those with more music experience had larger change.

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Table 5.5

The Effect of Music Involvement on Pre-Post Changes on Rey Auditory Verbal Learning Test (Note: Each line in the table represents a separate regression analysis) ________________________________________________________________________ β t(16) p R2 ________________________________________________________________________ Trial 1 T-score 0.09 0.34 0.74 0.01 Trial 2 T-score -0.12 -0.45 0.66 0.01 Trial 3 T-score 0.00 0.01 1.00 0.00 Trial 4 T-score 0.26 1.03 0.32 0.07

Trial 5 T-score -0.03 -0.11 0.92 0.00

Trial B T-score 0.06 0.23 0.82 0.00 Trial 6 T-score -0.24 -0.94 0.36 0.06

DR T-score 0.29 1.17 0.26 0.08

T1-T5 T-score 0.06 0.23 0.82 0.00 ________________________________________________________________________ *p < .05, two tailed.

Seashore Rhythm Test. For the SRT t-score, results indicated that as the amount

of time playing a music instrument decreased, the amount of change in scores increased,

confirming the hypothesis (β = -0.50, t(16) = -2.24, p = 0.04, R2 = 0.25).

Stroop Neuropsychological Screening Test. Analysis revealed a statistically

significant relationship for the SNST (t(16) = 2.27, p = 0.04, β = 0.51 and R2 =

0.49). As the amount of time playing increased, so did the amount of change in scores,

going against the hypothesis.

Trails A & B. Results failed to show support for this hypotheses on the TRAILS.

However, results indicated that as the amount of time playing increased, so did the

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amount of change in scores (Trail A β = 0.37, t(16) = 1.52, p = 0.15, R2 = 0.13; Trail B β

= 0.26, t(16) = 1.03, p = 0.32, R2 = 0.07).

Copyright © Shannon Leanne Bowles 2013

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Chapter 6

Discussion and Conclusions

This chapter summarizes and discusses the findings of the study and addresses

factors that may influence the association between music and the trajectory of an older

adult's psychological well-being and cognitive abilities. As there were three research

aims and hypotheses of the study, discussion is presented for each aim and subsequent

hypotheses. The chapter further addresses the limitations of this study and covers the

practical applications of the study on the cognitive function and psychological well-being

of older adults. Finally, recommendations are made for continued studies that focus on

the role of music in promoting cognitive performance and psychological well-being

across the life course.

The Effect of Music on Psychological Well-Being, Memory, and Cognitive

Functioning (Aim 1)

The first aim of this study was to investigate whether learning to play a music

instrument later in life influenced the cognitive and psychological state of non-

institutionalized healthy seniors. It was hypothesized that those individuals who

participated in the music intervention would maintain and/or improve memory,

psychological well-being, and cognitive function when compared with their counterparts

with no music. Some areas of psychological well-being provided support for the

hypothesis; but findings related to speed of processing, visual-motor tracking, attention,

and motor tracking were contrary to what was anticipated.

With respect to psychological well-being, Positive Relations with Others

increased for those in the experimental group (see Table 4.3). The literature proposes

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that it is a basic human need to come together for a common purpose and that actively

making music can help with this need (Clair & Memmott, 2008; Gaston, 1968; Gfeller,

2002; Roskam, 1993). For example, it was observed that when the music groups met for

the first time, the individuals did not talk with each other, as most were complete

strangers to one another. However, by the end of the 6-weeks, new social connections

had formed because, in addition to working together to make music, the participants were

talking more to each other about things that happened to them outside of the music group.

By nature, humans are social creatures and thus, when coming together, it is

natural for new relationships to form and occur. In fact, engagement in society appears to

be a key factor in psychological well-being and satisfaction (Lawton, 2001). According

to Johansson (2003), “relationship with others is one of the most powerfully documented

contributors to both psychosocial and physical well-being” (pg. 243). Abu-Bader and

colleagues (2002) state that when older adults are involved in social networks, their life

satisfaction and quality are greater. Menec (2003) concludes that social activities are

positively related to psychological well-being. Thus, based on the findings from this

study, being involved in a music group is one means of promoting social engagement and

positively impacting psychological well-being.

The results for hypothesis 1 indicate that music may help to increase older adults'

psychological well-being, which ties in to existing literature that suggests taking up a new

hobby and learning something new can modify psychological well-being for older adults

(Hilleras et al., 2000; Menec, 2003). Consequently, these results, at least in part, do

indicate that perhaps music makes a positive difference in psychological well-being for

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older adults. Further research should continue studying the effects of music on

psychological well-being (such as using music as a trigger for reminiscence).

The Impact of Duration of Music Involvement on Psychological Well-Being,

Memory, and Cognitive Functioning (Aim 2)

The second objective of the study was to examine the extent to which extensive

participation in music may serve as a protective factor in terms of psychological well-

being and cognitive function. Results provide support for this hypothesis related to

verbal learning, memory, and attention.

Support was found for the hypotheses on five out of nine trials of the RAVLT

which revealed differences between those with extensive music involvement and

limited/no music experience, meaning the scores were higher for those with more music

experience (see Table 5.3). Research tells us that music is recognized in areas of the

brain that also recognize language (Erdonmez, 1993; Ratey, 2001; Sousa, 2001). Since

the RAVLT measures verbal learning, memory and retention, it is not surprising that

those with a extensive involvement in music scored significantly higher on the RAVLT

than those with limited to no music involvement. Persons who have been involved in

music longer continually use those areas of the brain that also process language. These

results also agree with what Franklin and colleagues (2008) found in their research. The

extensive music group scored higher on every trial of the RAVLT, perhaps suggesting

that those areas tapped by the RAVLT were also used to process various components of

the music (Ratey, 2001; Sousa, 2001; Vuust et al., 2006).

