organizing 2

Embed Size (px)

Citation preview

  • 7/29/2019 organizing 2

    1/213

    The Principalship:Vision to Action

    Fred C. Lunenberg

    Beverly J. Irby

  • 7/29/2019 organizing 2

    2/213

    Table of Contents(Click chapter title to navigate)

    Chapter 1: Cultivating Community, Culture andLearning

    Chapter 2: Creating a Vision for Learning

    Chapter 3: Curriculum Development andImplementation

    Chapter 4: Teaching and Learning

    Chapter 5: Professional Development

    Chapter 6: Student Services

    Chapter 7: Organizational Structures

    Chapter 8: The Principal as Decision Maker

  • 7/29/2019 organizing 2

    3/213

    Table of Contents (contd)(Click chapter title to navigate)

    Chapter 9: Developing Effective Communication

    Chapter 10: The Principal and Change

    Chapter 11: Budgeting and School Facilities

    Chapter 12: Creating Safe Schools

    Chapter 13: Human Resource Management

    Chapter 14: Community Relations

    Chapter 15: The Principal and Ethics

    Chapter 16: Political and Policy Context

    Chapter 17: Legal Issues

  • 7/29/2019 organizing 2

    4/213

    Chapter 1:Cultivating Community,Culture and Learning

    CommunityCulture

    Learning

  • 7/29/2019 organizing 2

    5/213

    Interstate School Leaders

    Licensure Consortium (ISLLC)Standards for School Leaders

    Review the language of the sevenstandards in your text book

    Re-write each in plain English

    Discuss the purpose of each standard; i.e.Why would the Consortium consider this avaluable standard?

    Chapter 1: Cultivating Culture, Community and Learning

  • 7/29/2019 organizing 2

    6/213

    The Role of the Principal

    Historically:

    A NEW APPROACH

    Principal

    Assistantprincipal Assistantprincipal Assistantprincipal

    Dean ofStudentsCounselors

    AdministrativeStaff

    Chapter 1: Cultivating Culture, Community and Learning

  • 7/29/2019 organizing 2

    7/213

    LEADING FROM THE CENTER

    community

    parents teachers

    staff

    students

    PRINCIPAL

    Chapter 1: Cultivating Culture, Community and Learning

  • 7/29/2019 organizing 2

    8/213

    Compare and Contrast the Historic

    Approach to the New ApproachHistoric Principal rules top-down

    Leadership dispersed

    according to authority A power over

    approach

    Principal is theleader

    New

    Principal workscollaboratively

    Leadership dispersedaccording tocompetence

    A power to approach

    Principal is the leader ofleaders

    Briefly discuss the advantages and disadvantages ofeach approach. What factors might have contributed

    to the shifting paradigm?

    Chapter 1: Cultivating Culture, Community and Learning

  • 7/29/2019 organizing 2

    9/213

    Creating a Professional Learning

    CommunityCreate a mission statement: Why does the

    school exist? What is its purpose?

    Develop a vision: What does the school wish tobecome?

    How can schools avoid the following?

    traditionof

    isolation

    Chapter 1: Cultivating Culture, Community and Learning

  • 7/29/2019 organizing 2

    10/213

    Develop value statements: What attitudesand behaviors do stakeholders value and

    which will teachers pledge to demonstrate?Establish Goals:

    Concrete evidence of implementation of school

    improvement Influenced by a districts administrators

    Reflect a desired end result

    Creating a Professional Learning

    Community (contd)

    BENEFITS TO SETTING GOALS

    Chapter 1: Cultivating Culture, Community and Learning

  • 7/29/2019 organizing 2

    11/213

    Setting clearly defined goals benefits all

    stakeholders by fosteringCommitment: individuals have a personal

    stake in outcomes

    Standards: enable principals to analyzeperformance objectively

    Targets: give individuals a concreteoutcome, rather than a subjective one

    Motivation: encourages individuals toperform at highest levels

    Chapter 1: Cultivating Culture, Community and Learning

  • 7/29/2019 organizing 2

    12/213

    What is the practical application

    of the vision setting process?A properly conceived vision serves as a filterfor the myriad of daily decisions a principalis asked to make.

    VI

    SIO

    N

    Decisions thatbenefit all

    stakeholders inan ethical and fairmanner

    Chapter 1: Cultivating Culture, Community and Learning

    Ch 1 C l i i C l C i d L i

  • 7/29/2019 organizing 2

    13/213

    Developing a Culture What is culture?

    The most commoncharacteristics ofculture:

    norms

    dominantvalues

    philosophy

    rules

    feelings

    observedbehavioralregularities

    CULTURE

    Considerheroes andheroines,traditions andrituals, andcultural

    networks

    Chapter 1: Cultivating Culture, Community and Learning

    Ch t 1 C lti ti C lt C it d L i

  • 7/29/2019 organizing 2

    14/213

    Maintaining School Culture

    1. Hire staff carefully

    2. Train staff in desired school culture

    3. Instruct staff in technical aspects of job

    4. Reward staff for performances that reflectthe values of the culture

    5. Adhere closely to values of the culture

    6. Reinforce rites and rituals of culture

    7. Identify and make available staff to serveas role models

    Chapter 1: Cultivating Culture, Community and Learning

    Ch t 1 C lti ti C lt C it d L i

  • 7/29/2019 organizing 2

    15/213

    The Principal as Instructional Leader

    The focus on results, the focus onstudent achievement, the focus on

    students learning at high levels - canonlyhappen ifteaching and learningbecome the central focus of the

    school and the central focus of theprincipal(Blase & Blase, 2003;

    Castallo, 2001; Lambert, 2003).

    Chapter 1: Cultivating Culture, Community and Learning

    Chapter 1: Cultivating Culture Community and Learning

  • 7/29/2019 organizing 2

    16/213

    Shift instruction from teaching to

    learningFocus on learning: What is thedifference between teaching andlearning? What questions do you needto consider to facilitate this shift?Encourage Collaboration: Why is

    collaboration beneficial?

    Analyze Results: What type of datashould be disaggregated and into whatcategories?

    Chapter 1: Cultivating Culture, Community and Learning

    Chapter 1: Cultivating Culture Community and Learning

  • 7/29/2019 organizing 2

    17/213

    Shift instruction from teaching to

    learningProvide Support: What training doteachers need to facilitate this shift?What would the outcome of this

    support and shift look like in theclassroom?

    Align Curriculum, Instruction, and

    Assessment: How does this reflectNCLB? Despite criticisms of teachingto a test, what are the clear benefits

    to an assessment driven curriculum?

    Chapter 1: Cultivating Culture, Community and Learning

  • 7/29/2019 organizing 2

    18/213

    Return toTable of

    Contents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    19/213

    Chapter 2:Creating a Vision for

    LearningStandard 2: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students by

    promoting a positive school culture, providing aneffective educational program, applying best practicesto student learning, and designing comprehensiveprofessional growth plans for staff.

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    20/213

    Gaining a Perspective on the

    Vision: Considering the FutureIn addition to critical thinking and

    imagination, the following factors must be

    considered in creating a vision: The Global Society (poverty, race, gender,

    assimilation, etc.)

    Challenges in Learning (underachieving minoritygroups, physical and mental abuse, othersources of education)

    Chapter 2: Creating a Vision for Learning

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    21/213

    Bringing the Vision Home to the

    School CultureBasic tenants of the No Child Left BehindAct of 2001:

    Schools are accountable for achievement of ALL

    students

    Schools must hire highly qualified teachers

    Schools implement research-based programs

    and practices

    How do these criteria impacthow you would create a vision

    for your school?

    Chapter 2: Creating a Vision for Learning

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    22/213

    The Systemic Vision

    Contextual AND dependent upon relationships:

    Chapter 2: Creating a Vision for Learning

    District Vision, Mission, and Goals

    Campus Vision, Mission, and Goals

    MISSION AND GOALS ACCOMPLISHED

    Beliefs, Attitudes, and Values (of

    the leader, faculty, staff, andcommunity)

    Collaboratively Developed ActionPlan for Accomplishing Goals

    Motivated Students

    Relationships Built

    Deeper Understanding of Individuals and the Organization

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    23/213

    Creating a Vision

    The principal must consider:1. Where has the school been?

    2. Where is the school currently?3. Where should the school be in the

    future?

    How do the conditions listed in figure 2-2help a principal grow a vision? What rolesdo personal beliefs, values, and attitudes

    play in this growth?

    Chapter 2: Creating a Vision for Learning

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    24/213

    The Leadership Framework as aDoorway to Creating a Vision

    A leadership framework should include:1. Philosophy of education

    2. Philosophy of leadership

    3. Vision for learners4. Vision for teachers

    5. Vision of organization

    6. Vision of professional growth7. Method of vision attainment

    Why is the leadership framework a

    useful tool for creating a vision?

