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Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina School of Medicine Chapel Hill, NC. North Carolina School Psychology Association Fall Conference, October 3, 2011

Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

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Page 1: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Neuropsychological Assessment in the School

Setting

Stephen R. Hooper, Ph.D.Carolina Institute for Developmental DisabilitiesUniversity of North Carolina School of Medicine

Chapel Hill, NC.

North Carolina School Psychology Association Fall Conference, October 3, 2011

Page 2: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Objectives To increase participants’ understanding of

neuropsychological assessment versus other types of assessment.

To increase participants’ understanding of various approaches to neuropsychological assessment with children, with a specific focus on the flexible battery approach.

To examine various applications of neuropsychological assessment in the school setting, with a specific focus on writing problems in early elementary school children.

Page 3: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Assessment: A Definition

Assessment is a goal directed problem solving process that uses various measures within a theoretical framework. It is a variable process that depends on the questions asked, the type of student, and a myriad of social, developmental, and contextual factors. It cannot be reduced to a finite set of steps or rules.

Page 4: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Neuropsychology: A Definition

Clinical Neuropsychology is an applied science concerned with the behavioral expression of brain function/dysfunction. It is the study of the relationship between brain function and subsequent behavior.

Page 5: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Goals of Neuropsychological Assessment

Determine spared versus impaired abilities.

Understanding impact of injury and/or a neurodevelopmental problem (e.g., LD).

Assist in localization of function and dysfunction.

Page 6: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Goals of Neuropsychological Assessment

Assist in determining whether to remediate or to compensate.

Generate suggestions for remediation and compensation.• Growing base of evidence-based

interventions.

Suggestions for monitoring and tracking of progress in school setting.

Page 7: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

When to Consider a Referral

Documented brain injury/insult Suspected brain injury or insult Neurodevelopmental disorder Unusual psychological profile Positive neurological findings Severe behavior problems Treatment needs

Page 8: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

The Development of Neuropsychological Assessment

Page 9: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Development of the Field

Referred children appear more complex. Improvements in medical science have

decreased mortality, but increased morbidity. Contributions by child development. New measurement techniques. Specific training guidelines for the field. Steady evolution over past 60-70 years.

Page 10: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Stage I: Single Test Approach(mid-1940s to mid-1960s)

Goal:• Global differentiation of children with brain

damage from normals.

Features:• Use of general, all-purpose measures of

“organicity.”

• Brain damage as a unitary construct.

• Strictly empirical and atheoretical.

Page 11: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Stage II: Test Battery/Lesion Specification (early 1960s to mid-1970s)

Goal:• Detection and differentiation of brain lesions.

Features:• Use of varied battery of tests (e.g., Halstead-Reitan

Battery)

• Greater appreciation for the variability of brain damage

• Continued emphasis on maximizing hit- rates in categorical diagnosis

Page 12: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Stage III: Functional Analysis(1970s to 1980s)

Goals:• Specifying the behavioral effects of cerebral lesions

• Identifying the underlying components of impaired performance

Features:• De-emphasis on the use of neuropsychological tests

to make inferences regarding brain lesions

• “Re-Psychologizing” of neuropsychology

• Emphasis on neuropsychological description

Page 13: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Stage IV: Ecological Analysis(early 1980s to present)

Goals:• Relating assessment results to the child’s everyday

life and future potential

• Specifying conditions for maximizing adaptive functioning

Features:• Emphasis on neuropsychological prescription and,

most recently, evidence-based practice

• Evaluation of deficits relative to developmental and environmental demands

• Biopsychosocial framework

Page 14: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Stage V: Integrative Approach(mid-1990s to present)

Goal:• A more precise integration of brain structures with

corresponding brain function Features:

• Use of more sophisticated neuroradiologic assessment procedures (fMRI, MRS)

• Requires concomitant measurement of neurobehavioral functioning

• A 21st century merger of neurology and psychology

Page 15: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Neurological versus Psychological Assessments

Page 16: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Neurological Examination Components

Station and gait Motor tone and strength Cranial nerve functions Sensory-perceptual functions Mental status Neurostructural/neurophysiological

measures (not routine)

Page 17: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Major Features

Time efficient Largely assesses lower, and some

higher, cerebral functions Typically not standardized or normed Typically viewed as a screening

procedure

Page 18: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Psychological Examination Components

Intellectual Selected aspects of cognitive functioning

(e.g., visual-perceptual) Achievement Personality/Social-Behavioral

Page 19: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Major Features

Largely assesses higher cognitive functions

Rarely includes measures of lower cerebral measures

Usually adequately normed and standardized

Requires extended time

Page 20: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Neuropsychological Assessment

Neuropsychological assessment represents a combination of the neurological and psychological assessment strategies.

