Moody James M - Judicial Watch · SOURCE SORCE DATES LOCATION PPOSE ITEMS OR FINANCIAL DISCLOSURE REPOR. T Name of Person Reporting. Date of Report . Page 2of15 Moody, James M…

Moody_James_M

SOURCE

SOURCE DATES LOCATION PURPOSE ITEMS OR

Date of Report Name of Person Reporting. FINANCIAL DISCLOSURE REPORT

Page 2of15 Moody, James M. 04123/2009

Ill. N 0 N-INVES TMENT IN CO ME. (Reporting individual and spouse; supp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

[ZJ NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

INCOME (yours, not spouse's)

4.

B. Spouse's Non-Investment Income I/you were married during any portion of the reporting year, complete this section. -

(Dollar amount not required except for honoraria.)

0 NONE (No reportable non-investment income.)

AND TYPE

I. 2008 Tutoring

2.

3.

4.

IV, REIMBURSEMENTS - transportation, lodging,food, entertainment

(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

[ZJ NONE (No reportable reimbursements.)

PAID PROVIDED

I.

3.

SOURCE DESCRIPTION

DESCRIPTION

VALUE

I.

3.

4.

2.

FINANCIAL DISCLOSURE REPORT

Page 3of15

Name of Person Reporting

Moody, James M.

Dale of Report

0412312009

V. GIFTS. (Includes thou to spouse and dependent children; see pp. 28-3/ of filing instructions.)

[Z] NONE (No reportable gifts.)

2.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[Z] NONE (No reportable liabilities.)

CREDITOR VALUE CODE

I.

3.

4.

5.

I.

..

c.

(J-P)

Date of Report Nome of Penon Reporting FINANCIAL DISCLOSURE REPORT - -

Page 4 of 15 04/23/2009Moody, James M.

VII. INVESTMENTS and TRUSTS -income, vatue, 1ransactions r1nc1udes those of spouse and dependm1 children; see PP· 34-60 of filing instructions.>

D NONE (No reportable income, assets, or transactions.)

A. B. D.

Income during Gross value at end of Transactions during reporting period Description of Assets

reporting period reporting period (including trust assets)

(I) (2) (3)(I) (I) (4) (5)(2) (2)

Value ValueAmount Type (e.g .• Type (e.g., Date Value Gain Identity ofPlace "(X)" after each asset Code I Code 2 Methoddiv., rent, buy, sell, Month- Code 2 Code I buyer/sellerexempt from prior disclosure (A-H) or int.) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

One Bank A Interest K T

2. Bank of America A Interest J T

3. Regions Bank A Interest J T

4. Telco Fed. Credit Union B Dividend K T

5. A Very Special Tea Room (Y) See Part VIII, Note I

6. Regions Bank/Morgan Keegan (IRA) A Jnt./Div. K T

7. Janus Global Tech Fnd A Interest J T

8. Vanguard Growth Index Fund (IRA) A Interest K T

9. BH&M Oil Comm. Stock A Dividend J T

10. Putnam Amer. Growth & Income Fnd A Dividend J T

11. Amer. Funds AMCAP Fnd B Dividend K T

12. Fidelity Eq. Aggr. Growth Fnd A Dividend J T

13. ACCT 1-2 (IRA) (MS) E Int./Div. 0 T

14. - !Shares Russell 2000 Value Fund Sold (part)

12/12 J A

15. - !Shares Russell 2000 Growth Sold (part)

12/12 J A

16. - IShares Russell 1000 Gr Index Sold (part)

12/12 J A

17. - IShares Russell 1000 Value Index Sold (part)

12112 J A

I. Income Gain Codes: (Sec Columns Bl and 04)

2. Value Codes

(See Columns Cl and DJ)

). Value Method Codes

(See Column C2)

A =S l 1000 or Jess

F :$50.001 -SJ00,000

J :$ 15,000 or les.s

N :$250,00 I -$500,000

PJ :$25,000,001 -$50,000,000

Q =Appraisal

U :::Book Value

B :$1,001 -$2,500

G :SJ00.001 - Sl,000,000

K :SJS,001 -SS0,000

0 :$500,00 I - S1,000,000

R :Cost (Real Estate Only)

V =Other

C :$2,50 I • $5,000

HI :Sl,000,001 -$5,000,000

L:$50,00J -SIOO,OOO

Pl :$1,000,001- $5,000,000

P4 :More than S50,000,000

S =Assessment

W =Estimated

D :$5,001 -$15,000

H2 :More than $5,000,000

M :$100,001 - $250,000

P2 :$5,000,001 - $25,000,000

T =Cash Market

E :$15,001 • $50,000

31.

