11
Sao Paulo Med J. 2013; 131(6):411-21 411 ORIGINAL ARTICLE DOI: 10.1590/1516-3180.2013.1316667 Neuraxial anesthesia for orthopedic surgery: systematic review and meta-analysis of randomized clinical trials Anestesia neuroaxial para cirurgia ortopédica: revisão sistemática e metanálise de ensaios clínicos randomizados Fabiano Timbó Barbosa I , Aldemar Araújo Castro II , Célio Fernando de Sousa-Rodrigues III Universidade Federal de Alagoas (UFAL), Maceió, Alagoas, Brazil ABSTRACT CONTEXT AND OBJECTIVE: Taking the outcome of mortality into consideration, there is controversy about the beneficial effects of neuraxial anesthesia for orthopedic surgery. The aim of this study was to compare the effectiveness and safety of neuraxial anesthesia versus general anesthesia for orthopedic surgery. DESIGN AND SETTING: Systematic review at Universidade Federal de Alagoas. METHODS: We searched the Cochrane Central Register of Controlled Trials (Issue 10, 2012), PubMed (1966 to November 2012), Lilacs (1982 to November 2012), SciELO, EMBASE (1974 to November 2012) and refer- ence lists of the studies included. Only randomized controlled trials were included. RESULTS: Out of 5,032 titles and abstracts, 17 studies were included. There were no statistically significant differences in mortality (risk difference, RD: -0.01; 95% confidence interval, CI: -0.04 to 0.01; n = 1903), stroke (RD: 0.02; 95% CI: -0.04 to 0.08; n = 259), myocardial infarction (RD: -0.01; 95% CI: -0.04 to 0.02; n = 291), length of hospitalization (mean difference, -0.05; 95% CI: -0.69 to 0.58; n = 870), postoperative cognitive dysfunction (RD: 0.00; 95% CI: -0.04 to 0.05; n = 479) or pneumonia (odds ratio, 0.61; 95% CI: 0.25 to 1.49; n = 167). CONCLUSION: So far, the evidence available from the studies included is insufficient to prove that neur- axial anesthesia is more effective and safer than general anesthesia for orthopedic surgery. However, this systematic review does not rule out clinically important differences with regard to mortality, stroke, myo- cardial infarction, length of hospitalization, postoperative cognitive dysfunction or pneumonia. RESUMO CONTEXTO E OBJETIVO: Considerando o desfecho de mortalidade, existe controvérsia acerca dos efeitos benéficos da anestesia neuroaxial (AN) para cirurgias ortopédicas. O objetivo do estudo foi comparar efe- tividade e segurança da AN versus anestesia geral (AG) para cirurgias ortopédicas. TIPO DE ESTUDO E LOCAL: Revisão sistemática na Universidade Federal de Alagoas. MÉTODOS: Buscamos em Cochrane Central Register of Controlled Trials (2012, volume 10), PubMed (1966 até novembro de 2012), Lilacs (1982 até novembro de 2012), SciELO, EMBASE (1974 até novembro de 2012) e listas de referências dos estudos incluídos. Apenas ensaios clínicos randomizados foram incluídos. RESULTADOS: Dentre 5.032 títulos e resumos, 17 estudos foram incluídos. Não houve diferença es- tatística em mortalidade (diferença de risco, DR: -0,01; intervalo de confiança de 95%, IC: -0,04 a 0.01; n = 1903), em acidente vascular encefálico (DR: 0,02; IC 95%: -0,04 a 0,08; n = 259, em infarto miocárdico (DR: -0.01; IC 95%: -0,04 a 0.02; n = 291), tempo de hospitalização (diferença média, -0,05; IC 95%: -0,69 a 0,58; n = 870), em disfunção cognitiva pós-operatória (DR: 0,00; IC 95%: -0,04 a 0,05; n = 479) e pneumonia (razão de chances, 0,61; IC 95%: 0,25 a 1,49; n = 167). CONCLUSÃO: Até o momento, as evidências são insuficientes nos estudos incluídos para provar que AN é mais efetiva e segura do que AG para cirurgias ortopédicas. Esta revisão sistemática não descartou dife- renças clínicas importantes para mortalidade, acidente vascular encefálico, infarto miocárdico, tempo de internação, disfunção cognitiva pós-operatória e pneumonia. I MSc. Professor, Department of Anesthesiology, Universidade Federal de Alagoas (UFA), Maceió, Alagoas, Brazil. II MSc. Assistant Professor, Department of Surgery, Universidade Estadual de Ciências da Saúde de Alagoas (UNCISAL), Maceió, Alagoas, Brazil. III PhD. Adjunct Professor, Department of Anatomy, Universidade Estadual de Ciências da Saúde de Alagoas (UNCISAL), Maceió, Alagoas, Brazil. KEY WORDS: Mortality. Anesthesia, general. Anesthesia, epidural. Anesthesia, spinal. Review [publication type]. PALAVRAS-CHAVE: Mortalidade. Anestesia geral. Anestesia epidural. Raquianestesia. Revisão.

