CONG HQA xA HOI CHI.) NGHiA VIET NAM. . .£)Qc I~p - TI! do - Hanh phuc

SO:.lp..l2020/CV-PC

V/v:C6ngb6Bao cdo tinh hinhquiin tri C6ng ty nom 2019

Tp. H6 ChiMinh, ngay~~thdngOlnom 2020

Kfnh gui: - Oy ban Chung Khoan Nhit Nu'ac- 56'Gi~o Dich Chung Khoan TP~HoChi Minh

- 56'Giao Dich Chung Khoan Hit N9i

Ten cong ty

Ma chung khoan

Tru 5(1 chfnh

f)i~n thoai

Nguoi thuc hien CBn

f)i~n thoal di d9n9

£)i~nthcai co quan

CONGTY c6 PHANCHaNG KHoAN RONGVIET (VD5C)

VDS

l.au 1-2-3-4Toa nha Viet Dragon, 141 Nguyen Du, Phuong BenThanh,

Ouan 1,TP.HCM.

08.6.299.2006

Ong Nguyen Hieu

0913832473

Fax: 08.6.291.7986

Chuc vu: Tong Giam doc

08-62992006 (ext: 1345)

Leal thong tin cong bo 024 h 0 Yeucau OBat thuonq 0 Djnh ky

N9i dung thong tin cong bo

Ccnq ty Co phan Chung khoan RangViet tran tronq conq bo Baocao tlnh hlnh quan tr] Cong ty

nam 2019.

Toan van Quyet dinh duoc dang ti3i t~i dla chi website: www.vdsc.com.vn

Chung toi xin cam ket cac thong tin cong bo tren day la dung su'that va hoan toan chlu trach nhi~m

truoc phap lu~t ve n9i dung cac thong tin da cong bo.

£)fnh kern:

- Bao cao tlnh hlnh quan trj 2019

NO'inhan:- Nhvtren;- LVu vr, Pc.

RONGVIETSECURITIES

56: ..01...I2020/SCQT-H8QT

C9NG HOA xA H91 CHU NGHiA VI~T NAM

D(>e I~p - TV do - Hanh phuc

Tp.H6 Chi Minh, ngoyti4thdngO;inam 2020

BAo cAo T1NH H1NH QUAN TR! CONG TV NIEM YETNarn 2019

Kinh glri: - Uy ban Chung khcan Nha nuoc

- 50 Giao dich Chung khoan HaN9i

- 50 Giao djch Chung khoan TP.HCM

CONGTY c6 PHAN CHUNG KHOAN RONGVI~T (VDSC)Tang 1-2-3-4Tea nha Viet Dragon, 141 Nguyen Du, Phuong SenThanh,

Ouan 1,TP.HCM.

028.6.299.2006

1.000.999.060.000dong

VD5

I. Hoat d(>ng ella Dai h(>i dong eo dong

Thong tin ve cac cuoc hop va Nqh] quyet/Ouyet dinh cua Bi;1ih9i dong co dong (bao gam ea

cac Nghi quyet ella 8ai hoi dong co dOllg duoc thong qua duo: hinh thuc lay y kien bang van ban):-.----.-.--T--------.------------------~----I--·---- --.----------.----------------~------------.--..- --

; 5 ~ 56 Nghi quyet/ Ouyet I Ngay N9i dungI t1. , d' h .i; InI--- I '- '. ----

I ! I 8<;1i.h9i co dong thuong nien thong qua mot 56 noi

dung lien quan:

Sao cao hoat dong narn 2018 va Ke hoach kinh

doanh narn 2019;

Sao cao heat d9n9 cua H9i dong quan tr], Ball

kiem scat nam 2018.

Sao cao tai ehinh da duc;ie kiern roan narn 2018;

Phan phol lai nhuan narn 2018 va ke hoC?ehphan :

ph6i lai nhu~1l nam 2019;

- Chon dan vi kiem toan Sao eao tai ehinh nam I

2019;

- Thu lao HQi dong quim tri, San Kiem soat nam

2018 va ke hoC?chthu lao nam 2019.