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The Benefit of Music for Participants with Limited/No Music Involvement (Aim 3)

The final aim, comparing the amount of time involved in music, maintained that

participants with less music involvement would have a larger change in their scores when

compared to those with extensive music involvement. Results that supported this

hypothesis related to areas of psychological well-being, attention, working memory, and

retention. Results failed to predict a relationship between amount of involvement in

music and executive functioning.

For the psychological well-being measure, results indicated that even with a small

amount of time involved in music (6-weeks), those with less music had a significantly

higher change (post minus pre) on the scales of Autonomy and Purpose in Life (see Table

5.4). As the literature states, making music in a group is one way to increase the basic

human need to belong and come together for a common purpose (Clair & Memmott,

2008; Gaston, 1968; Gfeller, 2002; Roskam, 1993). Perhaps those with less music

experience in the experimental group increased their sense of belonging and ownership in

a group. Even though the participants played as a group, each person was responsible for

individual notes, which may have helped increase their autonomy. Each individual was a

vital and key member in the group; if they were not there or did not play correctly, the

entire group did not sound well. Thus, music possibly fostered a sense of community for

these individuals and validated the hypothesis (Bruhn, 2002; Coffman, 2002a; Coffman,

2002b; Coffman & Adamek, 1999; Gibbons, 1984; Wise et al., 1992).

On the only music assessment, the SRT, a more extensive involvement in music

did not have an impact on the scores, as those with less music had significantly more

change in their attention, concentration, and immediate auditory memory when compared

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to those with extensive music involvement. These results contradict research that found

musicians, when compared with those with less music experience, have an increased

ability to learn new tasks and improvement on listening tasks (Dowling, Bartlett,

Halpern, & Andrews, 2008; Rosenkranz et al., 2007).

The SNST, which measured executive functioning, indicated that those with more

music experience had significantly more change on this assessment, which was

contradictory to the hypothesis. One possible explanation is that musicians, in order to

play correctly, have to scan and correctly read music notation. For this assessment, the

participants were asked to do something very similar. Thus, with more practice perhaps

they were better on this test.

Results were mixed for the RCFT. On the RCFT - Immediate Recall portion of

the test, there was not a strong relationship between music and test scores. However,

those with less music demonstrated more change. On the RCFT - Delayed Recall part,

the results were opposite; those with more music presented marginally significant more

change.

The few results that supported the hypotheses indicate that for individuals with

minimal amounts of music involvement, it is never too late to maintain or improve

cognitive functioning by learning to play a music instrument. According to Wilson and

colleagues (2007), what individuals experience in old age can contribute to structural and

functional changes in the nervous system. Pascual-Leone (2001) stated that learning to

play a music instrument results in a reorganization of the brain which could potentially

help to maintain or improve cognitive functioning. For the results that showed

significance or marginal significance in the opposite direction of the hypotheses, it brings

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to light the music’s importance; meaning that those with a longer amount of time

involved in music can help to maintain or improve their cognitive abilities by continuing

to play their music instrument. Several research articles support this, as musical training

can change the functional structural organization of the brain (Altenmuller, 2004;

Franklin et al., 2008; Zatorre & McGill, 2005). Thus, the results revealed some benefits

of music, even for those with a relatively short involvement time.

Overall Discussion of Findings

Previous research and anecdotal evidence suggests that music has an impact on

cognitive functioning and psychological well-being. Research states that making music

enables stronger neural connections in various areas and regions of the brain (Schlaug,

2009; Wan & Schlaug, 2010) and can aid in cognitive rehabilitation (Thaut, 2010). Other

research found that learning to play a music instrument changes functional and structural

organization in the brain (Altenmuller, 2004; Franklin et al., 2008; Pantev, Engelien,

Candia, & Elbert, 2003; Zatorre & McGill, 2005). Unfortunately, the research reported

in this dissertation was not able to support these notions. However, with regards to the

three aims, some domains of psychological well-being and areas of cognitive functioning,

including verbal learning, memory and retention, went in the direction of the hypotheses.

These results indicate that music may have some sort of effect on these cognitive

functions. But because of the lack of significant findings, it is difficult to draw definitive

conclusions on how music aids in psychological well-being and cognitive functioning.

Some possible explanations for the lack of significance will be described in the next

section.

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Limitations of the Study

Several limitations exist with respect to the current study. First was the particular

design of the study. The music intervention relied heavily on oral language

comprehension rather than visual processing, such as reading music. While visual cues

(which does aid in visual processing) were read by the participants, the design may have

lacked a complexity (such as reading musical notation) that may be needed to create a

greater cognitive challenge. This could potentially have a greater impact on cognitive

change during the course of the research. Perhaps the results would have been different if

instead of responding to direct cuing, the participants had to read music in some form.

Research on musical training indicates that part of learning to play a music instrument is

also learning how to read music (Herdener et al., 2010; Lappe, Herholz, Trainor, &

Pantev, 2008). Thus, having the participants only respond to direct cuing, which does not

require a lot of focus and attention, may have hindered the results. However, if the

research required participants to learn to read music, this additional challenge may have

limited the willingness to participate.

The second limitation was logistics. Recruiting individuals who could meet two

times a week at the same time as others to form a hand chime playing group, proved to be

difficult. In order to adhere to random assignment, it was determined that 12 participants

were needed in order to form a chime experimental group (6 participants) and a wait-list

control group (6 participants). Because of scheduling issues, random assignment was not

possible in the last pairing (experimental and wait-list control groups). However, the lack

of random assignment did not appear to affect the results for this study. Nevertheless, it

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is important for future experimental research to adhere to random assignment in order to

ensure that participants have an equal chance of being assigned to any group in the study.

