Nov. 2017 (Reference Translation) - jpx.co.jpe...Japan Petroleum Exploration Co.,Ltd. (1662) 57,154,776 0. K&O Energy Group Inc. ... Yamaka Electric Construction Co.,Ltd. (1789) 6,375,284

Nov. 2017

- 1 -

(Reference Translation)

TSE NOTICE Dec. 20, 2017 (Wed.)

[Attachment]

Changes in Number of Listed Shares, etc. in Connection with Exercise of Subscription Warrants, etc. (Relevant Period Nov. 01, 2017 - Nov. 30, 2017)

(Note) 1. No. of Listed Shares at End of MonthNo. of listed shares for Common Stock, Preferred Stock, etc. (*Code 2593-5 is Type-1 Preferred Stock of ITO EN, LTD.)When exercising Subscription Warrants in cases where treasury stocks will be transferred, the number of listed shares may not increase even after decreasing the residual amount of bonds, etc.After acquiring CBs subject to call in cases where retirement has not been conducted, the number of listed shares may increase without a decrease in the residual amount of bonds.

2. Primary Reasons for ChangesExercise of Bonds with Subscription Warrants …Due to Exercise of Bonds with Subscription WarrantsConversion of Preferred Stock, etc. …Due to Conversion of Stock (Preferred Stock, etc.) which can be converted into another type of StockExercise of CBs …Due to Exercise of CBsExercise of Subscription Warrants …Due to Exercise of Subscription Warrant, and new share issuance by acquisition of Share Options subject to CallPublic Offering …Due to Public Offering and Overseas OfferingThird-Party Allotment, etc. …Due to Third-Party Allotment, Green Shoe Option (pursuant to the Cabinet Office Ordinance on the Disclosure of Corporate Affairs, etc.

Article 19, Paragraph 2, Item 1, sub-item L.1), Allotment of New Shares as stock-based remuneration　and Private Placement to Specified Investors for listed companies on TOKYO PRO Market

Retirement of Treasury Stocks …Due to Retirement of Treasury Stocks

3. Bond Code, etc.（１）＊ …indicates listed securities.

（２） Type of Bond, etc.PS …Stock (Preferred Stock, etc.) that can be converted into another type of stockCB …Convertible BondWB …Bond with Subscription Warrant

（３） Regarding subscription warrants, only issues for which a report has been received from the issuer, which states that the possibility of new stock issuance, are eligible for publication.(Issues for which a report has been received, which states that all treasury stocks will be transferred/swapped, will not be published.)

4. Display of Stock (Preferred Stock, etc.) that can be converted into another type of stock

Company Name (Code)Bond Symbol, etc.

Indicatorin this Document

Details

Sumiseki Holdings,Inc. 1514 ＰＳ１ Class 2 Preferred StockMAXVALU TOHOKU CO.,LTD. 2655 ＰＳ１ Class A Classified StockOMIKENSHI CO.,LTD. 3111 ＰＳ１ Class A Preferred StockHOUSE DO Co.,Ltd. 3457 ＰＳ１ Class A Preferred StockUltrafabrics Holdings Co.,Ltd. 4235 ＰＳ１ Class A Preferred StockTAIYO HOLDINGS CO.,LTD. 4626 ＰＳ１ No. 1 Class A Classified Stock

ＰＳ２ No. 2 Class A Classified StockNippon Sheet Glass Company,Limited 5202 ＰＳ１ Class A Classified StockSharp Corporation 6753 ＰＳ１ Class C Classified StockAIREX INC. 6944 ＰＳ１ Class A Preferred StockNippon Avionics Co.,Ltd. 6946 ＰＳ１ Class 1 Preferred Stock

ＰＳ２ Class 2 Preferred StockMitsubishi Logisnext Co.,Ltd. 7105 ＰＳ１ Class A Classified StockJimoto Holdings,Inc. 7161 ＰＳ１ Class B Preferred Stock

ＰＳ２ Class C Preferred StockＰＳ３ Class D Preferred Stock

ATOM CORPORATION 7412 ＰＳ１ No. 1 Preferred StockＰＳ２ No. 2 Preferred StockＰＳ３ No. 3 Preferred StockＰＳ４ No. 4 Preferred Stock

CYBERDYNE,INC. 7779 ＰＳ１ Class B Classified StockARRK CORPORATION 7873 ＰＳ１ Class B Preferred StockSaikaya Department Store Co.,Ltd. 8254 ＰＳ１ Class A Preferred StockTsukuba Bank,Ltd. 8338 ＰＳ１ Class 4 Preferred StockTHE TOHOKU BANK,LTD. 8349 ＰＳ１ Class 1 Preferred StockTHE MICHINOKU BANK,LTD. 8350 ＰＳ１ Class A Preferred StockTHE BANK OF KOCHI,LTD. 8416 ＰＳ１ Class 1 Preferred StockThe Daisan Bank,Ltd. 8529 ＰＳ１ Class A Preferred StockKansai Urban Banking Corporation 8545 ＰＳ１ Class 1 Preferred StockTHE TOWA BANK,LTD. 8558 ＰＳ１ Class 2 Preferred Stock

Nov. 2017

- 2 -

Company Name (Code)Bond Symbol, etc.

Indicatorin this Document

Details

APLUS FINANCIAL Co.,Ltd. 8589 ＰＳ１ Class H Preferred StockＰＳ２ No. 1 Class B Preferred StockＰＳ３ Class D Preferred Stock

FIDEA Holdings Co.Ltd. 8713 ＰＳ１ Class B Preferred StockRISE Inc. 8836 ＰＳ１ Class A Preferred StockDAIKYO INCORPORATED 8840 ＰＳ１ No. 1 Class 1 Preferred StockLAND Co.,Ltd. 8918 ＰＳ１ Class A Classified StockVISIONARYHOLDINGS CO.,LTD. 9263 ＰＳ１ Class B Preferred Stock

ＰＳ２ Class A Subordinated StockＰＳ３ Class B Subordinated Stock

Tokyo Electric Power Company Holdings,Incorporated 9501 ＰＳ１ Class A Preferred StockＰＳ２ Class B Preferred Stock

THE KAMOGAWA GRAND HOTEL,LTD. 9695 ＰＳ１ Class A Preferred StockTHE ROYAL HOTEL,LIMITED 9713 ＰＳ１ No. 1 Class A Preferred Stock

Nov. 2017

- 3 -

(Reference Translation)

By Company

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration RemarksShares Shares

KYOKUYO CO.,LTD. (1301) 10,928,283 Exercise of CB 0 CB 18. 12 JPY 0 thou. JPY 2,785,000 thou. JPY

Nippon Suisan Kaisha,Ltd. (1332) 312,430,277 0

Maruha Nichiro Corporation (1333) 52,656,910 0

HOHSUI CORPORATION (1352) 8,379,000 0

KANEKO SEEDS CO.,LTD. (1376) 11,772,626 0

SAKATA SEED CORPORATION (1377) 48,410,750 0

HOKUTO CORPORATION (1379) 33,359,040 0

AKIKAWA FOODS & FARMS CO.,LTD. (1380) 4,179,000 0

AXYZ CO.,Ltd. (1381) 5,617,500 0

HOB Co.,Ltd. (1382) 762,000 0

Berg Earth co.,ltd. (1383) 1,269,900 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

Hokuryo Co.,Ltd. (1384) 8,459,000 0

RUDEN HOLDINGS CO.,Ltd. (1400) 10,361,300 Exercise of Subscription Warrants 125,000 Mar. 2013 Resolution based 1 125,000 Shares

mbs,inc. (1401) 7,275,000 0

West Holdings Corporation (1407) 27,235,200 0

Something Holdings Co.,Ltd. (1408) 4,114,200 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Hinokiya Holdings Co.,Ltd. (1413) 13,575,000 0

SHO-BOND Holdings Co.,Ltd. (1414) 28,372,590 0

MIRAIT Holdings Corporation (1417) 85,381,866 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 16,500,000 thou. JPY

INTERLIFE HOLDINGS CO.,LTD. (1418) 20,010,529 0

Tama Home Co.,Ltd. (1419) 30,055,800 0

Sanyo Homes Corporation (1420) 12,620,000 0

Nippon Aqua Co.,Ltd. (1429) 36,220,000 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

First-corporation Inc. (1430) 13,352,040 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 2 0 Shares

DORYOKU Co.,Ltd. (1432) 2,066,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Mar. 2015 Resolution based 2 0 Shares

BESTERRA CO.,LTD (1433) 8,353,200 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

JESCO Holdings,Inc. (1434) 6,347,500 Exercise of Subscription Warrants 6,700 Dec. 2013 Resolution based 1 6,700 Shares

investors cloud co.,ltd. (1435) 15,811,800 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Fit Inc. (1436) 4,282,200 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

PEACE LIVING CO.,LTD. (1437) 792,200 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

YASUE CORPORATION (1439) 1,305,500 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares


YAMAZEN HOMES CO.,LTD. (1440) 1,610,000 0

Chugai Mining Co.,Ltd. (1491) 289,747,982 0

Sumiseki Holdings,Inc. (1514) 58,892,853 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,140,000 Shares

Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares



Nittetsu Mining Co.,Ltd. (1515) 8,352,319 0

Nov. 2017

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MITSUI MATSUSHIMA CO.,LTD. (1518) 13,064,400 0

INPEX CORPORATION (1605) 1,462,323,600 0

Japan Drilling Co.,Ltd. (1606) 18,000,000 0

Japan Petroleum Exploration Co.,Ltd. (1662) 57,154,776 0

K&O Energy Group Inc. (1663) 30,336,061 0

SDS HOLDINGS Co.,Ltd. (1711) 2,752,173 Exercise of Subscription Warrants 50,000 Oct. 2016 Resolution based 1 50,000 Shares

Daiseki Eco.Solution Co.,Ltd. (1712) 16,827,120 0

DAI-ICHI CUTTER KOGYO K.K. (1716) 6,000,000 0

Meiho Facility Works Ltd. (1717) 12,775,900 0

MIKIKOGYO CO.,LTD. (1718) 1,153,263 0

HAZAMA ANDO CORPORATION (1719) 185,209,189 Exercise of CB 0 CB 19. 3 JPY 0 thou. JPY 10,000,000 thou. JPY





TOKYU CONSTRUCTION CO., LTD. (1720) 106,761,205 0

COMSYS Holdings Corporation (1721) 141,000,000 0

MISAWA HOMES CO.,LTD. (1722) 43,070,163 0

NIHON DENGI CO.,LTD. (1723) 8,197,500 0

SYNCLAYER INC. (1724) 4,033,780 0

Br.Holdings Corporation (1726) 39,700,000 0

MISAWA HOMES CHUGOKU CO.,LTD. (1728) 11,540,180 0

ASO FOAM CRETE Co.,Ltd. (1730) 3,420,000 0

OTEC CORPORATION (1736) 5,700,000 0

MESCO,Inc. (1737) 12,780,000 0

SEEDHEIWA CO.,LTD. (1739) 3,227,200 0

KOATSU KOGYO CO.,LTD. (1743) 760,000 0

CREA HOLDINGS,Inc. (1757) 91,412,356 Exercise of CB 0 CB 6 0 thou. JPY 775,000 thou. JPY

Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Taiyo Kisokogyo Co.,Ltd. (1758) 4,098,000 0

TAKAMATSU CONSTRUCTION GROUP CO.,LTD. (1762) 38,880,000 0

KUDO CORPORATION (1764) 13,312,200 0

TOKEN CORPORATION (1766) 13,472,000 0

SONEC CORPORATION (1768) 7,500,000 0

FUJITA ENGINEERING CO.,LTD. (1770) 11,700,000 0

FUJI FURUKAWA ENGINEERING & CONSTRUCTION CO.LTD. (1775) 45,132,809 0

SUMIKEN MITSUI ROAD CO., LTD. (1776) 18,555,000 0

YAMAURA CORPORATION (1780) 21,103,514 0

Joban Kaihatsu Co.,Ltd. (1782) 785,000 0

Asia Gate Holdings Co.,Ltd. (1783) 57,442,851 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Nakabohtec Corrosion Protecting Co.,Ltd. (1787) 5,205,000 0

SANTO CO.,LTD. (1788) 6,860,000 0

Yamaka Electric Construction Co.,Ltd. (1789) 6,375,284 0

OHMOTO GUMI CO.,LTD. (1793) 6,340,880 0

MASARU CORPORATION (1795) 4,505,757 0

MORIYA CORPORATION (1798) 2,260,000 0

DAIICHI KENSETSU CORPORATION (1799) 20,858,491 0

TAISEI CORPORATION (1801) 224,541,172 Nov. 30 Retirement of Treasury Stocks -4,809,400

OBAYASHI CORPORATION (1802) 721,509,646 0

Nov. 2017

- 5 -



SHIMIZU CORPORATION (1803) 788,514,613 Exercise of CB 0 CB 20. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

TOBISHIMA CORPORATION (1805) 193,104,360 0

WATANABE SATO CO.,LTD. (1807) 3,195,700 0

HASEKO Corporation (1808) 300,794,397 0

MATSUI CONSTRUCTION CO.,LTD. (1810) 30,580,000 0

THE ZENITAKA CORPORATION (1811) 7,353,140 0

KAJIMA CORPORATION (1812) 1,057,312,022 0

Fudo Tetra Corporation (1813) 182,025,228 0

DAISUE CONSTRUCTION CO.,LTD. (1814) 10,614,225 0

TEKKEN CORPORATION (1815) 15,668,956 0

Nishimatsu Construction Co.,Ltd. (1820) 55,591,502 0

Sumitomo Mitsui Construction Co., Ltd. (1821) 162,673,321 0

DAIHO CORPORATION (1822) 87,210,143 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares



MAEDA CORPORATION (1824) 197,955,682 0

Sata Construction Co.,Ltd. (1826) 15,521,233 0

NAKANO CORPORATION (1827) 34,498,097 0

TANABE ENGINEERING CORPORATION (1828) 10,728,000 0

OKUMURA CORPORATION (1833) 45,665,226 0

TOTETSU KOGYO CO.,LTD. (1835) 36,100,000 0

TSUCHIYA HOLDINGS CO.,LTD. (1840) 25,775,118 0

SANYU CONSTRUCTION CO.,LTD. (1841) 4,000,000 0

OHMORI CO.,LTD. (1844) 14,848,429 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares



SUZUNUI CORPORATION (1846) 10,596,509 0

ICHIKEN Co.,Ltd. (1847) 7,268,400 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Dec. 2006 Resolution based 1 0 Shares









Jul. 2015 Resolution based 1 0 Shares


FUJI P.S CORPORATION (1848) 18,602,244 0

Nankai Tatsumura Construction Co.,Ltd. (1850) 288,357,304 0

ASANUMA CORPORATION (1852) 85,086,293 0

Mori-Gumi Co.,Ltd. (1853) 32,800,000 0

TODA CORPORATION (1860) 322,656,796 0

Kumagai Gumi Co.,Ltd. (1861) 46,805,660 Nov. 30 Third-Party Allotment, etc. 9,051,200

Asunaro Aoki Construction Co.,Ltd. (1865) 59,100,000 0

KITANO CONSTRUCTION CORP., (1866) 68,368,532 0

UEKI CORPORATION (1867) 3,436,764 0

Mitsui Home Co.,Ltd. (1868) 66,355,000 0

Nov. 2017

- 6 -



YAHAGI CONSTRUCTION CO.,LTD. (1870) 44,607,457 0

P.S. Mitsubishi Construction Co., Ltd. (1871) 47,486,029 0

NIHON HOUSE HOLDINGS CO.,LTD. (1873) 45,964,842 0

DAITO TRUST CONSTRUCTION CO.,LTD. (1878) 76,869,579 0

SHINNIHON CORPORATION (1879) 61,360,720 0

NIPPO CORPORATION (1881) 119,401,836 0

TOA ROAD CORPORATION (1882) 5,220,023 0

MAEDA ROAD CONSTRUCTION CO.,LTD. (1883) 94,159,453 0

THE NIPPON ROAD CO.,LTD. (1884) 9,761,618 0

TOA CORPORATION (1885) 22,494,629 0

WAKACHIKU CONSTRUCTION CO.,LTD. (1888) 12,964,993 0

TOYO CONSTRUCTION CO.,LTD. (1890) 94,371,183 0

PENTA-OCEAN CONSTRUCTION CO.,LTD. (1893) 286,013,910 0

The Kaneshita Construction Co.,Ltd. (1897) 19,033,300 0

SEIKITOKYU KOGYO CO.,LTD. (1898) 40,414,407 0

FUKUDA CORPORATION (1899) 8,988,111 0

TAISEI ONCHO CO.,LTD. (1904) 7,182,487 0

TENOX CORPORATION (1905) 7,694,080 0

HOSODA CORPORATION (1906) 19,016,512 0

Nippon Dry-Chemical CO.,LTD. (1909) 3,590,906 0

Sumitomo Forestry Co.,Ltd. (1911) 182,607,739 Nov. 30 Third-Party Allotment, etc. 5,197,500

Exercise of CB 0 CB 18. 8 JPY 0 thou. JPY 20,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares



JAPAN FOUNDATION ENGINEERING CO.,LTD. (1914) 30,846,400 0

NISSEI BUILD KOGYO CO.,LTD. (1916) 35,556,584 0

YAMADA SXL HOME CO.,LTD. (1919) 204,018,184 0

TOMOE CORPORATION (1921) 40,763,046 0

DAIWA HOUSE INDUSTRY CO.,LTD. (1925) 666,238,205 0

RAITO KOGYO CO.,LTD. (1926) 57,804,450 0

Sekisui House,Ltd. (1928) 690,683,466 0

NITTOC CONSTRUCTION CO.,LTD. (1929) 43,919,291 0

HOKURIKU ELECTRICAL CONSTRUCTION CO.,LTD. (1930) 24,969,993 0

NIPPON DENTSU CO.,LTD. (1931) 2,685,600 0

SYSKEN Corporation (1933) 2,620,000 0

YURTEC CORPORATION (1934) 81,224,462 0

TTK Co.,Ltd. (1935) 21,226,071 0

Seibu Electric Industry Co.,Ltd. (1937) 4,627,680 0

NIPPON RIETEC CO.,LTD. (1938) 25,617,717 0

YONDENKO CORPORATION (1939) 8,127,735 0

CHUDENKO CORPORATION (1941) 58,138,117 0

KANDENKO CO.,LTD. (1942) 205,288,338 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 20,000,000 thou. JPY

KINDEN CORPORATION (1944) 218,141,080 0

TOKYO ENERGY & SYSTEMS INC. (1945) 37,261,752 0

TOENEC CORPORATION (1946) 19,329,990 0

The Kodensha,Co.,Ltd. (1948) 1,794,000 0

SUMITOMO DENSETSU CO.,LTD. (1949) 35,635,879 0

NIPPON DENSETSU KOGYO CO.,LTD. (1950) 61,537,219 0

KYOWA EXEO CORPORATION (1951) 117,812,419 0

Nov. 2017

- 7 -



Shin Nippon Air Technologies Co.,Ltd. (1952) 25,282,225 0

Nippon Koei Co.,Ltd. (1954) 15,905,049 Nov. 14 Third-Party Allotment, etc. 10,478

NDS CO.,LTD. (1956) 6,296,298 0

KYUDENKO CORPORATION (1959) 71,091,345 Exercise of CB 42,737 CB 2 78,000 thou. JPY 135,000 thou. JPY

Sanyo Engineering & Construction Inc. (1960) 20,000,000 0

SANKI ENGINEERING CO.,LTD. (1961) 63,661,156 0

JGC CORPORATION (1963) 259,052,929 0

Chugai Ro Co.,Ltd. (1964) 7,800,000 0

TECHNO RYOWA LTD. (1965) 22,888,604 0

TAKADA CORPORATION (1966) 7,220,950 0

YAMATO CORPORATION (1967) 26,927,652 0

TAIHEI DENGYO KAISHA,LTD. (1968) 20,341,980 0

Takasago Thermal Engineering Co.,Ltd. (1969) 82,765,768 0

CHUO BUILD INDUSTRY CO.,LTD. (1971) 2,378,740 0

SANKO METAL INDUSTRIAL CO.,LTD. (1972) 3,960,000 0

NEC Networks & System Integration Corporation (1973) 49,773,807 0

ASAHI KOGYOSHA CO.,LTD. (1975) 6,800,000 0

MEISEI INDUSTRIAL Co.,Ltd. (1976) 59,386,718 0

Taikisha Ltd. (1979) 36,782,009 0

DAI-DAN CO.,LTD. (1980) 22,981,901 0

KYOWANISSEI CO.,LTD. (1981) 11,800,000 0

Hibiya Engineering,Ltd. (1982) 31,000,309 0

TOSHIBA PLANT SYSTEMS & SERVICES CORPORATION (1983) 97,656,888 0

SANSHIN CORPORATION (1984) 10,000,000 0

SOLCOM Co.,Ltd. (1987) 5,911,983 0

Hokuriku Denwa Kouji Co.,Ltd. (1989) 8,968,960 0

KANDA TSUSHINKI CO.,LTD. (1992) 874,409 0

TAKAHASHI CURTAIN WALL CORPORATION (1994) 9,553,011 0

AKATSUKI EAZIMA CO.,LTD. (1997) 2,200,000 0

Nippon Flour Mills Co.,Ltd. (2001) 82,524,009 0

NISSHIN SEIFUN GROUP INC. (2002) 304,357,891 0

Nitto Fuji Flour Milling Co.,Ltd. (2003) 4,692,364 0

Showa Sangyo Co.,Ltd. (2004) 32,969,979 Exercise of CB 0 * CB 10 0 thou. JPY 7,995,000 thou. JPY

Masuda Flour Milling Co.,Ltd. (2008) 1,000,000 0

THE TORIGOE CO.,LTD. (2009) 26,036,374 0

CHUBU SHIRYO CO.,LTD. (2053) 30,371,908 0

NICHIWA SANGYO CO.,LTD. (2055) 20,830,825 0

FEED ONE CO.,LTD. (2060) 197,385,640 0

Toyo Sugar Refining Co.,Ltd. (2107) 5,456,000 0

Nippon Beet Sugar Manufacturing Co.,Ltd. (2108) 15,325,642 0

Mitsui Sugar Co.,Ltd. (2109) 28,333,480 0

Ensuiko Sugar Refining Co.,Ltd. (2112) 35,000,000 0

Fuji Nihon Seito Corporation (2114) 29,748,200 0

Nissin Sugar Co.,Ltd. (2117) 22,673,883 0

LIFULL Co.,Ltd. (2120) 118,789,100 0

mixi,Inc. (2121) 78,230,850 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares


Interspace Co.,Ltd. (2122) 6,967,200 0

JAC Recruitment Co.,Ltd. (2124) 41,292,000 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Nihon M&A Center Inc. (2127) 81,882,600 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares

Nov. 2017

- 8 -



Members Co.,Ltd. (2130) 12,609,800 Exercise of Subscription Warrants 13,000 May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 8,400 Shares

May 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 2,400 Shares



Sun Capital Management Corp. (2134) 44,941,244 0

HIP CORPORATION (2136) 3,975,300 0

CROOZ,Inc. (2138) 12,917,100 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares





CHUCO CO.,LTD. (2139) 7,044,000 0

Yamane Medical Corporation (2144) 11,330,000 0

UT Group Co.,Ltd. (2146) 40,656,400 0

ITmedia Inc. (2148) 20,142,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

CareNet,Inc. (2150) 11,048,000 0

TAKEEI CORPORATION (2151) 24,552,000 0

Youji Corporation (2152) 5,892,000 0

E･J Holdings Inc. (2153) 7,261,060 0

Trust Tech Inc. (2154) 19,434,600 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

SAYLOR ADVERTISING INC. (2156) 6,078,000 0

KOSHIDAKA HOLDINGS Co.,LTD. (2157) 20,575,000 0

FRONTEO,Inc. (2158) 38,021,862 Exercise of CB 0 CB 2 0 thou. JPY 1,250,000 thou. JPY

Exercise of Subscription Warrants 10,000 Jun. 2012 Resolution based 1 0 Shares



Full Speed Inc. (2159) 15,571,000 0

GNI Group Ltd. (2160) 134,717,831 Exercise of Subscription Warrants 156,000 Jul. 2008 Resolution based 1 0 Shares





Mar. 2010 Resolution based 2 30,000 Shares


Aug. 2015 Resolution based 1 10,000 Shares

nms Holdings Corporation (2162) 10,805,500 0

ARTNER CO.,LTD. (2163) 5,313,960 0

CHIIKISHINBUNSHA CO.,LTD. (2164) 1,843,800 0

Pasona Group Inc. (2168) 41,690,300 0

CDS Co.,Ltd. (2169) 6,924,400 0

Link and Motivation Inc. (2170) 113,068,000 0

Hakuten Corporation (2173) 3,855,200 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

GCA Corporation (2174) 38,790,452 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares






Nov. 2017

- 9 -






SMS CO.,LTD. (2175) 43,416,200 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares


Ina Research Inc. (2176) 2,998,800 0

Tri-Stage Inc. (2178) 30,517,200 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares




SEIGAKUSYA CO.,LTD. (2179) 5,876,000 0

SUNNY SIDE UP Inc. (2180) 7,423,000 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

PERSOL HOLDINGS CO.,LTD. (2181) 236,677,955 Exercise of CB 0 CB 2 0 thou. JPY 27,000 thou. JPY

Linical Co.,Ltd. (2183) 24,740,000 0

CMC CORPORATION (2185) 2,394,000 0

Sobal Corporation (2186) 8,167,498 0

tella,Inc. (2191) 16,999,156 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Cookpad Inc. (2193) 107,213,400 Exercise of Subscription Warrants 20,400 Mar. 2008 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 20,400 Shares

AMITA HOLDINGS CO.,LTD. (2195) 1,169,424 0

ESCRIT INC. (2196) 11,947,500 Exercise of Subscription Warrants 3,000 Jul. 2011 Resolution based 1 3,000 Shares



IKK Inc. (2198) 29,956,800 0

Morinaga & Co.,Ltd. (2201) 54,189,769 0

NAKAMURAYA CO.,LTD. (2204) 5,976,205 0

EZAKI GLICO CO.,LTD. (2206) 69,430,069 Exercise of CB 0 CB 24. 1 JPY 0 thou. JPY 30,000,000 thou. JPY

Meito Sangyo Co.,Ltd. (2207) 17,265,000 0

BOURBON CORPORATION (2208) 27,700,000 0

IMURAYA GROUP CO.,LTD. (2209) 12,822,200 0

Fujiya Co.,Ltd. (2211) 25,784,659 0

YAMAZAKI BAKING CO.,LTD. (2212) 220,282,860 0

FIRST BAKING CO.,LTD. (2215) 6,929,900 0

KANRO CO.,LTD. (2216) 3,828,901 0

Morozoff Limited (2217) 3,669,226 0

KAMEDA SEIKA CO.,LTD. (2220) 22,318,650 0

IWATSUKA CONFECTIONERY CO.,LTD. (2221) 5,995,000 0

Kotobuki Spirits Co.,Ltd. (2222) 31,121,520 0

COMO CO.,LTD. (2224) 3,630,000 0

KOIKE-YA Inc. (2226) 5,335,000 0

CYBELE Co.,Ltd. (2228) 1,806,800 0

CALBEE,Inc. (2229) 133,865,800 Exercise of Subscription Warrants 2,000 May 2009 Resolution based 1 2,000 Shares

GOYO foods Industry Co.,Ltd. (2230) 1,807,172 Exercise of CB 0 CB 1 0 thou. JPY 219,912 thou. JPY

MORINAGA MILK INDUSTRY CO.,LTD. (2264) 49,795,443 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares







Nov. 2017

- 10 -







ROKKO BUTTER CO.,LTD. (2266) 21,452,125 0

YAKULT HONSHA CO.,LTD. (2267) 175,910,218 0

B-R 31 ICE CREAM CO.,LTD. (2268) 9,644,554 0

Meiji Holdings Co.,Ltd. (2269) 152,683,400 0

MEGMILK SNOW BRAND Co.,Ltd. (2270) 70,751,855 0

Prima Meat Packers,Ltd. (2281) 252,621,998 0

NH Foods Ltd. (2282) 213,980,149 Exercise of CB 0 CB 18. 9 JPY 0 thou. JPY 7,420,000 thou. JPY







Hayashikane Sangyo Co.,Ltd. (2286) 8,910,000 0

MARUDAI FOOD CO.,LTD. (2288) 132,527,909 0

FUKUTOME MEAT PACKERS,LTD. (2291) 3,400,000 0

S Foods Inc. (2292) 32,267,721 0

TAKIZAWA HAM CO.,LTD. (2293) 2,102,000 0

Kakiyasu Honten Co.,Ltd. (2294) 12,446,700 0

ITOHAM YONEKYU HOLDINGS INC. (2296) 297,355,059 0

Kyokuto Co.,Ltd. (2300) 5,551,230 0

GAKUJO CO.,Ltd. (2301) 15,560,000 0

Dawn Corporation (2303) 3,560,000 0

CSS HOLDINGS,LTD. (2304) 5,285,600 Exercise of Subscription Warrants 0 Dec. 2004 Resolution based 1 0 Shares


STUDIO ALICE Co.,Ltd. (2305) 17,185,650 0

CROSS CAT CO.,LTD. (2307) 9,210,960 0

CMIC HOLDINGS Co.,Ltd. (2309) 18,923,569 0

EPCO Co.,Ltd. (2311) 4,658,000 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

CAICA Inc. (2315) 356,703,000 Nov. 20 Third-Party Allotment, etc. 34,780,000

Systena Corporation (2317) 28,180,000 0

Softfront Holdings (2321) 22,284,520 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

fonfun corporation (2323) 2,866,720 0

NJS Co.,Ltd. (2325) 10,048,000 0

Digital Arts Inc. (2326) 14,133,000 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares



NS Solutions Corporation (2327) 99,504,740 0

TOHOKUSHINSHA FILM CORPORATION (2329) 46,735,334 0

Forside Co.,Ltd. (2330) 27,775,204 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares



SOHGO SECURITY SERVICES CO.,LTD. (2331) 102,040,042 0

Quest Co.,Ltd. (2332) 5,487,768 0

CUBE SYSTEM INC. (2335) 15,279,840 0

Fuji Techno Solutions Co.,Inc. (2336) 807,600 0

Nov. 2017

- 11 -



Ichigo Inc. (2337) 504,287,100 Exercise of Subscription Warrants 247,800 Aug. 2011 Resolution based 1 0 Shares


Jan. 2014 Resolution based 1 13,800 Shares

Jan. 2015 Resolution based 1 0 Shares

Fasteps Co.,Ltd. (2338) 5,776,987 Exercise of Subscription Warrants 200,000 Jul. 2013 Resolution based 1 0 Shares



GOKURAKUYU HOLDINGS CO.,LTD. (2340) 17,922,700 Exercise of Subscription Warrants 109,700 Jun. 2013 Resolution based 1 0 Shares












ARBEIT-TIMES CO.,LTD. (2341) 32,237,249 0

TRANS GENIC INC. (2342) 14,702,941 Exercise of Subscription Warrants 18,000 Jul. 2008 Resolution based 1 0 Shares


Oct. 2017 Resolution based 1 18,000 Shares

HEIAN CEREMONY SERVICE CO.,LTD. (2344) 14,667,000 0

iStudy Co.,Ltd. (2345) 2,002,300 0

Nippon Information Development Co.,Ltd. (2349) 4,369,830 0

ASJ INC. (2351) 7,947,100 0

AZIA CO.,LTD. (2352) 4,552,400 0

NIPPON PARKING DEVELOPMENT Co.,Ltd. (2353) 348,398,600 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares



YASKAWA INFORMATION SYSTEMS Corporation (2354) 18,004,300 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

CORE CORPORATION (2359) 14,834,580 0

YUMESHIN HOLDINGS CO.,LTD. (2362) 74,573,440 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

MEDINET Co.,Ltd. (2370) 108,968,323 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Kakaku.com,Inc. (2371) 215,005,000 0

I'rom Group Co.,Ltd. (2372) 11,593,665 Exercise of Subscription Warrants 0 Aug. 2009 Resolution based 1 0 Shares



CARE TWENTYONE CORPORATION (2373) 2,474,000 0

SAINT-CARE HOLDING CORPORATION (2374) 8,272,162 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares









ThreePro Group Inc. (2375) 7,154,320 Exercise of Subscription Warrants 1,750 Sep. 2013 Resolution based 1 1,250 Shares

Nov. 2017

- 12 -





SCINEX CORPORATION (2376) 6,470,660 0

RENAISSANCE,INCORPORATED (2378) 21,379,000 0

DIP corporation (2379) 62,000,000 0

SBS Holdings,Inc. (2384) 39,718,200 0

Soiken Holdings Inc. (2385) 26,158,200 0

Wedge Holdings CO.,LTD. (2388) 35,477,600 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares


OPT Holding,Inc. (2389) 23,817,700 0

PLANET,INC. (2391) 6,632,800 0

Nippon Care Supply Co.,Ltd. (2393) 16,342,400 0

SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. (2395) 41,632,400 0

DNA Chip Research Inc. (2397) 4,237,700 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

TSUKUI CORPORATION (2398) 72,460,800 0

amana inc. (2402) 5,408,000 0

TETSUJIN Inc. (2404) 6,687,200 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

FUJIKOH COMPANY.,LIMITEDFUJI CORPORATION (2405) 4,541,000 0

Arte Salon Holdings,Inc. (2406) 5,330,000 0

KG Intelligence CO.,LTD. (2408) 7,398,000 0

CAREER DESIGN CENTER CO.,LTD. (2410) 7,054,400 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares

GENDAI AGENCY INC. (2411) 15,050,000 0

Benefit One Inc. (2412) 90,288,000 0

M3,Inc. (2413) 323,878,500 Exercise of Subscription Warrants 63,000 May 2009 Resolution based 1 0 Shares















Jul. 2015 Resolution based 1 1,500 Shares



Human Holdings Co.,Ltd. (2415) 10,987,200 0

ZWEI CO.,LTD. (2417) 3,944,400 Exercise of Subscription Warrants 0 Apr. 2009 Resolution based 1 0 Shares








Nov. 2017

- 13 -




TSUKADA GLOBAL HOLDINGS Inc. (2418) 48,960,000 Exercise of CB 0 CB 18. 9 JPY 0 thou. JPY 500,000 thou. JPY

Brass Corporation (2424) 5,709,300 0

Care Service Co.,Ltd. (2425) 4,200,000 0

OUTSOURCING Inc. (2427) 101,923,000 Exercise of Subscription Warrants 6,000 Dec. 2007 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 6,000 Shares


WELLNET CORPORATION (2428) 19,400,000 0

WORLD HOLDINGS CO.,LTD. (2429) 16,918,500 Exercise of Subscription Warrants 16,000 Mar. 2015 Resolution based 1 0 Shares


DeNA Co.,Ltd. (2432) 150,810,033 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares





HAKUHODO DY HOLDINGS INCORPORATED (2433) 388,753,986 0

CEDAR.Co.,Ltd (2435) 11,476,000 0

KYODO PUBLIC RELATIONS CO.,LTD. (2436) 1,260,000 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

SHINWA ART AUCTION CO.,LTD. (2437) 7,155,900 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares





Asukanet Company,Limited (2438) 17,464,000 0

Gurunavi,Inc. (2440) 48,675,100 0

SRG TAKAMIYA CO.,LTD. (2445) 45,447,600 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares








PRAP Japan,Inc. (2449) 4,679,010 0

Computer Mind Co.,Ltd. (2452) 450,000 0

Japan Best Rescue System Co.,Ltd. (2453) 34,685,000 Exercise of Subscription Warrants 0 Feb. 2006 Resolution based 1 0 Shares

All About,Inc. (2454) 13,533,700 0

YUME TECHNOLOGY CO.,LTD. (2458) 12,925,200 0

AUN CONSULTING,Inc. (2459) 7,502,800 0

F@N Communications Inc. (2461) 77,816,308 Exercise of Subscription Warrants 2,400 Aug. 2012 Resolution based 1 0 Shares





LIKE Co.,Ltd. (2462) 20,108,800 Exercise of Subscription Warrants 2,200 Apr. 2015 Resolution based 1 0 Shares

Apr. 2015 Resolution based 2 2,200 Shares

BUSINESS BREAKTHROUGH,INC. (2464) 14,255,600 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

FueTrek Co.,Ltd. (2468) 9,478,200 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares


Hibino Corporation (2469) 10,265,480 0

Nov. 2017

- 14 -



S-Pool,Inc. (2471) 3,153,400 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

WDB HOLDINGS CO.,LTD. (2475) 20,060,000 0

Temairazu,Inc. (2477) 6,476,400 0

JTEC CORPORATION (2479) 8,572,400 0

System Location Co.,Ltd. (2480) 3,570,000 0

TOWNNEWS-SHA CO.,LTD. (2481) 5,575,320 0

HONYAKU Center Inc. (2483) 1,684,500 0

YUME NO MACHI SOUZOU IINKAI CO.,LTD (2484) 44,390,400 0

TEAR Corporation (2485) 20,167,200 0

CDG Co.,Ltd. (2487) 6,240,000 0

JAPAN THIRD PARTY CO.,LTD. (2488) 6,015,600 0

Adways Inc. (2489) 41,583,500 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares


ValueCommerce Co.,Ltd. (2491) 34,471,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Infomart Corporation (2492) 129,715,600 0

E-SUPPORTLINK,Ltd. (2493) 4,424,800 0

UNITED,Inc. (2497) 23,670,945 Exercise of Subscription Warrants 0 Nov. 2011 Resolution based 1 0 Shares


