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I
NAME OF ORGANl7.ATIONIENTITY
,..._, = c CJ ;-- - c_
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F1 .,
PARTIES
----------
I
O Nt.rninaLin1i,
Reporl Rc:,juired by the ErJ1ic:.)·1tO /Ii FINANCIAL DISCLOSURE REPORT in Go\'crnmenl Act vfl97S
Ila. /12(1/(J FOR CALENDAR YEAR 2009 (5 U.S.C. upp. ;·''f /Ul-11/J
.'\. Oate or Hrpurc 1. Pt:r:.uu l{l·1wrti11:,.: (1:1:.1 n.llil(, lir:-:1.111iJdk 11 11ial) 2. Court or Or:,!:lni:cuion
<>.' :!/2010l 1tHk1. JuJi11 il. Seventh Circu'.r Court of Appc;.:i!
C.. l eporlin;.: l'cri<Jd...:. Titll· (:\rth:k: !fl Jlld<! S indic:.itc ai.:ti"C or M.:uiur s!atu. : 5a. l<cport Type (ch •:k app;--or:i<Jtc typ ... ·) a1ac!: 1ra;;; 1.1dt!;.::- rnJi1.:at foil- or part-tmu:J
D lni1i,1I
0!/111/2009D;,1L.;AnnuaJ1ZJ O '" Final
I 2i3 !/cOO'i 5h. Aa L:nJcd l cporl
i. Ch 1mhl'n or Oflfrc Addrc ). 8. On the b:1.sis of tile inform:11ion conr:iincd in this lli:porc and ;;iny modifirations pcrtainin thereto.iris. iu my opinion. in compliance
-!t1 f:;1 :1 (Jliio Street. Room 25(1 with applic:ihlt! l:.nn }I.lid re:,!nfation. .
J:1dL111apn!is. IN 620.t
Hcvii:win Oflircr__ -----·-· -·--· - - () 1!c__
/!If PO R1'A1YT N 0 TES: The imtructium uccumpa11yi11g lhi., furm 11111s/ be fu//o,..ed. Complclc all parts, checking 1/1e iVOlVE box for cad1 part wit ere you lla11c 110 rcportahle information. Sign 011 last page.
I. J>()S J 'f (()NS. (Rc-J1ortint: indfriJrwl oflly; .\·ce pp. 9-13 ofji!i11g in.\·tru£·ti11m.)
NO!\E rNo reportable pusilirms.)
C•
-J r·-··1 r---c..r;; - ..
<;:? 0(")rri (J1
• -
I I. !\(;I Ef:.\'1 EN'rS. rRc11or1i11;: imlfriJuuf onZI'; .\ce pp. 14-16 tif fili11;: imtnu:rii.J1H.J
./: NONE (No ri!porwble agreements)
AND TE!Uv!S
Tinder, John D.
SOURCE
SOURCE AND TYPE
LOCATION
11'\COME
FL'\'A:'-ICIAL DISCLOSURE REPORT amc of PL"rson l?cportin
!'age 2 of 9 Tinder, John ll.
D:.1rc of Rcporr
6!22'2rJIO
111. :'-/ () :'-/-1 N VEST l\il ENT l NC 0 I\1£. (l1qwrti1111 inJi"iJuJ/ 011d spouw; .rce pp. I 7-U of jili1111 i"'rructio•H)
,\. Filer's Non-I nvcstmcnt Income
NONE (lv'o reportable 11011-inveslment income.)
AND TYPE
B. Spouse's Non-[ nvcst rncnt lncorne - lfy1111 were murrieJ duri11g Gil)' porliim of the Tt'fl1Jrti111: ycur, C1JlllfJli.:te tlti.\ .H'Cficm.
�J NONE (No ri:portable i1011-i11ve.rnne111 income.)
Barnes & Thornburg. Attorneys at Law (!'Jrtncrship Share)
(yours. not spot:sc's)
I\'. RE I j\ 1 Bu RSEJ\1ENTS -· truu.<portoti.,,,, /od;:i11;:,J;,,,J, <nlcrtoi11n'<'lll.
· ./ : \ONE (Nu n:porlahle reimhursemenls.)