The third limitation was the duration of time in the study. The length of 6-weeks

was determined by reviewing music therapy literature and based upon the researcher's

experience. Other research that measured areas of cognitive functioning have either been

held more days per week or for a longer duration of time (Herdener et al., 2010; Lappe et

al., 2008; Pascual-Leone, 2001). Going longer than six weeks and playing more than

two times a week would have perhaps provided more cognitive benefits. But, the older

adults participating in this study were in good health and involved in the community, so it

may have been even more difficult to schedule their playing times longer than the

original twice weekly for six weeks.

The fourth limitation relates to the third in that actual time spent on the music

instrument was limited to the scheduled sessions. These participants did not have access

to hand chimes at other times, thus it decreased their opportunity to enhance/create new

neural connections. Perhaps learning a more portable and easily accessible instrument

(e.g., guitar or violin) would have been better. Research indicates the repetitive nature of

practicing a music instrument is what helps aid new neural connections in the brain,

which in turn can increase/improve cognitive functioning (Pantev, Ross, Fujioka, Trainor,

Schulte, & Schulz, 2003; Sluming et al., 2002).

The fifth limitation was the lack of standardized measures that are appropriate for

use with older adults. There were several assessments in this study that did not have

norms for older adults (the COWAT scoring norms, for example, went to age 69).

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Because of this limitation, the scores presented may not give an accurate representation

of how music affected cognitive functioning for the participants in this study.

A sixth limitation was the lack of detail on lifelong music participation. For this

study, participants were asked how long they had played a music instrument. However,

the question did not take into account if participants had played for a few years, stopped

and then re-started the instrument and/or took up playing a different instrument. The

total time playing throughout their lifetime was calculated; not necessarily consecutive

years of playing. It is this researcher's belief that the length of consistency playing a

music instrument will greatly impact brain health more so than a shorter amount of time.

Research indicates that playing a music instrument impacts neural connections (Bugos et

al., 2007; Herdener et al., 2010; Pantev et al., 2003; Pascual-Leone, 2001; Thompson et

al., 2005; Verghese et al., 2003). Because even a short amount of time learning to play a

music instrument can contribute to brain health (Lappe et al., 2008), perhaps a longer

time span will create and maintain more neural connections and pathways.

Recommendations and Future Directions

Music interventions potentially serve a dual purpose – it brings individuals

together to participate in a cognitively engaging intervention and it increases positive

social interaction, all of which may help with cognitive aging and psychological well-

being. It becomes apparent when reviewing the data from this study, that music may

make a positive difference in psychological well-being and cognitive aging in some areas

for older adults. Whether continuing to sing or play a music instrument or learning to

play or sing, music has the potential to effect change. In this sense, there is no harm in

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recommending that older individuals engage in music making activities, and indications

from this and extant research suggest real benefits from well-structured programs.

Further research is needed to validate both the nature and magnitude of music’s

effect on cognitive aging and psychological well-being. Considerations for future

research include using a larger sample size and a more racially and ethnically diverse

sample. As noted previously, participants in this study began to socialize more with each

other. Thus, another future direction would be to investigate social and music

interventions to see if music makes more of a difference in psychological well-being

compared to other activities, such as reading books, recreational team sporting activities,

or playing board games. An additional direction would be to look at whether individual

or group music sessions are more beneficial. Would one-to-one interactions make a

difference in cognitive functioning for people? It would investigate the nature of music

engagement - are there differences between group and individual performances?

Individual performances may present a greater cognitive challenge, but the social

interaction component is sacrificed. It is suggested that researchers try various ways of

presenting the music (i.e., for this study, direct cuing was used – there are other ways

such as adaptive notation, 12-tone system, and traditionally scored music) and use

different music instruments. It is possible that other ways of presenting the instrument

and music may have a different effect on the scores of the assessments of cognitive

functioning. Another direction would be to investigate learning different music

instruments - would the choice of instrument make a difference? For example, does the

added complexity of involving finger placement for notes on a music instrument and

learning to play chords create more cognitive challenges? Also, looking at the choice of

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songs used - the songs in this dissertation were chosen based upon the anticipated ages of

the participants, but research indicates that personal preference is a key factor in how a

person responds to music. Thus, a different direction would be to have the participants

choose songs that they specifically want to learn and play. Finally, continue to explore

the benefits of lifelong learning with music. Would early involvement in music, help to

improve the cognitive reserve capacity of individuals? Wan and Schlaug (2010) argue

for music making across the life course as a tool for promoting brain plasticity which can

in turn aid in better cognitive functioning. Perhaps they are correct.

Practical Applications and Implications

While findings from this study did not illustrate a strong connection between

music and cognitive functioning and psychological well-being for older adults, other

research has found stronger associations. It would be interesting to conduct a modified

version of this study again, taking into consideration and adjusting for the limitations

mentioned above. Would adjusting for those variables make a more credible link

between psychological well-being, cognitive functioning and music?

Even though the social aspect of playing music was not specifically addressed in

this dissertation, every person (who played the chimes) regardless of group designation

(wait-list control or experimental), expressed their enjoyment with being able to play the

hand chimes with other individuals and making new friends. Despite the fact that the

hand chimes may not be the most appropriate instrument to use when measuring the

effect of music on cognitive functioning, it does seem to provide a positive social

medium for people to come together. Thus, music increased socialization and perhaps

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increased other domains of psychological well-being that were not tapped in the cognitive

assessments.

Although this dissertation research did not achieve the desired overall results and

did not show a strong connection between music, psychological well-being, memory and

cognition, it did emphasize findings to explore in future research. Results did indicate

some preliminary findings with regards to areas of psychological well-being, verbal

learning, memory, and retention. Furthermore, this study presented older adults with the

opportunity to make music and increase their social networks. The full benefit of music

on psychological well-being and cognitive functioning will be revealed in continued

music research. The findings represent the beginning on which future research relating to

music and cognitive functioning and psychological well-being and involvement in music

can build.

