Date. ____ _

POSIDON NAME OF ORGANJZATION/EN1TIY

Trust#2

- - ,;::, . . _

- .·­ -

r--:..-a. l::-:j o

Report Required by l:h.e Ethics FINANCIAL DISCLOSURE REPORT "i . AO..llf in Gove.'"llment Act of 1978RC\', 11.2004 Calendar Year 2003 (5 U.S.C. app. §§ ltH-111)

1. Person Reporting (Last name, First mime, Middle initial) 2. Court or Organi7..a1i.on

McMahon, Colleen US District Comt-Sonthem Dis

4. Title (Article m Judges indicare active or senior status; S. ReportType {check appropriate type) magisf1ate judges indicme fiJll-or -lime)

0 Nlllllination, Date

US Dlstrictludge-Aetlve 0 Initial 0 Frnal

3. Date ofReport

8/312004

6. Reporting Period

Ul/2003 to

12131/2003 1. Chambers or Offu:e Address 8. On the b of tile irlibnnation conmined iii this RepoJ1 and miy

niodifications pertaining thc:reta, it is, in my opin an. in campli1111cc 300 Quar_ropas Stn:et wilh ai>Pllcable Jaws end regulations. White Plains, New York 10601

IMPOR.TANTNOTES: 'Ihe instructiom accompanying tlds mrm n:nm be follam::d. Complete all parts,. d.tecking the NONE box for each part where you have nt)tc:pOd:ablc hdbnnatim. S-1g11 on last page.

L POSIDONS. (R.cpotting individual on1y; see pp. 9-13 affiling imtructions)

0 NOl\1E (No reportable positions.) •

. !. Tnssrcc Tmst#l

2. Tru.s1Cc

3. Tnrsll:c /Warden Tmsttl3

4. Trustee Foundation #1

s. Trustee Episcopal DivhUly School

Il. AGREEMENTS. (Reporting lndividulll only; sec pp. 14-16 of'filing instnu:tions)

NONE - CNo mpm:ta:tiJ.c agreements.)

1.

Cl- :.:0(.() l""'"'t (,."') " Ii

,._ ::o(."; =- - "I ·-­· -: ,;:;;liwio

GROSS INCQMR

SOURCE AND TYPE

SOURCE

.- .

-1NANCIAL DISCLOSURE REPORT Name of Person Reporting Date ofRepon · " .... ... ,"!

McMahon, Coneen 313/2004.

ill.. NON-JNVESTMENT.JNC01\1E. {Reporting individual and spouse;seepp.17-24 offilinginstructions)

A. Filer's Non-Investment Income

NONE - {No reeortabie ,non-investment income.>

{yows.not spa11$e's) 1.

B. Spouse's Non Investment mcome-(Ifyou were married dudug any porthm of the reporting year. please complelc this section. (dollarmnouut not mquired except 1br honmm:ia)

D NONE - <No n:portab)coon-iIM:stmmt income.)

1. 2003 Morgan Stanley & Co.-Opl:b>n exercise

2.

3.

4. 2003

s. 2003

IV. REIMBURSEMENTS -tnnspmtatiou. loctg.ing. tood. entcrtainmmt

(lncludc:s 1hasc 1D spomc and dcpcndcnt childrm. Sec pp. 7 of"instmctiom.)

li!I NOl\TE - <No m:1t reportable rcanbmsc:ments.>

l.

·Date of Report

8/3/.2004·

, 7''.!NANCIAL DISCLOSURE REPORT NnmeofPers:onReporting I I

McMahon, Colleen

SOURCE PEsdWITON

YALUECODE

•

••

•

.FINANCIAL DISCLOSURE REPORT NameofPersonRepomng Date ofR.qmri

McMahon, Colleen

V. GIFTS. (Im:ludi:s those to sponse and dependent children; See pp. 23-31 of instructions.)

lia NO:l\1E (Nosudtreportablegift.s..) -

I.

VL UABn.rrlFS. (Includes those of SJ>DllSC JIQd dcpmdmt childf'C!ll. See pp. 32-34 ofinslrudjons,)·

0 N 01\"E (No reportable iabillties.) -

Capital Contribution

Capital Colllribution •

3. MOlpll S1811lcy Venturi: Jn'ft:Stms m LP

-

2.

6.

a.

TrustofNE (N/C)

(2) (3) (4) (5)

•

.

.

-

-

•

,...,.... •

..,.

f -

-- -

. --

14.

17.

(1) ifnotexmnptfmm disclosure

FINANCIAL DISCLOSURE REPORT NruneorPersonReportiag DateofReport ·

McMahon,. Colleen Page 1 of is 8/3/2004.

VIL INVFSTl\iENTS and 1RU STS - income, vnlue, trrulsClllions (mdudes those ofllr. l>pOOSe mid di:pmdi:mt clnldreu. See pp. 34-57 offiling instructfons.)

A. B. c. D. l!ll:ome during Gross vnluc at ad of TmllSllllritltlS during1q1oruns period

Description of Ass.cts repnrting period reporting period (includiiig tmstusels) (2) (1} (2) (l)

PJnCI\ "(X)" Ilk each asset emmpt . fromprior r:lisolo!lllXC

Am011111 Coc1e I (A·H)

T:>'i>= (e..g.div. rem. or

int.)

Value Codc.2 (J-P)

Value Ml:lbnd Cnde3 (Q-W)

Type(buy, sell, merger,redemption)

Date: Month· Day

VaJ® Ccde2 (J-P)

Gain Codel (A.,ff)

Identity of .buyer/seller (ifpiivatetransaction)

DNONE (No J im:onH:, flllSiltS, or 111mSacUDDS)

1. ThornbergLtd. Term Mimi. Fd Nat.'I

ComputerAsmc.Int'l Com (IRA)

3. IDtcl eoip. eom cmAT

4. - Kohl's Corp. Com (IRA)

5. Thornberg Value Fund Class A Mut Fd. (IRA)

PW Fkst:Icwcl Associalc,L.P.

7. Morgan Stanl Venturr: luvestor.> mLP (IRA)

9.