Ten conq ty

Tru so chinh

Bien thoai

Von dihll~

Ma ch((llg khcan

18/4/2019Nghi quyet 01/2019/NQ-

8H8C8

1 i.. . . 1 .. I ..

II. H<)i dong quan tr]:

1. Thong tin ve thanh vien HQidong quan tri,

STT Thanh vien HDQT (hue vu Ngay bat 56 Tyl~ Ly do khonqdau/khong buoi tham tham dir

con la h<?p dy'

thanh vien tham

HDQT dy' (*)

1 6ng Tran l.e Nguyen ChGtieh HDQT 9/9 100%

2 6ng Nguyen Mien Tuan Pho ChGtich HDQT9/9 100%

3 Kelly Yin Han Wang Thanh vien HDQT8/9 88,9%

B~neong tac

4 BaPham My Linh Thanh vlen HDQT8/9 88,9% B~nconq tac

5 6ng Nguyen Hieu Thanh vien HDQT9/9 100%

6 6ng Vo Lang Nguyen Thanh vien HDQT9/9 100%

dQeI~p

rr Nguyen Quae Baa Thanh vien HDQT I 8/9 88,9% B~ncone tacI

II

doe I~p I

(*) Baagam hinh thuc lay y kien bang van b211l

Heat dQng gia~ sat cua HQidong quan tr! doi vel BanTong qiarn doc: HQidong quan tri thuonq

xuyen qiarn sat haat dQng cua Ban Tong qlam doe nharn darn baa heat oQng cua Cong ty dat

hieu qua va dClngphap luat. oong thai HQidong quan tr] eOng luon thea doi viec thuc hien cac

Nghj quyet ella D9i h¢i dong eo oong va HQidong quan trio

3. Ha<;ltdQng eua eaetieu ban thuoe HQid6ng quim trj:

Tieu ban nhan Sy luO'ng thuang: thuong xuyen h6 trQ'HDQT trang vi~e oe b0t, bo nhi~m

nh~1nsu quan Iy Cong ty.

2.

Tieu ban Quan tri rui ra: h6 trQ'HDQTtrang eong tae quan trj rui ra, dam baa h00t oQng eua

Cong ty an toan, hi~u qua va tuan thG eaequy oinh.

4. Caenghj quyet eGaHQioong quan trj.

Trang nam 2019, HQioong quan trj da ban hanh eaenghj quyet va quyet djnh sau:

STT 56 ngh! quyet Ngay N(>idung

1 Nghj quyet 01/2019/NQ-HDQT 02/01/2019 - Thong qua ehot danh saeh eo dong va ehit9m ung eo tue nam 2018.

2 Nghi quyet 02/2019/NQ-HDQT 08/01/2019 -Thong qua phat hanh trai phieu daanh

nghi~p nam 2019

3 Nghi quyet 03/2019/NQ-HDQT 21/02/2019 - Thong qua vi~e ehot danh saeh eo dong va

ke hogeh to ehue D9i hQi eo dong thuongnien 2018.

2

4 Nghi quyet 04/2019/NQ-HDQT 01/03/2019 -Thong qua phat hanh trai phieu doanh

nqhiep Lc3n2 - narn 2019

5 Nqh] quyet 05/2019/NQ-HDQT 22/03/2019 - Thong qua xay dlfng ke hoach kinh doanh

narn 2019 trlnh Dai h9i co dong thuonq nien:

- Thong qua bao cao heat d9n9 2 thanq dau

narn 2019;

- Thong qua noi dung tai lieu va chL1O'ngtrlnh

D<;lihoi co dong thL10ng nien 2018.

6 Ngh! quyet 06/2019/NQ-HDQT 25/04/2019 - Thong qua chi tra co nrc dot 2 narn 2018

7 Nqh] quyet 07/2019/NQ-H8QT 15/05/2019 -Thong qua phat hanh trai phieu doanh

, nqhiep Lan 3 - narn 2019

8 Ngh! quyet 08/2019/NQ-H8QT 07/6/2019 - Thong qua viec de nghi Ngan hang cap han

I rnuc tin dunq cho Rang Viet.