Copyright © Shannon Leanne Bowles 2013

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Appendix A:

Recruitment Flyer

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Do you like music? Shannon Bowles, a Ph.D. student at the University of Kentucky, is looking for individuals to help with a music study. Criteria to participate include: -no musical experience needed -age 60 and older

-enjoy listening to music -naturally right-handed -not currently taking any type of formal music lessons (e.g., piano, voice, etc.) -not currently playing in a handbell/chime choir

For more information, please contact Shannon at (502) 269-5026 or [email protected]

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Appendix B:

Choir Chime Study Questionnaire

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Choir Chime Study Questionnaire

Date: ____________________ BACKGROUND INFORMATION Age: ______________ Place of birth (State/Country):__________________ Gender: __________________ Race: ___________________ Languages: Primary: ____________________ Other: _______________________ What is the highest grade (or degree) you have completed in school? _______________________________________________________________________ Have you ever served in the military? Yes No If yes, what branch? ___________________________________ How long did you serve? _______________________________ Did you see combat? Yes No If yes, where? ___________________________________________ What is your current or former occupation? ___________________________________ What type of work have you been employed in for the longest period? ___________ _______________________________________________________________ Do you attend church on a regular basis? Yes No Do you have a specific denomination (please specify)? ________________________________ Are you presently married? Yes No If yes, how long have you been married? ______________________________________

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In not presently married, are you divorced or widowed?

Divorced? Yes No Widowed? Yes No

How long were you married? ___________________________ Do you have any children? Yes No How many? _________________ Do you have any grandchildren? Yes No How many? _______________ Are you taking medications for any of the following? Allergies Arthritis Cholesterol Depression Diabetes General Pain Heart Disease High Blood Pressure Kidney or Liver Disease Migraines Osteoporosis/Calcium Deficiency Do you take a multivitamin? Yes No Do you take any type of vitamin? Yes No If yes, what types of vitamins? __________________________________ Do you take other types of medications for things not listed above? Yes No If yes, what do you take the medication for? ________________________

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Approximately how many different medications do you take each day? _____________ Do you use tobacco in any form (please describe)? ______________________________ ________________________________________________________________________ Do you consume any alcohol on a weekly basis? Yes No How often do you exercise (running, biking, tennis, etc.)? once or twice a month 6-7 times per week 3-5 times per week 1-2 times per week None How often do you lift weights? once or twice a month 6-7 times per week 3-5 times per week 1-2 times per week None How would you describe your exercise history? I don’t exercise I don’t have a set routine I exercise off and on I exercise every week How would you describe your overall activity level? Low Light Moderate High Do you consider yourself to eat healthy? Yes Why? ________________________________________________ No Why? _________________________________________________-

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Do you eat any of the following? Fruits Yes No If yes, how often? _____________ Vegetables Yes No If yes, how often? _____________ Whole grains Yes No If yes, how often? _____________ Milk products Yes No If yes, how often? _____________ Blueberries Yes No If yes, how often? _____________ Strawberries Yes No If yes, how often? _____________ Spinach Yes No If yes, how often? _____________ What is your annual household income? $0-$12,999 $13,000-$33,999 $34,000+ What hobbies or recreational activities do you currently enjoy? ____________________ ________________________________________________________________________ Do you have any former hobbies? ___________________________________________ MUSIC BACKGROUND INFORMATION Does/did anyone in your immediate family (spouse, siblings, parents, and grandparents) sing or play any type of music instrument? Yes No If yes, who and what did they play? __________________________________________________________________ Do you listen to music in free time or to relax? Yes No If yes, what kind and how often? ___________________________________ Do you use music to fall asleep? Yes No If yes, what kind and how often? _____________________________________ Have you ever played a music instrument? Yes No If yes, what instrument(s) and for how long? __________________________ _________________________________________________________________

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Have you ever taken private music lessons? Yes No If yes, what instrument(s) and for how long? _____________________________ _________________________________________________________________ Do you currently sing in a choir? Yes No If yes, where do you sing? ________________________________________ Have you ever sung in a choir? Yes No If yes, approximately what was your age at the time, and for how long did you participate? ______________________________________________________ Do you have any previous musical experiences (vocal and instrumental) not asked about above? _______________________________________________________________________

MUSICAL PREFERENCES Under each of the columns below, check the applicable boxes to indicate your likes and dislikes of music styles (check all that apply to you): LIKE: DISLIKE: MUSIC STYLE:

Big Band Bluegrass Broadway/Musicals Classical: Instrumental Vocal Country and Western Easy Listening Electronic/New Age Ethnic (specify): __________________________ Folk Gospel Heavy Metal Jazz Marching Band Meditative/Relaxation Opera Patriotic Pop Music (music of today)

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Ragtime Rap Rhythm and Blues Sacred Music/Hymns (specify): _____________ Other (specify): __________________________

Do you have a favorite song(s) (please specify)? _________________________ ________________________________________________________________ Who is your favorite composer(s)/performer(s)? _________________________ ________________________________________________________________ Do you have a favorite instrument(s) that you like to listen to (please specify)? ________________________________________________________________

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Appendix C:

Research Consent Form

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Appendix D:

