Module 3_Forensic Examinations

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    Introduction to Glass Examinations

    Fracture Match, Isotropy, Sn, Curvature, Bugs

    Fluorescence, Density, Refractive Index

    Calibration of the GRIM2/GRIM3 System

    Module # 3

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    Problem

    A. The accurate association of a questioned

    glass fragment(s) to a source of glass.The questioned glass is analytically indistinguishablefrom the glass source that was submitted as a standard

    B. The assignment of a value of strength forthat association.

    The frequency of occurrence for the RI is 4 % and

    the frequency of occurrence for the [Zr] is 8 % ...or

    The glass evidence (strongly) supports the hypothesis of

    contact with the source of the broken glass rather than not

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    Glass Analysis

    Visual Inspection of Known/ Questioned forFracture Matches

    Comparison of Glass:

    Physical Properties

    Optical Properties

    Chemical Properties

    Classification of Glass into End Use Category

    Discrimination between glass samples

    Interpretation and Value of Results

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    Glass Fracture Characteristics

    (Terminology, Significance, Limitations)

    Crime Scene Reconstruction(Direction of Force, Sequence of Shots,

    Laminated Glass Considerations)

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    Radial and Concentric cracks

    Elasticity permits bending until radialcracks form on the opposite side of theforce

    Continued force places tension on thefront surface (force side), forming theconcentric cracks

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    Conchoidal Striations (fractures)

    Source: Forensic Examination of Glass and Paint. Caddy, B. Ed.;

    Taylor & Francis: London, 1999.

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    Direction of force determination

    The perpendicular edge always facesthe surface on which the crackoriginated

    Source: Forensic Examination of Glass and Paint. Caddy, B. Ed.;

    Taylor & Francis: London, 1999.

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    Direction of force determination

    The perpendicular edge always facesthe surface on which the crackoriginated

    Source: Forensic Examination of Glass and Paint. Caddy, B. Ed.;

    Taylor & Francis: London, 1999.

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    The 3R Rule

    Radial cracks form a Right angle on theReverse side of the force

    Need to know: 1) Which side of the window is examinedNeed to know: 1) Which side of the window is examined

    2) Whether a radial or a concentric edge is examined2) Whether a radial or a concentric edge is examined

    Source: Forensic Examination of Glass and Paint. Caddy, B. Ed.;Taylor & Francis: London, 1999.

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    Conchoidal Striations

    Source: Forensic Examination of Glass and Paint. Caddy, B. Ed.;Taylor & Francis: London, 1999.

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    Exceptions to this rule

    Tempered glass because it dicesand a

    frostin the middle prevents theobservation

    Source: Forensic Examination of Glass and Paint. Caddy, B. Ed.;Taylor & Francis: London, 1999.

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    Other exceptions

    Very small windows held in a tightly heldframe

    windows broken by heat or explosion

    Laminated glass is a special case:

    There are two glass sheets sandwiching a

    vinyl film. The sheet opposite the forceexhibits the fracture marks.

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    Plastic Identification and Sn surface

    Plastic can be eliminated by testing forindentation by a needle point

    Fluorescence upon short wave (254nm)illumination of an original surface can

    detect the Sn contamination on one sideof float glass.

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    Interference Objective

    An Interferometer can be used to detectthe most minimal curvature on the glasssurface

    Curvature indicates possible sources:windshield

    containersother non-flat glass source

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    Thickness Considerations

    Tempered glass is greater than 3.0 mmthick

    Vehicle side windows are typically 3.3-

    3.6 mm thick

    Tolerances: 3.0 mm (2.92 - 3.41mm)

    4.1 mm (3.96 - 4.17 mm)Typical auto standard is +/- 0.003 inches.