    Chapter 2: Creating a Vision for Learning

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    25/213

    Shepherding the Vision

    BEWARE OFTradition

    Scorn

    Nay-Sayers

    Complacency

    Weariness Short-range

    thinking

    Chapter 2: Creating a Vision for Learning

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    26/213

    Shepherding the Vision (contd)

    Encourage Building ownership in the vision

    Thinking of the long-term benefits

    Seeking input from stakeholders Building confidence in stakeholders

    Staying with the vision

    Staying focused

    Keeping stakeholders alert to any changes

    Demonstrating how focus results in efficiency,effectiveness, and productivity

    p g g

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    27/213

    Mission Statements vs.Goal Statements

    Mission Statements

    State the purpose ofthe school, both

    generally andspecifically

    Guide decision-makingprocesses

    Guided by the visionand explain how it willbe obtained

    Goal Statements

    Break the mission andvision down into

    specific andmeasurable steps

    The tangible results aschool is trying toachieve

    Guided by the missionand vision

    p g g

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    28/213

    Creating Goals to Obtain a Vision

    Consider the hierarchy of goals: A means-end analysis can help a principal prioritizeand organize goals

    What is necessary for the hierarchy shown infigure 2-3 to operate cohesively in order to

    achieve a stated vision?

    p g g

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    29/213

    What Makes an Effective Goal?

    Clarity and specificity

    Time frame

    Key areas

    Challenging but realistic

    Linked to rewards

    Why are these criteria needed for a goal to beconsidered effective?

    p g g

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    30/213

    The Goal Setting Process

    Setting Goals

    Evaluating Results

    Developing Action Plans

    Revise and Update

    Monitoring Performance Revise and Update

    Recycle

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    31/213

    Common Problems with GoalSetting

    Lack of top-management support

    Time-consuming

    Excessive paperworkOveremphasis on quantitative goals

    Administrative style

    Prepackaged programs

    How would you overcome

    each of these obstacles? Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    32/213

    Tips for Effective Goal Setting

    Develop a specific organizational structure

    Create a positive leadership climate

    Maintain the means-ends chain of goalsTrain principals

    Emphasize periodic feedback sessions

    Once goals have been set, the principalmust determine HOW they will beobtained. This leads to

    Chapter 2: Creating a Vision for Learning

  • 7/29/2019 organizing 2

    33/213

    Developing Plans for Attaining Goals

    Time Frame for Plans

    Strategic Plan

    Tactical Plan Tactical Plan

    Standing Plans Standing Plans Standing Plans Standing Plans

    Operational Plan Operational Plan Operational Plan Operational Plan

    Strategic plans define the means by

    which the goals of the school are tobe attained

    Tactical plans are designed to

    help execute strategic plans andto accomplish a specific part ofthe districts strategy

    Operational plans are developed at thelower levels of the district to specify the

    means toward achieving operationalgoals and supporting tactical planningactivities

    Standing plans are predeterminedstatements that help decision makershandle repetitive situations in aconsistent manner

  • 7/29/2019 organizing 2

    34/213

    Return toTable of

    Contents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    35/213

    Chapter 3:

    Curriculum Developmentand Implementation

    Standard 2: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students bypromoting a positive school culture, providing aneffective educational program, applying best practicesto student learning, and designing comprehensiveprofessional growth plans for staff.

    C d M d l f

    Chapter 3: Curriculum Development and Implementation

  • 7/29/2019 organizing 2

    36/213

    Concepts and Models ofCurriculum

    Consider the traditional concepts andmodels of curriculum outlined in the first 15pages of chapter 3.

    Which of these do you most closely alignyourself? Why? What different visions andgoals would emerge from each of these

    models?Now, lets look at some more modern

    curriculum models

    Chapter 3: Curriculum Development and Implementation

  • 7/29/2019 organizing 2

    37/213

    Modern Models of CurriculumMost have an emphasis on interdisciplinary

    courses, open-ended systems,intergenerational and inter-professionalrelationships, Socratic dialogue, multi-dimensional assessments, and multiculturalism

    (McNabb, 1995).Most are open educational systems

    Consider the above statements and the late20th century definitions of curriculum in yourtextbook.

    How do modern models of curriculum reflecttodays society?

    A closer look

    Chapter 3: Curriculum Development and Implementation

  • 7/29/2019 organizing 2

    38/213

    The Irby and Lunenberg Model

    Curriculum must be: Led by the principal but developed

    collaboratively

    Considerate of the community Responsive to student needs Connected to vision and mission of the

    school

    Reflective of the needs of a global societyAble to be assessed in terms of student

    performance

    Integrated systematically

    Chapter 3: Curriculum Development and Implementation

  • 7/29/2019 organizing 2

    39/213

    The Ornstein Model

    Systemic approach: recognizes that theactions within the organization impactcurriculum decisions

    7 categories to the model:1. Political Forces

    2. Knowledge Industry

    3. External Groups4. Content

    5. Instructional Activities

    6. Evaluation

    7. Supervision of Curriculum

    ExamineFigure 3-6.How do these

    7 categoriesinteract tocreate a modelof curriculum?

    Chapter 3: Curriculum Development and Implementation

  • 7/29/2019 organizing 2

    40/213

    The Eisner Model

    Five dimensions needed for successfulschools:

    1. The Intentional

    2. The Structural

    3. The Curriculum

    4. The Pedagogical

    5. The Evaluative

    What is meant by each of these dimensionsand how could they work together to

    create successful schools?

    R l ti hi f C i l t

    Chapter 3: Curriculum Development and Implementation

  • 7/29/2019 organizing 2

    41/213

    Relationship of Curriculum toInstruction

    Functions of a Curriculum Plan

    To produce a curriculum for an identifiablepopulation

    To implement the curriculum in a specific school

    To appraise the effectiveness of the curriculumdeveloped

    Read the 15 characteristics identified by Tomlinsonand Allan. Why must a principal take these

    characteristics into consideration in order to makepositive changes to the curriculum?

    Th P i i l th C i l

    Chapter 3: Curriculum Development and Implementation

  • 7/29/2019 organizing 2

    42/213

    The Principal as the Curriculumand Instructional Leader

    While the principal does not need to provide ALLof the curriculum leadership, the most effectiveones collect information and use it to facilitatecurriculum development

    In order to share the responsibility for curriculumleadership a principal should:

    Allow teachers to take responsibility for curriculum

    Arrange schedule to give teachers time to work oncurriculum

    Provide staff development

    Provide resources

    Create a community of learners (see Figure 13-9)

    Chapter 3: Curriculum Development and Implementation

  • 7/29/2019 organizing 2

    43/213

    Curriculum Goals and

    Instructional ObjectivesCurriculum Goals =

    broad, general

    statements to helpdevelop programs ofinstruction

    What you WANT the

    students to do

    Instructional Objectives =required performance,

    conditions for behavior,and level of performance

    What the student actuallyDOES

    To achieve teacher and staff buy-in a principal needs to offer:

    1. Data that support the need for change

    2. Information that supports the changes in similar contexts

    3. Connection between goals and achievement measures

    4. Focus on usability, simplicity, and effectiveness

    5. Clear relationships between changes and the vision

    6. Opportunities for teachers and staff to participate in goaland objective creation

    C i l G l d

    Chapter 3: Curriculum Development and Implementation

  • 7/29/2019 organizing 2

    44/213

    Curriculum Goals andInstructional Objectives (contd) Classifying objectives

    Cognitive1. Knowledge

    2. Comprehension

    3. Application4. Analysis

    5. Synthesis

    6. Evaluation

    Affective1. Receiving

    2. Responding

    3. Valuing

    4. Organization

    5. Characterization

    Psychomotor

    1. Reflex movements

    2. Basic-fundamentalmovements

    3. Perceptual abilities4. Physical abilities

    5. Skilled movements

    6. Non-discursivecommunication

    REMEMBER: OBJECTIVES MUSTCORRELATE WITH THE CURRICULUM

    Refer to the 7 principles for selecting learningexperiences to ensure that they foster activeinvolvement in the learning process

    Chapter 3: Curriculum Development and Implementation

  • 7/29/2019 organizing 2

    45/213

    Developing a Needs Assessment Why a needs assessment?

    Assists with developing or revising curriculum andassessment

    Ensures a dynamic and responsive curriculum

    Gives teachers information about learners

    At the curriculum level, a needs assessment includesa(n):

    1. Review and analysis of standards

    2. Review of curriculum from successful districts3. Interview of students, teachers, and parents

    4. Review of current students work

    5. Review of related literature and best practices

    l h lChapter 3: Curriculum Development and Implementation

  • 7/29/2019 organizing 2

    46/213

    Aligning the Curriculum

    After a needs assessment, curriculum alignmentshows WHAT will be taught in all subject areas and ateach grade level

    Curriculum mapping provides scope and sequence of

    WHEN skills will be taughtCurriculum benchmarking provides periodic

    assessments and minimum standards of achievement

    Curriculum audits help identify strengths and gaps ininstructional practices

    Instructional differentiation attempts to determinewhich instructional methods are best for all learners

    F i th Vi i d th S h l

    Chapter 3: Curriculum Development and Implementation

  • 7/29/2019 organizing 2

    47/213

    Focusing the Vision and the SchoolsMission through Curriculum

    The principal is the curriculum or instructionalspecialist or leader who does have theunderstanding of philosophy, the clarity ofvision, and the technical skills to move his/her

    programs toward meaningful activity.