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Page 1: Neuraxial anesthesia for orthopedic surgery: systematic ... · Neuraxial anesthesia for orthopedic surgery: systematic review and meta-analysis of randomized clinical trials | Sao

Sao Paulo Med J. 2013; 131(6):411-21 411

ORIGINAL ARTICLEDOI: 10.1590/1516-3180.2013.1316667

Neuraxial anesthesia for orthopedic surgery: systematic review and meta-analysis of randomized clinical trialsAnestesia neuroaxial para cirurgia ortopédica: revisão sistemática e metanálise de ensaios clínicos randomizadosFabiano Timbó BarbosaI, Aldemar Araújo CastroII, Célio Fernando de Sousa-RodriguesIII

Universidade Federal de Alagoas (UFAL), Maceió, Alagoas, Brazil

ABSTRACTCONTEXT AND OBJECTIVE: Taking the outcome of mortality into consideration, there is controversy about the beneficial effects of neuraxial anesthesia for orthopedic surgery. The aim of this study was to compare the effectiveness and safety of neuraxial anesthesia versus general anesthesia for orthopedic surgery. DESIGN AND SETTING: Systematic review at Universidade Federal de Alagoas.METHODS: We searched the Cochrane Central Register of Controlled Trials (Issue 10, 2012), PubMed (1966 to November 2012), Lilacs (1982 to November 2012), SciELO, EMBASE (1974 to November 2012) and refer-ence lists of the studies included. Only randomized controlled trials were included. RESULTS: Out of 5,032 titles and abstracts, 17 studies were included. There were no statistically significant differences in mortality (risk difference, RD: -0.01; 95% confidence interval, CI: -0.04 to 0.01; n = 1903), stroke (RD: 0.02; 95% CI: -0.04 to 0.08; n = 259), myocardial infarction (RD: -0.01; 95% CI: -0.04 to 0.02; n = 291), length of hospitalization (mean difference, -0.05; 95% CI: -0.69 to 0.58; n = 870), postoperative cognitive dysfunction (RD: 0.00; 95% CI: -0.04 to 0.05; n = 479) or pneumonia (odds ratio, 0.61; 95% CI: 0.25 to 1.49; n = 167).CONCLUSION: So far, the evidence available from the studies included is insufficient to prove that neur-axial anesthesia is more effective and safer than general anesthesia for orthopedic surgery. However, this systematic review does not rule out clinically important differences with regard to mortality, stroke, myo-cardial infarction, length of hospitalization, postoperative cognitive dysfunction or pneumonia.

RESUMOCONTEXTO E OBJETIVO: Considerando o desfecho de mortalidade, existe controvérsia acerca dos efeitos benéficos da anestesia neuroaxial (AN) para cirurgias ortopédicas. O objetivo do estudo foi comparar efe-tividade e segurança da AN versus anestesia geral (AG) para cirurgias ortopédicas.TIPO DE ESTUDO E LOCAL: Revisão sistemática na Universidade Federal de Alagoas.MÉTODOS: Buscamos em Cochrane Central Register of Controlled Trials (2012, volume 10), PubMed (1966 até novembro de 2012), Lilacs (1982 até novembro de 2012), SciELO, EMBASE (1974 até novembro de 2012) e listas de referências dos estudos incluídos. Apenas ensaios clínicos randomizados foram incluídos. RESULTADOS: Dentre 5.032 títulos e resumos, 17 estudos foram incluídos. Não houve diferença es-tatística em mortalidade (diferença de risco, DR: -0,01; intervalo de confiança de 95%, IC: -0,04 a 0.01; n = 1903), em acidente vascular encefálico (DR: 0,02; IC 95%: -0,04 a 0,08; n = 259, em infarto miocárdico (DR: -0.01; IC 95%: -0,04 a 0.02; n = 291), tempo de hospitalização (diferença média, -0,05; IC 95%: -0,69 a 0,58; n = 870), em disfunção cognitiva pós-operatória (DR: 0,00; IC 95%: -0,04 a 0,05; n = 479) e pneumonia (razão de chances, 0,61; IC 95%: 0,25 a 1,49; n = 167). CONCLUSÃO: Até o momento, as evidências são insuficientes nos estudos incluídos para provar que AN é mais efetiva e segura do que AG para cirurgias ortopédicas. Esta revisão sistemática não descartou dife-renças clínicas importantes para mortalidade, acidente vascular encefálico, infarto miocárdico, tempo de internação, disfunção cognitiva pós-operatória e pneumonia.

IMSc. Professor, Department of Anesthesiology, Universidade Federal de Alagoas (UFA), Maceió, Alagoas, Brazil.IIMSc. Assistant Professor, Department of Surgery, Universidade Estadual de Ciências da Saúde de Alagoas (UNCISAL), Maceió, Alagoas, Brazil.IIIPhD. Adjunct Professor, Department of Anatomy, Universidade Estadual de Ciências da Saúde de Alagoas (UNCISAL), Maceió, Alagoas, Brazil.

KEY WORDS:Mortality. Anesthesia, general. Anesthesia, epidural. Anesthesia, spinal. Review [publication type].

PALAVRAS-CHAVE:Mortalidade. Anestesia geral. Anestesia epidural. Raquianestesia. Revisão.

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412 Sao Paulo Med J. 2013; 131(6):411-21

INTRODUCTIONNeuraxial anesthesia combined with postoperative epidural analgesia can reduce the physiological stress attributed to sur-gery and the incidence of postoperative complications.1 There are some advantages to neuraxial anesthesia, such as reductions in the incidence of deep-vein thrombosis and pulmonary embo-lism, and in the need for blood transfusion.2 Although there are advantages, there is some potential for neurological damage and a great degree of hypotension, which may make it less accept-able.1 Rodgers et al. published a systematic review demonstrating that neuraxial anesthesia can decrease mortality over the course of the follow-up time, compared with general anesthesia, but these results cannot be used in orthopedic surgery because most of the procedures involved consisted of abdominal surgery.3

Neuraxial anesthesia is used routinely in orthopedic surgery, but there is controversy regarding the beneficial effects of this anes-thetic technique, taking into consideration the length of follow-up and its correlation with mortality and postoperative morbidity.4

Although some systematic reviews have analyzed neuraxial anesthesia for orthopedic surgery, the reviewers looked for the magnitude of the effect in a separated manner, without pooling knee, hip, femur and ankle results in a meta-analysis. Thus, contro-versy remains regarding the effectiveness and safety of neuraxial anesthesia.2,5-8 In this context, we proposed to answer the research question: what is the effectiveness and safety of neuraxial anesthe-sia, in comparison with general anesthesia for orthopedic surgery?