It uses assessment methods that tap both higher and lower cerebral functions in an effort to provide a comprehensive view of brain function.

Page 21: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Structure-Function Continuum

Neurostructural Measures

Neurobehavioral Measures

Neurophysiological Measures

MRICT

PETEEGERP

RCBF

PSYCHNEURO

NEUROPSYCH

fMRI

Page 22: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Neuropsychological Assessment: Approaches and Models

Page 23: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Approaches to Assessment

Fixed Battery Approach Eclectic/Flexible Battery Approach Boston Process Approach Qualitative Approach

Page 24: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Fixed Battery Approach:Characteristics

Aims to provide a comprehensive assessment of brain function using an invariant set of validated test procedures.

Major emphases placed on standardization and quantification.

Page 25: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Fixed Battery Approach:Advantages

Serves to assure a consistently broad-based assessment.

Replicability. Provides a standard data base for

comparative studies (clinical and scientific).

Page 26: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Fixed Battery Approach:Disadvantages

Generally does not provide an in-depth analysis of selected aspects of function.

Inflexibility. Assumes a relatively high degree of

patient compliance and no handicapping conditions that might interfere with task administration.

Page 27: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Flexible Battery Approach:Characteristics

Generally there is at least an implicit outline of the relevant neuropsychological constructs that should be assessed.

Any of a variety of validated tests may be selected to assess each functional area.

Psychometric properties and complementarity are usually key selection features.

Page 28: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Flexible Battery Approach:Advantages

Preserves the quantitative aspects of neuropsychological assessment.

Potential for a balanced and broad-based assessment if tests are selected according to key constructs.

Flexibility with respect to adapting it to different applications.

Flexibility with respect to upgrading.

Page 29: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Flexible Battery Approach:Disadvantages

Possible constraints on replicability and comparability.

Problems in making comparisons among measures that may differ in terms of norms, test construction, etc.

Variable composition may preclude validation studies on the battery as a whole.

Page 30: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

A Construct-Driven Approach to Neuropsychological Assessment

Page 31: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Neuropsychological Constructs:Reitan/Rourke

Tactile perception Visual perception Auditory perception/language-related Problem solving, concept formation,

reasoning Motor and psychomotor Other (e.g., attention)

Page 32: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Neuropsychological Constructs:Fletcher

Language Visual-spatial and constructional Somatosensory Motor-sequential Memory and learning Attention[Fletcher suggests designing the battery around

the characteristics of the disorder]

Page 33: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Neuropsychological Constructs:Luria Clinical Model

Motor Sensory Attention Visual Language Memory Intellectual

Page 34: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Neuropsychological Constructs:Wilson Clinical Model

Language

• Auditory integration

• Auditory cognition

• Auditory short-term memory Visual

• Visual-spatial

• Visual cognition

• Visual short-term memory Motor

• Fine-motor

• Graphomotor

Page 35: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Neuropsychological Constructs

Motor Sensory perceptual Attention Language Visual processing Memory and

Learning Executive Functions

Related Domains• Intellectual

• Achievement

• Adaptive behaviors

• Social-emotional

• Family

• School environment

Page 36: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Motor Components

Gross motor strength Basic fine-motor speed Complex fine-motor speed Motor coordination and planning Spatial-based movement Oral-motor Balance

Page 37: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Sensory-Perceptual Abilities

Most evaluations typically assess the tactile, visual, and auditory modalities.

The modalities of olfaction and taste are tapped less routinely, although olfaction can be disrupted in many traumatic brain injuries or neurological processes affecting the prefrontal cortex.

Page 38: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Attention Abilities

Selective Attention (Focus/Execute)• Modality specific

• Alertness and Disinhibition Sustained Attention (Vigilance, Span) Encoding Attentional Set Shifting Divided Attention Stabilize/ReadinessNeed to distinguish between attention as a process

versus attention as a disorder.