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    Bugs- Manufacturer Identification

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    Bugs-DOT numbers on vehicle glass

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    Density Measurements

    High correlation between D and RIobserved

    Literature review

    Slater and Fong (1982)

    Stoney and Thorton (1985)

    Koons and Buscaglia (2001)

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    RI (nD) and Density correlationRI (Nd) v Density (USA casework)

    2.4

    2.45

    2.5

    2.55

    2.6

    2.65

    1.505 1.51 1.515 1.52 1.525 1.53 1.535

    RI (Nd)

    Density

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    Density Method

    Sink/Float

    Vary the mix of two liquids having differentdensities until the K fragment floatsin themixture

    Place Q in same solution and determine if itfloats

    At that point, the density of the liquid andglass (K and Q) are equal

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    Density Determination

    Once fragments match, their densities are

    equal and the density of the liquid can bedeterminedPlummet and balance method

    Digital densitometer method

    Do we really need to know the density?Is it better as a comparative exam?What is the variability of a source?

    How reliable are results for small fragments?

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    Density Liquids

    Methylene Iodide d ~ 3.32 g/cm3

    Bromoform d ~ 2.85 g/cm3

    Acetylene Tetrabromide d ~ 2.96 g/cm3

    Sodium Polytungstate d ~ 2.89 g/cm3

    Na6H2W12O40x H2O (water soluble)

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    Non-Toxic Float liquid

    Poly Gee Brand; Sodium Polytungstate

    density = 2.89 g/ml

    non-toxic

    adjustable density (with addition of water)reusable (evaporate water)

    ~ $ 100.00 / lb sold as solid or liquid from:

    Geoliquids Inc., 1618 Barclay Blvd.

    Buffalo Grove, Illinois 60089 - (708) 215-0938

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    Density Discrimination of

    Samples with Similar RIs

    SAMPLE SOURCE TEMPER FLOAT nD nC nF DENSITY

    W-8 RESIDENCE N N 1.51666 1.5140 1.5228 2.4844

    W-38 RESIDENCE N N 1.51665 1.5140 1.5229 2.4881

    Data from S. Ryland, FDLE

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    Characterization of Glass Fragments

    Refractive Index Determination(GRIM and GRIM2, Foster and Freeman)

    Elemental Composition by sensitive method

    (XRF, ICP-AES, ICP-MS)

    Application of Statistical Techniques

    (Classification Schemes, Descriptive

    Statistics (Graphical), Match Testing,

    Informing Power Statements)

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    Beck Line Method (1892)

    When the objective of the microscope israised (focus up), a bright line movesinto the direction of the material of higher

    R.I.Once the line disappears or doesnt move,the R.I. of the oil can be measured by a

    refractometer.The Beck line is best observed with

    contrast microscopy.

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    Emmons Temperature VariationMethod (1930)

    Emmons observed the variation of R.Iwith temperature ( temp, R.I.) for oilsbut not (much) for glass.

    He used a circulating water bath to heatthe oil with an immersed glass in it andwatched for the Beck line to disappear.(He then measured the oil R.I. with arefractometer at that temperature)

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    Emmons Double Variation Method

    Used with a Mettler Hot-Stage for bettertemperature control and involved thevariation of both the wavelength of the

    light coming through the sample and thetemperature.

    (Description of method in handout, Theory description in

    Safersteins Handbook)

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    Refractive Index

    RI of glass is known to be affected byboth wavelength and temperature

    nmatch temperature

    n25

    wavelength

    D

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    Dispersion (V)

    The relationship of the indices at differentwavelengths.

    (nD - 1)

    (nF - nC)where: nD is measured at 589 nm (SodiumD line)

    nF is measured at 486 nm (blue)and nC is measured at 656 nm (red)

    V =V =

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    Value of Dispersion

    dispersion data does not provideadded discrimination... large error

    inherent in dispersion data

    dominates the error associated withthe k value

    Cassista et al, Canadian Society of ForensicScience J ournal, Vol. 27, No. 3, 1994

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    Refractive index oil immersion method

    Immerse the selected fragment in a previouslycalibrated silicon oil and mount on a slide for viewingunder phase contrast microscopy.

    Change the temperature of the oil in a controlled

    fashion to reach the endpointwhere the RI of the oil isequal to the RI of the glass (viewed as maximum

    contrast).

    Use the calibration curve for the oil to interpolate the RIof the glass.