ACKG Limited (2498) 6,080,920 0

NIHONWASOU HOLDINGS,INC. (2499) 9,002,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares



SAPPORO HOLDINGS LIMITED (2501) 78,794,298 0

Asahi Group Holdings,Ltd. (2502) 483,585,862 0

Kirin Holdings Company,Limited (2503) 914,000,000 0

TAKARA HOLDINGS INC. (2531) 217,699,743 0

Oenon Holdings,Inc. (2533) 65,586,196 0

JAPAN FOOD&LIQUOR ALLIANCE INC. (2538) 179,478,870 Exercise of CB 0 CB 1 0 thou. JPY 1,200,000 thou. JPY

YOMEISHU SEIZO CO.,LTD. (2540) 16,500,000 0

HOKKAIDO COCA-COLA BOTTLING CO.,LTD. (2573) 38,034,493 0

Coca-Cola Bottlers Japan Inc. (2579) 206,268,593 0

FRUTA FRUTA INC. (2586) 1,473,023 Exercise of CB 0 CB 1 0 thou. JPY 55,000 thou. JPY

CB 2 0 thou. JPY 100,000 thou. JPY

Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares





Suntory Beverage & Food Limited (2587) 309,000,000 0

Premium Water Holdings,Inc. (2588) 26,923,582 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares


DyDo GROUP HOLDINGS,INC. (2590) 16,568,500 0

ITO EN,LTD. (2593) 89,212,380 0

(2593-5) 34,246,962 0

KEY COFFEE INC (2594) 22,689,000 0

UNICAFE INC. (2597) 13,869,200 0

JAPAN FOODS CO.,LTD. (2599) 5,100,000 0

The Nisshin OilliO Group,Ltd. (2602) 34,667,857 0

FUJI OIL HOLDINGS INC. (2607) 87,569,383 0

BOSO OIL&FAT CO.,LTD. (2608) 1,606,000 0

Nov. 2017

- 15 -



KADOYA SESAME MILLS INCORPORATED (2612) 9,400,000 0

J-OIL MILLS, INC. (2613) 16,754,223 0

Lawson,Inc. (2651) 100,300,000 Exercise of Subscription Warrants 0 Oct. 2005 Resolution based 1 0 Shares













MANDARAKE INC. (2652) 7,236,000 0

AEON KYUSHU CO.,LTD. (2653) 18,807,119 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares






ASMO CORPORATION (2654) 15,145,175 0

MAXVALU TOHOKU CO.,LTD. (2655) 13,129,200 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 450 Shares

Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares






Vector Inc. (2656) 14,007,000 Exercise of Subscription Warrants 0 Sep. 2009 Resolution based 1 0 Shares

SAN-A CO.,LTD. (2659) 31,981,654 0

CAWACHI LIMITED (2664) 24,583,420 0

AUTOWAVE Co.,Ltd. (2666) 14,451,000 0

ImageONE Co.,Ltd. (2667) 5,571,100 Exercise of Subscription Warrants 270,000 Oct. 2016 Resolution based 1 270,000 Shares

Tabio Corporation (2668) 6,813,880 0

Kanemi Co.,Ltd. (2669) 10,000,000 0

ABC-MART,INC. (2670) 82,532,416 0

YUMEMITSUKETAI Co.,Ltd. (2673) 10,458,000 0

HARD OFF CORPORATION Co.,Ltd. (2674) 13,954,000 0

DYNAC CORPORATION (2675) 7,033,000 0

TAKACHIHO KOHEKI CO.,LTD. (2676) 10,171,800 0

ASKUL Corporation (2678) 55,259,400 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares


GEO HOLDINGS CORPORATION (2681) 48,303,700 Exercise of Subscription Warrants 5,000 Aug. 2009 Resolution based 1 0 Shares



UOKI CO.,LTD. (2683) 2,555,856 0

Adastria Co.,Ltd. (2685) 48,800,000 0

GFOOT CO.,LTD. (2686) 42,538,000 Exercise of Subscription Warrants 3,400 Apr. 2016 Resolution based 1 2,300 Shares

Nov. 2017

- 16 -




CVS Bay Area Inc. (2687) 5,064,000 0

KAWANISHI HOLDINGS,INC. (2689) 6,250,000 0

ITOCHU-SHOKUHIN Co.,Ltd. (2692) 13,032,690 0

YKT CORPORATION (2693) 11,906,880 0

G.taste Co.,Ltd. (2694) 197,051,738 Exercise of CB 0 CB 7 0 thou. JPY 400,000 thou. JPY






KURA CORPORATION (2695) 20,699,800 0

CAN DO CO.,LTD. (2698) 16,770,200 0

KITOKU SHINRYO CO.,LTD. (2700) 8,530,000 0

McDonald's Holdings Company(Japan),Ltd. (2702) 132,960,000 0

LITE-ON JAPAN LTD. (2703) 12,451,300 0

OOTOYA Holdings Co.,Ltd. (2705) 7,200,000 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

BROCCOLI Co.,Ltd. (2706) 43,738,211 0

KUZE CO.,LTD. (2708) 3,882,500 0

Pla Matels Corporation (2714) 8,550,000 0

Elematec Corporation (2715) 21,152,473 0

KITAMURA CO.,LTD. (2719) 20,918,252 0

J-Holdings Corp. (2721) 1,997,500 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

I.K Co.,Ltd. (2722) 1,952,000 0

PAL GROUP Holdings CO.,LTD (2726) 23,136,000 0

JALUX Inc. (2729) 12,775,000 0

EDION Corporation (2730) 112,005,636 Exercise of CB 0 CB 21. 10 JPY 0 thou. JPY 15,000,000 thou. JPY

CB 25. 6 JPY 0 thou. JPY 15,000,000 thou. JPY

ARATA CORPORATION (2733) 17,417,840 Exercise of CB 0 * CB 1 12,000 thou. JPY 1,081,000 thou. JPY

SALA CORPORATION (2734) 66,041,147 0

WATTS CO.,LTD. (2735) 13,958,800 0

SADAMATSU Company Limited. (2736) 11,620,000 Exercise of Subscription Warrants 0 Sep. 2009 Resolution based 1 0 Shares









TOMEN DEVICES CORPORATION (2737) 6,802,000 0

HALOWS CO.,LTD. (2742) 19,864,600 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares


PIXEL COMPANYZ INC. (2743) 15,516,600 Exercise of Subscription Warrants 1,310,000 Apr. 2015 Resolution based 1 0 Shares





Aug. 2017 Resolution based 1 1,250,000 Shares

Hokuyu Lucky Co.,Ltd. (2747) 6,323,201 0

Nov. 2017

- 17 -



JP-HOLDINGS,INC. (2749) 87,849,400 0

S.ISHIMITSU&CO.,LTD. (2750) 8,000,000 0

TENPOS HOLDINGS Co.,Ltd. (2751) 14,314,800 0

FUJIO FOOD SYSTEM Co.,Ltd (2752) 21,924,130 Exercise of Subscription Warrants 1,200 Feb. 2012 Resolution based 1 1,200 Shares



AMIYAKI TEI CO.,LTD. (2753) 6,848,800 0

TOKATSU HOLDINGS CO.,LTD. (2754) 4,840,000 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares







TOKYO ELECTRON DEVICE LIMITED (2760) 10,445,500 0

Toshin Group co.,ltd. (2761) 11,405,400 0

SANKO MARKETING FOODS CO.,LTD. (2762) 14,387,000 0

FTGroup CO.,LTD. (2763) 36,298,200 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Hiramatsu Inc. (2764) 48,604,200 0

FIELDS CORPORATION (2767) 34,700,000 0

Sojitz Corporation (2768) 1,251,499,501 0

Village Vanguard CO.,LTD. (2769) 7,805,500 Exercise of Subscription Warrants 45,000 Jan. 2013 Resolution based 1 0 Shares





Genky Stores,Inc. (2772) 15,478,600 0

Mutual Corporation (2773) 7,620,320 0

SHINTO Holdings,Inc. (2776) 9,002,000 0

CASSINA IXC.Ltd. (2777) 4,091,100 0

PALEMO HOLDINGS CO.,LTD. (2778) 12,051,384 0

Komehyo Co.,Ltd. (2780) 11,257,000 0

Seria Co.,Ltd. (2782) 75,840,000 0

Alfresa Holdings Corporation (2784) 235,017,600 0

APPLE INTERNATIONAL CO.,LTD. (2788) 13,841,400 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Karula Co.,LTD. (2789) 6,021,112 0

NAFCO Co.,Ltd. (2790) 29,784,400 0

DAIKOKUTENBUSSAN CO.,LTD. (2791) 14,466,000 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


HONEYS HOLDINGS CO.,LTD. (2792) 27,900,000 0

NIPPON PRIMEX INC. (2795) 5,523,592 0

Pharmarise Holdings Corporation (2796) 9,039,050 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares





Y's table corporation (2798) 2,660,900 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

KIKKOMAN CORPORATION (2801) 210,383,202 0

Ajinomoto Co.,Inc. (2802) 571,863,354 0

BULL-DOG SAUCE CO.,LTD. (2804) 6,977,440 0

Nov. 2017

- 18 -



S&B FOODS INC. (2805) 6,977,117 0

YUTAKA FOODS CORPORATION (2806) 8,832,311 0

Kewpie Corporation (2809) 150,000,000 0

House Foods Group Inc. (2810) 102,758,690 0

KAGOME CO.,LTD. (2811) 99,616,944 0

YAIZU SUISANKAGAKU INDUSTRY CO.,LTD. (2812) 13,056,198 0

Wakou Shokuhin Co.,Ltd. (2813) 949,319 0

SATO FOODS INDUSTRIES CO.,LTD. (2814) 9,326,460 0

ARIAKE JAPAN Co.,Ltd. (2815) 32,808,683 0

DAISHO CO.,LTD. (2816) 9,868,800 0

PIETRO Co.,Ltd. (2818) 6,257,230 0

EBARA Foods Industry,Inc. (2819) 10,468,710 0

Yamami Company (2820) 6,376,100 0

AOHATA Corporation (2830) 8,092,000 0

HAGOROMO FOODS CORPORATION (2831) 20,650,731 0

NICHIREI CORPORATION (2871) 139,925,532 0

SEIHYO CO.,LTD. (2872) 432,081 0

YOKOHAMA REITO CO.,LTD. (2874) 53,730,948 Exercise of CB 267,366 * CB 4 254,000 thou. JPY 5,784,000 thou. JPY

TOYO SUISAN KAISHA,LTD. (2875) 110,881,044 0

JC Comsa Corporation (2876) 9,105,290 0

NittoBest Corporation (2877) 12,102,660 0

EAT&Co.,Ltd (2882) 4,435,245 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

DAIREI CO.,LTD. (2883) 6,008,300 0

Yoshimura Food Holdings K.K. (2884) 4,375,059 Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares

NIHON SHOKUHIN KAKO CO.,LTD. (2892) 6,400,000 0

Ishii Food Co.,Ltd. (2894) 18,392,000 0

NISSIN FOODS HOLDINGS CO.,LTD. (2897) 117,463,685 0

NAGATANIEN HOLDINGS CO.,LTD. (2899) 38,277,406 0

ISHIGAKI FOODS CO.,LTD. (2901) 4,098,700 Exercise of Subscription Warrants 269,700 Sep. 2017 Resolution based 1 269,700 Shares

SHINOBU FOODS PRODUCTS CO.,LTD. (2903) 13,900,000 0

ICHIMASA KAMABOKO CO.,LTD. (2904) 18,590,000 0

OK Food Industry Co.,Ltd. (2905) 3,718,141 0

AHJIKAN CO.,LTD. (2907) 7,700,000 0

FUJICCO CO.,LTD. (2908) 34,991,521 0

ROCK FIELD CO.,LTD. (2910) 26,788,748 0

ASAHIMATSU FOODS CO.,LTD. (2911) 9,382,943 0

JAPAN TOBACCO INC. (2914) 1,333,333,200 0

KENKO Mayonnaise Co.,Ltd. (2915) 16,476,000 0

Semba Tohka Industries Co.,Ltd (2916) 11,400,000 0

OHMORIYA Co.,LTD. (2917) 5,098,096 0

WARABEYA NICHIYO HOLDINGS CO.,LTD. (2918) 17,625,660 0

NATORI CO.,LTD. (2922) 15,032,209 0

SATO FOODS CO.,LTD. (2923) 5,075,500 0

Ifuji Sangyo Co.,Ltd. (2924) 8,345,370 0

PICKLES CORPORATION (2925) 6,398,000 0

SHINOZAKIYA,INC. (2926) 14,436,600 0

AFC-HD AMS Life Science Co.,Ltd. (2927) 12,189,720 0

Pharma Foods International Co.,Ltd. (2929) 29,034,200 0

Kitanotatsujin Corporation (2930) 44,336,000 Nov. 06 Stock Split 22,168,000

Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

Nov. 2017

- 19 -



euglena Co.,Ltd. (2931) 84,832,036 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares


Katakura Industries Co.,Ltd. (3001) 35,215,000 0

GUNZE LIMITED (3002) 20,993,516 0

Hulic Co.,Ltd. (3003) 663,062,271 0

SHINYEI KAISHA (3004) 3,960,000 0

KACHIKAIHATSU CO.LTD. (3010) 13,412,541 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

BANNERS CO.,LTD. (3011) 20,236,086 0

Applied Co.,Ltd. (3020) 2,703,200 0

Pacific Net Co.,Ltd. (3021) 5,175,000 0

YAMASHITA MEDICAL INSTRUMENTS CO.,LTD. (3022) 0 Nov. 28 Delisting -2,553,000

Rasa Corporation (3023) 12,400,000 0

CREATE CORPORATION (3024) 3,969,000 0

Alpen Co.,Ltd. (3028) 40,488,000 0

HUB CO.,LTD. (3030) 11,265,300 0

RACCOON CO.,LTD. (3031) 18,501,300 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares


Qol Co.,Ltd. (3034) 38,902,785 Exercise of CB 2,223,480 CB 1 4,000,000 thou. JPY 0 thou. JPY

ktk INC. (3035) 5,725,000 0

ALCONIX CORPORATION (3036) 25,855,200 Exercise of Subscription Warrants 4,800 Jul. 2008 Resolution based 1 4,800 Shares

KOBE BUSSAN CO.,LTD. (3038) 34,200,000 0

HEKI Co.,Ltd. (3039) 590,000 0

SOLITON SYSTEMS K.K. (3040) 19,738,888 0

Beauty Kadan Co.,Ltd. (3041) 5,076,000 0

SecuAvail Inc. (3042) 3,245,000 0

Kawasaki & Co.,Ltd. (3045) 1,450,500 0

JINS Inc. (3046) 23,980,000 0

BIC CAMERA INC. (3048) 183,017,022 Exercise of CB 327,509 CB 21. 6 JPY 310,000 thou. JPY 4,860,000 thou. JPY

DCM Holdings Co.,Ltd. (3050) 142,471,519 Exercise of CB 0 * CB 1 0 thou. JPY 19,984,000 thou. JPY

PEPPER FOOD SERVICE CO.,LTD. (3053) 20,569,000 Exercise of Subscription Warrants 61,600 Oct. 2014 Resolution based 1 30,600 Shares

Sep. 2015 Resolution based 1 31,000 Shares

HYPER Inc. (3054) 4,303,600 Exercise of Subscription Warrants 7,600 Apr. 2013 Resolution based 1 3,200 Shares







Sanyodo Holdings Inc. (3058) 6,000,000 0

HIRAKI CO.,LTD. (3059) 5,155,600 0

j-Group Holdings Corp. (3063) 8,496,400 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

MonotaRO Co.,Ltd. (3064) 125,187,800 Exercise of Subscription Warrants 10,800 May 2010 Resolution based 1 0 Shares









By retroactive adjustment of conversion value（333 shares）

Nov. 2017

- 20 -



Life Foods Co.,Ltd. (3065) 3,660,400 0

TOKYO ICHIBAN FOODS CO.,LTD. (3067) 8,774,800 Exercise of Subscription Warrants 0 Dec. 2009 Resolution based 1 0 Shares



WDI Corporation (3068) 6,331,920 0

Asrapport Dining Co.,Ltd. (3069) 30,896,729 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

AMAGASA Co.,Ltd. (3070) 1,920,000 0

Stream Co.,Ltd. (3071) 28,525,000 0

DD Holdings Co.,Ltd. (3073) 7,801,360 0

Choushimaru Co.,Ltd. (3075) 2,903,600 0

Ai Holdings Corporation (3076) 56,590,410 0

Horiifoodservice Co.,Ltd. (3077) 5,670,000 0

DVx Inc. (3079) 11,280,000 0

JASON CO.,LTD. (3080) 12,812,000 0

KICHIRI & Co.,Ltd. (3082) 10,550,400 0

C'sMEN Co.,Ltd. (3083) 975,000 0

ARCLAND SERVICE HOLDINGS CO.,LTD. (3085) 33,096,000 0

J.FRONT RETAILING Co.,Ltd. (3086) 270,565,764 0

DOUTOR･NICHIRES Holdings Co.,Ltd. (3087) 50,609,761 0

Matsumotokiyoshi Holdings Co.,Ltd. (3088) 54,636,107 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Techno Alpha Co.,Ltd. (3089) 2,316,000 0

BRONCO BILLY Co.,LTD. (3091) 15,070,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares


START TODAY CO.,LTD. (3092) 311,644,285 0

Treasure Factory Co.,LTD. (3093) 11,401,200 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

SUPER VALUE CO.,LTD. (3094) 6,333,300 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares


OCEAN SYSTEM CORPORATION (3096) 10,833,000 0

The Monogatari Corporation (3097) 6,010,872 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares




cocokara fine Inc. (3098) 25,472,485 0

Isetan Mitsukoshi Holdings Ltd. (3099) 395,363,554 Exercise of Subscription Warrants 7,400 Jan. 2010 Resolution based 1 0 Shares














TOYOBO CO.,LTD. (3101) 89,048,792 0

UNITIKA LTD. (3103) 57,752,343 0

Fujibo Holdings,Inc. (3104) 11,720,000 0

Nov. 2017

- 21 -



Nisshinbo Holdings Inc. (3105) 178,798,939 0

KURABO INDUSTRIES LTD. (3106) 242,939,284 0

Daiwabo Holdings Co.,Ltd. (3107) 19,271,292 0

SHIKIBO LTD. (3109) 12,110,829 0

NITTO BOSEKI CO.,LTD. (3110) 39,935,512 0

OMIKENSHI CO.,LTD. (3111) 66,024,594 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 2,000,000 Shares

Oak Capital Corporation (3113) 53,675,037 0

TOYOTA BOSHOKU CORPORATION (3116) 187,665,738 0

MBK Co.,Ltd. (3121) 27,367,556 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

SAIBO Co.,Ltd. (3123) 14,000,000 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares



SHINNAIGAI TEXTILE LTD. (3125) 1,959,800 0

SHINDEN HIGHTEX CORPORATION (3131) 1,841,200 Exercise of Subscription Warrants 0 Mar. 2011 Resolution based 1 0 Shares

MACNICA FUJI ELECTRONICS HOLDINGS,INC. (3132) 58,792,557 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

kaihan co.,Ltd. (3133) 3,590,400 0

Hamee Corp. (3134) 15,944,800 Exercise of Subscription Warrants 4,800 Apr. 2010 Resolution based 1 3,200 Shares




MarketEnterprise Co.,Ltd (3135) 5,085,600 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares





Fundely Co.,Ltd. (3137) 6,370,500 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Fujisan Magazine Service Co.,Ltd. (3138) 3,315,620 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares




Lacto Japan Co.,Ltd. (3139) 4,892,500 Exercise of Subscription Warrants 3,000 Jun. 2014 Resolution based 1 3,000 Shares


IDEA INTERNATIONAL CO.,LTD. (3140) 14,717,350 0

WELCIA HOLDINGS CO.,LTD. (3141) 104,817,358 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares




O'will Corporation (3143) 3,150,000 0

CREATE SD HOLDINGS CO.,LTD. (3148) 66,819,342 0

gremz,Inc. (3150) 5,822,700 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

VITAL KSK HOLDINGS,INC. (3151) 61,224,796 Exercise of CB 0 CB 20. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

Yashima Denki Co.,Ltd. (3153) 21,782,500 0

MEDIUS HOLDINGS Co.,Ltd. (3154) 6,484,512 0

UKC Holdings Corporation (3156) 15,700,021 0

JUTEC Holdings Corporation (3157) 13,767,052 0

Maruzen CHI Holdings Co.,Ltd. (3159) 92,554,085 0

OOMITSU CO.,LTD. (3160) 12,043,200 0

AZEARTH Corporation (3161) 6,085,401 0

Fuhrmeister Electronics Co.,Ltd. (3165) 2,529,100 0

OCHI HOLDINGS CO.,LTD. (3166) 13,610,970 0

Nov. 2017

- 22 -



TOKAI Holdings Corporation (3167) 139,679,977 Exercise of CB 0 CB 20. 6 JPY 0 thou. JPY 400,000 thou. JPY

Kurotani Corporation (3168) 7,168,600 0

Misawa & Co.,Ltd. (3169) 7,109,400 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares



MAXVALU KYUSHU CO.,LTD. (3171) 7,551,795 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares





Tea Life Co.,Ltd. (3172) 4,250,000 0

OSAKA KOHKI CO.,LTD. (3173) 6,868,840 0

Happiness and D Co.,Ltd. (3174) 2,532,400 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares





AP COMPANY CO.,LTD. (3175) 7,427,850 0

Sanyo Trading Co.,Ltd. (3176) 14,503,854 0

ARIGATOU SERVICES COMPANY,LIMITED (3177) 953,600 0

CHIMNEY CO.,LTD. (3178) 19,340,800 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares

Syuppin Co.,Ltd. (3179) 11,970,400 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares


BEAUTY GARAGE Inc. (3180) 5,976,000 0

KAITORI OKOKU CO.,LTD. (3181) 1,756,000 0

Oisix.daichi Inc. (3182) 8,013,689 Exercise of Subscription Warrants 400 Mar. 2004 Resolution based 1 0 Shares





WIN-Partners Co.,Ltd. (3183) 30,503,310 0

International Conglomerate of Distribution for Automobile Holdings Co.,Ltd. (3184) 2,100,000 0

DREAM VISION CO.,LTD. (3185) 10,608,000 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

NEXTAGE Co.,Ltd. (3186) 22,656,800 Nov. 01 Public Offering 1,503,000

Nov. 30 Third-Party Allotment, etc. 390,000

Exercise of Subscription Warrants 17,400 Sep. 2008 Resolution based 1 3,000 Shares



SANWA COMPANY LTD. (3187) 16,176,600 Exercise of Subscription Warrants 9,900 Apr. 2013 Resolution based 1 9,900 Shares

ANAP INC. (3189) 4,585,000 Exercise of Subscription Warrants 50,000 Aug. 2012 Resolution based 1 50,000 Shares

HOTMAN Co.,Ltd. (3190) 7,275,500 0

JOYFUL HONDA CO.,LTD. (3191) 51,612,880 0

Shirohato Co.,Ltd. (3192) 4,820,800 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares


Torikizoku co.,ltd. (3193) 11,622,300 0

KIRINDO HOLDINGS CO.,LTD. (3194) 11,332,206 0

GENERATION PASS CO.,LTD. (3195) 8,248,440 Exercise of Subscription Warrants 1,600 Nov. 2013 Resolution based 1 1,600 Shares

HOTLAND Co.,Ltd. (3196) 18,430,200 Exercise of Subscription Warrants 4,200 Dec. 2012 Resolution based 1 4,200 Shares

SKYLARK CO.,LTD (3197) 196,922,200 Exercise of Subscription Warrants 196,800 Dec. 2012 Resolution based 1 100,000 Shares


Nov. 2017

- 23 -




SFP Holdings Co.,Ltd. (3198) 29,324,270 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

Watahan & Co.,Ltd. (3199) 9,861,500 0

THE JAPAN WOOL TEXTILE CO.,LTD. (3201) 86,478,858 0

Daitobo Co.,Ltd. (3202) 30,000,000 0

Toabo Corporation (3204) 8,940,448 0

DAIDOH LIMITED (3205) 37,696,897 0

KANEYO Co.,Ltd. (3209) 14,066,208 0

Yossix Co.,Ltd. (3221) 10,295,600 Exercise of Subscription Warrants 2,000 Jul. 2013 Resolution based 1 2,000 Shares

United Super Markets Holdings Inc. (3222) 131,681,356 0

SLD Entertainment Inc. (3223) 1,307,280 Exercise of Subscription Warrants 0 Jul. 2009 Resolution based 1 0 Shares



General Oyster,Inc. (3224) 1,574,100 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares


SANEI ARCHITECTURE PLANNING CO.,LTD. (3228) 21,217,600 Exercise of CB 0 CB 22. 11 JPY 0 thou. JPY 10,000,000 thou. JPY

Star Mica Co.,Ltd. (3230) 19,200,000 Exercise of Subscription Warrants 0 Dec. 2002 Resolution based 1 0 Shares






Nomura Real Estate Holdings,Inc. (3231) 192,035,701 Exercise of Subscription Warrants 6,500 Jul. 2011 Resolution based 1 700 Shares










Mie Kotsu Group Holdings,Inc. (3232) 107,301,583 0

PROPERST CO.,LTD. (3236) 28,295,415 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares






INTRANCE CO.,LTD. (3237) 37,131,000 0

CENTRAL GENERAL DEVELOPMENT CO.,LTD. (3238) 7,747,000 0

WILL,Co.,Ltd. (3241) 11,308,000 0

URBANET CORPORATION CO.,LTD. (3242) 25,144,100 Exercise of Subscription Warrants 22,200 Aug. 2014 Resolution based 1 22,200 Shares

Samty Co.,Ltd. (3244) 26,989,518 Exercise of Subscription Warrants 20,700 Jun. 2013 Resolution based 1 0 Shares







Nov. 2017

- 24 -




DEAR LIFE CO.,LTD. (3245) 35,375,200 0

KOSE R.E. Co.,Ltd. (3246) 10,368,000 Nov. 17 Third-Party Allotment, etc. 260,000

EARLY AGE CO.,Ltd. (3248) 3,181,000 0

A.D.Works Co.,Ltd. (3250) 323,912,993 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares


Nippon Commercial Development Co.,Ltd. (3252) 17,865,200 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

PRESSANCE CORPORATION (3254) 62,106,400 Exercise of CB 0 CB 1 0 thou. JPY 3,500,000 thou. JPY

CB 2 0 thou. JPY 3,500,000 thou. JPY



UNIZO Holdings Company,Limited (3258) 28,520,700 0

GRANDES,Inc. (3261) 3,837,900 0

Ascot Corp. (3264) 58,948,922 0

Fund Creation Group Co.,Ltd. (3266) 37,475,371 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares


Phil Company,Inc. (3267) 5,070,000 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares


The Global Ltd. (3271) 13,473,800 Exercise of Subscription Warrants 3,600 Jul. 2010 Resolution based 1 0 Shares


HOUSECOM CORPORATION (3275) 3,895,000 0

Japan Property Management Center Co.,Ltd. (3276) 19,025,600 0

Sansei Landic Co.,Ltd (3277) 8,346,300 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

STrust Co.,Ltd. (3280) 6,167,000 0

Hoosiers Holdings (3284) 31,555,600 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

TRUST Holdings Inc. (3286) 5,204,500 0

Open House Co.,Ltd. (3288) 57,463,600 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares


Tokyu Fudosan Holdings Corporation (3289) 640,830,974 0

Iida Group Holdings Co.,Ltd. (3291) 294,431,639 Exercise of CB 0 CB 20. 6 JPY 0 thou. JPY 30,000,000 thou. JPY

AZUMA HOUSE Co.,Ltd. (3293) 4,031,700 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

e'grand Co.,Ltd (3294) 6,362,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares



Toubujyuhan Co.,Ltd. (3297) 2,712,400 0

MUGEN ESTATE Co.,Ltd. (3299) 24,355,000 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares




AMBITION CORPORATION (3300) 3,402,200 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

TEIKOKU SEN-I Co.,Ltd. (3302) 27,170,400 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares





THE NIHON SEIMA CO.,LTD. (3306) 3,673,320 0

BOOKOFF CORPORATION (3313) 22,573,200 Exercise of CB 0 CB 1 0 thou. JPY 7,700,000 thou. JPY

NIPPON COKE & ENGINEERING COMPANY,LIMITED (3315) 302,349,449 0

TOKYO NISSAN COMPUTER SYSTEM CO.,LTD (3316) 1,260,000 0

FLYING GARDEN CO.,LTD. (3317) 1,449,168 0

Nov. 2017

- 25 -



Golf Digest Online Inc. (3319) 18,274,000 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares

CROSS PLUS INC. (3320) 7,718,800 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

MITACHI CO.,LTD. (3321) 7,350,000 0

Alpha Group Inc. (3322) 3,481,200 0

RECOMM CO.,LTD. (3323) 60,116,900 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares





RUNSYSTEM CO.,LTD. (3326) 2,070,900 0

BEENOS Inc. (3328) 12,332,600 Exercise of Subscription Warrants 0 Oct. 2008 Resolution based 1 0 Shares



TOWA FOOD SERVICE CO.,LTD. (3329) 8,186,400 Nov. 01 Stock Split 4,093,200

ASAHI CO.,LTD. (3333) 26,240,800 0

NIHON CHOUZAI Co.,Ltd. (3341) 16,024,000 0

WonderCorporation (3344) 5,579,184 0

TRUST CO.,LTD. (3347) 28,150,000 0

COSMOS Pharmaceutical Corporation (3349) 20,000,400 0

Red Planet Japan,Inc. (3350) 270,470,337 Exercise of Subscription Warrants 900,000 Feb. 2014 Resolution based 1 0 Shares



BUFFALO CO.LTD (3352) 2,163,833 0

Medical Ikkou Co.,Ltd. (3353) 2,035,000 0

KURIYAMA HOLDINGS CORPORATION (3355) 11,150,100 0

Terilogy Co.,Ltd. (3356) 15,680,000 0

Y.S.FOOD CO.,LTD. (3358) 3,873,000 0

TAISEI CO.,LTD (3359) 3,665,171 Exercise of Subscription Warrants 0 Jan. 2011 Resolution based 1 0 Shares


SHIP HEALTHCARE HOLDINGS,INC. (3360) 50,834,700 0

Toell Co.,Ltd. (3361) 20,415,040 0

ICHIROKUDO CO.,LTD. (3366) 9,677,200 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

FUJITA CORPORATION Co.,Ltd. (3370) 1,446,400 0

SOFTCREATE HOLDINGS CORP. (3371) 13,775,139 0

KANMONKAI Co.,Ltd. (3372) 12,058,900 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares


Naigai Tec Corporation (3374) 2,929,000 0

ZOA CORPORATION (3375) 2,296,500 0

ONLY corporation (3376) 5,972,000 0

BIKE O & COMPANY Ltd. (3377) 15,315,600 0

Seven & I Holdings Co.,Ltd. (3382) 886,441,983 0

YAKUODO.Co.,Ltd. (3385) 19,741,200 0

COSMO BIO COMPANY,LIMITED (3386) 6,048,000 0

create restaurants holdings inc. (3387) 94,722,642 0

MEIJI ELECTRIC INDUSTRIES CO.,LTD. (3388) 12,067,120 0

INEST,Inc. (3390) 53,197,169 0

TSURUHA HOLDINGS INC. (3391) 49,037,768 Exercise of Subscription Warrants 10,300 Sep. 2008 Resolution based 1 0 Shares




Nov. 2017

- 26 -









DELICA FOODS HOLDINGS CO.,LTD. (3392) 7,436,000 0

Startia,Inc. (3393) 10,240,400 0

Saint Marc Holdings Co.,Ltd. (3395) 22,777,370 0

FELISSIMO CORPORATION (3396) 10,043,500 0

TORIDOLL Holdings Corporation (3397) 43,432,145 Exercise of Subscription Warrants 1,700 Jun. 2009 Resolution based 1 0 Shares


Maruchiyo Yamaokaya Corporation (3399) 2,469,000 0

TEIJIN LIMITED (3401) 196,951,733 Exercise of CB 0 CB 18. 12 JPY 0 thou. JPY 20,000,000 thou. JPY


TORAY INDUSTRIES,INC. (3402) 1,631,481,403 Exercise of CB 0 CB 19. 8 JPY 0 thou. JPY 50,000,000 thou. JPY









KURARAY CO.,LTD. (3405) 354,863,603 0

ASAHI KASEI CORPORATION (3407) 1,402,616,332 0

SAKAI OVEX CO.,LTD. (3408) 6,636,258 0

KITANIHON SPINNING CO.,LTD (3409) 1,291,100 0

TOKYO BASE Co.,Ltd. (3415) 13,734,600 Exercise of Subscription Warrants 80,000 Apr. 2012 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 6,000 Shares



PIXTA Inc. (3416) 2,231,440 Exercise of Subscription Warrants 0 Jul. 2009 Resolution based 1 0 Shares









OHKI HEALTHCARE HOLDINGS CO.,LTD. (3417) 14,072,100 0

BALNIBARBI Co.,Ltd. (3418) 4,311,590 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

KFC,Ltd. (3420) 7,378,050 0

INABA SEISAKUSHO Co.,Ltd. (3421) 17,922,429 0

S E Corporation (3423) 15,628,300 0

MIYAKO,Inc. (3424) 4,587,836 0

ATOM LIVIN TECH Co.,Ltd. (3426) 4,105,000 0

MIYAJI ENGINEERING GROUP,INC. (3431) 6,919,454 0

TOCALO Co.,Ltd. (3433) 15,800,000 0

Nov. 2017

- 27 -



ALPHA CorporationALPHA CO.,LTD. (3434) 10,200,000 0

SANKO TECHNO CO.,LTD. (3435) 8,745,408 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares






SUMCO CORPORATION (3436) 293,285,539 0

TOKUDEN CO.,LTD. (3437) 801,000 0

Mitsuchi Corporation (3439) 2,652,020 0

SANNO Co.,Ltd. (3441) 5,000,000 0

KAWADA TECHNOLOGIES,INC. (3443) 5,859,570 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

KIKUCHI SEISAKUSHO CO.,LTD. (3444) 12,337,700 0

RS Technologies Co.,Ltd. (3445) 11,134,000 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares



B-Lot Company Limited (3452) 4,002,900 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

First Brothers Co.,Ltd. (3454) 14,445,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

TSON CO.,LTD. (3456) 468,500 0

HOUSE DO Co.,Ltd. (3457) 8,500,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 300 Shares

Exercise of Subscription Warrants 2,000 Jun. 2014 Resolution based 1 2,000 Shares

CRE,Inc. (3458) 12,758,800 Exercise of Subscription Warrants 47,400 Jul. 2014 Resolution based 1 0 Shares



Palma Co.,Ltd. (3461) 1,349,200 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

PROPERTY AGENT Inc. (3464) 3,340,800 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

KI-STAR REAL ESTATE CO.,LTD (3465) 14,232,500 0

Agratio urban design Inc. (3467) 2,843,100 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares



Dualtap Co.,Ltd. (3469) 1,123,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares


G-FACTORY CO.,LTD. (3474) 6,635,000 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

Good Com Asset Co.,Ltd. (3475) 6,071,200 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares


FORLIFE Co.,Ltd. (3477) 1,000,000 0

TKP Corporation (3479) 33,110,000 0

J.S.B.Co.,Ltd. (3480) 4,438,100 0

Loadstar Capital K.K. (3482) 5,214,000 Nov. 01 Third-Party Allotment, etc. 165,000

Exercise of Subscription Warrants 2,000 Nov. 2015 Resolution based 1 2,000 Shares

SHOEI CO.,LTD. (3483) 475,000 0

Tenpo Innovation CO.,LTD. (3484) 2,106,100 Nov. 30 Third-Party Allotment, etc. 56,100

Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Suminoe Textile Co.,Ltd. (3501) 76,821,626 0

Nippon Felt Company Limited (3512) 19,842,089 0

ICHIKAWA CO.,LTD. (3513) 24,835,758 0

FUJIKOH COMPANY.,LIMITEDFUJI CORPORATION (3515) 1,000,000 0

ECONACH HOLDINGS CO.,LTD. (3521) 42,728,733 0

NITTO SEIMO CO.,LTD. (3524) 2,605,000 0

ASHIMORI INDUSTRY CO.,LTD. (3526) 6,056,939 0

Nov. 2017

- 28 -



Prospect Co.,Ltd. (3528) 403,448,312 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares



ATSUGI CO.,LTD. (3529) 17,319,568 0

AXAS HOLDINGS CO.,LTD. (3536) 32,258,453 0

SHOEI YAKUHIN CO.,LTD. (3537) 1,193,035 0

WILLPLUS Holdings Corporation (3538) 9,575,120 Nov. 01 Stock Split 4,779,840



JAPAN MEAT CO.,LTD. (3539) 26,679,500 0

C.I.MEDICAL CO.,LTD. (3540) 10,000,000 Nov. 09 Stock Split 8,000,000

Nousouken Corporation (3541) 4,191,000 0

Vega corporation Co.,Ltd. (3542) 10,345,000 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares




KOMEDA Holdings Co.,Ltd. (3543) 45,079,500 Exercise of Subscription Warrants 15,000 Nov. 2014 Resolution based 1 0 Shares






SATUDORA HOLDINGS CO.,LTD. (3544) 4,742,000 0

Defactostandard,Ltd. (3545) 4,570,000 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares




DAIYU LIC HOLDINGS CO.,LTD. (3546) 15,174,203 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares



KUSHIKATSU TANAKA CO. (3547) 3,042,840 Exercise of Subscription Warrants 33,520 Oct. 2015 Resolution based 1 33,520 Shares