SOtJRCI.'. PURPOSE ITEMS PAID OR l'ROVJJ)Ef)
.. >rrs.
----------------------------- ----- -----
CRE[)JTOR DESCRIPTION VA CODF.
------------------- -----------
Date of ltcpon Name or Person Hcporting FINANCIAL DISCLOSURE REPORT
Page 3 of9 6/22/20 I 0 Tinder, John D.
\:· .. c; I 1 (/m:luds:s rlw.H: w Sf JO Wit: um! Jq1efld<.•11/ chi!Jrc:n; .H:e J'JI· 28-11 flfjiling instruoians.)
:\ONE !No n:µurtable gifis) 7i___J
SOURCE DESCRIPTION
...
VI. LI 1\ Bf LIT JES. (lncluJ"-' '"">"<if 'I"'"-'"' 11J u<'peuJ""' c/Jildrcn; -'"" I'I'· 11-13 ufjihng i11.•lr11crim1s.)
. ./l NONE (No reportable liohilities.)
l.UF.
i
ii)
j '
'
-'·
'--
rs. I
16 I
17
J
I
T
I I I
i
J
I I I
I
I
!
I
I
- (ll ----;z)-
--- ! . B. c.A.
Dcscrip1ion of As:o>cts
(mcluding trust assets) Income during
· reporting period
l Gross "alu.:: al end
u port g p o -. (I) (2)
1.
4.
rla..::..: ''(X)" after ca(.;h asscl
cM·mpt from prior disclosure
M&I !Jank - IRA #I 1CD)
13arnes & Thornburg Profit Sharing Plan
-Vanguard Institutional lndcJ< Mutual Fund
-Harbor Cap Apprec Mutual Fund
/Amount · Tnic (e.g., Code l div., rent,I (A-H) orint.)
Value
Code 2
(J-P)
L__ _
A Interest J
D Int/Div. 0
-Fidelity Small Cap Stock Mutual Fund (See Footnote #2)
-William Blair Intl Gr I
8
9.
10.
IL -Bernstein Strategic Volue(P) (Sec Footnot #I)
12. -Templeton Inst Forgn Eq
13
i4.
15.
I 16.
17. -Columbia Acom Fd(Z) (See Footnote #2)
l. lncuin<! U:Jin Cocks: \S•·c C )lumn'I Bl and 04)
2 V"lucCocks (S ·\! Ccilumm: Ct :ind 03)
3 V.i/uc: kthodCi>dcs \St:c ('(1lurnn C2l
A ==$1,000 or kss F •SI0.001- SI00.000
J :oSLS,000 or less
N •Sll0,001 · S50!J,l)ll() PJ =S25.('W)O,OOJ - ssn.000,000 Q =-Appramil U =Book Valu
B =SJ.tit.JI. $2.500 G 01100.001 - U,000,000 K=!l5,00t-S50,000 O =ll00,001 - Sl .l)OO,litttl
R =·Cos! iHca.[ Utalc Only) V--Oth.:r
Value Tn>c (e g.• Method buy, sell,
Code 3 redemption)
\Q-W)
T
Buy(a,kl'I)
So!d
Buy(add' I)
.
Buy (add'!)
!3u · (add' I)
Buy(add' I)
Sold
!3uy (add'!)
!3uy(ndJ'I)
Buy (add'!)
Buy(add'!)
!3uy(add'I)
Buy
c-S2.501. S5,000
Ill -S!.000,00I. ss.000,000 l 0$50.001, $100.0DO
Pl -Sl,000,001 • Sl,000,COO r.; ... r-.lor..: than S O.()r)0.000 S =A c:. mcot Vl =fattmat'°l1
D.