10. Hewlett Packard Com (IRA)

11. Summit Associatl:s!Bosttm: Safi: MM/Mellon

12. Summit Assoc.JBoston Sllfe IMclion Trust of NF.(NIC)

13. 11111:1 Carp Com (Trustt:2)

IS.

Eobl's Corp Com (Trust.#2)

Ja'B lnvcstmcnts Inc. Com SccNOlc 1&2 ...

16. Morpn Stanley Venture l!Ms1ors m LP

,.

u.

=A =Sl,000 o: Jes;; B SLOO"i- ,500 D t.'.',O()i-il.5,030 E St5,0lll·!i50,00Ci G e lUUJtOl-f.1,0rt0.000 H! = 1,rn1ciio n-:;:s o3 ,ooc: t- Mun- ti'ml'i Jm ..c:ln

t: S'l O -S.:5U 00fr L = :::su,m:·,.::iOD,tlO'.' k srn:::.oc1-:'.!su,1JJ;;

:i ;:;_ s :o.OU!-s ,ouulou

Page2 _.;;_;;;.... __.. -..1 -l

A.

22.

30.

·.

{2)

.

-

-. '

r-,

D.

Jt"not cxempUrnm

(.2) (3) (4) (S) Gain Cmiel (MI}

-

.

_,

.,_ ....

' .

., . ·-

1 . ..:

19.

is.

(1)

(e.g.

FmANCI.f-L DISCLOSURE R.Efl•ORT Name of Person Reporting Date of Report ·

of15 Mclv1cllon, Colleen &/312004.

vn. lNVES'.Ii\mN""TS and 1RUSTS -mcmru; value, trmlst:llions fmdnd::sth= of lhc spouse am! depcndcntehi!dren. Sec pp. 34-57 offilinginstruelions..)

B. c. hiromc during Gross value at ead of Trnnsru:tiansduring reporting period

Description of Asselll gperiod reporting period ( udingt=t assets) · diselasrue0)(I) (:?)

Pl "(X}" after each asset c:telllpt fi:om prior dlscloSUlll

Value Value Type (e.g. Dato: buy,sdl,

Amoimt Va IdmlityofTypediv. reut.or Mim!h&Code2 MethodCodcl buyedseller

{A-H) int.) (J-P) Codc3 lllllQlCI', Day (J-P) flfprivatcRdemption)(Q-W) ll:lmsm:lion)

Psychemcdics Corp. Com .,

Codcl

20. Tuombcrg Ltd Term Muni FundNat'l(Tnist #2)

21. Thornberg Ltd Tenn Munl Fund Nat'l ·--

BES l!l&SIP 23.

EES 19861.P 24.

Cill1Jank(Checking,)

26. CiUbank(Savings)

27. C'Jtibank(S avings)

28. Citibank(Savings)

29. Skyline Vc:a!i.ue Parlnl::a;.L.P. SceNotci/4

Jn1brmatianAssoclates..n,L.P.

ll. lnfonnation Associates.LP. SceNotc#4

MSCPmL.P.32.

33. Mo11an Stanley VCDIDl'c JilvcstorsAnnex: L.P. SceNoti:fl.4

34. McKinley Caplta1 :Realty Partnm,ll.C

3S. Morgan Stanley Venture Invcstoa,L.P.

36. , OllW4!11(1998 300,000}

B = ;j;i.OO\·S::,5CIC

G "' JOD.Olf"!-St,ocm.OOli

r = s::sm;.:s5:J,oao L = 5t\o::r; ..r;w0,o:fc1 =· ;ao o : .·::::SL'.O:.l J

p J = 1:ooo no1"s:.oo:).C'"· r:: ;::, !'z .ool;,Q 11 ::.::s,on-::.oor

42.

48.

50.

S2.

Amount

. '

...

\1mBi.

-

.

(3) (S) Oaitl Cod::I

(H'}

·•.

-.

7

'

. .

. -

...

-• '

:

51.

(A-B)

JblliA..N.iCIAL DISCLOSIJRE REPORT Nrune of Person Reporting Dal:e of Report Page3 ofi5 Mclviabon. Colleen 81312004.

- income,value, 1r.mscati0l!S (mcludcs those of the spouse and dependent c:b.ilcln:n. See pp. 34-57 offiling: i::stnictions..) VIL INVES'I'.MENTS and TRUSTS

B. . c. D. Income duriag Gross va!llll at end of Transactions during reporting period

Descrlplian of ASSCls reporting period repaning period (inch1ding tmstllSSC!s)

A.

1f not exempt trom discfosun: . (1) (2) (I) (2) {I) (2) (4)

Fillo: •(X)"after each asllllt exempt Value Value Twe (e.g. Date:T)1IO (e.g. Value Identity of funnprior disclosorc Codcl div. reot. or Code2 !Welhod buy, sell. Mnntli· Code2 buyi:rlselier

int.) (J..1') CO!ic3 mei:ger. Dey (Ml;) (ifpiivatetransaction}(9-W) ndcmplion)

@il!fii&<l998 300,000)37.

38. Boston Safe Maney Market/Mellon Bank of . . "

SceNote#7 NE(NIC)

39. Bond Finance lotemationlll Conv. Due 7/97 (IRA) ·-·

40. MS Invcstme:111s. Inc.Cam Sec Note l & 3

41. Summit Associates-Notes Receivable-Primrose Pbls SecNote# 1

Morgan Stanley Dean Witter Co. Com MS Capi1a1 Ace.Plan

43. KPB InvJBostonSafeMM/MeJlon Trust ofNB SecNote 1.2& (NfC)

44. MS lnvestmentsJnc,/Boston Safe MIM/Mellon Sec Note l, 3 & Tmst ofNE (N/C) 7

Norlhwestl:m Mutual Life 45.

46. Citibank Checking (Trust #2.)

47. EVJLC6 Life Insurance (Trust# 1)

Northwesll:rn Mutual Lifi: (Trust #1)

49. Narthwestcm Mutual Life lnsunmcc (Trust il)

PHL insurmcc (Trust#l)

53.