OBJECTIVEThe purpose of this systematic review was to compare the effec-tiveness and safety of neuraxial anesthesia versus general anes-thesia for orthopedic surgery.

METHODS

ProtocolA protocol was developed a priori and is available from the cor-responding author if it needs to be analyzed. This research was conducted in accordance with the Cochrane Collaboration Handbook.9 The journals, institutions where the studies were conducted or researchers did not influence our results. The Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) statement was followed in relation to report-ing items for systematic reviews and meta-analyses.10

Eligibility criteriaTypes of participants: The patients included in this review were 18 years old or over. They presented orthopedic disorders below the umbilical scar, and were treated surgically. Patients who under-went orthopedic surgery performed together with other types of surgery were excluded.

Types of studies: Randomized controlled trials (RCTs) were included. Data from studies published twice were collected from the original article with the best description. Studies with incomplete outcome data description were excluded from the meta-analysis.

Types of interventions: the intervention group was neuraxial anesthesia. The control group was general anesthesia. Use of a catheter in neuraxial anesthesia techniques was not an exclusion criterion.

Identification of studiesThe following databases were searched: Cochrane Central Register of Controlled Trials (CENTRAL) in the Cochrane Library (Issue 10, 2012); Medline (Medical Analysis and Retrieval System Online) via PubMed (1966 to November 2012); Lilacs (Literatura Latino-Americana e do Caribe em Ciências da Saúde), available at http://regional.bvsalud.org/php/index.php (1982 to November 2012); SciELO (Scientific Electronic Library Online), available at http://www.scielo.br (the last search was in November 2012); and EMBASE (Excerpta Medica database), which is available at http://apli-cacao.periodicos.saude.gov.br/ (1974 to November 2012). In addition, the reference lists of the studies included were also searched. There were no restrictions on any language, date and document format. The search strategies used in Medline via PubMed were adapted and used for CENTRAL. We used the terms anesthesia and orthopedic surgeries for Lilacs. We used the terms anesthesia and urology for SciELO. The search strategy for EMBASE was ‘general anesthesia’/exp OR ‘spinal anesthesia’/exp OR ‘epidural anesthesia’/exp AND rand* AND ‘orthopedic surgery’/exp [embase]/lim. The search strategy for PubMed can be seen in Table 1.

Selection of studiesTitles, abstracts, or both, identified through the search strategy for all databases, were independently reviewed by two investiga-tors (Barbosa FT and Rodrigues CFS). RCTs identified in accor-dance with our eligibility criteria were obtained in order to read

Table 1. Search strategies for Medline via PubMedDatabase Search strategy

PubMed

(Therapy/Broad[filter])AND(“anesthesia, general”[MeSH Terms] OR “anesthesia, inhalation”[MeSH Terms] OR “anesthesia, intravenous”[MeSH Terms] AND “anesthesia, conduction”[MeSH Terms] OR “anesthesia, epidural”[MeSH Terms] OR “anesthesia, spinal” [MeSH Terms])AND“orthopedics”[MeSH Terms] OR Orthopedics [Text Word])

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Sao Paulo Med J. 2013; 131(6):411-21 413

the full text. A standardized form was developed by the authors and was used to collect data. Discordances were resolved through consensus meetings.

Methodological quality and risk-of-bias assessmentThe study validity of the RCTs was independently assessed by two authors (Barbosa FT and Rodrigues CFS). Discordances were resolved through consensus meetings. The risk of bias was determined by means of the Rob table, as recommended by the Cochrane Handbook.9 The Rob table analyzes sequence genera-tion, allocation sequence concealment, blinding, incomplete out-come data, selective outcome reporting and other sources of bias. Each item was judged subjectively, looking for bias. Three answers were possible: low risk of bias, high risk of bias, or unclear risk of bias. This instrument generated a figure showing the risk-of-bias summary for each study included.

OutcomesThe primary outcome was mortality. Mortality was defined as a fatal event during surgery or occurring within one year afterwards.3

The secondary outcomes were stroke, myocardial infarc-tion, length of hospitalization, quality of life, degree of satis-faction, postoperative cognitive dysfunction, blood transfusion requirements and pneumonia. We considered stroke to be a loss of brain function caused by a disturbance in brain blood supply. Myocardial infarction was considered to be a loss of cardiac func-tion caused by a disturbance in coronary blood supply. Length of hospitalization was the duration of hospital stay. Quality of life was the aspect of life that was influenced by physical wellbeing or mental status.9 Degree of satisfaction was the patient’s reac-tion to the healthcare received.11 Postoperative cognitive dys-function was a state of mental confusion after orthopedic sur-gery. Blood transfusion requirement was considered to be the number of blood units transfused. Pneumonia was lung infec-tion with changes in pulmonary radiography that started at least 48 hours after surgery.