Songs played during study

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Songs Played During Study Amazing Grace America (My Country Tis of Thee) Dona Nobis Pacem Don’t Sit Under the Apple Tree He’s Got The Whole World in His Hands Home on the Range I Love You Truly In My Merry Oldsmobile In The Good Old Summertime It’s a Long, Long Way to Tipperary My Old Kentucky Home My Wild Irish Rose Old Grey Mare, The Put On Your Old Grey Bonnet Swing Low, Sweet Chariot Take Me Out to the Ball Game When Johnny Comes Marching Home When The Saints Go Marching In Yankee Doodle Dandy You Are My Sunshine You’re a Grand Old Flag

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Shannon Leanne Bowles, ABD, MME, MT-BC Date and Place of Birth: March 2, 1973 - Louisville, Kentucky Education:

Doctoral Candidate in Gerontology – University of Kentucky, Lexington, Kentucky (March 2005 – Present) Doctoral Student in Gerontology – University of Kentucky, Lexington, Kentucky (August 2002 – March 2005) Doctoral Student in Gerontology – University of Kansas, Lawrence, Kansas (August 2000 – June 2002) MME (Music Education with an emphasis in Music Therapy) University of Kansas, Lawrence, Kansas (May 1999)

BME (Music Education with an emphasis in Music Therapy) University of Kansas, Lawrence, Kansas (May 1997)

Credentials:

Neurologic Music Therapist – Member, Academy of Neurologic Music Therapy (October 2003/Recertified 2006, 2009) Activity Director – Certified from the National Certification Council for Activity Professionals (August 2001/Recertified 2004, 2007, 2009, 2011) Music Therapist – Board Certified from the Certification Board for Music Therapists (July 1997/Recertified 2002, 2007, 2012)

Research Interests:

The effects of music on the aging brain, the life course perspective, neuropsychology of normal aging, music therapy and older adults, how music can help improve cognition and memory for elders, demography and population studies

Professional and Work Experience:

Contract Music Therapist, Louisville Music Therapy, LLC, Louisville, Kentucky (February 2012 – Present) Contract Music Therapist and Gerontological Consultant, Louisville, Kentucky (May 2011 – Present)

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Professional and Work Experience (continued): Acting Director of Music Therapy, University of Louisville, Louisville, Kentucky (August 2008 – December 2008)

Music Therapist, Norton Audubon Hospital, Louisville, Kentucky (June 2008 – April 2012) Music Therapist, MUSCL Senior Wellness Center at Schnitzelburg, Louisville, Kentucky (October 2007 – May 2011)

University of Louisville faculty liaison with Norton Audubon Hospital, Louisville, Kentucky (August 2007 – May 2010)

Assistant Professor of Music Therapy, University of Louisville, Louisville, Kentucky (August 2007 – May 2010)

Part-time Music Therapy faculty, University of Louisville, Louisville, Kentucky (August 2005 – May 2007; August 2010 – May 2012) Music Therapy Consultant, the Music Institute of Lexington, Lexington, Kentucky (March 2004 – January 2005) Music Therapist, Music Institute of Lexington, Lexington, Kentucky (July 2003 – March 2004) Assistant Editor, The Journal of Elder Abuse & Neglect (JEAN) (September 2002 – December 2003)

Graduate Research Assistant, University of Kentucky, Lexington, Kentucky (August 2002 – July 2006) Activities Director and Volunteer Coordinator, Eudora Nursing Center, Eudora, Kansas (September 2001 – June 2002)

Activities Director, Life Care Center of Grandview, Grandview, Missouri (March 2000 – September 2001)

Music Therapist/Adaptive Music Instructor in the Kansas City, Kansas School District – USD 500 (August 1998 – March 2000)

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Professional and Work Experience (continued): Contract and Consultant Music Therapist, various nursing homes in Northeastern Kansas (December 1997 – June 2002)

Handbell Choir Director of adults with developmental disabilities, First United Methodist Church, Lawrence, Kansas (January 1992 – May 1996; August 1997 – July 2001)

Graduate Thesis:

Bowles Renner, S. L. (1999). The effect of playing choir chimes on improving elbow range of motion and grip strength in residents in nursing homes. Unpublished master’s thesis, University of Kansas, Lawrence, Kansas.

Research Report:

Anderson, K., Bowles, S., Centers, L., Holmes, H., Hosier, A., Marken, D., Palmer, C., Towsley, G., & Traywick, L. (30 May, 2003). Lexington senior citizens center: Meeting the challenges of the 21st century. Lexington, Kentucky: University of Kentucky, Ph. D. Program in Gerontology

Publications:

Ewen, H. H., Watkins, J. F., & Bowles, S. L. (2006). Gerontology doctoral training: The value of goals, program perceptions, and prior experience among students. Educational Gerontology, 32(9): 757-770. Watkins, J. F., Rowles, G. D., & Bowles, S. L. (2004). Population age structure: Spatial patterns and change in Appalachia. Journal of Appalachian Studies, 10(3): 255-267.

Presentations:

Bowles, S. L. (5 June, 2012). Music therapy and brain health.. Presented at the 29th Annual Summer Series on Aging, Lexington, Kentucky. Bowles, S. L. (11 May, 2011). Music for the ages: The use of music therapy for older adults. Presented to Pennyrile Area Agency on Aging Advisory Council, Staff & Volunteer Training, Cadiz, Kentucky. Bowles, S. L. (12 March, 2011). Music therapy & older adults. Presented to Louisville Area Gerontological Nurses Association, Louisville, Kentucky.

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Presentations (continued): Bowles, S. L. (1 March, 2011). Music therapy: A component to stroke recovery. Presented to the Norton Healthcare Stroke Support Group, Louisville, Kentucky. Bowles, S. L. (27 September, 2010). Music for the young at heart. Presented to the Southeastern Association of Area Agencies on Aging 2010 conference, Louisville, Kentucky. Bowles, S. L. (22 July, 2010). Music therapy for older adults. Presented to Elderly Helping Elderly club meeting, Louisville, Kentucky.