    Consider how the case study of Mauka LaniElementary School exemplifies this alignment

    and call to action.

  • 7/29/2019 organizing 2

    48/213

    Return toTable of

    Contents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    49/213

    Chapter 4:

    Teaching and LearningStandard 2: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students by

    promoting a positive school culture, providing aneffective educational program, applying best practicesto student learning, and designing comprehensiveprofessional growth plans for staff.

    The Principal and Instructional

    Chapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    50/213

    The Principal and InstructionalPlanning

    Instructional planning should be a self-reflective tool

    How does the cycle described in Figure 4-1

    promote successful instructional planning?

    What are the benefits to instructionalplanning?

    Chapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    51/213

    Benefits of Instructional PlanningProvides a daily map

    Targets learner benchmarks

    Ensures that teacher follows up on identifiedweaknesses

    Reinforces teachers understanding ofcontent knowledge

    Intertwined with the curriculum alignmentprocess

    Beyond instructional planning, what are theadded positive outcomes of the above listed

    benefits?

    Chapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    52/213

    The Principal and Instructional

    Planning (contd)

    Promoting Reflective Planning: What

    questions would you pose to a strugglingteacher concerning goals, objectives,instructional activities, assessment, revision,

    and implementation?

    The Principal and Instructional

    Chapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    53/213

    The Principal and InstructionalPlanning (contd)

    Using Student Data to Drive InstructionalPlanning: What are some of the obstaclesthat educators face in properly using

    student data to aid in instructional planning?How would you overcome these obstacles?

    Consider the anecdote of Dr. John Barrera.

    How does this example demonstrate theproper use of student data?

    REMEMBER!

    Th P i i l d I i lChapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    54/213

    The Principal and InstructionalPlanning (contd)

    Using Students Cultural Backgrounds inInstructional Planning

    Do not use ONLY student achievement data

    Consider also: Ethno-instruction andDifferentiated Instruction

    Why are these two strategies increasinglyimportant in todays classrooms?

    Chapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    55/213

    Information Processing

    Read the various theories of informationprocessing as outlined in your text.

    Which theory/theories do you think best explain

    how people process information and why?Why is it important for a principal to have a

    working knowledge of these various theories?

    How could you develop these theories intopractical applications at your school?

    Th Eff ti S h l M d lChapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    56/213

    The Effective Schools Model

    What makes an effective school? Researchshows the following

    CLEAR AND FOCUSEDMISSION

    STRONG

    INSTRUCTIONALLEADERSHIP

    OPPORTUNITY TOLEARN

    FREQUENT

    MONITORING

    SAFE AND ORDERLYENVIRONMENT

    POSITIVEHOME-SCHOOL

    RELATIONS

    HIGHEXPECTATIONS

    Eff ti T hi P ti

    Chapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    57/213

    Effective Teaching Practices:The 12 Principles

    1. Students can learn best within cohesiveand caring communities

    2. Students learn more when time is

    allocated to curriculum related events

    3. All components of curriculum are alignedin a cohesive program designed to achieve

    specific goals

    4. Teacher can prepare students for learningby providing initial structure

    Eff ti T hi P tiChapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    58/213

    5. Content is explained clearly and developedwith emphasis on structure andconnections

    6. Questions are planned to engage studentsin sustained discourse

    7. Students receive sufficient opportunities to

    practice and apply what theyve learnedand to receive feedback

    8. Teacher provides assistance to enablestudents to engage in learning activities

    Effective Teaching Practices:The 12 Principles (contd)

    Effective Teaching Practices:

    Chapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    59/213

    Effective Teaching Practices:The 12 Principles (contd)

    9. Teacher models and instructs students inlearning and self-regulation strategies

    10. Students often benefit from working inpairs or small groups

    11. Teacher uses variety of formal andinformal assessment methods

    12. Teacher establishes and follows throughon appropriate expectations for learningoutcomes

    Conditions for Learning and Best

    Chapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    60/213

    Conditions for Learning and BestPractices

    Conditions for Learning

    School is warm and inviting

    Curriculum includes fine arts

    Students learn to be effective citizens

    Students learn to develop skills for the workplace

    School has smaller class sizes

    Support staff is available

    School reviews self Data and evidence drive decisions

    Why are these (and the other conditions listed) considerednecessary conditions for learning? Can you think of any

    others?

    Chapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    61/213

    Models of Observation

    Read the NCTAFs 5 propositions deemedessential for accomplished teaching

    Do you agree that these 5 conditions are

    necessary? Why/why not?Can you think of any other essential

    propositions?

    How can a knowledge of these 5propositions help a principal improve theeffectiveness of teaching and learning athis/her school?

    Chapter 4: Teaching and Learning

  • 7/29/2019 organizing 2

    62/213

    Models of Observation (contd)

    Formative EvaluationSummative Evaluation

    Classroom Observations

    Walk-Through ObservationsPeer Coaching

    As a teacher, which of these types of observation

    do/did you prefer? Why?

    As a principal, which of these types of observation

    do you think will be most helpful? Why?

  • 7/29/2019 organizing 2

    63/213

    Return toTable of

    Contents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    64/213

    Chapter 5:

    Professional DevelopmentStandard 2: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students bypromoting a positive school culture, providing aneffective educational program, applying best practicesto student learning, and designing comprehensiveprofessional growth plans for staff.

    The Mission of Principals Related

    Chapter 5: Professional Development

  • 7/29/2019 organizing 2

    65/213

    The Mission of Principals Relatedto Professional Development (PD)

    Well read and educated inlatest research

    THE IDEAL PD PRINCIPAL

    Analyzes impacton campusSensitive to students

    and community

    Thinks forward andconsequentially

    Chapter 5: Professional Development

  • 7/29/2019 organizing 2

    66/213

    The Principals Mission to Teachers PD

    PLAN:Work withteachers todevelop a

    comprehensivePD targeted atindividual andcollective needs

    PROVIDE:

    Resources (timeand money) forteachers to be

    reflective abouttheir practices

    What is theadvantage tothis approach

    to teachersPD?

    Chapter 5: Professional Development

  • 7/29/2019 organizing 2

    67/213

    High Quality PD

    Consider Knowles observations:

    Adult learners need to be self-directed

    Adult learners display readiness to learn why

    they have a perceived needAdult learners desire immediate application of

    new skills and knowledge

    Do you agree with Knowles findings?What are the implications of these findings

    on an effective PD program?

    The Ten Principles of Effective PDChapter 5: Professional Development

  • 7/29/2019 organizing 2

    68/213

    The Ten Principles of Effective PD

    1. Effective PD focuses on teachers as central to

    student learning, yet includes other members of theschool community

    2. Effective PD focuses on the individual, collegial, andorganizational improvement

    3. Effective PD respects and nurtures the intellectualand leadership capacity of teachers, principals, andothers in the school community

    4. Effective PD reflects best available research and

    practice in teaching, learning, and leadership5. Effective PD enables teachers to develop further

    expertise in subject content, teaching strategies,uses of technologies, and other essential elements in

    teaching to high standards

    Chapter 5: Professional Development

    The Ten Principles of Effective PD (contd)

  • 7/29/2019 organizing 2

    69/213

    6. Effective PD promotes continuous inquiry and

    improvement embedded in the daily life of schools7. Effective PD is planned collaboratively by those who

    will participate in and facilitate that development

    8. Effective PD requires substantial time and other

    resources9. Effective PD is driven by a coherent long-term plan

    10. Effective PD is evaluated ultimately on the basis ofits impact on teacher effectiveness and studentlearning; and this assessment guides subsequentprofessional development efforts

    The Ten Principles of Effective PD (cont d)

    What would a PD program that utilizes all of these

    principles look like?

    The Principals Mission for Personal

    Chapter 5: Professional Development

  • 7/29/2019 organizing 2

    70/213

    The Principal s Mission for PersonalProfessional Development

    Why is it essential that principals developtheir own PD plan?

    Read the description of the PD Portfolio.

    What are the various components of thePortfolio and how do they work together toensure that the principal embarks on a

    successful and effective PD plan?Review your own Portfolio (start one if you

    have not already). What components are

    missing or need to be updated?

  • 7/29/2019 organizing 2

    71/213

    Return toTable of

    Contents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    72/213

    Standard 2: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students bypromoting a positive school culture, providing aneffective educational program, applying best practicesto student learning, and designing comprehensiveprofessional growth plans for staff.