Tr:m:>action:; during rcponmg p rio<l
(2) (3) (4)
I Date Value Gain
mmldd·'yy Cm c ·Code I
(J-P) (A-llJ
01122:09 J
071ll2,09 M
01122/09 J
04/16,'09 J
07/20.'09 J
IO!l 6/09 J
0Ul2'U9 '.\1
01!22109 J
04116109 J
07120'09 J
I0!16109
12115109 J
04/16109 J
D= 5.00I - t5.000 11! =Me>re L Jn S .OO::IGJXJO M zSlOO,flOI. S2 0,flo10 1'2 =15.000,Ulll · S25.ll00.000
i
(5) Identity of
buycrlsdkr (if private
transaction)
E =Sl5.00l - 5llJYl0
I
FINANCIAL DISCLOSURE REPORT Page 4 of9
Name of Person Reporting
Tinder, John D.
Date of Report
6122/2010
VII. INVESTMENTS and TRUSTS - income, .. a1ue. 1rumac11on.• 11nc1uJes thou of spouse a11J Jep,nde111chitdren: _,.,PP· 34-60offuinc1ns1r11,·11ons.1
D NONE (No reportable income, assets. or transactions)
i Is
i
(21
I
T
M
'
I I
Val·JC Codi..: 2 (J.Pj
Ihu: of H.cport l\':.1me ol" Penon RL'portinJ: FINANCIAL l)ISCLOSURE REPORT
6122/2010Tindl'r, John D. Page 5 of 9
v 11. IN v EST!\ lEN TS and l'H.USTS -- incvm•, ··alu•, transuoians ffnclrul.s rhose vfspv11u a11J Jepe11Jm1 drildrm; ""'PP· JJ-6011/jiling imln.Cfiom.)
NONE (No reporlab/e income, assels. or tra11saclio11s.)
.\. Il. D.:->('r:ption ;.lfAss l:> Jr.1.:vm\! Juring
1,i<1 !udi1:g lrusl a;.; i:ts) rep•.i11ing p..:riod
c. D . Gross valu..: a.lend Tr:H'!:>:ictionf\ during r .. ·p�m1ng [X'lil1,I Qf ri.:p(1rting period
(2) (3) \4) (5j(I) VulucType (e.g ..
(I)I (I)I Am;.>unt m
Voluc ' lt!l."r.li y •.li Goin1 Date ITypo (c. ·· \.ii\/ .• rent.
i'l.iu ''(,'\ ;" alii.:r <:•11.. h a:-; ct
O.::\.;.:mpt from prior di$Ck1surc II Cod I Codo I buycr:';;.dkrntm/iJW1>· f Cude 2 f\.lcthLld buy, sell, 1
(J-P) (A-II)Co<lc 3 rcJcmption} (C)-WJ
or ir:t. )(A-Iii (1fpr1v;.i1i;
tra:1:-.a1,; il.•nj
[luy(adJ'I}
07/02/09 M
!3uy(ai.JJ'I)
07i20.'(J9
, :'O. Buy (adJ'I)
10il6.'09
1 I -\" ir1ory En Value Eq Fd {Sec Footnote #I) [luy 01/02<09
Uuy (add' I)
01!2:?i09
lluy (add'!)
04.'16/09
12:.
I ! c.. lJ11itcd Jlomc Lif tns. Co. (A11n:1i1y) A Int::rcst K T
Buy (adi.l'I)
Uuy (add' I)
07!20/0
10/16/09
i ....... lklo Corp Co111mon Sto k A A Dividend
A Divi<li.:ricJ T
Colg 1tc P:J!mulivc Common Stock [l Dividond K T
i :;o !
;\01t!w.t:stcrn r.tutuul Seri.:;:-; F inJ(V:.iri<.ihfc An11 1ityJ
A Divilk;1J L T
j 3; -lnti.:rnat innal Equity Fund
:t..., -Lblarn.:1."d f=un<l
I :; ·Index 500 St,ick ruml
t' - hi C1p Growth Swck Fund
tS ·l C.1lu11ms Bl .:ml iH) A ....:�)? .ti{lO or k . ..: i: ,,-sso.<101 - Sih<i.rn10 J -:\15,UOOor k.;..; N "S2l0,lltl I • )Oll,IJllU 1'.1 ,... .25,000.iJCll • S51i.OfJO.l}oHI
Q ··1\ppfo1i...a! ti -Book V:duL"
B ·-$1.f.111·12.500 0 7"Sl0fi.OOI. Sl,OUO.OCO
K =!l!i.(JOi -150.000 0 =15011,001 • S l,UH\J,liUO
j{ c1 11R JI Lt.1t.:On!)) V-Olh\.'r
c .. :!.so 1 • u.noo 111 .:es 1.000.1101 • ss.000.000 L ""!50,001 - SlOO,OnCJ rl "!I ,f11)U,OO; • 15.00IJ.01111 P4 "'M.urc th.in S50.[l00.GOO
IJ =SS,OCl - SIS.000 11: .,. fore lhan S5.000,0\JU
1 -'111.10.001 s2so.o:x1 1'2 "$5,0Hll.1 11 - S25,11110,llllll
T =-Cash M.1rlct
l: .,Sl5,MI - S5o.ooo
I
,
I
i !