Data analysis  For dichotomous outcomes, the odds ratio and 95% confi-dence interval (CI) were calculated using a random-effect model (REM). When the effect was absent, the risk difference (RD) and 95% confidence interval were calculated using REM. For con-tinuous outcomes, the mean and standard deviation were used to generate the mean difference (MD) and 95% CI using REM. The Rev Man 5 statistical package (Cochrane Collaboration) was used to perform meta-analyses.12 I2 statistical heterogeneity was assessed by using heterogeneity tests, i.e. the standard chi-square test (P-value < 0.10 or < 10%) and the I2 test (I2 > 50% was statis-tically significant). 

RESULTS

Study selectionA flow diagram demonstrating the process for selecting rel-evant articles is outlined in Figure 1. In total, 5032 titles and abstracts were screened. We analyzed 4591 titles after running the search strategy, and 32 papers were identified as relevant through this process.13-44 Fifteen of these were subsequently excluded.13,14,17,19,20,21,24,26,28,31-33,36,40,43 The reasons for their exclusion can be seen in Figure 1. Thus, 17 articles with the potential to answer our research question were identified.15,16,18,22,23,25,27,29,30,34,35,37-39,41,42,44 We also analyzed 441 titles from the reference lists of these 17 stud-ies included, but did not find any additional studies (Figure 1).

Databases (n = 4,591),

of which: PubMed (n = 2,467)

CENTRAL (n = 398)

Lilacs (n = 65)

Embase (n = 1,272)

SciELO (n = 389) Study references (n = 441)

Titles and summaries (n = 5,032)

Not selected (n = 5,000)

Reading of full text (n = 32 )

Excluded (n = 15), of which:

Other interventions (n = 2)

Other surgeries (n = 4)

Non randomized trials (n = 4)

Irrelevant outcomes (n = 5)

Randomized controlled trials (n = 17)

Figure 1. Flow diagram summarizing the process for selecting original articles.

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414 Sao Paulo Med J. 2013; 131(6):411-21

Study validity The studies were evaluated in accordance with the Rob table from the Cochrane Collaboration,9 and were classified as pre-senting moderate risk of bias because the sequence genera-tion, allocation concealment and blinding method were consid-ered unclear, as presented in Figures 215,18,22,23,25,27,28,30,34,35,37-39,41-43 and 3.22,23,27,30,34,35,38,41-43 There were some attempts to contact the authors to clarify doubts, but no reply was obtained from them.

Sequence generation. Two studies included in this system-atic review were considered to have low risk of bias.38,44 The other studies did not present the method used to generate the alloca-tion sequence.

Allocation concealment. The method used by the authors to conceal the allocation sequence was described correctly in four of the studies included.18,25,27,29 The other studies did not report any details regarding allocation concealment that would make it possible to determine whether this process had been free of bias.

Blinding of participants, personnel and outcome assessors. One study was considered to present high risk of bias because although the authors reported that the investigator was blinded to randomization, they did not describe the condition of the par-ticipants and the outcome assessors.30 The other studies included did not report sufficient details to determine whether they pre-sented high or low risk of bias, or they reported that the outcome assessors were blinded.

Incomplete outcome data. In the study by Valentin et al., the result relating to blood loss was reported in a figure, but this presentation did not allow the numbers to be seen and read-ers were left to estimate the amount of blood loss.41 In the study by Juelsgaard et al., usable Holter data were obtained from 43 patients out of the 54 participants.30

Selective reporting. In two of the studies included, the authors reported results relating to outcomes that were not described in the method.29,34

Other sources of bias. Eight studies received the classification of high risk of bias. In the study by Berggren et al., a scale used to analyze postoperative confusion was modified by the authors and the validation process for this new scale was not tested.15 In the study by Bigler et al., the t test was used in the data analy-sis, but these data presented asymmetric distribution.16 In the study by Davis et al., the participants may not have received the same intervention, because the anesthesia was administered by “the duty registrar or consultant anesthetist”.22 In another study by Davis et al., the follow-up time may not have been the same for all participants.23 In the study by Hole et al., patients of dif-ferent ages received different premedication, and the surgical technique may not have been the same because thirteen sur-geons participated in this study.27 In the study by McKenzie et al., statistical tests and significance level were not described.34 In the study by Valentin et al., there were more ill patients in one group.41 In the study by White et al., the authors reported that special attention was given to any respiratory problems during the postoperative period, but they did not report what this atten-tion comprised.42

OutcomesThe characteristics of the selected RCTs analyzed and their out-comes are shown in Table 2.15,16,18,22,23,25,27,29,30,34,35,37-39,41,42,44 It was

Figure 2. Methodological quality summary: risk of bias for each study included.

Berggren et al.15

Bigler et al.16

Casati et al.18

Davis et al.22

Davis et al.23

Eroglu et al.25

Hole et al.27

Jones et al.28

Juelsgaard et al.30

McKenzie et al.34

McLaren et al.35

Nielson et al.37

Racle et al.38

Riis et al.39

Valentin et al.41

White et al.42

Williams-Russo et al.43

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Neuraxial anesthesia for orthopedic surgery: systematic review and meta-analysis of randomized clinical trials | ORIGINAL ARTICLE

Sao Paulo Med J. 2013; 131(6):411-21 415

Risk di�erenceM-H, random, 95% CI

-0.5 -0.25 0 0.25 0.5Favours experimental Favours control

Figure 3. Forest plot including the eleven studies that analyzed mortality.

