OSC Bulletin - westlawecarswell.com fixed.pdf · The OSC Bulletin is published weekly by Carswell, a Thomson Reuters business, under the authority of the Ontario Securities Commission

The Ontario Securities Commission

OSC Bulletin

August 22, 2013

Volume 36, Issue 34

(2013), 36 OSCB

The Ontario Securities Commission administers theSecurities Act of Ontario (R.S.O. 1990, c. S.5) and the

Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)

The Ontario Securities Commission Published under the authority of the Commission by:

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August 22, 2013 (2013), 36 OSCB

Table of Contents

Chapter 1 Notices / News Releases ......................83231.1 Notices ..........................................................83231.1.1 Current Proceedings before the

Ontario Securities Commission ......................83231.1.2 Notice of Correction –

SEAMARK Asset Management Ltd. ...............83301.2 Notices of Hearing........................................83311.2.1 Kevin Warren Zietsoff – ss. 127, 127.1 ..........83311.3 News Releases .............................................83341.3.1 Abraham Grossman Sentenced to Six

Months in Jail for Breaching OntarioSecurities Act ................................................8334

1.4 Notices from the Officeof the Secretary ............................................8335

1.4.1 Quadrexx Asset Management Inc.et al. ...............................................................8335

1.4.2 2196768 Ontario Ltd et al. ..............................83361.4.3 Blackwood & Rose Inc. et al...........................83361.4.4 Kevin Warren Zietsoff .....................................8337

Chapter 2 Decisions, Orders and Rulings ............83392.1 Decisions ......................................................83392.1.1 Purpose Investments Inc. ...............................83392.1.2 Allon Therapeutics Inc. – s. 1(10)...................83422.1.3 Corona Minerals Limited.................................83432.1.4 Insignia Energy Ltd. – s. 1(10)........................83452.1.5 Purpose Investments Inc. ...............................83472.1.6 DIR Industrial Properties Inc...........................83562.1.7 Portage Minerals Inc. and

Tri-Star Resources plc ...................................83612.1.8 ONEnergy inc. ................................................83652.1.9 Column Canada Issuer Corporation ...............83672.1.10 BPO Properties Ltd. .......................................83732.1.11 Industrial Alliance Capital Trust

– s. 1(10)(a)(ii) ...............................................83742.2 Orders............................................................83752.2.1 Corona Minerals Limited – s. 144...................83752.2.2 Quadrexx Asset Management Inc.

et al. – ss. 127(1), 127(8) ...............................83772.2.3 2196768 Ontario Ltd et al. ..............................83792.2.4 Blackwood & Rose Inc. et al.

– s. 127..........................................................83812.3 Rulings ........................................................... (nil)

Chapter 3 Reasons: Decisions, Orders andRulings.................................................... (nil)

3.1 OSC Decisions, Orders and Rulings............ (nil)3.2 Court Decisions, Order and Rulings............ (nil)

Chapter 4 Cease Trading Orders...........................83834.1.1 Temporary, Permanent & Rescinding

Issuer Cease Trading Orders .........................83834.2.1 Temporary, Permanent & Rescinding

Management Cease Trading Orders ..............83834.2.2 Outstanding Management & Insider

Cease Trading Orders....................................8383

Chapter 5 Rules and Policies.................................. (nil)

Chapter 6 Request for Comments .......................... (nil)

Chapter 7 Insider Reporting.................................. 8385

Chapter 8 Notice of Exempt Financings .............. 8459Reports of Trades Submitted onForms 45-106F1 and 45-501F1.............. 8459

Chapter 9 Legislation............................................... (nil)

Chapter 11 IPOs, New Issues and SecondaryFinancings............................................. 8467

Chapter 12 Registrations......................................... 847512.1.1 Registrants..................................................... 8475

Chapter 13 SROs, Marketplaces andClearing Agencies ................................ 8477

13.1 SROs............................................................... (nil)13.2 Marketplaces ................................................ 847713.2.1 Notice and Request for Comment –

Application by CMEG Exchanges forExemption from Recognition andRegistration as an Exchange ........................ 8477

13.3 Clearing Agencies.......................................... (nil)

Chapter 25 Other Information ................................... (nil)

Index............................................................................ 8479

August 22, 2013 (2013), 36 OSCB 8323

Chapter 1

Notices / News Releases

1.1 Notices

1.1.1 Current Proceedings Before The OntarioSecurities Commission

August 22, 2013

CURRENT PROCEEDINGS

BEFORE

ONTARIO SECURITIES COMMISSION

- - - - - - - - - - - - - - - - - - - - -

Unless otherwise indicated in the date column, all hearingswill take place at the following location:

Ontario Securities CommissionCadillac Fairview Tower20 Queen Street West, 17

thFloor

Toronto, OntarioM5H 3S8

Telephone: 416-597-0681 Telecopier: 416-593-8348

CDS TDX 76

- - - - - - - - - - - - - - - - - - - - -

THE COMMISSIONERS

Howard I. Wetston, Chair — HIW

James E. A. Turner, Vice Chair — JEAT

Lawrence E. Ritchie, Vice Chair — LER

Mary G. Condon, Vice Chair — MGC

Sinan O. Akdeniz — SOA

Catherine E. Bateman — CEB

James D. Carnwath — JDC

Sarah B. Kavanagh — SBK

Edward P. Kerwin — EPK

Vern Krishna ___

VK

Deborah Leckman — DL

Alan J. Lenczner — AJL

Christopher Portner — CP

Judith N. Robertson — JNR

AnneMarie Ryan — AMR

Charles Wesley Moore (Wes) Scott — CWMS

SCHEDULED OSC HEARINGS

August 26,2013

10:00 a.m.

Children’s Education Funds Inc.

s. 127

D. Ferris in attendance for Staff

Panel: JEAT

August 27,2013

2:30 p.m.

Sandy Winick, Andrea LeeMcCarthy, Kolt Curry, LauraMateyak, Gregory J. Curry,American Heritage Stock TransferInc., American Heritage StockTransfer, Inc., BFM IndustriesInc., Liquid Gold InternationalCorp., (aka Liquid GoldInternational Inc.) and NanotechIndustries Inc.

s. 127

J. Feasby/C. Watson in attendancefor Staff

Panel: JDC

September 4,2013

10:00 a.m.

Energy Syndications Inc.,Green Syndications Inc. ,Syndications Canada Inc.,Daniel Strumos, Michael Baumand Douglas William Chaddock

s. 127

C. Johnson in attendance for Staff

Panel: AJL


August 22, 2013 (2013), 36 OSCB 8324

September 4,2013

11:00 a.m.

Global Energy Group, Ltd., NewGold Limited Partnerships,Christina Harper, Howard Rash,Michael Schaumer, Elliot Feder,Vadim Tsatskin, Oded Pasternak,Alan Silverstein, HerbertGroberman, Allan Walker,Peter Robinson, VyacheslavBrikman, Nikola Bajovski,Bruce Cohen and Andrew Shiff

s. 127

C. Watson in attendance for Staff

Panel: EPK

September 5,2013

10:00 a.m.

2196768 Ontario Ltd carrying onbusiness as Rare Investments,Ramadhar Dookhie, Adil Sunderjiand Evgueni Todorov

s. 127

D. Campbell in attendance for Staff

Panel: EPK

September 5,2013

1:00 p.m.

Kevin Warren Zietsoff

s. 127

J. Feasby in attendance for Staff

Panel: TBA

September 6,2013

10:00 a.m.

Heritage Education Funds Inc.

s. 127


Panel: TBA

September 11,2013

12:00 p.m.

North American Financial GroupInc., North American Capital Inc.,Alexander Flavio Arconti, andLuigino Arconti

s. 127

M. Vaillancourt in attendance forStaff

Panel: JDC

September 12,2013

2:00 p.m.

Sandy Winick, Andrea LeeMcCarthy, Kolt Curry, LauraMateyak, Gregory J. Curry,American Heritage Stock TransferInc., American Heritage StockTransfer, Inc., BFM IndustriesInc., Liquid Gold InternationalCorp., (aka Liquid GoldInternational Inc.) and NanotechIndustries Inc.

s. 127

J. Feasby/C. Watson in attendancefor Staff

Panel: JDC

September 16-19, September23, September25, September27 – October 7,October 9-21,October 23 –November 4,November 6-18,November 20 –December 2,December 4-16and December18-20, 2013

10:00 a.m.

Eda Marie Agueci, Dennis Wing,Santo Iacono, Josephine Raponi,Kimberley Stephany, HenryFiorillo, Giuseppe (Joseph)Fiorini, John Serpa, Ian Telfer,Jacob Gornitzki and PollenServices Limited

s. 127

C. Price in attendance for Staff

Panel: JDC/DL/AMR

September 17,2013

10:00 a.m.

Rezwealth Financial Services Inc.,Pamela Ramoutar, JustinRamoutar, Tiffin FinancialCorporation, Daniel Tiffin,2150129 Ontario Inc., SylvanBlackett, 1778445 Ontario Inc. andWilloughby Smith

s. 127(1) and (5)

A. Heydon/Y. Chisholm inattendance for Staff

Panel : EPK


August 22, 2013 (2013), 36 OSCB 8325

September 19,2013

10:00 a.m.

Quadrexx Asset ManagementInc., Quadrexx Secured AssetsInc., Offshore Oil Vessel SupplyServices LP, Quibik Income Fundand Quibik Opportunities Fund

s. 127


Panel: JEAT

September 23,2013

10:00 a.m.

AMTE Services Inc., Osler EnergyCorporation, Ranjit Grewal, PhillipColbert and Edward Ozga

s. 127

C. Rossi in attendance for Staff

Panel: JEAT

September 27,2013

11:00 a.m.

Global Consulting and FinancialServices, Global Capital Group,Crown Capital ManagementCorp., Michael Chomica, JanChomica and Lorne Banks

s.127


Panel: AJL

October 1, 2013

10:00 a.m.

Innovative Gifting Inc., TerenceLushington, Z2A Corp., andChristine Hewitt

s. 127


Panel: JEAT

October 9, 2013

10:00 a.m.

Global Consulting and FinancialServices, Crown CapitalManagement Corporation,Canadian Private Audit Service,Executive Asset Management,Michael Chomica, Peter Siklos(also known as Peter Kuti), JanChomica, and Lorne Banks

s.127


Panel: TBA

October 15-21,October 23-29,2013

10:00 a.m.

Normand Gauthier, Gentree AssetManagement Inc., R.E.A.L. GroupFund III (Canada) LP, and CanProIncome Fund I, LP

s.127

B. Shulman in attendance for Staff

Panel: EPK

October 22,2013

3:00 p.m.

Knowledge First Financial Inc.

s. 127


Panel: JEAT

October 25,2013

10:00 a.m.

Juniper Fund ManagementCorporation, Juniper IncomeFund, Juniper Equity GrowthFund and Roy Brown (a.k.a. RoyBrown-Rodrigues)

s.127 and 127.1


Panel: TBA

November 4and November6-18, 2013

10:00 a.m.

Systematech Solutions Inc.,April Vuong and Hao Quach

s. 127


Panel: TBA

November 4and November6-11, 2013

10:00 a.m.

Portfolio Capital Inc., DavidRogerson and Amy Hanna-Rogerson

s.127

J. Lynch in attendance for Staff

Panel: TBA


August 22, 2013 (2013), 36 OSCB 8326

November 25-29, 2013

10:00 a.m.

Global Consulting and FinancialServices, Global Capital Group,Crown Capital ManagementCorp., Michael Chomica, JanChomica and Lorne Banks

s.127


Panel: AJL

December 4,2013

10:00 a.m.

New Hudson TelevisionCorporation, New HudsonTelevision L.L.C. & James DmitrySalganov

s. 127


Panel: TBA

January 13,January 15-27,January 29 –February 10,February 12-14and February18-21, 2014

10:00 a.m.

International StrategicInvestments, InternationalStrategic Investments Inc., SominHoldings Inc., Nazim Gillani andRyan J. Driscoll.

s. 127


Panel: TBA

January 27,2014

10:00 a.m.

Welcome Place Inc., DanielMaxsood also known asMuhammad M. Khan, Tao Zhang,and Talat Ashraf

s. 127

G. Smyth in attendance for Staff

Panel: TBA

February 3,2014

10:00 a.m.

Tricoastal Capital Partners LLC,Tricoastal Capital ManagementLtd. and Keith MacdonaldSummers

s. 127

C Johnson/G. Smyth in attendancefor Staff

Panel: TBA

March 17-24and March 26,2014

10:00 a.m.

Newer Technologies Limited,Ryan Pickering and Rodger Frey

s. 127 and 127.1

B. Shulman in attendance for staff

Panel: TBA

March 31 –April 7, April 9-17, April 21 andApril 23-30,2014

10:00 a.m.

Issam El-Bouji, Global RESPCorporation, Global GrowthAssets Inc., Global EducationalTrust Foundation and MargaretSingh

s. 127 and 127.1


Panel: TBA

March 31 –April 7 and April9-11, 2014

10:00 a.m.

Ronald James Ovenden, NewSolutions Capital Inc., NewSolutions Financial Corporationand New Solutions Financial (Ii)Corporation

s. 127

Y. Chisholm in attendance for Staff

Panel: TBA

September 15-22, September24, September29 – October 6,October 8-10,October 14-October 20,October 22 –November 3and November5-7, 2014

10:00 a.m.

Paul Azeff, Korin Bobrow,Mitchell Finkelstein, HowardJeffrey Miller and Man Kin Cheng(a.k.a. Francis Cheng)

s. 127

T. Center/D. Campbell in attendancefor Staff

Panel: TBA

In writing Morgan Dragon DevelopmentCorp., John Cheong (aka KimMeng Cheong), Herman Tse,Devon Ricketts and Mark Griffiths

s. 127


Panel: EPK


August 22, 2013 (2013), 36 OSCB 8327

TBA Yama Abdullah Yaqeen

s. 8(2)

J. Superina in attendance for Staff

Panel: TBA

TBA Microsourceonline Inc., MichaelPeter Anzelmo, Vito Curalli, JaimeS. Lobo, Sumit Majumdar andJeffrey David Mandell

s. 127

Panel: TBA

TBA Frank Dunn, Douglas Beatty,Michael Gollogly

s.127

Panel: TBA

TBA MRS Sciences Inc. (formerlyMorningside Capital Corp.),Americo DeRosa, RonaldSherman, Edward Emmons andIvan Cavric

s. 127 and 127(1)


Panel: TBA

TBA Gold-Quest International andSandra Gale

s.127

C. Johnson in attendance for Staff

Panel: TBA

TBA Brilliante Brasilcan ResourcesCorp., York Rio Resources Inc.,Brian W. Aidelman, JasonGeorgiadis, Richard Taylor andVictor York

s. 127

H. Craig in attendance for Staff

Panel: TBA

TBA Uranium308 Resources Inc.,Michael Friedman, GeorgeSchwartz, Peter Robinson, andShafi Khan

s. 127

H. Craig/C. Rossi in attendance forStaff

Panel: TBA

TBA David M. O’Brien

s. 37, 127 and 127.1

B. Shulman in attendance for Staff

Panel: TBA

TBA Beryl Henderson

s. 127

C. Weiler in attendance for Staff

Panel: TBA

TBA Crown Hill Capital Corporationand Wayne Lawrence Pushka

s. 127

A. Perschy/A. Pelletier in attendancefor Staff

Panel: TBA

TBA Portus Alternative AssetManagement Inc., Portus AssetManagement Inc., Boaz Manor,Michael Mendelson, MichaelLabanowich and John Ogg

s. 127

H Craig in attendance for Staff

Panel: TBA


August 22, 2013 (2013), 36 OSCB 8328

TBA Irwin Boock, Stanton Defreitas,Jason Wong, Saudia Allie, AlenaDubinsky, Alex KhodjaiantsSelect American Transfer Co.,Leasesmart, Inc., AdvancedGrowing Systems, Inc.,International Energy Ltd.,Nutrione Corporation, PocketopCorporation, Asia Telecom Ltd.,Pharm Control Ltd., CambridgeResources Corporation,Compushare TransferCorporation, FederatedPurchaser, Inc., TCC Industries,Inc., First National EntertainmentCorporation, WGI Holdings, Inc.and Enerbrite TechnologiesGroup

s. 127 and 127.1

D. Campbell in attendance for Staff

Panel: TBA

TBA Ernst & Young LLP

s. 127 and 127.1

A. Clark in attendance for Staff

Panel: TBA

TBA Sino-Forest Corporation, AllenChan, Albert Ip, Alfred C.T. Hung,George Ho, Simon Yeung andDavid Horsley

s.127


Panel: TBA

TBA Sino-Forest Corporation, AllenChan, Albert Ip, Alfred C.T. Hung,George Ho and Simon Yeung

s.127


Panel: TBA

TBA Fawad Ul Haq Khan andKhan Trading Associates Inc.carrying on business as MoneyPlus

s. 60 and 60.1 of the CommodityFutures Act

T. Center in attendance for Staff

Panel: TBA

TBA Global RESP Corporation andGlobal Growth Assets Inc.

s. 127


Panel: TBA

TBA Garth H. Drabinsky, Myron I.Gottlieb and Gordon Eckstein

s. 127

A. Clark/J. Friedman in attendancefor Staff

Panel: TBA

TBA New Hudson Television LLC &Dmitry James Salganov

s. 127


Panel: TBA

TBA Bunting & Waddington Inc.,Arvind Sanmugam and JulieWinget

s. 127 and 127.1

M. Britton/A. Pelletier in attendancefor Staff

Panel: TBA


August 22, 2013 (2013), 36 OSCB 8329

TBA Ernst & Young LLP(Audits of Zungui HaixiCorporation)

s. 127 and 127.1

A. Clark/J. Friedman in attendancefor Staff

Panel: TBA

TBA Jowdat Waheed and Bruce Walter

s. 127

J. Lynch in attendance for Staff

TBA Alexander Christ Doulis(aka Alexander Christos Doulis,aka Alexandros Christodoulidis)and Liberty Consulting Ltd.

s. 127


Panel: TBA

TBA Blackwood & Rose Inc., StevenZetchus and Justin Kreller (alsoknown as Justin Kay)

s. 37, 127 and 127.1


Panel: TBA

Conrad M. Black, John ABoultbee and Peter Y. Atkinson

s. 127 and 127.1

J. Friedman/A. Clark in attendancefor Staff

Panel: TBA

TBA David Charles Phillips and JohnRussell Wilson

s. 127

Y. Chisholm in attendance for Staff

Panel: TBA

ADJOURNED SINE DIE

Global Privacy Management Trust and RobertCranston

LandBankers International MX, S.A. De C.V.;Sierra Madre Holdings MX, S.A. De C.V.; L&BLandBanking Trust S.A. De C.V.; Brian J. WolfZacarias; Roger Fernando Ayuso Loyo, AlanHemingway, Kelly Friesen, Sonja A. McAdam,Ed Moore, Kim Moore, Jason Rogers and DaveUrrutia


August 22, 2013 (2013), 36 OSCB 8330

1.1.2 Notice of Correction – SEAMARK AssetManagement Ltd.

The date was inadvertently omitted from SEAMARK AssetManagement Ltd. (2013), 36 OSCB 7931, published onAugust 8, 2013.

This decision was dated July 15, 2013.


August 22, 2013 (2013), 36 OSCB 8331

1.2 Notices of Hearing

1.2.1 Kevin Warren Zietsoff – ss. 127, 127.1

IN THE MATTER OFTHE SECURITIES ACT,

R.S.O. 1990, c. S.5 AS AMENDED

AND

KEVIN WARREN ZIETSOFF

NOTICE OF HEARING(Sections 127 and 127.1)

TAKE NOTICE that the Commission will hold a hearing pursuant to sections 127 and 127.1 of the Securities Act,R.S.O. 1990, c. S.5 as amended (the “Act”) at the offices of the Ontario Securities Commission located at 20 Queen StreetWest, 17th Floor, on September 5, 2013, at 1:00 pm or as soon thereafter as the hearing can be held;

AND TAKE NOTICE that the purpose of the hearing is to consider whether, in the Commission’s opinion, it is in thepublic interest for the Commission to make an order:

A. pursuant to clause 2 of subsection 127(1) of the Act that trading in any securities by Kevin Warren Zietsoff(“Zietsoff”) cease permanently;

B. pursuant to clause 2.1 of subsection 127(1) of the Act that the acquisition of any securities by Zietsoff bepermanently prohibited;

C. pursuant to clause 3 of subsection 127(1) of the Act that any or all exemptions contained in Ontario securitieslaw do not apply to Zietsoff permanently;

D. pursuant to clause 6 of subsection 127(1) of the Act that Zietsoff be reprimanded;

E. pursuant to clauses 7, 8.1 and 8.3 of subsection 127(1) of the Act that Zietsoff resign all positions he holds asan officer or director of any issuer, of any registrant or of any investment fund manager;

F. pursuant to clauses 8, 8.2 and 8.4 of subsection 127(1) of the Act that Zietsoff be permanently prohibited frombecoming or acting as an officer or director of any issuer, of any registrant or of any investment fund manager;

G. pursuant to clause 8.5 of subsection 127(1) of the Act that Zietsoff be permanently prohibited from becomingor acting as a registrant, as an investment fund manager or as a promoter;

H. pursuant to clause 9 of subsection 127(1) of the Act that Zietsoff pay an administrative penalty of not morethan $1 million for each failure to comply with Ontario securities law;

I. pursuant to clause 10 of subsection 127(1) of the Act that Zietsoff disgorge to the Commission any amountsobtained as a result of non-compliance with Ontario securities law;

J. pursuant to section 127.1 of the Act that Zietsoff pay the costs of the Commission’s investigation and the costsof or related to any hearing before the Commission; and

K. to make such other order as the Commission may deem appropriate.

BY REASON OF the allegations set out in the Statement of Allegations dated August 19, 2013, and such additionalallegations as counsel may advise and the Commission may permit;

AND TAKE FURTHER NOTICE that any party to the proceeding may be represented by counsel at the hearing;

AND TAKE FURTHER NOTICE that upon failure of any party to attend at the time and place aforesaid, the hearingmay proceed in the absence of that party and such party is not entitled to any further notice of the proceeding.

DATED at Toronto this 19th day of August 2013.

“John Stevenson”Secretary to the Commission


August 22, 2013 (2013), 36 OSCB 8332



AND


STATEMENT OF ALLEGATIONS

1. Staff of the Ontario Securities Commission (“Staff”) make the following allegations:

I. ALLEGATIONS

2. This matter concerns a securities fraud perpetrated by Kevin Zietsoff (“Zietsoff” or the “Respondent”) from January of2006 through December of 2012 (the “Material Time”), contrary to section 126.1(b) of the Securities Act, R.S.O. 1990,c. S.5, as amended (the “Act”).

3. Zietsoff is an Ontario resident who has never been registered with the Ontario Securities Commission (the“Commission”). During the Material Time, Zietsoff sold promissory notes (the “Promissory Notes”) through a network ofacquaintances, family members and referrals to at least 53 residents of Ontario and the State of Arizona (the“Investors”). The Investors paid the Respondent over CDN $15 million to purchase Promissory Notes on the basis offalse representations, including that Zietsoff was a successful trader with a proven system, that the Promissory Noteswere low risk or risk free, and that the Investors would accrue interest on the Investor Funds. In fact, Zietsoff had arecord of consistent and near total trading losses both before and during the Material Time; he regularly made riskyinvestments and the funds paid to Investors as “interest” or as repayment of principal were derived from moniesdeposited by other Investors.

4. Zietsoff promised to use the Investor Funds for a variety of purposes, including investments in various specific debt andequity investments and real estate investment, as well as futures trading using a specific system he claimed to havedeveloped. The Respondent rarely followed through on these promises and disposed of most of the Investor Fundsthrough his consistent investment losses.

5. When Zietsoff was unable to meet his ongoing obligations in respect of the Promissory Notes he used Investor Fundshe had accepted for investment purposes to make “interest” payments to Investors and to repay the principal to otherInvestors who had exercised their option to call their Promissory Notes.

6. The Respondent dissipated the Investor Funds as follows:

a) over $10 million was disposed of by way of trading losses;

b) over $2 million was used to make “Interest Payments” to Investors;

c) over $3 million was used to repay principal to Investors.

7. The Respondent’s acts, solicitations, conduct or negotiations directly or indirectly in furtherance of the sale ordisposition of securities were for a business purpose and were undertaken without the benefit of an exemption fromeither the prospectus or dealer registration requirements under the Act.

II. Conduct Contrary to Ontario Securities Law and Contrary to the Public Interest

8. The specific allegations advanced by Staff are:

a) During the Material Time, the Respondent engaged or participated in acts, practices or courses of conductrelating to securities that he knew or reasonably ought to have known perpetrated a fraud on persons orcompanies, contrary to section 126.1(b) of the Act and contrary to the public interest;

b) During the Material Time, the Respondent engaged in the business of trading in securities or derivativeswithout being registered in accordance with Ontario securities law, contrary to section 25(1) of the Act andcontrary to the public interest; and,


August 22, 2013 (2013), 36 OSCB 8333

c) During the Material Time, the Respondent traded in previously unissued securities when a preliminaryprospectus and a prospectus had not been filed and receipts had not been issued for them by the Director,contrary to section 53(1) of the Act and contrary to the public interest.

9. Staff reserve the right to make such other allegations as Staff may advise and the Commission may permit.

DATED at Toronto, August 19, 2013.


August 22, 2013 (2013), 36 OSCB 8334

1.3 News Releases

1.3.1 Abraham Grossman Sentenced to Six Months in Jail for Breaching Ontario Securities Act

FOR IMMEDIATE RELEASEAugust 14, 2013

ABRAHAM GROSSMAN SENTENCED TOSIX MONTHS IN JAIL FOR BREACHING

ONTARIO SECURITIES ACT

TORONTO – Abraham Grossman was sentenced to an additional six months in jail yesterday after pleading guilty to two countsof breaching cease trade orders and one count of unregistered trading contrary to the Securities Act (Ontario) before theHonourable Justice Peter Bourque of the Ontario Court of Justice. Grossman was also sentenced to two years of probationfollowing his jail term and was ordered to pay $155,000.00 in restitution.

The sentence announced today is consecutive to a sentence of three years imposed on Grossman on June 16, 2011 forprevious violations of the Act in the Shallow Oil and Gas Inc. matter.

Grossman admitted that between October 2009 and February 2011, he and the Strategic Gifting Group (a sole proprietorship inOntario registered by Grossman), ran a fundraising/donor introduction share gifting program involving the trading of Dixon Perot& Champion Inc. securities (DPC Securities) with four Ontario charities and approximately 50 donors in Ontario and elsewherein Canada.

In exchange for arranging introductions between the charities and the donors, Grossman and Strategic Gifting were paid 90 percent of the cash donations received by the charities. Grossman then delivered returns in the form of DPC Securities to thedonors in amounts that exceeded their original donations. Advisors were recruited by Grossman to promote the program to thepublic and were instructed to tell donors that they could receive tax receipts for 4 to 12 times the value of their original cashdonation via DPC Securities. A total of $332,620 was received by Strategic Gifting as a result of this scheme.

During the Material Time Grossman was subject to two temporary cease trade orders (TCTO). The first TCTO came into effecton January 24, 2006 and involved a company named Maitland Capital Ltd. The second TCTO came into effect on January 16,2008 and involved a company named Shallow Oil and Gas Inc.

Grossman continues to be subject to these cease trade orders, which prohibit him from trading in securities. These cease tradeorders and other documents related to the Grossman matter are available on the OSC website at www.osc.gov.on.ca.

Under section 122 of the Act, the OSC has the authority to lay quasi-criminal charges against individuals or companies in theOntario Court of Justice for alleged violations of the Act. Quasi-criminal means that a jail term is a possible sanction if adefendant is convicted of a violation of the Act. The OSC pursues cases in court in order to seek sanctions and penalties thatsend a strong message of deterrence to those who try to exploit investors.

The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices and to foster fair andefficient capital markets and confidence in capital markets. Investors are urged to check the registration of any person orcompany offering an investment opportunity and to review the OSC’s investor materials available at www.osc.gov.on.ca.

For media inquiries: For Investor Inquiries:[email protected]

OSC Contact CentreCarolyn Shaw-Rimmington 416-593-8314Manager, Public Affairs 1-877-785-1555 (Toll Free)416-593-2361

Aly VitunskiSenior Media Relations Specialist416-593-8263

Alison FordMedia Relations Specialist416-593-8307

Follow us on Twitter: OSC_News


August 22, 2013 (2013), 36 OSCB 8335

1.4 Notices from the Office of the Secretary

1.4.1 Quadrexx Asset Management Inc. et al.



R.S.O. 1990, c. S.5, AS AMENDED

AND

IN THE MATTER OFQUADREXX ASSET MANAGEMENT INC.,

QUADREXX SECURED ASSETS INC.,OFFSHORE OIL VESSEL SUPPLY SERVICES LP,

QUIBIK INCOME FUND ANDQUIBIK OPPORTUNITIES FUND

TORONTO – The Commission issued an Order in theabove named matter which provides that:

1. pursuant to subsection 127(8) of the Actthat the portion of the Temporary Orderissued under paragraph 2 of subsection127(1) that ordered all trading to cease inthe securities of Quadrexx and QuadrexxRelated Securities is extended toSeptember 23, 2013, other than as maybe required to facilitate the dissolutionsor wind ups of Quadrexx, QSA, OOVSS,QIF and QOF;

2. that the hearing to consider: (i) the needto further extend the Temporary Order;and (ii) for the Commission to receive anupdate on the wind ups or dissolutions ofQuadrexx, OOVSS, QSA, CHWIP andHFI will proceed on September 19, 2013at 10:00 a.m.;

3. that the hearing date of August 14, 2013at 10:00 a.m. is vacated.

A copy of the Order dated August 12, 2013 is available atwww.osc.gov.on.ca.

OFFICE OF THE SECRETARYJOHN P. STEVENSONSECRETARY

For media inquiries:[email protected]

Carolyn Shaw-RimmingtonManager, Public Affairs416-593-2361



For investor inquiries:

OSC Contact Centre416-593-83141-877-785-1555 (Toll Free)


August 22, 2013 (2013), 36 OSCB 8336

1.4.2 2196768 Ontario Ltd et al.




AND

IN THE MATTER OF2196768 ONTARIO LTD

carrying on business as RARE INVESTMENTS,RAMADHAR DOOKHIE, ADIL SUNDERJI

and EVGUENI TODOROV

TORONTO – The Commission issued an Order in theabove matter which provides that;

1. the Remaining Respondents shall serveand file any written closing submissionson or by Friday, August 16, 2013 at 4:30p.m., which date will not be subject tofurther extension;

2. Staff shall serve and file their writtenreply, if any, on or by Tuesday,September 3, 2013 at 4:30 p.m.; and

3. the hearing on the merits shall continueon Thursday, September 5, 2013 at10:00 a.m. for the purpose of hearingoral closing submissions from the parties.









1.4.3 Blackwood & Rose Inc. et al.




AND

IN THE MATTER OFBLACKWOOD & ROSE INC., STEVEN ZETCHUS and

JUSTIN KRELLER (also known as JUSTIN KAY)

TORONTO – The Commission issued an Order in theabove named matter which provides that pursuant to Rule11 of the Commission’s Rules of Procedure and section 5.1of the Statutory Powers Procedure Act, R.S.O. 1990, c.S.22, the hearing on the merits shall proceed as a writtenhearing in accordance with the following schedule:

(i) Staff shall file evidentiary briefs in theform of affidavits, as well as writtensubmissions on the relevant facts andlaw, no later than August 26, 2013;

(ii) The Respondents shall file anyresponding materials by September 9,2013;

(iii) Staff shall file any reply submissions bySeptember 16, 2013; and

(iv) Staff and any participating Respondentswill attend at a date appointed by thePanel after September 16, 2013 toanswer questions, make submissions ormake any necessary witnesses availablefor cross-examination.

The Temporary Order is extended to the conclusion of thisproceeding, including the issuance of the Commission’sdecision on sanctions and costs should a sanctions hearingbe required following the conclusion of the hearing on themerits in this matter.







August 22, 2013 (2013), 36 OSCB 8337




1.4.4 Kevin Warren Zietsoff




AND


TORONTO – The Office of the Secretary issued a Notice ofHearing on August 19, 2013 setting the matter down to beheard on September 5, 2013 at 1:00 p.m. or as soonthereafter as the hearing can be held in the above namedmatter.

A copy of the Notice of Hearing dated August 19, 2013 andStatement of Allegations of Staff of the Ontario SecuritiesCommission dated August 19, 2013 are available atwww.osc.gov.on.ca.









August 22, 2013 (2013), 36 OSCB 8338

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August 22, 2013 (2013), 36 OSCB 8339

Chapter 2

Decisions, Orders and Rulings

2.1 Decisions

2.1.1 Purpose Investments Inc.

Headnote

National Policy 11-203 Process for Exemptive ReliefApplications in Multiple Jurisdictions – Exemptive reliefgranted to exchange-traded series for initial and continuousdistribution of units. – Relief from take-over bidrequirements in connection with normal course purchasesof shares on the Toronto Stock Exchange subject tocondition that shareholders are unable to exercise controlor direction over the fund – Securities Act (Ontario).

Applicable Legislative Provisions

Securities Act, R.S.O. 1990, c. S.5, as am., ss. 95-100,104(2)(c), 147.

August 6, 2013

IN THE MATTER OFTHE SECURITIES LEGISLATION OF

ONTARIO(the Jurisdiction)

AND

IN THE MATTER OFTHE PROCESS FOR EXEMPTIVE RELIEF

APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OFPURPOSE INVESTMENTS INC.

(the Filer)

DECISION

Background

The principal regulator has received an application from theFiler for a decision under the securities legislation of theJurisdiction (the Legislation) for exemptive relief from theLegislation so that all purchasers of ETF Shares (definedbelow) of Purpose Core Dividend Fund, Purpose TacticalHedged Equity Fund, Purpose Monthly Income Fund,Purpose Diversified Real Asset Fund and Purpose TotalReturn Bond Fund (the Purpose Funds), and anyadditional funds of which the Filer, or an affiliate of theFiler, may be the trustree and/or manager and whichoperate on a similar basis with respect to the ETF Sharesas the Purpose Funds ((the Future Funds), which togetherwith the Purpose Funds are collectively referred to as theFunds) be exempted from the requirements of the

Legislation related to take-over bids (the ExemptionSought), including the requirement to file a report of a take-over bid and the accompanying fee with each applicableJurisdiction, (the Take-Over Bid Requirements) in respectof take-over bids for the ETF Shares of the Funds.

Under the Process for Exemptive Relief Applications inMultiple Jurisdictions (for a passport application):

1. the OSC is the principal regulator for thisapplication; and

2. the filer has provided notice that section 4.7(1) ofMultilateral Instrument 11-102 Passport System(MI 11-102) is intended to be relied upon in BritishColumbia, Alberta, Saskatchewan, Manitoba,Quebec, New Brunswick, Nova Scotia, PrinceEdward Island, Newfoundland and Labrador,Yukon, Northwest Territories and Nunavut (andtogether with Ontario, the Jurisdictions).

Interpretation

Terms defined in National Instrument 14-101 Definitions (NI14-101) and MI 11-102 have the same meaning if used inthis decision, unless otherwise defined.

Basket of Securities means a group of securitiesdetermined by the Filer from time to time representing theconstituents of the investment portfolio then held by theFunds.

Designated Brokers means registered brokers anddealers that enter into agreements with the Funds toperform certain duties in relation to the Funds.

Prescribed Number of ETF Shares means the number ofETF Shares of the Funds determined by the Filer from timeto time for the purpose of subscription orders, exchanges,redemptions or for other purposes.

Shareholder means beneficial and registered holders ofETF Shares.

Dealers means registered brokers and dealers that haveentered into underwriting agreements with the Funds andthat subscribe for and purchase ETF Shares from the Fundand Dealer means any one of them.

Terms defined in NI 14-101, Multilateral Instrument 11-102Passport System and NI 81-102 Mutual Funds (NI 81-102)have the same meaning if used in this decision, unlessotherwise defined.