A
(I)
K
l.
(2)
T
(41
i I j
(I)
(Q-W)
(2) Date
Dare of ncpurl Name of Person ltcportin Fl!\"ANCIAL DISCLOSURE REPORT 6122/2010Tinder, John D. Page 6of9
v I I. INVESTi\l ENTS and '!'RUSTS - i11c.>m,. l'O/ue, 1ransuc1io11s (!11cludestlwse of.<pou.<c and dcp"'•denl children; S<e Pl'· 14-60 ofjili11;< ins1r11,·tium.J
N01"E (/Vo reportahle income, assets, or /ransac/ions.j c. lJ.,\ ll.
Gros:; valu:: at end Tr 111saclions Juring r.:pt'lrting pcnnd I )l.!:>..:nrt wn cif As cL-; Income lluring
vfrcp lrling p rio<l (i1 dudm 1ru: t a s ls) reporting period
(1) (5)VJluc Ider.lily of
(I) j (2)Amount , Typ<.: (e.g .• / Gain\'Jluc Voh.:cJ>:.n:l' "\.\)" <.if!..:J c.:arh .is:;ct
nLrnrt trnm prinr (!isclnsurc I Typc{q.,
buy.sd!,Codi:: I jI
Cude I buy..:rf::;dkrCuUc 2 mrn/d�'YiC0dc 2 Mc hodJiv.• n:nt.. ·
(if priv<ltc tr n:wt,.'tion)
(A-H) redemption} (J.P) i (i\-11)Code 3 orint.) {J-PJ i
.. I_
rn.:a:->ury mes A Interest K T
Seri,., EE Sal'ings [l,rnd Purcl1asc<l J 9')2 13 Interest K T
i.n Sai :-0 EE Savings l3onds Pun.:hasl!c..I 1993 13 Interest K T
Seri"' EE Savint:s llnnrb Purchascu 1994 Intcn:sc T
1w
' fi
D Dividend N
.. l -V;111gu.HJ LT Treasury FunJ Admiral
Shares
c Dividend M T
I.;; -\;rngu;irJ 500 Index Fund
I • •l-+·• - \I ani!uard T clccom1nunication Services
A
A
1 ·.l.lJ -V•1:1guard Etjl!lly lncomi.: Fund A
50 -V;ut u:.:.1 J Eut0pcan S1ock lrnkx A
5l -V;;11 11;11·J REIT Index FunJ Adm A
;\ -$I ,COO or J,: 1 '-<"L" f '.ih1:11!1, LJ I ilild l).;) r· ,..,SJ0,00 I • SI 00,000
• \•.:l1w(1,.IL"' J-=-:SIS.000Hrks'I ti ")250,001 • 150•J,OOO rJ n .G00.001. SS0.000,000 Q.:::Arrr;11:-..il U "'lhuk V:i.iu
Index FJ Admiral Shan::;
\' .1c u;m.J BwJ...cr.agc Accountµ. I
-Vanguard 500 fnJcx Fund t\dmir I c Dividend M T
Dividend
DiviJcnJ
Dividend
Dividend
Dividend K
u =S 1.001 - s2.1no G •S.100.001 -Sl,000.00tl
K --11s,nn1 -SSO.flOO
0 cSl<.i0,00I . SI ,OIXJ.<i!JU
R =Co;.:1 { H. ..·:il btJ.k Only) V ...-Oth r
T
T
T
T
T
c ... s2.5Dt - s .ouo J[J -=Sl.!100.001-$5,0!)0_0tAI
L =S tl.Ol'lt - s 100.orm
Pl =11.000.001 • Sl.f'Oll.OlxJ N "'-MorC" th:in S50/•00,0fJ() S•As. s-;m\.'111 W""Es11ma:.:d
0 ""$5,001 - ) 15.(,00
I 12 =-·More 1b;i11 S /.IQ.l,OCJO M -SloO.ftOI • )250,000 r s1.or1,1.11n1 . >:1.ono.000
\'ah .. c.·
(lj 12) (4)
----r-----,,-----,-----,,-----..------.---.----.-·---
I
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I
I I !'>i 1--- ����������--��-
1 i
It> . !