32.

33.

34.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 5of15 04/23/2009Moody, James M.

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1uues those of spouse ant! dependent children: see PP· 14-60 of filing instructions.)


A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

B. c. D.

Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

18. - !Shares Russell Midcap G Index Fd Sold 12/12 J A (part)

19. - IShares S&P Midcap 400 Value Sold 12/12 J A

(part)

20. - !Shares S&P Midcap 400 Growth Sold 12/12 J A (part)

21. - !Shares S&P 500 Growth Index Sold 12/12 J A (part)

22. - !Shares MSC! Emerging Mkts Fd Sold (part)

12/12 J A

23. - !Shares S&P Europe 350 Mkt Fnd Sold (part)

12/12 J A

24. - !Shares MSC! Japan Index Fnd Sold 12/12 J A (part)

25. - Liquid Asset MM Fund

26. ACCT 1-4 (Trustl)(SA) E Int./Div. 0 T

27. - Greene Cnty AR Housing

28. - Pu! Cnty AR Hsp Revs Chldm's Hosp

29. - Union Cnty AR Housing Redeemed 1012 J A (part)

30. - Pul Cnty AR Hlth. Fae. Catholic Redeemed 6/2 K B

- UA-Faytvl Var Fae

- Jonesboro AR Res Housing Redeemed 9/1 J A (part)

- Drew Cty AR School Dist 5 Redeemed 2/l K B

- Springdale AR Sch Dist #50

I. Income Gain Codes: A =$1,000 or less B =Sl,001 -S2,500 C =S2,50 I -S5 ,000 D=S5,00l -Sl5,000 E =$15,001 - S50,000

(See Columns BI and 04) F =$50,001 -SI00,000 G =SI 00,00 I -S 1,000,000 HI =Sl,000,001 - SS,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -SI00,000 M =SI00,001 -$250,000

(See Columns CI and DJ) N =S250,00I -S500,000 0 =$500,00 I -S 1,000,000 Pl =Sl,000,001 -$5,000,000 P2 =SS,000,001 -S25,000,000

Pl =$25,000,00I -S50,000,000 P4 =More than $50,000,000

J. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market

(See Column C2) U =Book Value V=Othcr W =Estimated


Page 6of15


Moody, James M.

Dale of Report

04/23/2009

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

( I} (2) (I) (2) (I) (2) (3) (4) (5) Place "(X}" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent7 Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P} (A-H) (if private

(Q-W} transaction)

35. -Booneville AR School Dist Buy 1/30 K (add'!)

36. - Springdale AR SD050

37. - LR AR Hlth Fae Bd Baptist Med Center

38. - Conway AR Pub Fae Bd Cap Jmpts Rev R efHendrix

39. - Paragrould AR Water & Sewer Rev B/E

40. - AR St Rfdg Water Waste Disp & Poll C B/E

.41. - AR St Univ Rev Hsg Sys FGJC B/E

42. - NLR Hlth Fae Bd Hlth Care RV RefBap Hlth B/E

43. - Ft.Smith AR W&S Rev Ser C FSA B/E

44. - AR State High Ed Ser B B/E (X) See Part VIII, Note 2

45. - Univ AR Univ Rev Var Fae Fytvl Campus See Part VIII, Note 3 A B/E FGJC (X)