August 22, 2013 (2013), 36 OSCB 8340

Representations

This decision is based on the following facts representedby the Filer:

1. The Filer is a corporation organized under thelaws of the Province of Ontario, with a head officein Ontario. The Filer is not in default of securitieslegislation in any of the Jurisdictions.

2. Each of the Purpose Funds is a separate class ofshares of Purpose Fund Corp. Purpose FundCorp. is a mutual fund corporation establishedunder the laws of the Province of Ontario. Theauthorized capital of Purpose Fund Corp. includesan unlimited number of classes of non-cumulative,redeemable, non-voting shares. Each class ofshares consists of four series, namely, Series Ashares, Series F shares, Series I shares(collectively, the Mutual Fund Shares) andexchange-traded series (the ETF Shares). ETFShares of each Fund will be listed on the TorontoStock Exchange and will be available to allinvestors. Each corporate class is a separateinvestment fund having specific investmentobjectives and is specifically referable to aseparate portfolio of investments.

3. The Funds, are or will be, mutual funds governedby the laws of the Province of Ontario and eachFund will be a reporting issuer under the laws ofall of the jurisdictions in Canada.

4. Each Fund offers or will offer ETF Shares andMutual Fund Shares. The ETF Shares operate inthe same way that other exchange-traded fundsdo under NI 81-102.

5. The Filer will apply to list the ETF Shares of theFunds on the TSX. The Filer will not file a finalprospectus for the Funds in respect of the ETFShares until the TSX has conditionally approvedthe listing of ETF Shares.

6. Purpose, a registered portfolio manager, exemptmarket dealer and investment fund manager inOntario, will be responsible for the administrationof the Funds.

7. Generally, ETF Shares may only be subscribed foror purchased directly from the Funds by Dealersor Designated Brokers and orders may only beplaced for ETF Shares in the Prescribed Numberof ETF Shares (or an integral multiple thereof) onany day when there is a trading session on theTSX.

8. The Funds will appoint Designated Brokers toperform certain functions which include standingin the market with a bid and ask price for ETFShares of the Funds for the purpose ofmaintaining liquidity for the ETF Shares.

9. Each Dealer or Designated Broker that subscribesfor ETF Shares must deliver, in respect of eachPrescribed Number of ETF Shares to be issued, aBasket of Securities and cash in an amountsufficient so that the value of the Basket ofSecurities and cash delivered is equal to the netasset value of the ETF Shares subscribed for nextdetermined following the receipt of thesubscription order. In the discretion of Purpose,the Funds may also accept subscriptions for ETFShares in cash only, in securities other thanBaskets of Securities and/or in a combination ofcash and securities other than Baskets ofSecurities, in an amount equal to the net assetvalue of the ETF Shares next determinedfollowing the receipt of the subscription order.

10. The net asset value per ETF Share of each of theFunds will be calculated and published on any daywhen there is a trading session of the TSX andwill be made available daily at www.purposeinvest.com.

11. Upon notice given by Purpose from time to timeand, in any event, not more than once quarterly, aDesignated Broker will subscribe for ETF Sharesin cash in an amount not to exceed 0.30% of thenet asset value of the ETF Shares of the Fund, orsuch other amount established by Purpose anddisclosed in the prospectus of the Funds nextdetermined following delivery of the notice ofsubscription to that Designated Broker.

12. Neither the Dealers nor the Designated Brokerswill receive any fees or commissions in connectionwith the issuance of ETF Shares to them. TheFiler may, at its discretion, charge an adminis-tration fee on the issuance of ETF Shares to theDesignated Brokers or Dealers.

13. Except as described in paragraphs 5 through 10above, ETF Shares may not be purchased directlyfrom the Funds. Investors are generally expectedto purchase ETF Shares through the facilities ofthe TSX. However, ETF Shares may be issueddirectly to Shareholders upon the reinvestment ofdistributions of income or capital gains or upon aswitch from the ETF Shares of one Fund to ETFShares of another Fund.

14. Shareholders that are not Designated Brokers orDealers that wish to dispose of their ETF Sharesmay generally do so by selling their ETF Shareson the TSX, through a registered broker or dealer,subject only to customary brokerage commissions.A Shareholder that holds a Prescribed Number ofETF Shares or an integral multiple thereof mayexchange such ETF Shares for Baskets ofSecurities and/or cash in the discretion of theFiler. Shareholders may also redeem their ETFShares for cash at a redemption price equal to95% of the closing price of the ETF Shares on theTSX on the date of redemption.


August 22, 2013 (2013), 36 OSCB 8341

15. Shareholders have, or will have, the right to voteat a meeting of shareholders in respect of mattersprescribed by NI 81-102.

16. Although ETF Shares will trade on the TSX andthe acquisition of ETF Shares can therefore besubject to the Take-over Bid Requirements:

(a) it will not be possible for one or moreShareholders to exercise control ordirection over the Funds as the Fundsare separate classes of non-votingshares of Purpose Fund Corp. (whichonly have those voting rights availableunder corporate law and thoseprescribed by NI 81-102 which for greatercertainty does not include the right tovote in connection with the election ofdirectors of Purpose Fund Corp.) and asPurpose owns all of the common sharesof Purpose Fund Corp. (which are theonly class of shares of Purpose FundCorp. that have voting rights attached tothem in all circumstances);

(b) it will be difficult for purchasers of ETFShares to monitor compliance with Take-over Bid Requirements because thenumber of outstanding ETF Shares willalways be in flux as a result of theongoing issuance and redemption of ETFShares by the Fund; and

(c) the way in which ETF Shares will bepriced deters anyone from either seekingto acquire control, or offering to pay acontrol premium, for outstanding ETFShares because ETF Share market pricewill generally reflect the net asset valueof the ETF Shares of the Fund.

17. The application of the Take-over Bid Require-ments to the Funds would have an adverse impactupon ETF Share liquidity because they couldcause Designated Brokers and other largeShareholders to cease trading ETF Shares onceprescribed take-over bid thresholds are reached.This, in turn, could serve to provide conventionalmutual funds with a competitive advantage overthe ETF Shares.

Decision

The principal regulator is satisfied that the decision meetsthe test set out in the Legislation for the principal regulatorto make the decision.

The decision of the principal regulator is that the ExemptionSought is granted so long as ETF Shares of a Fund arenon-voting shares and it will not be possible for one ormore Shareholders to exercise control or direction over aFund.

“Christopher Portner”CommissionerOntario Securities Commission

“Vern Krishna”CommissionerOntario Securities Commission


August 22, 2013 (2013), 36 OSCB 8342

2.1.2 Allon Therapeutics Inc. – s. 1(10)

Headnote

National Policy 11-203 Process for Exemptive ReliefApplications in Multiple Jurisdictions – application for anorder that the issuer is not a reporting issuer.

Ontario Statutes

Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10).

August 13, 2013

Allon Therapeutics Inc.6111 Royalmount AvenueMontréal, Québec H4P 2T4

Attn: Samira Sakhia, President

Dear Ms Sakhia:

Re: Allon Therapeutics Inc. (the Applicant) – appli-cation for a decision under the securitieslegislation of Ontario, Alberta, Saskatchewan,Manitoba, New Brunswick, Nova Scotia, PrinceEdward Island, Newfoundland and Labrador(the Jurisdictions) that the Applicant is not areporting issuer

The Applicant has applied to the local securities regulatoryauthority or regulator (the Decision Maker) in each of theJurisdictions for a decision under the securities legislation(the Legislation) of the Jurisdictions that the Applicant is nota reporting issuer.

In this decision, “securityholder” means, for a security, thebeneficial owner of the security.

The Applicant has represented to the Decision Makers that:

(a) the outstanding securities of the Appli-cant, including debt securities, are bene-ficially owned, directly or indirectly, byfewer than 15 securityholders in each ofthe jurisdictions of Canada and fewerthan 51 securityholders in total world-wide;

(b) no securities of the Applicant, includingdebt securities, are traded in Canada oranother country on a marketplace asdefined in National Instrument 21-101Marketplace Operation or any otherfacility for bringing together buyers andsellers of securities where trading data ispublicly reported;

(c) the Applicant is applying for a decisionthat it is not a reporting issuer in all of thejurisdictions of Canada in which it iscurrently a reporting issuer; and

(d) the Applicant is not in default of any of itsobligations under the Legislation as areporting issuer.

Each of the Decision Makers is satisfied that the testcontained in the Legislation that provides the DecisionMaker with the jurisdiction to make the decision has beenmet and orders that the Applicant is not a reporting issuer.

“Kathryn Daniels”Deputy Director, Corporate FinanceOntario Securities Commission


August 22, 2013 (2013), 36 OSCB 8343

2.1.3 Corona Minerals Limited

Headnote

National Policy 11-203 Process for Exemptive ReliefApplications in Multiple Jurisdictions – Securities Act,s.1(10)(a)(ii) – Application by reporting issuer for a decisionthat it is not a reporting issuer in Ontario – The securities ofthe issuer are beneficially owned by more than 50 personsand are not traded through any exchange or market –Issuer became a reporting issuer by filing a prospectus, butthe offering under the prospectus did not close. The issuerdoes not intend to do a public offering of its securities. Theissuer’s securities do not trade on any marketplace. Theissuer’s securityholders are aware of the issuer’s intentionto cease to be a reporting issuer.


Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10)(a)(ii).

August 6, 2013


BRITISH COLUMBIA, ALBERTA AND ONTARIO(the Jurisdictions)

AND



AND

IN THE MATTER OFCORONA MINERALS LIMITED

(the Filer)

DECISION

Background

1 The securities regulatory authority or regulator ineach of the Jurisdictions (Decision Makers) hasreceived an application from the Filer for adecision under the securities legislation of theJurisdictions (the Legislation) that the Filer is not areporting issuer (the Exemptive Relief Sought).

Under the Process for Exemptive Relief Appli-cations in Multiple Jurisdictions (for a coordinatedreview application):

(a) the British Columbia Securities Commis-sion is the principal regulator for thisapplication; and

(b) the decision is the decision of theprincipal regulator and evidences thedecision of each other Decision Maker.

Interpretation

2 Terms defined in National Instrument 14-101Definitions have the same meaning if used in thisdecision, unless otherwise defined herein.

Representations

3 This decision is based on the following factsrepresented by the Filer:

1. the Filer was incorporated under theCorporations Act 2001 (Australia) (theAustralian Act) on June 19, 2003;

2. the Filer’s registered and head office islocated at Level 1, 703 Murray Street,West Perth, Western Australia, 6005;

3. the Filer is a reporting issuer in each ofthe Jurisdictions;

4. the Filer became a reporting issuer onMarch 23, 2012 when it obtained areceipt for a final prospectus filed in theJurisdictions (the Prospectus);

5. market conditions did not permit the Filerto complete its initial public offering; nosecurities of the Filer have been, or willbe, distributed under the Prospectus, andthe Filer has no current intention to seekfinancing by way of public offering inCanada;

6. no securities of the Filer, including debtsecurities, are traded in Canada oranother country on a marketplace asdefined in National Instrument 21-101Marketplace Operation or any otherfacility for bringing together buyers andsellers of securities where trading data ispublicly reported;

7. the Filer is authorized to issue anunlimited number of ordinary shares(Shares) of which 97,718,203 Shares arecurrently issued and outstanding andheld by 720 registered holders world-wide; there are an aggregate of7,000,000 options to purchase Sharesoutstanding held by five optionholders(one who is not also a holder of Shares);

8. the outstanding Shares of the Filer arebeneficially owned by 13 securityholdersin Canada holding an aggregate of11,373,400 Shares, and there are noholders of other securities of the Filer inCanada;

9. all of the Filer’s current securityholders inCanada were securityholders prior to


August 22, 2013 (2013), 36 OSCB 8344

filing the Prospectus, and no distributionof the Filer’s securities has occurredsince it filed the Prospectus, other than41,361,215 Shares to existing security-holders (almost entirely in Australia) inconnection with a non-renounceablerights issue in September 2012;

10. except as provided for in paragraph 9above, to the knowledge of the Filer, noother trading of its securities hasoccurred in Canada since it filed theProspectus;

11. the securities of the Filer are currentlysubject to a cease trade order datedNovember 15, 2012 (the BC CeaseTrade Order) by the Executive Director ofthe British Columbia Securities Commis-sion (the BCSC) directing that all tradingin the securities of the Filer cease untilthe Executive Director of the BCSCrevokes the BC Cease Trade Order;

12. the BCSC Cease Trade Order wasissued because the Filer had not filed acomparative financial statement for itsfinancial year ended June 30, 2012, asrequired under Part 4 of NationalInstrument 51-102 Continuous DisclosureObligations (NI 51-102), and had not filedForm 51-102F1 Management’s Discus-sion and Analysis for the period endedJune 30, 2012, as required under Part 5of NI 51-102;

13. the securities of the Filer are alsocurrently subject to a cease trade orderdated December 3, 2012 (the OntarioCease Trade Order) by the Director ofthe Ontario Securities Commission (theOSC) directing that all trading in andacquisitions of the securities of the Filer,whether direct or indirect, shall ceaseuntil further order by the Director of theOSC;

14. the Ontario Cease Trade Order wasmade because the Filer failed to file itsaudited annual financial statements forthe year ended June 30, 2012, itsmanagement’s discussion and analysisrelating to the audited annual financialstatements for the year ended June 30,2012, and associated certifications;

15. the securities of the Filer are alsocurrently subject to a cease trade orderdated February 14, 2013 (the AlbertaCease Trade Order) issued by theAlberta Securities Commission directingthat all trading in the securities of the

Filer cease until the Alberta Cease TradeOrder has been revoked or varied;

16. the Alberta Cease Trade Order wasissued because the Filer had not filedannual audited financial statements,annual management’s discussion andanalysis, and certification of annual filingsfor the year ended June 30, 2012, andinterim unaudited financial statements,interim management’s discussion andanalysis, and certification of interim filingsfor the interim period ended September30, 2012;

17. the defaults in failing to file the requiredcontinuous disclosure that led to theissuance of the BC Cease Trade Order,the Ontario Cease Trade Order, and theAlberta Cease Trade Order remain;

18. the Filer is also in default of therequirements to file all other continuousdisclosure required under NI 51-102,including any financial statements andmanagement’s discussion and analysis,and any related certifications, since theissuance of the BC Cease Trade Order,the Ontario Cease Trade Order, and theAlberta Cease Trade Order;

19. except for the defaults described in para-graphs 17 and 18, the Filer has compliedwith applicable Canadian securitieslegislation, regulations, and instruments;

20. the Filer is subject to, and complies with,the reporting requirements in theAustralian Act (the Australian ReportingRequirements); under the AustralianReporting Requirements, the Filer filesannual audited financial statements withthe Australian Securities and InvestmentsCommission;

21. the Filer’s annual report, whichincorporates the annual audited financialstatements and a directors’ report pre-pared in accordance with the AustralianAct, is sent to all holders of Shares,including those resident in Canada, whohave elected to receive such material;the Filer also publishes its annual reportand all financial disclosure and materialinformation on its website at www.coronaminerals.com;

22. the Filer is not eligible to use thesimplified procedure under CSA StaffNotice 12-307 Applications for a Decisionthat an Issuer is not a Reporting Issuerbecause it is a reporting issuer in BritishColumbia and because it is in default of


August 22, 2013 (2013), 36 OSCB 8345

certain filing obligations under theLegislation;

23. if the Exemptive Relief Sought is granted,the Filer will no longer be a reportingissuer or equivalent in any jurisdiction inCanada; and

24. the Filer issued a news release onFebruary 19, 2013 regarding the with-drawal of its initial public offering andannouncing that it was filing an appli-cation in the Jurisdictions for a decisionthat it is not a reporting issuer; the issuerfiled this news release on SEDAR on July24, 2013.

Decision

4 Each of the Decision Makers is satisfied that thedecision meets the test set out in the Legislationfor the Decision Maker to make the decision.

The decision of the Decision Makers under theLegislation is that the Exemptive Relief Sought isgranted.

“Andrew S. Richardson”Acting Director, Corporate FinanceBritish Columbia Securities Commission

2.1.4 Insignia Energy Ltd. – s. 1(10)

Headnote

National Policy 11-203 Process for Exemptive ReliefApplications in Multiple Jurisdictions – application for anorder that the issuer is not a reporting issuer.

Ontario Statutes

Securities Act, R.S.O. 1990, c .S.5, as am., s. 1(10).

August 13, 2013

Burnet, Duckworth & Palmer LLP2400, 525 - 8 Avenue SWCalgary, AB T2P 1G1

Attention: Jessica M. Brown

Dear Madam:

Re: Insignia Energy Ltd. (the Applicant) – Applica-tion for a decision under the securitieslegislation of Alberta, Saskatchewan, Mani-toba, Ontario, Québec, Nova Scotia, NewBrunswick, Prince Edward Island, Newfound-land and Labrador, Yukon, Northwest Terri-tories and Nunavut (the Jurisdictions) that theApplicant is not a reporting issuer

The Applicant has applied to the local securities regulatoryauthority or regulator (the Decision Maker) in each of theJurisdictions for a decision under the securities legislation(the Legislation) of the Jurisdictions that the Applicant is nota reporting issuer.




(b) no securities of the Applicant, includingdebt securities, are traded in Canada oranother country on a marketplace asdefined in National Instrument 21-101Marketplace Operation or any otherfacility for bringing together buyers andsellers of securities where trading data ispublicly reported;

(c) the Applicant is applying for a decisionthat it is not a reporting issuer in all of thejurisdictions of Canada in which it iscurrently a reporting issuer; and


August 22, 2013 (2013), 36 OSCB 8346


Each of the Decision Makers is satisfied that the testcontained in the Legislation that provides the DecisionMaker with the jurisdiction to make the decision has beenmet and orders that the Applicant is deemed to haveceased to be a reporting issuer and that the Applicant’sstatus as a reporting issuer is revoked.

“Cheryl McGillivray”Manager, Corporate FinanceAlberta Securities Commission


August 22, 2013 (2013), 36 OSCB 8347

2.1.5 Purpose Investments Inc.

Headnote

National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Exemptive relief granted toexchange-traded funds for initial and continuous distribution of units – Relief to permit the funds’ prospectus to not contain anunderwriter’s certificate and to include a modified statement of investors rights – Relief granted subject to manager filing aprescribed summary document for each fund on SEDAR and other terms and conditions set out in decision document – Reliefsubject to sunset clause – Consistent with the implementation of the Canadian Securities Administrators Point of SaleDisclosure Initiative underway, rule-making contemplated to codify summary document – Securities Act (Ontario), NationalInstrument 41-101 – General Prospectus Requirements and National Instrument 81-101 – Mutual Fund Prospectus Disclosure.


Securities Act, R.S.O. 1990, c. S.5, as am., ss. 59(1), 147.National Instrument 41-101 General Prospectus Requirements, s. 19.1, Item 36.2 of Form 41-101F2.National Instrument 81-101 Investment Fund Distributions, s. 6.1, Item 11 of Part A of Form 81-101F1.

August 6, 2013



AND



AND

IN THE MATTER OFPURPOSE INVESTMENTS INC.

(the Filer)

AND

THE EXISTING EXCHANGE-TRADED FUNDS MANAGED BY THE FILER(the Existing Funds)

DECISION

Background

The principal regulator in the Jurisdiction has received an application from the Filer on behalf of the Existing Funds and suchother exchange-traded mutual funds as the Filer, or an affiliate of the Filer, may establish in the future (the Future Funds, andtogether with the Existing Funds, the ETFs and individually, an ETF (which includes a mutual fund that is a class of shares thatconstitutes an ETF Security (as defined below)) for a decision under the securities legislation of the principal regulator (theLegislation) that:

1. exempts the Filer and each ETF from

(a) the requirement to include a certificate of an underwriter in an ETF’s prospectus (the Underwriter’sCertificate Requirement); and

(b) the requirement to include in an ETF’s prospectus the statement respecting purchasers’ statutory rights ofwithdrawal and remedies of rescission or damages in substantially the form prescribed in item 11 of Part A ofForm 81-101F1 – Contents of Simplified Prospectus or item 36.2 of Form 41-101F2 – Information Required inan Investment Fund Prospectus, as applicable (the Prospectus Form Requirement)

(collectively, the Exemption Sought).


August 22, 2013 (2013), 36 OSCB 8348

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):

(a) the Ontario Securities Commission is the principal regulator for this application, and

(b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) isintended to be relied upon in all of the provinces and territories of Canada other than Ontario (together with Ontario, theJurisdictions).

Interpretation

Terms defined in National Instrument 14-101 Definitions, MI 11-102 and National Instrument 81-102 Mutual Funds (NI 81-102)have the same meaning if used in this decision, unless otherwise defined.

Affiliate Dealer means a registered dealer that is an affiliate of an Authorized Dealer or Designated Broker and that participatesin the re-sale of Creation Units (as defined below) from time to time.

Authorized Dealer means a registered dealer that has entered, or intends to enter, into an agreement with the manager of anETF (an ETF Manager) authorizing the dealer to subscribe for, purchase and redeem Creation Units from one or more ETFs ona continuous basis from time to time.

Designated Broker means a registered dealer that has entered, or intends to enter, into an agreement with an ETF Manager toperform certain duties in relation to the ETF, including posting a liquid two-way market for the trading of the ETF’s listedsecurities on the TSX or another marketplace.

ETF Security means a listed security of an ETF.

Other Dealer means a registered dealer that acts as authorized dealer or designated broker to other exchange-traded fundsthat are not managed by the Filer and that has received relief under a Prospectus Delivery Decision.

Prospectus Delivery Decision means a decision granting relief from the Prospectus Delivery Requirement to a DesignatedBroker, Authorized Dealer, Affiliate Dealer or Other Dealer dated, July 19, 2013, and any future decision granted to aDesignated Broker, Authorized Dealer, Affiliate Dealer or Other Dealer that grants similar relief.

Prospectus Delivery Requirement means the requirement that a dealer, not acting as agent of the purchaser, who receives anorder or subscription for a security offered in a distribution to which the prospectus requirement of the Legislation applies, sendor deliver to the purchaser or its agent, unless the dealer has previously done so, the latest prospectus and any amendmenteither before entering into an agreement of purchase and sale resulting from the order or subscription, or not later than midnighton the second business day after entering into that agreement.

Summary Document means a document, in respect of one or more classes or series of ETF Securities being distributed undera prospectus, prepared in accordance with Schedule A.

TSX means the Toronto Stock Exchange.

Representations

This decision is based on the following facts represented by the Filer:

1. The Filer is a corporation organized under the laws of the Province of Ontario, with a head office in Toronto, Ontario.

2. Each ETF is, or will be, a mutual fund governed by the laws of the Province of Ontario and a reporting issuer under thelaws of some or all of the Jurisdictions.

3. Each ETF is, or will be, subject to NI 81-102, subject to any exemptions therefrom that have been, or may be, grantedby the applicable securities regulatory authorities.

4. Each ETF is, or will be, in continuous distribution. The ETF Securities of each ETF are, or will be, listed on the TSX oranother marketplace in Canada.

5. The Filer has filed, or will file, a simplified prospectus and annual information form in accordance with NationalInstrument 81-101 – Mutual Fund Prospectus Disclosure (NI 81-101) or long form prospectus in accordance withNational Instrument 41-101 – General Prospectus Requirements, as applicable, on behalf of the ETFs, subject to anyexemptions that have been or may be granted by the applicable securities regulatory authorities.


August 22, 2013 (2013), 36 OSCB 8349

6. The Filer will act as the trustee or investment fund manager and portfolio adviser to the ETFs. The Filer is registered asan adviser in the category of portfolio manager, as a dealer in the category of exempt market dealer and as aninvestment fund manager.

7. ETF Securities are, or will be, distributed on a continuous basis in one or more of the Jurisdictions under a prospectus.ETF Securities may generally only be subscribed for or purchased directly from the ETFs by Authorized Dealers orDesignated Brokers (Creation Units). Authorized Dealers or Designated Brokers subscribe for Creation Units for thepurpose of facilitating investor purchases of ETF Securities on the TSX or another marketplace in Canada.

8. In addition to subscribing for and re-selling Creation Units, Authorized Dealers, Designated Brokers and AffiliateDealers are also generally engaged in purchasing and selling ETF Securities of the same class or series as theCreation Units in the secondary market. Other Dealers may also be engaged in purchasing and selling ETF Securitiesof the same class or series as the Creation Units in the secondary market despite not being an Authorized Dealer,Designated Broker or Affiliate Dealer.

9. According to the Authorized Dealers and Designated Brokers, Creation Units are generally commingled with other ETFSecurities purchased by the Authorized Dealers, Designated Brokers and Affiliate Dealers in the secondary market. Assuch, it is not practicable for the Authorized Dealers, Designated Brokers or Affiliate Dealers to determine whether aparticular re-sale of ETF Securities involves Creation Units or ETF Securities purchased in the secondary market.

10. Designated Brokers perform certain other functions, which include standing in the market with a bid and ask price forETF Securities for the purpose of maintaining liquidity for the ETF Securities.

11. Except for Authorized Dealer and Designated Broker subscriptions for Creation Units, as described above, and otherdistributions that are exempt from the Prospectus Delivery Requirement under the Legislation, ETF Securities generallymay not be purchased directly from an ETF. Investors are generally expected to purchase and sell ETF Securities,directly or indirectly, through dealers executing trades through the facilities of the TSX or another marketplace inCanada. ETF Securities may also be issued directly to ETF investors upon the reinvestment of distributions of incomeor capital gains.

12. The Authorized Dealers and Designated Brokers do not provide the same services in connection with a distribution ofCreation Units as would typically be provided by an underwriter in a conventional underwriting.

13. The Authorized Dealers and Designated Brokers are not involved in the preparation of an ETF’s prospectus, do notincur any marketing costs or receive any underwriting fees or commissions from the ETFs or the ETF Managers inconnection with the distribution of Creation Units. The Authorized Dealers and Designated Brokers generally seek toprofit from their ability to create and redeem ETF Securities by engaging in arbitrage trading to capture spreadsbetween the trading prices of ETF Securities and their underlying securities and by making markets for their clients tofacilitate client trading in ETF Securities.

14. The Filer generally conducts its own marketing, advertising and promotion of the ETFs. The Filer may, at its discretion,charge an administration fee on the issuance of Creation Units to Authorized Dealers or Designated Brokers.

15. The principal regulator has advised the Filer that it takes the view that the first re-sale of a Creation Unit on the TSX oranother marketplace in Canada will generally constitute a distribution of Creation Units under the Legislation and thatthe Authorized Dealers, Designated Brokers and Affiliate Dealers are subject to the Prospectus Delivery Requirementin connection with such re-sales. Re-sales of ETF Securities in the secondary market that are not Creation Units wouldnot ordinarily constitute a distribution of such ETF Securities.

16. Under a Prospectus Delivery Decision, Authorized Dealers, Designated Brokers and Affiliate Dealers are exempt fromthe Prospectus Delivery Requirement in connection with the re-sale of Creation Units to investors on the TSX oranother marketplace in Canada. Under a Prospectus Delivery Decision, Other Dealers are also exempt from theProspectus Delivery Requirement in connection with the re-sale of creation units of other exchange-traded funds thatare not managed by the Filer.

17. The Prospectus Delivery Decision includes a condition that the Authorized Dealer, Designated Broker, Affiliate Dealeror Other Dealer undertakes that, beginning on or around September 1, 2013, it will, unless it has previously done so,send or deliver to each purchaser of an ETF Security who is a customer of the Authorized Dealer, Designated Broker,Affiliate Dealer or Other Dealer, and to whom a trade confirmation is required under the Legislation to be sent ordelivered by the Authorized Dealer, Designated Broker, Affiliate Dealer or Other Dealer in connection with thepurchase, the latest Summary Document filed in respect of the ETF Security, not later than midnight on the secondday, exclusive of Saturdays, Sundays and holidays, after the purchase of the ETF Security.


August 22, 2013 (2013), 36 OSCB 8350

18. The Filer will file with the applicable Jurisdictions on the System for Electronic Document Analysis and Retrieval(SEDAR) a Summary Document for each class or series of ETF Securities offered by the Filer and provide or makeavailable to the Authorized Dealers, Designated Brokers, Affiliate Dealers and Other Dealers, the requisite number ofcopies of the Summary Document for the purpose of facilitating their compliance with the Prospectus Delivery Decision.

19. The Filer will file a Summary Document for each class or series of ETF Securities offered by the Filer within thetimeframe necessary to allow Authorized Dealers, Designated Brokers, Affiliate Dealers and Other Dealers to effectdelivery of the Summary Document as contemplated in the Prospectus Delivery Decision by September 1, 2013.

20. The Exemption Sought from the Prospectus Form Requirement is required to reflect the relief provided in theProspectus Delivery Decision. Accordingly, the Filer will include language in each ETF’s prospectus explaining theimpact on a purchaser’s statutory rights as a result of the Prospectus Delivery Decision in replacement of the languageprescribed by the Prospectus Form Requirement, in addition to the disclosure required by Item 11 of Part A of Form 81-101F1 – Contents of Simplified Prospectus, if the ETF Securities are qualified for distribution by simplified prospectusunder NI 81-101, subject to any exemptions granted by the applicable securities regulatory authorities.

Decision

The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to makethe decision.

The decision of the principal regulator under the Legislation is that the Exemption Sought is granted provided that, by the later ofSeptember 1, 2013 and the date a particular condition is first applicable to a Filer, and on an ongoing basis thereafter, the Filerwill be in compliance with the following conditions:

1. The Filer files with the applicable Jurisdictions on SEDAR and displays on its website in a manner that would beconsidered prominent to a reasonable investor the Summary Document for each class or series of ETF Securities of anExisting Fund.

2. The Filer files concurrently on SEDAR the Summary Document for each class or series of ETF Securities when filing afinal prospectus for that ETF.

3. The Filer amends the Summary Document at the same time it files any amendments to the ETF’s prospectus thataffect the disclosure in the Summary Document and files the amended Summary Document with the applicableJurisdictions on SEDAR and makes it available on its website in a manner that would be considered prominent to areasonable investor.

4. The Filer provides or makes available to each Authorized Dealer, Designated Broker, Affiliate Dealer or Other Dealer,the number of copies of the Summary Document of each ETF Security that the Authorized Dealer, Designated Broker,Affiliate Dealer or Other Dealer reasonably requests in support of compliance with its respective Prospectus DeliveryDecision.

5. Each ETF’s prospectus, on the date which is the earliest of: (i) the filing of the ETF’s preliminary prospectus; (ii) thefiling of the ETF’s pro forma prospectus; and (iii) when an amendment to the ETF prospectus is next filed,

(a) incorporates the relevant Summary Document by reference;

(b) contains the disclosure referred to in paragraph 20 above; and

(c) discloses both this decision and the Prospectus Delivery Decisions under Item 23 of Form 81-101F2 –Contents of Annual Information Form or Item 34.1 of Form 41-101F2 – Information Required in an InvestmentFund Prospectus, as applicable.

6. The Filer obtains an executed acknowledgement from each Authorized Dealer, Designated Broker and Affiliate Dealer,and uses its best efforts to obtain an acknowledgment from each Other Dealer:

(a) indicating its election, in connection with the re-sale of Creation Units on the TSX or another marketplace inCanada, to send or deliver the Summary Document in accordance with a Prospectus Delivery Decision or,alternatively, to comply with the Prospectus Delivery Requirement; and

(b) if the Authorized Dealer, Designated Broker, Affiliate Dealer or Other Dealer agrees to deliver the SummaryDocument in accordance with a Prospectus Delivery Decision:


August 22, 2013 (2013), 36 OSCB 8351

(i) an undertaking that the Authorized Dealer, Designated Broker, Affiliate Dealer or Other Dealer willattach or bind one ETF’s Summary Document with another ETF’s Summary Document only if thedocuments are being sent or delivered under the Prospectus Delivery Decision at the same time toan investor purchasing ETF Securities of each such ETF; and

(ii) confirming that the Authorized Dealer, Designated Broker, Affiliate Dealer or Other Dealer has inplace written policies and procedures to ensure that it is in compliance with the conditions of theProspectus Delivery Decision.

7. The Filer will keep records of which Authorized Dealers, Designated Brokers, Affiliate Dealers and Other Dealers, haveprovided it with an acknowledgement under a Prospectus Delivery Decision, and which intend to rely on and complywith the Prospectus Delivery Decision or intend to comply with the Prospectus Delivery Requirement.

8. The Filer files with its principal regulator, to the attention of the Director, Investment Funds Branch, on or beforeJanuary 31st in each calendar year, a certificate signed by an ultimate designated person certifying that, to the best ofthe knowledge of such person, after making due inquiry, the Filer has complied with the terms and conditions of thisdecision during the previous calendar year.

The Exemption Sought terminates on September 1, 2015.

As to the Exemption Sought from the Underwriter’s Certificate Requirement:

“James E.A. Turner”Vice-ChairOntario Securities Commission

“Vern Krishna”CommissionerOntario Securities Commission

As to the Exemption Sought from the Prospectus Form Requirement:

“Rhonda Goldberg”Director, Investment FundsOntario Securities Commission


August 22, 2013 (2013), 36 OSCB 8352

APPENDIX A

Contents of Summary Document

General Instructions:

1. Items 1 to 10 represent the minimum disclosure required in a Summary Document for a fund. The inclusion ofadditional information is not precluded so long as the Summary Document does not exceed a total of four pages inlength (two pages double-sided).

2. Terms defined in National Instrument 81-102 Mutual Funds, National Instrument 81-105 Mutual Fund Sales Practicesor National Instrument 81-106 Investment Fund Continuous Disclosure and used in this Summary Document have themeanings that they have in those national instruments.

3. Information in the Summary Document must be clear and concise and presented in plain language.

4. The format and presentation of information in the Summary Document is not prescribed but the information must bepresented in a manner that assists in readability and comprehension.

5. The order of the Items outlined below is not prescribed, except for Items 1 and 2, which must be presented as the first2 items in the Summary Document.

6. Each reference to a fund in this Appendix A refers to an ETF as defined in the decision above.

Item 1 – Introduction

Include at the top of the first page a heading consisting of:

(a) the title “Summary Document”;

(b) the name of the manager of the fund;

(c) the name of the fund to which the Summary Document pertains; and

(d) the date of the document.

Item 2 – Cautionary Language

Include a statement in italics in substantially the following form:

“The following is a summary of the principal features of this fund. You can find more detailed information about the fundin the prospectus. The prospectus is available on [insert name of the manager of the fund] website at [insert managerof the fund website], or by contacting [insert name of the manager of the fund] at [insert manager of the fund’s emailaddress], or by calling [insert telephone number of the manager of the fund].”

Item 3 – Fund Details

Include the following disclosure:

(a) ticker symbol;

(b) fund identification code(s);

(c) index ticker (as applicable);

(d) exchange;

(e) currency;

(f) inception date;

(g) RSP eligibility;


August 22, 2013 (2013), 36 OSCB 8353

(h) DRIP eligibility;

(i) expected frequency and timing of distributions, and if applicable, the targeted amount for distributions;

(j) management expense ratio, if available; and

(k) portfolio manager, when the fund is actively managed.

Item 4 – Investment Objectives

Include a description of the fundamental nature of the fund, or the fundamental features of the fund that distinguishes it fromother funds.

INSTRUCTIONS:

Include a description of what the fund primarily invests in, or intends to primarily invest in, such as

(a) a description of the fund, including what the fund invests in, and if it is trying to replicate an index, the name ofthe index, and an overview of the nature of securities covered by the index or the purpose of the index; and

(b) the key investment strategies of the fund.

Item 5 – Investments of the Fund

1. Include a table disclosing:

(a) the top 10 positions held by the fund; and

(b) the percentage of net asset value of the fund represented by the top 10 positions.

2. Include at least one, and up to two, charts or tables that illustrate the investment mix of the fund’s investment portfolio.

INSTRUCTIONS:

(a) The information required under this Item is intended to give a snapshot of the composition of the fund’sinvestment portfolio. The information required to be disclosed under this Item must be as at a date within 30days before the date of the Summary Document.

(b) The information required under Item 5(2) must show a breakdown of the fund’s investment portfolio intoappropriate subgroups and the percentage of the aggregate net asset value of the fund constituted by eachsubgroup. The names of the subgroups are not prescribed and can include security type, industry segment orgeographic location. The fund should use the most appropriate categories given the nature of the fund. Thechoices made must be consistent with disclosure provided under “Summary of Investment Portfolio” in thefund’s MRFP.

