Michael Boudin Financial Disclosure Report for 2010

8/3/2019 Michael Boudin Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. !01-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)B O U D I N , M I C H A E L ( N M I )

4. Tit le (Article Il l judges indicate active or senior status;magis t ra te judges indicate fu l l - or par t - t ime)

U . S . C I R C U I T JU D G E - A C T I V E

7. Chamb ers or Off ice AddressU . S . C O U R T H O U S E1 C O U R T H O U S E W A Y , SU I T E 7 7 1 0B OS TON, M AS S ACHUS ETTS 02 2 10

2. Cour t or Organiza t ionU . S . C O U R T O F A P P E A L S , I ST C I R

3. Date of Repor t05/26/2011

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Reviewing Off icer Date

6. Report ing Pe riod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,check ing the NONE box for each par t where you have no repor table information. Sign on las t page.

I . P O S I T I O N S . m e v o r t in g i n d i v id u a l o n l y ; s e e p p . 9 - 1 3 off!ling instructions.)D ~o reportablepositions.)O N E

P O S I T I O N1 . E m e r i t u s M e m b e r o f t h e C o u n c i l

NAME OF ORGANIZATION/ENTITYAmerican Law Inst i tute

2. Trus t ee o r Co- t rus t ee Trust # 1, Trust #2 and Trust #33.

4.5.

I I . A G R E E M E N T S . r R e p o ~ i n g individual only; seepp. 14-16 off!ling instructions.)N O N E (N o reportable agreements.)

DATEl . [ N / A ]2.3.

P A R T I E S A N D T E R M SVested pens ion p lan account a t fo rmer l aw f i rm, Coving ton & Bur l ing


2/9

FINANCIAL DISCLOSURE REPORTPage 2 of 9

N a m e o f P e r s o n R e p o r t in gB O U D I N , M I C H A E L ( N M I )

D a t e o f R e p o r t05/26/2011

I I I . N O N - IN V E S T M E N T I N C O M E . ~ R e p o ~ i n g individual and spouse; seepp. 17-24 of f!l ing instructions.)A. Filers Non-lnvestment Income~ N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE I N C O M E( y o u r s , n o t s p o u s e s )1.2010 Harvard Law Scho o l t each in g $9,000.00

2.3.4.

B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - If you were ma rried during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)

1.20102.3.4.

D A T E S O U R C E A N D T Y P EP r o f e s s o r sh i p a t H a r v a rd L a w S c h o o ~

I V . R E I M B U R S E M E N T S - tr on sp o rtu t io ., lodging, food, e n t e r t a i n m e n L(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

~ (No reportable reimbursements.)O N E

2.3.4.5.

SOURCE DATES LOCATIONU n iv er sit y o f P en n sy lv an ia 0 4/ 12 /2 01 0 P h i l ade lph i a , P ANew Yo rk Unive rs i ty 04 /13 /2010 N e w Y o rk , N Y

P U R P O S ELec tureMoot Cour t

ITEMS PAID OR PROVIDEDTran sp o r ta t io n , meal s an d lo d g in gT r a n s p o r t at i o n a n d m e a l s


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N a m e o f P e r s o n R e p o r t in gBOUDIN, MICHAEL (NM1)

D a t e o f R e p o r t05/26/2011

V . G I F T S . a n d u d e s t h o s e t o s p o u s e a n d dependent children; see p p . 2 8 - 3 1 of f!ling instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

I

V I . L I A B I L I T I E S . a n c l~ d e s t h o s e o l s p o u s e a n d d e p e n d e n t children; see p p . 3 2 - 3 3 of f!ling instructions.)~- ~ N O N E (No reportable liabilities.)

2.3.

4.5.