    Chapter 6:

    Student Services

    G id d C li S i

    Chapter 6: Student Services

  • 7/29/2019 organizing 2

    73/213

    Guidance and Counseling ServicesTo provide for the realization of student

    potentialities

    To help children with developing problems

    To contribute to the development of theschools curriculum

    To provide teachers with technical assistance

    To contribute to the mutual adjustment ofstudents and the school

    Assess the scope of the guidance and counselingservices offered on your campus.

    Chapter 6: Student Services

  • 7/29/2019 organizing 2

    74/213

    Guidance and Counseling Services (contd)

    Role of the Counselor Personal/social

    issues

    Educational issues Career planning

    Major ServicesAssessment

    Information

    Placement andfollow-up

    Counseling(Directive,

    Nondirective, andEclectic Counseling)

    Chapter 6: Student Services

  • 7/29/2019 organizing 2

    75/213

    When evaluating the program, consider Student needs

    Cooperation

    Process and product

    Balance

    Stability

    Flexibility

    Qualified counselorsAdequate counselor-student ratio

    Physical facilities

    Records

    Guidance and Counseling Services (contd)

    Using these 10 criteria,evaluate the guidance andcounseling program atyour school or one youhave worked at in thepast. How can thesecharacteristics help youplan for an effective

    program at your school?

    Att d d St d t R d

    Chapter 6: Student Services

  • 7/29/2019 organizing 2

    76/213

    Attendance and Student Records

    Cumulative recordsshould contain:

    Personal data sheet

    Parents report

    Childs self-concept

    Sociogram

    Behavior reports Standardized test data

    What is the purpose

    of ensuring thatthese artifactsappear in studentscumulative record?

    Evaluating Student ProgressChapter 6: Student Services

  • 7/29/2019 organizing 2

    77/213

    Evaluating Student Progress

    As NCLB stresses AYP and accountability, evaluating

    student progress has become a critical role for the 21stcentury principal. Assessment can serve variouspurposes:

    Help student understand self

    Provide information for education/vocational counseling Help staff understand student population

    Evaluate the academic progress of students

    Help administrative staff appraise programs

    Facilitate curriculum revision

    Make instructional management decisions

    Make decisions about screening students

    Make program decisions

    E l ti St d t P ( td)

    Chapter 6: Student Services

  • 7/29/2019 organizing 2

    78/213

    Evaluating Student Progress (contd)

    While many bemoan the NCLBs emphasis ontesting, assessment clearly has its benefits ifthe testing program is well developed

    Minimum components of testing battery:1. Emerging reading tests

    2. Learning readiness tests

    3. Intelligence tests

    4. Achievement tests

    5. Interest and aptitude tests

    R ti t P t /F il

    Chapter 6: Student Services

  • 7/29/2019 organizing 2

    79/213

    Reporting to Parents/Family

    Any teacher knows that grading has itsdifficulties. Among them are:

    Teacher variability

    Unreliable aptitude scores for all students

    Policy variability

    Variety of alternatives to traditional methods

    How can a principal account for and deal withthese difficulties?

    Compare your solutions with the following

    M th d f R ti G d

    Chapter 6: Student Services

  • 7/29/2019 organizing 2

    80/213

    Methods of Reporting Grades

    Percentage method

    Letter method

    Descriptive method

    Percentile method

    Three-group method

    Rank methodT-score method

    What are thebenefits and draw-backs to each of

    these methods? Inwhat circumstanceswould you use one

    method overanother?

    E t i l A ti iti

    Chapter 6: Student Services

  • 7/29/2019 organizing 2

    81/213

    Extracurricular Activities

    Shouldnt principals be concerned solelywith the academic program at their school?

    Extracurricular activities are vital to helpstudents develop skills and talents notreadily tapped into in the traditional core

    subjects. Read the texts explanation of thefunctions of these activities. Can you thinkof any others?

    Special Education ServicesChapter 6: Student Services

  • 7/29/2019 organizing 2

    82/213

    Special Education Services

    Key Legislation: Section 504 of the Rehabilitation Act of 1973

    Education for All Handicapped Act of 1975

    Americans with Disabilities Act of 1990

    Individuals with Disabilities Act (IDEA)Key Components of IDEA: Related Services

    Due Process Discipline

    Make sure you are familiar with these terms andtheir legal implications. Remember that a principal

    must ensure the quality education of ALL students.

    Gift d Ed ti

    Chapter 6: Student Services

  • 7/29/2019 organizing 2

    83/213

    Gifted Education

    The area of Gifted Education is growingrapidly and principals must be aware of howto best serve this special population. Gifted

    students will NOT thrive on their own; theyneed and deserve the services, attention,and resources to best develop their gifts

    and talents.Refer to Figure 6-2 for a list of options that

    will help to meet the needs of gifted

    students

    Bili l Ed ti

    Chapter 6: Student Services

  • 7/29/2019 organizing 2

    84/213

    Bilingual Education

    As with the gifted population, studentsrequiring bilingual services are also rapidlygrowing

    Principals must consider the following whencreating an ESL program:

    State guidelines

    Student population to be served District resources

    Biling al Ed cation (contd)

    Chapter 6: Student Services

  • 7/29/2019 organizing 2

    85/213

    Bilingual Education (contd)

    Principals must be aware of the following terms Early-exit

    Late-exit

    Immersion

    Dual immersion

    Submersion

    Dual-language Two-way

    Bilingual Education (contd)

    Chapter 6: Student Services

  • 7/29/2019 organizing 2

    86/213

    ESL Program Models: Pull Out

    Class Period

    Shelter English or Content-based Programs

    Structured English Immersion

    High Intensity Language Training Programs

    Bilingual Education (contd)

    When would it be appropriate to use each ofthe above models?

  • 7/29/2019 organizing 2

    87/213

    Return toTable of

    Contents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

    The Big Cheese

  • 7/29/2019 organizing 2

    88/213

    Standard 3: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students bymanaging the organization, operations, and resources

    in a way that promotes a safe, efficient, and effectivelearning environment.

    Chapter 7:

    Organizational Structures

    The Big Cheese

    Jr. Cheese Asst. Cheese Assoc. Cheese

    Important Concepts of

    Chapter 7: Organizational Structures

  • 7/29/2019 organizing 2

    89/213

    Important Concepts ofOrganizational Structure

    Job Specialization

    Departmentalization

    DelegationDecentralization

    Span of Management

    What do each of these terms mean and how dothey help to explain the concept of an

    organizational structure?

    Schools as Open Systems

    Chapter 7: Organizational Structures

  • 7/29/2019 organizing 2

    90/213

    Schools as Open Systems

    Schools are open systems becausethey interact with their environments

    Inputs = human, financial, physical, and

    information resourcesTransformation Process = combining and

    coordinating resources to attain goals

    Outputs = prepared and educated students,staff and community satisfaction

    Feedback = student, parent, staff, andcommunity reaction to output

    Leadership Functions

    Chapter 7: Organizational Structures

  • 7/29/2019 organizing 2

    91/213

    Leadership Functions

    Planning

    How can an understanding of the interplaybetween these functions help a principal tomore effectively manage the organizational

    structure of their school?

    OrganizingMonitoring

    Leading

    Administrative Roles

    Chapter 7: Organizational Structures

  • 7/29/2019 organizing 2

    92/213

    Administrative Roles

    Principal Activities: Heavy Workload at a Fast Pace

    Variety, Fragmentation, and Brevity

    Oral Communication

    Are these activities unique to the role of the principal?

    Which of these do you find most daunting? Which ofthese comes naturally to you?

    Management Skills

    Chapter 7: Organizational Structures

  • 7/29/2019 organizing 2

    93/213

    Management SkillsConceptual Skills: Ones mental ability to

    acquire, analyze, and interpret information

    Human Skills: Ones ability to motivate,facilitate, coordinate, lead, communicate,

    manage conflict, and get along with othersTechnical Skills: Ones ability to use

    knowledge, methods, and techniques of aspecific discipline

    Consider Figure 7-3. At what level would youplace yourself? Your current administrators? How

    does one move up the hierarchy?

    Effective Principals

    Chapter 7: Organizational Structures

  • 7/29/2019 organizing 2

    94/213

    Effective Principals

    Task Dimensions: Consider Sashkin and Huddles13 task dimensions of a principal. How can youdeliberately design your actions to build cultural aswell as managerial linkages?

    Human Resource Activities: Consider the list oftraits of ineffective administrators. Why wouldthese be detriments to an effective principal and

    how could you correct each of theseshortcomings?

    Effective vs. Successful

    Chapter 7: Organizational Structures

  • 7/29/2019 organizing 2

    95/213

    Administrators Effective = how well a

    principal wasevaluated bysubordinates

    Most time on task-relatedcommunication

    Human resourcemanagement

    Successful = rapidpromotion

    Little time on human

    resourcemanagement

    Good at networking

    Politically savvy

    Are these findings surprising to you?

    What are their implications?