(c) For new funds where the information required to be disclosed under this Item is not available, provide a briefstatement explaining why the required information is not available.

Item 6 – Risk

1. Include a statement in italics in substantially the following form:

“All investments involve risk. When you invest in the fund the value of your investment can go down as well as up. Fora description of the specific risks of this fund, see the fund’s prospectus.”

2. If the cover page of the fund’s prospectus contains text box risk disclosure, also include a description of those riskfactors in the Summary Document.

Item 7 – Fund Expenses

1. Include an introduction using wording similar to the following:

“You don’t pay these expenses directly. They affect you because they reduce the fund’s returns.”


August 22, 2013 (2013), 36 OSCB 8354

2. Provide information about the expenses of the fund in the form of the following table:

Annual rate (as a % of the fund’s value)

Management expense ratio (MER)

This is the total of the fund’s management fee andoperating expenses.

Trading expense ratio (TER)

These are the fund’s trading costs.

Fund expenses

The amount included for fund expenses is theamount arrived at by adding the MER and the TER.

3. If the information in (2) is unavailable because the fund is new including wording similar to the following:

“The fund’s expenses are made up of the management fee, operating expenses and trading costs. The fund’s annualmanagement fee is [ ]% of the fund’s value. Because this fund is new, its operating expenses and trading costs are notyet available.”

INSTRUCTIONS:

Use a bold font or other formatting to indicate that fund expenses is the total of all ongoing expenses set out in the chart and isnot a separate expense charged to the fund.

Item 8 – Trailing Commissions

1. If the manager of the fund or another member of the fund’s organization pays trailing commissions, include a briefdescription of these commissions.

2. The description of any trailing commission must include a statement in substantially the following words:

“The trailing commission is paid out of the management fee. The trailing commission is paid for as long as you own thefund.”

Item 9 – Other Fees

1. Provide information about the amount of fees payable by an investor, other than those already described or payable bydesignated brokers and underwriters.

2. Include a statement using wording similar to the following:

“You may pay brokerage fees to your dealer when you purchase and sell units of the fund.”

INSTRUCTIONS:

(a) Examples include any redemption charges, sales charges or other fees, if any, associated with buying and sellingsecurities of the fund.

(b) Provide a brief description of each fee disclosing the amount to be paid as a percentage (or, if applicable, a fixed dollaramount) and state who charges the fee.

Item 10 – Statement of Rights

State in substantially the following words:

Under securities law in some provinces and territories, you have:

the right to cancel your purchase within 48 hours after you receive confirmation of the purchase, or


August 22, 2013 (2013), 36 OSCB 8355

other rights and remedies if this document or the fund’s prospectus contains a misrepresentation.You must act within the time limit set by the securities law in your province or territory.

For more information, see the securities law of your province or territory or ask a lawyer.

Item 11 – Past Performance

If the fund includes past performance:

1. Include an introduction using wording similar to the following:

This section tells you how the fund has performed over the past [insert the lesser of 10 years or the number ofcompleted calendar years] years. Returns are after expenses have been deducted. These expenses reduce the fund’sreturns.

It’s important to note that this doesn’t tell you how the fund will perform in the future as past performance may not berepeated. Also, your actual after-tax return will depend on your personal tax situation.

2. Show the annual total return of the fund, in chronological order for the lesser of:

(a) each of the 10 most recently completed calendar years; and

(b) each of the completed calendar years in which the fund has been in existence and which the fund was areporting issuer.

3. Show the

(a) final value, of a hypothetical $1,000 investment in the fund as at the end of the period that ends within 30 daysbefore the date of the Summary Document and consists of the lesser of:

(i) 10 years, or

(ii) the time since inception of the fund,

and

(b) the annual compounded rate of return that would equate the initial $1,000 investment to the final value.

INSTRUCTIONS:

In responding to the requirements of this Item, a fund must comply with the relevant sections of Part 15 of National Instrument81-102 Mutual Funds as if those sections applied to a Summary Document.

Item 12 – Benchmark Information

If the Summary Document includes benchmark information, ensure this information is consistent with the fund’s MRFP andpresented in the same format as Item 11.


August 22, 2013 (2013), 36 OSCB 8356

2.1.6 DIR Industrial Properties Inc.

Headnote

National Policy 11-203 Process for Exemptive Relief in Multiple Jurisdictions – Filer wants to put in place a credit support issuerstructure, but is unable to rely on the exemption for credit support issuers in applicable securities legislation – Filer obtainedrelief from continuous disclosure requirements, certification requirements, audit committee requirements and corporategovernance requirements in connection with an amalgamation – Filer unable to rely on exemption for credit support issuers inapplicable legislation since Filer’s convertible debentures do not convert immediately into securities of credit supporter andwarrants are outstanding – relief subject to conditions – relief pursuant to subsection 158(1.1) of the Business Corporations Act(Ontario) that an offering corporation is authorized to dispense with its audit committee as filer obtained relief related to creditsupport issuer – filer exempt from audit committee requirements of National Instrument 52-110 Audit Committees – Relief fromaudit committee requirements of National Instrument 52-110 conditional upon issuer continuing to satisfy conditions of creditsupport issuer relief.


National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1(2), 13.4.National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, ss. 8.5, 8.6(2).National Instrument 52-110 Audit Committees, ss. 1.2(g), 8.1(2).National Instrument 58-101 Disclosure of Corporate Governance Practices, ss. 1.3(c), 3.1(2).Business Corporations Act, R.S.O. 1990, c. B.16, s. 158(1.1).

August 13, 2013


ONTARIO(the “Jurisdiction”)

AND



AND

IN THE MATTER OFDIR INDUSTRIAL PROPERTIES INC.

(the “Filer”)

DECISION

Background

The principal regulator has received an application from the Filer for a decision under the securities legislation of the principalregulator (the “Legislation”) granting the Filer relief from the following:

1. the continuous disclosure requirements contained in National Instrument 51-102 – Continuous Disclosure Obligations(“NI 51-102”), as amended from time to time (the “Continuous Disclosure Requirements”);

2. the certification requirements contained in National Instrument 52-109 – Certification of Disclosure in Issuers' Annualand Interim Filings, as amended from time to time (the “Certification Requirements”);

3. the corporate governance requirements contained in National Instrument 58-101 – Corporate GovernanceRequirements, as amended from time to time (the “Corporate Governance Requirements”);

4. the audit committee requirements contained in National Instrument 52-110 – Audit Committees, as amended from timeto time (the “Audit Committee Requirements”); and

5. the audit committee requirements contained in section 158 of the Business Corporations Act (Ontario) (the “OBCA”),as amended from time to time (the “OBCA Audit Committee Requirements”),


August 22, 2013 (2013), 36 OSCB 8357

collectively, the “Exemption Sought”.

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application),

1. the Ontario Securities Commission is the principal regulator for the application, and

2. other than for the OBCA Audit Committee Requirements, the Filer has provided notice that section 4.7(1) of MultilateralInstrument 11-102 Passport System (“MI 11-102”) is intended to be relied upon in British Columbia, Alberta,Saskatchewan, Manitoba, New Brunswick, Nova Scotia, Prince Edward Island and Newfoundland and Labrador.

Interpretation

Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this decision, unlessotherwise defined.

Representations

The decision is based on the following facts represented by the Filer:

1. The Filer is a corporation incorporated under the laws of the Province of Ontario. The Filer is the continuing corporationresulting from the amalgamation on July 19, 2013 of C2C Industrial Properties Inc. (“C2C”) and Dundee IndustrialAtlantic Acquisition Inc. (the “Offeror”).

2. The Filer’s head office is located at 30 Adelaide Street East, Suite 1600, Toronto, Ontario, M5C 3H1.

3. The Filer is a reporting issuer in each of the provinces of Canada other than Québec.

4. Dundee Industrial REIT is an unincorporated, open-ended real estate investment trust created by a declaration of trustdated October 4, 2012, as amended and restated.

5. Dundee Industrial REIT’s head office is located at 30 Adelaide Street East, Suite 1600, Toronto, Ontario, M5C 3H1.

6. Dundee Industrial REIT is a reporting issuer in all of the provinces of Canada.

7. Dundee Industrial Limited Partnership (“Dundee Industrial LP”) is a limited partnership formed under the laws of theProvince of Ontario on December 21, 2010.

8. Dundee Industrial LP is a direct subsidiary of Dundee Industrial REIT.

9. The Filer is a direct subsidiary of Dundee Industrial LP.

10. On March 19, 2013, Dundee Industrial REIT, the Offeror (which was then a wholly-owned subsidiary of DundeeIndustrial LP) and C2C (which was then a widely-held public company) entered into a support agreement pursuant towhich Dundee Industrial REIT agreed to cause the Offeror to make an offer (the “Offer”) to purchase all of the issuedand outstanding common shares of C2C in consideration for 0.4485 units of Dundee Industrial REIT per common shareof C2C and the board of directors of C2C agreed to recommend to the holders of common shares of C2C that theyaccept the Offer.

11. On April 5, 2013, the Offeror made the Offer and on May 15, 2013, the Offeror took up and paid for the 16,634,679common shares of C2C deposited pursuant to the Offer, representing approximately 95% of the outstanding commonshares of C2C.

12. In the take-over circular dated April 5, 2013, the Offeror disclosed its intention, if the Offer was successful, to acquire allof the common shares of C2C not deposited under the Offer either by means of a compulsory acquisition inaccordance with the provisions of section 188 of the OBCA, if available, or a subsequent acquisition transaction suchas an amalgamation of C2C and the Offeror (the “Amalgamation”).

13. On June 18, 2013, the board of directors of each of C2C and the Offeror decided to proceed with the Amalgamationpursuant to which holders of common shares of C2C (other than dissenting shareholders and the Offeror) wouldultimately receive the same consideration as holders of common shares who deposited their common shares under theOffer.


August 22, 2013 (2013), 36 OSCB 8358

14. On June 19, 2013, C2C and the Offeror entered into an amalgamation agreement providing for and prescribing theterms and conditions of the Amalgamation, including a condition in respect of the approval of the common shareholdersof C2C at a special meeting to be held on July 18, 2013.

15. On June 20, 2013, C2C mailed the management information circular for the special meeting to common shareholdersof C2C and to the holders of the outstanding 6.25% convertible unsecured subordinated debentures due November 30,2017 of C2C (the “Convertible Debentures”) and outstanding warrants to acquire common shares of C2C (the“Warrants”) together with a notice to the holders of Convertible Debentures and Warrants as contemplated by theterms of such securities.

16. Holders of approximately 97% of the outstanding common shares of C2C were represented at the special meeting ofcommon shareholders of C2C and all of such shares were voted in favour of the resolution approving theAmalgamation. The Amalgamation became effective on July 19, 2013.

17. As a result of the Amalgamation, the property of C2C and the Offeror became the property of the Filer and the Filercontinues to be liable for the obligations of each of C2C and the Offeror. The Filer continues to carry on the operationsof C2C and has the same assets and liabilities as C2C and the Offeror.

18. Effective on the Amalgamation, common shareholders of C2C (other than the Offeror) received one redeemablepreference share (“Redeemable Preference Share”) of the Filer for each common share of C2C held. In order toachieve the desired income tax consequences for the shareholders of C2C and the Offeror and the desired income taxconsequences for the Filer, it was necessary for the shareholders of C2C and the Offeror to receive shares of the Filerpursuant to the Amalgamation. Each Redeemable Preference Share was redeemed immediately following theAmalgamation in consideration for 0.4485 units of Dundee Industrial REIT. In addition, effective on the Amalgamation,each issued and outstanding common share of C2C held by the Offeror was cancelled without any repayment of capitalin respect thereof and each issued and outstanding common share of the Offeror was converted into one commonshare (“Common Share”) of the Filer.

19. Dundee Industrial LP is the only holder of Common Shares following the Amalgamation. The Common Shares are theonly voting securities of the Filer. Accordingly, Dundee Industrial LP is the beneficial owner of all the outstanding votingsecurities of the Filer.

20. Pursuant to the Amalgamation, the Convertible Debentures and the Warrants became obligations of the Filer underapplicable law.

21. As of July 18, 2013, $19,420,000 aggregate principal amount of Convertible Debentures were issued and outstanding.

22. The trust indenture governing the Convertible Debentures required the Filer to enter into a supplemental indenture withEquity Financial Trust Company, as trustee (the “Trustee”) as the successor to C2C upon the Amalgamation. Inaddition, Dundee Industrial REIT has provided a full and unconditional guarantee (as contemplated by section 13.4 ofNI 51-102) of the Filer’s obligations under the trust indenture governing the Convertible Debentures. Accordingly, onJuly 19, 2013, the Filer, Dundee Industrial REIT and the Trustee entered into a supplemental indenture (the“Supplemental Indenture”) amending and supplementing the trust indenture governing the Convertible Debentures(such trust indenture as amended and supplemented by the Supplemental Indenture is referred to as the “TrustIndenture”).

23. The terms of the Trust Indenture provide that following an amalgamation a holder of Convertible Debentures is entitledto receive the shares, securities or other property which the holder would have received if it had been a holder ofcommon shares of C2C on the effective date of the Amalgamation. Accordingly, the Trust Indenture provides that aholder of Convertible Debentures is entitled to convert its Convertible Debentures for Redeemable Preference Sharesat a conversion price of $5.55 per share. The Trust Indenture provides that, in accordance with the terms of theRedeemable Preference Shares, each Redeemable Preference Share will be redeemed by the Filer immediatelyfollowing its issuance in consideration for 0.4485 units of Dundee Industrial REIT.

24. The Convertible Debentures are not “designated credit support securities”, as defined in subsection 13.4(1) of NI 51-102, solely because on conversion of the Convertible Debentures the holders will receive Redeemable PreferenceShares which will be immediately redeemed for 0.4485 units of Dundee Industrial REIT rather than being convertible, inthe first instance, for 0.4485 units of Dundee Industrial REIT.

25. In accordance with the terms of the Warrants, as a result of the Amalgamation each Warrant entitles the holder toacquire one Redeemable Preference Share at an exercise price of $5.00 per share. In accordance with the terms of theRedeemable Preference Shares, each Redeemable Preference Share must be redeemed by the Filer immediatelyfollowing its issuance in consideration for 0.4485 units of Dundee Industrial REIT.


August 22, 2013 (2013), 36 OSCB 8359

26. As of July 18, 2013, 21,607 Warrants were outstanding and held by four holders in the following amounts:

(a) 6,611 Warrants;

(b) 5,555 Warrants;

(c) 8,334 Warrants; and

(d) 567 Warrants.

27. The Filer has entered into a unit purchase agreement with Dundee Industrial LP (the “Unit Purchase Agreement”)pursuant to which it will acquire units of Dundee Industrial REIT from time to time as required to enable the Filer tosatisfy its obligation to redeem Redeemable Preference Shares following the conversion of Convertible Debentures orthe exercise of Warrants. Dundee Industrial LP is a party to a unit purchase agreement with Dundee Industrial REIT,pursuant to which Dundee Industrial LP will acquire units of Dundee Industrial REIT from time to time as required toenable Dundee Industrial LP to satisfy its obligation to deliver units of Dundee Industrial REIT to the Filer pursuant tothe Unit Purchase Agreement.

28. Following the Amalgamation, the Filer does not have any securities outstanding other than (i) the Common Shares heldby Dundee Industrial LP, (ii) the Convertible Debentures which are guaranteed by Dundee Industrial REIT and whichentitle the holder to ultimately acquire units of Dundee Industrial REIT, and (iii) the Warrants which entitle the holder toultimately acquire units of Dundee Industrial REIT.

29. Neither the Filer nor Dundee Industrial REIT is in default of any of its obligations under the securities legislation in anyof the provinces of Canada in which it is a reporting issuer.

30. The Filer is an “offering corporation” under the OBCA and is obligated under subsection 158(1) of the OBCA to have anaudit committee.

31. The board of directors of the Filer will approve the Filer’s financial statements, as required by subsection 159(1) of theOBCA.

32. Dundee Industrial LP and Dundee Industrial REIT require the Filer to provide them with a regular flow of financial andoperating reports designed to furnish comprehensive and up-to-date information on the financial condition and resultsof the Filer and on its operations, and where deemed necessary, these reports are supplemented by personalinterviews with officers or other management employees of the Filer. Dundee Industrial LP and Dundee Industrial REITmaintain an experienced and professionally trained staff to review the foregoing information.

33. The Filer believes that Dundee Industrial LP, as the sole shareholder of the Filer, and Dundee Industrial REIT as themajority shareholder of Dundee Industrial LP, would not be prejudiced if the Exemption Sought is granted.

Decision


The decision of the principal regulator under the Legislation is that the Exemption Sought is granted provided that:

1. the Filer continues to satisfy all the conditions set forth in subsection 13.4(2) of NI 51-102, other than paragraph13.4(2)(c);

2. the Filer does not issue any securities other than:

(a) designated credit support securities (as such term is defined in NI 51-102) for which Dundee Industrial REIThas provided a full and unconditional guarantee;

(b) securities issued to and held by Dundee Industrial REIT or an affiliate of Dundee Industrial REIT;

(c) debt securities issued to and held by banks, loan corporations, loan and investment corporations, savingscompanies, trust corporations, treasury branches or credit unions, financial services cooperatives, insurancecompanies or other financial institutions;


August 22, 2013 (2013), 36 OSCB 8360

(d) securities issued under the exemptions from the registration requirement and prospectus requirement insection 2.35 of National Instrument 45-106 Prospectus and Registration Exemptions (“NI 45-106”); and

(e) Redeemable Preference Shares.

3. the Filer does not have any securities outstanding other than:

(a) designated credit support securities (as such term is defined in NI 51-102) for which Dundee Industrial REIThas provided a full and unconditional guarantee;

(b) securities issued to and held by Dundee Industrial REIT or an affiliate of Dundee Industrial REIT;

(c) debt securities issued to and held by banks, loan corporations, loan and investment corporations, savingscompanies, trust corporations, treasury branches or credit unions, financial services cooperatives, insurancecompanies or other financial institutions;

(d) securities issued under the exemptions from the registration requirement and prospectus requirement insection 2.35 of NI 45-106;

(e) the Convertible Debentures;

(f) the Warrants; and

(g) Redeemable Preference Shares.

4. Pursuant to the indenture governing the Convertible Debentures, Dundee Industrial REIT continues to provide aguarantee of the payments to be made by the Filer in respect of the Convertible Debentures.

5. In respect of the Certification Requirements, the Filer continues to satisfy the conditions for relief from the ContinuousDisclosure Requirements set forth above in paragraphs 1, 2, 3 and 4.

6. In respect of the Corporate Governance Requirements, the Filer continues to satisfy the conditions for relief from theContinuous Disclosure Requirements set forth above in paragraphs 1, 2, 3 and 4.

7. In respect of the Audit Committee Requirements, the Filer continues to satisfy the conditions for relief from theContinuous Disclosure Requirements set forth above in paragraphs 1, 2, 3 and 4.

8. In respect of the OBCA Audit Committee Requirements, the Filer continues to satisfy the conditions for relief from theContinuous Disclosure Requirements above in paragraphs 1, 2, 3 and 4.

As to the Exemption Sought (other than from the OBCA Audit Committee Requirements in the OBCA).

“Sonny Randhawa”Manager, Corporate Finance BranchOntario Securities Commission

AND UPON the Commission being satisfied that do so would not be prejudicial to the Filer’s sole shareholder,

IT IS ORDERED, pursuant to subsection 158(1.1) of the OBCA, that the Filer is authorized to dispense with an auditcommittee for so long as the Filer continues to satisfy the conditions for relief from the Continuous Disclosure Requirementsabove in paragraphs 1, 2, 3 and 4.

“Judith Robertson”CommissionerOntario Securities Commission

“James D. Carnwath”CommissionerOntario Securities Commission


August 22, 2013 (2013), 36 OSCB 8361

2.1.7 Portage Minerals Inc. and Tri-Star Resources plc

Headnote

National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – an issuer wants relief from therequirement to include prospectus-level disclosure in an information circular to be circulated in connection with an arrangement,reorganization, acquisition or amalgamation – The issuer will be acquired by a foreign entity that is not currently a reportingissuer in Canada – The foreign entity is not required to prepare quarterly financial statements according to its governing laws –the issuer proposes to not include in the information circular the foreign entity’s interim financial report and related MD&A as atand for the three-month period ended March 31, 2013 (and comparative period ended March 31, 2012) and applicable pro formafinancial statements – the issuer will provide alternate financial information about the foreign entity in an addendum to theinformation circular – the addendum will include the foreign entity’s interim financial report and related MD&A as at and for thesix-month period ended June 30, 2013 (and comparative period ended June 30, 2012) and applicable pro forma financialstatements – sufficient information about the parties to the transaction to enable shareholders to assess it as a whole.


National Instrument 51-102 Continuous Disclosure Obligations, s.13.1

August 7, 2013



AND



AND

IN THE MATTER OFPORTAGE MINERALS INC. (Portage) AND

TRI-STAR RESOURCES PLC(Tri-Star and together with Portage, the Filers)

DECISION

Background

The principal regulator in the Jurisdiction has received an application from the Filers for a decision under the securitieslegislation of the Jurisdiction of the principal regulator (the Legislation) exempting the Filers from the requirements under Item14.2 of Form 51-102F5, Information Circular (Form 51-102F5) which would include the requirements under Item 32.3 of Form41-101F1, Information Required in a Prospectus (Form 41-101F1) to provide a comparative interim financial report of Tri-Starfor the three-month period ended March 31, 2013 (and the comparative period ended March 31, 2012), the requirements in Item8.2 of Form 41-101F1 to include management’s discussion and analysis (MD&A) for such interim financial report, and therequirements under Item 35.6(3) of Form 41-101F1 to include Interim Pro Forma Financial Statements (as defined below) as atand for the three-month period ended March 31, 2013 in the Portage Circular (as defined below) (the Exemption Sought).



(b) the Filers have provided notice that section 4.7(1) of Multilateral Instrument 11-102, Passport System (MI 11-102) isintended to be relied upon in Alberta and British Columbia (together with the Jurisdiction, the Jurisdictions).

Interpretation

Terms defined in National Instrument 14-101, Definitions and MI 11-102 have the same meaning if used in this decision, unlessotherwise defined.


August 22, 2013 (2013), 36 OSCB 8362

Representations

This decision is based on the following facts represented by the Filers:

1. Portage is a corporation incorporated under the Canada Business Corporations Act (the CBCA) and the registered andhead office of Portage is located in Toronto, Ontario.

2. The common shares of Portage are listed on the Canadian National Stock Exchange (CNSX) under the symbol “RKX”.

3. Portage is a reporting issuer, or the equivalent, in each of the Jurisdictions, and, to its knowledge, is not in default ofany requirements under the Legislation.

4. Portage is a junior mining exploration and development company engaged in mineral exploration in New Brunswick,Canada.

5. Tri-Star was incorporated under the laws of England and Wales under the name of “Canisp plc”. It changed its name to“Tri-Star Resources plc” on August 26, 2010.

6. The registered office and the head office of Tri-Star are located in the United Kingdom; the mind and management ofTri-Star is located outside Canada.

7. The ordinary shares of Tri-Star are traded on the AIM Market (AIM) of the London Stock Exchange under the symbol“TSTR”.

8. Tri-Star is subject to the overall regulation of the Financial Conduct Authority of the United Kingdom (the FCA) and theongoing reporting requirements under the AIM Rules for Companies (collectively, the UK Requirements).

9. Tri-Star is not currently a reporting issuer in the Jurisdictions or any Canadian jurisdiction, and, to its knowledge, is notin default of any requirements under the Legislation.

10. Tri-Star is an antimony mining, exploration and development company with projects in Turkey, Canada and in memberstates of Cooperation Council for the Arab States of the Gulf.

11. Portage and Tri-Star entered into a letter of intent dated May 1, 2013 (LOI) which sets out the terms and conditions of aproposed transaction (the Transaction), whereby Tri-Star will acquire all of the issued and outstanding commonshares of Portage (the Portage Shares), through the amalgamation of Tri-Star Antimony Canada Inc. (Tri-StarCanada), a wholly-owned subsidiary of Tri-Star, and Portage in exchange for the ordinary shares of Tri-Star (Tri-StarShares). In connection with the Transaction the shareholders of Portage (Portage Shareholders) will receiveapproximately an aggregate of 1,086,000,000 Tri-Star Shares representing approximately 15.95% of the issued andoutstanding Tri-Star Shares as of the effective date of the Transaction.

12. At the date of the LOI, Tri-Star had a market capitalization of approximately £19,173,881.38 (approximately$30,678,210.21 CAD) and the aggregate purchase price (based on the value of Tri-Star Shares on AIM to be issued tothe Portage Shareholders) was approximately £3,529,489.14 (approximately $5,647,182.62 CAD).

13. There is currently no market in Canada for Tri-Star’s securities and none is expected to develop. Tri-Star does notcurrently intend to list any securities on any exchange or marketplace in Canada.

14. If Tri-Star were a reporting issuer as of the date thereof, Tri-Star would meet the definition of a “designated foreignissuer” under National Instrument 52-107 – Acceptable Accounting Principles and Auditing Standards (NI 52-107) andNational Instrument 71-102 – Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (NI 71-102).

15. Upon completion of the Transaction, Tri-Star will be a reporting issuer in the Jurisdictions and will be subject tocontinuous disclosure obligations under National Instrument 51-102 – Continuous Disclosure Obligations (NI 51-102).

16. Upon completion of the Transaction, Tri-Star would not meet the definition of a “designated foreign issuer” under NI 52-107 and NI 71-102 if, for the purposes of paragraph (c) of the definition of “designated foreign issuer” in NI 52-107 andNI 71-102 and paragraph (a) of the definition of “foreign issuer” in NI 52-107 and paragraph (a) of the definition of“foreign reporting issuer” in NI 71-102, the calculation were made immediately upon the completion of the Transaction.

17. In connection with the Transaction, Portage will be preparing and filing, on the System for Electronic DocumentAnalysis and Retrieval (SEDAR), and mailing to Portage Shareholders a management information circular providingPortage Shareholders with notice of the special meeting that will be called and held to consider the approval of the


August 22, 2013 (2013), 36 OSCB 8363

Transaction (the Special Meeting) and describing, among other things, the terms of the Transaction and the Tri-StarShares to be issued as consideration for the acquisition of the Portage Shares (the Portage Circular).

18. Item 14.2 of Form 51-102F5 provides that in respect of, restructuring transactions under which securities are to bechanged, exchanged, issued or distributed, management information circulars must include disclosure for each entity,other than the company in respect of which the applicable management information circular has been prepared, whosesecurities are being changed, exchanged, issued or distributed, if:

a. the matter is a restructuring transaction; and

b. the securityholders of the company in respect of which the management information circular has beenprepared will have an interest in that entity after the restructuring transaction has been completed.

The disclosure in this regard must be the disclosure (including financial statements) prescribed under securitieslegislation and described in the form of prospectus that the applicable entity would be eligible to use immediately priorto the sending and filing of the information circular in respect of the restructuring transaction, for a distribution ofsecurities in the jurisdiction.

19. Immediately prior to the sending and filing of the Portage Circular, Tri-Star will only be eligible to use a long-formprospectus prepared in accordance with Form 41-101F1.

20. Item 32.3 of Form 41-101F1 requires the Portage Circular to contain a comparative interim financial report and MD&Afor Tri-Star for the interim period ending March 31, 2013 (and the comparative period ended March 31, 2012).

21. Under Item 35.6(3) of Form 41-101F1, the following pro forma financial statements must be included in the PortageCircular:

(i) a pro forma statement of financial position of Tri-Star as at March 31, 2013 giving effect to the acquisition ofPortage by Tri-Star as if it had occurred on such date; and

(ii) pro forma income statements of Tri-Star for the period ended March 31, 2013, giving effect to the acquisitionof Portage by Tri-Star as if it had occurred on January 1, 2013 and related pro forma earnings per share(collectively, the March Interim Pro Forma Financial Statements).

22. Pursuant to the UK Requirements, Tri-Star is required to prepare interim financial statements on a semi-annual basis.Tri-Star’s most recently prepared interim statements are for the six-month period ended June 30, 2012. Tri-Starannounced its annual results for the financial year ended December 31, 2012 on June 20, 2013. Quarterly financialstatements are not required by the UK Requirements and Tri-Star has not prepared and is not in a position to prepareor include in the Portage Circular an interim financial report and the MD&A for the three-month period ended March 31,2013 or the comparative three-month period ended March 31, 2012.

23. Additionally, at least 5 days prior to the Special Meeting, Tri-Star will file on SEDAR (under Portage’s profile since Tri-Star will not yet be a reporting issuer) and on Portage’s website / Tri-Star’s website an addendum to the PortageCircular (the Addendum) that will include:

(a) unaudited interim financial report of Tri-Star as at, and for the six-month period ended, June 30, 2013 (and thecomparative period ended June 30, 2012), (the Tri-Star Half-Year Financial Report) which in accordancewith the UK Requirements do not include a statement of comprehensive income for the three-month periodthen ended (and the comparative period ended June 30, 2012);

(b) MD&A in respect of the Tri-Star Half-Year Financial Report; and

(c) pro forma financial statements of Tri-Star giving effect to the acquisition of Portage by Tri-Star as if it hadoccurred, for purposes of the pro forma statement of financial position as at June 30, 2013, on such date, andfor purposes of the pro forma income statement for the period ended June 30, 2013 related pro formaearnings per share, as if the acquisition of Portage by Tri-Star had occurred on January 1, 2013 (the Half-Year Pro Forma Financial Statements), provided the acquisition of Portage by Tri-Star meets the definitionof a “significant acquisition” under Section 8.3 of NI 51-102 as at June 30, 2013.

24. The Filers will issue a news release announcing the issuance and the filing of the Addendum concurrently with the filingof the Addendum (the News Release) and Portage will include in the Portage Circular a reference to the Addendum,the content to be included in the Addendum, and the procedure for its dissemination.


August 22, 2013 (2013), 36 OSCB 8364

25. The Filers will provide hard copies of the Addendum and the News Release to all Portage Shareholders present at theSpecial Meeting.

26. In accordance with the provisions of the CBCA and Portage’s by-laws, and as noted in the Portage Circular, anyregistered Portage Shareholder will have an opportunity to revoke a previously-returned proxy after review of theAddendum prior to the Special Meeting by executing and delivering a written notice of revocation in the mannerspecified in the proxy instructions or at the Special Meeting by depositing such executed written notice with the chair ofthe Special Meeting.

Decision



(a) the Portage Circular will otherwise provide prospectus-level disclosure as required by Form 51-102F5 andForm 41-101F1, including the following financial statements/disclosure for Tri-Star:

(i) audited statements of comprehensive income, changes in equity and cash flow statements for theyears ended December 31, 2012, 2011 and 2010, all prepared in accordance with InternationalFinancial Reporting Standards (IFRS) and audited in accordance with International Standards onAuditing (U.K. and Ireland);

(ii) audited balance sheets for the years ended December 31, 2012 and 2011, all prepared inaccordance with IFRS and audited in accordance with International Standards on Auditing (U.K. andIreland);

(iii) unaudited pro forma financial statements in respect of the combination of Tri-Star and Portage for theyear ended December 31, 2012;

(iv) all material changes in the affairs of Tri-Star between the date of Tri-Star’s 2012 annual financialstatements and the date of the Portage Circular; and,

(b) at least 5 days prior to the Special Meeting, Tri-Star will file on SEDAR the Addendum;

(c) the Filers will issue the News Release concurrently with the filing of the Addendum; and,

(d) Portage will include in the Portage Circular (i) a reference to the Addendum, the content to be included in theAddendum, and the procedure for its dissemination, and (ii) a statement as to a registered PortageShareholder’s right to revoke a proxy as described in paragraph 26 above, and the Filers will provide hardcopies of the Addendum and the News Release to all Portage Shareholders present at the Special Meeting.

“Kathryn Daniels”Deputy Director, Corporate FinanceOntario Securities Commission


August 22, 2013 (2013), 36 OSCB 8365

2.1.8 ONEnergy inc.

Headnote

MI 11-102 and NP 11-203 Relief granted from themaximum length of transition year – Relief needed to alignissuer with recently acquired subsidiary company withoutincurring undue expenses – Condition of relief that the Filermust file year-end financial statements as if the Filer had a15- month transition year – National Instrument 51-102 –Continuous Disclosure Obligations, Part 4.


National Instrument 51-102 Continuous Disclosure Obliga-tions, Part 4.

August 15, 2013


ONTARIO(THE “JURISDICTION”)

AND



AND

IN THE MATTER OFONENERGY INC.

(THE “FILER” or “ONENERGY”)

DECISION

Background

The principal regulator in the Jurisdiction has received anapplication from the Filer for a decision under the securitieslegislation of the Jurisdiction of the principal regulator (the“Legislation”) for relief from the requirement in paragraph4.8(4)(a) of National Instrument 51-102 – ContinuousDisclosure Obligations (“NI 51-102”) that a transition yeararising from a notice of change in year-end must notexceed 15 months (the “Exemption Sought”).

Under the Process for Exemptive Relief Applications inMultiple Jurisdictions (for a passport application):

1. The Ontario Securities Commission is the principalregulator for this application; and

2. The Filer has provided notice in accordance withsection 4.7 of Multilateral Instrument 11-102 –Passport System (“MI 11-102”) that the requestedapproval and relief is intended to be relied uponby the Filer in British Columbia, Alberta, Saskatch-ewan, Manitoba, Quebec, New Brunswick, PrinceEdward Island, Nova Scotia, and Newfoundlandand Labrador.

Interpretation

Terms defined in National Instrument 14-101 - Definitionsand MI 11-102 have the same meaning if used in thisdecision, unless otherwise defined in this decision.

Representations


ONEnergy

1. The Filer, formerly Look Communications Inc.(“Look”) is a corporation governed by the CanadaBusiness Corporations Act, with its head office inToronto, Ontario.

2. The authorized capital of the Filer consists of anunlimited number of multiple voting shares, anunlimited number of subordinate voting sharesand an unlimited number of Class A non-votingshares. As of the date of the Filer’s application forthe Exemption Sought, there were 99,994,671multiple voting shares, 111,135,424 subordinatevoting shares and no Class A non-voting sharesoutstanding.

3. The Filer is a reporting issuer under the securitieslegislation of each of the provinces of Canada andis not in default of its reporting issuer obligationsunder the securities legislation of any of theprovinces of Canada. The Filer is a “ventureissuer” as defined in NI 51-102.

4. On July 9, 2013, the Filer acquired all of theissued and outstanding shares of Sunwave Gas &Power Inc. (“Sunwave”), an energy retailer, andconcurrently completed a private placement of $9million of multiple voting shares and subordinatevoting shares (the “Transactions”). TheTransactions constituted a “change of business” ofthe Filer under the rules of the TSX VentureExchange (the “TSX-V”).

5. Upon completion of the Transactions, the Filer’ssubordinate voting shares and multiple votingshares were transferred from the NEX board ofthe TSX-V to Tier 1 of the TSX-V, under thesymbols OEG and OEG.A, respectively.

6. Following completion of the Transactions, thebusiness of the Filer consists entirely of thebusiness of Sunwave, and, since its most recentfinancial year end (i.e., August 31, 2012) the Filerhas not conducted any material operations otherthan the operation of the business of Sunwave.

7. The Filer’s current financial year-end is August 31.

8. Sunwave’s current financial year-end is December31.


August 22, 2013 (2013), 36 OSCB 8366

Change in Year-End

9. The Filer proposes to change its year-end toDecember 31.

10. The proposed transition year is the 16 monthperiod beginning September 1, 2012 and endingDecember 31, 2013.

11. The change in year-end will align the reportingperiods of the Filer and its operating subsidiary,Sunwave, which will permit the Filer to conduct itsinternal financial accounting and engage externalauditors at the same time as such practices arebeing undertaken on behalf of Sunwave.

12. The Filer’s management believes that it is efficientfor the Filer to report on the same basis as itsoperating subsidiary to facilitate the preparation ofconsolidated financial statements.

13. The change in year-end will align the Filer’sfinancial year-end with its current year-end for taxpurposes of December 31.

14. The Filer’s prospective lender and wholesaleenergy supplier has indicated a strong preferencethat the Filer change its year-end to December 31.