BAROQUE JAPAN LIMITED (3548) 36,149,400 Exercise of Subscription Warrants 0 Nov. 2008 Resolution based 1 0 Shares

KUSURI NO AOKI HOLDINGS CO.,LTD. (3549) 31,494,860 Exercise of Subscription Warrants 1,500 Jun. 2016 Resolution based 1 1,200 Shares


STUDIO ATAO Co.,Ltd. (3550) 6,252,000 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

DYNIC CORPORATION (3551) 8,504,747 0

KYOWA LEATHER CLOTH CO.,LTD. (3553) 24,500,000 0

RenetJapanGroup,Inc. (3556) 9,048,000 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares


UNITED&COLLECTIVE CO.LTD. (3557) 1,427,200 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

LOCONDO,Inc. (3558) 5,438,660 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares






p-ban.com Corp. (3559) 2,190,000 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Hobonichi Co.,Ltd. (3560) 2,316,400 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares



Nov. 2017

- 29 -



CHIKARANOMOTO HOLDINGS Co.,Ltd. (3561) 22,905,600 Exercise of Subscription Warrants 80,800 Nov. 2008 Resolution based 1 0 Shares




No.1 Co.,Ltd (3562) 1,556,860 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares




Sushiro Global Holdings Ltd. (3563) 29,012,496 Exercise of Subscription Warrants 1,553,576 Mar. 2015 Resolution based 1 732,604 Shares












LIXIL VIVA CORPORATION (3564) 44,720,000 0

Ascentech K.K. (3565) 3,275,200 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares





UNIFORM NEXT CO.,LTD. (3566) 1,214,781 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

SEIREN CO.,LTD. (3569) 64,633,646 0

SOTOH CO.,LTD. (3571) 13,933,757 0

Tokai Senko K.K. (3577) 3,614,252 0

SOKO SEIREN CO.,LTD. (3578) 7,140,078 0

KOMATSU SEIREN CO.,LTD. (3580) 43,140,999 0

AuBEX CORPORATION (3583) 3,092,623 0

WACOAL HOLDINGS CORP. (3591) 71,689,042 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares

















Nov. 2017

- 30 -






HOGY MEDICAL CO.,LTD. (3593) 16,341,155 0

JICHODO Co.,Ltd. (3597) 16,153,506 0

YAMAKI CO.,LTD. (3598) 14,950,074 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares





FUJIX Ltd. (3600) 1,468,093 0

KAWAMOTO CORPORATION (3604) 6,000,000 0

RENOWN INCORPORATED (3606) 101,307,449 0

KURAUDIA HOLDINGS CO.,LTD. (3607) 9,689,200 0

TSI HOLDINGS CO.,LTD. (3608) 115,783,293 0

HAKATA TAKUMI KOUGEI Inc. (3610) 517,700 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Netyear Group Corporation (3622) 6,999,000 0

Billing System Corporation (3623) 1,641,100 0

AXEL MARK INC. (3624) 4,370,900 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares






Techfirm Holdings Inc. (3625) 7,702,000 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares


TIS Inc. (3626) 87,789,098 0

Neos Corporation (3627) 9,294,100 Exercise of Subscription Warrants 63,000 Apr. 2012 Resolution based 1 0 Shares




DATA HORIZON CO.,LTD. (3628) 3,565,060 0

Densan System Co.,Ltd. (3630) 10,040,000 0

GREE,Inc. (3632) 241,949,800 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares




GMO Pepabo,Inc. (3633) 2,717,300 0

Sockets Inc. (3634) 2,461,000 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares










KOEI TECMO HOLDINGS CO.,LTD. (3635) 107,723,374 0

Mitsubishi Research Institute,Inc. (3636) 16,424,080 0

Nov. 2017

- 31 -



Voltage Incorporation (3639) 5,198,074 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares


DENSAN CO.,LTD. (3640) 5,837,200 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

PAPYLESS CO.,LTD. (3641) 10,326,880 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares


Medical Net,Inc. (3645) 5,386,500 0

Ekitan & Co.,Ltd. (3646) 6,888,800 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

G Three Holdings CORPORATION (3647) 76,408,601 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares

AGS Corporation (3648) 17,767,932 Nov. 01 Stock Split 8,883,966

FINDEX Inc. (3649) 26,138,400 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares


Triumph Corporation Ltd. (3651) 1,044,000 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares

Digital Media Professionals Inc. (3652) 2,773,100 Exercise of Subscription Warrants 15,600 Jun. 2008 Resolution based 1 15,600 Shares



Morpho,Inc. (3653) 5,273,600 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares



HITO-Communications,Inc. (3654) 17,900,000 0

BrainPad Inc. (3655) 6,760,572 0

KLab Inc. (3656) 38,161,900 Exercise of Subscription Warrants 4,900 Mar. 2009 Resolution based 1 0 Shares





Poletowin Pitcrew Holdings,Inc. (3657) 19,058,000 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares

eBOOK Initiative Japan CO.,LTD. (3658) 5,529,600 Exercise of Subscription Warrants 0 Dec. 2009 Resolution based 1 0 Shares







NEXON Co.,Ltd. (3659) 443,155,414 Exercise of Subscription Warrants 1,696,000 Aug. 2012 Resolution based 1 491,000 Shares













istyle Inc. (3660) 65,922,400 Exercise of Subscription Warrants 0 Oct. 2010 Resolution based 1 0 Shares




Nov. 2017

- 32 -







m-up,Inc. (3661) 7,480,300 Exercise of Subscription Warrants 4,400 Mar. 2010 Resolution based 1 4,400 Shares



Ateam Inc. (3662) 19,727,200 Exercise of Subscription Warrants 1,600 Oct. 2011 Resolution based 1 600 Shares




ArtSpark Holdings Inc. (3663) 6,795,020 Exercise of Subscription Warrants 0 Nov. 2011 Resolution based 1 0 Shares



mobcast inc. (3664) 17,170,008 Exercise of Subscription Warrants 490,000 Aug. 2011 Resolution based 1 10,000 Shares




Enigmo Inc. (3665) 21,321,000 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares


TECNOS JAPAN INCORPORATED (3666) 20,400,000 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

enish,inc. (3667) 7,801,600 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares





COLOPL,Inc. (3668) 127,457,000 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares






Mobile Create Co.,Ltd. (3669) 23,157,600 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares






Kyoritsu Computer & Communication Co.,Ltd. (3670) 1,204,300 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

SOFTMAX CO.,LTD (3671) 1,986,500 0

AltPlusInc. (3672) 12,751,040 Exercise of CB 0 CB 1 0 thou. JPY 437,000 thou. JPY

Exercise of Subscription Warrants 48,000 Jan. 2012 Resolution based 1 48,000 Shares



Broadleaf Co.,Ltd. (3673) 48,948,400 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares


Aucfan Co.,Ltd. (3674) 9,907,500 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares




Nov. 2017

- 33 -



Cross Marketing Group Inc. (3675) 19,531,164 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Hearts United Group Co.,Ltd. (3676) 23,890,800 Exercise of CB 0 CB 1 0 thou. JPY 1,017,200 thou. JPY

SYSTEM INFORMATION CO.,LTD. (3677) 11,834,400 Exercise of Subscription Warrants 800 Aug. 2009 Resolution based 1 800 Shares

MEDIA DO HOLDINGS Co.,Ltd. (3678) 11,367,200 Exercise of Subscription Warrants 48,000 Jun. 2008 Resolution based 1 0 Shares






ZIGExN Co.,Ltd. (3679) 55,486,000 Exercise of Subscription Warrants 175,000 Sep. 2012 Resolution based 1 175,000 Shares



Hotto Link Inc. (3680) 13,166,800 Exercise of Subscription Warrants 183,500 Apr. 2013 Resolution based 1 0 Shares


V-cube,Inc. (3681) 21,092,000 Exercise of Subscription Warrants 400 Dec. 2011 Resolution based 1 400 Shares


Encourage Technologies Co.,Ltd. (3682) 3,462,100 0

CYBERLINKS CO.,LTD. (3683) 4,842,755 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares



Minnano Wedding Co.,Ltd. (3685) 7,709,200 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


DLE Inc. (3686) 20,242,400 Exercise of Subscription Warrants 0 Jan. 2008 Resolution based 1 0 Shares



Fixstars Corporation (3687) 6,712,000 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares



VOYAGE GROUP,INC. (3688) 12,301,100 Exercise of Subscription Warrants 4,800 Sep. 2009 Resolution based 1 1,800 Shares


IGNIS LTD. (3689) 6,707,600 Exercise of Subscription Warrants 1,500 Jun. 2013 Resolution based 1 0 Shares








LOCKON CO.,LTD. (3690) 6,311,694 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


REALWORLD,inc. (3691) 2,744,400 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares


FFRI,Inc. (3692) 8,181,600 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares


E-COMETRUE Inc. (3693) 722,600 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

OPTiM CORPORATION (3694) 13,344,416 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares



GMO Research,Inc. (3695) 1,677,000 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

CERES INC. (3696) 10,799,600 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

Nov. 2017

- 34 -




SHIFT Inc. (3697) 14,492,500 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares




CRI Middleware Co.,Ltd. (3698) 4,931,618 Exercise of CB 0 CB 1 0 thou. JPY 310,000 thou. JPY


Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares



Tokushu Tokai Paper Co.,Ltd. (3708) 15,412,000 Nov. 28 Retirement of Treasury Stocks -917,751

Jorudan Co.,Ltd. (3710) 5,255,000 0

SOTSU CO.,LTD. (3711) 15,000,000 0

Information Planning CO.,LTD. (3712) 4,090,000 0

GEXEED CO.,LTD. (3719) 18,500,732 0

NIHON FALCOM CORPORATION (3723) 10,280,000 0

VeriServe Corporation (3724) 5,216,800 0

4Cs Holdings Co.,Ltd. (3726) 6,973,470 0

Aplix Corporation (3727) 14,363,930 Exercise of Subscription Warrants 10,000 Mar. 2015 Resolution based 1 0 Shares




Software Service,Inc. (3733) 5,488,000 0

T-Gaia Corporation (3738) 79,074,000 0

Systems Engineering Consultants Co.,LTD. (3741) 5,120,000 0

ITbook Co.,LTD. (3742) 16,710,000 0

SIOS Corporation (3744) 8,874,400 0

INTERTRADE Co.,Ltd. (3747) 7,444,800 0

SEVEN SEAS HOLDINGS CO.,LTD. (3750) 1,436,639 0

Japan Asia Group Limited (3751) 27,652,880 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares


FLIGHT HOLDINGS Inc. (3753) 9,456,500 0

Excite Japan Co.,Ltd. (3754) 6,310,600 0

MAMEZOU HOLDINGS CO.,LTD. (3756) 19,535,400 0

Aeria Inc. (3758) 19,224,213 Nov. 20 Stock Swap 1,111,080















CAVE Interactive CO.,LTD. (3760) 2,782,600 0

Nov. 2017

- 35 -



TECHMATRIX CORPORATION (3762) 24,759,200 0

Pro-Ship Incorporated (3763) 7,515,600 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

GungHo Online Entertainment,Inc. (3765) 952,103,160 0

SYSTEMS DESIGN Co.,Ltd. (3766) 3,940,000 0

Riskmonster.com (3768) 3,923,500 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

GMO Payment Gateway,Inc. (3769) 37,150,500 0

ZAPPALLAS,INC. (3770) 13,651,000 0

SYSTEM RESEARCH CO.,LTD. (3771) 4,180,000 0

Wealth Management,Inc. (3772) 4,136,100 0

Advanced Media,Inc. (3773) 15,929,405 Exercise of CB 0 CB 1 0 thou. JPY 770,000 thou. JPY


Internet Initiative Japan Inc. (3774) 46,713,800 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares







BroadBand Tower,Inc. (3776) 52,072,500 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares

GEONEXT Corporation (3777) 111,890,380 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

SAKURA Internet Inc. (3778) 37,620,700 0

J ESCOM HOLDINGS,INC. (3779) 10,472,990 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

DDS,Inc. (3782) 38,708,300 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares


VINX CORP. (3784) 8,859,000 0

Techno Mathematical Co.,Ltd. (3787) 2,593,100 0

GMO CLOUD K.K. (3788) 11,693,000 0

IG Port,Inc. (3791) 5,055,400 0

Drecom Co.,Ltd. (3793) 28,742,000 0

ND Software Co.,Ltd. (3794) 17,854,968 0

e-Seikatsu Co.,Ltd. (3796) 7,280,700 0

ULS Group,Inc. (3798) 6,160,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Keyware Solutions Inc. (3799) 9,110,000 0

UNIRITA Inc. (3800) 8,500,000 0

Image Information Inc. (3803) 1,780,000 0

System D Inc. (3804) 3,249,000 0

FISCO Ltd. (3807) 38,362,000 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

CyberStep,Inc. (3810) 5,961,201 Exercise of Subscription Warrants 2,600 Nov. 2013 Resolution based 1 0 Shares




Alphax Food System Co.,LTD (3814) 2,513,800 0

Media Kobo,Inc. (3815) 11,300,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

DAIWA COMPUTER CO.,LTD. (3816) 2,720,223 0

SRA Holdings,Inc. (3817) 15,240,000 0

Minori Solutions Co.,Ltd. (3822) 8,790,000 0

Acrodea,Inc. (3823) 21,120,693 Exercise of Subscription Warrants 125,000 Dec. 2014 Resolution based 1 0 Shares




Nov. 2017

- 36 -





Remixpoint,inc. (3825) 53,740,100 Exercise of Subscription Warrants 2,300,000 Jun. 2016 Resolution based 1 0 Shares


Oct. 2017 Resolution based 1 2,300,000 Shares

System Integrator Corp. (3826) 5,539,200 0

Asahi Net,Inc. (3834) 32,000,000 0

eBASE Co.,Ltd. (3835) 11,791,200 0

AVANT CORPORATION (3836) 18,776,000 Nov. 01 Stock Split 9,388,000

Ad-Sol Nissin Corporation (3837) 9,299,460 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares




ODK Solutions Company,Ltd. (3839) 8,200,000 0

PATH Corporation (3840) 20,481,600 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Jedat Inc. (3841) 1,950,000 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Nextgen,Inc. (3842) 2,019,600 Exercise of Subscription Warrants 1,000 Oct. 2015 Resolution based 1 1,000 Shares

FreeBit Co.,Ltd. (3843) 23,414,000 0

COMTURE CORPORATION (3844) 16,074,900 Exercise of Subscription Warrants 0 Nov. 2010 Resolution based 1 0 Shares

I-FREEK MOBILE INC. (3845) 14,344,300 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

PACIFIC SYSTEMS CORPORATION (3847) 1,480,000 0

Data Applications Company,Limited (3848) 3,707,000 0

NTT DATA INTRAMART CORPORATION (3850) 4,955,000 0

Nippon Ichi Software,Inc. (3851) 5,101,300 Exercise of Subscription Warrants 300 Jun. 2014 Resolution based 1 300 Shares

Cyber Com Co.,Ltd. (3852) 8,021,600 0

Infoteria Corporation (3853) 17,480,165 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

I'LL INC (3854) 6,260,714 0

Abalance Corporation (3856) 5,189,511 0

LAC Co.,Ltd. (3857) 26,683,120 0

Ubiquitous Corporation (3858) 10,426,000 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Oji Holdings Corporation (3861) 1,014,381,817 0

Nippon Paper Industries Co.,Ltd. (3863) 116,254,892 0

Mitsubishi Paper Mills Limited (3864) 34,258,433 0

Hokuetsu Kishu Paper Co.,Ltd. (3865) 209,263,814 0

Chuetsu Pulp & Paper Co.,Ltd. (3877) 13,354,688 0

TOMOEGAWA CO.,LTD. (3878) 51,947,031 0

Daio Paper Corporation (3880) 149,348,785 Exercise of CB 0 CB 20. 9 JPY 0 thou. JPY 30,000,000 thou. JPY

NIPPON KODOSHI CORPORATION (3891) 10,953,582 0

Okayama Paper Industries Co.,Ltd. (3892) 5,500,000 0

HAVIX CORPORATION (3895) 8,175,280 0

AWA PAPER MFG.CO.,LTD. (3896) 10,172,676 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares


CrowdWorks Inc. (3900) 13,553,660 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

MarkLines Co.,Ltd. (3901) 13,132,000 Exercise of Subscription Warrants 18,000 Sep. 2014 Resolution based 1 18,000 Shares

Medical Data Vision Co.,Ltd. (3902) 20,007,200 0

gumi Inc. (3903) 30,224,500 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares




KAYAC Inc. (3904) 15,059,400 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

Nov. 2017

- 37 -





Datasection Inc. (3905) 11,611,000 Exercise of Subscription Warrants 13,000 Jun. 2009 Resolution based 1 0 Shares








ALBERT Inc. (3906) 2,547,250 Exercise of CB 0 CB 1 0 thou. JPY 1,988,159.25 thou. JPY

Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares


Silicon Studio Corp. (3907) 2,562,100 Exercise of Subscription Warrants 3,300 Aug. 2013 Resolution based 1 0 Shares




Collabos Corporation (3908) 1,427,000 Exercise of Subscription Warrants 1,400 Jun. 2011 Resolution based 1 1,200 Shares





Showcase-TV Inc. (3909) 6,756,800 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares





MKSystem Corporation (3910) 2,714,000 0

Aiming Inc. (3911) 34,493,500 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares





Mobile Factory,Inc. (3912) 9,689,400 Exercise of Subscription Warrants 12,000 Jan. 2014 Resolution based 1 12,000 Shares


sMedio,Inc. (3913) 2,027,921 Exercise of Subscription Warrants 0 Jan. 2009 Resolution based 1 0 Shares







JIG-SAW INC. (3914) 6,586,000 Exercise of Subscription Warrants 32,000 Apr. 2014 Resolution based 1 29,000 Shares


TerraSky Co.,Ltd (3915) 2,867,560 Exercise of Subscription Warrants 600 Feb. 2015 Resolution based 1 0 Shares


Digital Information Technologies Corporation (3916) 7,750,910 0

iRidge,Inc. (3917) 5,569,200 Exercise of Subscription Warrants 33,400 Oct. 2011 Resolution based 1 0 Shares



Nov. 2017

- 38 -





PCI Holdings,INC. (3918) 3,781,600 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares

PiPEDO HD,Inc. (3919) 8,102,864 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Internetworking and Broadband Consulting Co.,Ltd. (3920) 5,535,600 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

NEOJAPAN Inc. (3921) 14,685,600 Nov. 16 Stock Split 7,342,800

Exercise of Subscription Warrants 0 Jan. 2008 Resolution based 1 0 Shares


PR TIMES,Inc. (3922) 3,260,000 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

RAKUS Co.,Ltd. (3923) 22,652,000 0

R&D COMPUTER CO.,LTD. (3924) 5,985,000 0

Double Standard Inc. (3925) 3,350,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Open Door Inc. (3926) 10,420,000 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares


Ahkun Co.,Ltd. (3927) 4,451,200 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


Mynet Inc. (3928) 8,108,000 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares





SOCIALWIRE CO.,LTD. (3929) 5,736,800 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares




Hatena Co.,Ltd. (3930) 2,852,300 Exercise of Subscription Warrants 0 May 2008 Resolution based 1 0 Shares










VALUE GOLF Inc. (3931) 1,735,100 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Akatsuki Inc. (3932) 13,811,600 Exercise of Subscription Warrants 167,600 Mar. 2014 Resolution based 1 165,600 Shares





CHIeru Co.,Ltd. (3933) 3,860,400 Exercise of Subscription Warrants 7,800 Mar. 2013 Resolution based 1 0 Shares



BENEFIT JAPAN Co.,LTD. (3934) 5,868,600 Exercise of Subscription Warrants 3,900 Jul. 2014 Resolution based 1 1,200 Shares


Edia Co.,Ltd. (3935) 3,991,200 Exercise of Subscription Warrants 75,600 Jun. 2012 Resolution based 1 74,000 Shares




Nov. 2017

- 39 -



Globalway,Inc. (3936) 1,159,295 Exercise of Subscription Warrants 25 Nov. 2006 Resolution based 1 0 Shares










Ubicom Holdings,Inc. (3937) 11,150,000 Exercise of Subscription Warrants 240 Aug. 2014 Resolution based 1 0 Shares




LINE Corporation (3938) 225,333,810 Exercise of Subscription Warrants 2,594,000 Dec. 2012 Resolution based 1 2,342,500 Shares














Kanamic Network Co.,LTD (3939) 8,022,000 0

Nomura System Corporation Co,Ltd. (3940) 5,582,100 Exercise of Subscription Warrants 2,400 Dec. 2014 Resolution based 1 2,400 Shares


Rengo Co.,Ltd. (3941) 271,056,029 0

Furubayashi Shiko Co.,Ltd. (3944) 1,776,820 0

Superbag Company,Limited (3945) 1,686,154 0

TOMOKU CO.,LTD. (3946) 19,341,568 Exercise of CB 0 * CB 5 0 thou. JPY 3,000,000 thou. JPY

Dynapac Co.,Ltd. (3947) 10,322,591 0

HIKARI BUSINESS FORM CO.,LTD. (3948) 5,815,294 0

THE PACK CORPORATION (3950) 19,900,000 0

ASAHI PRINTING CO.,LTD. (3951) 11,414,213 Exercise of CB 67,876 * CB 2 171,000 thou. JPY 2,647,000 thou. JPY

OHMURA SHIGYO CO.,LTD. (3953) 4,884,000 0

SHOWA PAXXS CORPORATION (3954) 4,450,000 0

IMURA ENVELOPE CO.,INC. (3955) 10,729,370 0

Kokusai Chart Corporation (3956) 6,000,000 0

VALUEDESIGN INC. (3960) 1,453,500 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares







Nov. 2017

- 40 -





Silver Egg Technology CO.,Ltd. (3961) 2,878,400 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

CHANGE Inc. (3962) 3,358,000 Exercise of Subscription Warrants 71,400 Sep. 2014 Resolution based 1 42,000 Shares


Synchro Food Co.,Ltd. (3963) 8,715,000 0

AUCNET INC. (3964) 27,420,800 Exercise of Subscription Warrants 50,200 Jun. 2015 Resolution based 1 50,200 Shares

Capital Asset Planning,Inc. (3965) 2,621,448 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares

Uzabase,Inc. (3966) 14,646,186 Exercise of Subscription Warrants 138,552 Jul. 2009 Resolution based 1 90,000 Shares









Eltes Co.,Ltd. (3967) 5,088,000 0

Segue Group Co.,Ltd. (3968) 5,640,000 Exercise of Subscription Warrants 4,400 Mar. 2014 Resolution based 1 1,600 Shares


ATLED CORP. (3969) 2,242,000 Exercise of Subscription Warrants 15,000 Sep. 2015 Resolution based 1 15,000 Shares

Innovation Inc. (3970) 1,950,600 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares



TBCSCAT Inc. (3974) 1,820,000 0

AOI TYO Holdings Inc. (3975) 24,566,447 0

SHANON Inc. (3976) 1,378,850 Exercise of Subscription Warrants 0 Jul. 2006 Resolution based 1 0 Shares










MACROMILL,INC. (3978) 39,295,000 Exercise of Subscription Warrants 271,900 Oct. 2014 Resolution based 1 134,200 Shares










ULURU.CO.,LTD. (3979) 3,241,100 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares



Beaglee Inc. (3981) 6,051,022 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Nov. 2017

- 41 -





ORO Co.,Ltd. (3983) 8,300,000 0

User Local,Inc. (3984) 3,646,100 Exercise of Subscription Warrants 28,000 Aug. 2014 Resolution based 1 28,000 Shares


TEMONA.inc. (3985) 1,318,300 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

bBreak Systems Company,Limited (3986) 1,500,480 Exercise of Subscription Warrants 117,280 Nov. 2015 Resolution based 1 117,280 Shares

SYS Holdings Co.,Ltd. (3988) 1,286,000 0

SHARINGTECHNOLOGY.INC (3989) 5,801,500 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares


UUUM co.,ltd (3990) 6,079,500 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares







Wantedly,Inc (3991) 4,572,700 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares



Needs Well Inc. (3992) 2,094,600 Exercise of Subscription Warrants 1,000 Jun. 2015 Resolution based 1 1,000 Shares

PKSHA Technology Inc. (3993) 12,799,000 Exercise of Subscription Warrants 20,000 Jan. 2015 Resolution based 1 10,000 Shares




Money Forward,Inc. (3994) 19,173,520 Nov. 06 Third-Party Allotment, etc. 382,300

Exercise of Subscription Warrants 511,820 Mar. 2013 Resolution based 1 240,000 Shares





SKIYAKI Inc. (3995) 2,064,400 Nov. 24 Third-Party Allotment, etc. 64,800

Exercise of Subscription Warrants 4,600 Jul. 2012 Resolution based 1 0 Shares








Signpost Corporation (3996) 2,436,000 Nov. 21 Initial Listing 2,436,000

Exercise of Subscription Warrants 0 Dec. 2008 Resolution based 1 0 Shares



TRADE WORKS Co.,Ltd (3997) 1,020,000 Nov. 29 Initial Listing 1,020,000

Showa Denko K.K. (4004) 149,711,292 0

SUMITOMO CHEMICAL COMPANY,LIMITED (4005) 1,655,446,177 0

Sumitomo Seika Chemicals Company,Limited. (4008) 13,972,970 0

Nissan Chemical Industries,Ltd. (4021) 151,000,000 0

Rasa Industries,Ltd. (4022) 7,944,203 0

Nov. 2017

- 42 -



KUREHA CORPORATION (4023) 20,602,180 Exercise of CB 452,654 CB 18. 3 JPY 1,960,000 thou. JPY 880,000 thou. JPY

TAKI CHEMICAL CO.,LTD. (4025) 4,729,384 0

Konoshima Chemical Co.,Ltd. (4026) 9,240,000 0

TAYCA CORPORATION (4027) 25,714,414 0

ISHIHARA SANGYO KAISHA,LTD. (4028) 40,383,943 0

Katakura & Co-op Agri Corporation (4031) 10,161,686 0

NITTO FC CO.,LTD. (4033) 29,201,735 0

Nippon Soda Co.,Ltd. (4041) 155,636,535 0

TOSOH CORPORATION (4042) 325,080,956 0

Tokuyama Corporation (4043) 69,934,375 0

Central Glass Co.,Ltd. (4044) 42,975,995 0

TOAGOSEI CO.,LTD. (4045) 131,996,299 0

OSAKA SODA CO.,LTD. (4046) 23,142,440 Exercise of CB 93,925 * CB 5 215,000 thou. JPY 8,196,000 thou. JPY

* CB 6 0 thou. JPY 10,000,000 thou. JPY

KANTO DENKA KOGYO CO.,LTD. (4047) 57,546,050 0

Denka Company Limited (4061) 88,555,840 0

IBIDEN CO.,LTD. (4062) 140,860,557 0

Shin-Etsu Chemical Co.,Ltd. (4063) 432,106,693 0

Nippon Carbide Industries Company,Incorporated (4064) 8,194,029 0

Sakai Chemical Industry Co.,Ltd. (4078) 20,987,911 0

TANAKA CHEMICAL CORPORATION (4080) 25,350,800 0

DAIICHI KIGENSO KAGAKU-KOGYO CO.,LTD (4082) 24,400,000 0

AIR WATER INC. (4088) 198,705,057 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares











TAIYO NIPPON SANSO CORPORATION (4091) 433,092,837 0

Nippon Chemical Industrial Co.,Ltd. (4092) 8,922,775 0

Toho Acetylene Co.,Ltd. (4093) 7,004,000 0

NIHON KAGAKU SANGYO CO.,LTD. (4094) 20,680,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

NIHON PARKERIZING CO.,LTD. (4095) 132,604,524 0

KOATSU GAS KOGYO CO.,LTD. (4097) 55,577,526 0

Titan Kogyo Kabushiki Kaisha (4098) 3,027,626 0

SHIKOKU CHEMICALS CORPORATION (4099) 58,948,063 0

TODA KOGYO CORP. (4100) 6,099,192 0

Maruo Calcium Co.,Ltd. (4102) 2,342,000 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares







ISE CHEMICALS CORPORATION (4107) 25,675,675 0

Nov. 2017

- 43 -



STELLA CHEMIFA CORPORATION (4109) 13,213,248 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Hodogaya Chemical Co.,Ltd. (4112) 8,413,726 0

TAOKA CHEMICAL COMPANY,LIMITED (4113) 2,888,000 0

NIPPON SHOKUBAI CO.,LTD. (4114) 40,800,000 0

Honshu Chemical Industry Co.,Ltd. (4115) 11,500,000 0

Dainichiseika Color & Chemicals Mfg.Co.,Ltd. (4116) 18,613,110 0

Kawasaki Kasei Chemicals Ltd. (4117) 41,207,730 0

KANEKA CORPORATION (4118) 350,000,000 0

Nippon Pigment Company,Limited (4119) 1,575,899 0

SUGAI CHEMICAL INDUSTRY CO.,LTD. (4120) 13,730,000 0

OSAKA YUKA INDUSTRY LTD. (4124) 1,047,670 Nov. 08 Third-Party Allotment, etc. 79,500

Exercise of Subscription Warrants 29,000 May 2014 Resolution based 1 26,500 Shares



Kyowa Hakko Kirin Co.,Ltd. (4151) 576,483,555 0

Mitsubishi Gas Chemical Company,Inc. (4182) 231,739,199 Nov. 15 Retirement of Treasury Stocks -10,000,000

Mitsui Chemicals,Inc. (4183) 204,454,615 0

JSR CORPORATION (4185) 226,126,145 0

TOKYO OHKA KOGYO CO.,LTD. (4186) 45,100,000 0

OSAKA ORGANIC CHEMICAL INDUSTRY LTD. (4187) 22,410,038 0

Mitsubishi Chemical Holdings Corporation (4188) 1,506,288,107 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 75,000,000 thou. JPY


KH Neochem Co.,Ltd. (4189) 36,849,400 Exercise of Subscription Warrants 30,000 Feb. 2015 Resolution based 1 30,000 Shares

Daicel Corporation (4202) 349,942,682 0

Sumitomo Bakelite Company,Limited (4203) 247,952,394 0

Sekisui Chemical Co.,Ltd. (4204) 500,507,285 0

ZEON CORPORATION (4205) 237,075,556 0

Aica Kogyo Company,Limited (4206) 67,590,664 0

Ube Industries,Ltd. (4208) 106,200,107 0

Sekisui Jushi Corporation (4212) 47,313,598 0

C.I. TAKIRON Corporation (4215) 97,500,000 0

ASAHI YUKIZAI CORPORATION (4216) 19,800,400 0

Hitachi Chemical Company,Ltd. (4217) 208,364,913 0

NICHIBAN CO.,LTD. (4218) 20,738,006 0

RIKEN TECHNOS CORPORATION (4220) 66,113,819 Exercise of CB 0 CB 20. 3 JPY 0 thou. JPY 2,170,000 thou. JPY

Okura Industrial Co.,Ltd. (4221) 62,074,351 0

KODAMA CHEMICAL INDUSTRY CO.,LTD. (4222) 37,389,411 0

LONSEAL CORPORATION (4224) 4,625,309 0

Sekisui Plastics Co.,Ltd. (4228) 46,988,109 0

Gun Ei Chemical Industry Co.,Ltd. (4229) 8,998,308 0

TIGERS POLYMER CORPORATION (4231) 20,111,598 0

Sun A.Kaken Company,Limited (4234) 11,320,000 0

Ultrafabrics Holdings Co.,Ltd. (4235) 6,800,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,850,000 Shares

Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares

Fujipream Corporation (4237) 29,786,400 0

Miraial Co.,Ltd. (4238) 10,120,000 0

POLATECHNO CO.,LTD. (4239) 41,450,000 0

CLUSTER TECHNOLOGY CO.,LTD. (4240) 5,692,800 0

atect corporation (4241) 4,327,300 Exercise of Subscription Warrants 1,000 Aug. 2013 Resolution based 1 0 Shares


Nov. 2017

- 44 -




TAKAGI SEIKO CORPORATION (4242) 2,759,172 0

NIX,INC. (4243) 2,323,000 0

Daiki Axis Co.,Ltd. (4245) 12,408,800 0

DaikyoNishikawa Corporation (4246) 73,896,400 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Takemoto Yohki Co.,Ltd. (4248) 6,264,200 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares


NIPPON KAYAKU CO.,LTD. (4272) 182,503,570 0

HOSOYA PYRO-ENGINEERING CO.,LTD. (4274) 4,032,000 0

Carlit Holdings Co.,Ltd. (4275) 24,050,000 0

EPS Holdings,Inc. (4282) 46,311,389 0

SOLXYZ Co.,Ltd. (4284) 13,410,297 0

LEGS COMPANY,LTD. (4286) 10,840,000 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

JUST PLANNING INC. (4287) 4,219,346 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

Asgent,Inc. (4288) 3,815,734 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Prestige International Inc. (4290) 63,827,800 Exercise of Subscription Warrants 15,800 Sep. 2011 Resolution based 1 0 Shares








JIEC Co.,Ltd. (4291) 6,859,100 0

SEPTENI HOLDINGS CO.,LTD. (4293) 138,820,500 Exercise of Subscription Warrants 0 Dec. 2003 Resolution based 1 0 Shares







Faith, Inc. (4295) 13,831,091 0

PROTO CORPORATION (4298) 20,940,000 0

HIMACS,Ltd. (4299) 6,206,496 0

AMUSE INC. (4301) 18,623,520 0

Estore Corporation (4304) 10,327,200 0

Nomura Research Institute,Ltd. (4307) 264,000,000 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares





J-Stream Inc. (4308) 14,028,700 0

Dream Incubator Inc. (4310) 10,271,100 Exercise of Subscription Warrants 19,200 Jan. 2010 Resolution based 1 8,600 Shares




Cybernet Systems Co.,Ltd. (4312) 32,400,000 0

BeMap,Inc. (4316) 3,223,900 Exercise of Subscription Warrants 2,700 Mar. 2014 Resolution based 1 0 Shares



Nov. 2017

- 45 -




Ray Corporation (4317) 14,328,976 0

QUICK CO.,LTD. (4318) 19,098,576 0

TAC CO.,LTD. (4319) 18,504,000 0

CE Holdings Co.,Ltd. (4320) 7,407,400 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares

Kenedix, Inc. (4321) 250,973,200 Exercise of Subscription Warrants 2,700 Apr. 2013 Resolution based 1 2,700 Shares

Japan System Techniques Co.,Ltd. (4323) 5,612,230 0

DENTSU INC. (4324) 288,410,000 0

INTAGE HOLDINGS Inc. (4326) 40,236,000 0

SHL-JAPAN Ltd. (4327) 6,098,358 Exercise of Subscription Warrants 2,000 Oct. 2012 Resolution based 1 2,000 Shares

TAKE AND GIVE. NEEDS Co.,Ltd. (4331) 13,059,330 0

TOHO SYSTEM SCIENCE CO.,LTD. (4333) 13,865,992 0

YUKE'S Co.,Ltd. (4334) 11,096,000 0

IPS CO.,LTD. (4335) 2,466,000 0

CRIE ANABUKI INC. (4336) 2,340,000 0

PIA CORPORATION (4337) 14,549,013 0

SEIRYO ELECTRIC CORPORATION (4341) 3,500,000 0

SECOM JOSHINETSU CO.,LTD. (4342) 13,109,501 0

AEON Fantasy Co.,LTD. (4343) 19,713,825 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares



SOURCENEXT CORPORATION (4344) 31,732,000 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares



CTS Co.,Ltd. (4345) 44,800,000 0

Nexyz.Group Corporation (4346) 13,413,640 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares


Broadmedia Corporation (4347) 79,147,323 0

INFOCOM CORPORATION (4348) 28,800,000 0

MEDICAL SYSTEM NETWORK Co.,Ltd. (4350) 29,889,600 0

YAMADA SERVICER SYNTHETIC OFFICE CO.,LTD (4351) 4,268,000 0

LONGLIFE HOLDING Co.,Ltd. (4355) 11,190,400 0

APPLIED TECHNOLOGY CO.,LTD. (4356) 2,858,400 0

KAWAGUCHI CHEMICAL INDUSTRY CO.,LTD. (4361) 12,200,000 0

Nippon Fine Chemical Co.,Ltd. (4362) 25,372,447 0

MANAC INCORPORATED (4364) 8,625,000 0

MATSUMOTO YUSHI-SEIYAKU CO.,LTD. (4365) 4,512,651 0

Daito Chemix Corporation (4366) 11,400,000 0

KOEI CHEMICAL COMPANY,LIMITED (4367) 4,900,000 0

FUSO CHEMICAL CO.,LTD. (4368) 35,511,000 0

Tri Chemical Laboratories Inc. (4369) 7,812,160 0

ADEKA CORPORATION (4401) 103,651,442 0

NOF CORPORATION (4403) 86,841,376 0

Miyoshi Oil & Fat Co.,Ltd. (4404) 10,306,895 0

New Japan Chemical Co.,Ltd. (4406) 38,008,906 0

TOHO CHEMICAL INDUSTRY COMPANY,LIMITED (4409) 21,350,000 0

HARIMA CHEMICALS GROUP,INC. (4410) 26,080,396 0

Kao Corporation (4452) 495,000,000 0

DKS Co.Ltd. (4461) 53,421,609 0

ISHIHARA CHEMICAL CO.,LTD. (4462) 8,154,140 0

Nov. 2017

- 46 -



NICCA CHEMICAL CO.,LTD. (4463) 17,710,000 0

SOFT99corporation (4464) 22,274,688 0

Niitaka Co., Ltd. (4465) 5,943,052 0

SANYO CHEMICAL INDUSTRIES,LTD. (4471) 23,534,752 0

Takeda Pharmaceutical Company Limited (4502) 791,001,995 Exercise of Subscription Warrants 89,600 Jun. 2010 Resolution based 1 0 Shares