46. - Mansfield AR School Dist 65 RFDG & C Buy 1/30 K onstrB/E

47. Redeemed 10/1 K B

48. - Arkadelphia AR Pub Ed Faes Rev Ouach Buy 5/27 K ita Bapt Univ B/E

49. - Rogers AR Sewer Rev Imprvmt Ambac B/ Buy 9/18 L E

50. ACCT 1-5 (IRA) (MS) A lnt./Div. J T

51. - MS Liquid Asset MM Fnds

I. Income Gain Codes: A =Sl ,000 or less B =Sl,001 - S2,500 c =$2,501 -$5,000 D =$5,001 - SI 5,000 E =$15,001- $50,000

(See Columns B 1 and 04) F =S50.00 I -SI 00,000 G =S100.001 -s1.ooo.ooo HI =SI,000,001 -S5,000.000 H2 =More than S5,000,000

2. Value Codes J =$15.000 or less K =515.00I -S50.000 L =S50,00I - SI00,000 M =S 100.00 I - $250.000

(See Columns Cl and 03) N =S250,00I -$500.000 O =S500,00I -Sl,000,000 Pl =S1,ooo.001 -S5,ooo.ooo Pl =$5,000,00 I -$25,000,000

P3 =$25.000,00I -$50,000,000 P4 =More than $50.000,000

3. Value Method Codes Q =Appraisal R =Cos! (Real Estate Only) S =Assessment T =Cash Market

(See Column Cl) U =Book Value V=Othcr W :Estimated

Activitior


Page 7of15

Name of Person .Reporting

Moody, James M.

Date of Report

04/23/2009

VII. INVESTMENTS and TRUSTS - incom•, va1u., transactions <Includes thos• of spouse and dependent children; see pp. 34-60 of filing instructions.)


A. B. c. D.



(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

52. -Activision Blizzard Inc (formerly Inc)

53. ACCT 1-6 (Trust2) E Int./Div. N T

54. --First Southwest Prime MM Fnds

55. - ABN AMRO Holding NV Sold 6123 1 A

56. . - Alcoa, Inc. Buy 1/28 K (add'!)

57. Sold 5/21 K B

58. Buy 7/14 K

59. -BP Amoco Sold 7/24 1 A

60. -Banco Bilbaovizcaya

61. - Bank of America Corp. Buy 3/20 1 (add'!)

62. - Bayerische Sold 6111 1 A

63. - Berkshire Hathaway, Inc.

64. - Bristol Myers Squibb Co.

65. · -CIT Group, Inc.

66. -Chubb Corp. Sold 6111 1 A

67. -Costco

68. - Dow Chemical Co.

I. Income Gain Codes: A =$1,000 or less B =$1,001 -S2,500 C =$2,501 -SS,000 D =$5,001 -$15,000 E =S15,00 I -$50,000

(See Columns 81 and 04) F =$50,001 -$100,000 G =SI00,001 -Sl,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than S5,000,000

2. Value Codes J =SI5,000 orless K =$15,001 -$50,000 L =S50.00I -SI00,000 M =SI00,001 -$250,000

(See Columns Cl and DJ) N =$250,00 I -$500,000 0 =$500,00 I -S1,000,000 Pl =Sl,000,001 • S5,000,000 P2 =S5,000,00I -S25,000,000

PJ =$25,000,001 -$50,000,000 P4 =More than SS0,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V=Other W =Estimated

FINAl CIAL DISCLOSURE REPORT

Page 8of15

_Name of Person Reporting

Moody, James M.

Date of Report

04/23/2009

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.)

0 NONE (No reportable income, assets, or transactions.)

A. B. c. D.



(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

69. - Federated Dept Stores

70. - Fiserv, Inc.

71. - General Motors Corp.

72. - GlaxoSmithKline

73. - IBM Corp. Sold 4111 J A

74. - ING Groep Sold 7/24 J B

75. - Intel Corp. Sold 8120 K B

76. - International Paper Co.

77. - !Shares MSC! Japan Indx Fd

78. - J. Sainsbury

79. - Johnson & Johnson, Inc. Sold 7124 J B

80. - Jones Apparel Group, Inc. Sold 11/24 J A

81. - Koninklijke Sold 6111 J A

82. - Lafarge S.A.

83. - Lexmark Int. Group

84. - Limited Brands, Inc.

85. - MGIC Investment Corp.