Study or subgroupNeuraxial anesthesia General anesthesia

Weigh

Risk difference M-H,

random, 95% CIEvents Total Events Total1.2.1 Hip surgeryBigler et al.16 1 20 1 20 2.7 % 0.00 [-0.14, 0.14]Davis et al.22 3 64 9 68 5.0 % -0.09 [-0.18, 0.01]Davis et al.23 17 259 16 279 16.8 % -0.01 [-0.03, 0.05]Hole et al.27 0 29 0 31 9.8 % 0.00 [-0.06, 0.06]Juelsgaard et al.30 2 14 2 14 0.8 % 0.00 [-0.26, 0.26]Racle et al.38 4 35 5 35 2.1 % 0.03 [-0.19, 0.13]Valentin et al.41 16 281 23 297 16.8 % 0.02 [-0.06, 0.02]Subtotal (95% CI) 702 744 53.9 % -0.01 [-0.04, 0.01]Total events 43 56Heterogeneity: Tau2 = 0.1; Chi2 = 13.38, df = 2 (P = 0.001); I2 = 85%Test for overall effect: Z = 1.02 (P = 0.31)

1.2.2 Femur surgeryMcKenzie et al.34 0 49 1 51 12.3 % -0.02 [-0.07, 0.03]McLaren et al.35 1 26 9 29 1.5 % -0.27 [-0.46, -0.09]White et al.42 0 20 0 20 5.4 % 0.00 [-0.09, 0.09]Subtotal (95% CI) 95 100 19.2 % -0.08 [-0.22, 0.07]Total events 1 10Heterogeneity: Tau2 = 0.1; Chi2 = 13.38, df = 2 (P = 0.01); I2 = 85%Test for overall effect: Z = 1.02 (P = 0.31)

1.2.3 Knee surgeryWilliams-Russo et al.43 1 134 1 128 29,9% -0.00 [-0.02, 0.02]Subtotal (95% CI) 134 128 26,9% -0.00 [-0.02, 0.02]Total events 1 1Heterogeneity: Not applicableTest for overall effect: Z = 0.03 (P = 0.97)

Total (95% CI) 931 972 100% -0.01 [-0.04, 0.01]Total events 45 67Heterogeneity: Tau2 = 0.00; Chi2 = 14.80, df = 10 (P = 0.14); I2 = 32%Test for overall effect: Z = 1.15 (P = 0.25)Test for subgroup differences: Chi2 = 1.29, df = 2 (P = 0.53); I2 = 0%

not possible to pool the data for degree of satisfaction, blood transfusion requirements or quality of life. The data on the degree of satisfaction and blood transfusion requirements were not described correctly in the studies included. The authors did not report any data about quality of life in the studies included.

Mortality: This outcome was analyzed in 11 stud-ies.16,22,23,27,30,34,35,38,41,42,44 Three types of surgery were conducted in the studies included: hip, femur and knee surgery. There were no statistically significant differences between the types of surgeries (RD = -0.01; 95% CI: -0.04 to 0.01; P = 0.25; 1903 participants) (Figure 4).15,22,38

Stroke: This was analyzed in three studies.15,22,38 Two types of surgery were conducted: femur and hip surgery. There was no statistically significant difference between the types of surgery (RD = 0.02; 95% CI: -0.04 to 0.08; P = 0.17; 259 participants) (Figure 5).15,22,38

Myocardial infarction: Four studies analyzed this out-come.22,27,30,38 The outcome was analyzed only for patients who underwent hip surgery. There was no statistically significant

difference (RD = -0.01; 95% CI: -0.04 to 0.02; P = 0.48; 291 par-ticipants) (Figure 6).23,38,43

Length of hospitalization: This was analyzed in three stud-ies.23,38,44 Two types of surgery were conducted: hip and knee surgeries. There was no statistically significant difference con-sidering all types of surgeries (MD = - 0.05; 95% CI: - 0.69 to 0.58; P = 0.87; 870 participants) (Figure 7).15,18,38,39,42,43

Postoperative cognitive dysfunction: this outcome was ana-lyzed in six studies.15,18,38,39,42,44 Three types of surgery were con-ducted in the studies included. There were no statistically signifi-cant differences between the types of surgery (RD = 0.00; 95% CI: -0.04 to 0.05; P = 0.87; 479 participants) (Figure 8).15,38,42,43 Different authors reported using different types of instruments to analyze this outcome.

Pneumonia: This was analyzed in three studies.15,38,42 Two types of surgery were conducted: hip and femur surgery. There was no statistically significant difference between the types of surgery (OR = 0.61; 95% CI: 0.25 to 1.49; P = 0.28; 167 partici-pants) (Figure 9).

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416 Sao Paulo Med J. 2013; 131(6):411-21

Table 2. Characteristics of the randomized controlled trials that compared the kinds of anesthesia for orthopedic surgery and their contribution to the meta-analysisStudy (year) Anesthesia n Surgery Outcomes studied Remark

Berggren et al.15GA 29 Femoral neck

fracture surgeryStroke, cognitive dysfunction, pneumonia

Only fully lucid patients were included in the studyEA 28

Bigler et al.16

GA 20Hip surgery Mortality, cognitive dysfunction

Patients with severe dementia, cancer and psychiatric or disseminated neurological disease were not studied

SA 20

Casati et al.18GA 15 Hemiarthroplasty

of the hipLength of hospitalization, cognitive dysfunction

One woman in each groupUSA 15

Davis et al.22GA 68 Emergency hip

surgeryMortality, stroke, myocardial infarction

General anesthetic technique may not have been the same for all patientsSP 64

Davis et al.23GA 279

Hip fracture surgery Mortality, length of hospitalizationMulticenter study; the length of follow-up was not the same for all patientsSA 259

Eroglu et al.25GA 20 Total hip

replacementBlood transfusion requirements Hypotensive anesthesia was used in both groups