Bowles, S. L. (26 April, 2010). Music for the ages: The use of music therapy for older adults. Presented at the Kentucky Association for Gerontology (KAG) 2010 conference, Lexington, Kentucky.

Bowles, S. L. (22 February, 2010). Music therapy. Presentation to K-8 school counselors working with the Archdiocese of Louisville, Louisville, Kentucky.

Bowles, S. L. (26 October, 2009) The therapeutic uses of music. Presentation for the University of Louisville’ Alpha Chapter of Alpha Epsilon Delta (AED), Louisville, Kentucky.

Bowles, S. L. (5 December, 2008). The therapeutic uses of music. Presentation for Advanced Social Work Practice II class, Louisville, Kentucky.

Bowles, S. L., Baker, L., Brown, K., Hart, A., & Quinn, C. (17 November, 2008). Discussed and demonstrated various music therapy interventions to University of Louisville Art Therapy class, Louisville, Kentucky.

Bowles, S. L. (17 January, 2008). Music therapy: A bridge over troubled water. Presentation for Alzheimer’s Support Group, Sally’s Garden, Louisville, Kentucky.

Bowles, S. L. (9 November, 2007). Music therapy. Presented at The Forum at Brookside, Louisville, Kentucky.

Bowles, S. L. (27 June, 2007). Music for the ages: Music therapy as a component of your practice. Presented at the 24th Annual Summer Series on Aging, Lexington, Kentucky.

Bowles, S. L. (14 March, 2007). The therapeutic uses of music therapy. Presentation given to the Bluegrass Chapter of the National Association of Social Workers, Lexington, Kentucky.

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Presentations (continued): Ewen, H. H., Nikzad, K. A., Bowles, S. L., & Carr, D. C. (19 November, 2006). Gerontology doctoral expectation: Students’ perceptions of educational and research experience. Poster session presented at the Gerontological Society of America’s 59th Annual Scientific Meeting, Dallas, Texas. Bowles, S. L. (17 November, 2006). The effect of music on well-being and depression for non-institutionalized older adults. Poster session presented at the Gerontological Society of America’s 59th Annual Scientific Meeting, Dallas, Texas.

Deloye, L., Roesch, M., & Bowles, S. L. (16 November 2006). The use of hand chimes with persons with Dementia. Presented as part of the CMTE entitled: Effective Interventions and Strategies in Caring for People with Dementia at the 8th Annual American Music Therapy Association Conference, Kansas City, Missouri. Bowles, S. L. (21 September, 2006). Music train: Take a sentimental journey. Presented to the Kentucky Association of Adult Day Centers 2006 Conference, Louisville, Kentucky.

Bowles, S. L. (16 August, 2006). Music therapy. Presented to Dr. Carol Kramer’s Women’s Survivor & Support Group, Markey Cancer Center, University of Kentucky, Lexington, Kentucky. Bowles, S. L. (30 July, 2006). Memory, cognition, and the effect of music therapy on healthy older adults. Presented at Sigma Alpha Iota National Convention, Orlando, Florida.

Bowles, S. L. (16 June, 2006). Music therapy. Presented at 15th Annual Southern Area Health Education Center (AHEC) Summer Conference, Mt. Vernon, Kentucky.

Bowles, S. L. (6 April, 2006) The effect of lifelong music on well-being and depression for older adults. Paper presented at the Southern Gerontological Society Conference, Lexington, Kentucky. Bowles, S. L. (30 March, 2006). The effect of lifelong music on well-being and depression for older adults. Paper presented at the Southeastern Region of the American Music Therapy Association, Louisville, Kentucky. Bowles, S. L. (24 March, 2006). Music therapy. Presented to staff at Wesley Manor Retirement Community, Louisville, Kentucky.

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Presentations (continued): Bowles, S. L. (2 March, 2006). Music therapy. Presented to Fifth District Retired Teachers Association, Shelbyville, Kentucky. Bowles, S. L. (5 January, 2006). Music therapy. Presented to Breast Cancer Support Group, Lexington, Kentucky. Ewen, H. H., Watkins, J. F., & Bowles, S. L. (20 November, 2005). The progressive experience of gerontology doctoral students. Paper presented at the 58th Annual Scientific Meeting of the Gerontological Society of America, Orlando, Florida. Bowles, S. L. (7 October, 2005). Music therapy and older adults. Presented to faculty, students and general public at the University of Louisville, Louisville, Kentucky. Bowles, S. L., Hosier, A. F., Marken, D., & Traywick, L. (12 March, 2005). Senior centers: Planning for the 21st century. Presentation and workshop presented at the American Society on Aging and the National Council on the Aging Joint Conference, Philadelphia, Pennsylvania.

Bowles, S. L. (17 June, 2004). A controlled study on the effect of music therapy on memory and cognition in persons 65 years and older who have experienced a stroke. Student plan presented at the 16th Annual Research Day, Department of Physical Medicine & Rehabilitation, Cardinal Hill Rehabilitation Hospital, Lexington, Kentucky. Bowles, S. L. (17 March, 2004). The therapeutic uses of music. Presented to Breast Cancer Support Group, Markey Cancer Center, University of Kentucky, Lexington, Kentucky. Bowles, S. L. (17 February, 2004). Music therapy and older adults. Presented to Kentucky Public Retirees, Frankfort Regional Chapter, Frankfort, Kentucky. Bowles, S. L. (19 November, 2003). Music therapy: A bridge over troubled water. Presented at Moving Towards the Threshold: Best Practices In End-of-Life Care, one-day conference sponsored by Hospice of Northern Kentucky, Ft. Thomas, Kentucky.