Astellas Pharma Inc. (4503) 2,068,823,175 0

Sumitomo Dainippon Pharma Co.,Ltd. (4506) 397,900,154 0

Shionogi & Co.,Ltd. (4507) 329,136,165 Exercise of CB 0 CB 19. 12 JPY 870,000 thou. JPY 19,020,000 thou. JPY

Mitsubishi Tanabe Pharma Corporation (4508) 561,417,916 0

WAKAMOTO PHARMACEUTICAL CO.,LTD. (4512) 34,838,325 0

ASKA Pharmaceutical Co.,Ltd. (4514) 30,563,199 0

Nippon Shinyaku Co.,Ltd. (4516) 70,251,484 0

BIOFERMIN PHARMACEUTICAL CO.,LTD. (4517) 12,154,000 0

CHUGAI PHARMACEUTICAL CO.,LTD. (4519) 559,685,889 0

KAKEN PHARMACEUTICAL CO.,LTD. (4521) 48,439,730 0

Eisai Co.,Ltd. (4523) 296,566,949 0

MORISHITA JINTAN CO.,LTD. (4524) 4,150,000 0

RIKEN VITAMIN CO.,LTD. (4526) 20,352,550 0

ROHTO PHARMACEUTICAL CO.,LTD. (4527) 117,936,284 Exercise of Subscription Warrants 0 Aug. 2008 Resolution based 1 0 Shares

ONO PHARMACEUTICAL CO.,LTD. (4528) 543,341,400 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



HISAMITSU PHARMACEUTICAL CO.,INC. (4530) 95,164,895 0

Yuki Gosei Kogyo Co.,Ltd. (4531) 21,974,000 0

Mochida Pharmaceutical Co.,Ltd. (4534) 20,515,000 0

SANTEN PHARMACEUTICAL CO.,LTD. (4536) 406,489,015 Exercise of Subscription Warrants 135,500 Jun. 2009 Resolution based 1 0 Shares






Fuso Pharmaceutical Industries,Ltd. (4538) 9,451,169 0

NIPPON CHEMIPHAR CO.,LTD. (4539) 4,261,420 0

TSUMURA & CO. (4540) 76,758,362 0

Nichi-Iko Pharmaceutical Co.,Ltd. (4541) 60,662,652 0

TERUMO CORPORATION (4543) 379,760,520 Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 50,000,000 thou. JPY


Miraca Holdings Inc. (4544) 57,328,011 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares





KISSEI PHARMACEUTICAL CO.,LTD. (4547) 54,311,185 0

SEIKAGAKU CORPORATION (4548) 56,814,093 0

Nov. 2017

- 47 -



EIKEN CHEMICAL CO.,LTD. (4549) 21,770,719 0

Nissui Pharmaceutical Co.,Ltd. (4550) 22,547,140 0

TORII PHARMACEUTICAL CO.,LTD. (4551) 28,800,000 0

JCR Pharmaceuticals Co.,Ltd. (4552) 32,421,577 0

TOWA PHARMACEUTICAL CO.,LTD. (4553) 17,172,000 Exercise of CB 0 CB 22. 7 JPY 0 thou. JPY 15,000,000 thou. JPY

Fuji Pharma Co.,Ltd. (4554) 15,626,900 0

SAWAI PHARMACEUTICAL CO.,LTD. (4555) 38,170,588 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares






KAINOS Laboratories,Inc. (4556) 4,558,860 0

MEDICAL & BIOLOGICAL LABORATORIES CO.,LTD. (4557) 5,211,800 0

CHUKYO IYAKUHIN CO.,LTD. (4558) 11,660,734 0

ZERIA PHARMACEUTICAL CO.,LTD. (4559) 53,119,190 0

AnGes,Inc. (4563) 79,712,361 Exercise of Subscription Warrants 1,012,500 Apr. 2008 Resolution based 1 0 Shares




OncoTherapy Science,Inc. (4564) 147,032,000 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares






Sosei Group Corporation (4565) 19,053,984 Nov. 28 Public Offering 2,070,000

Exercise of Subscription Warrants 4,000 Sep. 2010 Resolution based 1 4,000 Shares



DAIICHI SANKYO COMPANY,LIMITED (4568) 709,011,343 0

KYORIN Holdings,Inc. (4569) 74,947,628 0

Immuno-Biological Laboratories Co.,Ltd. (4570) 7,419,590 Exercise of CB 0 CB 1 0 thou. JPY 200,000 thou. JPY



NanoCarrier Co.,Ltd. (4571) 43,199,384 Exercise of CB 0 CB 3 0 thou. JPY 2,475,000 thou. JPY








Carna Biosciences,Inc. (4572) 9,551,300 Exercise of Subscription Warrants 3,000 May 2015 Resolution based 1 3,000 Shares



TAIKO PHARMACEUTICAL CO.,LTD. (4574) 14,145,300 Exercise of Subscription Warrants 12,000 Dec. 2010 Resolution based 1 2,300 Shares


CanBas Co.,Ltd. (4575) 5,505,800 Exercise of Subscription Warrants 4,700 May 2009 Resolution based 1 0 Shares


Nov. 2017

- 48 -



D.Western Therapeutics Institute, Inc. (4576) 26,258,400 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares


Daito Pharmaceutical Co.,Ltd. (4577) 12,519,064 0

Otsuka Holdings Co.,Ltd. (4578) 557,835,617 0

RaQualia Pharma Inc. (4579) 20,255,236 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares





TAISHO PHARMACEUTICAL HOLDINGS CO.,LTD. (4581) 90,139,653 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares






SymBio Pharmaceuticals Limited (4582) 53,912,424 Exercise of Subscription Warrants 1,380,000 Sep. 2008 Resolution based 1 0 Shares

























Chiome Bioscience Inc. (4583) 26,781,500 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares




Gene Techno Science Co.,Ltd. (4584) 9,567,923 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares


UMN Pharma Inc. (4585) 12,796,500 Nov. 20 Third-Party Allotment, etc. 600,000

Exercise of CB 0 CB 1 0 thou. JPY 1,460,200 thou. JPY



Nov. 2017

- 49 -





Medrx Co.,Ltd. (4586) 8,889,700 Exercise of CB 375,000 CB 1 394,875 thou. JPY 0 thou. JPY






PeptiDream Inc. (4587) 120,114,400 Exercise of Subscription Warrants 0 Apr. 2007 Resolution based 1 0 Shares


Oncolys BioPharma Inc. (4588) 11,086,000 Exercise of Subscription Warrants 113,000 Oct. 2010 Resolution based 1 0 Shares






RIBOMIC Inc. (4591) 13,452,900 Exercise of Subscription Warrants 0 Jun. 2006 Resolution based 1 0 Shares









SanBio Company Limited (4592) 45,478,239 Exercise of Subscription Warrants 37,500 Dec. 2013 Resolution based 1 0 Shares









HEALIOS K.K. (4593) 48,515,800 Exercise of Subscription Warrants 800,000 Jan. 2013 Resolution based 1 0 Shares





BrightPath Biotherapeutics Co.,Ltd. (4594) 37,330,700 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares



MIZUHO MEDY CO.,LTD. (4595) 4,762,800 0

Kubota Pharmaceutical Holdings Co.,Ltd. (4596) 38,028,816 Exercise of Subscription Warrants 10,137 Nov. 2016 Resolution based 1 0 Shares







Nov. 2017

- 50 -












Solasia Pharma K.K. (4597) 87,753,903 Exercise of Subscription Warrants 0 Nov. 2008 Resolution based 1 0 Shares







Dai Nippon Toryo Company,Limited (4611) 29,710,678 0

NIPPON PAINT HOLDINGS CO.,LTD. (4612) 325,402,443 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares





KANSAI PAINT CO.,LTD. (4613) 272,623,270 Exercise of CB 0 CB 19. 6 JPY 0 thou. JPY 40,000,000 thou. JPY


SHINTO PAINT COMPANY,LIMITED (4615) 31,000,000 0

KAWAKAMI PAINT MANUFACTURING CO.,LTD. (4616) 1,000,000 0

Chugoku Marine Paints,Ltd. (4617) 69,068,822 0

Nihon Tokushu Toryo Co.,Ltd. (4619) 23,611,200 0

FUJIKURA KASEI CO.,LTD. (4620) 32,716,878 0

ROCK PAINT CO.,LTD. (4621) 22,000,000 0

ASAHIPEN CORPORATION (4623) 46,230,000 0

Isamu Paint Co.,Ltd. (4624) 2,400,000 0

ATOMIX CO.,LTD. (4625) 7,242,000 0

TAIYO HOLDINGS CO.,LTD. (4626) 28,800,694 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 21,600 Shares

PS 2 0 Shares 42,900 Shares

NATOCO CO.,LTD. (4627) 8,144,400 0

SK KAKEN CO.,LTD. (4628) 15,673,885 0

DAISHIN CHEMICAL CO.,LTD. (4629) 4,592,000 0

DIC Corporation (4631) 95,156,904 0

SAKATA INX CORPORATION (4633) 62,601,161 0

TOYO INK SC HOLDINGS CO.,LTD. (4634) 303,108,724 0

TOKYO PRINTING INK MFG.CO.,LTD. (4635) 2,725,758 0

T&K TOKA CO.,LTD. (4636) 25,055,440 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares





ANDOR Co.,Ltd. (4640) 5,184,140 0

Altech Corporation (4641) 11,248,489 0

ORIGINAL ENGINEERING CONSULTANTS CO.,LTD. (4642) 7,796,800 0

Nov. 2017

- 51 -



Imagineer Co.,Ltd. (4644) 10,649,000 0

ICHISHIN HOLDINGS CO.,LTD. (4645) 10,604,888 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares



SD ENTERTAINMENT,Inc. (4650) 8,997,000 0

SANIX INCORPORATED (4651) 48,919,396 0

DAIOHS CORPORATION (4653) 13,439,142 0

SUN･LIFE CORPORATION (4656) 6,820,000 0

ENVIRONMENTAL CONTROL CENTER CO.,LTD. (4657) 4,678,270 0

Nippon Air Conditioning Services Co.,Ltd. (4658) 35,784,000 0

AJIS CO.,LTD. (4659) 10,771,200 0

ORIENTAL LAND CO.,LTD. (4661) 363,690,160 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Focus Systems Corporation (4662) 16,292,942 0

JAPAN RELIANCE SERVICE CORPORATION (4664) 2,940,000 0

DUSKIN CO.,LTD. (4665) 55,194,823 0

PARK24 Co.,Ltd. (4666) 146,724,835 Exercise of CB 0 CB 18. 4 JPY 0 thou. JPY 19,970,000 thou. JPY



AISAN TECHNOLOGY CO.,LTD. (4667) 5,262,800 0

MEIKO NETWORK JAPAN CO.,LTD. (4668) 27,803,600 0

NIPPAN RENTAL Co.,Ltd. (4669) 760,252 0

FALCO HOLDINGS Co.,Ltd. (4671) 11,280,177 0

Kawasaki Geological Engineering Co.,Ltd. (4673) 5,289,900 0

CRESCO LTD. (4674) 12,000,000 0

FUJI MEDIA HOLDINGS,INC. (4676) 236,429,800 0

SHUEI YOBIKO Co.,Ltd. (4678) 6,710,000 0

TAYA Co.,Ltd. (4679) 5,100,000 0

ROUND ONE Corporation (4680) 95,452,914 0

RESORTTRUST,INC. (4681) 108,518,999 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 30,000,000 thou. JPY


OBIC Co.,Ltd. (4684) 99,600,000 0

Ryoyu Systems Co.,Ltd. (4685) 1,271,000 0

JUSTSYSTEMS CORPORATION (4686) 64,224,800 0

TDC SOFT Inc. (4687) 12,556,800 0

Yahoo Japan Corporation (4689) 5,696,728,700 Exercise of Subscription Warrants 64,600 Jan. 2008 Resolution based 1 8,200 Shares
















Nov. 2017

- 52 -









NIPPON PALLET POOL CO.,LTD. (4690) 8,500,000 0

BML,INC. (4694) 44,014,726 Exercise of Subscription Warrants 0 Sep. 2004 Resolution based 1 0 Shares
















MYSTAR ENGINEERING CORP. (4695) 9,125,000 0

WATABE WEDDING CORPORATION (4696) 9,909,400 0

UCHIDA ESCO CO.,Ltd. (4699) 3,600,000 0

Trend Micro Incorporated (4704) 140,293,004 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares






CLIP Corporation (4705) 4,536,000 0

KITAC CORPORATION (4707) 5,969,024 0

Relia,Inc. (4708) 69,503,040 0

INFORMATION DEVELOPMENT CO.,LTD. (4709) 12,044,302 0

KeyHolder,Inc. (4712) 139,259,092 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

RISO KYOIKU CO.,LTD. (4714) 52,069,943 0

ORACLE CORPORATION JAPAN (4716) 127,931,971 Exercise of Subscription Warrants 17,500 Sep. 2008 Resolution based 1 1,600 Shares












Nov. 2017

- 53 -



WASEDA ACADEMY CO.,LTD. (4718) 8,334,976 0

ALPHA SYSTEMS INC. (4719) 14,848,200 0

JOHNAN ACADEMIC PREPARATORY INSTITUTE,INC. (4720) 8,937,840 0

Future Corporation (4722) 47,664,000 0

CAC Holdings Corporation (4725) 21,541,400 0

SoftBank Technology Corp. (4726) 21,946,600 Exercise of Subscription Warrants 42,600 Jun. 2012 Resolution based 1 40,200 Shares



TOSE CO.,LTD. (4728) 7,763,040 0

USS Co.,Ltd. (4732) 313,250,000 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares











OBIC BUSINESS CONSULTANTS CO.,LTD. (4733) 40,352,000 0

Being Co.,Ltd. (4734) 8,257,600 0

KYOSHIN CO.,LTD. (4735) 8,396,000 0

Nippon RAD Inc. (4736) 4,505,390 0

ITOCHU Techno-Solutions Corporation (4739) 120,000,000 0

ITFOR Inc. (4743) 29,430,000 0

Tokyo Individualized Educational Institute,INC. (4745) 54,291,435 0

Toukei Computer Co.,Ltd. (4746) 9,350,000 0

KOZO KEIKAKU ENGINEERING Inc. (4748) 6,106,000 0

DAISAN CO.,LTD. (4750) 7,618,000 0

CyberAgent,Inc. (4751) 126,426,600 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares


SHOWA SYSTEM ENGINEERING CORPORATION (4752) 4,810,000 0

TOSNET CORPORATION (4754) 4,732,600 0

Rakuten,Inc. (4755) 1,434,573,900 Exercise of Subscription Warrants 145,800 Jan. 2009 Resolution based 1 6,800 Shares
















Nov. 2017

- 54 -







ALPHA CorporationALPHA CO.,LTD. (4760) 9,154,442 0

SAKURA KCS Corporation (4761) 11,200,000 0

XNET Corporation (4762) 8,261,600 0

CREEK & RIVER Co.,Ltd. (4763) 22,609,000 Exercise of Subscription Warrants 0 May 2011 Resolution based 1 0 Shares

SAMURAI&J PARTNERS Co.,Ltd. (4764) 2,985,000 Nov. 06 Third-Party Allotment, etc. 294,000

Morningstar Japan K.K. (4765) 83,973,600 0

PA Co.,Ltd. (4766) 11,229,800 0

TOW CO.,LTD. (4767) 24,484,548 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares




OTSUKA CORPORATION (4768) 95,001,060 0

INFORMATION CREATIVE CO.,LTD. (4769) 3,866,135 0

ZUKEN ELMIC,INC. (4770) 6,284,944 0

F&M CO.,LTD. (4771) 15,514,100 Exercise of Subscription Warrants 5,000 Aug. 2015 Resolution based 1 5,000 Shares

Digital Adventure,Inc. (4772) 16,520,351 0

SOGO MEDICAL CO.,LTD. (4775) 15,340,156 0

Cybozu,Inc. (4776) 52,757,800 0

GALA INCORPORATED (4777) 15,874,800 Exercise of Subscription Warrants 20,000 Nov. 2011 Resolution based 1 20,000 Shares


SOFTBRAIN Co.,Ltd. (4779) 30,955,000 0

NIHON HOUSING CO.,LTD. (4781) 16,080,000 0

Nippon Computer Dynamics Co.,Ltd. (4783) 8,800,000 0

GMO AD Partners Inc. (4784) 16,757,200 0

YAMADA Consulting Group Co.,Ltd. (4792) 19,896,000 0

FUJITSU BROAD SOLUTION & CONSULTING Inc. (4793) 11,800,000 0

Oricon Inc. (4800) 15,123,200 0

CENTRAL SPORTS Co.,LTD. (4801) 11,466,300 0

Paraca Inc. (4809) 10,149,000 Exercise of Subscription Warrants 5,000 Dec. 2009 Resolution based 1 2,000 Shares







Information Services International-Dentsu,Ltd. (4812) 32,591,240 0

ACCESS CO.,LTD. (4813) 39,293,100 Exercise of Subscription Warrants 0 Mar. 2009 Resolution based 1 0 Shares



Nextware Ltd. (4814) 13,015,222 0

TOEI ANIMATION CO.,LTD. (4816) 14,000,000 0

Digital Garage,Inc. (4819) 47,295,400 Exercise of Subscription Warrants 1,200 May 2012 Resolution based 1 0 Shares





Nov. 2017

- 55 -









EM SYSTEMS CO.,LTD. (4820) 18,173,700 Exercise of Subscription Warrants 0 Jul. 2006 Resolution based 1 0 Shares

MEDIASEEK,inc. (4824) 9,766,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

WEATHERNEWS INC. (4825) 11,844,000 0

Computer Institute of Japan, Ltd. (4826) 20,555,080 0

Toyo Business Engineering Corporation (4828) 6,000,000 0

Nihon Enterprise Co.,Ltd. (4829) 40,567,200 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

JFE Systems, Inc. (4832) 7,853,000 0

PADO Corporation (4833) 19,003,115 0

SHiDAX CORPORATION (4837) 40,918,762 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

SPACE SHOWER NETWORKS INC. (4838) 11,330,800 0

WOWOW INC. (4839) 28,844,400 0

TriIs Incorporated (4840) 9,500,000 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares




Scala,Inc. (4845) 16,878,859 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

INTELLIGENT WAVE INC. (4847) 26,340,000 0

FULLCAST HOLDINGS CO.,LTD. (4848) 38,486,400 0

en-japan inc. (4849) 49,716,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares



FUJIFILM Holdings Corporation (4901) 514,625,728 0

KONICA MINOLTA,INC. (4902) 502,664,337 0

Shiseido Company,Limited (4911) 400,000,000 0

Lion Corporation (4912) 299,115,346 0

TAKASAGO INTERNATIONAL CORPORATION (4914) 20,152,397 0

MANDOM CORPORATION (4917) 48,269,212 0

IVY COSMETICS CORPORATION (4918) 5,104,000 0

Milbon Co.,Ltd. (4919) 16,558,617 0

Nippon Shikizai,Inc. (4920) 1,049,688 0

FANCL CORPORATION (4921) 65,176,600 0

KOSE Corporation (4922) 60,592,541 0

COTA CO.,LTD. (4923) 16,900,691 0

Ci:z Holdings Co.,Ltd. (4924) 48,635,255 0

HABA LABORATORIES,INC. (4925) 3,935,000 0

C'BON COSMETICS Co.,Ltd. (4926) 4,277,400 Exercise of Subscription Warrants 5,100 Jul. 2010 Resolution based 1 100 Shares


POLA ORBIS HOLDINGS INC. (4927) 229,136,156 0

Noevir Holdings Co.,Ltd. (4928) 34,156,623 Nov. 28 Retirement of Treasury Stocks -1,295,030

ADJUVANT COSME JAPAN CO.,LTD. (4929) 7,959,600 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares

S.T.CORPORATION (4951) 23,000,000 0

SDS Biotech K.K. (4952) 7,830,925 0

AGRO-KANESHO CO.,LTD. (4955) 13,404,862 0

KONISHI CO.,LTD. (4956) 40,707,440 0

Nov. 2017

- 56 -



YASUHARA CHEMICAL CO.,LTD. (4957) 10,839,663 0

T.HASEGAWA CO.,LTD. (4958) 42,708,154 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


CHEMIPRO KASEI KAISHA,LTD. (4960) 16,623,613 0

GOO CHEMICAL CO.,LTD. (4962) 6,992,000 0

SEIKO PMC CORPORATION (4963) 30,743,604 0

Soda Aromatic Co.,Ltd. (4965) 10,000,000 0

C.Uyemura & Co.,Ltd. (4966) 9,878,040 0

KOBAYASHI PHARMACEUTICAL CO.,LTD. (4967) 82,050,000 0

ARAKAWA CHEMICAL INDUSTRIES,LTD. (4968) 20,652,400 0

Toyo Gosei Co.,Ltd. (4970) 8,143,390 0

MEC COMPANY LTD. (4971) 20,071,093 0

Soken Chemical & Engineering Co.,Ltd. (4972) 8,300,000 0

JAPAN PURE CHEMICAL CO.,LTD. (4973) 6,317,200 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares






TAKARA BIO INC. (4974) 120,415,600 0

JCU CORPORATION (4975) 14,117,037 0

TOYO DRILUBE CO.,LTD. (4976) 1,355,000 0

Nitta Gelatin Inc. (4977) 18,373,974 0

ReproCELL Incorporated (4978) 63,912,891 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares

OAT Agrio Co.,Ltd. (4979) 5,536,000 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

Dexerials Corporation (4980) 63,444,800 Exercise of Subscription Warrants 8,000 Mar. 2013 Resolution based 1 0 Shares



EARTH CHEMICAL CO.,LTD. (4985) 20,200,000 0

TERAOKA SEISAKUSHO CO.,LTD. (4987) 26,687,955 0

Showa Chemical Industry Co.,Ltd. (4990) 11,979,000 0

HOKKO CHEMICAL INDUSTRY CO.,LTD. (4992) 29,985,531 0

Taisei Lamick Co.,Ltd. (4994) 7,047,500 0

KUMIAI CHEMICAL INDUSTRY CO.,LTD. (4996) 133,184,612 0

NIHON NOHYAKU CO.,LTD. (4997) 70,026,782 0

FUMAKILLA LIMITED (4998) 16,490,000 0

CEMEDINE CO.,LTD. (4999) 15,167,000 0

SHOWA SHELL SEKIYU K.K. (5002) 376,850,400 0

TOA OIL COMPANY,LIMITED (5008) 124,435,000 0

FUJI KOSAN COMPANY,LTD. (5009) 8,743,907 0

NIPPON SEIRO CO.,LTD. (5010) 22,400,000 0

NICHIREKI CO.,LTD. (5011) 31,685,955 0

Yushiro Chemical Industry Co.,Ltd. (5013) 13,900,065 0

BP Castrol K.K. (5015) 22,975,189 0

Fuji Oil Company,Ltd. (5017) 78,183,677 0

MORESCO Corporation (5018) 9,675,800 0

Idemitsu Kosan Co.,Ltd. (5019) 208,000,000 0

JXTG Holdings,Inc. (5020) 3,426,916,549 0

COSMO ENERGY HOLDINGS COMPANY,LIMITED (5021) 84,770,508 0

The Yokohama Rubber Company,Limited (5101) 169,549,081 0

Nov. 2017

- 57 -



Showa Holdings Co.,Ltd. (5103) 75,993,426 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares




NITTO KAKO CO.,LTD. (5104) 3,840,000 0

Toyo Tire & Rubber Co.,Ltd. (5105) 127,179,073 0

BRIDGESTONE CORPORATION (5108) 813,102,321 0

Sumitomo Rubber Industries,Ltd. (5110) 263,043,057 0

Fujikura Rubber Ltd. (5121) 23,446,209 0

OKAMOTO INDUSTRIES,INC. (5122) 101,996,839 0

Achilles Corporation (5142) 17,462,714 0

NISHIKAWA RUBBER CO.,LTD. (5161) 19,995,387 0

ASAHI RUBBER INC. (5162) 4,618,520 0

NICHIRIN CO.,LTD. (5184) 11,055,000 0

Fukoku Co.,Ltd. (5185) 17,609,130 0

Nitta Corporation (5186) 30,272,503 0

CREATE MEDIC CO.,LTD. (5187) 9,664,327 0

SAKURA RUBBER CO.,LTD. (5189) 10,120,000 0

Sumitomo Riko Company Limited (5191) 104,042,806 0

Mitsuboshi Belting Ltd. (5192) 65,208,397 0

SAGAMI RUBBER INDUSTRIES CO.,LTD. (5194) 10,937,449 0

Bando Chemical Industries,Ltd. (5195) 47,213,536 0

FUJI LATEX CO.,LTD. (5199) 1,286,199 0

Asahi Glass Company,Limited (5201) 235,177,781 0

Nippon Sheet Glass Company,Limited (5202) 90,417,899 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 40,000 Shares












ISHIZUKA GLASS CO.,LTD. (5204) 3,629,554 0

Arisawa Mfg.Co.,Ltd. (5208) 35,916,724 Exercise of Subscription Warrants 59,900 Jun. 2005 Resolution based 1 0 Shares






Nihon Yamamura Glass Co.,Ltd. (5210) 111,452,494 0

FUJI GLASS CO.,LTD. (5212) 2,142,000 0

Nippon Electric Glass Co.,Ltd. (5214) 99,523,246 0

KURAMOTO CO.,LTD. (5216) 16,143,170 0

Techno Quartz Inc. (5217) 780,000 0

OHARA INC. (5218) 25,450,000 0

Sumitomo Osaka Cement Co.,Ltd. (5232) 417,432,175 0

Nov. 2017

- 58 -



TAIHEIYO CEMENT CORPORATION (5233) 127,140,278 0

NOZAWA CORPORATION (5237) 12,075,000 0

RESOL HOLDINGS Co.,Ltd. (5261) 5,564,200 0

Nippon Hume Corporation (5262) 29,347,500 0

ASAHI CONCRETE WORKS CO.,LTD. (5268) 13,233,000 0

NIPPON CONCRETE INDUSTRIES CO.,LTD. (5269) 57,777,432 0

TOYO ASANO FOUNDATION CO.,LTD. (5271) 1,440,840 0

MITANI SEKISAN CO.,LTD. (5273) 24,986,599 0

SPANCRETE CORPORATION (5277) 9,332,400 0

NIHON KOGYO CO.,LTD. (5279) 3,064,200 0

Yoshicon Co.,Ltd. (5280) 8,030,248 0

GEOSTR Corporation (5282) 31,530,000 0

TAKAMISAWA CO.,LTD. (5283) 8,792,000 0

YAMAU CO.,LTD. (5284) 6,306,000 0

YAMAX Corp. (5285) 1,158,000 0

ITO YOGYO CO.,LTD. (5287) 3,568,000 0

ASIA PILE HOLDINGS CORPORATION (5288) 34,534,092 0

HANEDA ZENITH HOLDINGS Co.,Ltd. (5289) 46,184,502 0

TOKAI CARBON CO.,LTD. (5301) 224,943,104 0

Nippon Carbon Co.,Ltd. (5302) 11,832,504 0

SEC CARBON,LIMITED (5304) 4,138,868 0

TOYO TANSO CO.,LTD. (5310) 20,840,688 Exercise of Subscription Warrants 53,600 Jul. 2013 Resolution based 1 53,600 Shares

NORITAKE CO.,LIMITED (5331) 15,842,849 0

TOTO LTD. (5332) 176,981,297 0

NGK INSULATORS,LTD. (5333) 327,560,196 0

NGK SPARK PLUG CO.,LTD. (5334) 212,544,820 0

DANTO HOLDINGS CORPORATION (5337) 30,000,000 0

ASAHI EITO CO.,LTD. (5341) 14,940,000 0

MARUWA CO.,LTD. (5344) 12,372,000 0

SHINAGAWA REFRACTORIES CO.,LTD. (5351) 9,429,366 0

KROSAKI HARIMA CORPORATION (5352) 9,114,528 0

Nippon Crucible Co.,Ltd. (5355) 14,090,400 0

YOTAI REFRACTORIES CO.,LTD. (5357) 25,587,421 0

Isolite Insulating Products Company,Limited (5358) 23,606,573 0

TYK CORPORATION (5363) 45,477,000 0

NIKKATO CORPORATION (5367) 12,135,695 0

SHINTO COMPANY LIMITED (5380) 4,158,417 0

Mipox Corporation (5381) 10,841,920 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares


FUJIMI INCORPORATED (5384) 28,699,500 0

TSURUYA CO.,LTD. (5386) 7,767,800 0

CHIYODA UTE CO.,LTD. (5387) 17,670,000 0

KUNIMINE INDUSTRIES CO.,LTD. (5388) 14,450,000 0

A&A Material Corporation (5391) 7,778,000 0

NICHIAS CORPORATION (5393) 135,623,834 0

Riken Corundum Company Limited (5395) 10,000,000 0

NIPPON STEEL & SUMITOMO METAL CORPORATION (5401) 950,321,402 0

Kobe Steel,Ltd. (5406) 364,364,210 0

NAKAYAMA STEEL WORKS,LTD. (5408) 63,079,256 0

Godo Steel,Ltd. (5410) 17,145,211 0

Nov. 2017

- 59 -



JFE Holdings,Inc. (5411) 614,438,399 0

Nisshin Steel Co.,Ltd. (5413) 109,843,923 0

TOKYO STEEL MANUFACTURING CO.,LTD. (5423) 155,064,249 0

KYOEI STEEL LTD. (5440) 44,898,730 0

YAMATO KOGYO CO.,LTD. (5444) 67,670,000 0

TOKYO TEKKO CO.,LTD. (5445) 9,365,305 0

HOKUETSU METAL Co.,Ltd. (5446) 3,994,000 0

OSAKA STEEL CO.,LTD. (5449) 42,279,982 0

Yodogawa Steel Works,Ltd. (5451) 35,837,230 0

Toyo Kohan Co.,Ltd. (5453) 100,800,000 0

ASAHI INDUSTRIES CO.,LTD. (5456) 7,200,000 0

TAKASAGO TEKKO K.K. (5458) 3,008,000 0

Maruichi Steel Tube Ltd. (5463) 94,000,000 0

MORY INDUSTRIES INC. (5464) 8,074,580 0

Daido Steel Co.,Ltd. (5471) 43,448,769 0

Nippon Koshuha Steel Co.,Ltd. (5476) 14,687,617 0

Nippon Yakin kogyo Co.,Ltd. (5480) 154,973,338 0

Sanyo Special Steel Co.,Ltd. (5481) 33,424,807 0

AICHI STEEL CORPORATION (5482) 19,886,675 0

Tohoku Steel Co.,Ltd. (5484) 7,550,000 0

Hitachi Metals,Ltd. (5486) 428,904,352 0

NIPPON KINZOKU CO.,LTD. (5491) 6,700,000 0

PACIFIC METALS CO.,LTD. (5541) 19,577,071 0

SHINHOKOKU STEEL CORPORATION (5542) 3,510,000 0

Nippon Denko Co.,Ltd. (5563) 146,741,292 0

Kurimoto,Ltd. (5602) 13,398,490 0

KOGI CORPORATION (5603) 3,362,163 0

NIPPON CHUZO K.K. (5609) 5,135,150 0

Daiwa Heavy Industry Co.,Ltd. (5610) 13,580,000 0

NIPPON CHUTETSUKAN K.K. (5612) 32,930,749 0

Kawakin Holdings Co.,Ltd. (5614) 20,000,000 0

The Japan Steel Works,Ltd. (5631) 74,292,607 0

Mitsubishi Steel Mfg.Co.,Ltd. (5632) 15,709,968 0

METALART CORPORATION (5644) 15,786,910 0

NICHIA STEEL WORKS,LTD. (5658) 51,755,478 0

Nippon Seisen Co.,Ltd. (5659) 6,492,293 0

Shinko Wire Company,Ltd. (5660) 5,869,886 0

Powdertech Co.,Ltd. (5695) 2,970,000 0

SANYU CO.,LTD. (5697) 6,091,000 0

ENVIPRO HOLDINGS Inc. (5698) 6,471,540 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares



DAIKI ALUMINIUM INDUSTRY CO.,LTD. (5702) 43,629,235 0

Nippon Light Metal Holdings Company,Ltd. (5703) 619,937,500 0

JMC Corporation (5704) 2,604,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares



Mitsui Mining and Smelting Company,Limited (5706) 57,296,616 0

Toho Zinc CO.,Ltd. (5707) 13,585,521 0

Mitsubishi Materials Corporation (5711) 131,489,535 0

Nov. 2017

- 60 -



Sumitomo Metal Mining Co.,Ltd. (5713) 290,814,015 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

DOWA HOLDINGS CO.,LTD. (5714) 61,989,206 0

FURUKAWA CO.,LTD. (5715) 40,445,568 0

S･Science Company,Ltd. (5721) 100,593,749 0

Asaka Riken Co.,Ltd. (5724) 2,572,300 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares


OSAKA Titanium technologies Co.,Ltd. (5726) 36,800,000 0

TOHO TITANIUM COMPANY,LIMITED (5727) 71,270,910 0

NIHON SEIKO CO.,LTD (5729) 2,605,900 0

UACJ Corporation (5741) 48,328,193 0

NIC Autotec,Inc. (5742) 5,500,000 0

NIPPON SHINDO CO.,LTD. (5753) 2,370,000 0

CK SAN-ETSU Co.,Ltd. (5757) 8,867,000 0

FCM CO.,LTD. (5758) 1,704,267 0

TOHO KINZOKU CO.,LTD. (5781) 2,338,001 0

Furukawa Electric Co.,Ltd. (5801) 70,666,917 0

Sumitomo Electric Industries,Ltd. (5802) 793,940,571 0

Fujikura Ltd. (5803) 295,863,421 0

SWCC SHOWA HOLDINGS CO.,LTD. (5805) 30,826,861 0

TOTOKU ELECTRIC CO.,LTD. (5807) 6,808,788 0

TATSUTA ELECTRIC WIRE AND CABLE CO.,LTD. (5809) 70,156,394 0

Oki Electric Cable Co.,Ltd. (5815) 3,899,087 0

Onamba Co.,Ltd. (5816) 12,558,251 0

JMACS Japan Co.,Ltd. (5817) 4,691,555 0

Canare Electric Co.,Ltd. (5819) 7,028,060 0

MITSUBOSHI CO.,LTD. (5820) 1,266,655 0

HIRAKAWA HEWTECH CORP. (5821) 17,627,800 0

RYOBI LIMITED (5851) 32,646,143 0

AHRESTY CORPORATION (5852) 26,027,720 0

Tori Holdings CO.,LTD. (5856) 87,000,000 0

Asahi Holdings,Inc. (5857) 36,254,344 0

DAIKEN CO.,LTD. (5900) 5,970,480 0

Toyo Seikan Group Holdings,Ltd. (5901) 217,775,067 0

HOKKAN HOLDINGS LIMITED (5902) 67,346,935 0

SHINPO CO.,LTD. (5903) 6,140,850 0

NIHON SEIKAN K.K. (5905) 1,392,000 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares




MK SEIKO CO.,LTD. (5906) 15,595,050 0

JFE Container Co.,Ltd. (5907) 2,867,500 0

CORONA CORPORATION (5909) 29,342,454 0

Yokogawa Bridge Holdings Corp. (5911) 45,564,802 0

OSJB Holdings Corporation (5912) 122,513,391 0

KOMAIHALTEC Inc. (5915) 4,972,709 0

The Takigami Steel Construction Co.,Ltd. (5918) 2,697,600 0

Kawagishi Bridge Works Co.,Ltd. (5921) 15,000,000 0

NASU DENKI-TEKKO CO.,LTD. (5922) 1,200,000 0

TAKADAKIKO(Steel Construction)CO.,LTD. (5923) 2,237,586 0

ALMETAX MANUFACTURING CO,LTD. (5928) 11,912,515 0

Nov. 2017

- 61 -



Sanwa Holdings Corporation (5929) 235,000,000 0

Bunka Shutter Co.,Ltd. (5930) 72,196,487 0

Sankyo Tateyama,Inc. (5932) 31,554,629 Exercise of CB 0 CB 1 0 thou. JPY 7,500,000 thou. JPY


ALINCO INCORPORATED (5933) 21,039,326 0

GANTAN BEAUTY INDUSTRY CO.,LTD. (5935) 771,606 0

TOYO SHUTTER CO.,LTD. (5936) 6,387,123 0

LIXIL Group Corporation (5938) 313,054,255 Exercise of CB 0 CB 20. 3 JPY 0 thou. JPY 60,000,000 thou. JPY


OTANI KOGYO CO.,LTD. (5939) 880,000 0

FUJISASH CO.,LTD. (5940) 126,267,824 0

NAKANISHI MFG. CO.,LTD. (5941) 6,306,000 0

NIPPON FILCON CO.,LTD. (5942) 22,167,211 0

NORITZ CORPORATION (5943) 50,797,651 0

Tenryu Saw Mfg.Co.,Ltd. (5945) 5,573,817 0

CHOFU SEISAKUSHO CO.,LTD. (5946) 35,980,500 0

RINNAI CORPORATION (5947) 51,616,463 0

UNIPRES CORPORATION (5949) 47,855,073 Exercise of Subscription Warrants 3,300 Jun. 2008 Resolution based 1 1,800 Shares