    The Demise of Bureaucracy

    Chapter 7: Organizational Structures

  • 7/29/2019 organizing 2

    96/213

    The Demise of Bureaucracy

    What is the harm of bureaucracy? Explain whyeach of the following are seen as negative featuresto bureaucracy, especially in education.

    Division of labor and specialization Reliance on rules and procedures

    Emphasis on hierarchy of authority

    Lifelong careers and evaluation

    Impersonality

    So what are the alternatives?

    Emergent Models of

    Chapter 7: Organizational Structures

  • 7/29/2019 organizing 2

    97/213

    Organizational Structure

    System 4 Design

    Site Based Management

    Transformational Leadership

    Synergistic Leadership Theory

    Total Quality Management (TQM)

    Read the description of each model carefully.Which one appeals to you the most and why?

    Regardless of which model you find mostintriguing, consider

    10 Concepts Helpful in Restructuring theChapter 7: Organizational Structures

  • 7/29/2019 organizing 2

    98/213

    Content of Schooling

    Heterogeneousgrouping

    Cooperative learning

    High expectations forall

    Responsiveness tostudent diversity

    Emphasis on activelearning

    Essential curriculum

    Authentic assessment

    Technology as a tool

    Time as a learningresource

    Diverse pedagogy

  • 7/29/2019 organizing 2

    99/213

    Return toTable of

    Contents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    100/213

    Standard 3: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students by

    managing the organization, operations, and resourcesin a way that promotes a safe, efficient, and effectivelearning environment.

    Chapter 8:The Principal as Decision

    Maker

    The Nature of Decision Making

    Chapter 8: The Principal as Decision Maker

  • 7/29/2019 organizing 2

    101/213

    The Nature of Decision Making

    Understanding how adecision was reached

    Purpose or goalachieved

    Making a choice froma number of options

    Decision Making

    The Decision Making Process

    Chapter 8: The Principal as Decision Maker

  • 7/29/2019 organizing 2

    102/213

    gIdentifying the problem

    Generating alternatives

    Evaluating alternatives

    Choosing an alternative

    Implementing the decision

    Evaluating decision

    effectiveness

    Recycle

    processasnecessary

    The Rational Decision Maker

    Chapter 8: The Principal as Decision Maker

  • 7/29/2019 organizing 2

    103/213

    The Rational Decision MakerWhat is rational decision making?

    Problem is clear

    Single goal is to be achieved

    All alternatives and consequences are known

    Preferences are clear

    Preferences are constant and stable

    No time or cost constraints

    Final choice will maximize economic payoff

    Do these assumptions seem applicable to mostschool organizations you are aware of? Rationality

    seems limited, so

    Limits to Rationality

    Chapter 8: The Principal as Decision Maker

  • 7/29/2019 organizing 2

    104/213

    Limits to RationalityBounded Rationality:

    Decisions based on incomplete comprehension of theproblem

    Decision makers will not succeed in generating allpossible solutions

    Alternatives are evaluated incompletely Ultimate decision must be based on criterion other than

    maximization

    Consider: Satisfying, Heuristics, Primacy/Recency

    Effect, Bolstering the Alternative, Intuition,Incrementalizing, the Garbage-Can Model How can these processes compensate for the limits to

    rationality and allow a principal to make effectivedecisions?

    Shared Decision Making

    Chapter 8: The Principal as Decision Maker

  • 7/29/2019 organizing 2

    105/213

    Shared Decision Making Often committees, teams, councils, etc. must make decisions

    too. In these instances, an understanding of the shareddecision making process is necessary.

    To help involve teachers in the process, consider Huddleston,Claspell, and Killions method:

    Readiness: prepare for shared decision making

    Experimentation: build comfort in the decision makingprocess

    Refinement: share the decision making process

    Institutionalization: shared decision making becomes norm

    This process is not flawless. What are the advantages anddisadvantages to shared decision making?

    Advantages and Disadvantages

    Chapter 8: The Principal as Decision Maker

  • 7/29/2019 organizing 2

    106/213

    to Shared Decision Making Greater sum total

    knowledge

    Greater number of

    approaches to theproblem

    Greater number ofalternatives

    Increased acceptance ofa decision

    Better comprehension of

    a problem and decision

    Social pressures towardconformity

    Individual domination

    Conflicting secondarygoals

    Undesirablecompromises

    Ambiguous responsibility

    More time needed

    Obviously, a principal needs to carefullyconsider if the shared decision makingprocess is appropriate for any given

    situation. Read Williamss list of skills neededfor effective site-based decision making. Dothese tips seem do-able? Now readthrough the model provided in the text.

    While seemingly esoteric, what are thepractical applications and advantages to thismethod?

    Decision Making Pattern Choice

    Chapter 8: The Principal as Decision Maker

  • 7/29/2019 organizing 2

    107/213

    Decision Making Pattern Choice

    An alternative model to shared decisionmaking, this approach focuses on acontinuum of leadership from boss-centeredto subordinate-centered

    Review Figure 8-4 for a more detailed lookat this approach

    The principal must consider the forces in theleader, forces in the group members, forcesin the situation, and long-run goals andstrategy

    Decision MakingPattern Choice (Contd)

    Chapter 8: The Principal as Decision Maker

  • 7/29/2019 organizing 2

    108/213

    Forces in the leader thatdetermine which of the

    patterns to choose from: Value system

    Confidence in group members

    Leadership inclinations

    Feelings of security in

    uncertain situation Forces in the group members

    that allow for greater freedom:

    High need for independence

    Readiness to assume

    responsibility High tolerance for ambiguity

    Interested in problem

    Understand goals

    Have necessary knowledge

    Expect to share in process

    Forces in the situation thatcreate pressure:

    The problem Time constraints

    Long-run goals and strategy toconsider:

    Raising level of motivation

    Improving quality of decisions Developing teamwork and

    morale

    Furthering individualdevelopment

    Increasing readiness to acceptchange

    There is no formula for perfect decisionmaking. An effective principal must considerthe forces in a given situation and assesswhich should influence him or her in a given

    situation.

    The Synergistic Decision Making ApproachChapter 8: The Principal as Decision Maker

  • 7/29/2019 organizing 2

    109/213

    Listening Active listening with respect, consideration, and no judgment

    Responding

    Paraphrase; be respectful; assume sincerity; avoid pre-judgment

    Reinforcing Build on previous remarks to encourage a free, non-competitive, and

    diverse discussion

    Clarifying

    When confusion arises, phrase neutral questions, avoid condescension,

    avoid impatience, and do not assume you have the answer

    Do you think teachers would be receptive to this process?Why or why not?

  • 7/29/2019 organizing 2

    110/213

    Return toTable of

    Contents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    111/213

    Standard 3: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students by

    managing the organization, operations, and resourcesin a way that promotes a safe, efficient, and effectivelearning environment.

    Chapter 9:Developing Effective

    Communication

    The Communication ProcessChapter 9: Developing Effective Communication

  • 7/29/2019 organizing 2

    112/213

    Communication = the process of transmitting

    information from one person to another

    Read the tips in the text on planning a successfulcommunication process. What have been the positivetraits of past communication processes you have beeninvolved in? Negative traits?

    Encode

    Sender

    Decode

    Decode

    Receiver

    Encode

    Message

    Feedback

    Medium

    Noise

    Organizational CommunicationChapter 9: Developing Effective Communication

  • 7/29/2019 organizing 2

    113/213

    The following slides will take a closer look at

    different categories of communication:Downward

    Upward

    Horizontal

    Formal Communication Networks

    Informal Communication Networks

    Downward CommunicationChapter 9: Developing Effective Communication

  • 7/29/2019 organizing 2

    114/213

    Information transmits from higher to lower levelsPurposes of downward communication

    Implement goals and strategies

    Job instruction and rationale

    Procedures and practices

    Performance feedback

    Socialization

    What situations warrant downwardcommunication? Which situations would be

    inappropriate?

    Upward CommunicationChapter 9: Developing Effective Communication

  • 7/29/2019 organizing 2

    115/213

    p Information transmits from lower to higher levels

    Types of information in upward communication

    Problems and expectations

    Suggestions for improvement

    Performance reports

    Grievances and disputes

    Financial and accounting information

    Read through the barriers to effective upwardcommunication and the tips to improve it. What other

    barriers have you encountered in upwardcommunication? What could a principal have done to

    overcome those barriers?

    Horizontal Communication

    Chapter 9: Developing Effective Communication

  • 7/29/2019 organizing 2

    116/213

    Horizontal Communication

    Information transmits laterally or diagonallyacross lines of formal chain of command;essential for increasing coordination

    Categories of horizontal communication Intradepartmental problem solving

    Interdepartmental coordination

    Staff advice to line departments

    Communication Networks

    Chapter 9: Developing Effective Communication

  • 7/29/2019 organizing 2

    117/213

    The three previous communication patterns can combineto form five common networks

    1. Chain: line authority relationships

    2. Y: two or more interacting members report to a singlesupervisor

    3. Wheel: several non-interacting members report to asingle supervisor

    4. Circle: members interact with adjoining members, butnot others

    5. All-Channel: members interact with adjoiningmembers and all others

    Informal network: The grapevine flows in all directionsand is not fixed by any formal organizational chart

    What are the advantages anddisadvantages to each of these

    communication networks?