54. '

Washington Mutual lllw:stors Fund (IRA)

hssport Monqt Market Fund (IRA) .

SFM Dumcstic Investments U.C

B = £1'1001- 0 C = uG i-!5,00G

{See Co- Lmwr. Bi ariC D ) F C;:; :5Q100l ..!:':lO G l1 G CO': $10:.l,.U3l *SltOC 'loov El =S1J)OC\OOJ-l:51oori10nn F..: ::;;;t ...lort titan iS)lC:i.oa

:.;.. v w ':c;I!::: :-- s-1 00:1 tes ·. L J5 o : ..!::5Ctoor1 L e t5tJUH· lOt· Onf.J .h :;o r.io 1 CJi-=5U,OOr.

A.

.

62.

Quantum Fund{JRA)

'

B.

.

'" , "

..

. .

'

, .

.

'·

. .

L

.

(1) (2} (3) (4) (S)

Gaiu. Code I

.

"

.

.,

.

. .

,:

. .

c

. .

'

. .

.,-'�

' ',/

...

Dcvdopemcnt

56.

Jm:amc during

lf oot exempt trom disclosuno

Dlltc ofR::port ·FR�ANCIAL DISCLOSURE REPORT Name of Person porting S/3/2004.

- income, val transailions (includes thase of the spOU!!I: and dependent clu'ldwn. Sec pp. 34-57 of filing inslnictions.)

Page4 of15 McMahon, Colleen

VIL INVESTMEl\78 and '!RUSTS

c D.

reporting period Gross value at end of Tr;im;actions during repottingperiod

Description of ASSCIS (including bust assets)

n:portlng period

(l) ('.l) (l) (2)

Plm:i: "{X)" after caclt asset exempt .Allmllllt Type (e.g. Value Value Type (e.g.· Dale::: Valwi Identity of· from prior disclome Cadet div. rent. or Code2 Method buy, sel Month- Code:2 buymisdler

(A-H/ iut.} (J..P} Code3 merger, Day (J-P) (A-B) flfpriwte(.Q-W) redemption) tranSllClioo) .

SS.

51. - -

·-·

SS.

59.

60. Sunrise Capital SpcciaI Pmtm:rs. ILC

61.

-

63.

64. CSG Systems ln1mnatiooal Inc.Com

65. Mariners Pllli: U.C-Real E.stldc East.Haven er Mariners Park: (1995 307,000)

66.

67. Summit Marincr, LLC

68. Sl.7line Vcntm Partnc:s Qualified Pmcbase Fwd n Sc:eNotei4

69. Trident Capi1al Fund-IV LP Se::Noteil4

70. . .

71.

, Sentinel Capital Padnem JI LP SceNote#4·

:;,_ "1,.:.·

l

82.

BG.

B.

Type

uaa.

(2)

Codcl (l::-P)

(Q-W)

&rim (3) (4) (5')

Codc2 (l-ll}

·':u.1-_

(A-H)

Fp:ifANC'.a.AL DISCLOSURE REPORT Name of Peison Reporting Daill of Report McMahon, Colleen P 1ge 5 of 15 . S/3n004 '

VTI.. INVESTMENTS mid TRUSTS -income, value, trallScatioosfmdud-..s!hoseofthe spouse md d..iJ<:ndellt children. Sc pp. 34-57 offilinslnstrncti=.}

A.

Descrlpuan of Asscts (inclndlllg1mSt assels)

McKinley Cycles U.C 73.

74. Sams Private Equicy Partnexs llC

75. Thornberg Jnternaional Value Fund a 1

76. Thornberg Value FUDd Class 1

77. Summit Mariner ll£JJP Morgan Checking

78. Rf:nt.al # 1 /.JPMorgan Checldng

Rent.al# l,�1!)99 $ &25,000)79.

80. Rental# 2 New York, NY(l9!>9 S 900.1100)

£1. Rcnt.al # 2/1P Morgen -Checking

JP Morgan(CheW!ng)

13. Ancic:: Resom=s LLC

84. Sorco J.ntemmd LP

BS. long Island l'owl:I' Authoril;yBood 6% 12/07

86. NYC G:m:ral Obliptian Bonds S.25 due OS/06

&7. NYS Dorm. AufbmityBond S.7S%duelJ7/0&

.l\'YS Dorm. Authority Bond 7.5% due 07110

89. NYS Dann. Allthority Boml S.5% due 07/09

90. J\'YSMcd Care FACS Bond SJ:% due ll/22

htCOllle during reportjllg period

{l) (2)

Amolml (e.g.Code 1 div. Riii:. or

int.)

c. D. Gross lr.llue at end of TlllJiSllCtions duringn:poiting period reporting period

If not =upt disclosure(I) (2) (1)

Vahle Value Type (e,g; Dllle: Vaine Gain ldentityofMethod bu)-. sell, Mon.th- Cadet buyerlscller Code3 lllC!'ger, Day (A-B) (rfprlvnteredemplion) 1mllsadion)

SeeNotei4

SeeNote#4

l. ln:cm lGah Cod.es::; h = !: ,00 1 or less B "' LO::ll·:?.'.:,SGt c "'!:2..5 ;.;;::,ooo D ;£5,001. is.ooo E Sl 5,0(11 Sfr,OOG =

rs Coillll!.'1SE1 au J F ssl!,O:.Ji-SlO:J,OJu G no::.oui-s:.00::.000 HI n,ooc,om .:;:s,ooo,o!Jli 1::::: Mo"' timd: .ooo.ooa "' =

,,, - . ,' "" ..:..:sr.:u=:: :

92.

·-

94.

96.

;'

(2) from

(3)

ll1Clga.", Milemption)

; ; -.

. i " ,•

..,., t�'

... · 3·�

-V,

· • . " . ': ' • ;,,-J.J.i'(.�;\�

-

'

ii

I

i

-., • • -

---ii .

'

.

(4) (5)

(A-Ii)

!!\.�·� -

99.