CREDITORHarvard University~,~Bank of Am eriea~

DESCRIPTIONEducation loanMortgage on~~ Wellfleet, MA

VALUE CODEMM


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N a m e o f P e r s o n R e p o r t in gBOUD1N, MICHAEL (NMI)

D a t e o f R e p o r t05/26/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions ( I n c l u d e s those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt f rom pr ior d isc losure

B. C . D.Income dur ing Gross value a t end Transactions during reporting period

reporting period of reporting period(1) (2) (1) (2) (1 ) (2) (3) I (4) (5)

Amounl T y p e ( e . g ., Value Value T y p ~ ~ e . g . , D a t e Value Gain Identity ofCode 1 div., rent, Co d e 2 Method buy~ selI , mrn/dd/yy Co d e 2 Code 1 buyer/ se l le r(A-H) o r i n t . ) ( J - P ) Co de 3 redem ption) (J-P) ( A - H 3 ( i f p r i v a t e(Q-W) transaction)

1 . C & B P E N S I O N P L A N ( s e e n o te 1 ) G In t . /Div. P1 T

2. - Ranier Small/Mid Cap Eq uity

3. - Schw ab Stable Value Instl Class II4. T I A A - C R E F R E T I R E M E N T P L A N ( s e e C Int./Div.note 1)5. - TIAA Trad i t i ona l

T

6. - CRE F S tock7. Vanguard Target Retirement 2005 Accoun t(see note 2) Int./Div. J T8. B a n k o f A m e r i ca a c o u n t B o s , M A A I n t e r e s t M T9. T D B ank N or t h ac c t Or l eans , M A A In te re st J T

1 0 . U B S F I N A N C I A L S E R V I C E S , I N C . ( U B S )1 1 . RM A Government P or t fo l i o (UBS ) A Dividend N T1 2 . Prudential Muni Fu nd (UBS)(formerly A I n t e r e s t J T"Dryden Nat. Muni Fund ")13. - UBS US Allocation Fund C (UBS) B Dividend M T1 4 . U B S B a n k U S A d e p o s i t a c c o u n t ( U B S ) A In te re st L T

1 5 . M O R G A N S T A N L E Y ( M S )1 6 . - S tanda rd & P oo r s Dep. Recpt s (M S ) C Dividend M T1 7 . - A ct i ve A sse t s T a x Fre e T rus t A ccoun t A Interest N T(cas h equiv . ) (M S )

I . Income G ain C odes ! A = $1,000 o r le ss B = $1,001 - $2 ,500(See Colurnns B 1 and D4) F =$50 ,001 - $100,000 G =$100,001 - $ 1,000,000

2. Value C o de s J = $15,000 or less K =$15,001 - $50,000( See C olumns C I and D 3) N =$250,001 - $ 500,000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,0003 . V alue Meth od C odes Q =Ap p r a i sa l R - C os t ( R cal E s t a t e O nly )( S e e C o l u m n C 2 ) U = B ook V alue V = O th cr

C =$ 2,501 - $5,000 D = $5,001 - $ 15,000H I = $1 00 0 0 01 2 $ 5 0 00 00 0 H 2 ~M 0r e t ha n $ 5~0 00 ,0 00L =$50,001 = $100,000 M =$100,001 ~ $250,000P I = $ 1, 00 0, 00 1 - $5 ,0 00 ;0 00 P 2 = $ 5, 00 0, 00 1 - $2 5, 00 0, 00 0P4 =More than $50;000,000S = A s s es s ment T ~ C a s h M a r k e tW = E s t imated

E =$15,001-$50,000


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N a m e o f P e r s o n R e p o r t in gB O U D I N , M I C H A E L ( N M I )

D a t e o f R e p o r t05/26/2011

V I I . IN V E S T M E N T S a n d T R U S T S - in c o m e , v.t.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" af ter each asse texempt f rom pr ior d isc losure

B. C. D.In co m e d urin g Gro ss v alue a t e n d Transac t ions dur ing repor t ing per iod

reporting period of reporting period(1 ) (2 ) (1) (2) (5 )