I. Income Gain Codes: A =S 1,000 or less B =$1,001 • $2,500 C =$2,50 I • $5,000 0=$5,001- $15,000 E =$15,00 I • $50,000

(Sec Columns Bl and 04) F =$50,001 • $100,000 G =$100,00 I • S 1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than S5,000,000

2. Value Codes J =$15,000 or less K=S15,00I • S50,000 L =$50,001 • SI00,000 M =$100,001 • $250,00o

(See Columns Cl and 03) N =$250,00 I • S500,oOO 0 =$500,001 • $1,000,000 Pl =SI ,000,001 • $5,000,000 P2 =SS,000,001 • $25,000,000

PJ =$25,000,001 • $50,000,000 P4 =More than $50,000,000


(Sec Column C2) U =Book Value V =Other W =Estimated

FINAI�CIAL DISCLOSURE REPORT

Page 9of15


Moody, James M.

Date of Report

04/23/2009

VII. INVESTMENTS and TRUSTS -income, value, transactions rrnc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)


A. B. c. D.



(I) (2) (I) (2) (I) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

86. -Markel Corp.

87. - Microsoft Corp.

88. -Neenah Paper, Inc. Closed 3/28 1 A

89. -Newmont Mining Corp.

90. -PNC Financial Svcs Grp {formerly PNC Bank)

91. - Petroleo Brasileiro SA

92. -Pfizer, Inc.

93. - Public Service Enterprise Buy 5/12 K

94. -Repsol SA Sold 6/11 J A

95. - Spectra Energy Corp.

96. - Sumitomo Mitsui Sold 6123 J B

97. -Taiwan Semiconductor Mfg.

98. - Telefonica de Espana SA

99. -Telefonos de Mexico

JOO. -Tim Participacoes

IOI. -Unilever NV

102. -Vivo Participacoes SA Sold 2/6 J A

I. Income Gain Codes: A==$ 1,000 or less B =$1,00 I -$2,500 C =$2,50 I - $5,000 D =$5,001 -$15,000 E =SI 5,00 I -$50,000

(S ee Col umns BI and 04) F=S50.00l -SIOO,OOO G =SI00,001 -Sl,000,000 HI =St,000,001-ss.000.000 H2 =More than SS,000,ooO

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =SS0,001 -$100,000 M =SIOO,OOl -S2S0,000

(See Columns Cl and DJ) N =$250,001 - $500,000 O =S500,00I -Sl,000,000 PI =St,000.001-S5,ooo.ooo P2 =$5,000,001 -$25.000,000

PJ =$25,000.00I • $50,000,000 P4 =More than $50,000,000


(See Column C2) U =Book Value V =Other W =Estimated

· FINANCIAL DISCLOSURE REPORT

Page 10of15


Moody, James M.

Date of Report

04/23/2009

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those ofspouse and dependent children; see PP· 14-60 of filing instructions.)


A. Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

103. - Washington Mutual, Inc.

104. - Wells Fargo & Co.

105. - Western Union

106. - Calamos Growth CL C

107. - Davis NY Venture CL C

108. - Oppenheimer Global CL C

109.

110. ACCT 1-7 (Trust3)(MS)

111. - Morgan Stanley Com. Stock

112. - Wal-Mart Stores Com. Stock

113. - MS Spectrum Technical

114. - MS Spectrum Currency

115. - MS MMfnds

116. - Discover Fincl Svcs (X)

117. ACCT 1-8 (Trust4) (SA)

118. - LR AR School Dist. Ser. B

119. - Pul Cnty AR Chldm's Hosp.

I. Income Gain Codes: A =S 1,000 or less (Sec Columns Bl and 04) F =SS0,001 -SI00,000

2. Value Codes J ==S 15,000 or less

(See Columns Cl and 03) N =S250,00I -SS00,000

B. c.

Income during Gross value at end of reporting period reporting period

(I) (2) (I) Amount Type (e.g., Value Code I div., rent, Code 2 (A-H) or int.) (J-P)

A Int./Div. L

D lnt./Div. M

B =Sl,001 -$2,500

G =SI00,001-Sl,000,000

K=Sl5,00I-S50,000

0 =SS00,00 I -S 1,000,000

(2) (I) Value Type (e.g.,

Method buy, sell, Code 3 redemption) (Q-W)

Sold

Buy

Buy (add'!)