(1)

(1..P}

�·iNANCIAL DISCLOSURE REPORT Name of Person Reporting Dnte ofReport

Page6of15 McMahon, Colleen 8/312004

\7IL lNVESTlVIENTS and. 'IRUSTS -inoome, value, transcation1>(mcludes lhosc of the sp;iuse mid dependClll' diild=. See pp. 34-51 of filini; ins1n1ctio11S.)

A. B. c. D. Income during Gross value at end of Thmsactions during n:portmgperiod

Description of Ass$ reponin& period repoltingp::riOO (inollldillg trust asselli)

If not exempt dfaelosuro(2) (1) (l) (2)

Place "(XJ' after caclt asset m:empt fumt pri<rr disalOSUIC

/unotlll! Value Volue Type (e.g. Date: ValueType (e.g. Gain . ldentily of bl'.ly, sell, Monlh·div. mtt. or bnyer/selle:r Codel Codc2 Mcth!ld Code2 Codd

(A-II) int.) (J-P) Codd Dar (lfprivam(Q-W) transaclion)

91. Triad Biotechnology Inc. Pn::fcm:d Stock

JP Morgan NY Tax.-F:ree MIM: Funrl

93. Oneida County 1'.1Y Dev BDlld 6 % due 01110

VacantLand-(1999$425,000)

Fm: Poim Fund lLC

McK1nley Cycles II lLC

95.

97. Trident Capital Fund V LP SeeNote#f.4

9&.

100.

101. Nassau Pointl'artners I LP

102. Nimblcgc:n S)'Sk::ms U.CP

103. Karsch CapitalIr LP

104. Origin lnristors LP

lOS. Linx Partners LP ll

106.

107.

100. ,

SecNotc#4

SeeNotd4

SecNotc#4

ScNote#4

.

I; 5:':.00l- lt!l D = ::5,0ui-!iilS,OOD

G SlOO.O ;.:;:,o:m.oaD H? s::ur.i8.0V - 5,0;){::¥000 r..: i:: tvtore mar. ,,ou .onn :::: l. =- 5t:,{l(H-!:1t1 · 00D 1\1 simJ.OOt-Z.:!5C O:lG

1\:

B

Jf from

r- -i---r r-

+--+-----..,.1

F.INAI�CIAL DISCLOSlJRE REPORT Name of Pe.mon Reporting Date ofReport . McMahon. ColleenP'2ge 7 of15 g1312004

VIL Il\.:"VES'flViENTS mid TRUSTS -income, value; tra tions (mcludes those oflhc spOUSC' and d::P'.mdenl cllildren. See pp. 34.57 offili11g instructions.}

c. D. Gross value at end of Tr:msactions duriilg reporting period

Descrlpticm of Assets reporting period (iru:ludingtrust asselll)

not exempt disclosure(1) (2) (l) (2) (1) {3) (4) (5)

Plllce "(X)"' ldlet-=:11 asset exempt Value Tnie (e.g. Vaine Clain Idmtityofmm prior disclosmi: Mt:tbad buy, sell, Code2 Codel b!J!llf/seller ·Codc3 l:lle!Jl=', {J-1:') (A·H} (ifpxivate

redemption)(.Q-W) lransaction)

109.

!10. SRE. Capital Commitment Pa:taersJJ>

111.

113.

114.

<t ·.•HS.

116. Martha's Vmeyard Golf PlutnCis U.C

118. &.evinDmm and Partnci:s,U.C

119. NY College Savings Program Series 151 ·

120. l\1'Y' College Savinp Program Series 151

121. NY College Savers Program Series 151

123. JP Morgan (Checl::ing)

tu. 'NY Sta.ti: Doml.Auth 6.1% due 07/19

125. NYNYTmnsitional S.3% due 11109

26. NYNYTmru;itional S.?S due 1.1/09

i. inco:ne"Gah; Code:: ,._ E SJ,000 cc less a::SL OnJ...S:::,50 F ""'!5&,0 i-S:lOO,g:io G c :::1m1.00i·S:l,OOO,OOO Hi :; 1,000,ooi .;;: ,oeo,oo n; ,. Mare 1.'i:ir. s:s.oo;i.008

,,.::.. \' aiue '.:.o:ic:: = S! ::.OOO o:-b:c ,. =" r.1; COJ -!'i50,01)f; 1 c !:sn,001-!loC.t,ooo I\ ":;;wu.a:i;-:1:.'.!St.nao

5{: Q!Jt-l5!lt1.ttK 0 =' :S,iD.{W;-S'!:OJL'.t�lJ .?J £ l,tmttoo1 .. :5 on! oJ:: F:: s· ..oa -_oo:- ::!::.m:: - ar.:

!):; = 5.11;·.i.ar tlia!": $5r.' 0Dj.OD >

132.

B.

jl" .. rfod fu:ni:i

(2) (l} (4) (S) Clain

(J.p)

139.

lnCOlll!:duriug

{A·H)

Type (e.g.

reporting period

FII":ffo...NCIAL DISCLOSURE REPORT Nmne of Person Reporting Date of Report. P ge 8of1.5 McMnhon, Colleen R/3/2004.

'\'Il. INVES TS and TRUSTS -income, whte, tr:lllSelllions ("mcludes !lJOSe of the spouse and dependent c:liildrcn. See pp. 34.57 of ffiing inslrut:tions.)

c. D. Gross valuent 1:11d of Trmisactions du.ring n:pmting period

Description of Assels \mdudingtrust assets)

· rcporrlng

lf oat exempt disalosure(I) (2) (I) (2) (I)

l'lllce ·ex)· afu:t-each am:t ctempt fiomprior disclosure

Date:Amouot Typ: (e.g. Value Vame Value Identity of buy,sdl, buycrlsella-

illt.) (J-f.) Code3 melJ,"llr, Day (A·H) (If private n:dcmplion}(Q-W) lnuJsaction)

• f"'•

Codel div. rent. or Colic2 Melhod Month· Codi:2 Code l

NYS MedCare FACS 6.9% due 08134 127.