1
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L
___________________ ,_ __ _._ ____ _Jc_ ___ .L_ ___ .....1.. ______ L_ __ -
Ar·pral' ..
I
(I)
lbtc ur Ri:porl N:rn1 or Person l?.t-porfini:: FINA1'JCIAL DISCLOSURE REPORT
6/22/2010Tindc1·, John D. Page 7 of9
VI J. INVESTMENTS and 'f RUSTS -income, vutw. ,,.,,,.c,;,,,,, anc1uJcs 111ou ofspouse .,,J aepem1m1 chilare11: swpp. JJ-60 ofp1;,,;: ;,,_,.,,.,..,;,,,"'.)
i-' NO:--JE (No reportable income. assets. or transactions.) L___J c. D.- B.
Grus \'a]lJL' al end Tr:rnsactions during ri:purting p<.:noJlkscrip11un t1f As ct Income during ofr1-·porlir:c; pcrioJ {ii:,:luJii f. lrust :L..;si.::b) n.·pl1rting period
(I) I (2)Typ (e.g .•
(2)v lui:
(3) (5)Valui.: Itk:iti!yllf1 ypc (e.g .. Oati..· GainPfor.:c "(X}" afkr t.'a\.'.h a:;:;i.::l i1Amounl,
I CoJc I CnJ 2 i Co<lc IMethodCode 2 div., rent, or inL)
bu)"cr/:.dl.:rbuy, sell. 1nm/dJ/;yCX1..'mr1 frttm pri11r disclosure Cede 3 redemption) (1-P) (A-II) orprn.;Jh.�
(Q-W! tr;.ia ;i;;;i\H;J
-- ·-T
(A-II) (J-P)
j )2_ -Vangu;1rd Tch::cum Sr.:rvic s fdx Adm Dividend L
I 53 -V;mguarJ Value Index Fund Dividend T
:'..t. -Van !tr:ird \Vimlsor II Fu:1J Dividend T
)). Va:iguard Brok rage Account #2
j )6. ..\.'anguarJ I h:.1ltti Care Fund I.I DiviJcnJ T
-Va11gu:1rd 500 Index Fund DiviuonJ K T
-VauguarJ Total Stotk Mkt (Jx Diviu nd L T
I 5S.
") St 1rhucks Corp. Common Swck I' one T
N tional Bank of IIldpls. Accounts E Interest Pl T •.o.
Prudent Bl!ar FunJ No Load None K T
! !)2. r\.k1rill Lyndi Account NI
;,]_ - fl CJsh Management Account
-Zionsville l>J Cm111y Sells 0% f3,md;
( 5. linhwo..::·a rn 1'.1utual \Vholc Lif:.: Ins !
hi>. i':ational !lank of Indianapolis - IRA (CDJ
I (l 7. Union Savings Bank - CD
i 1•8. R 111al l'ropcny # l.lnJianapolis.lN(X) (Seoi F,iotnote #3) l__.
c
A
B
D
None
>Jone
DividcnJ!'I.