Page 39: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Expressive Language

Communicative intent Oral-motor fluency Naming Word and phrase repetition Organization of output Vocal tone and prosody Pragmatics

Page 40: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Receptive Language

Phonemes Word and phrase comprehension Conflictual and comparative statements Vocal tone and prosody Speed of processing Pragmatics

Page 41: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Visual Processing

Visual recognition (faces, colors, objects) Visual discrimination Visual closure Visual-spatial (2-dimensional) Visual-spatial (3-dimensional) Visual organization and planning Visual problem solving and efficiency

Page 42: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Memory and Learning

Modality Time Retrieval

• Strategies for retrieval

Page 43: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Memory Components - Modality

Visual Verbal

• Language

• Non-verbal auditory Somatosensory/Tactile Taste Smell Multisensory

Page 44: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Memory Components - Time

Immediate/Short-Term – Information that you need once or for a few seconds.

Long-Term – Information that you need to retrieve at a later time.• Remote Recall – A special condition of long-

term recall

Page 45: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Memory Components - Retrieval Recognition Automatic Episodic vs. Nonepisodic Memory

• Contextualized recall Declarative vs. Procedural Memory

• Facts vs. procedures Strategies for retrieval

• Multiple repetitions

• Semantic cues

• Phonemic cues

• Associative learning

• Recognition

Page 46: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Executive Functions (Luria, 1966)

Executive function is defined as the ability to maintain an appropriate problem-solving set for attainment of a future goal. This set can involve (a) an intention to inhibit a response or to defer it to a later, more appropriate time; (b) a strategic plan of action sequences and/or; (c) a mental representation of the task, including the relevant stimulus information encoded in memory and the desired future goal-state.

Page 47: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Executive Functions (Welsh & Pennington, 1988)

Executive function is primarily the set maintenance required to achieve a future goal. This set would include the requisite skills of planning, organization, inhibition of maladaptive responses, self-monitoring, and flexibility of strategies contingent on feedback.

Goldman-Rakic (1990) would add to this definition the concept of working memory.

Page 48: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

A Conceptual Model of Executive Functioning (Denckla, 1993)

Delay between stimulus and response Internal representation of schema Internal representation of action plan Response inhibition Efficiency and consistency of response Active strategies and deployment Flexible strategies and deployment

Page 49: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

An Empirical Model of Executive Functioning (Welsh et al., 1991)

Speeded responding

• Visual search - achieved at age 6

• Verbal fluency - > age 12

• Motor sequencing - > age 12 Set maintenance

• Wisconsin Card Sort - achieved at age 10

• MFFT - achieved at age 10 Planning

• Tower of Hanoi (3 disk) - achieved at age 6

• Tower of Hanoi (4 disk) - > age 12

Page 50: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Executive Functions

Dorsolateral Prefrontal Cortex (DlPFC)

Regions within DlPFC appear to influence:• The selection of behaviors

• Recognition of context-dependent changes between stimuli and behavior

• Potentiation of sets of stimulus-response contingencies related to behaviors in context

• Flexible, goal-driven control of behavior

Page 51: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Executive Functions

Varying levels of damage to the DlPFC are associated with:• Lack of motivation, creativity, or goal-following• Difficulty in initiating or flexibly modifying actions,

resulting in stereotyped responses• Inability to assess others’ mental states – Theory of

Mind• Perseveration and more random-choice errors than

age-matched controls• Increased distractibility and problems with sustained

attention• Impaired working memory• Understanding of complex task rules

Page 52: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Executive Functions

Ventromedial Prefrontal Cortex (VmPFC) The VmPFC is critical for elucidating the

relation between stimuli and reinforcers and for explaining the inability of individuals with vmPFC damage to learn reward contingencies.

Page 53: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Executive Functions Damage to the orbitofrontal cortex, consisting

of both ventral and medial regions, leads to:• Impulsivity• Sensitivity to immediate rewards• Lack of self-control• Disruption of both affective and nonaffective stimuli

Individuals with VmPFC damage tend to select behaviors with the highest perceived reward, not the highest perceived utility.