JAPAN POWER FASTENING CO.,LTD. (5950) 18,688,540 0

Dainichi Co.,Ltd. (5951) 19,058,587 0

Amatei Incorporated (5952) 12,317,000 0

YAMASHINA CORPORATION (5955) 143,611,765 0

TOSO CO.,LTD. (5956) 11,000,000 Nov. 30 Retirement of Treasury Stocks -897,600

NITTO SEIKO CO.,LTD. (5957) 39,985,017 0

SANYO INDUSTRIES,LTD. (5958) 3,520,000 0

OKABE CO.,LTD. (5959) 53,790,632 0

ASAKA INDUSTRIAL CO.,LTD. (5962) 1,037,080 0

TOYO KNIFE CO.,LTD. (5964) 1,577,300 Exercise of CB 0 CB 1 0 thou. JPY 200,000 thou. JPY

FUJIMAK CORPORATION (5965) 7,136,000 0

KYOTO TOOL CO.,LTD. (5966) 2,477,435 0

TONE CO.,LTD. (5967) 11,713,000 0

LOBTEX Co.,Ltd. (5969) 1,000,000 0

G-TEKT CORPORATION (5970) 43,931,260 0

KYOWAKOGYOSYO CO.,LTD. (5971) 1,360,000 Nov. 01 Reverse Stock Split -5,440,000

TOAMI CORPORATION (5973) 6,400,000 0

CHUGOKUKOGYO CO.,LTD. (5974) 3,420,000 0

Topre Corporation (5975) 54,021,824 0

Neturen Co.,Ltd. (5976) 43,790,500 0

TOKYO ROPE MFG.CO.,LTD (5981) 16,268,242 0

MARUZEN CO.,LTD. (5982) 19,780,000 0

IWABUCHI CORPORATION (5983) 1,100,000 0

KANEFUSA CORPORATION (5984) 14,310,000 0

SUNCALL CORPORATION (5985) 34,057,923 0

MOLITEC STEEL CO.,LTD. (5986) 22,558,063 0

ONEX Corporation (5987) 16,600,000 0

PIOLAX,INC. (5988) 39,254,100 0

H-ONE CO.,LTD. (5989) 28,392,830 0

SUPER TOOL CO.,LTD. (5990) 10,405,480 0

NHK SPRING CO.,LTD. (5991) 244,066,144 Exercise of CB 0 CB 19. 9 USD 0 thou. USD 100,000 thou. USD

Nov. 2017

- 62 -



CHUO SPRING CO.,LTD. (5992) 6,385,599 0

FINE SINTER CO.,LTD. (5994) 4,420,000 0

KYORITSU AIR TECH INC. (5997) 6,000,000 0

Advanex Inc. (5998) 4,153,370 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares



IHARA SCIENCE CORPORATION (5999) 14,000,000 0

MIURA CO.,LTD. (6005) 125,291,112 0

TAKUMA CO.,LTD. (6013) 83,000,000 0

Japan Engine Corporation (6016) 2,800,000 0

The Hanshin Diesel Works,Ltd. (6018) 3,208,600 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares







Akasaka Diesels Ltd. (6022) 1,540,000 0

DAIHATSU DIESEL MFG. CO.,LTD. (6023) 31,850,000 0

GMO TECH,Inc. (6026) 1,100,620 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Bengo4.com,Inc. (6027) 22,140,000 Exercise of Subscription Warrants 1,800 Oct. 2014 Resolution based 1 900 Shares







TechnoPro Holdings,Inc. (6028) 34,254,932 0

artra corporation (6029) 8,725,700 Exercise of Subscription Warrants 1,500 Aug. 2014 Resolution based 1 1,500 Shares


Adventure,Inc. (6030) 2,265,900 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

Scigineer Inc. (6031) 2,061,985 Exercise of Subscription Warrants 0 Nov. 2008 Resolution based 1 0 Shares









Interworks,Inc. (6032) 9,784,000 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

EXTREME CO.,LTD. (6033) 2,529,000 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares



MRT Inc. (6034) 5,251,600 Exercise of Subscription Warrants 1,000 Mar. 2011 Resolution based 1 0 Shares






Nov. 2017

- 63 -



IR Japan Holdings,Ltd. (6035) 9,291,955 0

KeePer Technical Laboratory Co.,Ltd. (6036) 14,102,020 Exercise of Subscription Warrants 16,000 Jul. 2013 Resolution based 1 16,000 Shares

FIRSTLOGIC,INC. (6037) 5,885,800 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares



IID,Inc. (6038) 4,993,900 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares



Japan Animal Referral Medical Center Co.,Ltd. (6039) 2,388,700 Exercise of Subscription Warrants 3,000 Jun. 2014 Resolution based 1 3,000 Shares

Nippon Ski Resort Development Co.,Ltd. (6040) 8,000,200 0

NIKKI CO.,LTD. (6042) 2,000,000 0

SANKI SERVICE CORPORATION (6044) 5,589,285 0

Rentracks CO.,LTD. (6045) 7,891,800 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares



LINKBAL INC. (6046) 3,250,000 0

Gunosy Inc. (6047) 23,072,200 Exercise of Subscription Warrants 110,800 Apr. 2013 Resolution based 1 100,000 Shares





DesignOne Japan,Inc. (6048) 15,088,100 Nov. 21 Third-Party Allotment, etc. 5,000



ItoKuro Inc. (6049) 11,340,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares






E-Guardian Inc. (6050) 10,405,800 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Livesense Inc. (6054) 28,136,000 Exercise of Subscription Warrants 4,800 Jul. 2011 Resolution based 1 0 Shares




JAPAN MATERIAL Co.,Ltd. (6055) 35,049,840 0

VECTOR INC. (6058) 46,066,500 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

UCHIYAMA HOLDINGS Co.,Ltd. (6059) 21,618,800 0

Cocolonet CO., LTD. (6060) 3,843,100 0

UNIVERSAL ENGEISHA CO.,LTD (6061) 5,025,000 0

CHARM CARE CORPORATION (6062) 6,528,000 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

Emergency Assistance Japan Co., Ltd. (6063) 2,466,800 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares



ACTCALL INC. (6064) 7,684,200 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares



LIKE Kidsnext Co.,Ltd. (6065) 5,241,000 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY

Shintokyo Group Co.,Ltd. (6066) 4,960,000 0

Mediaflag Inc. (6067) 4,964,994 Exercise of Subscription Warrants 19,500 Jan. 2008 Resolution based 1 600 Shares

Nov. 2017

- 64 -















Trenders,Inc. (6069) 3,718,800 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares


CAREERLINK CO.,LTD. (6070) 12,555,800 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

IBJ,Inc. (6071) 40,628,700 Exercise of Subscription Warrants 2,843,100 Nov. 2013 Resolution based 1 2,340,000 Shares


Jibannet Holdings Co.,Ltd. (6072) 23,087,200 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares


ASANTE INCORPORATED (6073) 12,341,900 0

JSS CORPORATION (6074) 4,026,056 0

N･FIELD Co.,Ltd. (6077) 13,210,000 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Value HR Co.,Ltd. (6078) 2,884,000 Exercise of Subscription Warrants 2,400 Dec. 2008 Resolution based 1 400 Shares




ENERES Co.,Ltd. (6079) 48,418,545 Exercise of Subscription Warrants 3,500 May 2013 Resolution based 1 3,500 Shares

M&A Capital Partners Co.,Ltd. (6080) 15,605,000 Exercise of Subscription Warrants 432,000 Sep. 2011 Resolution based 1 300,000 Shares


Allied Architects,Inc. (6081) 13,885,500 Exercise of Subscription Warrants 12,000 Jun. 2008 Resolution based 1 0 Shares










RIDE ON EXPRESS HOLDINGS Co.,Ltd. (6082) 10,442,800 Exercise of Subscription Warrants 0 Mar. 2011 Resolution based 1 0 Shares


ERI HOLDINGS CO.,LTD. (6083) 7,832,400 0

O-uccino,Inc. (6084) 2,382,180 Exercise of Subscription Warrants 0 Dec. 2007 Resolution based 1 0 Shares



ARCHITECTS STUDIO JAPAN INC. (6085) 1,614,750 0

Shin Maint Holdings Co.,Ltd. (6086) 5,363,700 Nov. 01 Stock Split 3,575,800



ABIST Co.,Ltd. (6087) 3,980,000 0

Nov. 2017

- 65 -



SIGMAXYZ Inc. (6088) 20,431,200 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

WILL GROUP,INC. (6089) 22,040,000 Exercise of Subscription Warrants 33,400 Apr. 2015 Resolution based 1 26,400 Shares


Human Metabolome Technologies,Inc. (6090) 5,816,600 Exercise of Subscription Warrants 0 Aug. 2008 Resolution based 1 0 Shares



Wesco Holdings Inc. (6091) 17,724,297 0

EnBio Holdings,Inc (6092) 5,513,200 Exercise of Subscription Warrants 30,000 Jun. 2011 Resolution based 1 30,000 Shares





Escrow Agent Japan,Inc. (6093) 8,414,000 Exercise of Subscription Warrants 12,000 Jan. 2012 Resolution based 1 3,000 Shares


FreakOut Holdings,inc. (6094) 13,310,900 Exercise of CB 0 CB 1 0 thou. JPY 4,500,000 thou. JPY

Exercise of Subscription Warrants 1,500 Sep. 2013 Resolution based 1 0 Shares




MedPeer,Inc. (6095) 8,734,450 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares







RareJob,Inc. (6096) 2,333,900 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares



NIPPON VIEW HOTEL CO.,LTD. (6097) 9,692,425 Exercise of Subscription Warrants 0 Oct. 2010 Resolution based 1 0 Shares

Recruit Holdings Co.,Ltd. (6098) 1,695,960,030 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

ELAN Corporation (6099) 14,890,000 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares



TSUGAMI CORPORATION (6101) 55,000,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares
















Nov. 2017

- 66 -














OKUMA Corporation (6103) 33,755,154 0

Toshiba Machine Co.,Ltd. (6104) 149,885,530 0

Kojima Iron Works Co.,Ltd. (6112) 10,035,647 0

AMADA HOLDINGS CO.,LTD. (6113) 378,115,217 0

AIDA ENGINEERING,LTD. (6118) 73,647,321 0

TAKISAWA MACHINE TOOL CO.,LTD. (6121) 6,578,122 0

OKAMOTO MACHINE TOOL WORKS,LTD. (6125) 4,717,895 0

HAMAI CO.,LTD. (6131) 34,624,000 0

FUJI MACHINE MFG.CO.,LTD. (6134) 97,823,748 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 10,000,000 thou. JPY

Makino Milling Machine Co.,Ltd. (6135) 119,944,543 Exercise of CB 0 CB 18. 3 JPY 1,600,000 thou. JPY 10,380,000 thou. JPY

OSG Corporation (6136) 97,853,340 Exercise of CB 1,898,114 CB 22. 4 JPY 7,660,000 thou. JPY 3,150,000 thou. JPY

KOIKE SANSO KOGYO CO.,LTD. (6137) 4,522,933 0

DIJET INDUSTRIAL CO.,LTD. (6138) 2,992,999 0

Asahi Diamond Industrial Co.,Ltd. (6140) 55,700,000 0

DMG MORI CO.,LTD. (6141) 125,953,683 0

Sodick Co.,Ltd. (6143) 53,440,259 Exercise of CB 0 * CB 1 0 thou. JPY 7,992,000 thou. JPY

Seibu Electric & Machinery Co.,Ltd. (6144) 15,160,000 0

NITTOKU ENGINEERING CO.,LTD. (6145) 18,098,923 0

DISCO CORPORATION (6146) 35,922,671 Exercise of Subscription Warrants 25,600 Jul. 2004 Resolution based 1 0 Shares





















Nov. 2017

- 67 -




YAMAZAKI CO.,LTD. (6147) 4,549,000 Exercise of Subscription Warrants 2,000 Aug. 2012 Resolution based 1 1,000 Shares


Odawara Engineering Co.,Ltd. (6149) 6,392,736 0

TAKEDA MACHINERY CO.,LTD. (6150) 10,200,000 0

NITTO KOHKI CO.,LTD. (6151) 21,803,295 0

TAKAMATSU MACHINERY CO.,LTD. (6155) 11,020,000 0

A-ONE SEIMITSU INC. (6156) 3,000,000 0

NS TOOL CO.,LTD. (6157) 12,504,000 0

WAIDA MFG.CO.,LTD. (6158) 7,028,000 0

MICRON MACHINERY CO.,LTD. (6159) 7,706,100 0

ESTIC CORPORATION (6161) 2,942,000 0

TAIYO KOKI CO.,LTD. (6164) 2,978,200 0

PUNCH INDUSTRY CO.,LTD. (6165) 11,061,200 0

NAKAMURA CHOUKOU CO.,LTD. (6166) 4,686,900 Exercise of Subscription Warrants 8,000 Jul. 2008 Resolution based 1 0 Shares


Fuji Die Co.,Ltd. (6167) 20,000,000 0

C.E.Management Integrated Laboratory Co.Ltd (6171) 12,827,600 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

Metaps Inc. (6172) 13,425,910 Exercise of Subscription Warrants 12,100 Aug. 2013 Resolution based 1 0 Shares







Aqualine Ltd. (6173) 1,951,200 Exercise of Subscription Warrants 0 Jan. 2008 Resolution based 1 0 Shares

DENTAS CO.,LTD. (6174) 290,500 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares


Net Marketing Co.Ltd. (6175) 7,098,000 Exercise of Subscription Warrants 76,500 Jun. 2013 Resolution based 1 76,500 Shares



Brangista.Inc (6176) 14,312,100 Exercise of Subscription Warrants 400 Mar. 2006 Resolution based 1 400 Shares






AppBank Inc. (6177) 6,798,000 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares


JAPAN POST HOLDINGS Co.,Ltd. (6178) 1,940,475,300 0

WBF Resort Okinawa Co.,Ltd. (6179) 40,000 0

GMO Media,Inc. (6180) 1,868,839 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Partner Agent INC. (6181) 10,107,600 Exercise of Subscription Warrants 81,600 Mar. 2014 Resolution based 1 0 Shares


ROZETTA CORPORATION (6182) 10,041,460 Exercise of Subscription Warrants 73,600 Aug. 2008 Resolution based 1 0 Shares


BELLSYSTEM24 HOLDINGS,INC. (6183) 73,577,060 Exercise of Subscription Warrants 97,321 May 2015 Resolution based 1 97,321 Shares

Kamakura Shinsho,Ltd. (6184) 9,142,000 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares



Nov. 2017

- 68 -




So-net Media Networks Corporation (6185) 3,096,133 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares


ICHIKURA CO.,LTD. (6186) 5,496,283 0

LITALICO Inc. (6187) 17,481,400 Exercise of Subscription Warrants 36,000 Mar. 2015 Resolution based 1 0 Shares


FUJI SOFT SERVICE BUREAU INCORPORATED (6188) 2,250,000 0

Global Group Corp. (6189) 8,731,360 Exercise of Subscription Warrants 20,000 Sep. 2015 Resolution based 1 20,000 Shares



PhoenixBio Co.,Ltd. (6190) 2,905,500 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares



Evolable Asia Corp. (6191) 17,292,300 Nov. 06 Stock Swap 189,600












HyAS&Co.Inc. (6192) 7,467,300 Exercise of Subscription Warrants 0 Dec. 2009 Resolution based 1 0 Shares




Virtualex Holdings,Inc. (6193) 2,937,953 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

Atrae,Inc. (6194) 3,930,300 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares


HOPE,INC. (6195) 1,394,200 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares


Strike Company,Limited (6196) 9,677,100 0

Solasto Corporation (6197) 30,667,500 Exercise of Subscription Warrants 75,000 May 2012 Resolution based 1 54,000 Shares







CAREER CO.,LTD. (6198) 4,301,040 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

SERAKU Co.,Ltd. (6199) 13,739,200 Exercise of Subscription Warrants 4,800 Aug. 2014 Resolution based 1 4,800 Shares


Insource Co.,Ltd. (6200) 8,218,300 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

TOYOTA INDUSTRIES CORPORATION (6201) 325,840,640 0

Howa Machinery,Ltd. (6203) 12,548,134 0

OKK CORPORATION (6205) 8,146,556 0

Ishikawa Seisakusho,Ltd. (6208) 6,385,972 0

Nov. 2017

- 69 -



TOYO MACHINERY & METAL CO.,Ltd. (6210) 20,703,000 0

TSUDAKOMA Corp. (6217) 68,075,552 0

ENSHU Limited (6218) 63,534,546 0

SHIMA SEIKI MFG.,LTD. (6222) 36,600,000 0

NC Holdings Co.,Ltd. (6236) 6,416,046 0

IWAKI CO.,LTD.IWAKI & CO.,LTD. (6237) 7,484,370 0

FURYU CORPORATION (6238) 28,296,000 0

NAGAOKA INTERNATIONAL CORPORATION (6239) 3,539,200 0

YAMASHIN-FILTER CORP. (6240) 12,438,000 0

HIRANO TECSEED CO.,LTD. (6245) 15,394,379 0

Techno Smart Corp. (6246) 10,821,720 0

HISAKA WORKS,LTD. (6247) 32,732,800 0

Yokota Manufacturing Co., Ltd. (6248) 1,873,500 0

Gamecard-Joyco Holdings,Inc. (6249) 14,263,000 0

YAMABIKO CORPORATION (6250) 44,108,428 0

Nomura Micro Science Co.,Ltd. (6254) 10,152,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

NPC Incorporated (6255) 22,052,426 0

NuFlare Technology,Inc. (6256) 12,000,000 0

FUJISHOJI CO.,LTD. (6257) 24,395,500 0

HIRATA Corporation (6258) 10,756,090 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

PEGASUS SEWING MACHINE MFG.CO.,LTD. (6262) 24,828,600 0

Marumae Co.,Ltd. (6264) 11,911,600 0

Myotoku Ltd. (6265) 8,285,000 0

TAZMO CO.,LTD. (6266) 11,508,300 0

GENERAL PACKER CO.,LTD. (6267) 1,798,800 0

Nabtesco Corporation (6268) 125,133,799 0

MODEC,INC. (6269) 56,408,000 0

NISSEI CORPORATION (6271) 29,194,673 0

RHEON AUTOMATIC MACHINERY CO.,LTD. (6272) 28,392,000 0

SMC CORPORATION (6273) 67,369,359 0

SHINKAWA LTD. (6274) 20,047,500 0

NAVITAS CO.,LTD. (6276) 5,722,500 0

HOSOKAWA MICRON CORPORATION (6277) 8,615,269 0

UNION TOOL CO. (6278) 20,788,590 0

ZUIKO CORPORATION (6279) 7,200,000 0

MAEDASEISAKUSHO CO.,LTD. (6281) 16,100,000 0

OILES CORPORATION (6282) 34,300,505 0

NISSEI ASB MACHINE CO.,LTD. (6284) 15,348,720 0

SEIKO CORPORATION (6286) 6,483,323 0

SATO HOLDINGS CORPORATION (6287) 34,921,242 0

GIKEN LTD. (6289) 27,292,128 Exercise of Subscription Warrants 31,600 May 2014 Resolution based 1 31,600 Shares

AIRTECH JAPAN,LTD. (6291) 9,060,500 0

KAWATA MFG. CO.,LTD. (6292) 7,210,000 0

NISSEI PLASTIC INDUSTRIAL CO.,LTD. (6293) 22,272,000 0

OKADA AIYON CORPORATION (6294) 7,228,700 0

KOKEN BORING MACHINE CO.,LTD. (6297) 8,970,111 0

Y.A.C.HOLDINGS CO.,LTD. (6298) 9,706,877 0

Kobelco Eco-Solutions Co.,Ltd. (6299) 16,120,000 0

APIC YAMADA CORPORATION (6300) 12,969,000 0

KOMATSU LTD. (6301) 971,967,660 0

Nov. 2017

- 70 -



SUMITOMO HEAVY INDUSTRIES,LTD. (6302) 122,905,481 0

Sasakura Engineering Co.,Ltd. (6303) 3,531,400 0

Hitachi Construction Machinery Co.,Ltd. (6305) 215,115,038 0

NIKKO CO.,LTD. (6306) 8,000,000 Nov. 22 Retirement of Treasury Stocks -439,479

SANSEI CO.,LTD. (6307) 8,987,700 0

TOMOE ENGINEERING CO.,LTD.(TOMOE KOGYO CO.,LTD.) (6309) 10,533,200 0

ISEKI & CO.,LTD. (6310) 22,984,993 0

Freund Corporation (6312) 18,400,000 0

ISHII TOOL & ENGINEERING CORPORATION (6314) 7,800,000 0

TOWA CORPORATION (6315) 25,021,832 0

MARUYAMA MFG.CO.,INC. (6316) 5,029,332 0

KITAGAWA IRON WORKS CO.,LTD. (6317) 9,650,803 0

SNT CORPORATION (6319) 27,500,000 0

TACMINA CORPORATION (6322) 7,728,540 0

RORZE CORPORATION (6323) 17,640,000 0

Harmonic Drive Systems Inc. (6324) 94,749,300 0

TAKAKITA CO.,LTD. (6325) 14,000,000 0

KUBOTA CORPORATION (6326) 1,241,154,216 0

KITAGAWA SEIKI CO.,LTD. (6327) 7,649,600 0

EBARA JITSUGYO CO.,LTD. (6328) 6,715,000 0

TOYO ENGINEERING CORPORATION (6330) 38,558,507 0

Mitsubishi Kakoki Kaisha,Ltd. (6331) 7,913,950 0

TSUKISHIMA KIKAI CO.,LTD. (6332) 45,625,800 0

TEIKOKU ELECTRIC MFG. CO.,LTD. (6333) 20,400,138 0

Meiji Machine Co.,Ltd. (6334) 11,402,636 0

TOKYO KIKAI SEISAKUSHO,LTD. (6335) 9,027,920 0

ISHII HYOKI CO.,LTD. (6336) 8,176,452 0

TESEC Corporation (6337) 5,778,695 0

Takatori Corporation (6338) 5,491,490 0

Sintokogio,Ltd. (6339) 54,580,928 0

SHIBUYA CORPORATION (6340) 28,149,877 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Taihei Machinery Works,Limited (6342) 1,500,000 0

FREESIA MACROSS CORPORATION (6343) 450,993,208 0

AICHI CORPORATION (6345) 79,453,250 0

KIKUKAWA ENTERPRISE,INC. (6346) 13,200,000 0

PLACO CO.,LTD. (6347) 27,152,585 0

KOMORI CORPORATION (6349) 62,292,340 0

TSURUMI MANUFACTURING CO.,LTD. (6351) 27,829,486 0

Sumitomo Precision Products Co.,Ltd. (6355) 53,167,798 0

NIPPON GEAR CO.,LTD. (6356) 14,280,000 0

Sansei Technologies,Inc. (6357) 19,332,057 0

SAKAI HEAVY INDUSTRIES,LTD. (6358) 4,275,317 0

TOKYO AUTOMATIC MACHINERY WORKS,LTD. (6360) 1,452,000 0

EBARA CORPORATION (6361) 101,778,853 Exercise of Subscription Warrants 11,600 Oct. 2009 Resolution based 1 0 Shares







Nov. 2017

- 71 -




Ishii Iron Works Co.,Ltd. (6362) 3,784,000 0

Torishima Pump Mfg.Co.,Ltd. (6363) 29,889,079 0

HOKUETSU INDUSTRIES CO.,LTD. (6364) 30,165,418 0

DMW CORPORATION (6365) 4,776,900 0

Chiyoda Corporation (6366) 260,324,529 0

DAIKIN INDUSTRIES,LTD. (6367) 293,113,973 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

ORGANO CORPORATION (6368) 11,589,925 0

TOYO KANETSU K.K. (6369) 9,703,074 0

Kurita Water Industries Ltd. (6370) 116,200,694 0

TSUBAKIMOTO CHAIN CO. (6371) 191,406,969 0

DAIDO KOGYO CO.,LTD. (6373) 9,434,201 0

NIKKISO CO.,LTD. (6376) 74,286,464 Exercise of CB 0 CB 18. 8 JPY 0 thou. JPY 15,000,000 thou. JPY







KIMURA CHEMICAL PLANTS CO.,LTD. (6378) 20,600,000 0

Shinko Plantech Co.,Ltd. (6379) 46,310,892 0

ORIENTAL CHAIN MFG. CO.,LTD. (6380) 14,672,333 0

ANEST IWATA Corporation (6381) 41,745,505 0

TRINITY INDUSTRIAL CORPORATION (6382) 18,220,000 0

DAIFUKU CO.,LTD. (6383) 123,610,077 0

SHOWA SHINKU CO.,LTD. (6384) 6,499,000 0

SAMCO INC. (6387) 8,042,881 0

KATO WORKS CO.,LTD. (6390) 11,743,587 0

KAJI TECHNOLOGY CORPORATION (6391) 1,718,000 0

YAMADA CORPORATION (6392) 2,400,000 0

YUKEN KOGYO CO.,LTD. (6393) 4,510,676 0

TADANO LTD. (6395) 129,500,355 0

Unozawa-gumi Iron Works,Limited (6396) 1,120,000 0

FUJI SEIKI CO.,LTD. (6400) 9,054,000 0

KANEMATSU ENGINEERING CO.,LTD. (6402) 5,564,000 0

SUIDO KIKO KAISHA,LTD. (6403) 4,295,968 0

Suzumo Machinery Co.,Ltd. (6405) 6,060,000 0

FUJITEC CO.,LTD. (6406) 93,767,317 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares



CKD Corporation (6407) 68,909,449 0

OGURA CLUTCH CO.,LTD. (6408) 15,533,232 0

KITO CORPORATION (6409) 27,048,200 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares





NAKANO REFRIGERATORS CO.,LTD. (6411) 8,954,000 0

Heiwa Corporation (6412) 99,809,060 0

RISO KAGAKU CORPORATION (6413) 47,406,332 0

Nov. 2017

- 72 -



KAWASAKI THERMAL ENGINEERING CO.,LTD. (6414) 8,415,000 0

KATSURAGAWA ELECTRIC CO.,LTD. (6416) 15,525,000 0

SANKYO CO.,LTD. (6417) 89,597,500 Exercise of CB 0 CB 20. 7 JPY 0 thou. JPY 20,000,000 thou. JPY

JAPAN CASH MACHINE CO.,LTD. (6418) 29,662,851 0

Mars Engineering Corporation (6419) 22,720,000 0

FUKUSHIMA INDUSTRIES CORP. (6420) 22,066,160 0

TAKAMISAWA CYBERNETICS COMPANY,LTD. (6424) 4,525,000 0

Universal Entertainment Corporation (6425) 80,195,000 0

OIZUMI Corporation (6428) 22,500,000 0

DAIKOKU DENKI CO.,LTD. (6430) 14,783,900 0

TAKEUCHI MFG.CO.,LTD. (6432) 48,999,000 0

HEPHAIST SEIKO CO.,LTD. (6433) 6,245,000 0

Amano Corporation (6436) 76,657,829 0

JUKI CORPORATION (6440) 29,874,179 0

SANDEN HOLDINGS CORPORATION (6444) 28,066,313 0

JANOME SEWING MACHINE CO.,LTD. (6445) 19,521,444 0

BROTHER INDUSTRIES,LTD. (6448) 262,220,530 0

MAX CO.,LTD. (6454) 49,500,626 0

MORITA HOLDINGS CORPORATION (6455) 46,918,542 0

GLORY LTD. (6457) 68,638,210 0

SINKO INDUSTRIES LTD. (6458) 27,212,263 0

DAIWA INDUSTRIES LTD. (6459) 51,717,215 0

SEGA SAMMY HOLDINGS INC. (6460) 266,229,476 0

Nippon Piston Ring Co.,Ltd. (6461) 8,374,157 0

RIKEN CORPORATION (6462) 10,648,466 0

TPR CO.,LTD. (6463) 36,068,099 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares



TSUBAKI NAKASHIMA CO.,LTD. (6464) 40,321,200 Exercise of Subscription Warrants 42,600 Jun. 2011 Resolution based 1 13,400 Shares










HOSHIZAKI CORPORATION (6465) 72,415,250 0

Toa Valve Engineering Inc. (6466) 2,678,600 0

NICHIDAI CORPORATION (6467) 9,053,300 0

HODEN SEIMITSU KAKO KENKYUSHO CO.,LTD. (6469) 7,407,800 0

TAIHO KOGYO CO.,LTD. (6470) 29,108,457 Exercise of Subscription Warrants 23,000 Jul. 2014 Resolution based 1 3,000 Shares


NSK Ltd. (6471) 551,268,104 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares


NTN CORPORATION (6472) 532,463,527 0

JTEKT Corporation (6473) 343,286,307 0

NACHI-FUJIKOSHI CORP. (6474) 249,193,436 0

DAIBEA CO.,LTD. (6478) 8,736,727 0

Nov. 2017

- 73 -



MINEBEA MITSUMI Inc. (6479) 427,080,606 Exercise of CB 0 CB 22. 8 JPY 0 thou. JPY 20,000,000 thou. JPY

NIPPON THOMPSON CO.,LTD. (6480) 73,501,425 0

THK CO.,LTD. (6481) 133,856,903 0

YUSHIN PRECISION EQUIPMENT CO.,LTD. (6482) 17,819,033 0

KVK CORPORATION (6484) 8,338,078 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares










MAEZAWA KYUSO INDUSTRIES CO.,LTD. (6485) 12,000,000 0

EAGLE INDUSTRY CO.,LTD. (6486) 49,757,821 0

Yoshitake Inc. (6488) 6,967,473 0

Maezawa Industries,Inc. (6489) 21,425,548 0

NIPPON PILLAR PACKING CO.,LTD. (6490) 25,042,406 0

OKANO VALVE MFG.CO.LTD. (6492) 1,793,000 0

NITTAN VALVE CO.,LTD. (6493) 28,978,860 0

NFK HOLDINGS CO.,Ltd (6494) 30,713,342 0

MIYAIRI VALVE MFG.CO.,LTD. (6495) 48,849,935 0

NAKAKITA SEISAKUSHO CO.,LTD. (6496) 19,164,000 0

HAMAI INDUSTRIES LTD (6497) 7,424,140 0

KITZ CORPORATION (6498) 110,396,511 0

Hitachi,Ltd. (6501) 4,833,463,387 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares


TOSHIBA CORPORATION (6502) 4,237,602,026 0

Mitsubishi Electric Corporation (6503) 2,147,201,551 0

FUJI ELECTRIC CO.,LTD. (6504) 746,484,957 0

TOYO DENKI SEIZO K.K.(TOYO ELECTRIC MFG.CO.,LTD.) (6505) 9,735,000 0

YASKAWA Electric Corporation (6506) 266,690,497 0

SINFONIA TECHNOLOGY CO.,LTD. (6507) 148,945,611 0

MEIDENSHA CORPORATION (6508) 227,637,704 0

Origin Electric Company,Limited (6513) 6,699,986 0

SANYO DENKI CO.,LTD. (6516) 12,972,187 0

Denyo Co.,Ltd. (6517) 22,859,660 0

SANSO ELECTRIC CO.,LTD. (6518) 4,571,600 0

REFINVERSE,Inc. (6531) 3,004,950 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

BayCurrent Consulting,Inc. (6532) 15,470,000 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares


Orchestra Holdings Inc. (6533) 2,114,700 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

D.A.Consortium Holdings Inc. (6534) 71,481,422 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares







Nov. 2017

- 74 -





i-mobile Co.,Ltd. (6535) 22,170,270 Exercise of Subscription Warrants 16,470 Jul. 2015 Resolution based 1 16,470 Shares


WASHHOUSE CO.,LTD. (6537) 6,840,200 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares



CareerIndex Inc. (6538) 10,390,800 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

MATCHING SERVICE JAPAN CO.,LTD. (6539) 6,203,500 0

SEMBA CORPORATION (6540) 9,847,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

GRACE TECHNOLOGY,INC. (6541) 4,370,000 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Founder's Consultants Holdings Inc. (6542) 4,259,200 0

NISSEN INC. (6543) 1,946,500 Exercise of Subscription Warrants 400 Feb. 2010 Resolution based 1 400 Shares


JAPAN ELEVATOR SERVICE HOLDINGS CO.,LTD. (6544) 20,030,000 0

internet infinity INC. (6545) 5,017,600 0

Fulltech Co.Ltd. (6546) 5,367,800 0

GREENS CO.,LTD. (6547) 12,660,000 0

TABIKOBO Co.Ltd. (6548) 4,668,000 0

DM Solutions Co.,Ltd (6549) 2,462,000 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Fringe81 Co,Ltd. (6550) 2,443,300 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares


TSUNAGU SOLUTIONS Inc. (6551) 2,433,240 Exercise of Subscription Warrants 9,150 Mar. 2015 Resolution based 1 9,150 Shares


GameWith,Inc. (6552) 8,360,000 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares



SoldOut,Inc. (6553) 9,807,000 Exercise of Subscription Warrants 1,400 Jun. 2016 Resolution based 1 1,400 Shares




SUS Co.,Ltd. (6554) 2,146,100 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

MS&Consulting Co.,Ltd. (6555) 4,560,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Welbe,Inc. (6556) 8,850,000 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

global bridge HOLDINGS Co.,Ltd. (6557) 2,183,300 0

Cookbiz Co.,Ltd. (6558) 2,112,941 Nov. 28 Initial Listing 2,112,941


Sanoh Industrial Co.,Ltd. (6584) 37,112,000 0

Makita Corporation (6586) 280,017,520 0

TOSHIBA TEC CORPORATION (6588) 288,145,704 0

SHIBAURA MECHATRONICS CORPORATION (6590) 51,926,194 0

NISHISHIBA ELECTRIC CO.,LTD. (6591) 39,095,000 0

MABUCHI MOTOR CO.,LTD. (6592) 69,125,962 0

NIDEC CORPORATION (6594) 298,142,234 0

UMC Electronics Co.,Ltd. (6615) 16,712,280 0

TOREX SEMICONDUCTOR LTD. (6616) 9,539,200 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

TAKAOKA TOKO CO.,LTD. (6617) 16,276,305 0

OHIZUMI MFG.CO.,LTD. (6618) 8,367,468 0

W-SCOPE Corporation (6619) 31,177,600 Exercise of Subscription Warrants 0 Feb. 2010 Resolution based 1 0 Shares


Nov. 2017

- 75 -







Miyakoshi Holdings,Inc. (6620) 30,014,943 0

DAIHEN CORPORATION (6622) 135,516,455 0

TABUCHI ELECTRIC CO.,LTD. (6624) 40,502,649 0

JALCO Holdings Inc. (6625) 51,202,132 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares

SEMITEC Corporation (6626) 2,836,900 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Tera Probe,Inc. (6627) 9,282,500 0

ONKYO CORPORATION (6628) 104,550,195 Exercise of CB 0 CB 5 0 thou. JPY 2,000,000 thou. JPY

Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares

TECHNO HORIZON HOLDINGS CO.,LTD. (6629) 21,063,240 0

YA-MAN LTD. (6630) 58,348,880 Nov. 01 Stock Split 52,513,992

JVC KENWOOD Corporation (6632) 139,000,201 0

C&G SYSTEMS INC. (6633) 9,801,549 0

NCXX Group Inc. (6634) 15,030,195 Exercise of CB 0 CB 5 0 thou. JPY 1,165,000 thou. JPY

Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

KK DI-NIKKO ENGINEERING (6635) 2,700,000 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

SORGHUM JAPAN HOLDINGS Corp. (6636) 29,523,220 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

TERASAKI ELECTRIC CO.,LTD. (6637) 13,030,000 0

MIMAKI ENGINEERING CO.,LTD. (6638) 32,040,000 0

CONTEC CO.,LTD. (6639) 6,600,000 0

DAI-ICHI SEIKO CO.,LTD. (6640) 16,722,800 0

Nissin Electric Co.,Ltd. (6641) 107,832,445 0

Togami Electric Mfg.Co.,Ltd. (6643) 5,028,658 0

Osaki Electric Co.,Ltd. (6644) 49,267,180 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares



OMRON Corporation (6645) 213,958,172 0

MORIO DENKI CO.,LTD. (6647) 1,425,000 0

KAWADEN CORPORATION (6648) 4,192,000 0

NITTO KOGYO CORPORATION (6651) 43,000,000 0

IDEC CORPORATION (6652) 34,224,485 0

SEIKO ELECTRIC CO.,LTD. (6653) 11,953,695 Nov. 27 Initial Listing 11,953,695

FUJI ELECTRIC INDUSTRY CO.,LTD. (6654) 6,669,000 0

inspec Inc. (6656) 3,259,600 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares



Shirai Electronics Industrial Co.,Ltd. (6658) 13,976,000 0

MEDIA LINKS CO.,LTD. (6659) 5,675,300 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares


Ubiteq,INC. (6662) 14,782,000 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

TAIYO INDUSTRIAL CO.,LTD. (6663) 5,850,000 0

OPTOELECTRONICS CO.,LTD. (6664) 6,578,000 0

RIVER ELETEC CORPORATION (6666) 7,492,652 0

ADTEC PLASMA TECHNOLOGY CO.,LTD. (6668) 8,586,000 0

CCS Inc. (6669) 5,417,829 0

MCJ Co.,Ltd. (6670) 50,870,600 0

GS Yuasa Corporation (6674) 413,574,714 Exercise of CB 0 CB 19. 3 JPY 0 thou. JPY 25,000,000 thou. JPY

Nov. 2017

- 76 -



SAXA Holdings,Inc. (6675) 6,244,962 0

MELCO HOLDINGS INC. (6676) 22,237,873 0

SK-Electronics CO.,LTD. (6677) 11,368,400 0

Techno Medica Co.,Ltd. (6678) 8,760,000 0

ZOOM CORPORATION (6694) 2,256,912 Exercise of Subscription Warrants 21,300 Nov. 2012 Resolution based 1 21,300 Shares