A m o u n t Type (e.g., Va lu e Va lue Type(e.g., Date - Value Gain Identity 6fC o d e I diw, rent, Cod e 2 M eth o d b uy, se ll ,, m m /d d/yy C od e 2 Code 1 buyer/ se l le r(A-H) o r i n t . ) (J:P) Co d e 3 redempt ioi l ) (J-P) (A-H) ( i f p r i v a t e( Q - W ) transaction)

1 8 . Sent ine l Short Maturi ty Govt (MS) A D i v i d e n d L T B uy 09/24/10 L1 9 . - M F S I n v e s t o r s G ro w t h S T F D C L B ( M S ) A D i v i d e n d K20 . - M as s achus e t t s S ta te B on ds (10) (M S ) B Interest Redeemed 07/01 / 10 K A

21 . - M as s achus e t t s S ~ te Bon ds (12 ) (M S ) B Interest K22 . - Davi s New York Venture B (M S ) B D i v i d e n d M T23 . - M as s achus e t t s S ta te B on ds (10) (M S ) A Interest Redeemed 10/01/10 K A24 . - M as s achus e t t s S ta te B on ds (13) (M S ) A Interest Redeemed 06/28/10 J A25 . O p p e n h e i m e r L T D T e r m M u n i c A D i v i d e n d L Bu y 09/24/10 L26 . - M as s achus e t t s S ta te B on ds (15) (M S ) B Interest Redeemed 07/26/10 K A27 . - V i r g in i a B e a c h , V A B o n d s ( 1 8 ) ( M S ) C Interest L28 . - V i r g in i a B e a c h , V A B o n d s ( 2 1 ) ( M S ) A Interest Redeemed 03/01/10 K A29 . - M as s achus e t t s S ta te B on ds (37) (M S ) D Interest Redeemed 06/28/10 M A

30 . T I A A - C R E F R E T I R E M E N T P L A N ~ ( s e e D Int . /Div. P1no t e 3 )31 . -TIAAFund~32 . - CREF stock~33 . - CREF Globa~34 . V A N G U A R D I R A A C C O U N T ~ (s e e A D i v i d e n d Mno t e 4 )

1 . In c o m e G ai n Co d es : A = $1,000 o r less B = $ t,001 - $ 2,500( S e e C o l u m n s B I a n d D 4 ) F =$50,001 - $100,000 G --$100,001 - $1,000,000

2. Value C o d es J = $15,000 or less K =$15,001 - $50,000( See C olumns C I and D 3) N =$250.001 - $500,000 O =$5 00,001 - $1,000 ,000

P3 =$25,000,001 - $50,000,0003 . V alue Meth od C odes Q =Ap p r a i sa l R = C os t ( R eal E s t a t e O nly )(S e e Co lumn C2) U = B ook V alue V = O th er

C =$2,501 - $5,000 D =$5,001 - $15,000H 1 =$1,000,001 - $5,000,000 1-12 =More than $5,000,000L =$50,001 - $ 100,000 M = $100,001 - $250,000P 1 =$ 1,000,001 - $5;000,000 P 2 = $ 5 ~ 0 0 0 1 0 0 1 - $ 2 5 ~ 0 0 0 , 0 0 0P4 =More than $50,000,000S = A s s es s ment T = C a s h M a r k e tW = E s t imated

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t in gBOUDIN, MICHAEL (NM1)

D a t e o f R e p o r t05/26/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. DDescription of Assets Inco m e d urin g Gro ss va lue a t e n d Transac t ions dur ing repor t ing per iod( inc luding t rus t asse ts ) reporting period

(~) (2)Place "(X)" af ter each asse t Amount Type (e.g.,exempt f rom pr ior d isc losure Code 1 div., rent,(A-H) o r i n t . )

of reporting period(1) (2) (!) (2) (3) (4) (5)

Va lue Va lu e Type (e~g: , Date, :Value Gain : Identity ofCo d e 2 M e t h o d b u y , s e ! l~ . - :mm~d~/yy : . :C0de2 Code 1 .... buyer/ se l le r