Page 54: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Dorsolateral Prefrontal Cortex

Ventromedial Prefrontal Cortex

Frontal Pole

Page 55: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Eclectic Battery Framework

Key Constructs______________________________________________C1 C2 Language C4 C5 Cx______________________________________________

SC1 SC2 Speech perception SC4 SC5 SCxPhonology

SemanticsMorphologyLexicon

______________________________________________

Page 56: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Related Domains

Intellectual Achievement - critical to placement

• Reading, Writing, Arithmetic, etc.

• Skill deficits versus performance deficits Adaptive behavior Social-emotional Psychosocial environment (school,

family, social)

Page 57: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Developmental Shifts

Rate of information Volume of information Intensity (complexity) of information While important for all children, knowledge of

when these shifts may occur become critical for children with special needs because of the mismatch between the curriculum and their respective needs.

Page 58: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

School Applications

Page 59: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

School Applications Neurodevelopmental Disorders

• Learning Disabilities• High Functioning Autism

Genetic Disorders• Fragile X Syndrome• Turner Syndrome• Prader Willi Syndrome

Psychiatric Disorders• Early Onset Schizophrenia• Bipolar Affective Disorder• Neglect and Maltreatment• Post Traumatic Stress Disorder

Pediatric Disorders• Chronic Kidney Disease• Pediatric Hypertension• Traumatic Brain Injury

Other Conditions and Disorders

Page 60: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

School ApplicationsWritten Language

Page 61: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Written Language The study of written language as a cognitive process

has slowly expanded over the past 30 years. High stakes testing and heightened accountability in

writing present new challenges. Research efforts fall well behind reading and math. National Center for Learning Disabilities report, “The

State of Learning Disabilities 2009,” doesn’t even mention writing disorders.

New guidelines for the DSM-V propose to eliminate Writing Disorder as a diagnostic entity.

Page 62: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Written Language

The cognitive origins of written language view it as a problem-solving process whereby authors attempt to produce their declarative knowledge.

This is more challenging for preschoolers and early elementary school children as they are just beginning to learn to write.• Most prevalent communication disability, with recent

estimates being at approximately 15% (Katusic et al., 2009).

• Writing problems increase with advancing age (e.g., 25% of students are proficient on the NAEP Writing Test) (National Center for Educational Statistics, 2005).

Page 63: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Written Language

Key theoretical models provide guidance.• Hayes and Flower (1980) – Classic recursive model

• Hayes (1996) – Revised recursive model

• Kellogg (1996) – Working memory model

• Berninger & Winn (2006) – Not-So-Simple View of Writing• Developmental unfolding of functions to facilitate writing

Page 64: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Hayes (1996) Recursive Model

Page 65: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Kellogg’s (1996) Working Memory Model

Page 66: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

The Not-So Simple View of Writing Model(Berninger & Winn, 1996)

Page 67: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Written Language

From a neuropsychological perspective, these models suggest the involvement of several key functions:• Fine-Motor

• Language

• Memory

• Executive Functions and other regulatory mechanisms

Page 68: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

-1.2

-1

-0.8

-0.6

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0.6

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Good WritersPoor Writers

Executive Functions in Good versus Poor Writers

Z-s

core

s (M

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Hooper et al.. (2002), Journal of Learning Disabilities

Page 69: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

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Verbal Nonverbal

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Page 70: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

480

485

490

495

500

505

510

9.5 10.5 11.5

Age

WJ-

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Kindergarten Teacher Attention Ratings and Written Language Trajectories

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Page 71: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

480

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Page 72: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Classification Variables

readingspellingsemanticsgrammarunderstandability

Sta

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ize

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2

1

0

-1

-2

-3

-4

C 1

C 2

C 3

C 4

C 5

C 6

Written Language Subtypes (n = 257)

Wakely, Hooper, et al. (2006), Developmental Neuropsychology.

Page 73: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

1

2

3

4

5

6

Pre-Test Post-Test

Ave

rage

Hol

isti

c S

core

s

S1 (n = 4)

S2 (n = 8)

S3 (n = 13)

S4 (n = 14)

S5 (n = 10)

S6 (n = 6)

S7 (n = 13)

Response to Problem Solving Intervention

Hooper et al. (2006), Developmental Neuropsychology

Page 74: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Writing Skills Development Project

Funded by: Institute for Educational Science; PI - Hooper

Page 75: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Specific Objectives

Examine the cognitive underpinnings for the development of written expression.