Tripleone Co.,ltd. (6695) 182,400 0

TRANZAS,Inc. (6696) 3,131,500 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares


NEC Corporation (6701) 260,473,263 0

FUJITSU LIMITED (6702) 2,070,018,213 0

Oki Electric Industry Company,Limited (6703) 87,217,602 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


IWATSU ELECTRIC CO.,LTD. (6704) 10,080,344 0

Denki Kogyo Company,Limited (6706) 14,084,845 0

Sanken Electric Co.,Ltd. (6707) 125,490,302 0

MEISEI ELECTRIC CO.,LTD. (6709) 132,796,338 0

NAKAYO,INC. (6715) 4,794,963 0

TECHNICAL ELECTRON Co.,Ltd. (6716) 803,810 0

AIPHONE CO.,LTD. (6718) 18,220,000 0

FUJITSU COMPONENT LIMITED (6719) 14,629,626 0

Wintest Corp. (6721) 13,040,900 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

A&T Corporation (6722) 6,257,900 0

Renesas Electronics Corporation (6723) 1,667,184,490 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares









SEIKO EPSON CORPORATION (6724) 399,634,778 0

Wacom Co.,Ltd. (6727) 166,546,400 0

ULVAC, Inc. (6728) 49,355,938 0

AXELL CORPORATION (6730) 11,187,749 0

PIXELA CORPORATION (6731) 48,678,881 Exercise of Subscription Warrants 999,900 Aug. 2016 Resolution based 1 999,900 Shares

Newtech Co.,Ltd. (6734) 2,081,000 0

SUN CORPORATION (6736) 22,537,800 Exercise of Subscription Warrants 4,000 Jul. 2009 Resolution based 1 3,000 Shares






EIZO Corporation (6737) 22,731,160 0

Japan Display Inc. (6740) 601,411,900 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares




Nov. 2017

- 77 -








Nippon Signal Company,Limited (6741) 68,339,704 0

Kyosan Electric Manufacturing Co.,Ltd. (6742) 62,844,251 0

Daido Signal Co.,Ltd. (6743) 18,018,000 0

NOHMI BOSAI LTD. (6744) 60,832,771 0

HOCHIKI CORPORATION (6745) 29,172,000 0

KI HOLDINGS CO.,LTD. (6747) 41,587,061 0

SEIWA ELECTRIC MFG. CO.,LTD. (6748) 12,382,000 0

ELECOM CO.,LTD. (6750) 39,816,036 Exercise of CB 0 CB 1 0 thou. JPY 2,000,000 thou. JPY





Panasonic Corporation (6752) 2,453,053,497 0

Sharp Corporation (6753) 498,316,558 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,136,363 Shares

ANRITSU CORPORATION (6754) 138,118,294 Exercise of Subscription Warrants 2,000 Jul. 2013 Resolution based 1 0 Shares




FUJITSU GENERAL LIMITED (6755) 109,277,299 0

Hitachi Kokusai Electric Inc. (6756) 105,221,259 0

OSG CORPORATION CO.,LTD. (6757) 5,500,000 0

SONY CORPORATION (6758) 1,265,208,654 Exercise of CB 2,994 * CB 6 15,000 thou. JPY 119,985,000 thou. JPY

Exercise of Subscription Warrants 554,900 Oct. 2007 Resolution based 1 0 Shares




















TDK Corporation (6762) 129,590,659 0

Teikoku Tsushin Kogyo Co.,Ltd. (6763) 10,141,833 0

TAMURA CORPORATION (6768) 82,771,473 0

Nov. 2017

- 78 -



THine Electronics,Inc. (6769) 12,340,100 0

ALPS ELECTRIC CO.,LTD. (6770) 198,208,086 0

IKEGAMI TSUSHINKI CO.,LTD. (6771) 72,857,468 0

Tokyo Cosmos Electric Co.,Ltd. (6772) 15,812,500 0

PIONEER CORPORATION (6773) 383,340,936 Exercise of CB 0 CB 1 0 thou. JPY 15,000,000 thou. JPY

TB GROUP INC. (6775) 87,760,588 0

Tensho Electric Industries Co.,Ltd. (6776) 17,014,000 0

SANTEC CORPORATION (6777) 11,961,100 0

Artiza Networks,Inc. (6778) 9,562,000 0

NIHON DEMPA KOGYO CO.,LTD. (6779) 20,757,905 0

SUZUKI CO.,LTD. (6785) 12,390,000 0

RVH Inc. (6786) 16,926,560 0

Meiko Electronics Co.,Ltd. (6787) 26,803,320 0

NIHON TRIM CO.,LTD. (6788) 8,656,780 0

Roland DG Corporation (6789) 12,656,311 0

Foster Electric Company,Limited (6794) 26,931,051 0

CLARION CO.,LTD. (6796) 282,744,185 0

SMK Corporation (6798) 75,000,000 0

YOKOWO CO.,LTD. (6800) 20,849,878 0

TEAC CORPORATION (6803) 289,317,134 0

Hosiden Corporation (6804) 67,710,084 Exercise of CB 0 CB 24. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

HIROSE ELECTRIC CO.,LTD. (6806) 40,020,736 0

Japan Aviation Electronics Industry,Limited (6807) 92,302,608 0

TOA CORPORATION (6809) 34,536,635 0

Maxell Holdings,Ltd. (6810) 53,341,500 0

FURUNO ELECTRIC CO.,LTD. (6814) 31,894,554 0

UNIDEN HOLDINGS CORPORATION (6815) 63,139,649 0

ALPINE ELECTRONICS,INC. (6816) 69,784,501 0

SUMIDA CORPORATION (6817) 27,444,317 0

Izu Shaboten Resort Co.,Ltd (6819) 28,496,537 0

ICOM INCORPORATED (6820) 14,850,000 0

Oi Electric Co.,Ltd. (6822) 14,700,000 0

RION CO.,LTD. (6823) 12,294,400 0

NEW COSMOS ELECTRIC CO.,LTD. (6824) 12,561,000 0

HONDA TSUSHIN KOGYO CO.,LTD. (6826) 12,503,100 0

AOI ELECTRONICS CO.,LTD. (6832) 12,000,000 0

SEIKOH GIKEN Co.,Ltd. (6834) 9,333,654 0

ALLIED TELESIS HOLDINGS K.K. (6835) 109,059,545 Exercise of Subscription Warrants 0 Jan. 2009 Resolution based 1 0 Shares





PLAT'HOME CO.,LTD. (6836) 1,358,800 0

KYOSHA CO.,LTD. (6837) 14,624,000 0

TAMAGAWA HOLDINGS CO.,LTD. (6838) 42,598,000 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

FUNAI ELECTRIC CO.,LTD. (6839) 36,130,796 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

AKIBA Holdings Co.,Ltd. (6840) 9,192,562 0

YOKOGAWA ELECTRIC CORPORATION (6841) 268,624,510 0

Shindengen Electric Manufacturing Co.,Ltd. (6844) 10,338,884 0

Azbil Corporation (6845) 74,250,442 0

Nov. 2017

- 79 -



DKK-TOA CORPORATION (6848) 19,880,620 0

NIHON KOHDEN CORPORATION (6849) 89,730,980 0

Chino Corporation (6850) 9,260,116 0

TECHNOL SEVEN CO.,LTD. (6852) 1,407,840 0

KYOWA ELECTRONIC INSTRUMENTS CO.,LTD. (6853) 28,058,800 0

JAPAN ELECTRONIC MATERIALS CORPORATION (6855) 10,604,880 0

HORIBA,Ltd. (6856) 42,532,752 0

ADVANTEST CORPORATION (6857) 199,566,770 Exercise of CB 0 CB 19. 3 JPY 0 thou. JPY 30,000,000 thou. JPY



ONO SOKKI Co.,Ltd. (6858) 12,500,000 0

ESPEC CORP. (6859) 23,781,394 0

KEYENCE CORPORATION (6861) 121,603,842 0

MINATO HOLDINGS INC. (6862) 7,334,218 Exercise of Subscription Warrants 2,850 Feb. 2014 Resolution based 1 2,850 Shares


NIRECO CORPORATION (6863) 8,305,249 0

NF CORPORATION (6864) 6,330,000 0

HIOKI E.E.CORPORATION (6866) 14,024,365 0

LEADER ELECTRONICS CORPORATION (6867) 4,191,801 0

SYSMEX CORPORATION (6869) 208,789,832 Exercise of Subscription Warrants 65,800 Aug. 2013 Resolution based 1 65,800 Shares

Fenwal Controls of Japan,Ltd. (6870) 5,893,000 0

MICRONICS JAPAN CO.,LTD. (6871) 40,025,316 0

KYORITSU ELECTRIC CORPORATION (6874) 4,369,200 0

MegaChips Corporation (6875) 23,038,400 0

Obara Group Incorporated (6877) 20,869,380 Exercise of CB 0 CB 20. 4 JPY 0 thou. JPY 7,000,000 thou. JPY

Imagica Robot Holdings Inc. (6879) 44,531,567 0

KYODEN COMPANY,LIMITED (6881) 52,279,051 0

Sansha Electric Manufacturing Co.,Ltd. (6882) 14,950,000 0

ACMOS INC. (6888) 10,215,400 0

ODELIC CO.,LTD. (6889) 6,100,000 0

Ferrotec Holdings Corporation (6890) 37,049,202 Exercise of Subscription Warrants 20,000 Nov. 2014 Resolution based 1 0 Shares


PULSTEC INDUSTRIAL CO.,LTD. (6894) 1,393,459 0

DIAMOND ELECTRIC MFG. CO.,LTD. (6895) 1,829,880 0

TWINBIRD CORPORATION (6897) 9,030,000 0

TOMITA ELECTRIC CO.,LTD. (6898) 816,979 0

ASTI CORPORATION (6899) 3,417,006 0

SAWAFUJI ELECTRIC CO.,LTD. (6901) 4,322,000 0

DENSO CORPORATION (6902) 794,068,713 0

HARADA INDUSTRY CO.,LTD. (6904) 21,758,000 0

COSEL CO.,LTD. (6905) 37,212,000 0

GEOMATEC CO.,LTD. (6907) 9,152,400 0

IRISO ELECTRONICS CO.,LTD. (6908) 24,583,698 0

New Japan Radio Co.,Ltd. (6911) 39,131,000 0

KIKUSUI ELECTRONICS CORPORATION (6912) 9,900,000 0

OPTEX GROUP Company,Limited (6914) 17,484,732 0

CHIYODA INTEGRE CO.,LTD. (6915) 14,128,929 0

I-O DATA DEVICE,INC. (6916) 14,839,349 0

AVAL DATA CORPORATION (6918) 7,417,842 0

KEL CORPORATION (6919) 7,743,000 0

Nov. 2017

- 80 -



Lasertec Corporation (6920) 47,143,200 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Stanley Electric Co.,Ltd. (6923) 176,000,000 Nov. 13 Retirement of Treasury Stocks -300,000

IWASAKI ELECTRIC CO.,LTD. (6924) 7,821,950 0

USHIO INC. (6925) 139,628,721 0

OKAYA ELECTRIC INDUSTRIES CO.,LTD. (6926) 22,921,562 0

Helios Techno Holding Co.,Ltd. (6927) 22,806,900 0

ENOMOTO Co.,Ltd. (6928) 6,139,360 0

NIPPON CERAMIC CO.,LTD. (6929) 27,215,994 Exercise of CB 0 CB 18. 4 JPY 0 thou. JPY 25,000 thou. JPY

NIPPON ANTENNA CO.,LTD. (6930) 14,300,000 0

ENDO Lighting Corporation (6932) 14,776,321 0

The Furukawa Battery Co.,Ltd. (6937) 32,800,000 0

SOSHIN ELECTRIC CO.,LTD. (6938) 15,600,000 0

YAMAICHI ELECTRONICS CO.,LTD. (6941) 23,329,775 0

SOPHIA HOLDINGS CO.,LTD. (6942) 2,237,720 0

NKK SWITCHES CO.,LTD. (6943) 842,520 0

AIREX INC. (6944) 29,417,400 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 16,000,000 Shares

FUJITSU FRONTECH LIMITED (6945) 24,015,162 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares










Nippon Avionics Co.,Ltd. (6946) 2,830,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 800,000 Shares

PS 2 0 Shares 1,500,000 Shares

ZUKEN INC. (6947) 23,267,169 0

JEOL Ltd. (6951) 97,715,600 0

CASIO COMPUTER CO.,LTD. (6952) 259,020,914 Exercise of CB 0 CB 19. 7 JPY 0 thou. JPY 10,000,000 thou. JPY

FANUC CORPORATION (6954) 204,059,017 0

FDK CORPORATION (6955) 280,363,026 0

SHIBAURA ELECTRONICS CO.,LTD. (6957) 7,779,865 0

CMK CORPORATION (6958) 63,060,164 0

FUKUDA DENSHI CO.,LTD. (6960) 19,588,000 0

ENPLAS CORPORATION (6961) 18,232,897 0

DAISHINKU CORP. (6962) 9,049,242 0

ROHM COMPANY LIMITED (6963) 111,200,000 0

SANKO CO.,LTD. (6964) 10,066,872 0

HAMAMATSU PHOTONICS K.K. (6965) 167,529,968 0

Mitsui High-tec,Inc. (6966) 42,466,865 0

SHINKO ELECTRIC INDUSTRIES CO.,LTD. (6967) 135,171,942 0

MATSUO ELECTRIC CO.,LTD. (6969) 2,572,000 0

KYOCERA CORPORATION (6971) 377,618,580 0

ELNA CO.,LTD. (6972) 67,279,458 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares


KYOEI SANGYO CO.,LTD. (6973) 3,193,545 0

TAIYO YUDEN CO.,LTD. (6976) 120,481,395 Exercise of CB 0 CB 21. 1 JPY 0 thou. JPY 20,000,000 thou. JPY

JAPAN RESISTOR MFG.CO. (6977) 1,240,000 0

Nov. 2017

- 81 -



Murata Manufacturing Co.,Ltd. (6981) 225,271,427 0

The Lead Co.,Inc. (6982) 2,632,960 0

U-Shin Ltd. (6985) 32,309,108 Exercise of CB 269,541 CB 1 200,000 thou. JPY 6,600,000 thou. JPY

FUTABA CORPORATION (6986) 43,886,739 0

NITTO DENKO CORPORATION (6988) 173,758,428 0

HOKURIKU ELECTRIC INDUSTRY CO.,LTD. (6989) 9,250,099 0

Daikokuya Holdings Co.,Ltd. (6993) 103,818,666 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares


SHIZUKI ELECTRIC COMPANY INC. (6994) 33,061,003 0

TOKAI RIKA CO.,LTD. (6995) 94,234,171 0

NICHICON CORPORATION (6996) 78,000,000 0

NIPPON CHEMI-CON CORPORATION (6997) 16,314,833 0

Nippon Tungsten Co.,Ltd. (6998) 2,577,760 0

KOA CORPORATION (6999) 40,479,724 0

Mitsui Engineering & Shipbuilding Co.,Ltd. (7003) 83,098,717 0

Hitachi Zosen Corporation (7004) 170,214,843 0

Mitsubishi Heavy Industries,Ltd. (7011) 337,364,781 0

Kawasaki Heavy Industries,Ltd. (7012) 167,080,532 0

IHI Corporation (7013) 154,679,954 0

Namura Shipbuilding Co.,Ltd. (7014) 69,038,551 Exercise of Subscription Warrants 0 Dec. 2008 Resolution based 1 0 Shares









Naikai Zosen Corporation (7018) 2,253,000 0

NITCHITSU CO.,LTD. (7021) 2,130,000 0

Sanoyas Holdings Corporation (7022) 32,600,600 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares


NIPPON SHARYO,LTD. (7102) 146,750,129 0

Mitsubishi Logisnext Co.,Ltd. (7105) 76,611,269 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 32,274,744 Shares







THE KINKI SHARYO CO.,LTD. (7122) 6,908,359 0

Financial Products Group Co.,Ltd. (7148) 92,373,600 Nov. 10 Retirement of Treasury Stocks -2,250,000


THE SHIMANE BANK,LTD. (7150) 5,576,000 0

LIFENET INSURANCE COMPANY (7157) 51,145,000 Exercise of Subscription Warrants 0 Dec. 2007 Resolution based 1 0 Shares



Jimoto Holdings,Inc. (7161) 178,867,630 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 130,000,000 Shares



Nov. 2017

- 82 -



ASTMAX Co.,Ltd. (7162) 13,160,300 0

ZENKOKU HOSHO Co.,Ltd. (7164) 68,860,980 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares




Mebuki Financial Group,Inc. (7167) 1,179,055,218 Exercise of CB 0 CB 19. 4 USD 0 thou. USD 300,000 thou. USD

Exercise of Subscription Warrants 0 Feb. 2009 Resolution based 1 0 Shares












NEWTON FINANCIAL CONSULTING,Inc. (7169) 19,107,000 0

CHUOU INTERNATIONAL GROUP CO.,LTD. (7170) 3,120,000 0

Japan Investment Adviser Co.,Ltd. (7172) 27,142,200 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Tokyo TY Financial Group,Inc. (7173) 30,650,115 0

The Imamura Securities Co.,Ltd. (7175) 2,660,000 0

Simplex Financial Holdings Co.,Ltd. (7176) 2,148,000 0

GMO Financial Holdings,Inc. (7177) 119,182,617 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


Kyushu Financial Group,Inc. (7180) 463,375,978 0

JAPAN POST INSURANCE Co.,Ltd. (7181) 600,000,000 0

JAPAN POST BANK Co.,Ltd. (7182) 4,500,000,000 0

Anshin Guarantor Service Co.,Ltd. (7183) 17,976,600 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

THE FIRST BANK OF TOYAMA,LTD. (7184) 67,309,700 0

Hirose Tusyo Inc. (7185) 6,224,000 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares


Concordia Financial Group,Ltd. (7186) 1,287,616,065 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares











J-LEASE CO.,LTD. (7187) 4,336,800 Exercise of Subscription Warrants 8,400 Dec. 2014 Resolution based 1 8,400 Shares

Nishi-Nippon Financial Holdings,Inc. (7189) 179,596,955 0

Mercuria Investment Co.,Ltd. (7190) 13,716,300 0

Entrust Inc. (7191) 11,043,861 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Mortgage Service Japan Limited (7192) 2,379,000 0

Casa Inc. (7196) 5,420,000 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

Nov. 2017

- 83 -





NISSAN MOTOR CO.,LTD. (7201) 4,220,715,112 0

ISUZU MOTORS LIMITED (7202) 848,422,669 0

TOYOTA MOTOR CORPORATION (7203) 3,262,997,492 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

HINO MOTORS,LTD. (7205) 574,580,850 0

KANEMITSU CORPORATION (7208) 5,119,477 0

MITSUBISHI MOTORS CORPORATION (7211) 1,490,282,496 0

F-TECH INC. (7212) 18,712,244 0

LECIP HOLDINGS CORPORATION (7213) 12,798,200 0

GMB CORPORATION (7214) 5,212,440 0

FALTEC Co.,Ltd. (7215) 9,378,600 0

TEIN,INC. (7217) 6,652,250 0

TANAKA SEIMITSU KOGYO CO.,LTD. (7218) 9,763,600 0

HKS CO.,LTD. (7219) 4,000,000 0

MUSASHI SEIMITSU INDUSTRY CO.,LTD. (7220) 31,221,100 Exercise of CB 0 CB 18. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

NISSAN SHATAI CO.,LTD. (7222) 157,239,691 0

ShinMaywa Industries,LTD. (7224) 100,000,000 0

KYOKUTO KAIHATSU KOGYO CO.,LTD. (7226) 42,737,668 0

DAYTONA CORPORATION (7228) 3,604,600 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares

YUTAKA GIKEN CO.,LTD. (7229) 14,820,000 0

NISSIN KOGYO CO.,LTD. (7230) 65,452,143 0

TOPY INDUSTRIES,LIMITED (7231) 24,077,510 0

TOKYO RADIATOR MFG.CO.,LTD. (7235) 14,400,000 0

T.RAD Co., Ltd. (7236) 8,344,405 0

AKEBONO BRAKE INDUSTRY CO.,LTD. (7238) 135,992,343 0

TACHI-S CO.,LTD. (7239) 36,442,846 0

NOK CORPORATION (7240) 173,138,537 0

FUTABA INDUSTRIAL CO.,LTD. (7241) 89,580,827 0

KYB Corporation (7242) 25,748,431 0

ICHIKOH INDUSTRIES,LTD. (7244) 96,225,501 0

DAIDO METAL CO.,LTD. (7245) 44,956,853 0

PRESS KOGYO CO.,LTD. (7246) 114,007,210 Exercise of CB 0 CB 18. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

MIKUNI CORPORATION (7247) 34,049,423 0

PACIFIC INDUSTRIAL CO.,LTD. (7250) 61,144,913 Exercise of CB 406,092 * CB 3 365,000 thou. JPY 158,000 thou. JPY

KEIHIN CORPORATION (7251) 73,985,246 0

UNIVANCE CORPORATION (7254) 23,396,787 0

SAKURAI LTD. (7255) 4,000,000 0

KASAI KOGYO CO.,LTD. (7256) 39,511,728 0

AISIN SEIKI CO.,LTD. (7259) 294,674,634 0

Fuji Kiko Co.,Ltd. (7260) 53,171,286 0

Mazda Motor Corporation (7261) 631,803,979 0

MURO CORPORATION (7264) 6,546,200 0

EIKEN INDUSTRIES CO.,LTD (7265) 6,200,000 0

Imasen Electric Industrial Co.,Ltd. (7266) 21,341,152 0

HONDA MOTOR CO.,LTD. (7267) 1,811,428,430 0

TATSUMI Corporation (7268) 6,000,000 0

SUZUKI MOTOR CORPORATION (7269) 491,018,100 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 100,000,000 thou. JPY


SUBARU CORPORATION (7270) 769,175,873 0

Nov. 2017

- 84 -



YASUNAGA CORPORATION (7271) 12,938,639 0

Yamaha Motor Co.,Ltd. (7272) 349,914,284 0

IKUYO CO.,LTD. (7273) 1,538,500 0

SHOWA CORPORATION (7274) 76,020,019 0

KOITO MANUFACTURING CO.,LTD. (7276) 160,789,436 0

TBK Co.,Ltd. (7277) 29,424,635 0

EXEDY Corporation (7278) 48,593,736 0

HI-LEX CORPORATION (7279) 38,216,759 0

MITSUBA Corporation (7280) 45,581,809 0

TOYODA GOSEI CO.,LTD. (7282) 130,010,011 0

AISAN INDUSTRY CO.,LTD. (7283) 62,832,296 Exercise of Subscription Warrants 81,100 Jun. 2012 Resolution based 1 5,000 Shares




MEIWA INDUSTRY CO.,LTD. (7284) 3,502,859 0

NIPPON SEIKI CO.,LTD. (7287) 60,907,599 0

NIHON PLAST CO.,LTD. (7291) 19,410,000 0

MURAKAMI CORPORATION (7292) 13,100,000 0

YOROZU CORPORATION (7294) 25,055,636 Exercise of Subscription Warrants 0 Nov. 2009 Resolution based 1 0 Shares





F.C.C.CO.,LTD. (7296) 52,644,030 0

CAR MATE MFG. CO.,LTD. (7297) 7,928,885 0

Yachiyo Industry Co.,Ltd. (7298) 24,042,700 0

FUJI OOZX Inc. (7299) 2,055,950 0

ARAYA INDUSTRIAL CO.,LTD. (7305) 6,045,326 0

SHIMANO INC. (7309) 92,720,000 0

TS TECH CO.,LTD. (7313) 68,000,000 0

ODAWARA AUTO-MACHINE MFG.CO.,LTD. (7314) 3,079,200 0

IJT Technology Holdings Co.,Ltd. (7315) 49,154,282 0

NANSIN CO.,LTD. (7399) 7,708,000 0

Showa Aircraft Industry Co.,Ltd. (7404) 33,606,132 0

JAMCO CORPORATION (7408) 26,863,974 0

ATOM CORPORATION (7412) 184,559,297 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 9,000,000 Shares

PS 2 0 Shares 5 Shares



Sokensha Co.,Ltd. (7413) 705,500 0

ONOKEN CO.,LTD. (7414) 21,244,830 Exercise of CB 0 CB 19. 2 JPY 0 thou. JPY 5,000,000 thou. JPY

Haruyama Holdings Inc. (7416) 16,485,078 0

Nojima Co.,Ltd. (7419) 50,466,416 Exercise of Subscription Warrants 2,000 Sep. 2013 Resolution based 1 0 Shares


SATORI ELECTRIC CO.,LTD. (7420) 17,946,826 0

KAPPA・CREATE CO.,LTD. (7421) 49,414,578 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

TOHO LAMAC CO.,LTD. (7422) 5,120,700 0

HATSUHO SHOUJI CO.,LTD. (7425) 870,165 0

Yamadai Corporation (7426) 1,187,368 0

ECHO TRADING CO.,LTD. (7427) 6,036,546 0

Nov. 2017

- 85 -



Hakuto Co.,Ltd. (7433) 24,137,213 0

OTAKE CORPORATION (7434) 4,284,500 0

NADEX CO.,LTD. (7435) 9,605,800 0

KONDOTEC INC. (7438) 27,957,000 0

NAKAYAMAFUKU CO.,LTD. (7442) 20,214,480 0

YOKOHAMA GYORUI CO.,LTD. (7443) 6,290,000 0

Harima-Kyowa Co.,LTD. (7444) 5,441,568 0

RIGHT ON Co.,Ltd. (7445) 29,631,500 Exercise of Subscription Warrants 0 Nov. 2010 Resolution based 1 0 Shares


TOHOKU CHEMICAL Co.,LTD. (7446) 4,800,000 0

NAGAILEBEN Co.,Ltd. (7447) 38,236,000 0

JEANS MATE CORPORATION (7448) 16,101,466 0

SUNDAY CO.,LTD. (7450) 10,770,100 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares





Mitsubishi Shokuhin Co.,Ltd. (7451) 58,125,490 0

RYOHIN KEIKAKU CO.,LTD. (7453) 28,078,000 0

PARIS MIKI HOLDINGS Inc. (7455) 56,057,474 0

MATSUDA SANGYO Co.,Ltd. (7456) 28,908,581 0

DAIICHIKOSHO CO.,LTD. (7458) 57,234,200 0

MEDIPAL HOLDINGS CORPORATION (7459) 244,524,496 Exercise of CB 0 CB 22. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

YAGI & CO.,LTD. (7460) 10,568,000 0

KIMURA CO.,LTD. (7461) 15,180,000 0

DAIYA TSUSHO CO.,LTD. (7462) 822,200 0

ADVAN CO.,LTD. (7463) 53,812,692 0

SAFTEC CO.,LTD. (7464) 500,000 0

MAXVALU HOKKAIDO CO.,Ltd. (7465) 6,941,350 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares






SPK CORPORATION (7466) 5,226,900 0

HAGIWARA ELECTRIC CO.,LTD. (7467) 8,318,000 0

TOBA,INC. (7472) 5,000,000 0

ALBIS Co.,Ltd. (7475) 7,905,926 0

AS ONE CORPORATION (7476) 20,688,135 0

MURAKI CORPORATION (7477) 1,470,000 0

SUZUDEN CORPORATION (7480) 14,652,600 0

OIE SANGYO CO.,LTD. (7481) 9,255,000 0

SHIMOJIMA Co.,Ltd. (7482) 24,257,826 0

DOSHISHA CO.,LTD. (7483) 37,375,636 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

SANRIN CO.,LTD. (7486) 12,300,000 0

OZU CORPORATION (7487) 8,435,225 0

NISSIN SHOJI CO.,LTD. (7490) 7,600,000 0

KONAKA CO.,LTD. (7494) 31,146,685 0

NISHIKAWA KEISOKU Co.,Ltd. (7500) 3,432,475 0

TIEMCO LTD. (7501) 3,339,995 0

Nov. 2017

- 86 -



PLAZA CREATE HONSHA CO.,LTD. (7502) 13,836,258 0

KOHSOKU CORPORATION (7504) 20,973,920 0

FUSO DENTSU CO.,LTD. (7505) 1,740,245 0

HOUSE OF ROSE Co.,Ltd. (7506) 4,703,063 0

G-7 HOLDINGS Inc. (7508) 13,336,400 0

I.A GROUP CORPORATION (7509) 1,645,360 0

TAKEBISHI CORPORATION (7510) 14,798,600 0

Aeon Hokkaido Corporation (7512) 106,211,086 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares



Kojima Co.,Ltd. (7513) 77,912,716 0

HIMARAYA Co.,Ltd. (7514) 12,320,787 0

Maruyoshi Center Inc. (7515) 8,749,990 0

KOHNAN SHOJI CO.,LTD. (7516) 34,682,113 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

KURODA ELECTRIC CO.,LTD. (7517) 39,446,162 0

Net One Systems Co.,Ltd. (7518) 86,000,000 0

GOYO INTEX CO.,LTD. (7519) 20,203,174 0

Eco's Co.,Ltd. (7520) 11,648,917 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares







MUSASHI CO.,LTD. (7521) 7,950,000 0

WATAMI CO.,LTD. (7522) 41,686,780 Exercise of Subscription Warrants 0 Aug. 2008 Resolution based 1 0 Shares


ART VIVANT CO.,LTD. (7523) 15,463,816 0

MARCHE CORPORATION (7524) 8,550,400 0

RIX CORPORATION (7525) 8,640,000 0

SystemSoft Corporation (7527) 67,974,560 Exercise of Subscription Warrants 0 Oct. 2012 Resolution based 1 0 Shares

SEIWA CHUO HOLDINGS CORPORATION (7531) 3,922,000 0

Don Quijote Holdings Co.,Ltd. (7532) 158,193,160 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



MARUBUN CORPORATION (7537) 28,051,200 0

DAISUI CO.,LTD. (7538) 13,774,819 0

AINAVO HOLDINGS Co.,Ltd. (7539) 11,647,820 0

Three F Co.,Ltd. (7544) 7,707,095 0

NISHIMATSUYA CHAIN Co.,Ltd. (7545) 69,588,856 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares



ZENSHO HOLDINGS CO.,LTD. (7550) 149,640,445 0

WEDS CO.,LTD. (7551) 16,118,166 0

HAPPINET CORPORATION (7552) 24,050,000 0

KOURAKUEN HOLDINGS CORPORATION (7554) 16,774,841 0

Ota Floriculture Auction Co.,Ltd. (7555) 5,500,000 0

GLOBAL FOOD CREATORS CO.,LTD. (7559) 5,769,040 0

HURXLEY CORPORATION (7561) 11,025,032 0

ANRAKUTEI Co.,Ltd (7562) 2,150,434 0

Nov. 2017

- 87 -



WORKMAN CO.,LTD. (7564) 40,923,408 0

MANSEI CORPORATION (7565) 4,600,000 0

SAKAE ELECTRONICS CORPORATION (7567) 5,090,000 0

HASHIMOTO SOGYO HOLDINGS CO.,LTD. (7570) 9,678,660 0

YAMANO HOLDINGS CORPORATION (7571) 34,497,058 0

Japan Lifeline Co.,Ltd. (7575) 45,209,988 0

PASSPORT Co.,Ltd. (7577) 15,000,000 0

NICHIRYOKU CO.,LTD. (7578) 1,374,101 0

SAIZERIYA CO.,LTD. (7581) 52,272,342 0

KAN-NANMARU CORPORATION (7585) 4,351,308 0

PALTEK CORPORATION (7587) 11,849,899 0

TAKASHO CO.,LTD. (7590) 12,379,814 0

EXCEL CO.,LTD. (7591) 9,086,755 0

VT HOLDINGS CO.,LTD. (7593) 119,381,034 0

MARUKA MACHINERY CO.,LTD. (7594) 9,327,700 0

ARGO GRAPHICS Inc. (7595) 11,177,000 0

UORIKI CO.,LTD. (7596) 14,620,000 0

Tokyo Kiho Co.,Ltd. (7597) 447,856 0

IDOM Inc. (7599) 106,888,000 0

Japan Medical Dynamic Marketing,INC. (7600) 26,475,880 0

POPLAR CO.,Ltd. (7601) 11,787,822 0

Carchs Holdings Co.,Ltd. (7602) 24,087,009 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

MAC HOUSE CO.,LTD. (7603) 15,597,638 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

UMENOHANA CO.,LTD. (7604) 7,489,200 0

FUJI CORPORATION (7605) 10,485,000 0

UNITED ARROWS LTD. (7606) 30,213,676 0

Shinwa Co.,Ltd. (7607) 14,415,319 0

SK JAPAN CO.,LTD. (7608) 8,490,103 0

Daitron Co.,Ltd. (7609) 11,155,979 0

TAY TWO CO.,LTD. (7610) 54,492,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

HIDAY HIDAKA Corp. (7611) 28,899,331 0

Nuts Inc. (7612) 60,118,220 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares


SIIX CORPORATION (7613) 25,200,000 Exercise of CB 0 * CB 1 2,000 thou. JPY 5,997,000 thou. JPY


OM2Network Co.,Ltd. (7614) 7,335,634 0

KYOTO KIMONO YUZEN CO.,LTD. (7615) 15,498,200 0

COLOWIDE CO.,LTD. (7616) 75,284,041 0

PC DEPOT CORPORATION (7618) 52,622,400 0

TANAKA CO.,LTD. (7619) 8,832,000 0

UKAI CO.,LTD. (7621) 5,235,940 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

SUNAUTAS CO.,LTD. (7623) 3,230,500 0

Naito & Co.,Ltd. (7624) 54,789,510 0

GLOBAL-DINING,INC. (7625) 10,138,000 Exercise of Subscription Warrants 0 Oct. 2008 Resolution based 1 0 Shares



OHASHI TECHNICA INC. (7628) 16,240,040 0

ICHIBANYA CO.,LTD. (7630) 31,926,000 0

HOSHIIRYO-SANKI CO.,LTD. (7634) 3,601,681 0

SUGITA ACE CO.,LTD. (7635) 5,374,000 0

Nov. 2017

- 88 -



HANDSMAN CO.,LTD (7636) 14,509,800 0

Hakudo Co.,Ltd. (7637) 11,343,300 0

NEW ART Co.,Ltd. (7638) 332,527,514 0

TOP CULTURE Co.,Ltd. (7640) 12,688,000 0

DAIICHI CO.,LTD. (7643) 5,719,320 0

PLANT Co.,Ltd. (7646) 8,090,000 0

ONTSU Co.,Ltd. (7647) 196,915,645 Exercise of Subscription Warrants 1,346,000 Jun. 2005 Resolution based 1 0 Shares




SUGI HOLDINGS Co.,LTD. (7649) 63,330,838 0

Shimadzu Corporation (7701) 296,070,227 0

JMS CO.,LTD. (7702) 24,733,466 0

Kawasumi Laboratories,Incorporated (7703) 22,948,003 0

GL Sciences Inc. (7705) 11,190,000 0

Precision System Science Co.,Ltd. (7707) 23,066,900 0

KUBOTEK CORPORATION (7709) 13,830,000 0

SUKEGAWA ELECTRIC CO.,LTD. (7711) 6,710,000 0

SIGMA KOKI CO.,LTD. (7713) 7,552,628 Nov. 17 Retirement of Treasury Stocks -259,100

NAGANO KEIKI CO.,LTD. (7715) 19,432,984 0

NAKANISHI INC. (7716) 31,419,800 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares








V Technology Co.,Ltd. (7717) 5,026,300 0

STAR MICRONICS CO.,LTD. (7718) 47,033,234 Exercise of CB 0 CB 21. 6 JPY 0 thou. JPY 8,000,000 thou. JPY

TOKYO KOKI CO.LTD. (7719) 71,337,916 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

TOKYO KEIKI INC. (7721) 17,076,439 0

KOKUSAI CO.,LTD. (7722) 14,200,000 0

Aichi Tokei Denki Co.,Ltd. (7723) 5,140,000 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares







INTER ACTION Corporation (7725) 10,052,100 0

KURODA PRECISION INDUSTRIES LTD. (7726) 5,620,000 0

OVAL Corporation (7727) 26,180,000 0

TOKYO SEIMITSU CO.,LTD. (7729) 41,565,081 Exercise of Subscription Warrants 18,900 Jun. 2005 Resolution based 1 0 Shares







Nov. 2017

- 89 -











MANI,INC. (7730) 35,637,000 0

NIKON CORPORATION (7731) 400,878,921 0

TOPCON CORPORATION (7732) 108,085,842 0

OLYMPUS CORPORATION (7733) 342,691,224 0

RIKEN KEIKI CO.,LTD. (7734) 23,661,000 0

SCREEN Holdings Co.,Ltd. (7735) 50,794,866 0

CANON ELECTRONICS INC. (7739) 42,206,540 0

Tamron Co.,Ltd. (7740) 25,950,000 0

HOYA CORPORATION (7741) 385,736,420 Nov. 06 Retirement of Treasury Stocks -4,043,500

SEED CO.,LTD. (7743) 9,112,000 0

Noritsu Koki Co.,Ltd. (7744) 36,190,872 0

A&D Company,Limited (7745) 22,579,700 Exercise of Subscription Warrants 0 Aug. 2005 Resolution based 1 0 Shares

OKAMOTO GLASS CO.,LTD. (7746) 19,326,440 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

ASAHI INTECC CO.,LTD. (7747) 64,590,400 Exercise of Subscription Warrants 16,400 Aug. 2014 Resolution based 1 16,400 Shares