( J - P ) Co d e 3 redem ption) O rP) (A-H) ( i fpr ivate(Q-W) transaction)

35 . - Index 500 Fund~36 . - Windsor Fund~37 . - W i n d s o r II F u n d ~38 . F I D E L I T Y I R A A C C O U N T - ~ s e e n o t e 5 3 A D i v i d e n d L T39 . - Income Fund~40 . - G r o w t h a n d I n c o r a e F u n d ~41 . - Magellan Ftmd~42 . S c u d d e r C a s h I n v e s tm e n t T r u s t M M F ~ A Interest J T( s ee no t e 6)43 . R e n t a l H o u s e , W e l lf l e et , M A ~ E R e n t P1 W44 . ~ Wellfleet, MA~ D R e n t P1 Wrent house)~45 . B a n k A r a e r i ca , B o s t o n , M A ~ A Interest K T46 . Kauai, Hawaii, land~ N o n e O W47 . Bank of Hawaii~ A Interest J T48 . R e n t a l P r o p . , C a m b r i d g e , M A ~ E R e n t O W49 . M E R R I L L L Y N C H ~

50 . - G e n e r a l E l e c t r i c s t o c k ~ A D iv id e n d J T51 . - C M A m o n e y fu n d ~ A Dividend J T

1. Income Gain C0des~ A = $1,000 o r le ss B = $1,001 - $2 ,500( See C olumns B I and E M) F = $501001 - $i00,000 G =$100,001 - $1,000,000

2. Value C o de s J = $15,000 or less K =$ I5,001 - $50,000( See C olumns C I and D 3) N =$250,001 - $ 500,000 O =$5 00,001 - $1,000,000

P3 =$25,000,001 - $50,000,0003 . V alue Meth od C odes Q =Ap p r a i sa l R = C os t ( R eal E s t a t e O nly )( S e e C o l u m n C 2 ) U = B ook V alue V = O th er

C =$2,501 ~ $5,000 D =$5,001 - $15,000n i = $ i i000~00 i k $51000i000 . . . .. . . H2 ~M0re fllan $5~000~000L=$5000 ~$ 00000 M=$100~001 -$250;000P 1 =$1,000~001 - $5,000,000 P2 =$5,000,001 - $25,000,000P4 =More than $50,000;000S =AssesS m en t T - - C a s h M a r k e tW = E s t imated

E =$15.001 - $50,000


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~ a m e o f P e r s o n R e p o r t i n gBOUDIN, MICHAEL (NM1)

D a t e o f R e p o r t05/26 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v . l a e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Inco m e during Gro ss value a t e n d Transactions during reporting period( inc luding t rus t asse ts ) ( 5 )

Place "(X)" aRer each asset A m o u r i t Type (e.g., Value Value Type.(e,g., D a t e Value Gai n I d e n t i t y o fexempt fromprior disclosure C o d e 1 div. , r e nt , Code 2 M e t h o d buy, s~lI, m m / d d / y y C o d e 2 C o d e 1 b u y e r / s e l l e r( A - H ) or i n t . ) (J-p) C o d e 3 r~d e in p t i0n ~ ( J- P ) ( A - H ) ( i f pr iva t e

( Q - W } t r a n sa c t io n ,

52 .53 .

54 .55 .