9 Ngh! quyet 09/2019/NQ-H8QT 09/12/2019 - Thong qua viec tarn ung co nrc va chot danh

sach co dong chi tarn ung co tuc 2019.

10 Nqhi quyet 10/2019/NQ-H8QT - Bao cao ket qua heat d9n9 11 thang dau

narn 2019 va du kien ket qua heat d9n9 ca

narn 2019.

- Thong qua dinh hL10ng xay dlfng ke hoach

heat d9n9 kinh doanh narn 2020.

- Thong qua ke hoach nang cap h~ thong ha

tang cong ngh~ tin h9C nam 2020.

- Thong qua ke hO<;lchgia h<;1nva ky ket hQ'p

dong thue van phong trL.Jso chinh.,

III. Ban kiem sOiH

1.Thong tin ve thanh vien Ban Kiem soat (BKS):

Istt Thanh vien BKS (huc I Ngay bat I So buoi hQpI TY Ie tham,

I,

i vu I dau/khong BKStham dlf i dlf hQpI

I

! can la

i thanh vien

i BKSI,I

I Ba Nguyen Th! Oanh TrL10ng!

2/2I

100%

BKS,

J_I

Ong Nguyen Van Minh Thanh 1/2 I 50%

Ivien.

lOng Nguyen Thuc Vinh Thanh 2/2 100%

vien _L __________~_L ________________________-------~----.~---. -_._ .. ._ ---_--_._-----

TI Ly do khongI

i tham du hop i

I

~ __ ~ __ i

B~n cong ti3c !I

+---------1

I

-----l----------- -----,

3

2. H09t dQng qiarn sat cua BKSdoi voi HOOT, Ban Giarn doc dieu hanh va co dong: tham gia cac

cuoc hop cua 09i hQi ,co dong va HOOT va thuc hien vai tro qiarn sat ve heat dQng quan tr] cua HOOTva ban dieu hanh.

3. Su phoi hop heat dQng giCfaBKSdoi voi hoar dQng cua HOOT, Ban Giam doc dieu hanh va cac

can bo quan Iy khac: thuong xuyen g6p y cho HOOT va Ban dieu hanh trong hoat dQng quan tr] dieu

hanh Cong ty tal cac cuoc hop cua HOOT va hop cong ty.

IV. Dao tao ve quan tri conq ty

Cac kh6a dao t90 ve quan tr] cong ty rna cac thanh vien HOOT, thanb vien BKS,Tong Giarn doc,

cac can bQ quan Iy khac va Thu ky conq ty da tham gia thea quy dinh ve quan trl cong ty: tham gia cac

buoi toa dam, hQi thao chuyen nganh de nang cao nang Il/c quan trio

V. Danh sikh ve ngu'di co lien quan eua eeng ty niem yet theo quy d!nh t~i khoan 34 Dieu 6

Lu~t (hltng khoan (Sao eao 6 thanginam) va giao dleh eua ngu'di e6 lien quan eua eeng ty vCti

ehinh (eng ty.

1. Danh sach ve ngLioi co lien quan cua cong ty. (Phl,Jll,Jcdfnh kem),

2. Giao dich giCfa cong ty voi ngLioi co lien quan cua cong ty; hoac giCfa cong ty voi co dong lan,

ngLioi noi bo, ngLioi co lien quan cua ngLfoi noi b¢: kh6ng phat sinh

3. Giao dich giCfa ngLioi n¢i bo cong ty niem yet, ngLioi c6 lien quan cua ngLioi nQi bo voi cong

ty con, cong ty do cong ty niem yet nam quyen kiem soat: khOng ph at sinh

4. Giao dich giCfa cong ty voi cac doi tLfong khac: khong phat sinh.

4.1. Giao dich giCfa cong ty voi cong ty ma thanh vien HOOT, thanh vien Ban Kiem soat, Giam

doc (Tong Giam ooc) dieL! hanh oa va dang 103thanh vien sang lap ho~c thanh vi en HOOT, Giam doc

(Tong Giam doc) dieL! hanh trong thoi gian ba (03) nam tr619i day (tfnh t9i thoi diem I~p bao cao).