Bowles, S. L. (13 May, 2003). Lexington senior citizens center: Meeting the challenges of the 21st century. Presented to Lexington Fayette Urban County Government City Council Meeting, Lexington, Kentucky.

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Radio/Newspaper/Magazine Interviews: Rayburn, K. (Summer 2009). Music hath charms. Of Note, pp. 12-13. (University of Louisville School of Music publication). S. L. Bowles, B. Wheeler, & J. Branson interviewed about the joint music therapy faculty position between the Norton Foundation and the University of Louisville School of Music. Rayburn, K. (Spring 2009). Music therapists ease pain and improve lives. UofL Magazine, p. 45. S. L. Bowles, B. Wheeler, & J. Branson interviewed about the joint music therapy faculty position between the Norton Foundation and the University of Louisville School of Music.

Saunders, M. (8 October, 2003). Institute uses music as therapy. Lexington Herald-Leader, E1; E3. S. L. Bowles interviewed as board-certified music therapist working at the Music Institute of Lexington.

Bowles, S. L. & Towsley, G. L. (13 May, 2003). Comments on the Lexington Senior Citizens Center. Public Radio throughout Central Kentucky.

Research Projects:

Bowles, S. L. (2004 – Present). Memory, Cognition, and the Effect of a Music Therapy Intervention on Healthy Older Adults.

Bowles, S. L. (2006). The Effect of Active Music Making on Perceived Life Quality. McVay, V., Johnson, A., & Bowles, S. L. (2003 – 2004). The Effect of Color-Coded Music and Keyboards on Learning in Persons Aged 60 and Older.

Anderson, K., Bowles, S., Centers, L., Holmes, H., Hosier, A., Marken, D., Palmer, C., Towsley, G., & Traywick, L. (2002-2003). Lexington senior citizens center: Meeting the challenges of the 21st century.

Holmes Ewen, H. H. & Bowles, S. L. (2002 – 2006). The Progressive Experiences of Gerontology Graduate Students: A Cohort Analysis of the Incoming Classes of 2002 and 2003.

Teaching Experience: Music Therapy - Undergraduate Clinical Music Therapy Applications I (MUTH 213, University of Louisville, Louisville, Kentucky, Fall 2005; Fall 2006; Fall 2009; Fall 2010; Spring 2012)

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Teaching Experience (continued): Clinical Music Therapy Applications II (MUTH 214, University of Louisville, Louisville, Kentucky, Fall 2005; Fall 2006; Spring 2007; Spring 2008; Spring 2009; Fall 2009; Spring 2010; Fall 2010; Spring 2011; Fall 2011)

Clinical Music Therapy Applications III (MUTH 313, University of Louisville, Louisville, Kentucky, Fall 2006; Spring 2007; Fall 2007; Spring 2008; Spring 2009; Spring 2010; Fall 2010; Spring 2010; Fall 2010; Spring 2011; Fall 2011; Spring 2012) Clinical Music Therapy Applications IV (MUTH 314, University of Louisville, Louisville, Kentucky, Spring 2006; Fall 2006; Fall 2007; Fall 2010; Spring 2011; Fall 2011; Spring 2012) Clinical Music Therapy Applications V (MUTH 413, University of Louisville, Louisville, Kentucky, Spring 2006; Fall 2006; Spring 2007; Spring 2009; Fall 2010; Spring 2011; Fall 2011; Spring 2012) Clinical Music Therapy Applications VI (MUTH 414, University of Louisville, Louisville, Kentucky, Spring 2007; Fall 2007; Fall 2010; Spring 2011; Fall 2011; Spring 2012) Introduction to Music Therapy (MUTH 101, University of Louisville, Louisville, Kentucky, Fall 2008) Music Therapy Techniques I (MUTH 201, University of Louisville, Louisville, Kentucky, Fall 2006; Fall 2007; Fall 2009; Fall 2010; Fall 2011) Music Therapy Techniques II (MUTH 202, University of Louisville, Louisville, Kentucky, Spring 2007; Spring 2008; Spring 2009; Spring 2010; Spring 2011; Spring 2012) Practicum in Music Therapy I (MUTH 321, University of Louisville, Louisville, Kentucky, Fall 2005; Fall 2006; Spring 2007; Fall 2007; Spring 2008; Fall 2008; Fall 2009; Fall 2010; Spring 2011; Fall 2011; Spring 2012) Practicum in Music Therapy II (MUTH 322, University of Louisville, Louisville, Kentucky, Fall 2005; Spring 2006; Spring 2007; Fall 2007; Spring 2008; Spring 2009; Spring 2010; Fall 2010; Spring 2011; Spring 2012) Practicum in Music Therapy III (MUTH 421, University of Louisville, Louisville, Kentucky, Fall 2005; Spring 2006; Fall 2006; Spring 2007; Fall 2007; Spring 2008; Fall 2008; Fall 2009)

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Teaching Experience (continued): Practicum in Music Therapy IV (MUTH 422, University of Louisville, Louisville, Kentucky, Fall 2005; Spring 2006; Fall 2006; Spring 2007; Fall 2007; Spring 2008; Fall 2008; Spring 2009; Spring 2010) Principles and Practices of Music Therapy I (MUTH 431, University of Louisville, Louisville, Kentucky, Fall 2008) Neurologic Music Therapy Training for University of Louisville Students Fall 2010 – Norton Audubon Hospital, Louisville, Kentucky Spring 2010 – Norton Audubon Hospital, Louisville, Kentucky Spring 2007 – Sally’s Garden, Masonic Home of Louisville, Louisville, Kentucky

Music Therapy Clinical Supervisor Clinical Practicum Supervisor to music therapy students at the University of Louisville, Louisville, Kentucky (August 2007 – May 2011)

Clinical Practicum Supervisor to music therapy students at the University of Missouri – Kansas City (UMKC), Kansas City, Kansas (August 1999 – December 1999) Clinical Practicum Supervisor to music therapy students at the University of Kansas, Lawrence, Kansas (January 1998 – May 1998; August 1998 – December 1998)

Guest Lecturer

Music therapy lecture/demonstration presented to a graduate Music Education class, University of Louisville, Louisville, Kentucky (15 October, 2009)

Music therapy lecture/demonstration presented to the Introduction to Music Education class, University of Louisville, Louisville, Kentucky (17 April, 2009).