15. Sunwave was acquired by the Filer on July 9,2013, and shareholders were provided withaudited financial statements of Sunwave for theyear ended December 31, 2012 and a pro formabalance sheet for ONEnergy as at February 28,2013.

Decision

The principal regulator is satisfied that the test set out inthe Legislation that provides the principal regulator with thejurisdiction to make the decision has been met.

The decision of the principal regulator under the Legislationis that the Exemption Sought is granted and the Filer shallbe permitted to change its financial year-end from August31 to December 31, provided that:

1. The Filer shall prepare and file, no later thanOctober 30, 2013, an interim financial report thatconsolidates the operations of Sunwave as at andfor the 12 month period ended August 31, 2013with comparative financial statements for the 12month period ended August 31, 2012; and

2. The Filer shall prepare and file, no later thanMarch 31, 2014, audited annual financialstatements for the 16 month period endedDecember 31, 2013 with comparative financialstatements for the 12 month period ended August31, 2012.

“Shannon O’Hearn”ManagerOntario Securities Commission


August 22, 2013 (2013), 36 OSCB 8367

2.1.9 Column Canada Issuer Corporation

Headnote

National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Issuer of mortgage pass-throughsecurities previously granted an exemption from the requirements to file annual and interim financial statements, subject tocertain conditions. Issuer granted an exemption from the requirements in National Instrument 52-109 to file interim and annualcertificates, subject to certain conditions, including the requirement to file alternative forms of annual and interim certificates.

Ontario Rules

National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings.

August 16, 2013


ONTARIO(THE JURISDICTION)

AND



AND

IN THE MATTER OFCOLUMN CANADA ISSUER CORPORATION

(THE FILER)

DECISION

Background

The principal regulator in the Jurisdiction has received a further application from the Filer for a decision under the securitieslegislation of the Jurisdiction of the principal regulator (the Legislation) for an exemption from the provisions of NationalInstrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (NI 52-109) to file interim certificates andannual certificates (the Exemption Sought).



(b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) isintended to be relied upon in Alberta, British Columbia, Manitoba, Nova Scotia, New Brunswick, Newfoundland andLabrador, Prince Edward Island, Saskatchewan and Quebec.

Interpretation

Defined terms contained in National Instrument 14-101 Definitions, MI 11-102, the Financial Statements Decision (as definedbelow), the Original Decision (as defined below) and the Previous Decision (as defined below) have the same meaning if used inthis decision, unless otherwise defined.

Representations

The decision is based on the following facts represented by the Filer:

1. The Filer was incorporated under the laws of Canada on January 30, 2002. The Filer is a wholly-owned indirectsubsidiary of Credit Suisse Group AG, a corporation incorporated under the laws of Switzerland.

2. The head office of the Filer is located in Toronto, Ontario.


August 22, 2013 (2013), 36 OSCB 8368

3. The Filer is a reporting issuer, or the equivalent, in each of the provinces of Canada.

4. The Filer is a “venture issuer” as defined in National Instrument 51-102 Continuous Disclosure Obligations (NI 51-102).

5. The Filer is not in default of any of the requirements of the securities legislation in any jurisdiction in Canada.

6. The Filer does not carry on any activities other than activities related to issuing asset-backed securities and purchasingassets in connection thereto.

7. The Filer has no material assets or liabilities other than its rights and obligations arising from issuing asset-backedsecurities and acquiring assets in connection thereto.

8. Pursuant to an MRRS decision document dated January 7, 2003 and an order dated November 29, 2004 of the NewBrunswick Securities Commission (collectively, the Financial Statements Decision), the Filer is exempted, on certainterms and conditions, from the requirements of the securities legislation in the Jurisdictions concerning, inter alia, thepreparation, filing and delivery of interim and annual financial statements (the Financial Statements).

9. Pursuant to an MRRS decision document dated June 3, 2005 (the Original Decision), the Filer was exempted, oncertain terms and conditions, from the requirements in MI 52-109 to file interim and annual certificates, which reliefterminated on June 1, 2008.

10. Pursuant to a decision dated July 18, 2008 (the Previous Decision), the Filer is exempted, on certain terms andconditions, from the requirements in NI 52-109 to file interim and annual certificates, which relief terminates on theearlier of (i) June 1, 2013 or (ii) the date on which a rule regarding the continuous disclosure requirements for asset-backed securities issuers comes into force in a jurisdiction of Canada.

11. The representations contained in the Financial Statements Decision, the Original Decision and the Previous Decisionremain true and accurate and are incorporated by reference into this decision document as representations of the Filer.

Decision

The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to makethe Decision.


(a) the Filer is not required to prepare, file and deliver Financial Statements under the securities legislation of anyjurisdiction in Canada, whether pursuant to exemptive relief or otherwise;

(b) for each financial year of the Filer, within 120 days of the end of the financial year (or within 90 days of the endof a financial year of the Filer if the Filer is not a venture issuer at the end of such financial year), the Filer orits duly appointed representative or agent will file through SEDAR an annual certificate in the form set out inSchedule “A” of this decision document and personally signed by a person who, at the time of filing of theannual certificate, is a senior officer of the Filer, a Servicer or an administrative agent of the Filer;

(c) if the Filer voluntarily files an AIF, as defined in NI 51-102, for a financial year after it has filed the annualcertificate referred to in paragraph (b) above for the financial year, the Filer will file through SEDAR a secondannual certificate that:

(i) is in the form set out in Schedule “A” of this decision document;

(ii) is personally signed by a person who, at the time of filing of the second annual certificate, is a seniorofficer of the same person or company of which the senior officer who signed the annual certificatereferred to in paragraph (b) is an officer; and

(iii) certifies the AIF in addition to the other documents identified in the annual certificate;

(d) for each interim period, within 60 days of the end of the interim period (or within 45 days of the end of aninterim period of the Filer if the Filer is not a venture issuer at the end of such interim period), the Filer or itsduly appointed representative or agent will file through SEDAR an interim certificate in the form set out inSchedule “B” of this decision document and personally signed by a person who, at the time of filing of theinterim certificate, is a senior officer of the Filer, a Servicer or an administrative agent of the Filer; and


August 22, 2013 (2013), 36 OSCB 8369

(e) the Exemption Sought will cease to be effective in a jurisdiction of Canada on the date on which a specific ruleregarding substantive continuous disclosure requirements for asset-backed securities issuers (other thanissuers of asset-backed commercial paper) comes into force in that jurisdiction.

“Shannon O’Hearn”Manager, Corporate Finance


August 22, 2013 (2013), 36 OSCB 8370

SCHEDULE “A”

Certification of annual filings for issuers of asset-backed securities

I, <identify (i) the certifying individual, (ii) his or her position in relation to the issuer and (iii) the name of the issuer>,certify that:

1. I have reviewed the following documents of <identify issuer> (the issuer):

(a) the servicer reports for each month in the financial year ended <insert financial year end> (the servicerreports);

(b) annual MD&A in respect of the issuer’s pool(s) of assets for the financial year ended <insert the relevantdate> (the annual MD&A);

(c) AIF for the financial year ended <insert the relevant date> (the AIF); [if applicable] and

(d) each annual statement of compliance regarding fulfillment of the obligations of the servicer(s) under therelated servicing agreement(s) for the financial year ended <insert the relevant date> (the annualcompliance certificate(s)),

(the servicer reports, the annual MD&A, the AIF [if applicable] and the annual compliance certificate(s) are together theannual filings);

2. Based on my knowledge, having exercised reasonable diligence, the annual filings, taken as a whole, do not containany untrue statement of a material fact or omit to state a material fact required to be stated or that is necessary to makethe statements not misleading in light of the circumstances under which they were made, with respect to the periodscovered by the annual filings;

3. Based on my knowledge, having exercised reasonable diligence, all of the distribution, servicing and other informationand all of the reports on assessment of compliance with servicing criteria for asset-backed securities and the annualaccountant’s report respecting compliance by the servicer(s) with servicing criteria for asset-backed securities requiredto be filed under the decision(s) <identify the decision(s)> as of the date of this certificate, other than material changereports and press releases, have been filed with the securities regulatory authorities through SEDAR;

4. Option #1 <use this alternative if a servicer is providing the certificate>

I am responsible for reviewing the activities performed by the servicer(s) and based on my knowledge, havingexercised reasonable diligence, and the compliance review(s) conducted in preparing the annual compliancecertificate(s), and except as disclosed in the annual filings, the servicer(s) [has/have] fulfilled [its/their] obligations underthe servicing agreement(s); and

Option #2 <use this alternative if the Issuer or the administrative agent is providing the certificate>

Based on my knowledge, having exercised reasonable diligence, and the annual compliance certificate(s), and exceptas disclosed in the annual filings, the servicer(s) [has/have] fulfilled [its/their] obligations under the servicingagreement(s); and

5. The annual filings disclose all material instances of noncompliance with the servicing criteria based on the[servicer’s/servicers’] assessment of compliance with such criteria.

[In giving the certifications above, I have reasonably relied on information provided to me by the following unaffiliated parties<insert name of issuer, servicer, sub-servicer, co-servicer, administrative agent, reporting agent or trustee>.]

Date: <insert date of filing>

_______________________[Signature][Title]<indicate the capacity in which the certifying officer is providing the certificate>


August 22, 2013 (2013), 36 OSCB 8371

NOTE TO READER

This certificate does not include representations relating to the establishment and maintenance of disclosure controls andprocedures (DC&P) and internal control over financial reporting (ICFR), as defined in National Instrument 52-109 Certification ofDisclosure in Issuers’ Annual and Interim Filings (NI 52-109). In particular, the certifying officer filing this certificate is not makingany representations relating to the establishment and maintenance of:

i) controls and other procedures designed to provide reasonable assurance that information required to be disclosed bythe issuer in its annual filings, interim filings or other reports filed or submitted under securities legislation is recorded,processed, summarized and reported within the time periods specified in securities legislation; and

ii) a process to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financialstatements for external purposes in accordance with the issuer’s GAAP.

The issuer's certifying officer is responsible for ensuring that processes are in place to provide him or her with sufficientknowledge to support the representations he or she is making in this certificate. Investors should be aware that inherentlimitations on the ability of a certifying officer of the issuer to design and implement on a cost effective basis DC&P and ICFR, asdefined in NI 52-109, may result in additional risks to the quality, reliability, transparency and timeliness of interim and annualfilings and other reports provided under securities legislation.


August 22, 2013 (2013), 36 OSCB 8372

SCHEDULE “B”

Certification of interim filings for issuers of asset-backed securities

I, <identify (i) the certifying individual, (ii) his or her position in relation to the issuer and (iii) the name of the issuer>,certify that:

1. I have reviewed the following documents of <identify issuer> (the issuer):

(a) the servicer reports for each month in the interim period ended <insert relevant date> (the servicer reports);and

(b) interim MD&A in respect of the issuer’s pool(s) of assets for the interim period ended <insert the relevantdate> (the interim MD&A),

(the servicer reports and the interim MD&A are together the interim filings);

2. Based on my knowledge, having exercised reasonable diligence, the interim filings, taken as a whole, do not containany untrue statement of a material fact or omit to state a material fact required to be stated or that is necessary to makethe statements not misleading in light of the circumstances under which they were made, with respect to the periodscovered by the interim filings; and

3. Based on my knowledge, having exercised reasonable diligence, all of the distribution, servicing and other informationrequired to be filed under the decision(s) <identify the decision(s)> as of the date of this certificate, other thanmaterial change reports and press releases, have been filed with the securities regulatory authorities through SEDAR.

[In giving the certifications above, I have reasonably relied on information provided to me by the following unaffiliated parties<insert name of issuer, servicer, sub-servicer, co-servicer, administrative agent, reporting agent or trustee>.]

Date: <insert date of filing>

_______________________[Signature][Title]<indicate the capacity in which the certifying officer is providing the certificate>

NOTE TO READER

This certificate does not include representations relating to the establishment and maintenance of disclosure controls andprocedures (DC&P) and internal control over financial reporting (ICFR), as defined in National Instrument 52-109 Certification ofDisclosure in Issuers’ Annual and Interim Filings (NI 52-109). In particular, the certifying officer filing this certificate is not makingany representations relating to the establishment and maintenance of:

i) controls and other procedures designed to provide reasonable assurance that information required to be disclosed bythe issuer in its annual filings, interim filings or other reports filed or submitted under securities legislation is recorded,processed, summarized and reported within the time periods specified in securities legislation; and

ii) a process to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financialstatements for external purposes in accordance with the issuer’s GAAP.

The issuer's certifying officer is responsible for ensuring that processes are in place to provide him or her with sufficientknowledge to support the representations he or she is making in this certificate. Investors should be aware that inherentlimitations on the ability of a certifying officer of the issuer to design and implement on a cost effective basis DC&P and ICFR, asdefined in NI 52-109, may result in additional risks to the quality, reliability, transparency and timeliness of interim and annualfilings and other reports provided under securities legislation.


August 22, 2013 (2013), 36 OSCB 8373

2.1.10 BPO Properties Ltd.

Headnote

National Policy 11-203 Process for Exemptive ReliefApplications in Multiple Jurisdictions – application for anorder that the issuer is not a reporting issuer underapplicable securities laws – Issuer has fewer than 15beneficial securityholders worldwide – requested reliefgranted – section 1(10)(a)(ii) of the Securities Act (Ontario).


Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10)(a)(ii).CSA Staff Notice 12-307 Applications for a Decision that an

Issuer is not a Reporting Issuer.

August 12, 2013


ONTARIO, ALBERTA, SASKATCHEWAN, MANITOBA,QUEBEC, NEW BRUNSWICK, NOVA SCOTIA,

PRINCE EDWARD ISLAND, NEWFOUNDLAND ANDLABRADOR, YUKON, NORTHWEST TERRITORIES

AND NUNAVUT(the Jurisdictions)

AND



AND

IN THE MATTER OFBPO PROPERTIES LTD.

(the Filer)

DECISION

Background

The securities regulatory authority or regulator in each ofthe Jurisdictions (the Decision Maker) has received anapplication from the Filer for a decision under the securitieslegislation of the Jurisdictions (the Legislation) that theFiler is not a reporting issuer (the Exemptive ReliefSought).

Under the Process for Exemptive Relief Applications inMultiple Jurisdictions (for a coordinated review application):

(a) the Ontario Securities Commission is the principalregulator for this application; and

(b) the decision is the decision of the principalregulator and evidences the decision of eachother Decision Maker.

Interpretation

Terms defined in National Instrument 14-101 – Definitionshave the same meanings in this decision, unless otherwisedefined herein.

Representations


1. The Filer is a corporation organized under theCanada Business Corporations Act (the CBCA)with its registered and head office located atBrookfield Place, 181 Bay Street, Suite 330,Toronto, Ontario, M5J 2T3.

2. The Filer is a reporting issuer in the Jurisdictions.

3. Brookfield Office Properties Inc. (BPO), through awholly-owned subsidiary, acquired all of theissued and outstanding common shares of theFiler (the Common Shares) in 2010. All of theCommon Shares of the Filer are currently held byBPO.

4. Pursuant to a court-approved plan of arrangementunder the CBCA, BPO acquired all of the issuedand outstanding preferred shares of the Filer (thePreferred Shares) on April 29, 2013 and the Filerbecame a wholly-owned subsidiary of BPO.

5. The publicly traded Preferred Shares were de-listed from the TSX Venture Exchange effective asat the close of business on May 1, 2013.

6. BPO is the only security holder of the PreferredShares of the Filer.

7. The Filer is not in default of any of its obligationsas a reporting issuer under the Legislation, otherthan its obligation to file: (i) on or before April 30,2013 (the Annual Filing Deadline) annualfinancial statements and related management’sdiscussion and analysis for the year endedDecember 31, 2012, as required under NationalInstrument 51-102 – Continuous DisclosureObligations (NI 51-102); (ii) on or before May 30,2013 (together with the Annual Filing Deadline,the Filing Deadlines) its interim financialstatements and related management’s discussionand analysis for the period ended March 31, 2013,as required under NI 51-102; and (iii) the relatedcertifications of such financial statements andmanagement’s discussion and analyses asrequired under National Instrument 52-109 –Certification of Disclosure in Filers’ Annual andInterim Filings.

8. As BPO acquired of all of the Preferred Sharesand the Filer ceased to have any securitiesoutstanding to the public prior to the FilingDeadlines, the Filer did not prepare or file such


August 22, 2013 (2013), 36 OSCB 8374

annual and interim financial statements, relatedmanagement’s discussion and analyses orcertificates.

9. The outstanding securities of the Filer, includingdebt securities, are beneficially owned, directly orindirectly, by fewer than 15 securityholders ineach of the jurisdictions in Canada and fewer than51 securityholders in total worldwide.

10. No securities of the Filer are traded in Canada oranother country on a marketplace as defined inNational Instrument 21-101 – MarketplaceOperation or any other facility for bringing togetherbuyers and sellers of securities where trading datais publicly reported.

11. The Filer has no intention to seek public financingby way of an offering of securities.

12. The Filer is applying for a decision that it is not areporting issuer in any of the Jurisdictions.

13. The Filer filed a Notice of Voluntary Surrender ofReporting Issuer Status with the British ColumbiaSecurities Commission under BC Instrument 11-502 – Voluntary Surrender of Reporting IssuerStatus on May 3, 2013. The British ColumbiaSecurities Commission has confirmed the Filer’snon-reporting status in British Columbia effectiveMay 13, 2013.

14. The Filer is not eligible to use the simplifiedprocedure under CSA Staff Notice 12-307 –Applications for a Decision that an Issuer is not aReporting Issuer in order to apply for theExemptive Relief Sought because it is in default ofcertain filing obligations under the Legislation asdescribed in paragraph 7 above.

15. Upon granting the Exemptive Relief Sought, theFiler will no longer be a reporting issuer or theequivalent in any Jurisdiction.

Decision

Each of the Decision Makers is satisfied that the decisionmeets the test set out in the Legislation for the DecisionMaker to make the decision.

The decision of the Decision Makers under the Legislationis that the Exemptive Relief Sought is granted.

“James Turner”CommissionerOntario Securities Commission

“Deborah Leckman”CommissionerOntario Securities Commission

2.1.11 Industrial Alliance Capital Trust – s. 1(10)(a)(ii)

Headnote

National Policy 11-203 Process for Exemptive ReliefApplications in Multiple Jurisdictions – Issuer deemed to nolonger be a reporting issuer under securities legislation.


Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10)(a)(ii).

Montréal, August 13 2013

McCarthy TétraultLe Complexe St-Amable1150, rue de Claire Fontaine 7e étageQuébec, Québec G1R 5G4

Attention: Ms. Myreille Gilbert, lawyer

Dear Ms. Gilbert:

Re: Industrial Alliance Capital Trust (the Applicant)– Application for a decision under the securi-ties legislation of Alberta, Saskatchewan,Manitoba, Ontario, Québec, New Brunswick,Nova Scotia, Prince Edward Island andNewfoundland and Labrador (the “Jurisdic-tions”) that the Applicant is not a reportingissuer

The Applicant has applied to the local securities regulatoryauthority or regulator (the “Decision Maker”) in each of theJurisdictions for a decision under the securities legislation(the “Legislation”) of the Jurisdictions that the Applicant isnot a reporting issuer.




(b) no securities of the Applicant, includingdebt securities, are traded in Canada oranother country on a marketplace asdefined in Regulation 21-101 respectingMarketplace Operation or any otherfacility for bringing together buyers andsellers of securities where trading data ispublicly reported;

(c) the Applicant is applying for a decisionthat it is not a reporting issuer in all of the


August 22, 2013 (2013), 36 OSCB 8375

jurisdictions of Canada in which it iscurrently a reporting issuer; and


Each of the Decision Makers is satisfied that the testcontained in the Legislation that provides the DecisionMaker with the jurisdiction to make the decision has beenmet and orders that the Applicant’s status as a reportingissuer is revoked.

"Mathieu Simard, CPA, CMA"Director Investment FundsAutorité des marchés financiers

2.2 Orders

2.2.1 Corona Minerals Limited – s. 144

Headnote

Section 144 – Application for revocation of cease tradeorder – issuer subject to cease trader as a result of failureto file financial statements – issuer has made a separateapplication to not be a reporting issuer in all of thejurisdictions in which it is currently a reporting issuer – fullrevocation granted effective as of the date the issuer isdetermined to not be a reporting issuer.


Securities Act, R.S.O. 1990 c. S.5, as am., ss. 127, 144.


R.S.O. 1990, c. S.5, AS AMENDED(the "Act")

AND

IN THE MATTER OFCORONA MINERALS LIMITED

(the “Applicant”)

ORDER(Section 144)

WHEREAS the securities of the Applicant arecurrently subject to a cease trade order made by theDirector dated November 21, 2012, made under paragraph2 of subsection 127(1) and subsection 127(5) of the Act,and extended by an order made by the Director datedDecember 3, 2012, directing that the trading in thesecurities of the Applicant, whether direct or indirect, shallcease until further order by the Director (the “OntarioCTO”).

AND WHEREAS the Applicant has applied to theOntario Securities Commission (the “Commission”)pursuant to section 144 of the Act (the “Application”) for afull revocation of the Ontario CTO;

AND WHEREAS the Applicant has represented tothe Commission that:

1. The Applicant was incorporated under theCorporations Act 2001 (Australia) (the “AustralianAct”) on June 19, 2003. The Applicant’sregistered and head office is located at Level 1,703 Murray Street, West Perth, Western Australia,6005.

2. The Applicant is a reporting issuer in each ofBritish Columbia, Alberta and Ontario (the“Jurisdictions”). The Applicant became areporting issuer on March 23, 2012, when itobtained a receipt for a final prospectus in theJurisdictions (the “Prospectus”).


August 22, 2013 (2013), 36 OSCB 8376

3. Market conditions did not permit the Applicant tocomplete its initial public offering (“IPO”). Nosecurities of the Applicant have been, or will bedistributed under the Prospectus, and theApplicant has no current intention to seekfinancing by way of public offering in Canada.

4. The Applicant is authorized to issue an unlimitednumber of ordinary shares of which 97,718,203ordinary shares are currently issued andoutstanding. There are an aggregate of 7,000,000options to purchase ordinary shares outstanding.

5. The outstanding securities of the Applicant arebeneficially owned, directly or indirectly, by fewerthan 15 security holders in each of thejurisdictions in Canada and less than 51 holders intotal in Canada.

6. The outstanding ordinary shares of the Applicantare beneficially owned, directly or indirectly, by 13security holders who are resident in Canada,holding an aggregate of 11,373,400 ordinaryshares, being less than 11.639% of the issuedand outstanding ordinary shares of the Applicant.The security holders acquired their ordinaryshares pursuant to private placements prior to theApplicant’s IPO. There are no holders of othersecurities of the Applicant who are resident inCanada.

7. The Ontario CTO was issued due to the default ofthe Applicant to file: (i) audited annual financialstatements for the year ended June 30, 2012; (ii)management’s discussion and analysis relating tothe audited annual financial statements for theyear ended June 30, 2012; (iii) certification of theforegoing filings as required by NationalInstrument 52-109 Certification of Disclosure inIssuers’ Annual and Interim Filings (collectively,the “Financials”).

8. In addition to the Ontario CTO, the Applicant issubject to a cease trade order issued by theBCSC on November 15, 2012 (the "BC CTO") forfailure to file the Financials, and to a cease tradeorder issued by the Alberta Securities Commission(“ASC”) on February 14, 2013 (the "AlbertaCTO") for failure to file the Financials.

9. On February 28, 2013, the Applicant applied tothe securities regulatory authority or regulator ineach of the Jurisdictions for a decision under thesecurities legislation of such jurisdictions that theApplicant is not a reporting issuer under suchsecurities legislation (the "Reporting IssuerExemptive Relief Sought").

10. The Applicant issued a news release on February19, 2013, regarding the withdrawal of its IPO andannouncing that that the Applicant has made anapplication in each of the Jurisdictions for the

decision that the Applicant is not a reportingissuer.

11. The Applicant is an unlisted public company inAustralia. The Applicant currently complies withAustralian reporting requirements in the AustralianAct (the “Australian Reporting Requirements”).Under the Australian Reporting Requirements, theApplicant files annual audited financial statementswith the Australia Securities and InvestmentsCommission. The Applicant is not in default of anyAustralian reporting requirements.

12. The Applicant’s annual report, which incorporatesthe annual audited financial statements and adirectors’ report prepared in accordance with theAustralian Act, is sent to all holders of theApplicant’s ordinary shares, including thoseresident in Canada, who have elected to receivesuch material. The Applicant also publishes itsannual report and all financial disclosure andmaterial information on its website.

13. No securities of the Applicant, including debtsecurities, are currently listed, traded or quoted fortrading on any "marketplace" in Canada (asdefined in National Instrument 21-101Marketplace Operation), and the Applicant doesnot currently intend to have any of its securitieslisted, traded or quoted on such a marketplace inCanada.

14. The Applicant has currently no intention to seekfinancing by way of private or public placement ina jurisdiction of Canada.

15. Except for the defaults that led to the issuance ofthe Ontario CTO, the Alberta CTO and the BCCTO, and other continuous disclosure defaultssince the issuance of the Ontario CTO, the AlbertaCTO and the BC CTO, the Applicant has compliedwith applicable securities legislation, regulationsand instruments.

16. The Applicant is not in a financial position to makeany public filings, in accordance with the Act, ofany financial statements, management'sdiscussion and analysis or certificates relatingthereto, either on an annual or quarterly basis.

17. If the Reporting Issuer Exemptive Relief Sought isgranted, the Applicant will no longer be a reportingissuer in any jurisdiction in Canada.

AND UPON considering the Application and therecommendation of the staff of the OSC;

AND UPON the Director being satisfied that to doso would not be prejudicial to the public interest;

IT IS ORDERED, pursuant to section 144 of theAct, that the Ontario CTO is fully revoked as of the date on


August 22, 2013 (2013), 36 OSCB 8377

which the Applicant ceases to be a reporting issuer underthe Act.

DATED at Toronto this 7th day of August, 2013.

“Sonny Randhawa”Manager, Corporate FinanceOntario Securities Commission

2.2.2 Quadrexx Asset Management Inc. et al. – ss.127(1), 127(8)



AND

IN THE MATTER OFQUADREXX ASSET MANAGEMENT INC.,

QUADREXX SECURED ASSETS INC.,OFFSHORE OIL VESSEL SUPPLY SERVICES LP,

QUIBIK INCOME FUND ANDQUIBIK OPPORTUNITIES FUND

ORDER(Subsections 127(1) and (8) of the Act)

WHEREAS on February 6, 2013, the OntarioSecurities Commission (the “Commission”) issued atemporary order (the “Temporary Order”) pursuant tosubsections 127(1) and (5) of the Securities Act, R.S.O.1990, c. S.5, as amended (the “Act”) with respect toQuadrexx Asset Management Inc. (“Quadrexx”) and withrespect to Quadrexx Secured Assets Inc. (“QSA”), OffshoreOil Vessel Supply Services LP (“OOVSS”), Quibik IncomeFund (“QIF”) and Quibik Opportunity Fund (“QOF”),(collectively, the “Quadrexx Related Securities”) orderingthat:

1. Pursuant to paragraph 2 of subsection 127(1) ofthe Act that all trading in the securities ofQuadrexx and Quadrexx Related Securities shallcease;

2. Pursuant to paragraph 1 of subsection 127(1) ofthe Act that the following terms and conditionsapply to the registration of Quadrexx as anexempt market dealer (“EMD”):

a) Quadrexx shall be entitled to trade only insecurities that are not Quadrexx andQuadrexx Related Securities;

b) before trading with or on behalf of anyclient after the date hereof, Quadrexxand any dealing representative shall (i)advise such client that Quadrexx has aworking capital deficiency as atDecember 31, 2012, and (ii) deliver acopy of this Order to such client; and

c) Quadrexx and any dealing representa-tives shall not accept any new clients oropen any new client accounts of anykind;

3. Pursuant to paragraph 1 of subsection 127(1) ofthe Act that the following terms and conditionsapply to the registration of Quadrexx as a portfoliomanager (“PM”) and as an investment fundmanager (“IFM”):


August 22, 2013 (2013), 36 OSCB 8378

a) Quadrexx’s activities as a portfoliomanager and investment fund managershall be applied exclusively to theManaged Accounts and to the QuadrexxFunds, as both are defined in theTemporary Order; and

b) Quadrexx shall not accept any newclients or open any new client accountsof any kind; and

4. Pursuant to subsection 127(6) of the Act that theTemporary Order shall take effect immediatelyand shall expire on the fifteenth day after itsmaking unless extended by order of theCommission;

AND WHEREAS on February 19, 2013, counselfor the Respondents advised the Commission that theRespondents are not opposed to the suspension of theregistration of Quadrexx as an EMD and requestedfourteen days before the suspension of Quadrexx as a PMand as an IFM in order to deal with the transfer of theManaged Accounts for which Quadrexx is the PM toanother registrant and to consider options for the QuadrexxRelated Securities which are currently subject to theTemporary Order;

AND WHEREAS on February 19, 2013, theCommission ordered:

1. the registration of Quadrexx as an EMDbe suspended immediately;

2. the portion of the Temporary Orderattaching terms and conditions to theregistration of Quadrexx as a PM and asan IFM be extended to March 7, 2013;

3. the portion of the Temporary Orderordering all trading to cease in thesecurities of Quadrexx and QuadrexxRelated Securities be extended to March7, 2013;

4. notice of the ongoing Commissionproceeding, the two Commission orders,and the status of the clients’ accounts besent to all Quadrexx clients; and

5. the hearing shall be adjourned to March6, 2013 at 10:00 a.m.;

AND WHEREAS on March 4, 2013, Quadrexxprovided notice of these proceedings to its EMD and PMclients in a form of letter approved by Staff;

AND WHEREAS on March 7, 2013, theCommission ordered:

1. the portion of the Temporary Orderattaching terms and conditions to the

registration of Quadrexx as a PM and asan IFM be extended to March 29, 2013;

2. the portion of the Temporary Orderordering all trading in the securities ofQuadrexx and Quadrexx RelatedSecurities be extended to March 29,2013;

3. the name of QOF in the Temporary Orderbe changed to “Quibik OpportunitiesFund”; and

4. the hearing shall be adjourned to March28, 2013 at 2:00 p.m.;

AND WHEREAS on March 28, 2013, Staff filed:(i) Quadrexx’s proposal to appoint a Receiver for Quadrexxand QSA; (ii) Quadrexx’s plans to wind up QSA andOOVSS; (iii) Quadrexx’s plan to transfer the ManagedAccounts, QIF and QOF to Matco Financial Inc. (“Matco”);and (iv) Quadrexx’s plan to appoint Robson CapitalManagement Inc. as the new PM and IFM of DiversifiedAssets LP and Property Values Income Fund CommonShares LP;

AND WHEREAS on March 28, 2013, theCommission ordered:

1. the portion of the Temporary Orderissued under paragraph 1 of subsection127(1) attaching terms and conditions tothe registration of Quadrexx as a PM andas an IFM be extended to May 16, 2013;

2. the portion of the Temporary Orderissued under paragraph 2 of subsection127(1) that ordered all trading to cease inthe securities of Quadrexx and QuadrexxRelated Securities be extended to May16, 2013; and

3. the hearing to consider whether to varyany of the terms of the Temporary Ordershall proceed on May 15, 2013 at 10:00a.m.;

AND WHEREAS it appeared to the Commissionthat Quadrexx had a capital deficiency contrary tosubsection 12.1(2) of NI 31-103 and may have engaged inconduct that is contrary to the Act;

AND WHEREAS on May 15, 2013, Staff filed theaffidavit of Michael Ho sworn May 14, 2013 which sets outthe steps taken by the Respondents to transfer theManaged Accounts to Matco and wind down Quadrexx,QSA, OOVSS, Canadian Hedge Watch Index Plus LP(“CHWIP”) and HFI Limited Partnership (“HFI”);

AND WHEREAS on May 15, 2013, theCommission ordered:


August 22, 2013 (2013), 36 OSCB 8379

1. the registration of Quadrexx as a PM andas an IFM be suspended immediately;

2. the portion of the Temporary Order thatordered all trading to cease in thesecurities of Quadrexx and QuadrexxRelated Securities be extended toAugust 15, 2013, other than as may berequired to facilitate the dissolutions ofQuadrexx and/or Quadrexx RelatedSecurities; and

3. the hearing shall be adjourned to August14, 2013 at 10:00 a.m.;

AND WHEREAS Staff has been advised that theManaged Accounts were transferred to Matco on May 16,2013;

AND WHEREAS on June 18, 2013, Quadrexxfiled an assignment under section 49 of the Bankruptcy andInsolvency Act, R.S.C. 1985, c. B.3, as amended andSchonfeld Inc. was appointed as trustee;

AND WHEREAS Staff was advised that theRespondents consent or do not object to the extension ofthe terms of this Order;

AND WHEREAS the Commission is of the opinionthat it is in the public interest to issue this order;

IT IS HEREBY ORDERED pursuant to subsection127(8) of the Act that the portion of the Temporary Orderissued under paragraph 2 of subsection 127(1) thatordered all trading to cease in the securities of Quadrexxand Quadrexx Related Securities is extended to September23, 2013, other than as may be required to facilitate thedissolutions or wind ups of Quadrexx, QSA, OOVSS, QIFand QOF;

IT IS FURTHER ORDERED that the hearing toconsider: (i) the need to further extend the TemporaryOrder; and (ii) for the Commission to receive an update onthe wind ups or dissolutions of Quadrexx, OOVSS, QSA,CHWIP and HFI will proceed on September 19, 2013 at10:00 a.m.;

IT IS FURTHER ORDERED that the hearing dateof August 14, 2013 at 10:00 a.m. is vacated.


“James E. A. Turner”

2.2.3 2196768 Ontario Ltd et al.