NYC In.di Dev 6.1% due 11/04 12&.

129. NYS Mtge Agency S.6S% due 10/11

RomeNYHSG DEV due Olf18 130.

131. NYS Homing F'm Agency 5.8 due 08/04

Oneida Cnt:y NY 6.25% due 06/lS

133. A:mhcstNY Dev Agency 5.75% due 08111

134. Amherst NY Ind! Dev S. 15% due ot/12

135. NYCity HSO Dev S..5% due 11109

136. Albany NY lndl Dev 5.25% due 10/11

137. AlbanyNYlndlDev S.37S%due 10/13

138. UticaNYlndlDev S.1%due 7/13

Utica NY lndl Dev S.1S% due 7114

140. Goldman Sachs 1R Asian Growth Fund. (IRA)

141. Euro Pacific Growth FUDd {1RA)

142. Small Cap World Fund (JR.A)

143. Growth Fund of America (lkA.}

Bank ofNY {Checking)(Trust ti3) See Note Ii S44..l.

B i::; S'.1 0::.1.. sou G "'"::::100.c:n-s: ,ooo,ooc

('2)

Type

" . -

. :.t.;1-

D.

lfnot

(2) (3) (4)

,,,

"'

...

...

:

.

.,

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iiii

. ..

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-FIN'ANCIAL DISCLOSURE REPORT Name uf Person Reporting Date ofRcpon

Page9 of,15 McMahon, Colleen &f.3/2004 .

Vll. IN'Y"EST!Vf.ENTS and TRUSTS - income, value, b'rulSCations fuu:.ludes dmse of !he spouse nnd dependent diildren. See pp. 34·57 of filing instnn:tiOllS.)

A.

Description ofAssets (including trµst assets)

Place "(>::)" aftllr each asset =empt fuml prior lliscl=

145. Bani:: of NY (Money Market)(Trust#3)

146. Me.nill Lyrn:h-Rlldi AssetAccount(Trust tf. 3)

Merrill Lynch Income Fund (Trust #3) 147. ·-··

14&.. Dioo:san Invcmnent Trust Equity Fund(Trost #3)

149. DIT Outri::ach EndowmcntFund(Trust 13)

150. Bank ofNew Yark (Capital Campaign) (TrusttlJ)

151. VKAC Comstot:k Fund(IRA)

lSl. VKEmerging Growth Fd(JRA)

NYS Urban Dev Due Ullll 153.

Part Chester NY IDAR.4.75% due 711113 1S4.

lSS. Brookhaven, NY IDAlt FLT P..atc due 11/01/31

156. . NYS Dbnn Auth 6 % due Il/IS/03

157. D1JDqucsnc Fund.U'

lSL .DC & B Capital IV QIP LP

159. Perseus Biopharmaceutical lnvcstnr LP

160.

161.

162. ,

B. c lm:mne during Gross vamc at end of · Thmsactions dming reporting paiod

reportingperiod reporting period exempt fron1 disclosure (1) {I) (2) (l)

(S).AmounC (e.g. Value Value Type {e.g. Date: Value Gain Identity of buy, mil, Month-Code J div. Rllt. ur Codc2 Mclbod Cod:2 Code t buycr/seQer (A-H) int.) (J-P) • Code3 merger, Day (1-P) (A-H) Gfpriwte

(Q-W) rcdemplicm) lllmsa!:lion)

See Note# S

SeeNote#S

SeeNotc#S

See Note IS

Sec::Note#5

SeeNotef 5

Sc:: Note t; 4

SceNomi:-4

.

E tt;; ..uu;..5:::.,SOt)

G = ::;:m .oC\;.::::,oon.o[lu H1 eS:,OGii,Ovi- 5,0Ut,000 !::: =More-liuu. !:S.QO .OOD

t: = !:l." .O i .:;:s::Jl:lP L :;;-$5(.i Qr.li...SlflC'.000 l'd :::J{l0..00J ..!;'-5U Oa

-

B. c.

(2} disclosure

(2) ·(3) (4) (S} Gain

Q-11)

Page 10 of15

reporting period

lfnot =µt from

Value

(!fprivnte

FJNANCl;..4.L DIBCLOSIJRE REPORT Nmne of .Peaan Reporting Date ofRepon . McMnhon, Colleen 13/2004

VII. 1N'VESThmNTS and TRUSTS ..:.im:ome, Vlllllc, lronscalions fmcludes!hose of the: spouse and depc:identchildren. See pp. 34-57 offilini: instruclions.)

D. Inoome durine l' s diliini; reporting period

Dcseripti(lll of Asseis (includingtrust llSSCIS) repa:rtlng period

Gross value at end of

(1) (2) (l) (1)

Place •(i:r after each asset exempt Amount Type (e.g. Value Value I?pe (e.g. Dale: fiom priardisdosurc buy, sell, Identity or

buyer/sellerCodo2 Method Month-Cock 1 div. rent.or Code2. Codel

tl:1msactiou) {A.;B} iut.) (1-P} Code3 merger, Dq

redemption) {Q-W) (A-B.}

163.

164.

165.

166.

167.

168. SL..-yline V entu:rc Partnets Qualified Purclu!scr Fund mI.J>

169.

170.

171. Soros Private Equit,y Partners n LLC

172.

173.

174.

17S. SPEP Limitl:d Partner U.C

176.

177.

17&.

u:o• •

.. fr.JANCIAL

A.

-

-'

I

B.

. '

-., . . ""

-+

< <

(2) (3)

" '•,

.

'"""!: '

''

fi9

' "' e

-. I a

<.. ' , "'.'>j

"'

.. • ' ,': ... £,��.\'!�

, .,. ..,....

(4) (5}

Oidel

-

'

"

f VIL INVEST1\1E"NTS snd TRUSTS - inccme, 'llhic, lrall.SClltions (includes tbo.se nf the spause and dependent children. See pp. 34-57 Qf filing inslmetions.)

194.