HOLON CO.,LTD. (7748) 3,340,500 0

MEDIKIT CO.,LTD. (7749) 9,440,000 0

CANON INC. (7751) 1,333,763,464 0

RICOH COMPANY,LTD. (7752) 744,912,078 0

SEKONIC HOLDINGS CORPORATION (7758) 1,880,000 0

IMV CORPORATION (7760) 16,957,016 0

Citizen Watch Co.,Ltd. (7762) 320,353,809 0

JECO CO.,LTD. (7768) 1,675,805 0

RHYTHM WATCH CO.,LTD. (7769) 9,385,093 0

Nihon Seimitsu Co.,Ltd. (7771) 18,768,999 0

Japan Tissue Engineering Co., Ltd. (7774) 40,610,200 0

DAIKEN MEDICAL CO.,LTD. (7775) 31,840,000 0

CellSeed Inc. (7776) 11,414,419 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares


3-D Matrix,Ltd. (7777) 23,979,100 Nov. 22 Third-Party Allotment, etc. 1,328,900








Ad Me Tech Co.,Ltd. (7778) 4,067,558 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares



CYBERDYNE,INC. (7779) 137,347,609 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 77,700,000 Shares



Nov. 2017

- 90 -



Menicon Co.,Ltd. (7780) 18,402,000 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares





HIRAYAMA HOLDINGS Co.,Ltd. (7781) 1,747,200 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares



Sincere Co.,LTD. (7782) 6,735,600 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares




KOWA CO.,LTD. (7807) 1,285,510 Nov. 28 Initial Listing 1,285,510




C.S. LUMBER CO.,INC (7808) 1,800,000 Nov. 15 Initial Listing 1,735,500

Nov. 30 Third-Party Allotment, etc. 64,500

KOTOBUKIYA CO.,LTD. (7809) 2,697,000 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Crossfor Co.,Ltd. (7810) 8,729,000 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

NAKAMOTO PACKS CO.,LTD. (7811) 4,086,660 0

CRESTEC Inc. (7812) 3,248,900 0

PLATZ Co.,Ltd. (7813) 931,500 0

JAPAN Creative Platform Group Co.,Ltd. (7814) 12,187,280 0

TOKYO BOARD INDUSTRIES CO.,LTD. (7815) 3,660,369 0

Snow Peak,Inc. (7816) 7,040,000 0

PARAMOUNT BED HOLDINGS CO.,LTD. (7817) 30,877,487 Exercise of CB 0 CB 18. 7 JPY 555,000 thou. JPY 9,445,000 thou. JPY

TRANSACTION CO.,Ltd. (7818) 28,898,800 0

SHO-BI Corporation (7819) 13,410,000 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

NIHON FLUSH CO.,LTD. (7820) 12,530,000 0

MAEDA KOSEN CO.,LTD. (7821) 32,236,300 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares



Eidai Co.,Ltd. (7822) 46,783,800 0

ARTNATURE INC. (7823) 34,393,200 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares


DUNLOP SPORTS CO.LTD. (7825) 29,000,000 0

FURUYA METAL CO.,LTD. (7826) 7,265,212 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares



ORVIS CORPORATION (7827) 1,732,000 0

Samantha Thavasa Japan Limited (7829) 35,296,000 0

Wellco Holdings Corporation (7831) 24,650,800 0

BANDAI NAMCO Holdings Inc. (7832) 222,000,000 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares


IFIS JAPAN LTD. (7833) 10,242,000 0

Maruman & Co.,Ltd. (7834) 17,228,201 0

AVIX,Inc. (7836) 24,197,000 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

R.C.CORE CO.,LTD. (7837) 4,508,700 0

KYORITSU PRINTING CO.,LTD. (7838) 48,635,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Nov. 2017

- 91 -







SHOEI CO.,LTD. (7839) 13,772,400 0

FRANCE BED HOLDINGS CO.,LTD. (7840) 42,397,500 0

ENDO MANUFACTURING CO.,LTD. (7841) 9,441,800 0

Marvelous Inc. (7844) 53,593,100 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

PILOT CORPORATION (7846) 46,814,400 0

GRAPHITE DESIGN INC. (7847) 6,945,600 0

Starts Publishing Corporation (7849) 1,920,000 0

SOUGOU SHOUKEN CO.,LTD. (7850) 3,060,110 0

KAWASE COMPUTER SUPPLIES CO,LTD. (7851) 5,160,000 0

Cardinal Co.,Ltd. (7855) 2,143,000 0

HAGIHARA INDUSTRIES INC. (7856) 14,897,600 Nov. 01 Stock Split 7,448,800

SEKI CO.,LTD. (7857) 4,508,000 0

ALMEDIO INC. (7859) 9,702,316 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares


Avex Inc. (7860) 45,062,600 0

TOPPAN FORMS CO.,LTD. (7862) 115,000,000 0

HIRAGA CO.,LTD. (7863) 4,015,585 0

FUJI SEAL INTERNATIONAL,INC. (7864) 60,161,956 0

People Co.,Ltd. (7865) 4,437,500 0

TOMY COMPANY,LTD. (7867) 96,290,850 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares






KOSAIDO Co.,Ltd. (7868) 24,922,600 0

NIHON FORM SERVICE CO.,LTD. (7869) 4,020,000 0

FUKUVI CHEMICAL INDUSTRY CO.,LTD. (7871) 20,688,425 0

As-me ESTELLE CO.,LTD. (7872) 11,459,223 0

ARRK CORPORATION (7873) 338,657,431 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 23,704,319 Shares

LEC,INC. (7874) 19,082,670 0

EIDAI KAKO CO.,LTD. (7877) 7,300,000 0

Kohsai Co.,Ltd. (7878) 396,000 0

NODA CORPORATION (7879) 17,339,200 0

Sun Messe Co.,Ltd. (7883) 17,825,050 0

TAKANO Co.,Ltd. (7885) 15,721,000 0

YAMATO INDUSTRY CO.,LTD. (7886) 10,171,797 0

NANKAI PLYWOOD CO.,LTD. (7887) 1,009,580 0

SANKO GOSEI LTD. (7888) 25,688,569 0

KUWAYAMA CORPORATION (7889) 10,331,546 0

JAPAN U-PICA COMPANY,LTD. (7891) 2,750,000 0

PRONEXUS INC. (7893) 33,444,451 0

CHUO KAGAKU CO.,LTD. (7895) 21,040,000 0

SEVEN INDUSTRIES CO.,LTD. (7896) 1,557,750 0

HOKUSHIN CO.,LTD. (7897) 28,373,005 0

WOOD ONE CO.,LTD. (7898) 9,841,969 0

Nov. 2017

- 92 -



MICS CHEMICAL CO.,LTD. (7899) 5,850,000 0

MATSUMOTO INC. (7901) 381,300 Nov. 01 Reverse Stock Split -3,431,700

SONOCOM CO.,LTD. (7902) 5,000,000 0

DAIKEN CORPORATION (7905) 25,175,043 0

YONEX CO.,LTD. (7906) 93,620,800 0

KIMOTO CO.,LTD. (7908) 54,772,564 0

TOPPAN PRINTING CO.,LTD. (7911) 699,412,481 Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 40,000,000 thou. JPY

Dai Nippon Printing Co.,Ltd. (7912) 324,240,346 0

Tosho Printing Company,Limited (7913) 43,133,904 0

Kyodo Printing Co.,Ltd. (7914) 9,020,000 Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 5,000,000 thou. JPY

Nissha Co.,Ltd. (7915) 50,756,048 Exercise of CB 1,371,657 CB 21. 3 JPY 3,030,000 thou. JPY 3,060,000 thou. JPY

MITSUMURA PRINTING CO.,LTD. (7916) 3,163,420 0

FUJIMORI KOGYO CO.,LTD. (7917) 19,267,760 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares








VIA Holdings,Inc. (7918) 30,617,500 Exercise of Subscription Warrants 400,000 Jul. 2017 Resolution based 1 400,000 Shares


Nozaki Insatsu Shigyo Co.,Ltd. (7919) 21,460,000 0

TAKARA PRINTING CO.,LTD. (7921) 12,936,793 0

SANKO SANGYO CO.,LTD. (7922) 7,378,800 0

TOIN CORPORATION (7923) 6,377,500 0

MAEZAWA KASEI INDUSTRIES CO.,LTD. (7925) 15,732,000 0

MUTO SEIKO CO. (7927) 7,739,548 0

ASAHI KAGAKU KOGYO CO.,LTD. (7928) 3,896,000 0

Nippi,Incorporated (7932) 2,889,000 0

ASICS Corporation (7936) 199,962,991 Exercise of CB 0 CB 19. 3 JPY 0 thou. JPY 30,000,000 thou. JPY

TSUTSUMI JEWELRY CO.,LTD. (7937) 20,080,480 0

REGAL CORPORATION (7938) 3,250,000 Exercise of Subscription Warrants 0 Jan. 2010 Resolution based 1 0 Shares








KENSOH CO.,LTD. (7939) 4,022,774 0

WAVELOCK HOLDINGS CO.,LTD. (7940) 11,120,538 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares



JSP Corporation (7942) 31,413,473 0

NICHIHA CORPORATION (7943) 37,324,264 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares





Nov. 2017

- 93 -






COMANY INC. (7945) 9,924,075 0

KOYOSHA INC. (7946) 1,400,100 0

FP CORPORATION (7947) 44,284,212 0

KOMATSU WALL INDUSTRY CO.,LTD. (7949) 10,903,240 0

YAMAHA CORPORATION (7951) 197,255,025 0

Kawai Musical Instruments Manufacturing Co.,Ltd. (7952) 9,011,560 0

KIKUSUI CHEMICAL INDUSTRIES CO.,LTD. (7953) 12,744,054 0

Cleanup Corporation (7955) 37,442,374 0

PIGEON CORPORATION (7956) 121,653,486 0

FUJICOPIAN CO.,LTD. (7957) 1,789,487 0

TENMA CORPORATION (7958) 27,813,026 0

KANEMATSU SUSTECH CORPORATION (7961) 4,149,200 0

KING JIM CO.,LTD. (7962) 32,459,692 0

KOKEN LTD. (7963) 5,104,003 0

Zojirushi Corporation (7965) 72,600,000 0

LINTEC Corporation (7966) 76,564,240 0

Shin-Etsu Polymer Co.,Ltd. (7970) 82,623,376 0

TOLI Corporation (7971) 66,829,249 0

ITOKI CORPORATION (7972) 52,143,948 0

Nintendo Co.,Ltd. (7974) 141,669,000 0

LIHIT LAB.,INC. (7975) 1,907,850 0

MITSUBISHI PENCIL COMPANY,LIMITED (7976) 64,286,292 0

SHOFU INC. (7979) 16,114,089 0

SHIGEMATSU WORKS CO.,LTD. (7980) 7,200,000 0

TAKARA STANDARD CO.,LTD. (7981) 73,937,194 0

Miroku Corporation (7983) 15,027,209 0

KOKUYO CO.,LTD. (7984) 128,742,463 0

NEPON Inc. (7985) 12,028,480 0

NIHON ISK Company,Limited (7986) 17,760,000 0

NAKABAYASHI CO.,LTD. (7987) 28,794,294 0

NIFCO INC. (7988) 53,754,477 Exercise of CB 0 CB 1 0 thou. JPY 20,000,000 thou. JPY

TACHIKAWA CORPORATION (7989) 20,763,600 0

GLOBERIDE,Inc. (7990) 12,000,000 0

MAMIYA-OP CO.,LTD (7991) 9,358,670 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares







The Sailor Pen Co.,Ltd. (7992) 12,521,961 0

OKAMURA CORPORATION (7994) 112,391,530 0

NIPPON VALQUA INDUSTRIES,LTD. (7995) 18,688,733 0

Kurogane Kosakusho Ltd. (7997) 1,857,113 0

MUTOH HOLDINGS CO.,LTD. (7999) 5,481,818 0

ITOCHU Corporation (8001) 1,662,889,504 0

Marubeni Corporation (8002) 1,737,940,900 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Nov. 2017

- 94 -





Scroll Corporation (8005) 34,818,050 0

YUASA FUNASHOKU Co.,Ltd. (8006) 4,897,723 0

Takashima & Co.,Ltd. (8007) 4,564,573 0

YONDOSHI HOLDINGS INC. (8008) 29,331,356 0

SANYO SHOKAI LTD. (8011) 12,622,934 0

NAGASE & CO.,LTD. (8012) 127,408,285 0

NAIGAI CO.,LTD. (8013) 8,217,281 0

CHORI CO.,LTD. (8014) 25,303,478 0

TOYOTA TSUSHO CORPORATION (8015) 354,056,516 0

ONWARD HOLDINGS CO.,LTD. (8016) 167,921,669 Exercise of Subscription Warrants 0 May 2006 Resolution based 1 0 Shares
















SANKYO SEIKO CO.,LTD. (8018) 60,000,000 0

KANEMATSU CORPORATION (8020) 84,500,202 0

Mizuno Corporation (8022) 26,578,243 0

DAIKO DENSHI TSUSHIN,LTD. (8023) 12,561,219 Exercise of CB 0 CB 1 0 thou. JPY 200,000 thou. JPY

TSUKAMOTO CORPORATION CO.,LTD. (8025) 4,069,747 0

FamilyMart UNY Holdings Co.,Ltd. (8028) 126,712,313 0

LOOK INCORPORATED (8029) 38,237,067 0

Chuo Gyorui Co.,Ltd. (8030) 4,315,300 0

MITSUI & CO.,LTD. (8031) 1,796,514,127 0

JAPAN PULP AND PAPER COMPANY LIMITED (8032) 15,021,551 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares






Tokyo Electron Limited (8035) 165,210,911 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares






Hitachi High-Technologies Corporation (8036) 137,738,730 0

KAMEI CORPORATION (8037) 37,591,969 0

Nov. 2017

- 95 -



TOHTO SUISAN CO.,LTD. (8038) 4,026,000 0

TSUKIJI UOICHIBA COMPANY,LIMITED (8039) 2,247,520 0

TOKYO SOIR CO.,LTD. (8040) 19,300,000 0

OUG Holdings Inc. (8041) 5,562,292 0

Starzen Company Limited (8043) 9,528,395 Exercise of CB 45,474 * CB 1 208,000 thou. JPY 3,785,000 thou. JPY

DAITO GYORUI CO.,LTD. (8044) 3,162,274 0

Yokohama Maruuo Co.,Ltd. (8045) 7,261,706 0

MARUFUJI SHEET PILING CO.,LTD. (8046) 4,000,000 0

SEIKO HOLDINGS CORPORATION (8050) 41,404,261 0

YAMAZEN CORPORATION (8051) 95,305,435 0

TSUBAKIMOTO KOGYO CO.,LTD. (8052) 6,497,969 0

SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) (8053) 1,250,602,867 0

Nihon Unisys,Ltd. (8056) 109,663,524 0

UCHIDA YOKO CO.,LTD. (8057) 10,419,371 0

Mitsubishi Corporation (8058) 1,590,076,851 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares






















DAIICHI JITSUGYO CO.,LTD. (8059) 11,086,400 0

Canon Marketing Japan Inc. (8060) 151,079,972 0

SEIKA CORPORATION (8061) 13,120,650 0

SATO SHOJI CORPORATION (8065) 21,799,050 0

MITANI CORPORATION (8066) 31,602,137 0

RYOYO ELECTRO CORPORATION (8068) 26,800,000 0

TOKYO SANGYO CO.,LTD. (8070) 28,678,486 0

JAPAN PUBLICATIONS TRADING CO.,LTD. (8072) 700,000 0

YUASA TRADING CO.,LTD. (8074) 23,155,882 0

Shinsho Corporation (8075) 8,860,562 0

KOBAYASHI METALS LIMITED (8077) 28,007,448 0

HANWA CO.,LTD. (8078) 42,332,640 0

SHOEI FOODS CORPORATION (8079) 21,159,914 0

KANADEN CORPORATION (8081) 30,310,000 0

Nov. 2017

- 96 -



Ryoden Corporation (8084) 22,824,977 0

NARASAKI SANGYO CO.,LTD. (8085) 26,628,000 0

NIPRO CORPORATION (8086) 171,459,479 Exercise of CB 0 CB 21. 1 JPY 0 thou. JPY 25,000,000 thou. JPY

FURUSATO INDUSTRIES,LTD. (8087) 14,574,366 0

IWATANI CORPORATION (8088) 50,273,005 Exercise of CB 0 CB 20. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

Nice Holdings,Inc. (8089) 9,656,119 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

SHOKO CO.,LTD. (8090) 112,714,687 0

NICHIMO CO.,LTD. (8091) 3,787,400 0

Kyokuto Boeki Kaisha,Limited (8093) 32,479,592 0

IWAKI CO.,LTD.IWAKI & CO.,LTD. (8095) 34,357,380 0

KANEMATSU ELECTRONICS LTD. (8096) 28,633,952 0

SAN-AI OIL CO.,LTD. (8097) 71,000,000 0

Inabata & Co.,Ltd. (8098) 63,499,227 0

GSI Creos Corporation (8101) 6,464,971 0

Meiwa Corporation (8103) 41,780,000 0

MARUSHO HOTTA CO.,LTD. (8105) 59,640,348 0

KIMURATAN CORPORATION (8107) 96,309,310 Exercise of Subscription Warrants 3,800,000 Oct. 2017 Resolution based 1 2,500,000 Shares

Oct. 2017 Resolution based 2 1,300,000 Shares


GOLDWIN INC. (8111) 11,912,043 0

UNICHARM CORPORATION (8113) 620,834,319 Exercise of CB 0 CB 20. 9 JPY 0 thou. JPY 50,000,000 thou. JPY

DESCENTE,LTD. (8114) 76,924,176 0

MOONBAT Co.,Ltd. (8115) 5,341,733 0

CENTRAL AUTOMOTIVE PRODUCTS LTD. (8117) 20,020,000 0

KING Co.,Ltd. (8118) 24,771,561 0

SANYEI CORPORATION (8119) 2,552,946 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares













T.KAWABE & CO.,LTD. (8123) 18,610,000 0

Wakita & Co.,LTD. (8125) 52,021,297 0

YAMATO INTERNATIONAL INC. (8127) 21,302,936 0

TOHO HOLDINGS CO.,LTD. (8129) 78,270,142 Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 15,000,000 thou. JPY

Sangetsu Corporation (8130) 67,000,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares



Mitsuuroko Group Holdings Co.,Ltd. (8131) 68,137,308 0

SINANEN HOLDINGS CO.,LTD. (8132) 15,150,591 0

ITOCHU ENEX CO.,LTD. (8133) 116,881,106 0

ZETT CORPORATION (8135) 20,102,000 0

Sanrio Company,Ltd. (8136) 89,065,301 0

Nov. 2017

- 97 -



SUN-WA TECHNOS CORPORATION (8137) 14,438,000 0

SANKYO KASEI CORPORATION (8138) 1,560,000 0

NAGAHORI CORPORATION (8139) 16,773,376 0

Ryosan Company,Limited (8140) 28,500,000 0

Shinko Shoji Co.,Ltd. (8141) 24,855,283 0

TOHO Co.,Ltd. (8142) 11,012,166 0

LAPINE CO.,LTD. (8143) 2,767,064 0

DENKYOSHA CO.,LTD. (8144) 6,665,021 0

TOMITA CO.LTD. (8147) 6,158,000 0

UEHARA SEI SHOJI CO.,LTD. (8148) 4,810,788 0

SANSHIN ELECTRONICS CO.,LTD. (8150) 29,281,373 0

TOYO Corporation (8151) 26,085,000 0

SOMAR CORPORATION (8152) 1,958,734 0

MOS FOOD SERVICES,INC. (8153) 32,009,910 0

KAGA ELECTRONICS CO.,LTD. (8154) 28,702,118 0

MIMASU SEMICONDUCTOR INDUSTRY CO.,LTD. (8155) 35,497,183 0

TSUZUKI DENKI CO.,LTD. (8157) 24,677,894 Nov. 30 Retirement of Treasury Stocks -1,000,000

SODA NIKKA CO.,LTD. (8158) 25,168,000 0

TACHIBANA ELETECH CO.,LTD. (8159) 26,025,242 0

KISOJI CO.,LTD. (8160) 25,913,889 0

SRS HOLDINGS CO.,LTD. (8163) 33,209,080 0

SENSHUKAI CO.,LTD. (8165) 52,230,393 Exercise of CB 0 CB 19. 4 JPY 0 thou. JPY 5,000,000 thou. JPY

Taka-Q Co.,Ltd. (8166) 24,470,822 0

RETAIL PARTNERS CO.,LTD. (8167) 40,373,259 0

Keiyo Co.,Ltd. (8168) 65,140,184 0

Joshin Denki Co.,Ltd. (8173) 28,784,033 0

NIPPON GAS CO.,LTD. (8174) 48,561,525 0

ROYAL HOLDINGS Co., Ltd. (8179) 40,204,189 0

Totenko Co.,Ltd. (8181) 2,572,871 0

Inageya Co.,Ltd. (8182) 52,381,447 0

SHIMACHU CO.,LTD. (8184) 47,889,104 0

CHIYODA CO.,LTD. (8185) 41,609,996 0

OTSUKA KAGU,LTD. (8186) 19,400,000 0

HIKARI FURNITURE Co.,Ltd. (8191) 3,740,000 0

LIFE CORPORATION (8194) 53,450,800 0

Maxvalu Tokai Co.,Ltd. (8198) 17,883,300 0

RINGER HUT CO.,LTD. (8200) 26,067,972 0

SAGAMI Co.,Ltd. (8201) 40,834,607 0

Laox CO.,LTD. (8202) 66,388,103 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


MrMax Holdings Ltd. (8203) 39,611,134 0

SHAKLEE GLOBAL GROUP,INC. (8205) 2,592,000 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares


TEN ALLIED Co.,Ltd. (8207) 26,579,527 Exercise of Subscription Warrants 0 Jul. 2009 Resolution based 1 0 Shares




ENCHO CO.,LTD. (8208) 13,714,995 0

FRIENDLY CORPORATION (8209) 13,599,281 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY


Nov. 2017

- 98 -



AOKI Holdings Inc. (8214) 90,649,504 0

GINZA YAMAGATAYA CO.,LTD. (8215) 1,804,471 0

OKUWA CO.,LTD. (8217) 45,237,297 0

KOMERI CO.,LTD. (8218) 54,409,168 0

AOYAMA TRADING Co.,Ltd. (8219) 55,394,016 0

Takachiho Co.,Ltd. (8225) 727,500 0

RIKEI CORPORATION (8226) 15,514,721 0

SHIMAMURA Co.,Ltd. (8227) 36,913,299 0

HASEGAWA CO.,LTD. (8230) 18,646,376 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares






Takashimaya Company,Limited (8233) 355,518,963 Exercise of CB 0 CB 18. 12 JPY 0 thou. JPY 40,000,000 thou. JPY


MATSUYA CO.,LTD. (8237) 53,289,640 0

H2O RETAILING CORPORATION (8242) 125,201,396 0

Kintetsu Department Store CO.,Ltd. (8244) 40,437,940 0

Daiwa Co.,Ltd. (8247) 6,003,400 0

TECHNO ASSOCIE Co.,Ltd. (8249) 20,036,400 0

PARCO CO.,LTD. (8251) 101,462,977 0

MARUI GROUP CO.,LTD. (8252) 233,660,417 0

Credit Saison Co.,Ltd. (8253) 185,444,772 0

Saikaya Department Store Co.,Ltd. (8254) 3,135,314 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,483,036 Shares

Axial Retailing Inc. (8255) 23,388,039 0

MARUMITSU CO.,LTD. (8256) 20,473,440 0

Sanyo Department Store Co.,Ltd. (8257) 810,000 0

IZUTSUYA CO.,LTD. (8260) 11,480,495 0

AEON CO.,LTD. (8267) 871,924,572 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares



IZUMI CO.,LTD. (8273) 71,665,200 0

TOBU STORE CO.,LTD. (8274) 6,362,644 0

FORVAL CORPORATION (8275) 27,732,622 0

HEIWADO CO.,LTD. (8276) 58,546,470 0

FUJI CO.,LTD. (8278) 37,910,560 Nov. 15 Public Offering 2,610,000

YAOKO CO.,LTD (8279) 40,013,722 0

XEBIO holdings CO.,LTD. (8281) 47,911,023 0

K'S HOLDINGS CORPORATION (8282) 112,053,478 Exercise of CB 0 CB 19. 12 JPY 3,000,000 thou. JPY 27,000,000 thou. JPY


PALTAC CORPORATION (8283) 63,553,485 0

MITANI SANGYO CO.,LTD. (8285) 57,176,000 0

MAXVALU NISHINIHON CO.,LTD. (8287) 26,255,109 Exercise of Subscription Warrants 3,800 May 2011 Resolution based 1 2,000 Shares






Olympic Group Corporation (8289) 23,354,223 0

Nov. 2017

- 99 -



NISSAN TOKYO SALES HOLDINGS CO.,LTD. (8291) 66,635,063 0

FAMILY INC. (8298) 6,529,114 0

Shinsei Bank,Limited (8303) 275,034,689 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares


Aozora Bank,Ltd. (8304) 118,289,418 0

Mitsubishi UFJ Financial Group,Inc. (8306) 14,027,694,920 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares






Resona Holdings, Inc. (8308) 2,324,118,091 0

Sumitomo Mitsui Trust Holdings,Inc. (8309) 390,348,640 0

Sumitomo Mitsui Financial Group,Inc. (8316) 1,414,443,390 0

The Daishi Bank,Ltd. (8324) 34,625,347 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares








The Hokuetsu Bank,Ltd. (8325) 24,514,280 0

The Chiba Bank,Ltd. (8331) 875,521,087 0

The Gunma Bank,Ltd. (8334) 460,888,177 Exercise of CB 0 CB 19. 10 USD 0 thou. USD 200,000 thou. USD

The Musashino Bank,Ltd. (8336) 33,805,456 0

The Chiba Kogyo Bank,Ltd. (8337) 62,222,045 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares


Tsukuba Bank,Ltd. (8338) 82,553,721 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 70,000,000 Shares

The 77 Bank,Ltd. (8341) 76,655,746 0

The Aomori Bank,Ltd. (8342) 20,512,161 0

THE AKITA BANK,LTD. (8343) 18,093,643 0

The Yamagata Bank,Ltd. (8344) 34,000,000 Exercise of CB 0 CB 19. 4 USD 0 thou. USD 100,000 thou. USD

The Bank of Iwate,Ltd. (8345) 18,497,786 Exercise of CB 0 CB 18. 7 USD 0 thou. USD 100,000 thou. USD

The Toho Bank,Ltd. (8346) 252,500,000 0

THE TOHOKU BANK,LTD. (8349) 9,509,963 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000,000 Shares

THE MICHINOKU BANK,LTD. (8350) 18,135,395 Exercise of CB 0 * CB 1 0 thou. JPY 6,996,000 thou. JPY

Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000,000 Shares

Fukuoka Financial Group,Inc. (8354) 859,761,868 0

THE SHIZUOKA BANK,LTD. (8355) 645,129,069 Exercise of CB 0 CB 18. 4 USD 0 thou. USD 500,000 thou. USD

The Juroku Bank,Ltd. (8356) 37,924,134 0

Suruga Bank Ltd. (8358) 232,139,248 0

The Hachijuni Bank,Ltd. (8359) 511,103,411 0

The Yamanashi Chuo Bank,Ltd. (8360) 174,915,000 0

The Ogaki Kyoritsu Bank,Ltd. (8361) 41,831,897 0

The Fukui Bank,Ltd. (8362) 24,144,669 0

The Hokkoku Bank,Ltd. (8363) 29,990,197 0

THE SHIMIZU BANK,LTD. (8364) 9,600,218 0

The Bank of Toyama,Ltd. (8365) 5,444,400 0

THE SHIGA BANK,LTD. (8366) 265,450,406 Exercise of CB 0 CB 20. 6 USD 0 thou. USD 200,000 thou. USD

Nov. 2017

- 100 -



The Nanto Bank,Ltd. (8367) 33,025,656 0

The Hyakugo Bank,Ltd. (8368) 254,119,000 0

The Bank of Kyoto,Ltd. (8369) 75,840,688 0

The Kiyo Bank,Ltd. (8370) 70,300,000 0

The Mie Bank,Ltd. (8374) 13,483,034 0

Hokuhoku Financial Group, Inc. (8377) 132,163,014 0

The Hiroshima Bank,Ltd. (8379) 312,633,171 0

The San-in Godo Bank,Ltd. (8381) 156,977,472 0

The Chugoku Bank,Limited (8382) 195,272,106 0

THE TOTTORI BANK,LTD. (8383) 9,619,938 0

The Iyo Bank,Ltd. (8385) 323,775,366 0

The Hyakujushi Bank,Ltd. (8386) 300,000,000 0

The Shikoku Bank Ltd. (8387) 43,300,000 0

The Awa Bank,Ltd. (8388) 226,200,000 0

THE OITA BANK,LTD. (8392) 16,243,634 Exercise of CB 0 CB 19. 12 USD 0 thou. USD 100,000 thou. USD

The Miyazaki Bank,Ltd. (8393) 17,633,400 0

THE BANK OF SAGA LTD. (8395) 17,135,909 0

The Eighteenth Bank,Limited (8396) 173,717,119 0

The Bank of Okinawa,Ltd. (8397) 24,240,000 0

Bank of The Ryukyus,Limited (8399) 38,508,470 0

Seven Bank,Ltd. (8410) 1,191,528,000 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares
















Mizuho Financial Group,Inc. (8411) 25,389,644,945 Exercise of Subscription Warrants 0 Jan. 2009 Resolution based 1 0 Shares







THE BANK OF KOCHI,LTD. (8416) 10,244,800 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,500,000 Shares

Yamaguchi Financial Group,Inc. (8418) 264,353,616 Exercise of CB 0 CB 18. 12 USD 0 thou. USD 300,000 thou. USD

CB 20. 3 USD 0 thou. USD 300,000 thou. USD





Nov. 2017

- 101 -




Accretive Co.,Ltd. (8423) 43,427,500 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


Fuyo General Lease Co.,Ltd. (8424) 30,287,810 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares










IBJ Leasing Company,Limited (8425) 42,649,000 0

Tokyo Century Corporation (8439) 106,624,620 0

Future Venture Capital Co.,Ltd. (8462) 8,902,600 Exercise of Subscription Warrants 0 Jul. 2009 Resolution based 1 0 Shares

SBI Holdings,Inc. (8473) 224,561,761 Exercise of CB 0 CB 20. 9 JPY 0 thou. JPY 20,000,000 thou. JPY


J Trust Co.,Ltd. (8508) 112,579,370 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares









Japan Securities Finance Co.,Ltd. (8511) 100,000,000 0

AIFUL CORPORATION (8515) 484,620,136 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Japan Asia Investment Company,Limited (8518) 17,884,392 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

POCKET CARD CO.,LTD. (8519) 79,323,844 0

THE NAGANO BANK,LTD. (8521) 9,258,856 Exercise of CB 0 * CB 1 0 thou. JPY 2,965,000 thou. JPY

The Bank of Nagoya,Ltd. (8522) 19,755,487 Exercise of CB 0 CB 20. 3 USD 0 thou. USD 100,000 thou. USD

North Pacific Bank,Ltd. (8524) 399,060,179 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



The Aichi Bank,Ltd. (8527) 10,943,240 0

The Daisan Bank,Ltd. (8529) 18,435,800 Exercise of CB 0 * CB 1 0 thou. JPY 6,989,000 thou. JPY

Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 6,000,000 Shares

The Chukyo Bank,Limited (8530) 21,745,958 0

THE TAIKO BANK,LTD. (8537) 9,671,400 0

The Ehime Bank,Ltd. (8541) 39,196,404 Exercise of CB 296,199 * CB 1 351,000 thou. JPY 3,695,000 thou. JPY

TOMATO BANK,LTD. (8542) 11,679,030 0

THE MINATO BANK,LTD. (8543) 41,095,197 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares






The Keiyo Bank,Ltd. (8544) 287,855,716 0

Nov. 2017

- 102 -



Kansai Urban Banking Corporation (8545) 73,791,891 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 73,000,000 Shares



THE TOCHIGI BANK,LTD. (8550) 109,608,000 0

The Kita-Nippon Bank,Ltd. (8551) 8,793,776 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares




THE TOWA BANK,LTD. (8558) 37,180,273 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 17,500,000 Shares


THE FUKUSHIMA BANK,LTD. (8562) 23,000,000 0

THE DAITO BANK,LTD. (8563) 12,701,462 0

RICOH LEASING COMPANY,LTD. (8566) 31,243,223 0

AEON Financial Service Co.,Ltd. (8570) 225,510,128 Exercise of CB 0 * CB 1 0 thou. JPY 30,000,000 thou. JPY

ACOM CO.,LTD. (8572) 1,596,282,800 0

JACCS CO.,LTD. (8584) 35,079,161 0

Orient Corporation (8585) 1,718,346,703 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares







Hitachi Capital Corporation (8586) 124,826,552 0

APLUS FINANCIAL Co.,Ltd. (8589) 1,524,211,152 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 30,250,000 Shares



ORIX CORPORATION (8591) 1,324,251,528 Exercise of Subscription Warrants 86,000 Jul. 2008 Resolution based 1 0 Shares


Mitsubishi UFJ Lease & Finance Company Limited (8593) 895,834,160 Exercise of Subscription Warrants 0 Sep. 2009 Resolution based 1 0 Shares









JAFCO Co.,Ltd. (8595) 32,550,000 0

KYUSHU LEASING SERVICE CO.,LTD. (8596) 25,952,374 0

TOMONY Holdings,Inc. (8600) 163,728,911 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares







Daiwa Securities Group Inc. (8601) 1,699,378,772 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares



Nov. 2017

- 103 -













Nomura Holdings, Inc. (8604) 3,822,562,601 0

OKASAN SECURITIES GROUP INC. (8609) 208,214,969 0

Marusan Securities Co.,Ltd. (8613) 67,398,262 0

TOYO SECURITIES CO.,LTD. (8614) 87,355,253 0

Tokai Tokyo Financial Holdings,Inc. (8616) 270,582,115 Nov. 10 Retirement of Treasury Stocks -10,000,000

The Kosei Securities Co.,Ltd. (8617) 9,486,400 0

Mito Securities Co.,Ltd. (8622) 75,689,033 0

Ichiyoshi Securities Co.,Ltd. (8624) 44,431,386 Exercise of Subscription Warrants 0 Oct. 2012 Resolution based 1 0 Shares





MATSUI SECURITIES CO.,LTD. (8628) 259,264,702 0

Sompo Holdings,Inc. (8630) 415,352,294 0

DSB Co.,Ltd. (8692) 25,657,400 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares









Japan Exchange Group,Inc. (8697) 549,069,100 0

Monex Group,Inc. (8698) 280,591,700 0

Sawada Holdings Co.,Ltd. (8699) 40,953,500 0

Maruhachi Securities Co.,Ltd. (8700) 40,429,708 0

kabu.com Securities Co.,Ltd. (8703) 338,732,665 0

TRADERS HOLDINGS CO.,LTD. (8704) 86,323,736 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


Okato Holdings,Inc. (8705) 9,965,047 0

KYOKUTO SECURITIES CO.,LTD. (8706) 32,779,000 0

IwaiCosmo Holdings,Inc. (8707) 25,012,800 0

AIZAWA SECURITIES CO.,LTD. (8708) 49,525,649 0

INVAST SECURITIES CO.,LTD. (8709) 5,904,400 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares


FIDEA Holdings Co.Ltd. (8713) 181,421,226 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 25,000,000 Shares

Senshu Ikeda Holdings,Inc. (8714) 281,008,632 Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares



Nov. 2017

- 104 -








Anicom Holdings,Inc. (8715) 17,972,800 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares


MS&AD Insurance Group Holdings,Inc. (8725) 593,291,754 0

Sony Financial Holdings Inc. (8729) 435,027,513 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares

MONEY PARTNERS GROUP CO.,LTD. (8732) 33,779,900 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares

Akatsuki Corp. (8737) 20,769,535 Exercise of Subscription Warrants 62,875 Feb. 2016 Resolution based 1 0 Shares




SPARX Group Co.,Ltd. (8739) 209,562,300 Exercise of Subscription Warrants 0 Apr. 2007 Resolution based 1 0 Shares


FUJITOMI CO.,LTD. (8740) 6,860,000 0

KOBAYASHI YOKO CO.,LTD. (8742) 10,094,644 0

DAIICHI COMMODITIES CO.,LTD. (8746) 16,227,207 0

YUTAKA SHOJI CO.,LTD. (8747) 8,897,472 0

Dai-ichi Life Holdings,Inc. (8750) 1,198,023,000 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares







Tokio Marine Holdings,Inc. (8766) 748,024,375 0

Advantage Risk Management Co.,Ltd. (8769) 17,088,400 Exercise of Subscription Warrants 4,000 Sep. 2014 Resolution based 1 4,000 Shares

eGuarantee,Inc. (8771) 10,524,600 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares






ASAX CO.,LTD. (8772) 10,993,500 0

GFA Co.,Ltd. (8783) 8,934,800 Exercise of Subscription Warrants 504,000 Jun. 2017 Resolution based 1 504,000 Shares

UCS CO.,LTD. (8787) 18,807,700 0

FinTech Global Incorporated (8789) 161,936,300 Exercise of Subscription Warrants 1,000 Dec. 2008 Resolution based 1 0 Shares








NEC Capital Solutions Limited (8793) 21,533,400 0

T&D Holdings, Inc. (8795) 655,000,000 Exercise of CB 0 CB 20. 6 JPY 0 thou. JPY 30,000,000 thou. JPY