4.2. Giao dich giCfa cong ty voi cong ty ma ngLfoi co lien quan cua thanh vien HOOT, thanh vien

Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh 103thanh vien HOOT, Giam doc (Tong Giam doc)

dieu hanh.

4.3. cac giao dich khac cua cong ty (neu co) co the mallg lai loi leh vat chat ho~c phi v~t chat ooi

vai thanh vien HOOT, thanh vien Ban Kiem soat, Giam ooc (Tong Giam doc) dieu hanh.

VI. Giao d!eh co phieu eua ngu'di nc?ibi?va ngu'di lien quan eua ngu'di ni?i bc?

1. Danh sach ngLfoi n¢i b¢ va ngLfoi co lien quan cua ngLfoi n¢i b¢. (Phl,Jluc drnh kem)

2. Giao dich clla ngLfoi n¢i b¢ va ngLfoi co lien quan doi voi co phieu cua ceng ty niem yet.

......,'"

i L Soco ,.1 Tyl~ I Soco ..1 TYI~i phieu I phieu

I ! i11 [Ph9m-M-Y-L-i-n-h--+-TV-.H-O-O-T-r--13.721.276i13,71% 111.921.276111,91%

i-'Stt-- NgLioi thU~h--i-e--n~'--O-u-a-n-h-$~-S-o-c-o--p-h-i-eu-~6hc(~---S--6--c-o-p-h-ie-"u-s6-hu--u-l--- Ly d~t~~g,---

i No giao dich vai nguoi dau ky cuoi ky giam (mua,I

n¢i b¢ ban, chuyen

doi,

thLi6ng ...) ,

----_j

Giao dich Iban co phieu •

4

i-----,-------

i 2 I Tran L~ Nguyen: I

r-:3-INguyen Mien

I I Tuar:iL___L_ _

VII. Cac van de din hru y khac: kh6ng co

..3...

5

PHl} Ll}C 1

DANH SACH CO DONG xor BO vA NGUOI co LIEN QUAN

Taikhoan Chucvl,l t~i 50co Tyl~sa5tt Ten to chuc/colnhan giaodjch cong 50CMND/ Ngaycap Nai cap f>jachi phh!'usa hCtuco

chUng ty/Moi f>KKD CMND/ CMND/ hCtucuoi phh!'ukhooln(neu quan h~ f>KKD f>KKD ky cuoiky

co)

1 TrainL~NguyenChu tich 18.035.000 18,02%

HDQT

Vuong Nqoc Xiem Vq

Tran Tuyet Nhi Can

Tran Tuyet Van Can

Tran Vi Lam Can

Tran Kim Thanh Anh

Tran Vinh Nguyen Anh

Tran Quae Nguyen Em

2 Nguyen Mien TuanPh6Chu 17.810.953 17,79%

tich HDQT

Nguyen Mien Tam Cha

Bui Th! Em M~

Nguyen Thanh Loan Vq

Nguyen Mien Twin Minh Can

Nguyen Mien Ha Minh Can

Nguyen Mien Tien Em

6

Thanh vien 48.499 0,048%

HDQT

3 Nguyen HiI!u kiemTong

giam doc

PharnTh] HVang M~

Nguyen Th] Hong Chi

Nguyen Thi Dao Chi

Nguyen Man Anh

Nguyen Thi Thu Chi

Nguyen Th] Thuy Chi

Nguyen Th] Oanh Chi

Nguyen Th] Yen Chi

Nguyen Th] Chau VC!

Nguyen Trf Dung Can

4 Kelly Yin Hon WongThanh vien

HDQT

PakTong Wong Cha

Leung Carrie M~

TrVC1ngTh] HVC1ng VC!