(A·H) (A·H;)

DISCLOSURE REPORT Name of Person Reporting Dnte of Report

Pnge 11 of15 McMahon, Colleen 8l'3!2004

c. D. lm:ome dmin,g Gross value nt end of TrmsactiOllll during rePorting pcrind

DllSCription of Assets repotting period i:epaning period fmcluding i,rnst assets)

lf llOt exempt trom disclosure (1) (2) (l) (2) (1}

Pince "lX)" after each asse!. exempt Amount Va!R Value TWit (e.g. Date: ValueTnie (e.g. Gain Ideolityofli:omprim: disdamn: Codel buyer/seller Codel Mdbod buy, sell, Month·div. rmt. er Code2

int.) (J-.P) Code3 map, Day(Q-W) !km)

(.J.Pj flfprlvatetransaction)

181.

182..

183. ·'''

',

184. TacticsilLP See Note fl 4

18S. VISUal Networl:s Inc Com(Foundation tl 1) -

136. MS RcpoSweepJUS Gov't Backed Sec((lllc llk of NY(Found#l)

1&7. JP Morpn Cbecking{Folllldation #1)

Nassau Point Partners ll LP 18&.

1E9. Syracuse NY HSG S.4 % due 9/l/16

100. Nassau CountyNY S.315 % due 7/lS/03

' 191. NYS Dorm Amh Zero Coupon due 711J04: "

192. NYS Darm Auth S.2S % due 1111!12

193. Harris InsightTax Exempt MM

Harris Insight Gov't MM (IRA)

I.9S. Hmis Insight MM(Trust #2)

196. Allegiance Telecom, Inc. Com -

191. MM Comm.unicy Funding m Sm Ne>tl:

:9&. ,

·'OR Music UC

= c

fs Coit.unn.; B1 &1 D4) P ::o £5 .co1 ..s1ou1onr. G $Hlt.OOJ-:;1,oo ,O!JD H1 = Sl ,oo::,nm- 5,00C):ln2 :c:: More !hare:;: ,rn:;,oor>

L e 5!:1DOJ ..rlOO OOO lv1 =· tlOU!OC1-:25C: {ljtJ

l. :b:::orn:::.·'G.air1 des:: A Sl !O· i{i c; les! B "':;:1J1 J-::,soo s::.so1-:::::.ooo

P: s [Il)L,!10 -$.:JJ,li,{JG P:! :: ,GQ;:.(.O •i-::!SJHi:.1.8 lt

206..

B.

ir from

{3) (4)

(Q-W)

'i'

. ,. i:;"' - 1 •

ii

· .

..

...... .. ,

-

•

-

'

• .,r_om

(A-H}

FINANCLAL DISCLOSURE REPORT Date of Report Name ofPer.mn Reporting Page 12 oflS M Mahon, Colleen ll/312004.

"fil INVESTl\IIENTS and TR.USTS - iucooie, val11e, tnmscatians (includes those oftbe spouse and dependent. children. See pp. 34.57 of filing instructions..)

c. D.A.

Dcscriplion of Assets (including tmstnmts)

l'!oce ·on· after each asm e.umpt from prior disclosure

OK. New Yori:: U.C 199.

200• . OK.New Yori:: U.C (Note Receivable)

201. Colonial Printing U.C

·-··

202.

203.

204.

205. Quantum lndustrlal Pm1ncrs LDC

Wmdstar Capital U.C Notes. Receviable

207. Miceli Tcchnologic::s hie Corsi

208. Snowden Pence Holdings 12.5% Sub Note

209. Snowden Pcnce Holdings Preferred StDck

210. Snowden Pc:nce Holdings Com

211. Jc!blue Rstd Com

212. Jetblue Airways Rstd Com

213. Jetblue Airways J'Jtd Com

214. Microsoft Corp Com

!15. Micrasaft Corp Com

2J6. Microsoft Corp Com ,

Jni:oJlll)during ' Gross value at end of Tumsactions during reporting period reptming period repo..'"ling period

not exempt disdosure(l} (2) (I) (l) (1) (2) (5)

T:ype {e.g. Dntc::AmOUlll T:ypc (c.c. Vaine Value Value Gam Identitvof Cade 1 div. rent. or Codc2 Method buy, sell, Month- Code2 Code 1 buyer/Seiler " (A-B) int.) (J-P) Code3 lllCl'ger. Dey (.J..P) \lfpdwtc

n:dc:mp!ion) li:am;actioa)

ScetzoJcfl.4

See Nati::# 4

:

.

.

G = lO(i.OtH- l OOC.O:lU Hl s:,oDo.oo;-!;!'..000,000 :-:.:. = J.',ore 1ha1: s:s.oot.o:io

1: ::;- lE 0:1t ..S5t.\0JCr

PJ =S:,001\nnt ..s:.S'"OJC1rOQ[l !1.::. 1%' s:: ,OJD_cci.;- ::. ,{}:J :JJD{i

P..-: t..·1 mer SL· O

226.

22&.

m.

234.

A.

'•

(2) (J) (4) ·Gain

- . ''""·· ..

, .. .. -

.,

..

. '.t_._'f"s . ,. ··

..

, .

•

•

' ' •.'

'

;r "

... '

,. ,. ..

.. -

t

.,. "

··

- ;·._)'., . 7 ·, · -.:.· .. t.

·- -·-

-

B.

(I) JI not exempt from disclo=

Jedemplian)

F�lANCIAL DISCLOSURE Ri!.rORT Nll!lle of Person Reporting Date ofRepmt " . McMahon, Colleen 8/3/20(}4Page 13 oflS

VIL JNVESTMEN'l;S and TRUSTS -iru:orrn:, value, tmnscations (=hides those of !he spouse and dependem children. See pp. 34-57 r.if filing inslructiOllS.)

c. . D. Jn omeduring Gross value Ill end. or Tr.wsa.ctiDIIS during reporting period

D=ription of AssdS reporting period reporting period ('m::luding 1nlSt assets}

(l} (2) {2} (I) (S)

Place "(X)" nW::r cacli i2SSet exempt Vl!lue Value Type ( .g. Date:Amomrt 1lP= (e.g. Value tdem:ityoffrom priordisclosure Cotkl div. rettt..m Code2 Mel bod buy, sell, Mooth· Code2 Code] buyedseller

metger. ('if private ill!.) Day(J-P} Co!le3(A-E) (1..P) (A-H)(Q-W} tninsa<:tion)

217•

218..