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    Phase Contrast Microscopy

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    Calculating the Mean Match

    Temperature

    Temperature

    Mean Match

    Temperature

    ImageContrast

    Cooling CycleHeating Cycle

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    Oil Immersion at the Match

    Temperature

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    Calculating the Mean Match

    Temperature

    Temperature

    Mean Match

    Temperature

    ImageContrast

    Cooling CycleHeating Cycle

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    Oil Calibration

    Temperature

    RI

    Glass

    Oil

    Match Temp

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    Oil Calibration

    Temperature

    RI

    Glass

    B Oil Match Temp

    1.52

    1.49

    1.54

    C Oil

    A Oil

    25 60 110

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    Locke Silicone Immersion Oils

    Oil A nD

    25=1.540

    nD range 1.53990 - 1.55663

    Oil B nD25=1.520

    nD range 1.50187 - 1.52903

    Oil C nD25=1.481

    nD range 1.46409- 1.48652(Locke Scientific or Foster and Freeman)

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    Oil Operating Temperatures

    A Oil RI - 1.552 360

    C1.534 800C

    B Oil RI - 1.529 390C

    1.502 1120C

    C Oil RI - 1.486 460C

    1.464 1070C

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    RI determination by GRIM2 Good Precision: SDs of 0.00002 over 5 hr.

    period (using optical reference glass) and0.00003 over 5 days.

    Fast analysis routine (~ 5-10 min. / reading)

    Semi-automated, reduced operator bias Improved data handling, reduces transcription

    errors, facilitates data manipulation

    Published by ASTM E-30 as a standardmethod of analysis.

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    Proficiency Test Results (R.I.)

    1993 (23 of 71 labs used GRIM or GRIM2) 1994 (31 of 88 labs used GRIM or GRIM2)

    1995 (39 of 95 labs used GRIM or GRIM2)

    (7 labs reported elemental analysis)

    (7 labs reported use of statistical analysis)

    1996 (46 of 106 labs used GRIM or GRIM2)(40 labs reported elemental analysis)

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    Analytical Requirements for Classification

    Classification requires good accuracy, but not

    necessarily good precision. The best elementsfor classification are those added by themanufacturer to effect a desired end-useproperty, ex. B in headlamps, Ba in TVscreens or Ce in decolorized glass.

    Interpretation of results requires access to ahigh-quality database.

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    Analytical Requirements for Discrimination

    Discrimination requires excellent precision, but

    does not generally require good accuracy. Thebest variables for discrimination are those nottightly controlled by the manufacturer, but foroptimum discrimination, the maximum number

    of variables should be determined. Allmeasured variables must be indistinguishablefor a common source to be indicated.

    Factors Affecting Classification

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    Factors Affecting Classification

    Capability Analytical accuracy over long time period

    Consistency of analytical method over time Within-class heterogeneity (not within-sample)

    Distinctiveness of variables (not number)

    Completeness and accuracy of database Contamination control

    Factors Affecting Discrimination

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    Factors Affecting Discrimination

    Capability

    Shortterm analytical precision

    Heterogeneities of both sample and source Range of measured values across a class

    Number and independence of measured

    parameters Contamination removal

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    Annealing ScheduleStart temperature 25 CRamp rate 1 600 C/h

    Level 1 555 C

    Dwell time 1 2 h

    Ramp rate 2 - 4 C/hLevel 2 500 C

    Dwell time 2 10 min

    Ramp rate 3 - 4 C/min

    Level 3 25 C

    W. Stoecklein, BKA

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    Container RI homogeneity

    1 2

    3

    4 56

    7 8

    910

    Sample RI SD

    1 1.52025 0.000102 1.52023 0.00004

    3 1.52026 0.00003

    4a 1.52036 0.00029

    4b 1.52035 0.00023

    5 1.52032 0.000066 1.52024 0.00009

    7 1.52018 0.00005

    8 1.52029 0.00012

    9 1.52024 0.00005

    10 1.52023 0.00009

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    Characterization of glass sources

    It is useful to determine 1) variation within asingle source and 2) variation within all sources

    1) Within source studies (literature)(containers, float sheet, vehicle windows, headlamps)