AND

IN THE MATTER OF2196768 ONTARIO LTD

carrying on business as RARE INVESTMENTS,RAMADHAR DOOKHIE, ADIL SUNDERJI

and EVGUENI TODOROV

ORDER

WHEREAS on November 22, 2011, the OntarioSecurities Commission (the “Commission”) issued a Noticeof Hearing in relation to a Statement of Allegations filed byStaff of the Commission (“Staff”) on that date pursuant tosections 127 and 127.1 of the Securities Act, R.S.O. 1990,c. S.5, as amended, in respect of 2196768 Ontario Ltdcarrying on business as RARE Investments (“RARE”),Ramadhar Dookhie (“Dookhie”), Adil Sunderji (“Sunderji”)and Evgueni Todorov (“Todorov”) (collectively, the“Respondents”), for a hearing to commence on December5, 2011;

AND WHEREAS at a hearing on December 5,2011, counsel for Staff advised that disclosure will be madeto the Respondents by Staff on or by January 16, 2012 andthe parties consented to the scheduling of a confidentialpre-hearing conference on March 5, 2012;

AND WHEREAS on March 1, 2012, with theconsent of Staff, the Commission ordered that theconfidential pre-hearing conference scheduled for March 5,2012 be adjourned to May 2, 2012 to permit two of theRespondents to retain separate legal counsel;

AND WHEREAS the parties attended on May 2,2012, and Staff advised that disclosure was complete andtwo of the Respondents advised they had not yet retainedlegal counsel;

AND WHEREAS on May 2, 2012, theCommission ordered that a confidential pre-hearingconference be held on July 19, 2012;

AND WHEREAS the parties attended on July 19,2012, and the Commission ordered that the confidentialpre-hearing conference be adjourned to September 14,2012 to permit two of the Respondents to obtain legalcounsel and to canvass dates for the hearing on the merits;

AND WHEREAS the parties attended onSeptember 14, 2012, and the Commission ordered that thehearing on the merits shall commence on Monday, March18, 2013 and continue on March 19, 20, 21, 22, 25, 27 and28, 2013;

AND WHEREAS on March 13, 2013, Todorovrequested an adjournment to retain legal counsel, counsel


August 22, 2013 (2013), 36 OSCB 8380

for Staff made submissions with respect to Todorov’srequest for an adjournment and the Commission orderedthat:

1. the hearing on the merits be adjournedon a peremptory basis as againstTodorov;

2. the hearing dates of March 18, 19, 20,21, 22, 25, 27 and 28, 2013 be vacated;and

3. the hearing on the merits begin onWednesday, May 22, 2013 at 10:00 a.m.and continue on May 23, 24, 27, 28, 29,30 and 31, 2013;

AND WHEREAS on March 15, 2013, theCommission approved a Settlement Agreement, datedMarch 13, 2013, between Staff and Sunderji;

AND WHEREAS the Commission conducted thehearing on the merits in respect of the remainingrespondents RARE, Dookhie and Todorov (the “RemainingRespondents”) on May 22, 23, 24 and 27, 2013;

AND WHEREAS on May 27, 3013, theCommission ordered that:

1. the hearing dates of May 28, 29, 30 and31, 2013 be vacated;

2. Staff shall serve and file written closingsubmissions on or by Friday, June 28,2013;

3. the Remaining Respondents shall serveand file written closing submissions on orby Friday, August 9, 2013;

4. Staff shall serve and file any written replyon or by Tuesday, August 20, 2013; and

5. the hearing on the merits shall continueon Thursday, September 5, 2013 at10:00 a.m. for the purpose of hearingoral closing submissions from the parties;

AND WHEREAS on June 26, 2013, Staff servedand filed written closing submissions;

AND WHEREAS on August 8, 2013, counsel toDookhie informed Staff by correspondence sent by fax thathe would not be able to serve and file written closingsubmissions by August 9, 2013 and expects to serve andfile written closing submissions in the week of August 12,2013;

AND WHEREAS on August 9, 2013, Staffforwarded counsel to Dookhie’s August 8, 2013correspondence to the Office of the Secretary;

AND WHEREAS on August 9, 2013, Staffindicated that if the Remaining Respondents' writtenclosing submissions are not served and filed by August 9,2013, it would not be possible for Staff to file any writtenreply on or by August 20, 2013 and in order to preserveSeptember 5, 2013 as the hearing date for closing oralsubmissions, Staff proposes to make any replysubmissions orally on September 5, 2013, without waivingthe right of Staff to seek leave of the Panel to file a writtenreply at a later date;

AND WHEREAS the Commission considers it tobe in the public interest to make the following order;

IT IS HEREBY ORDERED that:

1. the Remaining Respondents shall serveand file any written closing submissionson or by Friday, August 16, 2013 at 4:30p.m., which date will not be subject tofurther extension;

2. Staff shall serve and file their writtenreply, if any, on or by Tuesday,September 3, 2013 at 4:30 p.m.; and

3. the hearing on the merits shall continueon Thursday, September 5, 2013 at10:00 a.m. for the purpose of hearingoral closing submissions from the parties.


“Edward P. Kerwin”


August 22, 2013 (2013), 36 OSCB 8381

2.2.4 Blackwood & Rose Inc. et al. – s. 127



AND

IN THE MATTER OFBLACKWOOD & ROSE INC., STEVEN ZETCHUS and

JUSTIN KRELLER (also known as JUSTIN KAY)

ORDER(Section 127)

WHEREAS on January 29, 2013, the OntarioSecurities Commission (the “Commission”) issued a Noticeof Hearing (the “Notice of Hearing”) pursuant to sections37, 127 and 127.1 of the Securities Act, R.S.O. 1990 c. S.5as amended (the “Act”) accompanied by a Statement ofAllegations of Staff of the Commission dated January 29,2013 (the “Statement of Allegations”) with respect toBlackwood & Rose Inc. (“Blackwood”), Steven Zetchus(“Zetchus”) and Justin Kreller (“Kreller”) (collectively, the“Respondents”);

AND WHEREAS the Notice of Hearing stated thata hearing would be held at the temporary offices of theCommission on February 19, 2013;

AND WHEREAS on February 19, 2013, Staffattended the hearing and no one appeared on behalf of theRespondents;

AND WHEREAS the Commission previouslymade a temporary order in connection with this proceedingon December 18, 2012 (the “Temporary Order”);

AND WHEREAS on December 31, 2012, theCommission extended the Temporary Order to March 7,2013 and adjourned the hearing to consider a furtherextension to March 6, 2013 at 10:00 a.m.;

AND WHEREAS on February 19, 2013, Staffrequested that a pre-hearing conference be scheduled inthis matter and that the Temporary Order be extended tothe day following the pre-hearing conference to permit theparties to make submissions on a further extension of theTemporary Order at the pre-hearing conference;

AND WHEREAS on February 19, 2013, theCommission ordered that:

(i) the Temporary Order be extended toApril 11, 2013 or until further order of theCommission;

(ii) the hearing date scheduled for March 6,2013 to consider a further extension ofthe Temporary Order be vacated; and

(iii) the hearing be adjourned to April 10,2013 at 10:00 a.m. for the purpose of

conducting a prehearing conference andto consider a further extension of theTemporary Order;

AND WHEREAS on April 10, 2013, Staff attendedthe hearing and no one appeared on behalf of theRespondents;

AND WHEREAS a confidential pre-hearingconference was held;

AND WHEREAS following the confidential pre-hearing conference, the hearing resumed and Staffrequested (i) that the hearing be adjourned to a statushearing in May 2013; and (ii) that the Temporary Order beextended to the day following the status hearing to permitthe parties to make submissions on a further extension ofthe Temporary Order at the status hearing;

AND WHEREAS the Commission ordered that theTemporary Order be extended to May 21, 2013 and thatthe hearing be adjourned to May 17, 2013 at 10:00 a.m. forthe purpose of conducting a status hearing and to considera further extension of the Temporary Order;

AND WHEREAS on May 17, 2013, Staff attendedthe hearing and no one appeared on behalf of theRespondents;

AND WHEREAS Staff requested that the statushearing be converted into a confidential pre-hearingconference;

AND WHEREAS a confidential pre-hearingconference was held and Staff made submissions;

AND WHEREAS following the confidential pre-hearing conference, the hearing resumed and Staffrequested (i) that the hearing be adjourned to a furtherconfidential pre-hearing conference; and (ii) that theTemporary Order be extended to a date following the pre-hearing conference to permit the parties to makesubmissions on a further extension of the Temporary Orderat the pre-hearing conference;

AND WHEREAS the Commission ordered that (i)the Temporary Order be extended to June 20, 2013 or untilfurther order of the Commission; (ii) the hearing beadjourned to June 18, 2013 at 3:30 p.m. for the purpose ofconducting a confidential pre-hearing conference and toconsider a further extension of the Temporary Order;

AND WHEREAS on June 18, 2013, Staff attendedthe hearing and no one appeared on behalf of theRespondents;

AND WHEREAS a confidential pre-hearingconference was held and Staff made submissions;

AND WHEREAS following the confidential pre-hearing conference, the hearing resumed and Staffrequested (i) that the hearing be adjourned to a statushearing; and (ii) that the Temporary Order be extended to a


August 22, 2013 (2013), 36 OSCB 8382

date following the status hearing to permit the parties tomake submissions on a further extension of the TemporaryOrder at the status hearing;

AND WHEREAS the Commission ordered that: (i)the Temporary Order be extended to August 14, 2013 oruntil further order of the Commission; and (ii) the hearingbe adjourned to August 12, 2013 at 2:00 p.m., for thepurpose of conducting a status hearing and to consider afurther extension of the Temporary Order;

AND WHEREAS by notice of motion dated August2, 2013 (the “Notice of Motion”), Staff requested an order ofthe Commission, pursuant to Rule 11 of the Commission’sRules of Procedure and section 5.1 of the Statutory PowersProcedure Act, R.S.O. 1990, c. S.22, that the hearing onthe merits in this matter proceed in writing;

AND WHEREAS the Respondents were servedwith the Notice of Motion and have not objected to thismatter proceeding as a written hearing;

AND WHEREAS the Respondents have neverparticipated in this hearing, although properly served withthe Notice of Hearing, the Statement of Allegations and allsubsequent orders made by the Commission;

AND WHEREAS the Commission is of the opinionthat it is in the public interest to make this Order;

IT IS HEREBY ORDERED that pursuant to Rule11 of the Commission’s Rules of Procedure and section 5.1of the Statutory Powers Procedure Act, R.S.O. 1990, c.S.22, the hearing on the merits shall proceed as a writtenhearing in accordance with the following schedule:

(i) Staff shall file evidentiary briefs in theform of affidavits, as well as writtensubmissions on the relevant facts andlaw, no later than August 26, 2013;

(ii) The Respondents shall file anyresponding materials by September 9,2013;

(iii) Staff shall file any reply submissions bySeptember 16, 2013; and

(iv) Staff and any participating Respondentswill attend at a date appointed by thePanel after September 16, 2013 toanswer questions, make submissions ormake any necessary witnesses availablefor cross-examination;

IT IS FURTHER ORDERED that the TemporaryOrder is extended to the conclusion of this proceeding,including the issuance of the Commission’s decision onsanctions and costs should a sanctions hearing be requiredfollowing the conclusion of the hearing on the merits in thismatter.


“James E. A. Turner”

August 22, 2013 (2013), 36 OSCB 8383

Chapter 4

Cease Trading Orders

4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Company Name Date ofTemporary

Order

Date of Hearing Date of PermanentOrder

Date ofLapse/Revoke

Boost Capital Corp. 06-Aug-13 19-Aug-13 19-Aug-13

Meritus Minerals Ltd. 15-Aug-13 27-Aug-13

New Sage Energy Corp. 07-Aug-13 19-Aug-13 19-Aug-13

Oremex Gold Inc. 14-Aug-13 26-Aug-13

Sierra Madre Developments Inc. 14-Aug-13 26-Aug-13

4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders

Company Name Date ofOrder or

TemporaryOrder

Date ofHearing

Date ofPermanent

Order

Date ofLapse/Expire

Date ofIssuer

TemporaryOrder

Auriga Gold Corp. 01- Aug-13 13-Aug-13 13-Aug-13

4.2.2 Outstanding Management & Insider Cease Trading Orders

Company Name Date of Orderor Temporary

Order

Date ofHearing

Date ofPermanent

Order

Date ofLapse/ Expire

Date of IssuerTemporary

Order

Auriga Gold Corp. 01 Aug 13 13 Aug 13 13 Aug 13

Majescor Resources Inc. 15 Jul 13 26 Jul 13 26 Jul 13

Cease Trading Orders

August 22, 2013 (2013), 36 OSCB 8384


August 22, 2013 (2013), 36 OSCB 8385

Chapter 7

Insider Reporting

The following is a weekly summary of insider transactions by insiders of Ontario reporting issuers in SEDI ® (the System forElectronic Disclosure by Insiders).

1The weekly summary contains insider transactions reported during the 7-day period ending

Sunday at 11:59 p.m. (i.e. the Sunday prior to the Bulletin Issue date).2

Guide to CodesRelationship of Insider to Issuer (Rel=n)

1 Issuer2 Subsidiary of Issuer3 10% Security Holder of Issuer4 Director of Issuer5 Senior Officer of Issuer6 Director or Senior Officer of 10% Security Holder7 Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)8 Deemed Insider – 6 Months before becoming Insider

Nature of Transaction (T/O)

00 Opening Balance-Initial SEDI Report10 Acquisition or disposition in the public market11 Acquisition or disposition carried out privately15 Acquisition or disposition under a prospectus16 Acquisition or disposition under a prospectus exemption22 Acquisition or disposition pursuant to a take-over bid, merger or acquisition30 Acquisition or disposition under a purchase/ ownership plan35 Stock dividend36 Conversion or exchange37 Stock split or consolidation38 Redemption, retraction, cancellation, repurchase40 Short sale45 Compensation for property46 Compensation for services47 Acquisition or disposition by gift48 Acquisition by inheritance or disposition by bequest50 Grant of options51 Exercise of options52 Expiration of options53 Grant of warrants54 Exercise of warrants55 Expiration of warrants56 Grant of rights57 Exercise of rights59 Exercise for cash70 Acquisition or disposition (writing) of third party derivative71 Exercise of third party derivative72 Other settlement of third party73 Expiration of third party derivative90 Change in nature of ownership97 Other99 Correction of Information

Note: The asterisk in the “Date/Month End Holding” column indicates the insider disagreed with the system calculated balance when thetransaction was reported.

1 SEDI® is a registered trademark owned by CDS INC.

2 ©CDS INC.

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8386

Issuer Name Security Insider Name Rel'n TransactionDate

T/O UnitPrice

Date/Month EndHoldings

Acquired/Disposed

Active Growth Capital Inc. Common Shares Leboeuf, Eric 3 12/08/2013 37 300,000 -1,200,000Active Growth Capital Inc. Common Shares Leboeuf, Eric 3 13/08/2013 10 0.0973 393,000 93,000Active Growth Capital Inc. Common Shares Leboeuf, Eric 3 13/08/2013 10 0.124 517,000 124,000

Active Growth Capital Inc. Common Shares Leboeuf, Eric 3 12/08/2013 37 442,200 -1,768,800Active Growth Capital Inc. Common Shares Leboeuf, Eric 3 13/08/2013 10 0.892 467,200 25,000

Active Growth Capital Inc. Warrants Leboeuf, Eric 3 12/08/2013 37 240,000 -960,000Adira Energy Ltd. (formerlyAMG Oil Ltd.)

Common Shares Inwentash, Sheldon 3, 6 13/08/2013 37 1,857,143 -3,714,287

Adira Energy Ltd. (formerlyAMG Oil Ltd.)



Common Shares Inwentash, Sheldon 3, 6 13/08/2013 10 0.045 1,500,143 143,000




Common Shares Inwentash, Sheldon 3, 6 13/08/2013 37 142,666 -285,334


Options Inwentash, Sheldon 3, 6 13/08/2013 52 0.5 1,140,000 -100,000


Options Inwentash, Sheldon 3, 6 13/08/2013 52 0.2 0 -1,140,000


Warrants Inwentash, Sheldon 3, 6 13/08/2013 37 1,190,476 -2,380,954





African Queen Mines Ltd. Common Shares Olian, Irwin Alois 3, 4, 5 12/08/2013 10 0.05 9,048,500 15,000AGF Management Limited Common Shares Class B Hubbes, Martin 5 12/08/2013 51 8.24 92,900 20,000

AGF Management Limited Common Shares Class B Hubbes, Martin 5 12/08/2013 51 12.61 72,900 -20,000

Agnico Eagle Mines Limited Common Shares Christie, Brian James 5 13/08/2013 10 29.7 1,292 500

Agnico Eagle Mines Limited Common Shares Christie, Brian James 5 13/08/2013 10 29.75 1,792 500

AIRBOSS OF AMERICACORP.

Options Ambeault, Yvan 2 09/08/2013 50 6.35 38,000 20,000


Options Dodd, Robert William 5 09/08/2013 50 6.35 100,000 50,000


Common Shares Hagerman, Robert 4 09/08/2013 51 6.35 872,926 84,656


Options Hagerman, Robert 4 09/08/2013 51 2.85 315,344 -84,656


Options Hagerman, Robert 4 09/08/2013 38 2.85 200,000 -115,344


Options Hagerman, Robert 4 09/08/2013 50 6.35 400,000 200,000


Options Laurie, Earl H 7 09/08/2013 50 6.35 143,000 50,000


Options McLeish, Robert 4 09/08/2013 50 6.35 50,000 30,000


Options Richards, Stephen Wallace 5 09/08/2013 50 6.35 175,000 50,000


Common Shares Schoch, Peter Grenville 3, 4 09/08/2013 51 6.35 4,442,837 59,076


Options Schoch, Peter Grenville 3, 4 09/08/2013 51 2.85 340,924 -59,076


Options Schoch, Peter Grenville 3, 4 09/08/2013 38 2.85 200,000 -140,924


Options Schoch, Peter Grenville 3, 4 09/08/2013 50 6.35 200,000


Options Schoch, Peter Grenville 3, 4 09/08/2013 50 6.35 400,000 200,000


Options Watson, Alan JD 4 09/08/2013 50 6.35 50,000 50,000

Alacer Gold Corp. RSU Antal, Rod 5 24/05/2013 57 -67,677Alacer Gold Corp. RSU Antal, Rod 5 24/05/2013 38 315,776 -98,267Alacer Gold Corp. RSU Antal, Rod 5 14/08/2013 56 853,619 537,843Alacer Gold Corp. RSU Murchison, Mark Edward 5 13/08/2013 00 216,673Alacer Gold Corp. RSU Stevenson, Howard Henry

James5 08/04/2013 56 -35,526

Alacer Gold Corp. RSU Stevenson, Howard HenryJames

5 08/04/2013 38 87,511 -51,534

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8387


T/O UnitPrice


Acquired/Disposed


5 03/06/2013 56 -1,463


5 03/06/2013 38 85,144 -2,367


5 14/08/2013 56 389,983 304,839

Alacer Gold Corp. RSU Williams, Jr., Geoffrey T. 5 08/04/2013 56 -5,503Alacer Gold Corp. RSU Williams, Jr., Geoffrey T. 5 08/04/2013 38 47,067 -8,630Alacer Gold Corp. RSU Williams, Jr., Geoffrey T. 5 14/08/2013 56 174,986 127,919Alamos Gold Inc. Common Shares Porter, James 5 16/08/2013 51 14.24 35,000 25,000Alamos Gold Inc. Common Shares Porter, James 5 16/08/2013 10 17.22 10,000 -25,000

Alamos Gold Inc. Options Porter, James 5 16/08/2013 51 14.24 421,700 -25,000Alamos Gold Inc. Common Shares Wayne, Mark 4 15/08/2013 10 230,000 -5,000Alaris Royalty Corp. Rights Restricted Share

unitsColabella, Manijeh Rachel 5 29/07/2013 56 7,071

Alaris Royalty Corp. Rights Restricted Shareunits

Colabella, Manijeh Rachel 5 29/07/2013 56 28,215 7,071


Driscoll, Darren John 5 29/07/2013 56 9,368


Driscoll, Darren John 5 29/07/2013 56 34,529 9,368


King, Stephen Walter 4, 5 29/07/2013 56 16,500


King, Stephen Walter 4, 5 29/07/2013 56 59,213 16,500


Reid, Stephen 5 29/07/2013 56 6,407


Reid, Stephen 5 29/07/2013 56 20,362 6,407

AlarmForce Industries Inc. Common Shares AlarmForce Industries Inc. 1 13/08/2013 38 10 107,600 1,500

AlarmForce Industries Inc. Common Shares AlarmForce Industries Inc. 1 14/08/2013 38 10 192,700 85,100

AlarmForce Industries Inc. Common Shares Begun, Pavel 4 12/08/2013 10 10.01 256,500 11,900AlarmForce Industries Inc. Common Shares Begun, Pavel 4 13/08/2013 10 10 258,000 1,500AlarmForce Industries Inc. Common Shares Begun, Pavel 4 14/08/2013 10 10 280,000 22,000AlarmForce Industries Inc. Common Shares Begun, Pavel 4 15/08/2013 10 19 10,000AlarmForce Industries Inc. Common Shares Begun, Pavel 4 15/08/2013 10 10 290,000 10,000AlarmForce Industries Inc. Common Shares Begun, Pavel 4 16/08/2013 10 10 292,900 2,900AlarmForce Industries Inc. Common Shares Pizzonia, Anthony 4 09/08/2013 10 10 259,600 600AlarmForce Industries Inc. Common Shares Pizzonia, Anthony 4 09/08/2013 10 10.1 261,900 2,300Alder Resources Ltd. Common Shares Dudek, Don 4 14/08/2013 10 0.02 3,110,500 100,000Alexander NubiaInternational Inc.

Common Shares Galena Special SituationsMaster Limited

3 11/10/2012 10 14,540,000 2,000,000

Alexander NubiaInternational Inc.


3 27/05/2013 10 14,537,000 -3,000



3 02/07/2013 10 14,127,000 -410,000


Common Shares Payne, John Garfield 5 08/08/2013 10 0.02 2,832,167 95,000

Alimentation Couche-TardInc.

Unité d'action fictive Gaustad, Lars 7 22/07/2013 46 63.27 1,293


Unité d'action fictive Gaustad, Lars 7 22/07/2013 46 63.27 5,529 1,406


Unité d'action fictive Høidahl, Hans-Olav 7 22/07/2013 46 63.27 1,591


Unité d'action fictive Høidahl, Hans-Olav 7 22/07/2013 46 63.27 6,741 1,666


Unité d'action fictive Madsen, Jørn 7 22/07/2013 46 63.27 1,544


Unité d'action fictive Madsen, Jørn 7 22/07/2013 46 63.27 6,403 1,706


Unité d'action fictive Palm, Jonas 7 22/07/2013 46 63.27 1,143


Unité d'action fictive Palm, Jonas 7 22/07/2013 46 63.27 4,650 1,171


Unité d'action fictive Romer, Karen 7 22/07/2013 46 63.27 690


Unité d'action fictive Romer, Karen 7 22/07/2013 46 63.27 2,935 733


Unité d'action fictive Rosén, Sverre 7 22/07/2013 46 63.27 1,263

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8388


T/O UnitPrice


Acquired/Disposed


Unité d'action fictive Rosén, Sverre 7 22/07/2013 46 63.27 5,052 1,311


Unité d'action fictive Schram, Jacob 7 22/07/2013 46 63.27 6,077


Unité d'action fictive Schram, Jacob 7 22/07/2013 46 63.27 25,656 6,282


Unité d'action fictive Støkken, Thomas 7 22/07/2013 46 63.27 1,263


Unité d'action fictive Støkken, Thomas 7 22/07/2013 46 63.27 5,378 1,349


Unité d'action fictive Strand, Ina 7 22/07/2013 46 63.27 1,194


Unité d'action fictive Strand, Ina 7 22/07/2013 46 63.27 5,045 1,239

Alita Resources Ltd. Common Shares Arbutus Enterprises Ltd. 3 14/08/2013 10 0.075 827,000 -150,000Alita Resources Ltd. Common Shares Arbutus Enterprises Ltd. 3 15/08/2013 10 0.075 777,000 -50,000Alita Resources Ltd. Common Shares Powell, Jason 4 14/08/2013 10 0.075 45,000 -15,000Alita Resources Ltd. Common Shares Powell, Theodore James

Malcolm4, 6, 5 14/08/2013 10 0.075 827,000 -150,000

Alita Resources Ltd. Common Shares Powell, Theodore JamesMalcolm

4, 6, 5 15/08/2013 10 0.075 777,000 -50,000

Alita Resources Ltd. Common Shares Troup, Arthur George 4 15/08/2013 10 0.075 350,000 -50,000Alita Resources Ltd. Common Shares Troup, Arthur George 4 16/08/2013 10 0.075 330,000 -20,000

Altai Resources Inc. Common Shares KACIRA, Niyazi 4, 5 13/08/2013 10 0.08 7,516,927 36,000Alter NRG Corp. Common Shares Howard, Walter Quist 5 13/08/2013 10 0.43 138,277 34,000Alterra Power Corp. Options Kroeker, Murray George 5 12/08/2013 50 0.33 487,070 125,000Alterra Power Corp. Options Sutton, John Jay Kenneth 5 12/08/2013 50 0.33 868,703 175,000Altitude Resources Inc.(formerly Triumph VenturesIII Corporation)

Common Shares Wusaty, Eugene 3, 4 12/08/2013 10 0.31 7,154,300 3,000

American Hotel IncomeProperties REIT LP

Units O'Neill, Robert Francis 4, 5 12/02/2013 00


Units O'Neill, Robert Francis 4, 5 14/08/2013 10 10.483 4,700 4,700


Units Pratt, Robert 4 13/08/2013 10 10.45 2,000 1,130

Amica Mature Lifestyles Inc. Common Shares Allen, Brenda 5 12/08/2013 30 8.479 5,511 185

Amica Mature Lifestyles Inc. Common Shares MacCallum, JamesMckenzie

5 12/08/2013 30 8.479 2,109 203

Amica Mature Lifestyles Inc. Common Shares Salgado, Claudia 5 12/08/2013 30 8.479 12,602 185

AndeanGold Ltd. Common Shares CIALI, ANTHONYFRANCIS

4, 5 08/08/2013 10 0.045 1,195,067 5,000


4, 5 12/08/2013 10 0.045 1,200,067 5,000


4, 5 15/08/2013 10 0.045 1,205,067 5,000


4, 5 15/08/2013 10 0.055 1,206,067 1,000


4, 5 15/08/2013 10 0.055 1,208,567 2,500


4, 5 16/08/2013 10 0.055 1,211,567 3,000


4, 5 16/08/2013 10 0.06 1,213,567 2,000


4, 5 16/08/2013 10 0.055 1,216,567 3,000


4, 5 16/08/2013 10 0.045 1,219,567 3,000


4, 5 16/08/2013 10 0.045 1,222,567 3,000

Andrew Peller Limited(formerly Andrés Wines Ltd.)

Non-Voting Shares ClassA

Kernaghan, Edward James 3 15/08/2013 10 14.03 1,605,394 -400



Kernaghan, Edward James 3 15/08/2013 10 14.02 1,604,394 -1,000



Kernaghan, Edward James 3 15/08/2013 10 14 1,600,994 -3,400

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8389


T/O UnitPrice


Acquired/Disposed



Kernaghan, Edward James 3 15/08/2013 10 14.01 1,600,794 -200

Angle Energy Inc. Convertible Debentures Christie-Burns, HeatherLynn

5 31/03/2004 00

Angle Energy Inc. Convertible Debentures Christie-Burns, HeatherLynn

5 14/06/2013 10 98.66 $11,000 $11,000

Angle Energy Inc. Common Shares Hillier, Kenneth Dale 5 17/07/2013 30 3.2999 2,810 549Ansar Financial andDevelopment Corporation

Common Shares Jalaluddin, Mohammed 3, 4, 5 08/08/2013 11 1 1,042,740 316,620

Ansar Financial andDevelopment Corporation

Common Shares Nasim, Pervez 3, 4, 5 08/08/2013 11 1 1,042,740 316,620

Antioquia Gold Inc. Common Shares Hurtado, Felix AlbertoNavarro Grau

4 03/08/2010 00 1,857,143

ARC Resources Ltd. Common Shares Dafoe, P. Van R. 5 09/08/2013 30 25.24 37,157 1,500ARC Resources Ltd. Common Shares Dielwart, John Patrick 4 09/08/2013 10 25.21 55,429 -4,200ARC Resources Ltd. Common Shares Dielwart, John Patrick 4 09/08/2013 10 25.12 153,444 4,200

ARC Resources Ltd. Common Shares Hearn, Timothy James 4 12/08/2013 10 25.486 25,000 10,000

Argent Energy Trust Trust Units Bovingdon, Sean 5 15/08/2013 15 10.2 1,500 1,000Argent Energy Trust Trust Units Brussa, John Albert 4 15/08/2013 15 10.2 31,000 6,000Arsenal Energy Inc. Common Shares Mitchell, Bruce 3 13/08/2013 37 1,854,209 -16,687,881Artek Exploration Ltd. Common Shares Anderson, Darcy Ray 5 15/08/2013 51 2.25 392,291 26,667Artek Exploration Ltd. Options Anderson, Darcy Ray 5 15/08/2013 51 2.25 433,333 -26,667Artek Exploration Ltd. Common Shares Metcalfe, Darryl Francis

Hugh5 15/08/2013 30 2.25 4,476,430 30,000

Artek Exploration Ltd. Options Metcalfe, Darryl FrancisHugh

5 15/08/2013 51 2.25 485,000 -30,000

Asanko Gold Inc. Options Steyn, Colin 4 15/10/2012 00Asanko Gold Inc. Options Steyn, Colin 4 14/08/2013 50 2.81 56,000 56,000Ashburton Ventures Inc. Common Shares England, Michael Bruno

John Franz4 13/08/2013 10 0.06 1,390,230 -95,000

Aston Bay Holdings Ltd.(formerly Escudo CapitalCorporation)

Common Shares Drover, David Howard 4 02/07/2013 10 0.14 840,000 100,000


Common Shares Drover, David Howard 4 09/07/2013 10 0.14 35,000










Common Shares Drover, David Howard 4 15/08/2013 10 0.14 1,027,000 77,500

ATCO LTD. Options 45.88 DeChamplain, Dennis A 7 14/06/2013 35 2,000 1,000ATCO LTD. Options 56.63 DeChamplain, Dennis A 7 14/06/2013 35 2,000 1,000ATCO LTD. Rights 45.88 (SAR) DeChamplain, Dennis A 7 14/06/2013 35 2,000 1,000ATCO LTD. Rights 56.63 (SAR) DeChamplain, Dennis A 7 14/06/2013 35 2,000 1,000ATCO LTD. Options 56.63 Dolan, Brendan G 7 14/06/2013 35 2,000 1,000ATCO LTD. Options 70.23 Dolan, Brendan G 7 14/06/2013 35 1,000 500ATCO LTD. Rights 56.63 (SAR) Dolan, Brendan G 7 14/06/2013 35 2,000 1,000

ATCO LTD. Rights 70.23 (SAR) Dolan, Brendan G 7 14/06/2013 35 1,000 500ATCO LTD. Options 56.63 Ell, John W. 7 14/06/2013 35 1,000

ATCO LTD. Options 56.63 Ell, John W. 7 14/06/2013 35 1,000ATCO LTD. Options 56.63 Ell, John W. 7 14/06/2013 35 2,000 1,000ATCO LTD. Options 70.23 Ell, John W. 7 14/06/2013 35 1,000ATCO LTD. Options 70.23 Ell, John W. 7 14/06/2013 35 1,000ATCO LTD. Options 70.23 Ell, John W. 7 14/06/2013 35 2,000 1,000ATCO LTD. Options 89.94 Ell, John W. 7 14/06/2013 35 2,000 1,000ATCO LTD. Rights 56.63 (SAR) Ell, John W. 7 14/06/2013 35 2,000 1,000ATCO LTD. Rights 70.23 (SAR) Ell, John W. 7 14/06/2013 35 2,000 1,000ATCO LTD. Rights 89.94 (SAR) Ell, John W. 7 14/06/2013 35 2,000 1,000ATCO LTD. Non-Voting Shares Class

ILambright, Roberta L. 5 16/04/2013 30 85.73 1,103 33

ATCO LTD. Non-Voting Shares ClassI

Lambright, Roberta L. 5 16/04/2013 30 85.73 1,104 1

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8390


T/O UnitPrice


Acquired/Disposed




Lambright, Roberta L. 5 14/06/2013 35 1,239 106


Lambright, Roberta L. 5 14/06/2013 35 2,266 1,027





ATCO LTD. Options Lambright, Roberta L. 5 14/06/2013 35 5,000 2,500ATCO LTD. Options 45.88 Lambright, Roberta L. 5 14/06/2013 35 2,000 1,000ATCO LTD. Options 56.63 Lambright, Roberta L. 5 14/06/2013 35 2,000 1,000ATCO LTD. Options 70.23 Lambright, Roberta L. 5 14/06/2013 35 2,000 1,000ATCO LTD. Options 89.94 Lambright, Roberta L. 5 14/06/2013 35 1,500 750

ATCO LTD. Rights 40.34 (SAR) Lambright, Roberta L. 5 14/06/2013 35 5,000 2,500ATCO LTD. Rights 40.34 (SAR) Lambright, Roberta L. 5 14/08/2013 35 2,500

ATCO LTD. Rights 40.34 (SAR) Lambright, Roberta L. 5 14/08/2013 35 2,500ATCO LTD. Rights 40.34 (SAR) Lambright, Roberta L. 5 14/08/2013 59 0 -5,000ATCO LTD. Rights 45.88 (SAR) Lambright, Roberta L. 5 14/06/2013 35 2,000 1,000ATCO LTD. Rights 56.63 (SAR) Lambright, Roberta L. 5 14/06/2013 35 2,000 1,000ATCO LTD. Rights 70.23 (SAR) Lambright, Roberta L. 5 14/06/2013 35 2,000 1,000ATCO LTD. Rights 89.94 (SAR) Lambright, Roberta L. 5 14/06/2013 35 1,500 750Atlas Financial Holdings, Inc. Common Shares Fitzgerald, John Taylor

Maloney Fitzgerald4 02/05/2013 00

Atlas Financial Holdings, Inc. Common Shares Fitzgerald, John TaylorMaloney Fitzgerald

4 26/07/2013 30 8.9585 11,316 11,316

Atlas Financial Holdings, Inc. Common Shares Hannon, Gregory Paul 6 13/08/2013 10 10.5 156,444 -300

Atlas Financial Holdings, Inc. Common Shares Kavanagh, Terence 6 13/08/2013 10 10.5 156,444 -300

Atlas Financial Holdings, Inc. Warrants Stilwell, Joseph David 6 29/05/2013 11 0.416 0 -506,500

Atrium Innovations Inc. Common Shares Bouchard, Alain 4 26/07/2013 51 4.21 122,078 60,000Atrium Innovations Inc. Options Bouchard, Alain 4 26/07/2013 51 4.21 0 -60,000Augustine Ventures Inc. Common Shares Newman, G. Michael 4 12/08/2013 10 0.025 850,500 25,000AutoCanada Inc. Deferred share units Barefoot, Gordon Ronald 4, 7 15/08/2013 56 1,656 288

AutoCanada Inc. Deferred share units Cumming, ChristopherDavid

4 15/08/2013 56 3,148 513

AutoCanada Inc. Deferred share units DesRosiers, DennisStephan

4 15/08/2013 56 1,823 241

AutoCanada Inc. Deferred share units Ross, Michael 4 15/08/2013 56 3,132 528Automodular Corporation(formerly AlgonquinMercantile)

Common Shares Doyle, Travis 5 09/08/2013 10 1.8 78,000 -12,631

Automodular Corporation(formerly AlgonquinMercantile)

Common Shares Doyle, Travis 5 08/05/2008 00


Common Shares Doyle, Travis 5 12/08/2013 10 1.84 2,000 2,000


Common Shares Doyle, Travis 5 09/08/2013 10 1.81 155,000 6,544

Avigilon Corporation Common Shares Fernandes, Alexander 4, 5 09/08/2013 10 18.45 33Avigilon Corporation Common Shares Fernandes, Alexander 4, 5 09/08/2013 10 18.45 1,090,033 33Avigilon Corporation Common Shares Marett, Keith 8 15/08/2013 00 6,777Avigilon Corporation Options Marett, Keith 8 15/08/2013 00 200,000Axia NetMedia Corporation Common Shares Blake, Mark 5 03/07/2013 30 1.5796 1,486

Axia NetMedia Corporation Common Shares Blake, Mark 5 03/07/2013 30 1.5796 89,075 653

Axia NetMedia Corporation Common Shares Blake, Mark 5 08/07/2013 30 1.61 2,911


Axia NetMedia Corporation Common Shares Blake, Mark 5 31/07/2013 30 1.6052 3,032


Axia NetMedia Corporation Restricted Share Units Blake, Mark 5 06/08/2013 56 13,453 7,013

Axia NetMedia Corporation Common Shares Hartslief, Alan Guy 5 03/07/2013 30 1.5796 111,919 1,335

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8391


T/O UnitPrice


Acquired/Disposed



Axia NetMedia Corporation Common Shares Hua, Corinne 5 03/07/2013 30 1.5796 80,519 673



Axia NetMedia Corporation Common Shares Price, Arthur R. 4, 5 03/07/2013 30 1.5796 1,655,658 1,486



Axia NetMedia Corporation Common Shares Sigler, Murray 5 03/07/2013 30 1.5796 110,156 1,335



Axia NetMedia Corporation Common Shares Springer, Nicole 5 03/07/2013 30 1.5796 56,386 673



Azul Ventures Inc. (fromHimalayan Capital Corp.)