219.

220.

221.

222.

223.

2.24.

225

227,

229.

230.

231.

233.

Mem1I Lynch Donor Restrl..-tcd Fond (frost 113) . .

SFM'. Participation LP

Qip_ital Income Buildres Fd a a(IRA) ·-·

Eln.dethool:.NY00 6.0 6f1SI07

NYC GO 7.25 811sn9

NYC Trans 4.50 11/15/03

NYS Do:nn S.25 8/lS/04

NYS Doilll 5.25 due 8/15/0S

NYS Enviom3.6 10/lS/04

NYC GO 5.625 4/lS/OS

NYS Donn 4.0 2/1/04

NYS Dorm S.125 7/1104

MAC S.O 7/IJOS

NYNY UNLID 6.25 4/lS/06

h"YS Donn s oo 7/1/04

While Plains GO 3.75 7!1/04 ,

S=Note#IS

·• ''t

' '

L .=. 1,,00i-:::t50V c = Z-2-SOi·!.:S mler rl = s;5:001-r1 .s1oot•

G = r;m:::.O:Jl-'.t'.l.60::,0 1-;} :: $11:ot'G !X:1- ::,o \OiJJ !-"!2 =:l\fia.r tlmr. :'.:.POJ o:w

252.

MSIF Money Ma:rl:.l:t

c

(l)

(J.P)

2-:2..'

(1)

.]lJNAl'iCIAL DISCLOSIJRE REPORT NameofPcson Rep()rting DateorR::purt

:,Page 14 Gf 15 Mc.M11hon, Colleen &'311004

. Ty11 INVESTNIENTS and TRUSTS - inCl}me, va!ue. t=tioos (incb1tks those oflhe spouse lllld tlepern:lcnt child!=. See pp. 34.57 of filing instnn::tions.)

B. D.

Dcsmption of Assets ( Juding trust assets)

lnCClmeduringrepmting period

Gross value at end of reporting period

Tumsacticns during reporting period

If not exempt fulm disi::Josure (1) (l) (1) (2) (3) (4) (S)

AmOUllt T}-pc: (e.g. Value Value Type (e.{>. Date: div. ICllt. or

Jdelltity of Code2 Codel buyer/seller

(ifpdvate

Value Gain Codc2 Method buy.sell.. Momh-CodeI

(A-H) mt.) (J-P) Code3 IDel'.'g':r,TI:dernp!ion)

Day (A-11)(Q.W) lransadion)

235.

236.

2.:>"'7.

23&.

239.

240.

241.

NYS· Dorm 4.00 12/lSIOS

MAC 6lW 711105

NYNYI)D 6.00 10/lS/OS

NYS Env 6.7 fi!lsti()'

MTA S.00 11/lS/07

NYHSG6.37S 9/lS/lS

NYS Dorm 5.00 7/1/0S

NYC Health & Hosp 42 2/IS/07

243.

244.

24 .

246.

247.

24'.

249.

250.

2SI.

Onondaga Cnty NY 4.125 S/ll07

NYS Donn S.25 8115/0S

Samnina-Sci Cmp Com

MSIF Money.Marl:r:t

MSIF Mon..-y Market

. .£volviog Systems Com SccNoteC6

B = :;:,tlOi- 500 D "'S5,00i-St5,000 E "'SI 5,01>l-S:Su,O!lll

G = :>1 o ·.o:.i1-s::.onc,oan HJ "'s L,OOc,001-:.S,OOC.OOO P.2 : More liiau S::,00:!,0nD

. \1;;1ut Corl!!:: J £>< $ 3!'lt c::- !es;.: 1::. = si s.or,1-:.:su,Gtlii L =!:5:.t.n -; ..;:1ot:..0 1r Jv1 = :;?00To::t1-szso ooJ

(S!:t C;o.i;;rnm: c: an !::!) 1'2 = !:::St:00[•., 50 .00{1

-

·-

256.

;.._,,,., , I•

B.

('2)

.

(2)

Code3

·

-

•

lf

(3) (4) (5)

. .;:" ii"'

,,,.

-See Not:#

. ,• t. :

••

.

"

reporting p:riod

(l)

T)'!lll (e.g. buy, sell,.

(l-P)

not exempt from discloSlU\l

Value

FINANCIAL DISCLOSURE REPORT Name ofPersoo Reporting Date ofReport ,. '

P ge 15 of15 McMahon, CoJJ.ecn &1312004

VIL INVEST.MENTS and TRUSTS -income, valm:, trallscations (mclmles those of lhe nd lk'Jl ndcnt children.. See P?· 34.57 offiling instrm:tions.)

c. .D.A. Gross value nt end of Tumsactions n:pmtingperiodIncome during reporting period D=iptiimofAssels

(ii:icludiug ll:Us!: n=ts) (I) (I)

('2) Date: Month- Code2

Place "(X)" lifter e&eh asset fillm prior discloSllnl

An!(>unt T)-pe (e.g. Vcluc Value div. rent.. or

Gain ldentityof CodclCode2 MelhodCodel

Dl!frneri,-er, bu,ycr/selfer

(A-li) (ifprivllli:transm:tion)

{A·B;l int.) (J..P) redemption)(Q-W)

253.

254.

255.

Evolving Systems Com{Foundation#l)

257.

251!.

259.

260. Fmt Energy Cm:p(x)

,,,...,, ....... ..

SeNote#J 6

See Note# 6 .

6. ·

SceNote#6

SeeNotc#6

Notd6

See Note# 7

A S l,000 or le B c S i.OD ;.:=;,5tttl

'-' :1no.oo;-s1,oo:i,oou

i'. ::.IS.G'.!i·:05l:.OOO

o :;:5D8.mn-:::::.co::.ao::

. .