Examine the co-morbidity that is present in children at-risk for writing problems.

Examine the response to evidence-based intervention for children at-risk for writing problems.

Page 76: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Research Questions

Can we create a measurement model that is relatively stable across early elementary school grades?

Do the components of this model relate to written language in early elementary grades?• According to the Not-So-Simple View of Writing, we

would expect the fine-motor and language functions to correlate the strongest with written language in first and second grades.

Page 77: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Participants

N = 205 students ascertained from a single school district in NC. (stratified across 7 elementary schools and associated classrooms).

Inclusion/Exclusion criteria:• English-speaking

• Participation in kindergarten

• Bulk of education in the regular curriculum

Page 78: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Participants

Chronological Age• First Grade = 6.54 years

• Second Grade = 7.54 years

Race: 75.1% Caucasian Gender: 57.1% Male Maternal Education: HS+ = 75% IQ = 96.78 (13.09)

Page 79: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Measures

Tasks were extracted from the various developmental models of writing and included measures of:• Fine-motor

• Language

• Attention/Executive Functions

Tasks were normatively based, age-appropriate, and readily available to the typical clinician.

Page 80: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Measures Motor

• PAL Finger Sense Succession-Dominant Hand• PAL Finger Sense Succession-Nondominant Hand

Language• PAL Elision• PAL Letters• PAL Word Choice

Attention/Executive Functions • Verbal working memory• Visual working memory• WJ-III Planning• WJ-III Verbal Retrieval• Vigil Errors of Omission• Vigil Errors of Commission

Page 81: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Neurocognitive Components Model

Fine Motor

Attention/

Executive

Function

Language

WIAT IIWritten

Expressionand Spelling

PAL Finger

Succession

Dominant

PAL Finger Succession

Non-Dominant

Verbal Working Memory

WJ-III Retrieval Fluency

WJ-III Planning

VIGIL Omission

s

VIGILCommissions

PAL Letters

PAL Word

Choice

Elision/PAL

Phonemes

Visual Working Memory

Hooper et al. (2011), Reading and Writing.

Page 82: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Measures The WIAT-II Written Expression Subtest served as

the primary outcome measure.• At grades 1 and 2, the Written Expression subtest consists of

three tasks: timed alphabet writing, written word fluency, and sentence combining.

• At grade 3, the student is asked to write a paragraph in accordance with a specific writing prompt.

The WIAT-II Spelling Subtest includes items to demonstrate knowledge of written letters, letter groups, and words.

The WIAT-II Written Expression Subtest was administered to the entire sample each fall, and at the beginning and ending of the treatment trial to the designated At-Risk students.

Page 83: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Results

Time Χ2 GFI RMSEA SRMR

Grade 1 43.23 .99 .02 .04

Grade 2 54.71 .96 .05 .04

Criteria: Goodness of Fit Index > .95, Root-Mean Squared Error of Approximation < .06,and Standardized Root-Mean Squared Residual < .08

Page 84: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Predictive Relationships

Predictive Models

Written Expression R2

Spelling R2

1st Grade-1st Grade

.48 .74

2nd Grade-2nd Grade

.57 .82

1st Grade-2nd Grade

.58 .76

Page 85: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Predictive Relationships

Predictive Models Written Expression

Spelling

1st Grade-1st Grade EF + Gender (male)

EF

2nd Grade-2nd Grade

EF + Language

Reading

1st Grade-2nd Grade

EF +Gender (male)

EF + Reading

Page 86: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Summary The neurocognitive model works well at each time

point and over time. There is strong relationship of the neurocognitive

model with written expression (48%-58% of the variance) and spelling (74%-82% of the variance) at each time point.• Executive functions and language abilities appear to

contribute the most to these relationships. Suggests the foundation for an empirically-based

neurocognitive assessment for writing in young children, but reinforces the need to include specific measures.

Page 87: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Summary These relationships provide support for the

neurocognitive components espoused by several different theoretical models of writing in young elementary school children.