Common Shares Boland, Brad James 5 09/08/2013 11 0.08 1,525,000 1,000,000


Warrants Boland, Brad James 5 12/01/2012 00


Warrants Boland, Brad James 5 09/08/2013 11 1,000,000 1,000,000


Common Shares Oconnor, David Anthony 4, 5 09/08/2013 11 4,907,870 2,332,870


Common Shares Oconnor, David Anthony 4, 5 09/08/2013 97 0 -1,160,000


Warrants Oconnor, David Anthony 4, 5 12/01/2012 00


Warrants Oconnor, David Anthony 4, 5 09/08/2013 11 0.15 2,332,870 2,332,870


Common Shares SCHUBERT SEIFFERT,FRANCISCO

5 09/08/2013 11 3,637,870 1,082,870


Warrants SCHUBERT SEIFFERT,FRANCISCO

5 12/01/2012 00


Warrants SCHUBERT SEIFFERT,FRANCISCO

5 09/08/2013 11 0.15 1,082,870 1,082,870


Common Shares Schuler, Michael Richard 5 09/08/2013 11 1,797,318 997,318


Warrants Schuler, Michael Richard 5 31/01/2012 00


Warrants Schuler, Michael Richard 5 09/08/2013 11 997,318 997,318


Common Shares Wonnacott, Anthony John 4 09/08/2013 11 2,815,635 960,635


Warrants Wonnacott, Anthony John 4 12/01/2012 00


Warrants Wonnacott, Anthony John 4 09/08/2013 11 0.15 960,635 960,635

BacTech EnvironmentalCorporation

Common Shares Orr, Murray Ross 7 09/08/2013 10 0.085 1,024,000 2,000





Banro Corporation Common Shares Clarke, John A. 4 25/04/2013 10 1.35 238,000 100,000Barisan Gold Corporation Common Shares Dyczkowski, Karen 5 13/08/2013 10 0.06 172,125 16,000Barisan Gold Corporation Options Dyczkowski, Karen 5 18/07/2013 50 0.1 320,000 45,000Barisan Gold Corporation Common Shares Granger, Alex 5 12/08/2013 10 0.06 503,000 45,000Barisan Gold Corporation Options Granger, Alex 5 18/07/2013 50 0.1 1,005,000 105,000

Barisan Gold Corporation Options Martin, Joseph TerranceLionel

4 18/07/2013 50 0.1 730,000 30,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8392


T/O UnitPrice


Acquired/Disposed

Barisan Gold Corporation Options Nayyar, Michael 5 18/07/2013 50 0.1 742,500 90,000Barisan Gold Corporation Options Rochette, Edward 4 18/07/2013 50 0.1 430,000 30,000Bauer Performance SportsLtd.

Common Shares Mohns, Thomas Troy 5 12/08/2013 10 12.42 17,891 -4,700

Bauer Performance SportsLtd.

Common Shares Mohns, Thomas Troy 5 12/08/2013 10 12.5 17,591 -300








Common Shares Mohns, Thomas Troy 5 12/08/2013 10 12.81 14,591 -1,200

Bear Lake Gold Ltd. Common Shares Inwentash, Sheldon 6 12/08/2013 10 0.015 16,951,658 451,000Bear Lake Gold Ltd. Common Shares Pinetree Capital Ltd. 3 12/08/2013 10 0.015 16,951,658 451,000Bellatrix Exploration Ltd. Common Shares BLAIR, TIMOTHY 5 15/08/2013 30 6.95 14,264 264

Bellatrix Exploration Ltd. Common Shares Brown, Edward John 5 15/08/2013 30 6.95 118,573 293

Bellatrix Exploration Ltd. Common Shares Brown, Edward John 5 15/08/2013 30 6.95 37,535 293Bellatrix Exploration Ltd. Common Shares Eshleman, Brent Andrew 5 15/08/2013 30 6.95 81,675 391Bellatrix Exploration Ltd. Common Shares Gress-Blue, Leanne K. 5 15/08/2013 30 6.95 41,128 366Bellatrix Exploration Ltd. Options Gress-Blue, Leanne K. 5 13/08/2013 59 6.9 230,000 -13,000Bellatrix Exploration Ltd. Common Shares Nichol, Kelly Malcolm 5 15/08/2013 30 6.95 1,100 431Bellatrix Exploration Ltd. Common Shares Oicle, Russell G. 5 15/08/2013 30 6.95 61,511 521Bellatrix Exploration Ltd. Common Shares Smith, Raymond George 4 15/08/2013 30 6.95 144,228 545Bellatrix Exploration Ltd. Common Shares Ulmer, Garrett 5 15/08/2013 30 6.95 16,609 281Bellatrix Exploration Ltd. Common Shares Vucurevich, Steven 5 15/08/2013 30 6.95 44,448 367Bellatrix Exploration Ltd. Options Vucurevich, Steven 5 13/08/2013 59 6.9 221,500 -23,500Bellatrix Exploration Ltd. Common Shares Woo, Ving Yee 5 15/08/2013 30 6.95 353,687 347

Belo Sun Mining Corp. Common Shares Marcotte, Simon 5 12/08/2013 10 0.55 565,000 65,000Belo Sun Mining Corp. Common Shares Marcotte, Simon 5 12/08/2013 10 0.55 500,000 -65,000

BENEV Capital Inc. Options Haber, Lawrence P. 4, 5 15/08/2013 50 1.79 1,529,900 629,900Bengal Energy Ltd. Common Shares Chakrabarty, Chayan 4, 5 09/08/2013 30 0.611 3,272Bengal Energy Ltd. Common Shares Chakrabarty, Chayan 4, 5 09/08/2013 30 0.611 167,398 6,272Bengal Energy Ltd. Common Shares Goudie, Bryan 5 09/08/2013 30 0.611 122,760 4,158Bengal Energy Ltd. Common Shares MacMahon, Gordon R 5 09/08/2013 30 0.611 63,003 4,908Bennett Environmental Inc. Options Haber, Lawrence P. 4, 5 02/09/2011 50 2.12 900,000Bennett Environmental Inc. Options Haber, Lawrence P. 4, 5 02/09/2011 50 2.12 900,000Bennett Environmental Inc. Options Haber, Lawrence P. 4, 5 02/09/2011 50 2.12 900,000 900,000Bestar inc. Options Charbonneau, Roger 5 12/08/2013 50 0.1 100,000 100,000Bestar inc. Options Jacques, Sébastien 5 12/08/2013 50 0.1 100,000 100,000

Bestar inc. Options Pansera, Gilles 4 30/06/2004 00Bestar inc. Options Pansera, Gilles 4 12/08/2013 50 0.1 500,000 500,000

Bestar inc. Options Tardif, Martin 6, 5 12/08/2013 50 0.2 100,000Bestar inc. Options Tardif, Martin 6, 5 12/08/2013 50 0.1 100,000 100,000Biosenta Inc. Common Shares Class A

Common SharesLewis, Bruce 3, 4, 5 08/08/2013 11 0.06 5,098,446 75,000

BioSyent Inc. Common Shares Larson, Douglas Robert 4, 5 08/08/2013 10 1.75 85,000 -10,000BioSyent Inc. Common Shares Larson, Douglas Robert 4, 5 09/08/2013 10 1.8 79,900 -5,100BioSyent Inc. Common Shares Larson, Douglas Robert 4, 5 13/08/2013 10 1.8 75,800 -4,100BioSyent Inc. Common Shares Larson, Douglas Robert 4, 5 14/08/2013 10 1.8 70,000 -5,800Black Bull Resources Inc. Common Shares Wood, David Leonard 4 08/08/2013 10 0.005 1,586,000 100,000Black Diamond GroupLimited

Common Shares Brawn, Robert GeraldMamini

4 12/08/2013 51 110,330 10,000

Black Diamond GroupLimited


4 12/08/2013 47 100,330 -10,000



4 12/08/2013 51 108,330 8,000



4 12/08/2013 47 100,330 -8,000


Options Brawn, Robert GeraldMamini

4 12/08/2013 51 9.81 64,822 -10,000


Options Brawn, Robert GeraldMamini

4 12/08/2013 51 12.97 56,822 -8,000


Common Shares Butler, David Earl 4 12/08/2013 51 410,356 10,000


Common Shares Butler, David Earl 4 12/08/2013 51 418,356 8,000


Options Butler, David Earl 4 12/08/2013 51 9.81 64,822 -10,000


Options Butler, David Earl 4 12/08/2013 51 12.97 56,822 -8,000

Blackheath Resources Inc. Common Shares Spong, Kerry Melbourne 3, 4, 5 09/08/2013 10 781,500 50,000BNK Petroleum Inc. Common Shares Brown, Eric 4 13/08/2013 10 1.24 24,000 1,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8393


T/O UnitPrice


Acquired/Disposed

BNK Petroleum Inc. Common Shares Brown, Eric 4 13/08/2013 10 1.25 53,000 29,000BNK Petroleum Inc. Options Johnson, Gary 5 10/08/2013 97 5 150,000 -100,000BNK Petroleum Inc. Options Nicholson, Ford 4 10/08/2013 97 2.85 1,600,000 -500,000

BNK Petroleum Inc. Options Regener, Wolf 4, 5 10/08/2013 97 2.85 1,525,000 -500,000BNK Petroleum Inc. Options Robert, Martin 5 10/08/2013 97 2.85 425,000 -550,000

BNK Petroleum Inc. Options Wagner, Troy Trevor 5 10/08/2013 97 2.65 125,000 -250,000BNK Petroleum Inc. Options Warshauer, Steven Michael 5 10/08/2013 97 2.85 280,000 -50,000

Bombardier Inc. Deferred StockUnits/Unités d'actionsdifférées

Bachant, Raymond 5 09/08/2013 56 4.88 150,570 58,743

Bombardier Inc. Options Bachant, Raymond 5 09/08/2013 50 630,919 91,786Bombardier Inc. Deferred Stock

Units/Unités d'actionsdifférées

Bertling, Lutz 4 03/06/2013 00

Bombardier Inc. Deferred StockUnits/Unités d'actionsdifférées

Bertling, Lutz 4 09/08/2013 56 4.88 245,902 245,902

Bombardier Inc. Options Bertling, Lutz 4 09/08/2013 50 1,061,911 384,221Bombardier Inc. Deferred Stock


Martel, Eric 5 09/08/2013 56 4.88 174,260 58,060

Bombardier Inc. Options Martel, Eric 5 09/08/2013 50 394,894 90,719Bombardier Inc. Deferred Stock


RIDOLFI, STEVEN 5 09/08/2013 56 4.88 331,049 90,164

Bombardier Inc. Options RIDOLFI, STEVEN 5 09/08/2013 50 680,840 140,881Bombardier Inc. Options TROGER, Laurent René

Octave5 09/08/2013 50 542,323 98,190

Bombardier Inc. Performance ShareUnits/Unites d'actionsliees au rendement

TROGER, Laurent RenéOctave

5 09/08/2013 56 4.88 319,319 62,842

Bonavista EnergyCorporation

Common Shares Merkel, Wayne Edward 5 12/08/2013 10 13.05 46,813 -4,657


Common Share Rights(TURIPS)

Robinson, Lynda Julie 5 16/08/2013 51 13.2 -1,500


Common Share Rights(TURIPS)

Robinson, Lynda Julie 5 16/08/2013 51 13.2 -1,500


Common Shares Robinson, Lynda Julie 5 16/08/2013 10 13.2 -1,500


Common Shares Robinson, Lynda Julie 5 16/08/2013 10 13.2 25,010 -1,500


Common Shares Skehar, Jason Edward 4, 5 06/08/2013 10 12.883 93,050 5,000


Common Shares Skehar, Jason Edward 4, 5 06/08/2013 90 12.88 92,050 -1,000


Common Shares Skehar, Jason Edward 4, 5 06/08/2013 90 12.88 644 200









Boralex Inc. Common Shares Ducharme, Alain 4 09/08/2013 10 11.34 2,500 2,500

Boston Pizza RoyaltiesIncome Fund

Units Boston Pizza RoyaltiesIncome Fund

1 09/08/2013 38 23.5 81,700 7,100



1 12/08/2013 38 23.304 88,800 7,100



1 15/08/2013 38 0 -88,800


Units Melville, Jordan Crawford 5 14/11/2007 00


Units Melville, Jordan Crawford 5 15/08/2013 10 22.92 100 100


Units Melville, Jordan Crawford 5 15/08/2013 10 22.93 150 50

BRADES RESOURCECORP.

Common Shares Kalt, Ryan 3 15/08/2013 00

BRADES RESOURCECORP.

Common Shares Kalt, Ryan 3 15/08/2013 45 0.1 2,500,000 2,500,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8394


T/O UnitPrice


Acquired/Disposed

Branco Resources Ltd. Common Shares Hewlett, John 4 13/08/2013 10 0.115 510,000 7,000Brand Leaders Income Fund Units Brand Leaders Income

Fund1 13/08/2013 10 500 500

Brand Leaders Income Fund Units Brand Leaders IncomeFund

1 13/08/2013 38 0 -500

Bri-Chem Corp. Options Campbell, Brian Keith 3, 4 08/08/2013 50 1.8 60,000 10,000Bri-Chem Corp. Options Caron, Don 4, 5 08/08/2013 50 1.8 460,000 150,000Bri-Chem Corp. Options Sharp, Albert 4 08/08/2013 50 1.8 100,000 10,000BrightPath Early LearningInc. (formerly Edleun Group,Inc.)

Common Shares Curran, Mary Ann 5 04/07/2012 00

BrightPath Early LearningInc. (formerly Edleun Group,Inc.)

Common Shares Curran, Mary Ann 5 15/08/2013 10 0.33 80,000 80,000


Deferred Share Units Curran, Mary Ann 5 04/07/2012 00


Deferred Share Units Curran, Mary Ann 5 12/08/2013 56 171,053 171,053


Deferred Share Units Michaels, Dean 5 16/08/2012 00


Deferred Share Units Michaels, Dean 5 12/08/2013 56 46,053 46,053

Brookfield AssetManagement Inc.

Common Shares Class ALimited Voting

Goldgut, Harry 7 14/08/2013 51 13.366 50,000 20,000



Goldgut, Harry 7 14/08/2013 10 38.401 30,000 -20,000


Options Goldgut, Harry 7 14/08/2013 51 13.366 876,875 -20,000



Legault, Richard 5 15/08/2013 51 20.418 200,000 200,000



Legault, Richard 5 15/08/2013 10 37.148 0 -200,000


Options Legault, Richard 5 15/08/2013 51 20.418 1,250,000 -200,000

Brookfield InfrastructurePartners L.P.

Limited Partnership Units Schaumburg, Anne C. 4 14/08/2013 10 36.9 4,400 2,500

Brookfield Office PropertiesInc.

Deferred Units Cahill, William T. 4 07/08/2013 56 30,064 251


Deferred Units Cahill, William T. 4 07/08/2013 56 30,802 738


Deferred Units Hegarty, Michael 4 07/08/2013 56 9,163 76


Deferred Units Hegarty, Michael 4 07/08/2013 56 9,975 812


Deferred Units Liebman, Lance Malcolm 6, 7 07/08/2013 56 27,433 229


Deferred Units Liebman, Lance Malcolm 6, 7 07/08/2013 56 28,171 738


Deferred Units Massey, Paul John Jr. 4 07/08/2013 56 4,427 37


Deferred Units Massey, Paul John Jr. 4 07/08/2013 56 5,904 1,477


Deferred Units McDonald, Fergus Allan 4 07/08/2013 56 5,822 49


Deferred Units McDonald, Fergus Allan 4 07/08/2013 56 6,634 812


Deferred Units Stelzl, Robert L. 4 07/08/2013 56 27,489 229


Deferred Units Stelzl, Robert L. 4 07/08/2013 56 28,449 960

Brookfield Property PartnersL.P.

Limited Partnership Units DeNardo, Stephen 4 14/08/2013 10 20.61 1,750 700

Brookfield Property PartnersL.P.

Limited Partnership Units Nasr, Youssef 6 13/08/2013 10 20.63 2,746 2,000

Brookfield RenewableEnergy Partners L.P.

Limited Partnership Units de Carvalho Filho, Eleazar 4 13/08/2013 00


Limited Partnership Units de Carvalho Filho, Eleazar 4 13/08/2013 10 26.468 1,000 1,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8395


T/O UnitPrice


Acquired/Disposed





Brookfield Soundvest EquityFund (formerly BrascanSoundVest FocusedBusiness Trust)

Trust Units Brookfield SoundvestEquity Fund

1 29/07/2013 38 4.7646 5,000 5,000



1 09/08/2013 38 4.7546 9,800 4,800



1 12/08/2013 38 4.6911 13,400 3,600



1 14/08/2013 38 0 -13,400

Buccaneer Gold Corp. Common Shares Buccaneer Gold Corp. 1 12/08/2013 38 0.03 60,000 60,000Buccaneer Gold Corp. Common Shares Buccaneer Gold Corp. 1 12/08/2013 38 0 -60,000Buhler Industries Inc. Common Shares Buhler, John 3, 4 12/08/2013 10 6.15 109,340 -3,100Buhler Industries Inc. Common Shares Buhler, John 3, 4 13/08/2013 10 6.1 106,240 -3,100Buhler Industries Inc. Common Shares Buhler, John 3, 4 14/08/2013 10 6.13 105,640 -600

Buhler Industries Inc. Common Shares Buhler, John 3, 4 15/08/2013 10 6.02 100,640 -5,000Caledonia MiningCorporation

Common Shares Inwentash, Sheldon 3 13/08/2013 10 0.9 5,350,000 20,000

Caledonia MiningCorporation

Common Shares Pinetree Capital Ltd. 3 13/08/2013 10 0.9 5,350,000 20,000

Calian Technologies Ltd. Common Shares Calian Technologies Ltd 1 09/08/2013 38 18.68 1,400 1,400Calian Technologies Ltd. Common Shares Calian Technologies Ltd 1 12/08/2013 38 18.4 21,400 20,000

Calian Technologies Ltd. Common Shares Calian Technologies Ltd 1 13/08/2013 38 18.4 22,800 1,400Calian Technologies Ltd. Common Shares Calian Technologies Ltd 1 13/08/2013 38 0 -22,800Calian Technologies Ltd. Common Shares Calian Technologies Ltd 1 14/08/2013 38 18.4 1,400 1,400Calian Technologies Ltd. Common Shares Calian Technologies Ltd 1 15/08/2013 38 18.4 2,800 1,400Calian Technologies Ltd. Common Shares Calian Technologies Ltd 1 16/08/2013 38 18.4 4,200 1,400Calian Technologies Ltd. Common Shares Calian Technologies Ltd 1 16/08/2013 38 0 -4,200Calian Technologies Ltd. Common Shares weber, george brian 4 14/08/2013 10 18.4 750 250Canacol Energy Ltd. Restricted Share Units Bednar, Jason Michael 4 06/08/2013 59 5,168 -2,584Canadian Energy Services &Technology Corp.

Common Shares Hooks, John Michael 4 08/08/2013 15 16.6 765,480 60,000

Canadian Energy Services &Technology Corp.

Common Shares Nieboer, Craig Frederick 5 08/08/2013 15 16.6 132,282 15,000

Canadian Energy Services &Technology Corp.

Common Shares Simons, Thomas James 4, 5 08/08/2013 15 16.6 721,300 10,000

Canadian National RailwayCompany

Options Cory, Michael A 5 11/06/2007 50 56.25 1,000


Options Cory, Michael A 5 11/06/2007 50 56.25 16,000 1,000














Common Shares Finn, Sean 5 14/08/2013 10 101.31 10,304 -1,729


Options Finn, Sean 5 28/01/2005 50 58.37 16,000


Options Finn, Sean 5 28/01/2005 50 58.37 176,125 16,000





Insider Reporting

August 22, 2013 (2013), 36 OSCB 8396


T/O UnitPrice


Acquired/Disposed


















Options JOBIN, Luc 5 28/01/2010 50 51.24 48,700


Options JOBIN, Luc 5 28/01/2010 50 51.24 83,700 48,700


Options Liepelt, Jeff A. 5 27/01/2006 50 89.85 3,600


Options Liepelt, Jeff A. 5 27/01/2006 50 89.85 18,400 3,600


















Options Madigan, Kimberley A. 5 28/01/2005 50 58.37 8,000


Options Madigan, Kimberley A. 5 28/01/2005 50 58.37 108,500 8,000





















Canadian Natural ResourcesLimited

Common Shares Best, Catherine May 4 12/08/2013 10 30.92 20,728 -1,000

Canadian Oil Recovery &Remediation Enterprises Ltd.

Common Shares Lorenzo, John Michael 4 09/08/2013 10 0.12 4,185,742 10,000

Canadian Pacific RailwayLimited

Common Shares Ackman, William A. 3, 4, 6 13/08/2013 10 129 5,118,735 -6,013


Common Shares Ackman, William A. 3, 4, 6 13/08/2013 10 124.74 5,118,030 -705

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8397


T/O UnitPrice


Acquired/Disposed


Common Shares Ackman, William A. 3, 4, 6 13/08/2013 10 129 8,258,467 -6,787


Common Shares Ackman, William A. 3, 4, 6 13/08/2013 10 124.74 8,257,672 -795

Canadian Tire Corporation,Limited



1 16/08/2013 10 90.354 25,000




1 16/08/2013 10 90.354 25,000




1 16/08/2013 38 90.354 -25,000 -25,000




1 16/08/2013 38 90.354 0 25,000



Collver, Robyn Anne 3, 7, 5 09/08/2013 10 89.75 770,867 -100


Options Drysdale, Linda Janet 7 13/08/2013 59 9,314 -1,219


Options Fulton, Duncan StanleyAllpress

5 09/08/2013 59 20,376 -6,155



Lynar, Hugh 3 09/08/2013 10 89.75 786,367 -100



Lynar, Hugh 3 09/08/2013 10 89.75 786,267 -100



Lynar, Hugh 3 09/08/2013 10 89.75 786,167 -100



Lynar, Hugh 3 09/08/2013 10 89.75 786,067 -100



Lynar, Hugh 3 09/08/2013 10 89.75 785,867 -200



Lynar, Hugh 3 09/08/2013 10 89.75 785,667 -200



Lynar, Hugh 3 09/08/2013 10 89.75 785,567 -100



Lynar, Hugh 3 09/08/2013 10 89.77 784,467 -1,100



Lynar, Hugh 3 09/08/2013 10 89.75 784,367 -100



Lynar, Hugh 3 09/08/2013 10 89.75 784,267 -100



Lynar, Hugh 3 09/08/2013 10 89.75 784,167 -100



Lynar, Hugh 3 09/08/2013 10 89.75 784,067 -100



Lynar, Hugh 3 09/08/2013 10 89.75 783,867 -200



Lynar, Hugh 3 09/08/2013 10 89.76 783,767 -100



Lynar, Hugh 3 09/08/2013 10 89.75 783,667 -100



Lynar, Hugh 3 09/08/2013 10 89.75 783,567 -100



Lynar, Hugh 3 09/08/2013 10 89.75 783,467 -100



Lynar, Hugh 3 09/08/2013 10 89.76 783,267 -200



Lynar, Hugh 3 09/08/2013 10 89.5 783,167 -100



Lynar, Hugh 3 09/08/2013 10 89.5 782,867 -300



Lynar, Hugh 3 09/08/2013 10 89.56 782,667 -200



Lynar, Hugh 3 09/08/2013 10 89.58 782,567 -100



Lynar, Hugh 3 09/08/2013 10 89.6 782,467 -100



Lynar, Hugh 3 09/08/2013 10 89.58 782,267 -200



Lynar, Hugh 3 09/08/2013 10 89.58 782,167 -100



Lynar, Hugh 3 09/08/2013 10 89.6 782,067 -100



Lynar, Hugh 3 09/08/2013 10 89.6 781,867 -200

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8398


T/O UnitPrice


Acquired/Disposed



Lynar, Hugh 3 09/08/2013 10 89.58 781,667 -200



Lynar, Hugh 3 09/08/2013 10 89.6 781,567 -100



Lynar, Hugh 3 09/08/2013 10 89.6 781,467 -100



Lynar, Hugh 3 09/08/2013 10 89.6 781,367 -100



Lynar, Hugh 3 09/08/2013 10 89.6 781,267 -100



Lynar, Hugh 3 09/08/2013 10 89.6 781,167 -100



Lynar, Hugh 3 09/08/2013 10 89.6 781,067 -100



Lynar, Hugh 3 09/08/2013 10 89.59 780,867 -200



Lynar, Hugh 3 09/08/2013 10 89.63 780,767 -100



Lynar, Hugh 3 09/08/2013 10 89.65 780,467 -300



Lynar, Hugh 3 09/08/2013 10 89.71 780,367 -100



Lynar, Hugh 3 09/08/2013 10 89.78 -100



Lynar, Hugh 3 09/08/2013 10 89.78 780,067 -300



Lynar, Hugh 3 09/08/2013 10 89.6 779,967 -100



Lynar, Hugh 3 09/08/2013 10 89.6 779,867 -100



Lynar, Hugh 3 09/08/2013 10 89.6 779,767 -100



Lynar, Hugh 3 09/08/2013 10 89.6 779,667 -100



Lynar, Hugh 3 09/08/2013 10 89.6 779,467 -200



Lynar, Hugh 3 09/08/2013 10 89.56 779,367 -100



Lynar, Hugh 3 09/08/2013 10 89.56 779,267 -100



Lynar, Hugh 3 09/08/2013 10 89.56 779,167 -100



Lynar, Hugh 3 09/08/2013 10 89.56 779,067 -100



Lynar, Hugh 3 09/08/2013 10 89.56 778,967 -100



Lynar, Hugh 3 09/08/2013 10 89.56 778,867 -100



Lynar, Hugh 3 09/08/2013 10 89.56 778,767 -100



Lynar, Hugh 3 09/08/2013 10 89.56 778,667 -100



Lynar, Hugh 3 09/08/2013 10 89.56 778,467 -200



Lynar, Hugh 3 09/08/2013 10 89.6 778,367 -100



Lynar, Hugh 3 09/08/2013 10 89.6 778,267 -100



Lynar, Hugh 3 09/08/2013 10 89.6 778,167 -100



Lynar, Hugh 3 09/08/2013 10 89.65 778,067 -100



Lynar, Hugh 3 09/08/2013 10 89.61 777,967 -100



Lynar, Hugh 3 09/08/2013 10 89.65 777,867 -100



Lynar, Hugh 3 09/08/2013 10 89.61 777,767 -100



Lynar, Hugh 3 09/08/2013 10 89.51 777,467 -300



Lynar, Hugh 3 09/08/2013 10 89.5 777,367 -100

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8399


T/O UnitPrice


Acquired/Disposed



Lynar, Hugh 3 09/08/2013 10 89.5 777,067 -300



Lynar, Hugh 3 09/08/2013 10 89.5 773,967 -3,100



Lynar, Hugh 3 09/08/2013 10 89.19 773,867 -100



Lynar, Hugh 3 09/08/2013 10 89.19 773,767 -100



Lynar, Hugh 3 09/08/2013 10 89.19 773,667 -100



Lynar, Hugh 3 09/08/2013 10 89.19 773,567 -100



Lynar, Hugh 3 09/08/2013 10 89.19 773,467 -100



Lynar, Hugh 3 09/08/2013 10 89.19 773,367 -100



Lynar, Hugh 3 09/08/2013 10 89.19 773,267 -100



Lynar, Hugh 3 09/08/2013 10 89.19 773,167 -100



Lynar, Hugh 3 09/08/2013 10 89.19 773,067 -100



Lynar, Hugh 3 09/08/2013 10 89.19 772,967 -100



Lynar, Hugh 3 09/08/2013 10 89.19 772,867 -100



Lynar, Hugh 3 09/08/2013 10 89.19 772,767 -100



Lynar, Hugh 3 09/08/2013 10 89.23 772,467 -300



Lynar, Hugh 3 09/08/2013 10 89.19 772,367 -100



Lynar, Hugh 3 09/08/2013 16 89.5 772,067 -300



Lynar, Hugh 3 09/08/2013 10 89.5 771,967 -100



Lynar, Hugh 3 09/08/2013 10 89.5 771,867 -100



Lynar, Hugh 3 09/08/2013 10 89.5 771,667 -200



Lynar, Hugh 3 09/08/2013 10 89.42 771,567 -100



Lynar, Hugh 3 09/08/2013 10 89.4 771,467 -100



Lynar, Hugh 3 09/08/2013 10 89.4 771,267 -200



Lynar, Hugh 3 09/08/2013 10 89.4 771,167 -100



Lynar, Hugh 3 09/08/2013 10 89.4 771,067 -100



Lynar, Hugh 3 09/08/2013 10 89.4 770,967 -100



Lynar, Hugh 3 09/08/2013 10 89.29 770,867 -100



McCann, Dean Charles 5 09/08/2013 10 89.75 783,667 -100

























Insider Reporting

August 22, 2013 (2013), 36 OSCB 8400


T/O UnitPrice


Acquired/Disposed













































































































Insider Reporting

August 22, 2013 (2013), 36 OSCB 8401


T/O UnitPrice


Acquired/Disposed















McCann, Dean Charles 5 09/08/2013 10 89.5 773,967 -3,100













































































Options McCann, Dean Charles 5 13/08/2013 59 89,443 -3,000



Savage, Graham William 4, 7 16/08/2013 10 90 0 -1,655



Savage, Graham William 4, 7 16/08/2013 10 90 0 -1,378

Canadian Utilities Limited Options 44.34 DeChamplain, Dennis A 7 14/06/2013 35 4,000 2,000Canadian Utilities Limited Options 47.84 DeChamplain, Dennis A 7 14/06/2013 35 6,000 3,000Canadian Utilities Limited Options 49.47 DeChamplain, Dennis A 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Options 66.36 DeChamplain, Dennis A 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Options 78.07 DeChamplain, Dennis A 7 14/06/2013 35 2,000 1,000

Canadian Utilities Limited Rights 44.34 (SAR) DeChamplain, Dennis A 7 14/06/2013 35 4,000 2,000Canadian Utilities Limited Rights 47.84 (SAR) DeChamplain, Dennis A 7 14/06/2013 35 6,000 3,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8402


T/O UnitPrice


Acquired/Disposed

Canadian Utilities Limited Rights 49.47 (SAR) DeChamplain, Dennis A 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Rights 66.36 (SAR) DeChamplain, Dennis A 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Rights 78.07 (SAR) DeChamplain, Dennis A 7 14/06/2013 35 2,000 1,000

Canadian Utilities Limited Options 44.02 Dodge, David A. 4 14/06/2013 35 4,000 2,000Canadian Utilities Limited Options 44.34 Dolan, Brendan G 7 14/06/2013 35 2,000 1,000

Canadian Utilities Limited Options 47.29 Dolan, Brendan G 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Options 49.47 Dolan, Brendan G 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Options 66.36 Dolan, Brendan G 7 14/06/2013 35 1,000 500Canadian Utilities Limited Options 78.07 Dolan, Brendan G 7 14/06/2013 35 1,000 500Canadian Utilities Limited Rights 44.34 (SAR) Dolan, Brendan G 7 14/06/2013 35 3,000 1,500Canadian Utilities Limited Rights 47.29 (SAR) Dolan, Brendan G 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Rights 49.47 (SAR) Dolan, Brendan G 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Rights 66.36 (SAR) Dolan, Brendan G 7 14/06/2013 35 1,000 500Canadian Utilities Limited Rights 78.07 (SAR) Dolan, Brendan G 7 14/06/2013 35 1,000 500Canadian Utilities Limited Options Ell, John W. 7 14/06/2013 35 8,000 4,000Canadian Utilities Limited Options 44.34 Ell, John W. 7 14/06/2013 35 4,000 2,000

Canadian Utilities Limited Options 47.84 Ell, John W. 7 14/06/2013 35 4,000 2,000

Canadian Utilities Limited Options 49.47 Ell, John W. 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Options 66.36 Ell, John W. 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Options 78.07 Ell, John W. 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Rights 44.34 (SAR) Ell, John W. 7 01/07/2003 00Canadian Utilities Limited Rights 44.34 (SAR) Ell, John W. 7 15/03/2008 56 2,000 2,000Canadian Utilities Limited Rights 44.34 (SAR) Ell, John W. 7 14/06/2013 35 4,000 2,000Canadian Utilities Limited Rights 47.84 (SAR) Ell, John W. 7 01/07/2003 00Canadian Utilities Limited Rights 47.84 (SAR) Ell, John W. 7 02/01/2007 56 2,000 2,000Canadian Utilities Limited Rights 47.84 (SAR) Ell, John W. 7 14/06/2013 35 4,000 2,000Canadian Utilities Limited Rights 49.47 (SAR) Ell, John W. 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Rights 66.36 (SAR) Ell, John W. 7 14/06/2013 35 2,000 1,000Canadian Utilities Limited Rights 78.07 (SAR) Ell, John W. 7 14/06/2013 35 2,000 1,000

Canadian Utilities Limited Options 45.34 Ellard, Denis M. 7 14/06/2013 35 4,000 2,000Canadian Utilities Limited Non-Voting Shares Class

ALambright, Roberta L. 5 04/06/2013 30 76.05 1,236 61

Canadian Utilities Limited Non-Voting Shares ClassA














Canadian Utilities Limited Options Lambright, Roberta L. 5 14/06/2013 35 5,000 2,500Canadian Utilities Limited Options 44.34 Lambright, Roberta L. 5 14/06/2013 35 4,000 2,000Canadian Utilities Limited Options 47.84 Lambright, Roberta L. 5 14/06/2013 35 6,000 3,000Canadian Utilities Limited Options 49.47 Lambright, Roberta L. 5 14/06/2013 35 2,000 1,000Canadian Utilities Limited Options 66.36 Lambright, Roberta L. 5 14/06/2013 35 2,000 1,000Canadian Utilities Limited Options 78.07 Lambright, Roberta L. 5 14/06/2013 35 1,500 750Canadian Utilities Limited Rights 43.56 (SAR) Lambright, Roberta L. 5 14/06/2013 35 5,000 2,500Canadian Utilities Limited Rights 44.34 (SAR) Lambright, Roberta L. 5 14/06/2013 35 4,000 2,000Canadian Utilities Limited Rights 47.84 (SAR) Lambright, Roberta L. 5 14/06/2013 35 6,000 3,000Canadian Utilities Limited Rights 49.47 (SAR) Lambright, Roberta L. 5 14/06/2013 35 2,000 1,000Canadian Utilities Limited Rights 66.36 (SAR) Lambright, Roberta L. 5 14/06/2013 35 2,000 1,000

Canadian Utilities Limited Rights 78.07 (SAR) Lambright, Roberta L. 5 14/06/2013 35 1,500 750Canexus Corporation Common Shares Kubera, Gary L. 4, 5 16/08/2013 10 7.45 190,000 5,000CanWel Building MaterialsGroup Ltd. (formerly, CanwelHoldings Corporation)

Convertible Debentures(5.85% ConvertibleUnsecured SubordinatedDebentures)

Marshall, Stephen William 4, 5 01/02/2010 00

CanWel Building MaterialsGroup Ltd. (formerly, CanwelHoldings Corporation)

Convertible Debentures(5.85% ConvertibleUnsecured SubordinatedDebentures)

Marshall, Stephen William 4, 5 09/08/2013 10 79 $16,000 $16,000

Canyon Services Group Inc. Options Fedora, Bradley P. D. 5 13/08/2013 50 12.07 405,685 36,585

Canyon Services Group Inc. Stock Based Units Fedora, Bradley P. D. 5 13/08/2013 56 50,445 13,245

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8403


T/O UnitPrice


Acquired/Disposed

Canyon Services Group Inc. Common Shares Matthies, Jeremy Paul 5 13/08/2013 10 11.82 6,400 1,700

Canyon Services Group Inc. Options O'Brien, Finbarr (Barry)Joseph

5 13/08/2013 50 12.07 264,693 18,293

Canyon Services Group Inc. Stock Based Units O'Brien, Finbarr (Barry)Joseph

5 13/08/2013 56 29,223 6,623

Canyon Services Group Inc. Common Shares Peskunowicz, AdolphJoseph John

5 13/08/2013 10 12.05 111,950 1,200

Canyon Services Group Inc. Options Peskunowicz, AdolphJoseph John

5 13/08/2013 50 12.07 341,360 18,293

Canyon Services Group Inc. Stock Based Units Peskunowicz, AdolphJoseph John

5 13/08/2013 56 29,223 6,623

Canyon Services Group Inc. Options Thue, Todd Garth 5 13/08/2013 50 12.07 204,693 18,293

Canyon Services Group Inc. Options Thue, Todd Garth 5 13/08/2013 50 12.07 222,986 18,293

Canyon Services Group Inc. Stock Based Units Thue, Todd Garth 5 13/08/2013 56 29,223 6,623

Canyon Services Group Inc. Options Vozniak, Charles R. 5 13/08/2013 50 12.07 132,089 5,589

Canyon Services Group Inc. Stock Based Units Vozniak, Charles R. 5 13/08/2013 56 22,724 2,024