T

T

C =$2,501 -SS,000

Ill =Sl,000,001 - $5,000,000

L=S50,001-SIOO,OOO

P3 =S25,000,00I -$50,000,000

Pl =Sl,000,001 -$5,000,000

P4=More than $50,000,000

S=Assessment3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only}

(See Column C2} U =Book Value V=Other W =Estimated

D. Transactions during reporting period

(2) (3) (4) Date Value Gai

Month - Code 2 Code I Day (J-P) (A-H)

8/20 K B

6/11 K

919 K

D =SS,001 -SIS,000

H2 =More than $5,000,000

M =S I 00,00 I - $250,000

P2 =SS,000,001 -$25,000,000

T =Cash Market

(5) Identity of

buyer/seller (if private

transaction)

E =SIS,001 • $50,000


Page 11of15

Name of Penon Reporting

Moody, James M.

Date of Report

0412312009

VII. INVESTMENTS and TRUSTS - incom•, va1u •• transactions <Includ•s thou of spouse and dependent children; see PP· 14-60 of filing instructions.)


A. B. c. D.



{I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

120. - Heber Springs School District

121. - Fort Smith AR W&S Rev Ser C FSA B/E See Part VIII, Note 4 (X)

122. - Fed Home Loan Mtge Corp Med Tenn Not e

123. - General Motors Corp Note

124. - Muni Cash Trust Fnds

125. - AR St Rfdg Water Waste Disp & Pollution Muni Debt

126. ACCT 2-1 (MS)

127. - Money Trust MM Fnds A Interest J T

128. - Chevron Texaco A Dividend J T

129. - First Horizon National Corp. A Dividend J T

130. - SunTrust Banks A Dividend J T

131. - General Electric Co. A Dividend J T

132. - Apple, Inc. Buy 9/10 J

133. Donated

134. ACCT 2-2 (IRA) (MS) c Int./Div. M T

135. - Liquid Asset MM funds

136. - FedEx Corp.

I. Income Gain Codes: A =$1,000 or less B =St,001 -$2,500 C =$2,50 I -$5,000 D=S5,00l -Sl5,000 E =SJ5,00l -S50,000

(See Columns BI and 04) F=SS0,001 -$100.000 G =$100.001 -$1,000.000 HI =$1.000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =SI S.000 or less K =SIS,001 -SS0,000 L =$50,001 - SI00.000 M =$100,001 -$250,000

(See Columns Cl and 03) N =$250,00 I • SS00,000 0=$500,001 - SI ,000,000 Pt =s1,ooo.001 -S5.ooo,ooo P2 =$5,000,00I -$25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q=Apprais al R =Cost (Real Estate Only) S =Assessment T=Cash Market

(See Column C2) U =Book Value V ==Other W =Estimated

(2)


Page 12of15

Narrie of Person Reporting

Moody, James M.

Date of Report

04123/2009

VII. INVESTMENTS and TRUSTS instructions.;-


A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

B. c. D.

income, value, transactions (Includes those ofspouu and dependent children; see PP· H-60 of filing

Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(I) (2) (I) (2) (I) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

137. - Intel

13 8. - General Electric

139. - Qualcomm, Inc.

140. - Yahoo, Inc. Sold 216 K A

I 41. Healthways, Inc. Buy 2/6 J-

(add'!)

142. - MS Flexible Income Trust B

143. - Activision Blizzard Inc (fonnerly Activiti on Inc)

144. - Blackstone Group LP

145. - Morgan Stanley

146. Berkshire Hathaway B (Hldg Co) Buy 216 M-

147. - Goldman Sachs Grp, Inc. Buy 3125 K

148. ACCT 2-3 (Trust5) (MS) D lntJDiv. M T See Part VIII, Note 5

149. - Active Assets MM Trust

150. - Cisco

151. - Dell Computer

152. - General Electric

153. - Microsoft

I. Income Gain Codes: A =S 1,000 or less B =Sl,001 • $2,500 c =$2,501 • $5,000 D=S5,00l -Sl5,000 E =S 15,00 I • $50,000

(See Columns Bl and 04) F =S50,00I - $100,000 G=SIOO,OOl -Sl,000,000 HI =S 1,000,00 I • SS,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00 I • $50,000 L=S50,001-SIOO,OOO M =SI00,001 • $250,000