Wong Mai Wai Yin Can

Wong Marcus VinhCan

Phong

5 Pham My Linh Thanhvien 11.921.276 11,91%

HOQT

7

",....,r J- ..,;::; ~ (lLJ. \V \

Pham Th] Van M~

Pharn Huu Phu Chong

Pharn Huu l.uan Con

Pharn Phu Hoang Trieu Con

Pharn Huu Tam Con

Pham Ng<;>cKien Anh

Pharn Nqoc Hoa Chi

Thanhvh1!n 0 06 Nguyen Quoe Bao

Hf)QT

Nguyen Phuong Huy Cha

Pham Phuong Nga M~

LeMyVan Vq

Nguyen Quoc Tri Con

Nguyen Oucc Thong Con

Nguyen Bich Thuy Em

Nguyen Ouoc Phong Em

7 Vo Long NguyenThanhvien

Hf)QT

VoVan Sat Cha

Tran Nguyen Nh~t Thy Vq

VOLong Bien Em

VOLong Hili Em

8

8 Nguyen Thi Oanh Tnronq BKS

Nguyen Tim Cha

Nguyen Th] Hoa M~

Ng6 Thanh Nhan Chong

Ng6 Ouynh Nhu Can

Ng6 Minh Nhat Can

5.500 0,0075%

9 Nguyen Van MinhThanh vien

BKS

DoThi Tuyet VQ

Nguyen Pharn Nh~t PhM Con

Nguyen DoMinh Huang Con

Nguyen DoMinh Phuong Con

10 Nguyen Thuc VinhThanh vlen 34.980 0,035%

BKS

Nguyen Th] Yen M~

Nguyen Th] Thanh True Ch,

Nguyen Thuc Kh6i Anh

Nguyen Th] Doan Trinh Ch,

Nguyen Th] Thuy Nga vq

Nguyen Thuc Nghi Can

Nguyen Thao Nghi Can

9

11 Nguy~nMinh Nh&!tPhoTcnq 7.579 0,0075%

giam doc

Nguyen Minh Khai Bo

Huynh Thi Sy M~

Nguyen Thi Thu Song Chi

Nguyen Th] Thu Thanh Chi

Nguyen Th] Thu Nguy¢t Chi

Nguyen Th] Thu Chung Em

Nguyen Thi Thu Thuy Em

Va Th] Kieu Linh Vq

Nguyen Minh Trl Con

Nguyen Trung Tin Con

12 Nguy~nChi TrungPh6Tong 114.488 0,11%

qiam doc

Nguyen Chf Chi Cha

l.e Thj Donq M~

Nguyen Th] PhuonqEm

Thao

Thai Yen Ha Vq

Nguyen Thai Khue Tu Con

Nguyen Thai Minh Tu Con

13 Nguyen Th] Thu Huyen Ph6TGf> 106.964 0,1%

Nguyen Th] Duong M~ruot

10

Nguyen Vi~t Hung Anh ruot ,..

NguyenVi~tHi! Anh ruot

D~uKhanhThien Chong

D~uQuangDue Con

D~uQuangVinh Con

Giamdoc 68.211 0,068%

14 LeMinhHh!nrai chfnh

kiern Ke

toan TnJdng

LeMinh Dl1c Cha

Tran LeVien M~

LeMinh D<;Io Anh

Le Hoang Yen Chi

LeMinh Hanh Em

Duong Th] Nqoc Tam Vq

Le Nqoc Thuc Doan Can

Le Lan Chi Can

cs dong 18.035.000 18,02%

1S Tran L~Nguyen lon/Chu tich

HDQT

16Cong ty TNHH MTVDau

C6 dong Ion 15.043.617 15,03%tir Chau A

c6 dong 11.921.276 11,91%

17 Pharn My Linh len/Thanh

vien HDQT

18 Nguyen Mien TuanPh6 Chu 17.810.953 17,79%

tich HDQT

11