T RU ST #1 ( se e no t e 7) A D i v i d e n d- UBS US Allocation Fun d Class C- UBS US Allocation Fun d Class C- UBS US Allocation Fun d Class C

S old 02/02/10 J C( p a r t )So ld 05/2 6/10 J A( p a n )Sold 09/09/10 K A

56 . T R U S T # 257 . - U B S U S A l l o c a t i o n F u n d C l a s s C58 . R M A G o v e rn m e n t P o r t fo l i o ( U B S )59 . T RU ST #3 A

Dividend

Dividend

M

O

T

T

Sold 11/03/10 K( p a r t ) D

60 . - RMA Govre nm e n t Po r t fo l i o

1. Income G ain C odes :( See C olunms B 1 and D 4)

2.V alue C odes( See C olumns C I and D 3)

3.V alue Meth od C odes( S e e C o l u m n C 2 )

A = $1,000 o r less B =$1,001 : $2~500=$50,001 - $100,000 G =$100~001 = $1;000,000=$15,000 or less K =$15,001 - $50,000

N =$250,001 - $500,000 O =$500,001 - $1,000,000P3 =$25,000,001 - $50,000,000Q =Ap p r a i sa l R =Cost (Real Estate Only)U = B ook V alue V = O th er

C=$2,501 - $5,000i =$ii000;00 t , $5,000;000--$50;001 = $100,000i =$1,000,001 , $5,000i000

P4 =More than $50,000;000= A s s es s ment

W = E s t imated

=$5,001 - $15,000H2 =More than $5,000,000M =$ I00!001 - $250;000P2 = $5i000;001 - $25,000,000

= C as h Mar ket

E ~$15,001- $50,000


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N a m e o f P e r s o n R e p o r t in gB O U D 1 N , M I C H A E L ( N M 1 )

D a t e o f R e p o r t05/26/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.~icatepart of report.)M I C H A E L B O U D I N , R e p o r t D a t e d M a y 3 0 , 2 0 0 7A T T A C H M E N T T O P A R T V I IN o t e 1 : M y C o v i n g t o n & B u r l in g a n d T I A A - C R E F r e t ir e m e n t p l a n s i n v o l v e t a x - d e f e r r e d i n c o m e w h i c h i s n o t f u l ly c a l c u la t e d . 1 h a v e t h e r e f o r e e s t im a t e d" i n c o m e " a t 5 % o f y e a r - e n d a s s e t v a l u e .

N o t e 2 : H a r v a r d L a w S c h o o l -- i n m a k i n g a c o n t r ib u t i o n t o m y t e a c h i n g r e t ir e m e n t a c c o u n t i n 2 0 1 0 - - m a d e t h e c o n t r i b u t io n t o a n e w V a n g u a r d r e t i r e m e n t f u n di n s te a d o f t o m y e x i s t in g H a r v a r d T I A A - C R E F a c c o u n t ; t h e V a n g u a r d f u n d i n v e s t s in o t h e r V a n g u a r d i n d e x s t o c k a n d b o n d f u n d s , w h o s e h o l d i n g s a r e u n k n o w n t ome.

No te 3 : In a l l fun d s , d iv id en d s a re re in ves ted , reg u lar emp lo yer co n t r ibu t io n s a re mad e fo r n ew in ves tmen t in the CREF Sto ck fun d . In co me i s es t imated as 5% o fas s e t va lue .N o t e 4 : I n a l l f u n d s , d iv i d e n d s a r e r e i n v e s te d ; r e g u l a r m o n t h l y e m p l o y e e c o n t r ib u t i o n s a r e m a d e f o r n e w i n v e s t m e n t i n t h e I n d e x 5 0 0 f u n d .No te 5 : In a l l fun d s , d iv id en d s a re re in ve s ted .No te 6 : D iv id en d s a re re in ves ted .

Note 7 : The t rus t exp i red b y i t s ow n t e rms dur ing 2 010 , and i t s a s s e t s w ere l iquida t ed (a s re f l ec t ed i n the en t r i e s ) and d i s t r i bu t ed a s requi red .


9/9


IX . CERTIFICATION.

Name of P e r son R epor t ingB O U D I N , M I C H A E L ( N M I )

Da te o f R e por t05/26/2011

I c e r ti f y th a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i ft s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/MICHAEL (NMI) BOUDIN

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I FI E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 10 4 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSui t e 2 -301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

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Michael Boudin Financial Disclosure Report for 2010