Interest
Intcrc t
Rent
L
L
K
M
N
T
T
T
T
T
\V i
:-.r,; Cri!111m1" IH and ll·li ! V.d;1..: t:i•Jo.::-
; \ .1i1:..: '-h:·h•><l CuJo.:s ! ..:l·C;i:1111111l"!I
A =SJ .WKJ OI 1c ... l-" S511.CJOI - Sll11l.OuO J \l .uun i•r I.::>:-N =ill0.001 -S\110.0i'O l'J :..:$ 5.0iXlJlOi - 50.000Jl(HJ Q ... :11
lJ'O.·llud..: \/Jiu.:
B :.:St,011t s ..suo G =SIOO.OGI - SJ,Oor..nooK "-SD.001 . $50.0()f)0 c$50o.001 • Sl.lliil.illiO
K -·C1,,n1 (Ri.:al L'>lah.: Only} V,..01.hi:r
C =i:!.501 .. S5.0f.m 111 ""s1.ooo.001 -s .uoo.ono L .-·ssn.001 - SIOO.[Jf)(JPi =Sl.lillll.lilil. Sl.W )J:rx1 Pol :=-Mure thJn 5 n.r:on.noo $c.As ,,:ssmo.:1:rw ·-Esiima:.:d
D =S5.00I - Sl.5,000 112.,.Muri.: lli;m SS,000,CKJO r>·t ,,,$100.001 -s:s:l.OUO 1'2 -$5.000.1/11! · S!l OIHJ.m1
C: .. if5,WJI -S50.lJ00
.. tfJ/09
p . .-rsonal
I I
U:.1.h.·or ltcpurt Name or Person ltcportin;.: Fl)IA;\CJAL DISCLOSURE REPORT
6122/2010Tinder, John D. Page 8 of9
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (111dfra1cpurtufR<0JWrL)
hint111ltc 111 (Sec VII. hem I I and 2 I) - \Vithin th 13arnes & Thornburi; Pro lit Sharing Pian on 1/2/09 tl1c !lcrnstcin Strategic V:iluc Fund (a culkctivc funJ) \v;is
hoi'i.:11. :h m1.rnii:s 111d futt:rc contributions were mJppcd to the Victory EB Value Equity fd.
h><>trwtc /12 (Sec VIL Item 5 and I 7) Within the £lames & TI1omburg Prutit Sharing Plan the Fidelity Small Cail Stock Fund (a collective fuad) was closed l<J-
:·t:nm.: contributilm.S on and f:.iture contributions were mapped to ColurnbiJ Acorn Fund z. RcmJining Fid !:ry Small C.:ir Stock Fund bal 1nccs w rc rn:ipp..:d :n the Columbia !\cum Fund Z on 7/:!./09.
FuotL1ot #3 (S t.: VII. lti;m 68) - This rental property was nul Iistl!d on the previous n.::pvrt becau c: it \.,,a a pcrson:.il rcsidem.:c. In 200'7. a m;w n.:sic.ktu.:c \\';L pu1.:h:1scJ rnd this property was t:otivcncd tu rental property.
I
Name or Person lh·porcin:,: Date of Hcport FL'iA!\CJAL DISCLOSURE REPORT
Tinder, John D. 6/2 /201(1P:Jgc 9 of 9
IX. CERTIFICATION.
I n:rlify th.at .all information given abo"'c (including information pcrtainin to my spouse anti minor or dependent children, if any) is 1":cur:.ttc-, true, and f.:nmplctc tu the best of my knonlcd:,.:c and belief and lh:it any information not reported ,,.as with held bccwsc it met applk:ihle tarutHry
provisions JH.'rmictin!.! non-tlisdusurc.
I further certify that earned income from out;ide employment and lwnoraria and the acceptance of gifts which ha\'e IJccn reported arc in rnmpli:oncc with the provbions of5 U.S.C. app. § 501 ct. seq., 5 U.S.C. § 7353, and Judicial Conference rc ulations.
Si naturc
\'t ·rn: Al\\' l,:'illlVIL l!AL \ l.10 l N,OWINGLY AJ\I> WILFULLY F.-\1.'ilFIE
! -,
i i
L_
•lff !\IA Y LIE SlJH.JECT TO CIVIL ,\:'\ D CHl ll:"AL SANCTIOJ\S (5 V.S.C. "Pl'·§ 10 )
FILING INSTRUCT!Ol'\S
J\1ail signed original and 3 :idditional copies to:
Committee on Financial Disclosun:
Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544