    Managing Communication: BarriersChapter 9: Developing Effective Communication

  • 7/29/2019 organizing 2

    118/213

    Process barriers: blocked communication with

    sender, encoding, medium, decoding, receiver, orfeedback

    Physical barriers: concrete and real factors thatblock communication

    Semantic barriers: variations andmisunderstandings of connotations

    Psychosocial barriers: factors such as fields ofexperience, filtering, and psychological distance

    that inhibit effective communicationHow can you, as a principal, work to overcome these barriers?

    What has been the cause of communication breakdowns you haveexperienced in the past? How does your experience compare with

    the list of factors listed in the text?

    Improving Communication Effectiveness

    Chapter 9: Developing Effective Communication

  • 7/29/2019 organizing 2

    119/213

    All members of the communication process are responsible forimproving communication

    What can a sender (a principal) do to improvecommunication with various stakeholders? Consider the TenCommandments listed in the text.

    What can receivers do to improve communication? Again,

    consider the ten suggestions in the text. What is active listening?

    What can one do to improve giving responsive feedback?

    What types of non-verbal communication should one beaware of?

    Do the suggestions given in the text seem practical? Select atleast one strategy posited from the questions posed above and

    explain how you would use it to improve your own

    communication. Then, go do it!

  • 7/29/2019 organizing 2

    120/213

    Return toTable of

    Contents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    121/213

    Standard 3: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students bymanaging the organization, operations, and resources

    in a way that promotes a safe, efficient, and effectivelearning environment.

    Chapter 10:

    The Principal and Change

    The Nature of Organizational Change

    Chapter 10: The Principal and Change

  • 7/29/2019 organizing 2

    122/213

    g g

    While most systems tend toward the statusquo, principals must anticipate and directchange positively

    External forces for change: the marketplace, laws

    and regulations, technology, labor markets,economic changeswhat else?

    Internal forces for change: problems with processesor peoplesuch as?

    And yet, there is often strong resistance tochange

    Why Is Change Resisted?

    Chapter 10: The Principal and Change

  • 7/29/2019 organizing 2

    123/213

    y g

    UncertaintyConcern over personal loss

    Group resistance

    DependenceTrust

    Awareness of weaknesses

    Why have you resisted change in the past?

    What can a principal do to overcome this

    resistance?

    Overcoming Resistance to Change

    Chapter 10: The Principal and Change

  • 7/29/2019 organizing 2

    124/213

    g g

    Some strategies:

    Education and communication

    Participation and involvement

    Facilitation and support

    Negotiation and agreement

    Manipulation and cooptation

    Explicit and implicit coercion

    Which of these strategies do you think would be mosteffective? Why? In what types of situations would you

    use each? What other strategies can you think of?

    Getting Reform Right: What

    Chapter 10: The Principal and Change

  • 7/29/2019 organizing 2

    125/213

    Works and What Doesnt

    Current research suggests the following:

    Change is learning

    Change is a journey, not a blueprint Problems are our friends

    Change is resource-hungry

    Change requires the power to manage it Change is systematic

    All large-scale change is implemented locally

    Managing Change

    Chapter 10: The Principal and Change

  • 7/29/2019 organizing 2

    126/213

    g g gTypes of change agents: Outside pressure type

    People-change-technology type

    Analysis-for-the-top type

    Organization-development type

    Change agent roles:

    Consulting Training

    Research

    What are some real-world examples of each of these types?

    When would a principal need to play each of these roles?

    Managing Change (contd)

    Chapter 10: The Principal and Change

  • 7/29/2019 organizing 2

    127/213

    g g g ( )

    Common characteristics of effective change Hemophily

    Empathy

    Linkage

    Proximity Structuring

    Capacity

    Openness

    Reward Energy

    Synergy

    Why are these desired

    characteristics of achange agent?

    The Change Process

    Chapter 10: The Principal and Change

  • 7/29/2019 organizing 2

    128/213

    g

    Phase 1: Pressure and arousalPhase 2: Intervention and reorientation

    Phase 3: Diagnosis and recognition

    Phase 4: Invention and commitment

    Phase 5: Experimentation and search

    Phase 6: Reinforcement and acceptance

    Note that this model focuses on the role of the changeagent (i.e. the principal). What would a principal actually

    be doingin each of these phases?

    Promoting Successful School

    Chapter 10: The Principal and Change

  • 7/29/2019 organizing 2

    129/213

    ChangeBuild a visionCreate a positive climate

    Mobilize

    Engage community support

    Train

    Provide resources

    Remove barriers

    Please note that the previous and subsequent chaptersdeal with each of these strategies.

    Change Strategies

    Chapter 10: The Principal and Change

  • 7/29/2019 organizing 2

    130/213

    g g

    Process Strategies Survey feedback

    Team building

    Process consultation Quality of work life

    Structural Strategies Goal setting

    Job redesign

    Quality circles Strategic planning

  • 7/29/2019 organizing 2

    131/213

    Return toTable ofContents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    132/213

    Standard 3: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students bymanaging the organization, operations, and resourcesin a way that promotes a safe, efficient, and effectivelearning environment.

    Chapter 11:Budgeting and School

    Facilities

    Basic Terms to Know

    Chapter 11: Budgeting and School Facilities

  • 7/29/2019 organizing 2

    133/213

    Expenditures

    Current Expenses

    Capital Outlay

    Debt ServiceRevenue

    Fiscally Independent

    vs. Fiscally DependentDistricts

    Fiscal Neutrality

    Standard

    The Budgeting ProcessChapter 11: Budgeting and School Facilities

  • 7/29/2019 organizing 2

    134/213

    Board of Education

    Superintendent

    Division Head:Elementary Division Head:Secondary

    CFO AS ASAS

    Elementary

    Building Principal

    Secondary Building

    Principal

    Budget Committee

    Financial Controls

    Chapter 11: Budgeting and School Facilities

  • 7/29/2019 organizing 2

    135/213

    What are the purposes of financialcontrols?

    Assist principals in acquiring, allocating, and

    evaluating the use of financial resources Allow districts to pay short- and long-term

    debts

    Protect districts from theft, fraud, etc.

    Two types: internal control and financialaudits

    Internal Control

    Chapter 11: Budgeting and School Facilities

  • 7/29/2019 organizing 2

    136/213

    The policies and procedures used by a district tosafeguard assets and verify accounting data

    Effective internal control should include1. Clear, formal organization

    2. Accounts for each administrative unit3. Handling and record keeping of assets should not

    be done by the same employee

    4. No one person has control over all phases of any

    given transaction5. No redundant work, but employees should check

    work

    Financial Audits

    Chapter 11: Budgeting and School Facilities

  • 7/29/2019 organizing 2

    137/213

    Independent appraisal of districtsaccounting, financial, and operationalsystems

    Two types External: conducted by experts outside of the

    district to verify district accuracy

    Internal: conducted by district employees toexamine the accuracy of financial reports

    What would be the various advantages anddisadvantages to external and internal audits?

    Zero-Base Budgeting

    A district starts the budgeting process at

    Chapter 11: Budgeting and School Facilities

  • 7/29/2019 organizing 2

    138/213

    A district starts the budgeting process at

    zero every year Not just adjustments to last years budget;

    EVERY expenditure must be justified

    Three steps:1. Identify Decision Units

    2. Develop Decision Packages

    3. Rank the Decision Packages

    What parts of a districts organization would bebest served by zero-based budget and why?

    AN ALTERNATIVEBUDGETING SYSTEM

    Planning-Programming-BudgetingS

    Chapter 11: Budgeting and School Facilities

  • 7/29/2019 organizing 2

    139/213

    Systems Similar to ZBB, but not all programs need

    be justified

    The basic steps:

    1. Specify goals2. Search for relevant alternatives

    3. Measure the costs of the programs for severalyears

    4. Evaluate the output of each program

    The textbook states that PPBS has not been thegreat tool in practice that its logic would imply. Why

    might this be?

    School Facilities Management

    Chapter 11: Budgeting and School Facilities

  • 7/29/2019 organizing 2

    140/213

    Principals in the 21

    st

    century must be awareof:

    Rising school infrastructure costs

    New school constructs costs

    Environmental hazards inherent with aging facilities

    School Infrastructure Costs

    Chapter 11: Budgeting and School Facilities

  • 7/29/2019 organizing 2

    141/213

    Infrastructure = the physical facilities that

    make up a school building (plumbing,heating, electrical, sewer, etc.)