The invariant weighting of the specific constructs in the model at grades 1 and 2 does not support the sequential unfolding of the core neurocognitive functions.• The developmental unfolding may occur at a different time

point (e.g., does fine-motor happen earlier?).• The relative strength of executive functions to written

expression was surprising at this age, but highlighted the importance of assessing these functions early in written language development and interventions.

Page 88: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Summary Reflection of the measures used? What will

happen when other variables are added to the model (e.g., affect, motivation)?

Will model work differently with younger or older children? Children with WD? Heterogeneity of WD? Response to intervention?

Need more research to examine evidence-based diagnostic and treatment practices.

What about linkages to neuroscience?

Page 89: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

The Importance of Cognitive Functions in a Response-to-Treatment Paradigm

for Writing

Page 90: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Research Questions

Can we show improvement in the writing of at-risk writers using an evidence-based approach to writing?

Do specific cognitive variables have any influence on response to treatment?

Do selected cognitive subgroups perform differently in their response to treatment?

Page 91: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Participants Second grade participants were screened with respect

to their writing skills with the WIAT-II Written Expression scale.

This resulted in 138 students deemed at-risk for a written language disorder (i.e., < 25th percentile), and 67 students not at-risk for writing problems.

• The not at-risk students were selected randomly at the school and classroom levels.

Students deemed at-risk were randomly assigned into treatment (n = 68) versus no-treatment (n = 70) conditions.

Page 92: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Measures Employed the same measurement model. The WIAT-II Written Expression Subtest served as the

primary outcome measure.• At grades 1 and 2, the Written Expression subtest consists of three

tasks: timed alphabet writing, written word fluency, and sentence combining.

• At grade 3, the student is asked to write a paragraph in accordance with a specific writing prompt.

The WIAT-II Spelling Subtest includes items to demonstrate knowledge of written letters, letter groups, and words.

The WIAT-II Written Expression Subtest was administered to the entire sample each fall, and at the beginning and ending of the treatment trial to the designated At-Risk students.

Page 93: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Procedures Comprehensive assessments were conducted in the fall

of first, second, and third grade. Interventions were conducted via small groups (i.e., 3 to

6 students) between January and May of the second grade.

Interventions comprised use of the PAL Lesson Plans #4 and #7 (Abbott & Berninger, 2003).• Focused on development of alphabetic principle at the subword

and word levels, and aspects of text generation.• Manualized treatment protocol that is commercially available.

Conducted twice a week for 12 weeks at 25 minutes per session.• 94% fidelity rate for the second grade intervention.• 85% attended at least 75% of the sessions.

Page 94: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Procedures

Students assigned to the no treatment at-risk group and the typical group received written language instruction via the regular classroom setting in a Business-As-Usual model.• For these students, written language instruction

followed a state-wide standard course of study. Writing skills were immersed in daily classroom

activities, with little in the way of direct instruction for written expression.

Page 95: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Question 1: Findings All three of the groups demonstrated growth in their writing

skills over time. When the contrasts between the three groups are examined,

the treatment effect was significant only on the quadratic component of the slope (B Estimate = 1.18, p < .006).• The quadratic component represents an acceleration parameter,

indicating that the treatment induced acceleration in the rate of writing skill acquisition for treated participants.

The growth rate for the treated group begins to accelerate such that by the start of third grade the growth rate for the treated group has significantly exceeded the rate for the untreated at-risk group (B Estimate = 2.79, p < .003).

Effect sizes were small.

Page 96: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Hooper et al. (2011), Annals of Dyslexia.

Page 97: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Question 1: Findings

Using curriculum-based measures for the Treatment Group, we also found evidence for significant progress in:• Writing Organization as determined by

sentence structure and the total number of words correctly sequenced.

• The number of varied vocabulary words used.

• The number of words spelled correctly.

• The total number of words written.

• Overall holistic score

Page 98: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Question 2: Findings When the interactions between the treatment group

were examined, both the attention/executive function and language moderators approached significance.• There was no interaction between treatment group and

fine-motor speed. For language, this was seen in both the linear (B = -

1.42, p < .10) and quadratic (B = -1.95, p < .06) growth curves.

For attention/executive functions it was seen for the linear growth function (B = 1.20, p < .08).

These findings suggest that moderating effects of different cognitive functions cannot be ruled-out as contributors to the response-to-intervention effects.