EA 20

Hole et al.27

GA 31Total hip arthroplasty

Mortality, myocardial infarction, degree of satisfaction

Only changes in mental status were analyzed, such as amnesia regarding personal data and disorientation relating to time, place and situation

EA 29

Jones et al.29GA 72 Elective hip or knee

replacementMortality, cognitive dysfunction Patients over the age of 60 years

SA 74

Juelsgaard et al.30GA SA

14 15

Hip fracture surgeryMortality, myocardial infarction, length of hospitalization

The authors quote: “Patients with known coronary artery disease scheduled for osteosynthesis of a femoral neck fracture were included in the study”. The exclusion criteria were: uncooperative patients, recent myocardial infarction, unstable angina pectoris, significant aortic stenosis and other established contraindications for spinal anesthesia

McKenzie et al.34GA 51 Femoral neck

fracture surgeryMortality, myocardial infarction Patients over the age of 65 years

SA 49

McLaren et al. 35GA 29 Femoral neck

fracture surgeryMortality

More patients in the spinal anesthesia group had respiratory problemsSA 26

Nielson et al. 37GA 39 Elective knee

arthroplastyCognitive dysfunction Patients between 60 and 86 years of age

SA 25

Racle et al. 38GA 35

Hip surgeryMortality, myocardial infarction, stroke, cognitive dysfunction

The patients were women SA 35

Riis et al. 39

GA 10 Total hip replacement arthroplasty

Cognitive dysfunctionThe authors reported data from a third group with GA and EA combinedEA 10

Valentin et al.41

GAHip fracture surgery Mortality

Premedication was not given to high-risk patients; there were more high-risk patients in the spinal anesthesia group

SA

White et al.42GA 20 Femoral neck

fracture surgeryMortality, cognitive dysfunction, pneumonia

Patients in the spinal anesthesia group received general anesthetic drugs reported as “light anesthesia” SA 19

Williams-Russo et al.44

GA 134 Total knee replacement

Mortality, length of hospitalization, cognitive dysfunction

The authors developed their own questionnaire to evaluate cognitive dysfunctionEA 128

GA = general anesthesia; SA = spinal anesthesia; EA = epidural anesthesia; USA = unilateral spinal anesthesia.

Sensitivity analysis None of the authors reported dropouts but they did report the frequencies with which the outcomes occurred. The results did not change when we analyzed only the studies with the same length of follow-up time.

One study was responsible for statistical heterogeneity in the mortality analysis.35 However, there was no statistically

significant difference when the data of this study was not taken into consideration (RD = -0.01; 95% CI: -0.02 to 0.01; P = 0.45).

The analysis on stroke showed statistical heterogeneity in a test for subgroup differences. The study by Berggren et al.15 was respon-sible for this, because more patients in the neuraxial anesthesia group presented hypotension than was seen in the general anes-thesia group, and four patients were unresponsive to treatment.

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Sao Paulo Med J. 2013; 131(6):411-21 417

IV, random, 95% CI

-4 -2 0 2 4Favours experimental Favours control

Study or subgroupNeuraxial anesthesia General anesthesia

Weigh

Mean difference

IV, random, 95% CIMean SD Total Mean SD Total1.5.1 Hip surgeryDavis et al.23 15.7 9.6 259 15.9 9 279 16.4 % -0.20 [-1.78, 1.38]Racle et al.38 20.05 1.93 35 20.09 1.79 35 53.6% -0.04 [-0.91, 0.83]Subtotal (95% CI) 294 314 70.0 % -0.08 [-0.84, 0.69]Heterogeneity: Tau2 = 0.00; Chi2 = 0.03, df = 1 (P = 0.86); I2 = 0%Test for overall effect: Z = 0.20 (P = 0.84)

1.5.2 Knee surgeryWilliams-Russo et al.43 12.7 5.3 134 12.7 4.3 128 30.0 % 0.00 [-1.17,1.17]Subtotal (95% CI) 134 128 30.0 % 0.00 [-1.17,1.17]Heterogeneity: Not applicableTest for overall effect: Z = 0.00 (P = 1.00)

Total (95% CI) 428 442 100% -0.05 [-0.69, 0.58]Heterogeneity: Tau2 = 0.00; Chi2 = 0.04, df = 2 (P = 0.98); I2 = 0%Test for overall effect: Z = 0.17 (P = 0.87)Test for subgroup differences: Chi2 = 0.01, df = 1 (P = 0.91); I2 = 0%

Figure 4. Forest plot including the three studies that analyzed stroke.

Risk di�erenceM-H, random, 95% CI

-0.5 -0.25 0 0.25 0.5Favours experimental Favours control

Study or subgroupNeuraxial anesthesia General anesthesia

Weigh

Risk difference

M-H, random, 95% CIEvents Total Events Total1.3.1 Femur surgeryBerggren et al.15 3 28 0 29 17.3 % 0.11 [-0.02, 0.23]Subtotal (95% CI) 28 29 17.3 % 0.11 [-0.02, 0.23]Total events 3 0Heterogeneity: Not applicableTest for overall effect: Z = 1.65 (P = 0.10)

1.3.2 Hip surgeryDavis et al.22 2 64 1 68 48.4 % -0.02 [-0.03, 0.07]Racle et al.38 0 35 1 35 34.3 % -0.03 [-0.10, -0.05]Subtotal (95% CI) 99 103 82.7 % 0.00 [-0.04, 0.04]Total events 2 2Heterogeneity: Tau2 = 0.00; Chi2 = 0.94, df = 1 (P = 0.33); I2 = 0%Test for overall effect: Z = 0.11 (P = 0.91)

Total (95% CI) 127 132 100% 0.02 [-0.04, 0.08]Total events 5 2Heterogeneity: Tau2 = 0.00; Chi2 = 3.60, df = 2 (P = 0.17); I2 = 44%Test for overall effect: Z = 0.54 (P = 0.59)Test for subgroup differences: Chi2 = 2.35, df = 1 (P = 0.13); I2 = 57.5%

M-H, random, 95% CI

-0.2 -0.1 0 0.1 0.2Favours experimental Favours control

Figure 5. Forest plot including the four studies that analyzed myocardial infarction.