NruneofPersan Reporting Date of Report l·lNAi'ICIAL DISCLOSURE REPORT

Mc:Mnhon. Colleen fl/312004

(Indicate part ofReport.}·vm. ADDIDONAL ll\1FORMATION OR EXPLANATIONS

Note# 1 E:.'Planatlon Re:Section Vllltem f/-'s l 1,12.1S,40,41,43,44,6S SummitAssm:iates LP is a Ocneral Parloership. of which both shareholders are closelyheld 0S" Corparatians,{KPB Investrn ts Inc., end M:s Investments., Jnc).SummitAssociatcs is Che m:magingmember of Mariner's Park U.C. Madnefs Park I.LC s.o.ld the remaining real estate in 2003 tilat was held in Ensthavcn CT. In addition,. the Notes Receivable, held by Summit.Associates \\'aS redeemed in 20(13. The only remianing asset left in the partru:rship.is Cash as ofD:cember3l.2003.

Note#i:2. . Explanation Re: Section VII Itmi fJ 15 & 43 KPB Investments Inc.. js a general partner of Summit .Assoeiatcs. The l!SSels of the corporation aree:plained ahove.KPB is 11 member oiMarln ers Pmk U.C.The only n:maining asset is Cash..

Notc#3 &..Jlhmation Re:Section vn'iiem #140 & 44 MS l'Im:stmi::nts lnc.,.la a general partner of Summit Associates.. The assess of tile corporation are ei.:plained above. N.S is 11. member of'Marln::r:s Park U.C. The only J:\:maining asset is Cash. ·

Notc#f.4 ExplanatianRe:ScctionVDitemtr7,1.6,29.31,32..33,6 69,72,74,83,84$1,101,10l,104,10SlS8,159,179,l84,201,20S, The income from investments in Limited partnerships usually contain mo.re than one typ: of income. For incom vehmtion purposes.the various amounts were combined to d!::texmine the Bill01IDt code in column B(l)The type ofincome in column B(l)is lab:led "distn'bu!ionn. to denote more then oae category . of income was contained in seb-..duleK-1 received from lbe partnetShip.

· Notd 5 Expl onRe-.SC:ctionVIIl!em ii 144.14S,l46.147,14Jl.149,1S0,217 . Beginning February 2001,Judgt McMahon has served as a Churchwarden ofhcr parish chtm:h. The assets of the parash. which are ccnparatc assets.arc owned in the name of the Rector, Wardens and Vesby of du:. parish(who are collective!y lbe equiValent of the Board ofDin:ctois of the parish, which is incmporated und=r theReligious Cmporation Law ofthe State ofNewYori.;. Because of this teclmicality of DWnership. we bave elected to list the fmancia.t assezs of1hc parish as ic:m #1145·150 and 217 on the Disclosure Ponn. JUdge McMahon does not sit on the Im'fSlmellt Committ?:eofthe parish, and does not fbtmulate rccommcndafiom ormak: decisions conceming iltYestmcnts.. ltem# 147 . The asse1s contained in tile Meirill Lynch brokcntgt a::count consists of mon.."'JI tnllrket funds. From time ID timc,tile Church receives CODtiibu!i.ons in thc form ofmaxtetable securities ofpublically or privatdy hc:ld i:orpomtions. The Church maintains a policy (adopted long b:iim: Judge McMahon's time)of not holding securlties and therefore sells any stock it rcceivcs immediatelyupon receipt. The proceeds me then deposited into tile money mmket:fund. We do not separatelyWt: these gifts ofsecurities on the disclosure fbrm. Under tile Constitlttion and Canons of the Episcopal Church (USA),the church and the adjacent parish home arc held by tile corporalion in 1mst for theEpiscopal Dioceses of'New Yori: and may not be aliemU:cd (including by lease fur a period ofmorcthanfive)'l:8IS)withoutthe approval oftileBimopand 1hcS1BndingCommittec of tile Dioceses ofNcwYmk They me notseparate!ylistedon the disclosure fmm.

Notc#6 Explanation Re:Section vn Ib:m f's 2S0,2S2,254 •

These securities "WCle not pun:bas1:d butw=rc JCCC!vcd ftom time to time as i.n-l:ind distriblJtions from the various Limited Pmtnmships These securities are

Iisted as a "'Distribution• in column D(l). The date in colmnn D(l) is the efii:ctive date ofthe distrlbutioa The Vllluc in cokmln D{3) is the d"IStribut='s pro mlC share oflhe to1a! acquisition of the llSSl:ls by the Limited Partru:rsbip, 115 reported by the Gcncml Partner. These securiti:= were donated to Foundltioll f. l and sold by1he Fomidatkm. upon receipt

Note#.7 Explanation Rc:S:dion vn 1tmn 11,12.sa,4.44 The accounts originally listed as Beston Safe wen: .tcaamed Ill Mdlan Tnlst ofNE during 2003.

Note fl.£ E::planation R.e:Sectlon VIl Item ti 260

·The !=Uritie& rcc:ived 'Wlft an exempt giftn=:ived by thc Jlldgc: in 2003. They \IV'Cre exempted from 11:porting under Scdian V. ,•

V'.NANCIAL DISCLOSURE REPORT NmneofPersonReporting .

f,

Date of Report

McMahon, CoDeen &/3/2004

IX. CERTIFICATION.

I certify that all i.nfunnation given above (including information pertaining to my spouse and minor or dependent chfuken, if · any) is accurate, true, and complete to the best of myknowledge and belie and that any information not reported was withheld because it met applicable statutory provisions pennitting non-disclosure.

I :further certify that earned income :from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. § SO 1 et. seq., S U .S.C. § ·7353, and Judicial Conference regulations.

' NO'IE: ANY Il'IDIVIDUAL WHO KNOWINGLY AND VlILFUILYFALSIFIES ORFAILS TO FILE mIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTlONS

Mail signed original and 3 additional copies to:

Committee onFinancial Disclosure

Administrative Office of the United States Courts

Suite2-301

One Columbus Circle, N.E.

Washington, D.C. 20544