    2) Reference Databases

    (FBI - RI and ICP-AES from casework,

    FIU - RI and ICP-MS from surveys)

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    Frequency Distribution (USA vs UK)

    0.0000%

    1.0000%

    2.0000%

    3.0000%

    4.0000%

    5.0000%

    6.0000%

    1.5

    108

    1.5

    116

    1.5

    124

    1.5

    132

    1.5

    140

    1.5

    148

    1.5

    156

    1.5

    164

    1.5

    172

    1.5

    180

    1.5

    188

    1.5

    196

    1.5

    204

    1.5

    212

    1.5

    220

    1.5

    228

    1.5

    236

    1.5

    244

    1.5

    252

    1.5

    260

    1.5

    268

    1.5

    276

    1.5

    284

    1.5

    292

    1.5

    300

    Refractive Index

    %

    Frequency

    UK

    USA

    USA 1978-1990

    UK 1977-1989

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    Frequency Distribution (Dade vs USA)

    0.000%

    2.000%

    4.000%

    6.000%

    8.000%

    10.000%

    12.000%

    1.5126

    1.5137

    1.51

    45

    1.5153

    1.5161

    1.5169

    1.5177

    1.5185

    1.5193

    1.5201

    1.5211

    1.5219

    1.5227

    1.5235

    1.52

    43

    1.5251

    1.5259

    Refractive Index

    F

    requency

    Dade

    USA

    Dade 1990-1997

    Headlamp Glass

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    Headlamp Glass

    Within and Between Distribution

    Range of R.I. within one lamp (10 readings)

    Lens Reflector.00020 units .00018 units

    Range of R.I. between all lamps measured (73)

    Lens Reflector Overall.00313 units .00326 units .00340 units

    Minimum: 1.47604 Maximum: 1.47944

    See: Ojena and DeForest, JFS, 1972

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    ?? Questions to Ponder ?? Does the measurement of dispersion increase

    the discrimination capability over nD alone?

    Does the measurement of density increase thediscrimination capability over nD alone?

    Does the measurement of change in nD withannealing increase the discrimination capabilityover nD alone?

    Are these all measures of the same thing?

    Why was research initiated into the use of

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    First, there was interest in classifying specimens

    as to source to rule out or confirm alibis.

    Later, there was concern that manufacturers had

    improved their quality control and refractive indexwas not as discriminating as it had been

    historically - greater discrimination power was

    needed.

    Why was research initiated into the use of

    elemental analysis for glass in the 1980s?

    Classification of Sheet and

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    Classification of Sheet and

    Container Glasses using %Mg

    Magnesium (%)

    0 1 2 3 4

    No.ofS

    amples

    0

    2

    4

    6

    8

    40

    50

    60

    70

    80

    Containers

    Sheets

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    R e f r a c t iv e In d e x , n D

    1.5

    14

    1.5

    15

    1.5

    16

    1.5

    17

    1.5

    18

    1.5

    19

    1.5

    20

    1.5

    21

    1.5

    22

    1.5

    23

    NumberofSamples

    0

    2

    4

    6

    8

    1 0

    1 2

    Refractive Indices of Auto Side Windows

    Discrimination Potential of

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    Coleman and Goode (1973) Used NAA looking at 25 elements

    Were able to distinguish all but two pairsfrom 539 different glass samples

    Al, As, Ba, Ca, Hf, Mn, Na, Rb, Sb, Sc,

    and Sr provided the most discrimination

    Discrimination Potential of

    Elemental Composition Analysis

    Discrimination Potential of

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    Discrimination Potential of

    Elemental Composition Analysis

    38 of 40 windows were distinguished by EDX

    Andrasko et al, JFS, 1977

    25 of 28 windows were distinguished by SSMS

    Haney, JFS, 1977

    81 of 81 windows were distinguished by EDXReeve et al, JFS, 1976

    78 of 81 vehicle windows were distinguished by ICP

    Koons et al, J Analytical Atomic Spectrometry, 1991

    Headlamps, Containers, Non-Vehicle and Vehicle