Study or subgroupNeuraxial anesthesia General anesthesia

Weigh

Risk difference

M-H, random, 95% CIEvents Total Events Total1.4.1 Hip surgeryDavis et al.22 0 64 1 68 64.7 % -0.01 [-0.06, 0.03]

Hole et al.27 0 29 1 31 14.2 % -0.03 [-0.12, -0.05]

Juelsgaard et al.30 1 15 0 14 3.7% -0.07 [-0.10, -0.24]

Racle et al.38 1 35 1 35 17.4 % 0.00 [-0.08, -0.08]

Subtotal (95% CI) 143 148 100.0 % -0.01 [-0.04, 0.02]Total events 2 3Heterogeneity: Tau2 = 0.00; Chi2 = 1.24, df = 3 (P = 074); I2 = 0%Test for overall effect: Z = 0.70 (P = 0.48)

Test for subgroup differences: Not applicable

Figure 6. Forest plot including the three studies that analyzed length of hospital stay.

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418 Sao Paulo Med J. 2013; 131(6):411-21

M-H, random, 95% CI

-0.5 -0.25 0 0.25 0.5Favours experimental Favours control

Figure 7. Forest plot including the six studies that analyzed postoperative cognitive dysfunction.

Study or subgroupNeuraxial anesthesia General anesthesia

Weigh

Risk difference

M-H, random, 95% CIEvents Total Events Total1.6.1 Hip surgeryCasati et al.18 8 15 9 15 1.6 % -0.07 [-0.42, 0.29]

Racle et al.38 5 35 11 35 5.4 % -0.17 [-0.36, 0.02]

Riis et al.39 0 10 0 10 6.6 % 0.00 [-0.17, 0.17]Subtotal (95% CI) 60 60 13.7 % -0.08 [-0.20, 0.05]Total events 13 20

Heterogeneity: Tau2 = 0.00; Chi2 = 2.11, df = 2 (P = 0.35); I2 = 5%

Test for overall effect: Z = 1.19 (P = 0.23)

1.6.2 Femur surgeryBerggren et al.15 14 28 11 29 3.1 % 0.12 [-0.14, 0.38]White et al.42 3 20 3 20 4.1 % 0.00 [-0.22, 0.22]Subtotal (95% CI) 48 49 7.2 % 0.05 [-0.12, 0.22]Total events 17 14Heterogeneity: Tau2 = 0.00; Chi2 = 0.54, df = 1 (P = 0.46); I2 = 0%Test for overall effect: Z = 0.60 (P = 0.55)

1.6.3 Knee surgeryWilliams-Russo et al.43 7 134 5 128 79.1% 0.01 [-0.04, 0.06]

Subtotal (95% CI) 134 128 79.1% 0.01 [-0.04, 0.06]Total events 7 5

Heterogeneity: Not applicable

Test for overall effect: Z = 0.51 (P = 0.61)

Total (95% CI) 242 237 100.0% 0.00 [-0.04, 0.05]Total events 37 39Heterogeneity: Tau2 = 0.00; Chi2 = 4.52, df = 5 (P = 0.48); I2 = 0%Test for overall effect: Z = 0.16 (P = 0.87)Test for subgroup differences: Chi2 = 2.00, df = 2 (P = 0.37); I2 = 0.2%

0.01 0.1 1 10 100Favours experimental Favours control

Odds radioM-H, random, 95% CI

Figure 8. Forest plot including the three studies that analyzed pneumonia.

Study or subgroupNeuraxial anesthesia General anesthesia

Weigh

Risk difference

M-H, random, 95% CIEvents Total Events Total1.7.1 Hip surgery

Racle et al.38 5 35 0 35 51.7 % 0.56 [0.16, 1.93]Subtotal (95% CI) 35 35 51.7 % 0.56 [0.16, 1.93]Total events 5 0Heterogeneity: Not applicableTest for overall effect: Z = 0.92 (P = 0.36)

1.7.2 Femur surgeryBerggren et al.15 1 28 2 29 13.0 % 0.50 [0.04, 5.85]

White et al.42 4 20 5 29 35.3 % 0.75 [0.17, 3.33]Subtotal (95% CI) 48 49 48.3 % 0.67 [0.19, 2.41]Total events 5 7Heterogeneity: Tau2 = 0.00; Chi2 = 0.08, df = 1 (P = 0.78); I2 = 0%Test for overall effect: Z = 0.61 (P = 0.54)

Total (95% CI) 83 84 100% 0.61 [0.25, 1.49]Total events 10 15Heterogeneity: Tau2 = 0.00; Chi2 = 0.12, df = 2 (P = 0.94); I2 = 0%Test for overall effect: Z = 1.08 (P = 0.28)Test for subgroup differences: Chi2 = 0.04, df = 1 (P = 0.84); I2 = 0%

DISCUSSIONSome clinicians believe that neuraxial anesthesia is more effec-tive and safer than general anesthesia, based on their own clini-cal practice. However, this systematic review was unable to prove

that neuraxial anesthesia has any advantages over general anes-thesia for orthopedic surgery. 