Cardero Resource Corp. Common Shares Kopple, Robert Charles 3 08/08/2013 00Cardero Resource Corp. Common Shares Kopple, Robert Charles 3 08/08/2013 00 2,722,223Cardero Resource Corp. Common Shares Luxor Capital Group, LP 3 06/08/2013 00 12,142,173Cardero Resource Corp. Equity Swap - Long

Position 317,581 commonshares - expires March-July, 2014

Luxor Capital Group, LP 3 06/08/2013 00 1

Carmanah TechnologiesCorporation

Common Shares Simmons, John Charles 4, 5 15/07/2013 00 625,000

Castle Resources Inc. Common Shares Drake Private InvestmentsLLC

3 31/07/2013 00 35,614,328

Castle Resources Inc. Warrants Drake Private InvestmentsLLC

3 31/07/2013 00 2,750,000

Cayden Resources Inc. Options McCoy, Daniel 4 18/07/2013 50 0.9 335,000 35,000Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 16/07/2013 38 7.2 2,855 2,855

Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 16/07/2013 38 7.2 0 -2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 17/07/2013 38 7.15 2,700 2,700Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 17/07/2013 38 7.15 0 -2,700Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 18/07/2013 38 7.16 2,855 2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 18/07/2013 38 7.16 0 -2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 19/07/2013 38 7.2 2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 19/07/2013 38 7.2 2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 19/07/2013 38 7.2 -2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 19/07/2013 38 7.2 -2,855

Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 19/07/2013 38 7.15 2,300 2,300Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 19/07/2013 38 7.15 0 -2,300Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 22/07/2013 38 7.19 2,855 2,855

Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 22/07/2013 38 7.19 0 -2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 23/07/2013 38 7.25 800 800Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 23/07/2013 38 7.25 0 -800Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 25/07/2013 38 7.35 2,855 2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 25/07/2013 38 7.35 0 -2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 26/07/2013 38 7.62 2,855 2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 26/07/2013 38 7.62 0 -2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 29/07/2013 38 7.55 2,855 2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 29/07/2013 38 7.55 0 -2,855Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 30/07/2013 38 7.56 200 200

Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 30/07/2013 38 7.56 0 -200Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 31/07/2013 38 7.6 2,800 2,800

Ceres Global Ag Corp. Common Shares Ceres Global Ag Corp. 1 31/07/2013 38 7.6 0 -2,800Cervus EquipmentCorporation

Common Shares Johnson, Calvin Lorne 5 12/08/2013 10 20.09 44,973 -1,000

Cervus EquipmentCorporation

Common Shares DeferredShares

Johnson, Calvin Lorne 5 07/08/2013 56 19.6 58,866 2,551

CGI Group Inc. Options Anderson, David 5 09/08/2013 51 11.39 543,513 -24,800CGI Group Inc. Subordinate Voting

Shares Classe AAnderson, David 5 09/08/2013 51 11.39 24,800 24,800

CGI Group Inc. Subordinate VotingShares Classe A

Anderson, David 5 09/08/2013 10 35.059 22,000 -2,800


Anderson, David 5 09/08/2013 10 35.1 14,500 -7,500

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8404


T/O UnitPrice


Acquired/Disposed


Anderson, David 5 09/08/2013 10 35.09 9,500 -5,000


Anderson, David 5 09/08/2013 10 35.05 3,000 -6,500


Anderson, David 5 09/08/2013 10 35070 0 -3,000

CGI Group Inc. Options Boyajian, Mark 5 13/08/2013 51 15.49 49,825 -4,063CGI Group Inc. Options Boyajian, Mark 5 13/08/2013 51 19.71 45,884 -3,941CGI Group Inc. Subordinate Voting

Shares Classe ABoyajian, Mark 5 13/08/2013 51 15.49 4,063 4,063


Boyajian, Mark 5 13/08/2013 51 19.71 8,004 3,941


Boyajian, Mark 5 13/08/2013 10 36.2 0 -8,004

CGI Group Inc. Multiple Voting SharesClasse B

Brassard, Jean 4 08/08/2013 10 370,915 -335,392


Brassard, Jean 4 08/08/2013 10 35 17,258 -2,800


Brassard, Jean 4 08/08/2013 10 352,650 335,392


Brassard, Jean 4 09/08/2013 10 35.035 335,392 -17,258


Brassard, Jean 4 12/08/2013 10 35.25 285,392 -50,000


Brassard, Jean 4 12/08/2013 10 35.731 235,392 -50,000

CGI Group Inc. Rights PerformanceShare Units

Imbeau, André 3, 4, 5 08/08/2013 57 51,839 -7,893


Imbeau, André 3, 4, 5 08/08/2013 51 7,893


Imbeau, André 3, 4, 5 08/08/2013 57 218,053 7,893


Imbeau, André 3, 4, 5 08/08/2013 10 34.794 210,160 -7,893


Kirk, Thomas Clark 5 01/08/2013 30 28.393 1,038 382


Kirk, Thomas Clark 5 07/08/2013 10 33.617 748 -290


Kirk, Thomas Clark 5 12/08/2013 30 28.393 382


Kirk, Thomas Clark 5 12/08/2013 30 28.393 382

CGI Group Inc. Options Roy, Jacques 5 13/08/2013 51 12.54 31,595 -2,075CGI Group Inc. Subordinate Voting

Shares Classe ARoy, Jacques 5 13/08/2013 51 12.5 2,075 2,075


Roy, Jacques 5 13/08/2013 10 36.188 0 -2,075


Roy, Jacques 5 13/08/2013 10 36.23 21,328 -1,800


Roy, Jacques 5 13/08/2013 10 36.22 21,128 -200


Whitchurch, Michael 5 05/08/2013 30 16.64 350 175


Whitchurch, Michael 5 08/08/2013 10 21.51 0 -350

Changfeng Energy Inc. Common Shares Changfeng Energy Inc. 1 12/08/2013 38 0.33 786,800 21,000Changfeng Energy Inc. Common Shares Changfeng Energy Inc. 1 13/08/2013 38 0.33 800,300 13,500

Changfeng Energy Inc. Common Shares Changfeng Energy Inc. 1 14/08/2013 38 0.33 820,300 20,000Changfeng Energy Inc. Common Shares Changfeng Energy Inc. 1 15/08/2013 38 0.33 835,300 15,000Changfeng Energy Inc. Common Shares Changfeng Energy Inc. 1 16/08/2013 38 0.33 881,300 46,000Chesswood Group Limited Common Shares Sonshine, Edward 3 02/08/2013 10 12 14,200 -10,800Chesswood Group Limited Common Shares Sonshine, Edward 3 06/08/2013 10 11.7 13,900 -300

Chesswood Group Limited Common Shares Sonshine, Edward 3 08/08/2013 10 12 13,300 -600Chesswood Group Limited Common Shares Sonshine, Edward 3 08/08/2013 10 12.01 12,800 -500Chesswood Group Limited Common Shares Sonshine, Edward 3 08/08/2013 10 12.02 12,200 -600Chesswood Group Limited Common Shares Sonshine, Edward 3 08/08/2013 10 12.1 12,100 -100Chesswood Group Limited Common Shares Sonshine, Edward 3 09/08/2013 10 12.03 5,900 -6,200Chesswood Group Limited Common Shares Sonshine, Edward 3 13/08/2013 10 11.9 0 -5,900Chesswood Group Limited Common Shares Sonshine, Edward 3 02/08/2013 10 12 -10,800

Chesswood Group Limited Common Shares Sonshine, Edward 3 06/08/2013 10 11.7 -300Chesswood Group Limited Common Shares Sonshine, Edward 3 09/08/2013 10 12.03 -6,200Chesswood Group Limited Common Shares Sonshine, Edward 3 13/08/2013 10 11.9 -5,900

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8405


T/O UnitPrice


Acquired/Disposed

China Education ResourcesInc.

Common Shares Keywise Greater ChinaMaster Fund

3 12/08/2013 10 0.136 4,821,500 -5,000



3 15/08/2013 10 0.1385 4,811,500 -10,000



3 16/08/2013 10 0.15 4,801,500 -10,000

Choice Properties RealEstate Investment Trust

Trust Units Adams, Kerry Dawn 4 26/06/2013 00


Trust Units Adams, Kerry Dawn 4 04/07/2013 00


Trust Units Baillie, A. Charles 7 26/06/2013 00


Trust Units Baillie, A. Charles 7 04/07/2013 00


Trust Units Beeston, Paul 6 26/06/2013 00


Trust Units Beeston, Paul 6 04/07/2013 00


Trust Units Binning, Paviter Singh 7 26/06/2013 00


Trust Units Binning, Paviter Singh 7 04/07/2013 00


Trust Units Clark, Christie JamesBeckett

4, 6 26/06/2013 00


Trust Units Clark, Christie JamesBeckett

4, 6 04/07/2013 00


Trust Units Currie, Gordon AndrewMcDonald

6, 7 26/06/2013 00



6, 7 04/07/2013 00



6, 7 26/06/2013 00



6, 7 04/07/2013 00


Trust Units Davis, Sarah Ruth 6 26/06/2013 00
























Trust Units Dufresne, Richard 7 26/06/2013 00


Trust Units Dufresne, Richard 7 04/07/2013 00


Trust Units Eadie, Graeme McAlilster 4 26/06/2013 00


Trust Units Eadie, Graeme McAlilster 4 04/07/2013 00


Trust Units Felman, Michelle 4 26/06/2013 00


Trust Units Felman, Michelle 4 03/07/2013 00


Trust Units Germain, Christiane 6 26/06/2013 00

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8406


T/O UnitPrice


Acquired/Disposed


Trust Units Germain, Christiane 6 04/07/2013 00


Trust Units Kitt, Michael 4 26/06/2013 00


Trust Units Kitt, Michael 4 04/07/2013 00


Trust Units Lacey, John Stewart 6, 7 26/06/2013 00


Trust Units Lacey, John Stewart 6, 7 04/07/2013 00


Trust Units Lockhart, Nancy 6 26/06/2013 00


Trust Units Lockhart, Nancy 6 04/07/2013 00


Trust Units Marcoux, Isabelle 6 26/06/2013 00


Trust Units Marcoux, Isabelle 6 04/07/2013 00


Options Marshall, S. Jane 5 26/06/2013 00


Options Marshall, S. Jane 5 04/07/2013 00


Restricted Units Marshall, S. Jane 5 26/06/2013 00


Restricted Units Marshall, S. Jane 5 04/07/2013 00


Trust Units Marshall, S. Jane 5 26/06/2013 00


Trust Units Marshall, S. Jane 5 04/07/2013 00


Options Morrison, John Rennie 4, 5 26/06/2013 00


Options Morrison, John Rennie 4, 5 04/07/2013 00


Restricted Units Morrison, John Rennie 4, 5 26/06/2013 00


Restricted Units Morrison, John Rennie 4, 5 04/07/2013 00


Trust Units Morrison, John Rennie 4, 5 26/06/2013 00


Trust Units Morrison, John Rennie 4, 5 04/07/2013 00


Options Munn, Bart Scott 5 26/06/2013 00


Options Munn, Bart Scott 5 04/07/2013 00


Restricted Units Munn, Bart Scott 5 26/06/2013 00


Restricted Units Munn, Bart Scott 5 04/07/2013 00


Trust Units Munn, Bart Scott 5 26/06/2013 00


Trust Units Munn, Bart Scott 5 04/07/2013 00


Trust Units O'Neill, Thomas Charles 6 26/06/2013 00


Trust Units O'Neill, Thomas Charles 6 04/07/2013 00


Trust Units Prichard, John RobertStobo

7 26/06/2013 00


Trust Units Prichard, John RobertStobo

7 04/07/2013 00


Trust Units Sullivan, Daniel Francis 4 26/06/2013 00


Trust Units Sullivan, Daniel Francis 4 04/07/2013 00


Trust Units Weiss, Paul Raymond 4 26/06/2013 00


Trust Units Weiss, Paul Raymond 4 04/07/2013 00


Trust Units Weston, W. Galen 7 26/06/2013 00

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8407


T/O UnitPrice


Acquired/Disposed








Trust Units Weston, Willard GalenGarfield

4, 6 26/06/2013 00


Trust Units Weston, Willard GalenGarfield

4, 6 04/07/2013 00


Trust Units Wetmore, John Donald 6 26/06/2013 00


Trust Units Wetmore, John Donald 6 04/07/2013 00

CI Financial Corp. Common Shares Blair, Lorraine P. 7 14/08/2013 51 32.75 49,068 1,576CI Financial Corp. Options Blair, Lorraine P. 7 14/08/2013 51 21.55 24,000 -6,000CI Financial Corp. Common Shares Holland, William T. 4 12/08/2013 51 32.69 15,742 15,726CI Financial Corp. Common Shares Holland, William T. 4 13/08/2013 10 33 16 -15,726

CI Financial Corp. Options Holland, William T. 4 12/08/2013 51 21.98 178,334 -62,500

Cineplex Inc. Options Fitzgerald, Anne Tunstall 5 14/08/2013 59 -4,952Cineplex Inc. Options Fitzgerald, Anne Tunstall 5 14/08/2013 59 -4,952Cineplex Inc. Options Fitzgerald, Anne Tunstall 5 14/08/2013 59 30,723 -4,952Cineplex Inc. Options McGrath, Daniel F. 5 12/08/2013 59 39.31 127,541 -8,935Cineplex Inc. Options McGrath, Daniel F. 5 14/08/2013 59 39.94 125,541 -2,000Cineplex Inc. Common Shares Stanghieri, Fabrizio 5 13/08/2013 10 40.03 5,431 -1,000Cipher Pharmaceuticals Inc. Common Shares Aigner, Stefan 4 15/08/2013 30 6.73 41,022 267

Cipher Pharmaceuticals Inc. Common Shares Andrews, Larry 5 15/08/2013 30 6.73 75,195 178

Cipher Pharmaceuticals Inc. Common Shares Claypool, William 4 15/08/2013 30 6.73 127,659 267

Cipher Pharmaceuticals Inc. Common Shares Evans, Norman Charles 5 12/08/2013 10 7.81 52,808 -2,500

Cipher Pharmaceuticals Inc. Common Shares Evans, Norman Charles 5 13/08/2013 10 7.94 47,408 -5,400

Cipher Pharmaceuticals Inc. Common Shares Evans, Norman Charles 5 15/08/2013 30 6.73 47,527 119

Cipher Pharmaceuticals Inc. Common Shares Garriock, William Charles 4 15/08/2013 30 6.73 21,289 149

Cipher Pharmaceuticals Inc. Common Shares McDole, Gerald P. 4 15/08/2013 30 6.73 46,171 238

Clarke Inc. Common Shares Rapps, Michael 4, 6, 5 14/08/2013 10 5.49 22,300 2,100Clarke Inc. Common Shares Rapps, Michael 4, 6, 5 14/08/2013 10 5.5 25,000 2,700Clarke Inc. Common Shares Snelgrove, Andrew 5 27/01/2012 00Clarke Inc. Common Shares Snelgrove, Andrew 5 15/08/2013 10 5.5376 4,500 4,500Cliffmont Resources Ltd. Common Shares Tindale, Jeffery 4 07/08/2013 10 0.08 651,000 2,000

Cliffmont Resources Ltd. Common Shares Tindale, Jeffery 4 13/08/2013 10 0.1 656,000 5,000

CO2 Solutions Inc. Convertible Debentures Carley, Jonathan 5 01/05/2008 00CO2 Solutions Inc. Convertible Debentures Carley, Jonathan 5 09/08/2013 16 $10,000 $10,000CO2 Solutions Inc. Warrants Carley, Jonathan 5 01/05/2008 00CO2 Solutions Inc. Warrants Carley, Jonathan 5 09/08/2013 16 41,670 41,670CO2 Solutions Inc. Convertible Debentures Fradette, Louis 5 17/01/2013 00CO2 Solutions Inc. Convertible Debentures Fradette, Louis 5 09/08/2013 16 $10,000 $10,000CO2 Solutions Inc. Warrants Fradette, Louis 5 17/01/2013 00CO2 Solutions Inc. Warrants Fradette, Louis 5 09/08/2013 16 41,670 41,670CO2 Solutions Inc. Convertible Debentures Kelly, Glenn Robert 4, 5 13/02/2008 00CO2 Solutions Inc. Convertible Debentures Kelly, Glenn Robert 4, 5 09/08/2013 16 $2,000 $2,000CO2 Solutions Inc. Warrants Kelly, Glenn Robert 4, 5 09/08/2013 16 33,334 8,334CO2 Solutions Inc. Convertible Debentures Manherz, Robert 3, 4 28/08/2008 00

CO2 Solutions Inc. Convertible Debentures Manherz, Robert 3, 4 09/08/2013 16 $843,000 $843,000CO2 Solutions Inc. Warrants Manherz, Robert 3, 4 28/08/2008 00CO2 Solutions Inc. Warrants Manherz, Robert 3, 4 09/08/2013 16 3,512,781 3,512,781CO2 Solutions Inc. Convertible Debentures Okell, Kimberley 4 12/12/2001 00CO2 Solutions Inc. Convertible Debentures Okell, Kimberley 4 09/08/2013 16 $5,000 $5,000CO2 Solutions Inc. Warrants Okell, Kimberley 4 09/08/2013 16 25,835 20,835CO2 Solutions Inc. Convertible Debentures Pelletier, Martin P. 4 08/07/2003 00CO2 Solutions Inc. Convertible Debentures Pelletier, Martin P. 4 09/08/2013 16 $2,000 $2,000CO2 Solutions Inc. Warrants Pelletier, Martin P. 4 09/08/2013 16 8,334 8,334CO2 Solutions Inc. Convertible Debentures Price, Evan 4, 5 14/10/2008 00CO2 Solutions Inc. Convertible Debentures Price, Evan 4, 5 09/08/2013 16 $63,000 $63,000CO2 Solutions Inc. Warrants Price, Evan 4, 5 14/10/2008 00

CO2 Solutions Inc. Warrants Price, Evan 4, 5 09/08/2013 16 262,521 262,521

CO2 Solutions Inc. Convertible Debentures Skinner, Thom 5 07/03/2011 00CO2 Solutions Inc. Convertible Debentures Skinner, Thom 5 09/08/2013 16 $10,000 $10,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8408


T/O UnitPrice


Acquired/Disposed

CO2 Solutions Inc. Warrants Skinner, Thom 5 09/08/2013 16 66,670 41,670Coastal Energy Company Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 14.339 11,615,885 11,800Coastal Energy Company Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 14.287 11,610,885 -5,000

Coastal Energy Company Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 14.307 5,000Coastal Energy Company Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 14.307 11,605,885 -5,000

Coastal Energy Company Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 14.296 11,592,785 -13,100Coastal Gold Corp. Common Shares Duras, Greg 5 19/02/2013 37 80,000 -320,000Coastal Gold Corp. Options Duras, Greg 5 09/07/2013 51 0.1 875,000 500,000Coastal Gold Corp. Call Gower, David Patrick 4, 5 19/02/2013 37 200,000 -800,000Coastal Gold Corp. Common Shares Gower, David Patrick 4, 5 19/02/2013 37 312,467 -1,249,866Coastal Gold Corp. Common Shares Gower, David Patrick 4, 5 19/02/2013 37 167,000 -668,000Coastal Gold Corp. Options Gower, David Patrick 4, 5 03/11/2011 52 0.265 2,200,000 -1,000,000Coastal Gold Corp. Options Gower, David Patrick 4, 5 01/02/2013 52 0.47 2,000,000 -200,000Coastal Gold Corp. Options Gower, David Patrick 4, 5 19/02/2013 37 0.5 1,600,000 -400,000Coastal Gold Corp. Options Gower, David Patrick 4, 5 19/02/2013 37 1 400,000 -1,200,000Coastal Gold Corp. Options Gower, David Patrick 4, 5 09/07/2013 50 0.1 900,000 250,000

Coastal Gold Corp. Common Shares Pearson, William 4, 5 19/02/2013 37 834,576 -3,338,302

Coastal Gold Corp. Common Shares Pearson, William 4, 5 19/02/2013 37 446,550 -1,786,200Coastal Gold Corp. Common Shares Pearson, William 4, 5 13/08/2013 10 0.025 1,083,425 636,875Coastal Gold Corp. Common Shares Pearson, William 4, 5 13/08/2013 10 0.03 1,165,425 82,000Coastal Gold Corp. Common Shares Pearson, William 4, 5 19/02/2013 37 140,000 -560,000Coastal Gold Corp. Common Shares Pearson, William 4, 5 13/08/2013 10 0.02 182,000 42,000Coastal Gold Corp. Common Shares Pearson, William 4, 5 13/08/2013 10 0.025 400,000 218,000Coastal Gold Corp. Common Shares Pearson, William 4, 5 13/08/2013 10 0.03 500,000 100,000Coastal Gold Corp. Common Shares Pearson, William 4, 5 19/02/2013 37 600,000 -2,400,000Coastal Gold Corp. Common Shares Pearson, William 4, 5 13/08/2013 10 0.025 1,000,000 400,000Coastal Gold Corp. Options Pearson, William 4, 5 19/02/2013 37 0.5 1,600,000 -400,000Coastal Gold Corp. Options Pearson, William 4, 5 19/02/2013 37 1 400,000 -1,200,000Coastal Gold Corp. Common Shares Reid, Christopher Justin 5 19/02/2013 37 10,000 -40,000

Coastal Gold Corp. Common Shares Van Deurzen, Joshua Frank 5 19/02/2013 37 20,000 -80,000

Coastal Gold Corp. Options Van Deurzen, Joshua Frank 5 19/02/2013 37 1 40,000 -160,000

COLBA.NET TELECOMINC.

Common Shares Bassili, Joseph 3, 4, 5 24/01/2005 00

COLBA.NET TELECOMINC.

Common Shares Bassili, Joseph 3, 4, 5 15/08/2013 11 2,432,621 2,432,621

Colossus Minerals Inc. Common Shares Arias, J. Alberto 3, 4 13/08/2013 10 0.75 1,646,017 533,330Colossus Minerals Inc. Common Shares Arias, J. Alberto 3, 4 13/08/2013 10 0.75 29,011,216 9,400,003Colossus Minerals Inc. Warrants CSI.WT.B

Expire August 13, 2015Arias, J. Alberto 3, 4 11/03/2013 00

Colossus Minerals Inc. Warrants CSI.WT.BExpire August 13, 2015

Arias, J. Alberto 3, 4 13/08/2013 53 266,665 266,665


Arias, J. Alberto 3, 4 11/03/2013 00


Arias, J. Alberto 3, 4 13/08/2013 53 4,700,002 4,700,002

Colossus Minerals Inc. Common Shares Leiderman, Mel 4 13/08/2013 15 0.75 20,000 15,000Colossus Minerals Inc. Warrants CSI.WT.B

Expire August 13, 2015Leiderman, Mel 4 01/08/2011 00


Leiderman, Mel 4 13/08/2013 15 7,500 7,500

Colossus Minerals Inc. Common Shares Mancuso, Claudio 4, 5 13/08/2013 15 0.75 150,000 50,000Colossus Minerals Inc. Warrants CSI.WT.B

Expire August 13, 2015Mancuso, Claudio 4, 5 03/03/2011 00


Mancuso, Claudio 4, 5 13/08/2013 15 0.75 25,000 25,000

Colossus Minerals Inc. Notes Unsecured Gold-Liked Notes Due Dec. 31,2016

Reeson, Douglas 4 13/06/2013 10 69 $10


Reeson, Douglas 4 13/06/2013 10 690 $1,000 $1,000


Reeson, Douglas 4 13/06/2013 10 69.37 $110


Reeson, Douglas 4 13/06/2013 10 693.7 $12,000 $11,000


Reeson, Douglas 4 13/06/2013 10 69.8 $10

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8409


T/O UnitPrice


Acquired/Disposed


Reeson, Douglas 4 13/06/2013 10 698 $13,000 $1,000


Reeson, Douglas 4 13/06/2013 10 69.82 $10


Reeson, Douglas 4 13/06/2013 10 698.2 $14,000 $1,000


Reeson, Douglas 4 13/06/2013 10 69.85 $10


Reeson, Douglas 4 13/06/2013 10 698.5 $15,000 $1,000


Reeson, Douglas 4 13/06/2013 10 69.87 $150


Reeson, Douglas 4 13/06/2013 10 698.7 $30,000 $15,000

Colossus Minerals Inc. Common Shares Turner, John StephenMorris

4 13/08/2013 15 0.75 53,000 25,000


Turner, John StephenMorris

4 13/12/2012 00


Turner, John StephenMorris

4 13/08/2013 15 0.75 12,500 12,500

Cominar Real EstateInvestment Trust

Trust Units Bell, Mary-Ann 4 14/08/2013 10 19.68 2,000 1,000


Options Pepin, Carl 5 13/08/2013 51 15.14 45,900 -10,500


Trust Units Pepin, Carl 5 13/08/2013 51 15.14 24,971 10,500


Trust Units Pepin, Carl 5 13/08/2013 10 19.32 14,471 -10,500

Connacher Oil and GasLimited

Options Beaudry, Jesse James 5 16/08/2013 50 0.25 1,037,379 210,000


Restricted Share Units Beaudry, Jesse James 5 16/08/2013 56 116,667 50,000


Options Johnson, Merle Duane 5 16/08/2013 50 0.25 1,232,500 275,000


Restricted Share Units Johnson, Merle Duane 5 16/08/2013 56 136,667 70,000


Options Pollard, Gregory Ian 5 16/08/2013 50 0.25 775,000 275,000


Restricted Share Units Pollard, Gregory Ian 5 16/08/2013 56 170,000 70,000

Constellation Software Inc. Common Shares Anzarouth, Bernard 5 13/08/2013 30 168.25 143,054 8Constellation Software Inc. Common Shares Gernega, Boris 7 07/08/2013 10 161.99 4,158 -300Constellation Software Inc. Common Shares Gernega, Boris 7 07/08/2013 10 163.29 3,958 -200Constellation Software Inc. Common Shares Gernega, Boris 7 07/08/2013 10 163 3,858 -100Continental Gold Limited(formerly Cronus ResourcesLtd.)

Common Shares Murphy, Paul 4 16/08/2013 51 2.35 10,000 10,000

Continental Gold Limited(formerly Cronus ResourcesLtd.)

Common Shares Murphy, Paul 4 16/08/2013 10 4.55 0 -10,000

Continental Gold Limited(formerly Cronus ResourcesLtd.)

Options Murphy, Paul 4 16/08/2013 51 2.35 402,000 -10,000

Coro Mining Corp. Common Shares Dundee Corporation 3 15/08/2013 10 0.1 7,326,090 -21,000

Cortex Business SolutionsInc.

Options Curry, Trudy Dorreen 5 08/08/2013 50 0.22 1,983,750 500,000


Options Lailey, Ryan Douglas 5 08/08/2013 50 0.22 2,224,006 500,000


Options Smith, Arthur B 5 08/08/2013 50 0.22 2,802,764 1,000,000

Corvus Gold Inc. Options Aaker, Steve 4 16/08/2013 50 0.76 300,000 100,000Corvus Gold Inc. Options BRECHTEL, Carl 5 16/08/2013 50 0.76 800,000 300,000

Corvus Gold Inc. Options Gignac, Catherine 4 16/08/2013 00 150,000Corvus Gold Inc. Options Mai, Quentin 5 16/08/2013 50 0.76 800,000 300,000Corvus Gold Inc. Options MYERS, RUSSELL 5 16/08/2013 50 0.76 700,000 300,000Corvus Gold Inc. Options Perkins, Rowland 4 16/08/2013 50 0.76 400,000 150,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8410


T/O UnitPrice


Acquired/Disposed

Corvus Gold Inc. Options PONTIUS, Jeffrey A. 4, 5 16/08/2013 50 0.76 1,000,234 500,000Corvus Gold Inc. Common Shares Wu, Peggy 5 12/08/2013 51 0.69 176,500 70,000Corvus Gold Inc. Options Wu, Peggy 5 12/08/2013 51 0.69 150,000 -70,000

Corvus Gold Inc. Options Yarrow, Edward William 4 16/08/2013 50 0.76 300,000 100,000CounterPath Corporation Common Shares Covington Venture Fund

Inc.3 04/07/2013 47 4,132,418 49,868

Crescent Point Energy Corp. Common Shares Saxberg, Scott 4 12/08/2013 10 39.3 882,177 -73,200


Crescent Point Energy Corp. Common Shares Saxberg, Scott 4 14/08/2013 10 39.03 880,177 -400




Crescent Point Energy Corp. Common Shares Saxberg, Scott 4 14/08/2013 10 39 830,177 -36,700

Crown Gold Corporation Options Cole, George 4 15/07/2013 00

Crown Gold Corporation Options Cole, George 4 01/08/2013 50 0.015 500,000 500,000Crown Gold Corporation Options Dunn, Stephen Ronald 4 07/08/2013 50 0.1 1,400,000 500,000Crown Gold Corporation Options Fairbairn, James Neville 4 07/08/2013 50 0.1 800,000 500,000Crystallex InternationalCorporation

Options Crombie, Robert 5 12/08/2013 52 3 643,300 -50,000

Crystallex InternationalCorporation

Options Fung, Robert Arthur 4 10/08/2013 52 3 2,665,000 -525,000


Options Marshall, Anthony Richard 5 10/08/2013 52 3 772,400 -130,000


Options Oppenheimer, Marc Jeffrey 4 12/08/2013 52 3 2,320,000 -375,000

Currency ExchangeInternational, Corp.

Common Shares Scherer, Peter 5 15/08/2013 10 8.42 4,000 2,000

CVTech Group Inc. Common Shares Groupe CVTech inc. 1 17/07/2013 38 1.18 40,145 2,000CVTech Group Inc. Common Shares Groupe CVTech inc. 1 17/07/2013 38 1.2 40,945 800CVTech Group Inc. Common Shares Groupe CVTech inc. 1 17/07/2013 38 1.21 44,445 3,500CVTech Group Inc. Common Shares Groupe CVTech inc. 1 22/07/2013 38 1.21 55,145 2,100CVTech Group Inc. Common Shares Groupe CVTech inc. 1 26/07/2013 38 1.2 1,000CVTech Group Inc. Common Shares Groupe CVTech inc. 1 26/07/2013 38 1.2 1,000CYGAM Energy Inc. Options Cosijn, Gerardjan (Oppe) 5 15/08/2013 50 0.1 1,349,000 89,000CYGAM Energy Inc. Options Cosijn, Gerardjan (Oppe) 5 15/08/2013 50 0.1 1,438,000 89,000CYGAM Energy Inc. Options Cosijn, Gerardjan (Oppe) 5 15/08/2013 50 0.1 1,527,000 89,000

CYGAM Energy Inc. Options Haverson, Peter 4 15/08/2013 50 519,666 63,000CYGAM Energy Inc. Options Haverson, Peter 4 15/08/2013 50 582,666 63,000

CYGAM Energy Inc. Options Haverson, Peter 4 15/08/2013 50 645,666 63,000CYGAM Energy Inc. Options Rigo de Righi, Giuseppe 4, 5 15/08/2013 50 688,000 76,000CYGAM Energy Inc. Options Rigo de Righi, Giuseppe 4, 5 15/08/2013 50 764,000 76,000CYGAM Energy Inc. Options Rigo de Righi, Giuseppe 4, 5 15/08/2013 50 840,000 76,000CYGAM Energy Inc. Options Robertson, Alastair James 5 15/08/2013 50 1,351,000 101,000

CYGAM Energy Inc. Options Robertson, Alastair James 5 15/08/2013 50 1,452,000 101,000

CYGAM Energy Inc. Options Robertson, Alastair James 5 15/08/2013 50 1,553,000 101,000

CYGAM Energy Inc. Options Taylor, David Robert 4 15/08/2013 50 4,934,000 146,000CYGAM Energy Inc. Options Taylor, David Robert 4 15/08/2013 50 5,080,000 146,000CYGAM Energy Inc. Options Taylor, David Robert 4 15/08/2013 50 5,226,000 146,000D-Box Technologies Inc. Options Brunel, Louis 4 14/08/2013 50 0.2 40,000

D-Box Technologies Inc. Options Brunel, Louis 4 14/08/2013 50 0.2 390,000 80,000D-Box Technologies Inc. Options Colbert, Jean 4 14/08/2013 50 0.2 192,000 40,000

D-Box Technologies Inc. Options Dalaroy, Kit 4 14/08/2013 00D-Box Technologies Inc. Options Dalaroy, Kit 4 14/08/2013 50 0.2 40,000 40,000D-Box Technologies Inc. Options Desrosiers, Jean Pierre 4 14/08/2013 50 0.2 140,000 40,000D-Box Technologies Inc. Options Lamarre, Jean 4 14/08/2013 00D-Box Technologies Inc. Options Lamarre, Jean 4 14/08/2013 50 0.2 40,000 40,000D-Box Technologies Inc. Options PHÉNIX, ÉLAINE C. 4 14/08/2013 50 0.2 210,000 40,000DANIER LEATHER INC. Rights Restricted Share

Units (cash settled)Aitken, Bruce 5 10/08/2013 59 11.65 1,400 -400

DANIER LEATHER INC. Rights Restricted ShareUnits (cash settled)

Aitken, Bruce 5 11/08/2013 59 11.65 400 -1,000


Copeland, Clare Robert 4 11/08/2013 59 11.65 10,000 -5,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8411


T/O UnitPrice


Acquired/Disposed


Copeland, Clare Robert 4 14/08/2013 56 15,000 5,000


Cutter, Philip 5 10/08/2013 59 11.65 2,301 -633


Cutter, Philip 5 11/08/2013 59 11.65 634 -1,667


Hawken, Edwin F. 4 11/08/2013 59 11.65 10,000 -5,000


Hawken, Edwin F. 4 14/08/2013 56 15,000 5,000


Kahn, Stephen 4 11/08/2013 59 11.65 10,000 -5,000


Kahn, Stephen 4 14/08/2013 56 15,000 5,000


Koel, Olga 5 10/08/2013 59 11.65 2,301 -633


Koel, Olga 5 11/08/2013 59 11.65 634 -1,667


Lopez, Guia 5 10/08/2013 59 11.65 2,301 -633


Lopez, Guia 5 11/08/2013 59 11.65 634 -1,667


Marshall, Karen 5 10/08/2013 59 11.65 1,400 -800


Marshall, Karen 5 11/08/2013 59 11.65 400 -1,000


Murphy, Douglas Donovan 4 11/08/2013 59 11.65 10,000 -5,000


Murphy, Douglas Donovan 4 14/08/2013 56 15,000 5,000


Ruivo, Cris 5 10/08/2013 59 11.65 1,867 -500


Ruivo, Cris 5 11/08/2013 59 11.65 500 -1,367


Tatoff, Bryan 5 10/08/2013 59 11.65 4,234 -2,266


Tatoff, Bryan 5 11/08/2013 59 11.65 1,134 -3,100


Wortsman, Jeffrey 3, 4, 5 11/08/2013 59 11.65 16,400 -45,900

Davis + HendersonCorporation

Common Shares Caldwell, David Alan 7 13/08/2013 15 21.4 6,100 4,600


Common Shares Damp, Paul 4 14/05/2012 10 16.45 1,100


Common Shares Damp, Paul 4 14/06/2012 10 16.45 138,900 1,100


Common Shares Damp, Paul 4 13/08/2013 15 21.4 213,700 46,700


Common Shares Feeney, Gordon J. 4 13/08/2013 15 21.4 300,000 100,000


Common Shares Foulkes, Michael A 4 13/08/2013 15 21.4 31,700 4,700


Common Shares Kyle, Brian Scott 5 13/08/2013 15 21.4 31,800 11,800


Common Shares Kyle, Brian Scott 5 13/08/2013 15 24.5 11,800 -20,000


Common Shares Kyle, Brian Scott 5 13/08/2013 15 24.3 0 -11,800


Common Shares Noftall, Robert Clar 7 13/08/2013 15 21.4 2,300 2,300


Common Shares Nullmeyer, Bradley D 4 13/08/2013 15 21.4 89,700 46,700


Common Shares Schmid, Gerrard Bruce 7 13/08/2013 15 21.4 17,605 4,863


Common Shares Schmid, Gerrard Bruce 7 13/08/2013 15 21.4 17,622 1,822


Common Shares Schmid, Gerrard Bruce 7 13/08/2013 15 21.4 10,825 325

Denison Mines Corp.(formerly InternationalUranium Corporation)

Common Shares Stefan, Catherine JeanGarrett

4 15/08/2013 10 1.26 160,280 80,000

Difference Capital FinancialInc.