Music therapy lecture/demonstration presented to a graduate Music Education class, University of Louisville, Louisville, Kentucky (16 April, 2009) Music therapy lecture/demonstration presented to COU 847 - Crisis and Abuse Counseling at Eastern Kentucky University, Richmond, Kentucky (22 June, 2006)

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Teaching Experience (continued): Music therapy lecture presented to alternative medicine class comprised of 2nd year medical students at the University of Louisville School of Medicine, University of Louisville, Louisville, Kentucky (10 January, 2006) Evidence based music therapy lecture videotaped for online complementary and alternative medicine course (from The Integrative Care Project) offered Spring 2006 in the University of Kentucky College of Medicine and Health Sciences, Lexington, Kentucky (20 November, 2005). Music therapy lecture presented to MUTH 101 – Introduction to Music therapy, University of Louisville, Louisville, Kentucky (21 October, 2005). Music therapy lecture/demonstration presented to NUR 510 – Older Women and Their Health, University of Kentucky, Lexington, Kentucky (9 November, 2004) Music therapy lecture presented to MUS 395 – Independent Study in Music: Music Careers, University of Kentucky, Lexington, Kentucky (27 April, 2004)

Gerontology – Undergraduate Special Topics in Human Geography: Aging and Society (GEO 465, University of Kentucky, Lexington, Kentucky, Spring 2004)

Grant/Funding Activity: 2005 Sigma Alpha Iota Professional Music Fraternity Doctoral Grant ($2,500; April 2005) Honors and Awards: 2005 Lois E. Layne Student Award, Kentucky Association for Gerontology

(KAG) (April 2005).

2005 National Institute of Senior Centers (NISC) Research Award. Anderson, K., Bowles, S., Centers, L., Holmes, H., Hosier, A., Marken, D., Palmer, C., Towsley, G., & Traywick, L.

Lexington senior citizens center: Meeting the challenges of the 21st century. Award received at the joint conference of the American Society on Aging and the National Council on the Aging in Philadelphia, Pennsylvania. (March 2005)

2004-2005 Donovan Scholarship in Gerontology, University of Kentucky, Lexington, Kentucky (April 2004)

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Professional Committees: Library Committee, University of Louisville School of Music, Louisville, Kentucky (August 2008 – May 2010) Kentucky Representative on Southeastern Region of the American Music Therapy Association (SER-AMTA) Membership Committee (January 2008 – March 2011) Kentucky Representative on Southeastern Region of the American Music Therapy Association (SER-AMTA) Research Committee (January 2007 – March 2011) Senior Emerging Scholar and Professional Organization (ESPO) Representative on the Arts and Humanities Committee of the Gerontological Society of America (GSA)

(November 2006 – November 2007)

Junior Emerging Scholar and Professional Organization (ESPO) Representative on the Arts and Humanities Committee of the Gerontological Society of America (GSA)

(November 2005 – November 2006)

Chair of the Fundraising Committee for the Music Therapy Association of Kentucky (MTAK)

(January 2005 – Present) Chair of the State Education Committee for the Music Therapy Association of Kentucky (MTAK) (October 2003 – January 2005)

Kentucky Representative on Southeastern Region of the American Music Therapy Association (SER) Intern Scholarship Committee (May 2003 – January 2007)

Honor Societies:

Golden Key International Honour Society Member (2008 – Present) Sigma Phi Omega (SPO), Gamma Mu College Chapter, University of Kentucky Member (2003 – Present) Secretary/Treasurer (May 2004 – April 2005)

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Honor Societies (continued):

Sigma Phi Omega (SPO), National Academic Honor and Professional Society in Gerontology Member (2003 – Present) Pi Lambda Theta, International Honor Society and Professional Association in

Education Member (2002 – Present)

Professional Affiliations and Offices Held:

National Center for Creative Aging (NCCA) Member (2009 – Present)

Society for the Arts in Healthcare

Member (2009 – Present) Sigma Alpha Iota (SAI), Lexington Alumnae Chapter, Lexington, Kentucky Member (2004 – 2007)

Kentucky Association for Gerontology (KAG) Member (2003 – Present)

Music Therapy Association of Kentucky (MTAK) Member (2003 – Present) Treasurer (January 2005 – Present)

The Gerontological Society of America (GSA) Member (2002 – Present) Southeastern Region of the American Music Therapy Association (SER-AMTA) Member (2002 – Present) 1st Vice President (April 2011 – Present)

Sigma Alpha Iota (SAI), Lawrence Alumnae Chapter, Lawrence, Kansas Member (1999 – 2001) Treasurer (1999 – 2000) American Music Therapy Association (AMTA) Member (1998 – 2000; 2002 – Present)

Sigma Alpha Iota (SAI), International professional music fraternity Member (Life Member since September 1996)

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Professional Affiliations and Offices Held (continued):

Sigma Alpha Iota (SAI), Beta Beta College Chapter at the University of Kansas Member (1992 – 1997)

President (October 1995 – May 1996) Treasurer (May 1995 – May 1996) Vice-President (May 1995 – October 1995)

National Association for Music Therapy (NAMT) Member (1991 – 1998) National Flute Association (NFA) Member (1987 – Present)