(See Columns Cl and DJ) N=$250,00 I - $500,000 0 =$500,00 I • S 1,000,000 Pl =Sl,000,001 • $5,000,000 P2 =S5,000,001 • $25,000,000

PJ =S25,000,001 -$50,000,000 P4 =More than $50,000,000


(See Column C2) U=Book Value V=Othcr W =Estim ated

(2) (!) (4) (5)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 13of15 Moody, James M. 04/23/2009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes thou of spouse and dependent children; see PP· N-60 of filing instructions.J


A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

(I) (2) ( l ) Place "(X)" after each asset

exempt from prior disclosure Amount Code I (A-H)

Type (e.g., div., rent.

o; int.)

Value Code2

(J-P)

Value Method Code 3 (Q-W)

154. - Morgan Stanley

Type (e.g., buy, sell,

redemption)

Sold

(3)(2) Date Value Gain Identity of

Month - Code 2 Code 1 buyer/seller Day (1-P) (if private

transaction) (A-H)

9/24 J A

155. - Tarrant Cnty TX Health Resources Tacs.

156. - MS Tax Exempt Sec

157. - Enterprise Bnk Natl Assoc Omaha NE

158. - Greenbank CD

159. - Discover Fine! Svcs

160. - Chesapeake Energy Corp Buy 3/31 J

161. - Celgene Corp Buy 2121 J

162. ACCT 2-4 (IRA) (MS) D lnt./Div. M T

163. - Liquid Asset Fund

164. - Banco Santander CD Redeemed 3/20 L c

165. - Dallas City Bank CD Redeemed 9/26 L B

166. - Discover Bank CD

167. - Evergreen Solar Inc Buy 6/26 J

168. - Wash Mut Bk CD Buy 6130 L

169. ACCT 2-5 (iDealing com. stock) c Dividend K T

I. Income Gain Codes: A ::::$ 1,000 or less B =St,001- $2.500 C =S2,501 - $5,000 D =$5,001 - $15,000 E =Sl5 ,001 ·S50.000

(See Columns Bl and 04) F =$50.001 • $100,000 G =$100.001 - SI ,000,000 Ht =Sl,000,001. ss.000,000 H2=More than $5,000,000

2. Value Codes J =$ t 5.000 or less K =$15.001 - $50,000 L =$50,001 • $100,000 M =$100,001 • $250,000

(See Columns Cl and DJ) N =$250,001 • SS00,000 0 =SS00.001 - Sl,000,000 Pl =Sl,000,001 - S5,000,000 P2 =ss.000,001 • s2s.ooo.ooo

P3 =$25,000,001 • SS0,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =A ppraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V=Other W =Estimated

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Name of Penon Reporting Date of Report FINANCIAL DISCLOSURE REPORT


VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (IndicatepartofReporL)

Note I: Part VII, Page 4, Line 5 Retain public rights only; no financial value; no income. -

Note 2: Part VII, Page 6, Line 44 --Asset inadvertently omitted from prior report (CY 2007); acquired 7/23/07, Value Code "K".

Note 3: Part VII, Page 6, Line 45 Asset inadvertently omitted from prior report (CY 2007); acquired 5/17/07, Value Code "K".

Note 4: Part VII, Page I I, Line 121 Asset inadvertently omitted from prior report (CY 2007); acquired 9/24/07; Value Code "J".

Note 5: Part VII, Page 12, Line 148 Filer holds no position in Acct. 2-3 (Trust5).

Note 6: CY 2007 FDR, Part VII, Page 4, Line 13 Asset merged in 2002 with account on Line 20 (correctly reported) and sold in 2003.-

Note 7: CY 2007 FDR, Part VII, Page 7, Line 67 -- Real estate asset is for personal use only; not investment; no income.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT


IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Documents

Moody James M - Judicial Watch · SOURCE SORCE DATES LOCATION PPOSE ITEMS OR FINANCIAL DISCLOSURE REPOR. T Name of Person Reporting. Date of Report . Page 2of15 Moody, James M…