According to the Cochrane Collaboration’s tool for assess-ing the risk of bias, the majority of the studies were generally of

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Random sequence generation (selection bias)

Allocation concealment (selection bias)

Blinding of participants and personnel (performance bias)

Blinding of outcome assessment (detection bias)

Incomplete outcome data (attrition bias)

Selective reporting (reporting bias)

Other bias

0% 25% 50% 75% 100%

Low risk of bias Unclear risk of bias High risk of bias

Figure 9. Risk of bias in studies included.

poor quality. Random sequence generation, allocation conceal-ment and blinding were not described correctly, were omitted or were not conducted appropriately. The results from the stud-ies included may therefore be limited. Appropriate reporting of the methodological items for designing and conducting studies is important for ensuring quality in a systematic review.9 This sys-tematic review can be considered to present good current evi-dence because we pooled data from studies with the same sur-gical procedures, analyzed methodological flaws in the studies included before pooling the results and explored occurrences of heterogeneity. The poor quality of the studies included may place limitations on our results.

Mortality has been analyzed in other systematic reviews, without finding any statistical differences between the groups.2,4-6,8 We demonstrated the same result as in these pre-vious studies, but the length of follow-up among our included studies reached six months in only one study and was less than three months in the others.

Stroke was analyzed in three RCTs, with no differences between the groups.15,22,38 These were small studies, and our stroke rate was 2.7% (7/259), with no statistically significant difference between the groups. Although meta-analysis can improve statistical power, our sample size was small. In this sys-tematic review, there were no subgroup analyses. There was an analysis on the types of surgery, and this was done in all the meta-analyses. The test for the difference between the groups in the stroke analysis showed an I2 test result of 57.5%. We reviewed the articles included in this analysis again and noted that there was an event in the study by Berggren et al.15 that was not seen in any other study. These authors reported cases with arterial hypotension that did not resolve with the treatment used, which may have been responsible for the greater frequency of stroke in

the neuraxial anesthesia group. On the other hand, they did not report whether this event was present in the other group, how the treatment was performed or whether the habitual treatment used in clinical practice was used in these cases.

The cardiac protective effect from neuraxial anesthesia seems to be a matter of controversy in noncardiac surgery.45 Parker et al. analyzed patients who underwent hip fracture surgery and found that the rate of myocardial infarction was 1% (5/505) in the neuraxial anesthesia group.8 Our rate for this outcome was 1.7% (5/291) with no statistically significant difference, but those authors analyzed thoracic epidural anesthesia.

Length of hospitalization was reported in three studies.23,38,44 Macfarlane et al. reported that neuraxial anesthesia produced a beneficial effect for total knee arthroplasty.5 They concluded that neuraxial anesthesia can facilitate rehabilitation and can reduce hospital stay. However, we did not observe this result.

Postoperative cognitive dysfunction was analyzed in six studies.15,18,38,39,42,44 Each study included used a different analy-sis method: Organic Brain Syndrome Scale,15 Mini Mental State Examination,18 mental changes,38 psychologist and attention test,39 mental confusion42 and neurophysiological tests.44 The results relating to this outcome are questionable.

Pneumonia was reported in three studies.15,38,42 Furthermore, a previous systematic review showed that this outcome was less common following neuraxial anesthesia than following general anesthesia (OR 0.37; 95% CI: 0.15 to 0.89). However, the sce-nario analyzed was vascular surgery, and one study in that review reported more events in the general anesthesia group than were seen in other studies.46 In that study, there were more smokers in the general anesthesia group and bias may have occurred. Our results were unable to prove the same effect from neuraxial anesthesia in relation to orthopedic surgery.

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420 Sao Paulo Med J. 2013; 131(6):411-21

For future research, attention needs to be paid to the way in which random sequence generation, allocation concealment and blinding are reported. Appropriate use of these methodological criteria can improve the quality of systematic reviews.5 These top-ics need to be reported in sufficient detail for readers to be able to judge whether the results are good enough to be reproduc-ible in clinical practice. The mortality rate can help to elucidate the effectiveness and safety of neuraxial anesthesia in comparison with general anesthesia. Making the assumptions of 5% mortal-ity in the general anesthesia group, 1% mortality in the neuraxial anesthesia group, 80% power and 5% significance level, it will be necessary to have 284 participants in each group for future stud-ies that analyze mortality. More RCTs with adequate numbers of patients and external and internal validity are needed.

The implications for clinical practice are that, so far, it is not possible to say whether neuraxial anesthesia is more effective and safer than general anesthesia for orthopedic surgery. Each patient should be analyzed individually, and anesthesiologists should take into account their own previous experiences and hospital working conditions.

CONCLUSIONSo far, the evidence available from the studies included is insuffi-cient to prove that neuraxial anesthesia is more effective and safer than general anesthesia for orthopedic surgery. However, this sys-tematic review does not rule out clinically important differences with regard to mortality, stroke, myocardial infarction, length of hospitalization, postoperative cognitive dysfunction or pneumonia.

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Sources of funding: None

Conflict of interest: None

Date of first submission: February 5, 2013

Last received: July 26, 2013

Accepted: August 1, 2013

Address for correspondence:

Fabiano Timbó Barbosa

Universidade Federal de Alagoas

Faculdade de Medicina

Avenida Lourival Melo Mota, s/no

Tabuleiro do Martins — Maceió (AL) — Brasil

CEP 57072-970

Tel. (+55 82) 3202-3800

E-mail: [email protected]