    Which areas do you think would have the

    schools in the best/worst condition?How much of ones budget should be

    allocated to these costs? Experts say 5%, but most schools put aside

    only 3%

    Why are schools falling apart and why dorepairs cost so much?

    1. Age of facilities

    Chapter 11: Budgeting and School Facilities

  • 7/29/2019 organizing 2

    142/213

    2. Energy prices

    3. Weather conditions

    4. Density and vandalism

    5. Newer buildings

    6. A ticking time bomb: most

    educators and the public simplydo not pay attention to the ailinginfrastructure of Americas schools

    Financing School Construction

    Chapter 11: Budgeting and School Facilities

  • 7/29/2019 organizing 2

    143/213

    With ever increasing public schoolenrollments, building new schools willbecome a large factor in many districts

    throughout the country. According to thetext, what are some unique challenges thatbuilding new schools brings about? How areschools built today fundamentally differentfrom schools built decades ago?

    Environmental Hazards

    Chapter 11: Budgeting and School Facilities

  • 7/29/2019 organizing 2

    144/213

    Every principal should be aware of:Asbestos

    Radon gas

    School lead Indoor air quality

    Electromagnetic fields

    What dangers do each of these hazardspresent and how might a principal safely

    handle each?

  • 7/29/2019 organizing 2

    145/213

    Return toTable ofContents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    146/213

    Standard 3: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students bymanaging the organization, operations, and resources

    in a way that promotes a safe, efficient, and effectivelearning environment.

    Chapter 12:

    Creating Safe Schools

    School Violence and Drug Use

    Chapter 12: Creating Safe Schools

  • 7/29/2019 organizing 2

    147/213

    What does the research say? Read the bulleted points from the

    selected studies presented in the text.

    Do these findings surprise you? Why/whynot?

    Brainstorm some action plans andstrategies that a principal couldimplement to address the trendsidentified in these studies.

    An Action Plan: 6 Strategies forSuccess

    Chapter 12: Creating Safe Schools

  • 7/29/2019 organizing 2

    148/213

    Success

    1. Predict School Violence2. Prevent School Violence

    3. Focus Resources on Schools

    4. Strengthen the System

    5. Develop a Crisis Management Plan

    6. Create an Orderly Climate for Learning

    These strategies are, of course, not meant to be used in isolationof one another; a combination of all or some of the strategies,depending on your school climate, will surely help you create a

    safe school

    Strategy #1: PredictS h l Vi l

    Chapter 12: Creating Safe Schools

  • 7/29/2019 organizing 2

    149/213

    School Violence

    Collect and analyze data

    Identify problem students and provide

    support Identify problem teachers and provide

    support and training

    Strategy #2: Prevent

    Chapter 12: Creating Safe Schools

  • 7/29/2019 organizing 2

    150/213

    School Violence

    Toughen Weapons Laws: What specificpolicies should a principal advocate in orderto achieve this?

    Deal with Violent Students: What specificstrategies should a principal use?

    Strategy #3: FocusResources on Schools

    Chapter 12: Creating Safe Schools

  • 7/29/2019 organizing 2

    151/213

    Resources on Schools

    Fund the Basic Education Program

    Teach Violence Prevention

    Establish Task Forces

    How could a principal implement thisstrategy considering the other financial

    demands a school faces?

    Strategy #4:Strengthen the System

    Chapter 12: Creating Safe Schools

  • 7/29/2019 organizing 2

    152/213

    Strengthen the System

    Improve the Juvenile Code

    Create a State Center for the Prevention of

    School Violence

    How, realistically, can a principal affect thesesystems that are seemingly out of theirjurisdiction?

    Strategy #5: Develop aC i i M t Pl

    Chapter 12: Creating Safe Schools

  • 7/29/2019 organizing 2

    153/213

    Crisis Management Plan

    Form a School-wide Crisis Management Team

    Conduct an Ongoing, School-wide Safety Audit

    Develop Policies and Procedures for Various Emergencies

    Conduct Safety Drills Develop a School-wide Discipline Plan

    Provide a Means for Students to Communicate Information toStaff

    Teach Students Alternatives to Violence Evaluate Administrative Practices of the School

    Use Resources to Identify Students At-Risk for ViolentBehavior

    How could you best communicate the need tofollow these steps to a resistant staff?

    Strategy #6: Create anOrderly Climate for Learning

    Chapter 12: Creating Safe Schools

  • 7/29/2019 organizing 2

    154/213

    Orderly Climate for Learning

    Establish and Emphasize Goals

    Establish Rules and Procedures

    Improve Teacher-Student Relations in theClassroom

    What specific rules and procedures would be

    most helpful in creating a safe school?What specific strategies can a principal and/or

    teacher use to improve teacher-student relations?

    Consider

    Chapter 12: Creating Safe Schools

  • 7/29/2019 organizing 2

    155/213

    What are the pros and cons of each of thesix previous strategies?

    Beside creating safer schools, what are theother positive outcomes of these strategies?

    Which of the strategies (or combination ofstrategies) would you be most likely toimplement in your school and why?

    Beyond these six strategies, what else canprincipals do to ensure that their school is asafe one?

  • 7/29/2019 organizing 2

    156/213

    Return toTable ofContents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    157/213

    Standard 3: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students bymanaging the organization, operations, and resourcesin a way that promotes a safe, efficient, and effectivelearning environment.

    Chapter 13:Human Resource

    Management

    The Human Resource Management Process

    Recruitment

    Chapter 13: Human Resource Management

  • 7/29/2019 organizing 2

    158/213

    Recruitment

    StaffDevelopment

    Selection

    PerformanceAppraisal

    LegalConstraints UnionDemands

    Recruitment of Staff

    Chapter 13: Human Resource Management

  • 7/29/2019 organizing 2

    159/213

    Before recruitment can commence,principals should:

    Analyze the job requirements: refer to job

    descriptions and job specifications Know and understand legal constraints involved

    in recruitment: consult Table 13-1

    Cultivate the sources of potential employees:

    promotion within a district, college placementoffices, advertisements, referrals, job fairs,teacher recruitment consortiums

    Selection of Staff

    Chapter 13: Human Resource Management

  • 7/29/2019 organizing 2

    160/213

    Typical steps in staff selection:1. Preliminary screening of credentials

    2. Preliminary interview

    3. Testing

    4. Reference Checks

    5. In-depth interview

    6. Physical examination

    7. Hiring decision

    The most complications usually arise in the interviewprocess

    The Interview Process

    Chapter 13: Human Resource Management

  • 7/29/2019 organizing 2

    161/213

    Typical problems:

    Interviewer is unfamiliar with the job

    Interviewers make premature decision based onfirst impressions

    Interviewers impose personal biases on theapplicants

    How to improve the process

    A Better Interview Process Will Include Use of a structured interview format

    Chapter 13: Human Resource Management

  • 7/29/2019 organizing 2

    162/213

    Explicitly trained interviewers

    The interview as ONE aspect of the selection process Candidates that are given interviews only after

    references are checked

    Candidates whose files are screened for completeness

    Sufficient time for each interview Mailing candidates two or three questions prior to

    interview

    Name cards placed in front of each interviewer

    An evaluation form regarding the interview experiencegiven to each candidate

    DOASK ABOUT

    Chapter 13: Human Resource Management

  • 7/29/2019 organizing 2

    163/213

    Why applicant wants to teach at school/district

    What can applicant bring to the school that isuniquely theirs

    Why type of grading criteria is used

    How applicant keeps current in the field What has applicant done to develop professionally

    What is applicants view of the relationship between

    faculty and administrationWhat are some other insightful and

    helpful interview questions that you can

    think of?

    DO NOTASK ABOUT

    Chapter 13: Human Resource Management

  • 7/29/2019 organizing 2

    164/213

    Ancestry, nation oforigin, place of birth,original language, etc.

    How applicant learneda foreign language

    Membership in clubsthat would indicaterace, color, sex, etc.

    Names and addresses

    of relatives not workingfor the district

    How long applicantintends to work

    Age Financial condition

    Prior wage garnishments

    Home ownership

    Disabilities

    Marital status

    Where spouse works

    Pregnancy or medicalhistory

    Ages of children

    Military experience

    Religious observance

    Staff Development

    Chapter 13: Human Resource Management

  • 7/29/2019 organizing 2

    165/213

    Assess Staff Development Needs: Review thethree methods listed in the text. What are thebenefits to these methods?

    Set Staff Development Goals: Why is an

    understanding of the three categories ofobjectives necessary for a principal seeking toimprove staff development?

    Select Staff Development Methods: Examine the

    table that identifies widely used methods. Whichof these (or combination thereof) do you thinkwould be most effective and why?

    Staff Development (contd)

    Chapter 13: Human Resource Management

  • 7/29/2019 organizing 2

    166/213

    Evaluate Staff Development Program: Why are thequestions relating to staff development outcomesimportant to ask?