Nov. 2017

- 105 -







Advance Create Co.,Ltd. (8798) 10,999,100 0

Mitsui Fudosan Co.,Ltd. (8801) 991,424,727 0

Mitsubishi Estate Company,Limited (8802) 1,390,908,105 0

HEIWA REAL ESTATE CO.,LTD. (8803) 40,059,996 0

Tokyo Tatemono Co.,Ltd. (8804) 216,963,374 0

DAIBIRU CORPORATION (8806) 116,851,049 0

Keihanshin Building Co.,Ltd. (8818) 53,998,798 0

Sumitomo Realty & Development Co.,Ltd. (8830) 476,085,978 0

TAIHEIYO KOUHATSU INCORPORATED (8835) 7,783,448 0

RISE Inc. (8836) 96,013,277 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 6,244,307 Shares

DAIKYO INCORPORATED (8840) 84,354,273 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,000,000 Shares

TOC Co.,Ltd. (8841) 136,879,352 0

TOKYO RAKUTENCHI CO.,LTD. (8842) 6,511,218 0

COSMOS INITIA Co.,Ltd. (8844) 33,911,219 0

LEOPALACE21 CORPORATION (8848) 252,682,515 Exercise of Subscription Warrants 0 Jul. 2009 Resolution based 1 0 Shares

STARTS CORPORATION INC. (8850) 53,998,205 0

URBAN LIFE Co.,Ltd. (8851) 3,151,300 0

The Japan Living Service Co.,LTD. (8854) 1,989,845 0

FUJI CORPORATION LIMITED (8860) 36,849,912 Exercise of Subscription Warrants 0 Aug. 2017 Resolution based 1 0 Shares

AIRPORT FACILITIES Co.,LTD. (8864) 54,903,750 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



Meiwa Estate Company Limited (8869) 24,893,734 0

GOLDCREST Co.,Ltd. (8871) 35,784,000 0

Relo Group,Inc. (8876) 152,951,200 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares


NIHON ESLEAD CORPORATION (8877) 15,465,600 0

NISSHIN FUDOSAN Co.,Ltd. (8881) 46,951,260 0

L'attrait Co.,Ltd. (8885) 5,275,000 0

WOOD FRIENDS CO.,Ltd. (8886) 1,480,000 0

RIBERESUTE CORPORATION (8887) 11,990,000 0

Apamanshop Holdings Co.,Ltd. (8889) 18,278,060 0

Raysum Co.,Ltd. (8890) 46,081,400 0

MG HOME CO.,LTD. (8891) 2,906,048 0

ES-CON JAPAN Ltd. (8892) 70,084,887 Exercise of Subscription Warrants 216,000 Oct. 2013 Resolution based 1 216,000 Shares

SHIN-NIHON TATEMONO CO.,LTD. (8893) 19,914,617 0

HARAKOSAN CO.,LTD. (8894) 73,692,398 0

Takara Leben CO.,LTD. (8897) 124,000,000 0

CENTURY21 REAL ESTATE OF JAPAN LTD. (8898) 11,325,000 0

Sunwood Corporation (8903) 4,894,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares


SANYO HOUSING NAGOYA CO.,LTD. (8904) 14,884,300 0

AEON Mall Co.,Ltd. (8905) 227,428,989 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares




Nov. 2017

- 106 -









MAINICHI COMNET CO.,LTD. (8908) 18,000,000 0

Shinoken Group Co.,Ltd. (8909) 17,980,600 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares


Area Quest Inc. (8912) 22,500,000 0

Arealink Co.,Ltd. (8914) 12,576,300 0

First Juken Co,.Ltd. (8917) 16,901,900 Exercise of Subscription Warrants 0 Feb. 2010 Resolution based 1 0 Shares



LAND Co.,Ltd. (8918) 775,974,000 Conversion of Preferred Stock, etc. 28,500,000 PS 1 285,000 Shares 2,750,000 Shares



TOSHO CO.,LTD. (8920) 38,315,000 0

Japan Asset Marketing Co.,Ltd. (8922) 774,645,947 Nov. 15 Third-Party Allotment, etc. 261,794,629

TOSEI CORPORATION (8923) 48,284,000 0

ARDEPRO Co.,Ltd. (8925) 277,657,459 Exercise of CB 0 CB 3 0 thou. JPY 400,000 thou. JPY Redemption 700,000 thou. JPY


MEIHO ENTERPRISE CO.,LTD. (8927) 24,661,000 0

ANABUKI KOSAN INC. (8928) 5,767,800 0

Aoyama Zaisan Networks Company,Limited (8929) 11,963,500 0

WADAKOHSAN CORPORATION (8931) 10,000,000 0

NTT URBAN DEVELOPMENT CORPORATION (8933) 329,120,000 0

Sun Frontier Fudousan Co.,Ltd. (8934) 42,755,500 0

FJ NEXT CO.,LTD. (8935) 34,646,500 0

LC Holdings,Inc. (8938) 5,560,400 0

INTELLEX Co.,Ltd. (8940) 8,878,100 Exercise of Subscription Warrants 6,700 Oct. 2015 Resolution based 1 6,700 Shares

LAND BUSINESS CO.,LTD. (8944) 26,780,800 0

Japan Corporate Housing Service Inc. (8945) 10,548,400 Exercise of Subscription Warrants 2,800 May 2012 Resolution based 1 0 Shares










ASIAN STAR CO. (8946) 18,008,200 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares


Makoto Construction CO,Ltd (8995) 2,012,000 0

Grandy House Corporation (8999) 30,823,200 0

TOBU RAILWAY CO.,LTD. (9001) 215,108,121 0

Sotetsu Holdings,Inc. (9003) 98,145,499 0

TOKYU CORPORATION (9005) 624,869,876 0

Keikyu Corporation (9006) 275,760,547 0

Nov. 2017

- 107 -



Odakyu Electric Railway Co.,Ltd. (9007) 368,497,717 0

Keio Corporation (9008) 128,550,830 0

Keisei Electric Railway Co.,Ltd. (9009) 172,411,185 0

FUJI KYUKO CO.,LTD. (9010) 54,884,738 0

Chichibu Railway Co.,Ltd. (9012) 1,500,000 0

Shin-Keisei Electric Railway Co.,Ltd. (9014) 11,023,228 0

Niigata Kotsu Co.,Ltd. (9017) 3,864,000 0

East Japan Railway Company (9020) 385,655,500 0

West Japan Railway Company (9021) 193,735,000 0

Central Japan Railway Company (9022) 206,000,000 0

SEIBU HOLDINGS INC. (9024) 342,124,820 0

Konoike Transport Co.,Ltd. (9025) 56,933,332 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



ZERO Inc.ZERO CO.,LTD. (9028) 17,560,242 0

HIGASHI TWENTY ONE CO.,LTD. (9029) 13,094,700 0

Nishi-Nippon Railroad Co.,Ltd. (9031) 79,360,186 0

Hiroshima Electric Railway Co.,Ltd. (9033) 30,445,500 0

NANSO Transport Co.,Ltd. (9034) 5,000,000 0

TOHBU NETWORK CO.,LTD. (9036) 5,749,000 0

HAMAKYOREX CO.,LTD. (9037) 19,012,000 0

Sakai Moving Service Co.,Ltd. (9039) 21,162,000 0

Kintetsu Group Holdings Co.,Ltd. (9041) 190,662,061 0

Hankyu Hanshin Holdings,Inc. (9042) 254,281,385 0

Nankai Electric Railway Co.,Ltd. (9044) 113,402,446 0

Keihan Holdings Co.,Ltd. (9045) 113,182,703 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 20,000,000 thou. JPY

Kobe Electric Railway Co.,Ltd. (9046) 8,061,566 0

Nagoya Railroad Co., Ltd. (9048) 184,731,708 Exercise of CB 777,202 CB 23. 10 JPY 1,500,000 thou. JPY 23,490,000 thou. JPY


Keifuku Electric Railroad Co.,Ltd. (9049) 2,000,000 0

SENKON LOGISTICS CO.,LTD (9051) 5,651,000 Exercise of Subscription Warrants 0 Oct. 2010 Resolution based 1 0 Shares


Sanyo Electric Railway Co.,Ltd. (9052) 22,330,598 0

ALPS LOGISTICS CO.,LTD. (9055) 35,474,400 0

ENSHU TRUCK CO.,LTD. (9057) 7,546,000 0

TRANCOM CO.,LTD. (9058) 10,324,150 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares


Kanda Holdings Co.,Ltd (9059) 11,654,360 0

JAPAN LOGISTIC SYSTEMS CORP. (9060) 1,383,310 0

NIPPON EXPRESS CO.,LTD. (9062) 99,800,000 0

Okayamaken Freight Transportation CO.,LTD. (9063) 22,000,000 0

YAMATO HOLDINGS CO.,LTD. (9064) 411,339,992 0

SANKYU INC. (9065) 65,215,606 0

NISSIN CORPORATION (9066) 20,272,769 0

MARUWN CORPORATION (9067) 28,965,449 0

Maruzen Showa Unyu Co.,Ltd. (9068) 98,221,706 Exercise of CB 0 * CB 5 132,000 thou. JPY 4,218,000 thou. JPY

SENKO Group Holdings Co.,Ltd. (9069) 152,861,921 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 10,000,000 thou. JPY




Nov. 2017

- 108 -





TONAMI HOLDINGS CO.,LTD. (9070) 9,761,011 0

NIKKON Holdings Co.,Ltd. (9072) 68,239,892 0

Kyogoku unyu shoji Co.,Ltd. (9073) 3,200,000 0

Japan Oil Transportation Co.,Ltd. (9074) 3,322,935 0

FUKUYAMA TRANSPORTING CO.,LTD. (9075) 55,770,363 0

SEINO HOLDINGS CO.,LTD. (9076) 207,679,783 Exercise of CB 0 CB 18. 10 JPY 0 thou. JPY 10,000,000 thou. JPY

S LINE CO.,LTD. (9078) 11,095,203 0

Kanagawa Chuo Kotsu Co.,Ltd. (9081) 12,600,000 0

Daiwa Motor Transportation Co.,Ltd. (9082) 5,250,000 0

Shinki Bus Co.,Ltd. (9083) 6,172,000 0

Hitachi Transport System,Ltd. (9086) 111,776,714 0

TAKASE CORPORATION (9087) 1,054,513 0

MARUWA UNYU KIKAN CO.,LTD. (9090) 32,093,480 Exercise of Subscription Warrants 800 Nov. 2012 Resolution based 1 0 Shares


Chilled & Frozen Logistics Holdings Co.,Ltd. (9099) 25,690,766 0

Nippon Yusen Kabushiki Kaisha (9101) 170,055,098 0

Mitsui O.S.K.Lines,Ltd. (9104) 120,628,611 Exercise of CB 0 CB 18. 4 USD 0 thou. USD 300,000 thou. USD

CB 20. 4 USD 0 thou. USD 200,000 thou. USD

Kawasaki Kisen Kaisha,Ltd. (9107) 93,938,229 Exercise of CB 0 CB 18. 9 JPY 0 thou. JPY 50,000,000 thou. JPY

NS United Kaiun Kaisha,Ltd. (9110) 23,970,679 0

MEIJI SHIPPING CO.,LTD. (9115) 36,000,000 0

IINO KAIUN KAISHA,LTD. (9119) 111,075,980 0

TAMAI STEAMSHIP CO.,LTD (9127) 19,320,000 0

KYOEI TANKER CO.,LTD. (9130) 3,825,000 0

TOEI REEFER LINE LTD. (9133) 6,050,000 0

Kyushu Railway Company (9142) 160,000,000 0

Kuribayashi Steamship Co.,Ltd. (9171) 12,739,696 0

Tokai Kisen Co.,Ltd. (9173) 2,200,000 0

Sado Steam Ship Co.,Ltd. (9176) 14,275,450 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares






KAWASAKI KINKAI KISEN KAISHA,LTD. (9179) 2,952,500 0

Tokyo Kisen Co.,Ltd. (9193) 10,010,000 0

Japan Airlines Co.,Ltd. (9201) 353,715,800 0

ANA HOLDINGS INC. (9202) 351,642,525 Exercise of CB 0 CB 22. 9 JPY 0 thou. JPY 70,000,000 thou. JPY


Star Flyer Inc. (9206) 2,865,640 0

PASCO CORPORATION (9232) 73,851,334 0

Asia Air Survey Co.,Ltd. (9233) 18,614,000 0

Nishimoto Co.,Ltd. (9260) 14,353,140 Nov. 01 Third-Party Allotment, etc. 9,900

KUBODERA CO.,LTD. (9261) 1,978,400 0

SILVER LIFE CO.,LTD. (9262) 2,606,100 Nov. 20 Third-Party Allotment, etc. 97,500

Exercise of Subscription Warrants 2,600 May 2015 Resolution based 1 2,600 Shares

VISIONARYHOLDINGS CO.,LTD. (9263) 158,931,034 Nov. 01 Initial Listing 158,931,034

Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1 Shares

Nov. 2017

- 109 -




PS 3 0 Shares 56,603 Shares



Puequ CO.,LTD. (9264) 1,687,600 Nov. 28 Initial Listing 1,687,600



Mitsubishi Logistics Corporation (9301) 87,960,739 0

MITSUI-SOKO HOLDINGS Co.,Ltd. (9302) 124,415,013 0

The Sumitomo Warehouse Co.,Ltd. (9303) 176,373,231 0

The Shibusawa Warehouse Co.,Ltd. (9304) 15,217,747 0

Yamatane Corporation (9305) 11,344,181 0

Toyo Logistics Co.,Ltd. (9306) 39,324,953 0

Sugimura Warehouse Co.,Ltd. (9307) 16,176,310 Exercise of Subscription Warrants 31,000 Sep. 2013 Resolution based 1 24,000 Shares


Inui Global Logistics Co.,Ltd. (9308) 26,072,960 0

Japan Transcity Corporation (9310) 67,142,417 0

ASAGAMI CORPORATION (9311) 1,418,000 0

THE KEIHIN CO.,LTD. (9312) 6,536,445 0

Maruhachi Warehouse Company Limited (9313) 7,300,000 0

Asia Development Capital Co.Ltd. (9318) 472,435,456 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares


Chuo Warehouse Co.,Ltd. (9319) 19,064,897 0

KAWANISHI WAREHOUSE CO.,LTD. (9322) 8,258,322 0

Yasuda Logistics Corporation (9324) 30,360,000 0

PHYZ inc. (9325) 5,045,000 0

TOYO WHARF & WAREHOUSE CO.,LTD. (9351) 7,740,000 0

SAKURAJIMA FUTO KAISHA,LTD. (9353) 15,400,000 0

RINKO CORPORATION (9355) 2,700,000 0

Utoc Corporation (9358) 43,448,099 0

SUZUYO SHINWART CORPORATION (9360) 3,000,000 0

FUSHIKI KAIRIKU UNSO CO.,LTD. (9361) 2,615,400 0

HYOKI KAIUN KAISHA,LTD. (9362) 1,224,000 0

DAIUN CO.,LTD. (9363) 6,228,039 0

Kamigumi Co.,Ltd. (9364) 137,172,837 0

TRADIA CORPORATION (9365) 1,470,000 0

SANRITSU CORPORATION (9366) 6,006,373 0

DAITO KOUN CO.,LTD. (9367) 9,389,000 0

KIMURA UNITY CO.,LTD. (9368) 12,070,000 0

K.R.S.Corporation (9369) 12,677,900 0

Yusen Logistics Co.,Ltd. (9370) 42,220,800 0

Kintetsu World Express,inc. (9375) 72,000,000 0

EURASIA TRAVEL Co.,Ltd. (9376) 3,690,000 0

AGP CORPORATION (9377) 13,950,000 0

Azuma Shipping Co.,Ltd. (9380) 28,923,000 0

AIT CORPORATION (9381) 19,754,400 0

NAIGAI TRANS LINE LTD. (9384) 10,698,000 0

SHOEI CORPORATION (9385) 6,850,000 0

NIPPON CONCEPT CORPORATION (9386) 13,098,000 0

PAPANETS CO.,Ltd. (9388) 172,500 0

Nov. 2017

- 110 -



TOKYO BROADCASTING SYSTEM HOLDINGS,INC. (9401) 190,434,968 0

Nippon Television Holdings,Inc. (9404) 263,822,080 0

ASAHI BROADCASTING CORPORATION (9405) 41,833,000 0

BROADCASTING SYSTEM OF NIIGATA INCORPORATED (9408) 6,000,000 0

TV Asahi Holdings Corporation (9409) 108,529,000 0

SKY Perfect JSAT Holdings Inc. (9412) 344,603,700 0

TV TOKYO Holdings Corporation (9413) 28,779,500 0

Nippon BS Broadcasting Corporation (9414) 17,802,832 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

VISION INC. (9416) 16,278,000 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares


Smartvalue Co.,Ltd. (9417) 2,262,000 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

U-NEXT Co.,Ltd. (9418) 16,485,000 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

WirelessGate,Inc. (9419) 10,550,800 Exercise of Subscription Warrants 0 Jan. 2009 Resolution based 1 0 Shares




NJ Holdings Inc. (9421) 2,675,200 0

CONEXIO Corporation (9422) 44,737,938 0

Forval RealStraight Inc. (9423) 23,401,800 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

Japan Communications Inc. (9424) 158,328,239 Exercise of Subscription Warrants 950,000 Jul. 2016 Resolution based 1 950,000 Shares

NIPPON TELEPHONE INC. (9425) 3,409,000 0

CROPS CORPORATION (9428) 9,597,400 0

NIPPON TELEGRAPH AND TELEPHONE CORPORATION (9432) 1,417,596,270 0

KDDI CORPORATION (9433) 2,587,213,525 0

HIKARI TSUSHIN,INC. (9435) 47,749,642 Exercise of Subscription Warrants 0 Feb. 2008 Resolution based 1 0 Shares







OKINAWA CELLULAR TELEPHONE COMPANY (9436) 27,342,000 0

NTT DOCOMO,INC. (9437) 3,899,563,000 0

MTI Ltd. (9438) 60,855,200 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares



M･H･GROUP LTD. (9439) 11,332,100 0

Bell-Park Co.,Ltd. (9441) 6,732,600 0

TOSHIN CORPORATION (9444) 6,431,560 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares


FORVAL TELECOM,INC. (9445) 16,693,200 0

SAKAI Holdings CO.,LTD (9446) 10,956,500 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares


GMO internet Inc. (9449) 115,096,887 0

Aidma Marketing Communication Corporation (9466) 13,520,000 0

AlphaPolis Co.,Ltd. (9467) 4,843,700 0

KADOKAWA DWANGO CORPORATION (9468) 70,892,060 0

GAKKEN HOLDINGS CO.,LTD. (9470) 10,595,808 0

ZENRIN CO.,LTD. (9474) 38,200,910 0

Shobunsha Publications,Inc. (9475) 18,178,173 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

Nov. 2017

- 111 -






CHUOKEIZAI-SHA HOLDINGS,INC. (9476) 4,398,464 0

SE Holdings and Incubations Co.,Ltd. (9478) 23,484,226 0

Impress Holdings, Inc. (9479) 37,371,500 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

Tokyo Electric Power Company Holdings,Incorporated (9501) 1,607,017,531 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,600,000,000 Shares


Chubu Electric Power Company,Incorporated (9502) 758,000,000 0

The Kansai Electric Power Company,Incorporated (9503) 938,733,028 0

The Chugoku Electric Power Company,Incorporated (9504) 371,055,259 Exercise of CB 0 CB 18. 3 JPY 0 thou. JPY 50,000,000 thou. JPY


Hokuriku Electric Power Company (9505) 210,333,694 0

Tohoku Electric Power Company,Incorporated (9506) 502,882,585 Exercise of CB 0 CB 18. 12 JPY 0 thou. JPY 50,000,000 thou. JPY


Shikoku Electric Power Company,Incorporated (9507) 223,086,202 0

Kyushu Electric Power Company,Incorporated (9508) 474,183,951 Exercise of CB 0 CB 20. 3 JPY 0 thou. JPY 75,000,000 thou. JPY


Hokkaido Electric Power Company,Incorporated (9509) 215,291,912 0

The Okinawa Electric Power Company,Incorporated (9511) 43,373,688 0

Electric Power Development Co.,Ltd. (9513) 183,051,100 0

EF-ON INC. (9514) 17,831,110 Exercise of Subscription Warrants 60,500 Nov. 2014 Resolution based 1 8,500 Shares


eREX Co.,Ltd. (9517) 50,598,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares


RENOVA,Inc. (9519) 18,383,100 Exercise of Subscription Warrants 0 Feb. 2008 Resolution based 1 0 Shares













TOKYO GAS CO.,LTD. (9531) 458,073,259 0

OSAKA GAS CO.,LTD. (9532) 416,680,000 0

TOHO GAS CO.,LTD. (9533) 106,351,285 0

HOKKAIDO GAS CO.,LTD. (9534) 88,691,638 0

HIROSHIMA GAS CO.,LTD. (9535) 67,998,590 0

SAIBU GAS CO.,LTD. (9536) 37,187,567 0

HOKURIKU GAS CO.,LTD. (9537) 4,800,000 0

KEIYO GAS CO.,LTD. (9539) 54,675,000 0

SHIZUOKA GAS CO.,LTD. (9543) 76,192,950 0

METAWATER Co.,Ltd. (9551) 25,923,500 0

I-NET CORP. (9600) 16,242,424 0

Shochiku Co.,Ltd. (9601) 13,937,857 0

Nov. 2017

- 112 -



TOHO CO.,LTD (9602) 188,990,633 0

H.I.S.Co.,Ltd. (9603) 68,522,936 Exercise of CB 0 CB 19. 8 JPY 0 thou. JPY 20,000,000 thou. JPY


TOEI COMPANY,LTD. (9605) 14,768,909 0

WILSON LEARNING WORLDWIDE INC. (9610) 5,154,580 0

LUCKLAND CO.,LTD. (9612) 7,864,000 0

NTT DATA CORPORATION (9613) 1,402,500,000 0

KYORITSU MAINTENANCE CO.,LTD. (9616) 39,177,195 Exercise of CB 72,859 CB 3 141,000 thou. JPY 80,000 thou. JPY

* CB 4 0 thou. JPY 20,000,000 thou. JPY

ICHINEN HOLDINGS CO.,LTD. (9619) 24,612,227 0

CTI Engineering Co.,Ltd. (9621) 14,159,086 0

SPACE CO.,LTD. (9622) 24,182,109 0

CHODAI CO.,LTD. (9624) 9,416,000 0

CERESPO CO.,LTD. (9625) 2,851,750 0

AIN HOLDINGS INC. (9627) 35,428,212 0

SAN HOLDINGS,INC. (9628) 6,082,008 0

PCA CORPORATION (9629) 7,700,000 0

TOKYU RECREATION CO.,LTD. (9631) 31,937,474 0

Subaru Enterprise Co.,Ltd. (9632) 2,662,000 0

TOKYO THEATRES COMPANY,INCORPORATED (9633) 8,013,000 0

Musashino Kogyo Co.,Ltd. (9635) 1,050,000 0

Kin-Ei Corp. (9636) 2,821,000 0

O S CO.,LTD. (9637) 3,200,000 0

SANKYO FRONTIER CO.,LTD. (9639) 11,678,400 0

SAISON INFORMATION SYSTEMS CO.,LTD. (9640) 16,200,000 0

SACOS CORPORATION (9641) 43,866,681 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares




TANABE MANAGEMENT CONSULTING CO.,LTD. (9644) 8,754,200 0

KYOWA ENGINEERING CONSULTANTS CO.,LTD. (9647) 586,100 0

Japan Process Development Co.,Ltd. (9651) 5,322,510 0

GREENLAND RESORT COMPANY LIMITED (9656) 10,346,683 0

BUSINESS BRAIN SHOWA･OTA INC. (9658) 8,000,000 0

Kabuki-Za Co.,Ltd. (9661) 12,170,000 0

NAGAWA CO.,Ltd (9663) 16,357,214 0

YOMIURI LAND.CO.,LTD. (9671) 8,352,202 0

TOKYOTOKEIBA CO.,LTD. (9672) 28,764,854 0

KAGETSUENKANKO Co.,Ltd. (9674) 1,766,600 0

Joban Kosan Co.,Ltd. (9675) 8,808,778 0

KANAMOTO CO.,LTD. (9678) 36,092,241 0

HORAI Co.,Ltd. (9679) 1,404,000 0

TOKYO DOME CORPORATION (9681) 95,857,420 0

DTS CORPORATION (9682) 25,222,266 0

SQUARE ENIX HOLDINGS CO.,LTD. (9684) 122,394,896 Exercise of Subscription Warrants 7,800 Jul. 2008 Resolution based 1 0 Shares






Nov. 2017

- 113 -







KYCOM HOLDINGS CO.,LTD. (9685) 5,115,492 0

TOYO TEC CO.,LTD. (9686) 11,440,000 0

KSK CO.,LTD (9687) 7,636,368 0

RYOMO SYSTEMS CO.,LTD. (9691) 3,510,000 0

COMPUTER ENGINEERING & CONSULTING LTD. (9692) 18,800,000 0

THE KAMOGAWA GRAND HOTEL,LTD. (9695) 10,453,920 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,200,000 Shares

With us Corporation (9696) 10,440,000 0

CAPCOM CO.,LTD. (9697) 67,723,244 0

CREO CO.,LTD. (9698) 8,650,369 0

NISHIO RENT ALL Co.,LTD. (9699) 27,091,364 0

Tokyo Kaikan Co.,Ltd. (9701) 3,463,943 0

ISB CORPORATION (9702) 5,105,800 0

AGORA Hospitality Group Co.,Ltd. (9704) 281,708,934 0

Japan Airport Terminal Co.,ltd. (9706) 84,476,500 Exercise of CB 0 CB 20. 3 JPY 0 thou. JPY 15,000,000 thou. JPY


UNIMAT Retirement Community Co.,Ltd. (9707) 8,598,912 0

Imperial Hotel,Ltd. (9708) 59,400,000 0

NCS&A CO.,LTD. (9709) 20,000,000 0

THE ROYAL HOTEL,LIMITED (9713) 10,271,651 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 300,000 Shares

transcosmos inc. (9715) 48,794,046 Exercise of CB 0 CB 20. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

NOMURA Co.,Ltd. (9716) 59,948,294 0

JASTEC Co.,Ltd. (9717) 18,287,000 Exercise of Subscription Warrants 0 Mar. 2011 Resolution based 1 0 Shares





SCSK Corporation (9719) 104,181,803 Nov. 30 Retirement of Treasury Stocks -3,804,600

HOTEL NEWGRAND CO.,LTD. (9720) 1,171,280 0

FUJITA KANKO INC. (9722) 12,207,424 0

THE KYOTO HOTEL,LTD. (9723) 11,091,400 0

KNT-CT Holdings Co.,Ltd. (9726) 27,331,013 0

NIPPON KANZAI Co.,Ltd. (9728) 41,180,306 0

TOKAI Corp. (9729) 18,020,673 0

Hakuyosha Company,Ltd. (9731) 3,900,000 0

Nagase Brothers Inc. (9733) 10,148,409 0

Kabushiki Kaisha Seiyoken. (9734) 2,628,000 0

SECOM CO.,LTD. (9735) 233,290,441 0

NIPPON SYSTEMWARE CO.,LTD. (9739) 14,900,000 0

CENTRAL SECURITY PATROLS CO.,LTD. (9740) 14,816,692 0

INES Corporation (9742) 28,600,000 0

TANSEISHA CO.,LTD. (9743) 48,424,071 0

MEITEC CORPORATION (9744) 30,000,000 0

TKC Corporation (9746) 26,731,033 0

ASATSU-DK INC. (9747) 41,755,400 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

FUJI SOFT INCORPORATED (9749) 33,700,000 0

IX Knowledge Incorporated (9753) 11,800,000 0

Nov. 2017

- 114 -



OYO Corporation (9755) 28,882,573 0

Funai Soken Holdings Incorporated (9757) 35,500,000 0

JAPAN SYSTEMS CO.,LTD. (9758) 26,051,832 0

NSD CO.,LTD. (9759) 47,172,160 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

SHINGAKUKAI HOLDINGS CO.,LTD. (9760) 20,031,000 0

TOKAI LEASE CO.,LTD. (9761) 3,494,322 0

Marubeni Construction Material Lease Co.,Ltd. (9763) 34,294,400 0

Giken Kogyo Co.,Ltd. (9764) 16,640,000 0

OHBA CO.,LTD. (9765) 18,602,741 0

KONAMI HOLDINGS CORPORATION (9766) 143,500,000 Exercise of CB 0 CB 22. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

NIKKEN KOGAKU CO.,LTD. (9767) 18,622,544 0

IDEA Consultants,Inc. (9768) 7,499,025 0

GAKKYUSHA CO.,LTD. (9769) 11,116,192 Nov. 09 Third-Party Allotment, etc. 15,000


SAPPORO CLINICAL LABORATORY INC. (9776) 4,216,000 0

SUBARU CO.,LTD. (9778) 693,576 0

HARIMA B.STEM CORPORATION (9780) 962,449 0

DMS INC. (9782) 7,262,020 0

Benesse Holdings,Inc. (9783) 102,464,061 0

AEON DELIGHT CO.,LTD. (9787) 54,169,633 Exercise of Subscription Warrants 0 Apr. 2009 Resolution based 1 0 Shares









NAC CO.,LTD. (9788) 18,719,250 0

Fukui Computer Holdings,Inc. (9790) 23,000,000 0

BIKEN TECHNO CORPORATION (9791) 7,718,722 0

NICHIIGAKKAN CO.,LTD. (9792) 73,017,952 0

Daiseki Co.,Ltd. (9793) 43,000,000 0

STEP CO.,LTD. (9795) 16,670,000 0

NIPPON ENGINEERING CONSULTANTS CO.,LTD. (9797) 7,660,000 0

ASAHI INTELLIGENCE SERVICE CO.,LTD. (9799) 8,264,850 0

NIPPON STEEL & SUMIKIN BUSSAN CORPORATION (9810) 30,957,800 0

T.O. Holdings CO.,LTD. (9812) 8,926,896 0

Striders Corporation (9816) 8,887,089 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares



DAIMARU ENAWIN Co.,Ltd. (9818) 8,046,500 0

MT GENEX CORPORATION (9820) 1,079,600 0

Mammy Mart Corporation (9823) 10,796,793 0

SENSHU ELECTRIC CO.,LTD. (9824) 10,800,000 0

JEUGIA Corporation (9826) 827,250 0

Lilycolor Co.,Ltd. (9827) 12,662,100 0

GENKI SUSHI CO.,LTD. (9828) 8,882,908 0

NAGANO TOKYU DEPARTMENT STORE CO.,LTD. (9829) 9,645,216 0

TRUSCO NAKAYAMA CORPORATION (9830) 66,008,744 0

Nov. 2017

- 115 -



YAMADA DENKI CO.,LTD. (9831) 966,489,740 Exercise of CB 0 CB 19. 6 JPY 0 thou. JPY 100,000,000 thou. JPY

AUTOBACS SEVEN CO.,LTD. (9832) 84,050,105 0

JUNTENDO CO.,LTD. (9835) 8,331,164 0

LEVI STRAUSS JAPAN KABUSHIKI KAISHA (9836) 28,952,000 0

MORITO CO.,LTD. (9837) 30,800,000 0

ARCLAND SAKAMOTO CO.,LTD. (9842) 41,381,686 0

Nitori Holdings Co.,Ltd. (9843) 114,443,496 0

PARKER CORPORATION (9845) 26,801,452 0

TENMAYA STORE CO.,LTD. (9846) 11,550,000 0

KYODO PAPER HOLDINGS (9849) 7,353,443 0

GOURMET KINEYA CO.,LTD. (9850) 22,610,359 0

CB GROUP MANAGEMENT Co.,Ltd. (9852) 2,461,848 0

GINZA RENOIR CO.,LTD. (9853) 6,252,004 0

AIGAN CO.,LTD. (9854) 21,076,154 0

KU HOLDINGS CO.,LTD. (9856) 44,126,024 0

EIWA CORPORATION (9857) 6,470,000 0

YOSHINOYA HOLDINGS CO.,LTD. (9861) 65,129,558 0

Solekia Limited (9867) 1,016,961 0

KATO SANGYO CO.,LTD. (9869) 38,153,115 0

KITAKEI CO.,LTD. (9872) 10,011,841 0

KFC Holdings Japan,Ltd. (9873) 22,783,000 0

COX CO.,LTD. (9876) 27,711,028 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares





SEKIDO CO.,LTD. (9878) 16,304,289 Exercise of Subscription Warrants 350,000 May 2017 Resolution based 1 250,000 Shares


INNOTECH CORPORATION (9880) 18,218,901 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares








YELLOW HAT LTD. (9882) 24,961,573 0

CHARLE CO.,LTD. (9885) 16,086,250 0

MATSUYA FOODS CO.,LTD. (9887) 19,063,968 0

UEX,LTD. (9888) 12,000,000 0

JBCC Holdings Inc. (9889) 17,773,743 0

MAKIYA CO.,LTD. (9890) 10,540,200 0

CONSEC CORPORATION (9895) 18,640,112 0

JK Holdings Co.,Ltd. (9896) 31,840,016 0

Jolly-Pasta CO.,LTD. (9899) 16,114,000 0

SAGAMI CHAIN CO.,LTD. (9900) 26,501,784 0

NICHIDEN Corporation (9902) 31,886,000 0

KANSEKI CO.,LTD (9903) 8,050,000 0

Verite Co.,Ltd. (9904) 27,230,825 0

Fujii Sangyo Corporation (9906) 10,010,000 0

Nov. 2017

- 116 -



NIHON DENKEI CO.,LTD (9908) 7,879,005 0

AIKO CORPORATION (9909) 882,200 0

NIPPO LTD. (9913) 9,127,338 0

Uematsu Shokai Co.,Ltd. (9914) 4,680,000 0

KANSAI SUPER MARKET LTD. (9919) 31,940,954 0

WATT MANN CO.,LTD. (9927) 11,368,541 0

MIROKU JYOHO SERVICE CO.,LTD. (9928) 34,806,286 Exercise of Subscription Warrants 0 Jun. 2004 Resolution based 1 0 Shares


HEIWA PAPER CO.,LTD. (9929) 10,116,917 0

KITAZAWA SANGYO CO.,LTD. (9930) 23,818,257 0

SUGIMOTO & CO.,LTD. (9932) 11,399,237 0

INABA DENKISANGYO CO.,LTD. (9934) 27,869,700 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares




OHSHO FOOD SERVICE CORP. (9936) 23,286,230 0

TAIYO BUSSAN KAISHA,LTD. (9941) 1,328,219 0

COCO'S JAPAN CO.,LTD. (9943) 17,268,273 0

PLENUS Co.,Ltd. (9945) 44,392,680 0

MINISTOP CO.,LTD. (9946) 29,372,774 0

ARCS COMPANY,LIMITED (9948) 56,650,468 0

HACHI-BAN CO.,LTD. (9950) 3,068,111 0

THE YONKYU CO.,LTD. (9955) 11,576,134 0

VALOR HOLDINGS CO.,LTD. (9956) 52,661,699 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares


VITEC HOLDINGS CO.,LTD. (9957) 14,376,358 0

ASEED HOLDINGS CO.,LTD. (9959) 13,495,248 0

TOTECH CORPORATION (9960) 13,988,000 0

MISUMI Group Inc. (9962) 283,257,197 Exercise of CB 0 CB 18. 10 USD 0 thou. USD 1,000 thou. USD











ITEC CORPORATION (9964) 12,215,132 0

FUJIKYU CORPORATION (9966) 4,205,000 0

SAKAI TRADING CO.,LTD. (9967) 2,000,000 0

SHOKUBUN CO.,LTD. (9969) 11,856,669 0

ALTECH CO.,LTD. (9972) 19,354,596 0

Kozosushi Co.,LTD. (9973) 29,754,342 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Belc CO.,LTD. (9974) 20,867,800 0

SEKICHU CO.,LTD (9976) 11,172,300 0

Aoki Super Co.,LTD. (9977) 12,500,000 0

BUNKYODO GROUP HOLDINGS CO.,LTD. (9978) 14,004,715 Exercise of Subscription Warrants 0 Aug. 2008 Resolution based 1 0 Shares

DAISYO CORPORATION (9979) 21,198,962 0

Nov. 2017

- 117 -



MARUKO CO.,LTD. (9980) 101,295,071 0

Takihyo Co.,Ltd. (9982) 9,600,000 0

FAST RETAILING CO.,LTD. (9983) 106,073,656 0

SoftBank Group Corp. (9984) 1,100,660,365 0

ZAOH COMPANY,LTD. (9986) 6,266,000 0

SUZUKEN CO.,LTD. (9987) 103,344,083 0

SUNDRUG CO.,LTD. (9989) 134,331,184 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares




SAC'S BAR HOLDINGS INC. (9990) 29,859,900 0

GECOSS CORPORATION (9991) 36,436,125 0

RIKENGREEN CO.,LTD. (9992) 6,691,300 0

YAMAZAWA CO.,LTD. (9993) 10,960,825 0

YAMAYA CORPORATION (9994) 10,847,870 0

RENESAS EASTON Co.,Ltd. (9995) 26,426,800 0

Satoh&Co.,Ltd. (9996) 9,152,640 0

BELLUNA CO.,LTD. (9997) 97,236,456 0

DISCLAIMER: This translation may be used only for reference purposes. This English version is not an officialtranslation of the original Japanese document. In cases where any differences occur between the English versionand the original Japanese version, the Japanese version shall prevail. Tokyo Stock Exchange, Inc. and/or JapanExchange Regulation shall individually or jointly accept no responsibility or liability for damage or losscaused by any error, inaccuracy, or misunderstanding with regard to this translation.

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