Page 99: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

60

70

80

90

100

T1 T2 T3 T4 T5

Low EF

Intact EF

Assessment Time Points

WIA

T-I

I W

ritte

n E

xpre

ssio

nS

tand

ard

Sco

res

Moderating Effects of EFs on Treatment

p < .08

Page 100: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Question 3: Findings To construct the latent class groupings, we

employed the three latent variables from our measurement model (Fine-Motor, Attention/Executive Functions, Language) for the available 138 students.

Findings revealed two empirically-based classes.• Specific Deficit Group (n = 90), with average probability

of class membership of .93.

• Low g Group (n = 58), with average probability of class membership of .93.

Page 101: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Question 3: Findings Based on latent class analysis, there were 5 groups:

• Typically Developing (TD)• Specific-Deficit Untreated• Specific-Deficit Treated• Low-g Untreated• Low-g Treated

Findings indicated that there was significant change over time on the WIAT-II Written Expression for all 5 groups.

When we focused on the treatment effects within the two latent classes, significant treatment effects were observed within both the Specific-Deficit and Low-g classes.

Page 102: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Question 3: Findings For the Specific-Deficit Class, the treatment

significantly affects only the quadratic component of the trajectory (B = 1.28, p < .02), although the linear component of the growth trajectory approached significance in the expected direction (B = 0.73, p < .10).• In each instance, the students in the treatment groups show a

steeper slope than the untreated students following the intervention.

In the Low-g Class, the treatment positively and significantly affects both the linear component (B = 1.54, p < .01) and the quadratic component (B = 2.08, p < .002).• The Low-g treated group showed a faster rate of gain on the

WIAT-II Written Expression score following the intervention.

Page 103: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Hooper et al. (2011), Annals of Dyslexia.

Page 104: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Summary

This study provides modest support for the PAL Lesson Plans in the treatment of young elementary school children at-risk for problems in written expression.• This change follows only 10 hours of intervention.

• The rate of growth for the treatment group was superior to the other two groups following intervention.

This study also examined moderator effects on intervention for students at-risk for writing disorders.• Both language and attention/executive functions approached

significance such that lower scores influenced overall performance.

Page 105: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Summary

In addition to specific cognitive moderators, when latent class groupings of students were derived, a differential rate of change was noted.

These differences were seen in:• Students with skill deficits in writing, but with

relative strengths in their executive functions.

• Students with overall lower functioning.

Page 106: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Summary

An RTI model and associated curriculum based measures may not be enough for many children to succeed with treatment.

Perhaps other variables, such as executive functions, need to be considered and factored into the intervention paradigm.

These findings suggest the need for more detailed assessments of many children prior to beginning an RtI paradigm so as to facilitate the effectiveness of instruction.

Page 107: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Conclusions

Page 108: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Conclusions

There is a long standing history of the involvement of neuropsychology with educational settings and learning.• School Neuropsychology

Knowing the differences in how you approach an assessment as an examiner as well as from a consumer perspective is important.

Page 109: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Conclusions From an empirical perspective, under no

circumstance is the wholesale use of IQ testing for identification of LD justified, and the same could be said for neuropsychological assessments.

Evidence-based hypotheses should guide the assessment process (e.g., spatial abilities in math, phonological awareness in reading, executive functions in writing), and the use of neurocognitive constructs should facilitate this effort.• Remember, it is a problem solving process!

Page 110: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Conclusions A comprehensive neuropsychological evaluation probably

should be employed for the most severely involved LDs (e.g., the Tier 2-3 cases) and medically involved cases.• Subtype X Treatment models remain to be verified, although the findings

are mixed at present.• Utilization of neurocognitive data in the RtI model has not been fully

tested. A comprehensive neuropsychological evaluation also may

be useful in younger learners or children with medical difficulties where neurocognitive abilities may be predictive of later learning.

Given the high rate of co-morbid conditions in the school setting, these conditions also should be considered in the assessment process.• The underlying neurobiological mechanisms may be inter-related (e.g.,

ADHD and RD).

Page 111: Neuropsychological Assessment in the School Setting Stephen R. Hooper, Ph.D. Carolina Institute for Developmental Disabilities University of North Carolina

Questions?Contact Information:

[email protected]