    Induct Beginning Teachers: Recall how it felt when

    you first became a teacher. What information do youwish you had been given? What specific strategies canprincipals use to aid beginning teachers?

    Improve Support for Beginning Teachers: Which of

    the recommendations listed to help principals workwith beginning teachers could you most easilyimplement at your school? Can you think of any otherspecific strategies that would help achieve similar

    results?

    Staff Performance Appraisal

    Chapter 13: Human Resource Management

  • 7/29/2019 organizing 2

    167/213

    Appraisal Techniques Nonjudgmental methods

    Judgmental methods

    Common Rating Errors Too strict or lenient Central tendency

    Single dimension

    Halo effect Recency of events

    Personal bias and first impressions

    Modern Appraisal Techniques

    Clinical Supervision:

    Chapter 13: Human Resource Management

  • 7/29/2019 organizing 2

    168/213

    1. Pre-observation conference

    2. Observation

    3. Analysis and strategy

    4. Supervision conference

    5. Post-conference Goal Setting

    1. Supervisor and teacher meet to determine goals

    2. Supervisor and teacher meet to appraise performance in

    terms of goals set

    As a teacher, which appraisal techniques did/do youprefer? Why? As a principal, which do you think you will

    employ?

    Union-Management Relations

    h l k h d d

    Chapter 13: Human Resource Management

  • 7/29/2019 organizing 2

    169/213

    Why must a principal work hard to create and

    maintain positive union-managementrelations?

    The Collective Bargaining Process

    Bargaining team selection

    Negotiations

    If negotiations are successful ratification

    If negotiations are not successful impasse1. Mediation

    2. Fact Finding

    3. Arbitration

  • 7/29/2019 organizing 2

    170/213

    Return toTable ofContents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    171/213

    Standard 4: Candidates who complete the program areeducational leaders who have the knowledge andability to promote the success of all students bycollaborating with families and other communitymembers, responding to diverse community interestsand needs, and mobilizing community resources.

    Chapter 14:Community Relations

    The Principal as a BoundarySpanner

    Chapter 14: Community Relations

  • 7/29/2019 organizing 2

    172/213

    Spanner A principal should be a bridge between

    the school and external constituencies

    Leading Community Effortsduring Catastrophe

    Chapter 14: Community Relations

  • 7/29/2019 organizing 2

    173/213

    Schools become a lifeline. Why is this?What a principal can do:

    Establish means of communication

    Assess damage quickly and make accommodations

    Prioritize needs and establish authority to make decisions Address emotional and survival needs of staff and students

    Arrange for training and support for mental healthcaregivers (prior to a catastrophe)

    Provide feedback to media Identify and secure available resources

    After a catastrophe, encourage creative lesson planning thatuses lessons learned

    Leading School, Family, andCommunity Involvement

    Chapter 14: Community Relations

  • 7/29/2019 organizing 2

    174/213

    Community Involvement

    Community = just parents

    What members of any given community

    might be most helpful to a school?Why is it important that a principal learn to

    serve as a leader of this community and not

    just the school?

    Leading School, Family, andCommunity Involvement (contd)

    Chapter 14: Community Relations

  • 7/29/2019 organizing 2

    175/213

    Epsteins types ofinvolvement:

    Parenting

    Communicating

    Volunteering

    Learning at home

    Decision making

    Collaboration withcommunity

    Comprehensivepartnerships

    Communicationavenues: Orientation meetings

    Newsletters

    School handbook

    Programs for families

    Suggestion box

    Home visits

    Conferences Journals

    Personal notes

    Phone calls

    Research demonstrates that parentalinvolvement is a key factor in students

    academic achievement, self-confidence, and attitude toward

    school. What can a principal do toencourage and promote parental

    involvement, especially for minoritygroups?

    What are theadvantages and

    disadvantages to eachof these avenues?

    School-Community RelationsEducational public relations is a planned and

    Chapter 14: Community Relations

  • 7/29/2019 organizing 2

    176/213

    Educational public relations is a planned and

    systematic management function to helpimprove the programs and services of aneducational organization. It relies on acomprehensive two-way communicationprocess[to] assist in interpreting publicattitudes, identify and help shape policies andprocedures in the public interest, and carry on

    involvement and information activities that earnpublic understanding and support.

    The National School Public Relations Association

    School-Community Relations (contd)Chapter 14: Community Relations

    To develop two-way communication and collaboration

  • 7/29/2019 organizing 2

    177/213

    Anticipate problemsHandle all school

    publications

    Write news releasesStay connected to budget

    process

    Develop communication

    planConduct formal and

    informal research togauge public opinion

    Promote schoolsstrengths

    Publicize staff and

    student achievementAnswer request for

    information

    Provide PR training forstaff

    Serve as liaison tocommunity groups

    within a community, the NPSRA suggests:

    What else can a principal do

    to create strong communityrelations?

    Public Relations

    St ong PR p og ams follo these basic steps

    Chapter 14: Community Relations

  • 7/29/2019 organizing 2

    178/213

    Strong PR programs follow these basic steps:

    1. Research

    2. Action plan

    3. Communicate

    4. Evaluate

    Read A Young Principals Story. Identify and

    evaluate the principals use of this process.Compare this principals actions with those of theprincipal in A Seasoned Principals Story.

  • 7/29/2019 organizing 2

    179/213

    Return toTable ofContents

    Return toBeginning of

    Current Chapter

    Proceed toNext Chapter

    EndPresentation

  • 7/29/2019 organizing 2

    180/213

    Standard 5: Candidates who complete theprogram are educational leaders who havethe knowledge and ability to promote the

    success of all students by acting withintegrity, fairly, and in an ethical manner.

    Chapter 15:

    The Principal and Ethics

    What Is an Ethical Principal?

    Chapter 15: The Principal and Ethics

  • 7/29/2019 organizing 2

    181/213

    One who, in the face of adversity,ambiguity, and challenge, will reflect onwhat is right by some set standard or code

    and will act in a rational and caring mannerto resolve problems and conduct business.

    Do you agree with the texts definition(s) ofan ethical principal? What are some of theobstacles that might prevent a principalfrom behaving ethically? How might youovercome those obstacles?

    Philosophical Concepts of Ethics

    Chapter 15: The Principal and Ethics

  • 7/29/2019 organizing 2

    182/213

    Rights Freedom

    Responsibility andAuthority

    Duty

    Justice

    Equity

    Caring

    Character,Commitment, andFormality

    Conflict of Interest

    Loyalty

    Prudence

    Critique

    Profession

    Moral Imperative

    Considering eachconcept individually,why must a principal

    be aware of eachin order to behave ethically?

    Ethical Behavior in Schools

    Promoting Ethical Behavior in AthleticPrograms

    Chapter 15: The Principal and Ethics

  • 7/29/2019 organizing 2

    183/213

    Programs

    Why is this an issue? Has it become more of anissue in recent years? Why do you think this is?

    Consider:

    1. Athletes must be considered ends and not means2. Competition must be fair

    3. Participation, leadership, resources, and rewards mustbe based on achievement

    4. Activity must be safe for participants

    How do these principles sustain traditional values?What other principles should an administrator be

    mindful of concerning athletics?

    Ethical Behavior in Schools: Promoting EthicalBehavior through Character Education

    1.

    Education Is an 5. Schools Are

    Chapter 15: The Principal and Ethics

  • 7/29/2019 organizing 2

    184/213

    Inescapable MoralEnterprise

    2. Parents Are Primary MoralEducators of Children

    3. Character EducationDevelops Virtues

    4. Teachers, Principals, andStaff Are Central to

    Character Education

    Communities of Virtue6. Character Education

    Goes beyond AcademicCurriculum

    7. Character Creation Isan Essential andDemanding Life Task

    What are the benefits to character education and how can these7 principles help you develop a character education program?Consider how you would work with your superintendent, school

    board and other administrators

    National and State Codes ofEthics for Principals

    Chapter 15: The Principal and Ethics

  • 7/29/2019 organizing 2

    185/213

    Rationale for a Code of Ethics Provide guidelines for conduct

    Establish accountability and protect students

    Serve as catalyst for job improvementNational Associations (click for website)

    American Association of School Administrators

    National Association of Elementary SchoolPrincipals and the National Association ofSecondary School Principals

    National Education Association

    How do the guidelines and self-assessment

    tools supplied by these national agenciessupport the rationale for a code of ethics?

    National and State Codes ofEthics for Principals (contd)

    Chapter 15: The Principal and Ethics

    http://www.aasa.org/index.htmhttp://www.naesp.org/http://www.naesp.org/http://www.nassp.org/s_nassp/index.asphttp://www.nassp.org/s_nassp/index.asphttp://www.nea.org/index.htmlhttp://www.nea.org/index.htmlhttp://www.nassp.org/s_nassp/index.asphttp://www.nassp.org/s_nassp/index.asphttp://www.naesp.org/http://www.naesp.org/http://www.aasa.org/index.htm
  • 7/29/2019 organizing 2