Common Shares Brown, James 8 26/07/2013 15 3.75 70,000 60,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8412


T/O UnitPrice


Acquired/Disposed

DirectCash Payments Inc. Common Shares Gallacher, Susan 3, 4 01/08/2013 10 23.45 2,074,052 -100Discovery Air Inc. Common Shares Class A Ward, Beverly 7 05/08/2013 00

DREAM Unlimited Corp. Preferred Shares FirstPreference Shares,Series 1

Valentini, George 5 15/07/2013 00 800

Duluth Metals Limited Common Shares StockOption Plan

Pugsley, Thomas Fraser 4 15/08/2013 52 2.05 600,000 -150,000

Dundee Industrial RealEstate Investment Trust

Units CAMERON, RANDY B. 5 19/02/2013 00


Units CAMERON, RANDY B. 5 14/08/2013 10 8.61 700 700




Units CAMERON, RANDY B. 5 19/02/2013 00




Units Cooper, Michael 4, 7 04/10/2012 00


Units Cooper, Michael 4, 7 09/08/2013 10 8.4491 39,000 39,000









Dundee International RealEstate Investment Trust


Dundee International RealEstate Investment Trust

Units Valentini, George 7 15/07/2013 00 17,000

Dundee Precious Metals Inc. Common Shares Nixon, Peter 4 15/08/2013 51 1.37 5,754 5,000

Dundee Precious Metals Inc. Common Shares Nixon, Peter 4 15/08/2013 10 5.74 754 -5,000

Dundee Precious Metals Inc. Options Nixon, Peter 4 15/08/2013 51 1.37 75,000 -5,000

Dundee Precious Metals Inc. Common Shares Wilson, William George 4 12/08/2013 51 1.37 25,000 25,000

Dundee Precious Metals Inc. Common Shares Wilson, William George 4 14/08/2013 10 5,400 -19,600

Dundee Precious Metals Inc. Common Shares Wilson, William George 4 15/08/2013 10 0 -5,400

Dundee Precious Metals Inc. Common Shares Wilson, William George 4 15/08/2013 51 1.37 50,000 50,000

Dundee Precious Metals Inc. Options Wilson, William George 4 12/08/2013 51 1.37 136,750 -25,000

Dundee Precious Metals Inc. Options Wilson, William George 4 15/08/2013 51 1.37 86,750 -50,000

Dundee Real EstateInvestment Trust

Trust Units Series A Cooper, Michael 4, 7, 5 13/08/2013 10 29.854 791,470 16,000

Dynacor Gold Mines Inc. Options Branchaud, René 4 12/08/2013 50 175,000 25,000Dynacor Gold Mines Inc. Options Canova, Eddy 4 12/08/2013 50 75,000 25,000Dynacor Gold Mines Inc. Options Demers, Roger 4 12/08/2013 50 75,000 25,000

Dynacor Gold Mines Inc. Options Devitre, Richard 4 12/08/2013 50 50,000 25,000Dynacor Gold Mines Inc. Options Duchesne, Johanne 4 12/08/2013 50 100,000 25,000Dynacor Gold Mines Inc. Options Lachance, Denis 4 12/08/2013 50 50,000 25,000Dynacor Gold Mines Inc. Options Lapalme, Robert 4 12/08/2013 50 125,000 25,000Dynacor Gold Mines Inc. Options Teoli, Leonard 5 12/08/2013 50 300,000 75,000

Eclipse ResidentialMortgage InvestmentCorporation

Class A Shares Brompton Corp. 7 15/08/2013 10 9.4 201,600 500

Economic Investment TrustLimited

Common Shares Jackman, Duncan NewtonRowell

4, 5 14/08/2013 10 79.2 21,539 2,000

EcoSynthetix Inc. Options Colcleugh, Dave 4 07/08/2013 50 4.77 141,779 13,730EcoSynthetix Inc. Options van Leeuwen, John 4, 5 12/06/2013 50 4.32 298,503EcoSynthetix Inc. Options van Leeuwen, John 4, 5 12/06/2013 50 4.32 5,975,881 267,081EcoSynthetix Inc. Options van Leeuwen, John 4, 5 12/06/2013 56 4.32 24,990EcoSynthetix Inc. Options van Leeuwen, John 4, 5 12/06/2013 56 24,990EcoSynthetix Inc. Options van Leeuwen, John 4, 5 12/06/2013 56 5,998,241 22,360

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8413


T/O UnitPrice


Acquired/Disposed

EGI Financial Holdings Inc. Common Shares Dobronyi, Steve 5 13/08/2013 10 10.97 49,050 1,400EGI Financial Holdings Inc. Common Shares Dobronyi, Steve 5 13/08/2013 10 11 51,150 2,100Eldorado Gold Corporation Common Shares Churcher, Dale Leeworthy 5 15/08/2013 51 4.88 247,500 90,000

Eldorado Gold Corporation Common Shares Churcher, Dale Leeworthy 5 15/08/2013 10 9.25 222,500 -25,000






Eldorado Gold Corporation Options Churcher, Dale Leeworthy 5 05/08/2013 52 7.78 477,041 -45,000

Eldorado Gold Corporation Options Churcher, Dale Leeworthy 5 15/08/2013 51 4.88 387,041 -90,000

Eldorado Gold Corporation Common Shares Silva, Lincoln 5 12/08/2013 51 4.88 75,996 72,000

Eldorado Gold Corporation Common Shares Silva, Lincoln 5 12/08/2013 10 8.71 71,996 -4,000





Eldorado Gold Corporation Common Shares Silva, Lincoln 5 12/08/2013 10 8.735 26,396 -400



Eldorado Gold Corporation Options Silva, Lincoln 5 12/08/2013 51 4.88 312,254 -72,000

Eldorado Gold Corporation Common Shares Skayman, Paul James 5 15/08/2013 51 4.88 83,617 30,000

Eldorado Gold Corporation Common Shares Skayman, Paul James 5 15/08/2013 10 9.53 53,617 -30,000

Eldorado Gold Corporation Options Skayman, Paul James 5 15/08/2013 51 4.88 591,932 -30,000

Element FinancialCorporation

Common Shares Arthur, Philip Duke 4 14/08/2013 36 15,000 5,000


Special Warrants Arthur, Philip Duke 4 14/08/2013 36 0 -5,000


Common Shares Béland, Michel 5 14/08/2013 36 378,078 15,808


Special Warrants Béland, Michel 5 14/08/2013 36 0 -15,808


Common Shares Bridge, Harold Dixon 4 14/08/2013 36 67,500 10,000


Special Warrants Bridge, Harold Dixon 4 14/08/2013 36 0 -10,000


Common Shares Campbell, Donald Paul 7 14/08/2013 36 69,425 4,925


Special Warrants Campbell, Donald Paul 7 14/08/2013 36 0 -4,925


Common Shares Campbell, Paul MichaelTroy

7 14/08/2013 36 50,510 10,540


Common Shares Campbell, Paul MichaelTroy

7 14/08/2013 36 2,840 540


Special Warrants Campbell, Paul MichaelTroy

7 14/08/2013 36 0 -540


Special Warrants Campbell, Paul MichaelTroy

7 14/08/2013 36 0 -10,540


Common Shares Clarke, Herbert Fraser 4 14/08/2013 36 300,011 10,325

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8414


T/O UnitPrice


Acquired/Disposed


Special Warrants Clarke, Herbert Fraser 4 14/08/2013 36 0 -10,325


Common Shares Giffin, Gordon 4 14/08/2013 36 20,000 10,000


Special Warrants Giffin, Gordon 4 14/08/2013 36 0 -10,000


Common Shares Grosso, Steve A 7 14/08/2013 36 13,900 1,000


Special Warrants Grosso, Steve A 7 14/08/2013 36 0 -1,000


Common Shares Harris, Michael Deane 4 14/08/2013 36 22,500 10,000


Special Warrants Harris, Michael Deane 4 14/08/2013 36 0 -10,000


Common Shares Hudson, Steven Kenneth 4, 5 15/12/2011 00


Common Shares Hudson, Steven Kenneth 4, 5 14/08/2013 36 15,809 15,809


Special Warrants Hudson, Steven Kenneth 4, 5 14/08/2013 36 0 -15,809


Common Shares Hudson, Todd Charles 5 14/08/2013 36 247,683 10,000


Special Warrants Hudson, Todd Charles 5 14/08/2013 36 0 -10,000


Common Shares Lortie, Pierre 4 14/08/2013 36 78,309 10,000


Special Warrants Lortie, Pierre 4 14/08/2013 36 0 -10,000


Common Shares LOWDEN, STEPHENSBAIN

4 14/08/2013 36 67,500 10,000


Special Warrants LOWDEN, STEPHENSBAIN

4 14/08/2013 36 0 -10,000


Common Shares Marshall, Christopher Hugh 5 23/02/2012 00


Common Shares Marshall, Christopher Hugh 5 14/08/2013 36 1,500 1,500


Special Warrants Marshall, Christopher Hugh 5 14/08/2013 36 0 -1,500


Common Shares Martin, Karen Lynne 5 14/08/2013 36 25,750 14,500


Special Warrants Martin, Karen Lynne 5 14/08/2013 36 0 -14,500


Common Shares Mulder, Henry John 7 14/08/2013 36 18,275 5,000


Special Warrants Mulder, Henry John 7 14/08/2013 36 0 -5,000


Common Shares Nullmeyer, Bradley 5 14/08/2013 36 961,412 15,808


Special Warrants Nullmeyer, Bradley 5 14/08/2013 36 0 -15,808


Common Shares Paradis, Rene Jennine 7 30/11/2012 00


Common Shares Paradis, Rene Jennine 7 14/08/2013 36 4,000 4,000


Special Warrants Paradis, Rene Jennine 7 14/08/2013 36 0 -4,000


Common Shares Rotz, Stephen David 5 14/08/2013 36 11,600 2,775


Special Warrants Rotz, Stephen David 5 14/08/2013 36 0 -2,775


Common Shares Sadler, John 5 14/08/2013 36 60,722 25,000


Special Warrants Sadler, John 5 14/08/2013 36 0 -25,000


Common Shares Sands, John Stephen 5 15/12/2011 00


Common Shares Sands, John Stephen 5 14/08/2013 36 2,500 2,500


Common Shares Sands, John Stephen 5 14/08/2013 36 316,381 5,000


Special Warrants Sands, John Stephen 5 14/08/2013 36 0 -2,500

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8415


T/O UnitPrice


Acquired/Disposed


Special Warrants Sands, John Stephen 5 14/08/2013 36 0 -5,000


Common Shares Small, Steven Charles 4 14/08/2013 36 955,765 50,000


Special Warrants Small, Steven Charles 4 14/08/2013 36 0 -50,000


Common Shares Smith, Bruce Frank 4, 5 14/08/2013 36 446,461 20,000


Special Warrants Smith, Bruce Frank 4, 5 14/08/2013 36 0 -20,000


Common Shares Stoyan, Paul James 4 14/08/2013 36 251,191 20,000


Special Warrants Stoyan, Paul James 4 14/08/2013 36 0 -20,000

Elgin Mining Inc. (formerlyPhoenix Coal Inc.)

Common Shares Downey, Patrick 4 15/08/2013 10 0.125 1,946,500 50,000





Elm Tree Minerals Inc. Common Shares Anderson, ChristopherRoss

4 12/08/2013 10 0.2 338,500 20,000

Enablence Technologies Inc. Common Shares Paradigm Capital PartnersLimited

3 08/08/2013 10 0.3026 3,860,000 11,500


3 09/08/2013 10 0.28 3,870,500 10,500


3 14/08/2013 10 0.275 3,873,500 3,000

Enbridge Inc. Options USD$21.965(USD$43.93) - February16, 2020 Expiry

Ramos, William Mario 6 05/08/2013 00 9,600

Enbridge Inc. Options USD$28.99(USD$57.98) - February14, 2021 Expiry


Enbridge Inc. Options USD$38.65 -March 2, 2022 Expiry


Enbridge Inc. Options USD$43.84 -February 27, 2023 Expiry


Enbridge Inc. Rights 2011 RestrictedStock Units (RSUs) 35mos maturity period



Ramos, William Mario 6 05/08/2013 00 835


Ramos, William Mario 6 05/08/2013 00 710

Enhanced Oil Resources,Inc.

Common Shares PEAVY, MARK ALAN 5 12/08/2013 10 0.0656 2,385,000 15,000

Entree Gold Inc. Common Shares Bottomer, Lindsay Richard 4 13/08/2013 10 0.25 599,985 10,000

Environmental WasteInternational Inc.

Common Shares Russell, Thomas Alexander 4 15/08/2013 10 0.08 6,385,300 1,000

Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 13/08/2013 10 3.2943 471,971 8,286Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 15/08/2013 10 3.3 477,114 5,143Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 15/08/2013 10 3.2681 486,451 9,337Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 16/08/2013 10 3.254 502,464 16,013Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 13/08/2013 10 3.2943 1,284,953 21,491Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 15/08/2013 10 3.3 1,298,294 13,341Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 15/08/2013 10 3.2681 1,324,925 26,631Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 16/08/2013 10 3.254 1,370,596 45,671

Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 13/08/2013 10 3.2943 2,521,910 7,224Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 14/08/2013 10 3.3 4,485Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 14/08/2013 10 3.3 4,485Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 15/08/2013 10 3.2681 2,581,362 59,452

Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 15/08/2013 10 3.3 2,585,847 4,485Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 16/08/2013 10 3.254 2,687,801 101,954Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 13/08/2013 10 3.2943 545,206 10,179Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 15/08/2013 10 3.3 551,524 6,318Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 15/08/2013 10 3.2681 562,034 10,510Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 16/08/2013 10 3.254 580,058 18,024Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 13/08/2013 10 3.2943 119,183 1,343Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 15/08/2013 10 3.3 120,017 834Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 15/08/2013 10 3.2681 122,309 2,292

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8416


T/O UnitPrice


Acquired/Disposed

Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 16/08/2013 10 3.254 126,240 3,931Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 11/12/2012 00Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 13/08/2013 10 3.2943 74,877 74,877

Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 15/08/2013 10 3.3 121,356 46,479Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 15/08/2013 10 3.2681 123,634 2,278

Epsilon Energy Ltd. Common Shares Lovoi, John Vincent 3, 4 16/08/2013 10 3.254 127,541 3,907EQ Inc. Common Shares Lobo, Vernon 4, 6 08/08/2013 10 0.39 1,168,000 6,000EQ Inc. Common Shares Lobo, Vernon 4, 6 09/08/2013 10 0.39 1,175,500 7,500Equitable Group Inc. Common Shares Farella, Isabelle 5 16/08/2013 30 67 38Equitable Group Inc. Common Shares Farella, Isabelle 5 16/08/2013 30 43 7 -60Equitable Group Inc. Common Shares Rethy, Katherine Anne 4 04/07/2013 10 37.49 -100Equitable Group Inc. Common Shares Rethy, Katherine Anne 4 04/07/2013 10 37.49 4,800 -200ESI Entertainment SystemsInc.

Common Shares Freeman, Christopher Hugh 4 28/08/2006 00

ESI Entertainment SystemsInc.

Common Shares Freeman, Christopher Hugh 4 09/08/2013 11 0.0179 555,825 555,825

Essential Energy ServicesLtd.

Rights RSU Amundson, Garnet K. 4, 5 29/04/2010 00


Rights RSU Amundson, Garnet K. 4, 5 12/08/2013 56 60,000 60,000


Rights DSU Banister, James Alexander 4 29/04/2010 00


Rights DSU Banister, James Alexander 4 14/08/2013 56 15,000 15,000


Rights DSU Black, Michael James 4 07/06/2012 00


Rights DSU Black, Michael James 4 14/08/2013 56 10,000 10,000


Rights DSU German, Robert Thomas 4 30/05/2011 00


Rights DSU German, Robert Thomas 4 14/08/2013 56 25,000 25,000


Options Job, Kevin Wayne 5 12/08/2013 50 2.6 412,600 30,000


Rights RSU Job, Kevin Wayne 5 29/04/2010 00


Rights RSU Job, Kevin Wayne 5 12/08/2013 56 25,000 25,000


Common Shares KIRTON, Nicholas Grenville 4 09/08/2013 10 190,000 30,000


Common Shares KIRTON, Nicholas Grenville 4 09/08/2013 10 7,500 7,500


Rights DSU KIRTON, Nicholas Grenville 4 29/04/2010 00


Rights DSU KIRTON, Nicholas Grenville 4 14/08/2013 56 10,000 10,000


Rights RSU Mowbray, Allan George 5 08/04/2013 00


Rights RSU Mowbray, Allan George 5 12/08/2013 56 25,000 25,000


Rights RSU NEWMAN, JEFFREYBURT

5 29/04/2010 00


Rights RSU NEWMAN, JEFFREYBURT

5 12/08/2013 56 25,000 25,000


Options PERASALO, KARENDENISE

5 12/08/2013 50 2.6 305,000 40,000


Rights RSU PERASALO, KARENDENISE

5 01/01/2013 00


Rights RSU PERASALO, KARENDENISE

5 12/08/2013 56 25,000 25,000


Rights RSU Webster, Donald 5 29/04/2010 00


Rights RSU Webster, Donald 5 12/08/2013 56 40,000 40,000


Rights DSU Zaleski, Andrew 4 30/05/2011 00


Rights DSU Zaleski, Andrew 4 14/08/2013 56 10,000 10,000

Everton Resources Inc. Options Hachey, Daniel Fontaine 4 30/07/2012 50 0.1 300,000 50,000Excalibur Resources Ltd. Warrants ROBERTSON, ANDREW 4 12/08/2013 55 0.2 1,010,000 -1,225,000Excellon Resources Inc. Common Shares Excellon Resources Inc. 1 15/08/2013 38 1.6798 5,200Excellon Resources Inc. Common Shares Excellon Resources Inc. 1 15/08/2013 38 1.6798 5,200

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8417


T/O UnitPrice


Acquired/Disposed

Exchange IncomeCorporation

Common Shares Olin, Jeffrey 4 16/08/2013 90 23.14 172,247 -3,453


Common Shares Olin, Jeffrey 4 16/08/2013 90 23.14 100,821 7,005




Common Shares Olin, Jeffrey 4 16/08/2013 11 49,401 -19,045




Common Shares Swistun, Michael 5 16/08/2013 10 23.254 500 500

EXPLOR RESOURCESINC.

Options Colantonio, Mario, Santino 4 16/08/2013 50 0.1 1,350,000 600,000

Extenway Solutions Inc. Warrants Desjardins-Innovatechs.e.c.

3 22/03/2013 55 0 -15,320,000

Faircourt Gold Income Corp. Common Shares Faircourt AssetManagement Inc.

8 12/08/2013 10 4.8 25,100 5,000


8 13/08/2013 10 4.7643 32,100 7,000


8 13/08/2013 10 4.8 7,000 -25,100

FAM Real Estate InvestmentTrust

Trust Units Goldfarb, Matthew 6 30/05/2013 00


Trust Units Goldfarb, Matthew 6 16/08/2013 10 8.125 500 500


Trust Units Goldfarb, Matthew 6 16/08/2013 10 8.1355 2,000 1,500






Trust Units Rappa, David 6 28/12/2012 00


Trust Units Rappa, David 6 02/08/2013 15 9 173,500 173,500

Fancamp Exploration Ltd. Common Shares Girard, Guy 5 14/08/2013 16 0.06 1,461,667 416,667Fancamp Exploration Ltd. Warrants Girard, Guy 5 02/08/2013 00Fancamp Exploration Ltd. Warrants Girard, Guy 5 14/08/2013 53 208,333 208,333Finning International Inc. Common Shares Bacarreza, Ricardo 4 13/08/2013 10 22.02 27,000 -1,000Finning International Inc. Common Shares Thomson, Scott 5 12/08/2013 10 21.97 32,900 2,900

Finning International Inc. Common Shares Thomson, Scott 5 12/08/2013 10 21.975 33,000 100Finning International Inc. Common Shares Thomson, Scott 5 12/08/2013 10 21.98 35,500 2,500Finning International Inc. Common Shares Thomson, Scott 5 12/08/2013 10 22 41,500 6,000Firm Capital MortgageInvestment Corporation

Common Shares Gilbert, Edward Allen 4, 5 16/08/2013 10 11.65 4,856 20

Firm Capital MortgageInvestment Corporation







Common Shares Gilbert, Edward Allen 4, 5 16/08/2013 10 11.5 6,271 1,400

First Majestic Silver Corp. Common Shares Lillico, Connie 5 13/08/2013 10 13.5 150,000 -10,000First Majestic Silver Corp. Common Shares Lillico, Connie 5 14/08/2013 10 14.61 147,300 -2,700First Majestic Silver Corp. Common Shares Lillico, Connie 5 14/08/2013 10 14.6 140,000 -7,300First Majestic Silver Corp. Common Shares Lillico, Connie 5 15/08/2013 10 15 135,000 -5,000First National MortgageInvestment Fund

Units Tawse, Moray 4 19/12/2012 00

First National MortgageInvestment Fund

Units Tawse, Moray 4 12/08/2013 10 8.4 1,000 1,000




Units Tawse, Moray 4 12/08/2013 10 8.34 2,900 600


Units Tawse, Moray 4 12/08/2013 10 8.3 3,800 900


Units Tawse, Moray 4 19/12/2012 00


Units Tawse, Moray 4 12/08/2013 10 8.43 500 500

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8418


T/O UnitPrice


Acquired/Disposed



First Quantum Minerals Ltd Common Shares Lemon, Christopher 5 09/08/2013 58 -Expiration

ofrights

17.93 67,930 31,935

First Quantum Minerals Ltd Performance Share Units Lemon, Christopher 5 01/07/2013 56 75,519 28,638

First Quantum Minerals Ltd Performance Share Units Lemon, Christopher 5 09/08/2013 58 -Expiration

ofrights

17.93 -21,290

First Quantum Minerals Ltd Performance Share Units Lemon, Christopher 5 09/08/2013 58 -Expiration

ofrights

17.93 54,229 -21,290

First Quantum Minerals Ltd Restricted Share Units Lemon, Christopher 5 01/07/2013 56 10,767 2,046

First Quantum Minerals Ltd Performance Share Units Meyer, Hannes 5 09/08/2013 56 95,409 48,598

First Quantum Minerals Ltd Common Shares Newall, G. Clive 4, 5 09/08/2013 58 -Expiration

ofrights

17.93 2,850,692 64,702

First Quantum Minerals Ltd Performance Share Units Newall, G. Clive 4, 5 01/07/2013 56 162,359 66,036

First Quantum Minerals Ltd Performance Share Units Newall, G. Clive 4, 5 09/08/2013 58 -Expiration

ofrights

17.93 119,224 -43,135

First Quantum Minerals Ltd Performance Share Units Pascall, Philip K.R. 4, 5 01/07/2013 56 414,012 155,640

First Quantum Minerals Ltd Performance Share Units Pascall, Philip K.R. 4, 5 09/08/2013 58 -Expiration

ofrights

17.93 285,802 -128,210

First Quantum Minerals Ltd Performance Share Units Rowley, Martin 4, 5 01/07/2013 56 287,507 94,496

FIRSTSERVICECORPORATION

Subordinate VotingShares

Chase, Charles 2 14/08/2013 97 12,301 -1,350


Options Kocur, Roman 5 12/08/2013 51 19.15 58,500 -12,500



Kocur, Roman 5 12/08/2013 51 19.15 18,500 12,500

Focus Graphite Inc. Common Shares York, Jeffrey 3 13/08/2013 10 0.42 4,654,633 10,000Foraco International SA Common Shares Durocher, Claude 5 13/08/2013 10 0.65 130,000 10,000Foraco International SA Common Shares Durocher, Claude 5 14/08/2013 10 0.65 140,000 10,000Foraco International SA Common Shares HOLMES, WARREN 4 09/08/2013 10 0.72 275,000 10,000Foraco International SA Common Shares HOLMES, WARREN 4 12/08/2013 10 0.65 280,000 5,000

Foraco International SA Common Shares HOLMES, WARREN 4 12/08/2013 10 0.68 285,000 5,000Foraco International SA Common Shares HOLMES, WARREN 4 12/08/2013 10 0.7 290,000 5,000

Foraco International SA Common Shares HOLMES, WARREN 4 13/08/2013 10 0.69 295,000 5,000Foraco International SA Common Shares HOLMES, WARREN 4 14/08/2013 10 0.7 300,000 5,000Forbes & Manhattan CoalCorp. (formerly NyahResources Corp.)

Options Campbell, Malcolm 5 13/08/2013 50 0.29 495,000 275,000

Forbes & Manhattan CoalCorp. (formerly NyahResources Corp.)

Options Price, Michael 4 16/10/2012 00

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8419


T/O UnitPrice


Acquired/Disposed


Options Price, Michael 4 13/08/2013 50 0.29 125,000 125,000


Options Roussel, Quinn 4 21/05/2013 00


Options Roussel, Quinn 4 13/08/2013 50 125,000 125,000


Options Said, Neil 5 26/03/2012 00


Options Said, Neil 5 26/03/2012 00 5,000


Options Said, Neil 5 13/08/2013 50 0.29 55,000 50,000


Options Theron, Stephanus 4, 5 01/05/2013 52 150,000 -500,000


Options Theron, Stephanus 4, 5 13/08/2013 50 0.29 425,000 275,000


Options Wiggill, Craig Roy 4 16/10/2012 00


Options Wiggill, Craig Roy 4 13/08/2013 50 0.29 187,500 187,500

Fort St. James Nickel Corp. Common Shares Mitton, Gerald Alexander 3 13/08/2013 10 0.03 1,295,625 100,000

Fort St. James Nickel Corp. Common Shares Mitton, Gerald Alexander 3 15/08/2013 10 0.03 1,320,625 25,000

Fortis Inc. Common Shares McCallum, John S. 4 13/08/2013 51 18.405 12,000 12,000Fortis Inc. Common Shares McCallum, John S. 4 13/08/2013 10 31.617 0 -12,000Fortis Inc. Options McCallum, John S. 4 13/08/2013 51 18.405 4,000 -12,000Fortuna Silver Mines Inc. Common Shares Ruiz-Conejo, Juan Manuel 5 15/08/2013 51 0.83 200,000 200,000

Fortuna Silver Mines Inc. Common Shares Ruiz-Conejo, Juan Manuel 5 15/08/2013 10 4.2 182,000 -18,000


Fortuna Silver Mines Inc. Common Shares Ruiz-Conejo, Juan Manuel 5 15/08/2013 10 4.215 173,600 -100















Insider Reporting

August 22, 2013 (2013), 36 OSCB 8420


T/O UnitPrice


Acquired/Disposed





Fortuna Silver Mines Inc. Common Shares Ruiz-Conejo, Juan Manuel 5 15/08/2013 10 4.33 0 -10,000

Fortuna Silver Mines Inc. Options Ruiz-Conejo, Juan Manuel 5 15/08/2013 51 541,892 -200,000

Fortuna Silver Mines Inc. Common Shares Whittall, Sally 5 14/08/2013 51 0.85 25,500 10,000Fortuna Silver Mines Inc. Common Shares Whittall, Sally 5 14/08/2013 10 4.2 21,500 -4,000Fortuna Silver Mines Inc. Common Shares Whittall, Sally 5 15/08/2013 10 4.2 15,500 -6,000Fortuna Silver Mines Inc. Options Whittall, Sally 5 14/08/2013 51 137,414 -10,000Franco-Nevada Corporation Common Shares Peterson, David Robert 4 14/08/2013 10 45.75 15,000 -25,000

Freeport Capital Inc. Common Shares Baillio, Bruce Donald 4 09/08/2013 10 1.3 666,510 -5,000

Freeport Capital Inc. Common Shares Baillio, Bruce Donald 4 13/08/2013 10 1.3 654,510 -12,000Freeport Capital Inc. Common Shares Baillio, Bruce Donald 4 15/08/2013 10 1.4 649,210 -5,300Full Metal Minerals Ltd. Common Shares Class A Galena Special Situations

Master Limited3 02/07/2013 10 4,038,762 -443,000

Galvanic Applied SciencesInc.

Common Shares Hipple, Gerald J. 3 04/04/2013 38 -200,000


Common Shares Hipple, Gerald J. 3 04/04/2013 38 -200,000


Common Shares Hipple, Gerald J. 3 09/08/2013 22 1.7 -53,250 -894,500


Common Shares Hipple, Gerald J. 3 09/08/2013 22 1.7 0 -2,513,206


Options Hipple, Gerald J. 3 04/04/2013 51 0.3 270,000 -200,000

GASFRAC Energy ServicesInc.

Deferred Stock Units Bossert, Dale 4 06/08/2010 00


Deferred Stock Units Bossert, Dale 4 07/08/2013 56 35,000 35,000


Deferred Stock Units Gabel, Bradley Warren 4 09/05/2013 00


Deferred Stock Units Gabel, Bradley Warren 4 07/08/2013 56 35,000 35,000


Deferred Stock Units Loree, Dwight 4 06/08/2010 00


Deferred Stock Units Loree, Dwight 4 07/08/2013 56 35,000 35,000


Deferred Stock Units Maitland, Robert A. 4 06/08/2010 00


Deferred Stock Units Maitland, Robert A. 4 07/08/2013 56 35,000 35,000


Deferred Stock Units Roberts, Robert Sydney 4 06/08/2010 00


Deferred Stock Units Roberts, Robert Sydney 4 07/08/2013 56 35,000 35,000


Deferred Stock Units Roe, Gerald 4 06/08/2010 00


Deferred Stock Units Roe, Gerald 4 07/08/2013 56 45,000 45,000


Deferred Stock Units Schnitzler, Leo 4 06/08/2010 00


Deferred Stock Units Schnitzler, Leo 4 07/08/2013 56 35,000 35,000


Deferred Stock Units Spence, Charles Duncan 5 06/08/2010 00


Deferred Stock Units Spence, Charles Duncan 5 07/08/2013 56 10,000 10,000

Gastem Inc. Options savoie, raymond 4, 5 28/12/2006 52 50,000 -160,000Gastem Inc. Options savoie, raymond 4, 5 01/06/2007 52 50,000 -240,000Gastem Inc. Options savoie, raymond 4, 5 12/09/2007 52 50,000 -250,000Gastem Inc. Options savoie, raymond 4, 5 14/12/2012 52 23,750 -332,226GeneNews Limited Options Howard-Tripp, James 4, 5 09/08/2013 50 0.68 183,166 100,000Geologix Explorations Inc. Options Abbott, Evelyn Elizabeth 5 08/08/2013 50 0.14 1,160,000 300,000Geologix Explorations Inc. Options Brack, George Leslie 4 08/08/2013 50 850,000 325,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8421


T/O UnitPrice


Acquired/Disposed

Geologix Explorations Inc. Options Candiani, Mauricio Enrique 4 08/08/2013 50 0.14 700,000 275,000

Geologix Explorations Inc. Options Craig, Dunham Lewis 4, 5 08/08/2013 50 0.14 2,950,000 650,000

Geologix Explorations Inc. Options Smallwood, Randy 4 08/08/2013 50 0.14 1,250,000 275,000Geologix Explorations Inc. Options Thody, Graham Campbell 4 08/08/2013 50 0.14 1,400,000 325,000GeoNovus Minerals Corp. Common Shares England, Michael Bruno

John Franz4 09/08/2013 10 0.045 866,820 13,000

GeoNovus Minerals Corp. Common Shares England, Michael BrunoJohn Franz

4 13/08/2013 10 0.045 943,820 77,000

George Weston Limited Preferred Shares Series 1 Dart, Robert John 6 16/04/2002 00

George Weston Limited Preferred Shares Series 1 Dart, Robert John 6 15/08/2013 10 25.02 1,000 1,000

George Weston Limited Preferred Shares Series 1 Dart, Robert John 6 15/08/2013 10 25.01 2,500 600

George Weston Limited Common Shares Marwah, Sarabjit 4 09/05/2013 00George Weston Limited Common Shares Marwah, Sarabjit 4 14/08/2013 10 84.68 3,500 3,500

Gildan Activewear Inc. Common Shares Albright, Michael 7 13/08/2013 57 29.49 4,555 3,593

Gildan Activewear Inc. Common Shares Albright, Michael 7 13/08/2013 10 46.7 2,724 -1,831Gildan Activewear Inc. Restricted Share Units Albright, Michael 7 13/08/2013 57 29.49 4,898 -3,593Gildan Activewear Inc. Common Shares Brito, Luis Alonso 5 13/08/2013 57 29.49 10,681 4,106Gildan Activewear Inc. Common Shares Brito, Luis Alonso 5 13/08/2013 10 46.7 9,640 -1,041Gildan Activewear Inc. Restricted Share Units Brito, Luis Alonso 5 13/08/2013 57 29.49 4,947 -4,106Gildan Activewear Inc. Common Shares Duran Scheidegger, Carlos

Jose7 13/08/2013 57 29.49 10,607 4,106

Gildan Activewear Inc. Common Shares Duran Scheidegger, CarlosJose

7 13/08/2013 10 46.7 9,566 -1,041

Gildan Activewear Inc. Restricted Share Units Duran Scheidegger, CarlosJose

7 13/08/2013 57 29.49 4,645 -4,106

Gildan Activewear Inc. Common Shares Filato, Pietro 5 13/08/2013 57 29.49 7,024 4,106Gildan Activewear Inc. Common Shares Filato, Pietro 5 13/08/2013 10 46.7 4,944 -2,080

Gildan Activewear Inc. Restricted Share Units Filato, Pietro 5 13/08/2013 57 29.49 6,012 -4,106Gildan Activewear Inc. Common Shares Hepburn, Antonio Jose 7 13/08/2013 57 29.49 4,306 4,106Gildan Activewear Inc. Common Shares Hepburn, Antonio Jose 7 13/08/2013 10 46.7 3,265 -1,041Gildan Activewear Inc. Restricted Share Units Hepburn, Antonio Jose 7 13/08/2013 57 29.49 4,947 -4,106

Gildan Activewear Inc. Common Shares Sandoval, Claudia 7 13/08/2013 57 29.49 3,032 2,053Gildan Activewear Inc. Common Shares Sandoval, Claudia 7 13/08/2013 10 46.7 2,511 -521Gildan Activewear Inc. Restricted Share Units Sandoval, Claudia 7 13/08/2013 57 29.49 3,543 -2,053Gildan Activewear Inc. Common Shares Yaghi, Miro 5 13/08/2013 57 29.49 10,786 8,213Gildan Activewear Inc. Common Shares Yaghi, Miro 5 13/08/2013 10 46.7 6,626 -4,160Gildan Activewear Inc. Restricted Share Units Yaghi, Miro 5 13/08/2013 57 29.49 5,212 -8,213Ginguro Exploration Inc. Common Shares Inwentash, Sheldon 6 15/08/2013 10 0.08 7,000,000 165,500Ginguro Exploration Inc. Common Shares Pinetree Capital Ltd. 3 15/08/2013 10 0.08 7,000,000 165,500GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 09/08/2013 10 14.007 44,800 -3,000

GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 12/08/2013 10 14.1 42,800 -2,000GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 12/08/2013 10 14.15 41,800 -1,000GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 09/08/2013 10 14 74,171 -3,000

GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 12/08/2013 10 14.05 71,771 -2,400GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 12/08/2013 10 14.06 71,171 -600GLENTEL Inc. Common Shares Hartman, David 5 26/06/2013 10 17.1 121,000 -9,000GLENTEL Inc. Common Shares Hazelwood, Gaylord 4 15/08/2013 10 13.795 1,000 1,000GLENTEL Inc. Common Shares Skidmore, Thomas 4, 6, 5 13/08/2013 10 14.1 2,312,244 100GLENTEL Inc. Common Shares Skidmore, Thomas 4, 6, 5 14/08/2013 10 14 2,314,144 1,900GLENTEL Inc. Common Shares Skidmore, Thomas 4, 6, 5 14/08/2013 10 13.86 2,317,144 3,000GLENTEL Inc. Common Shares Skidmore, Thomas 4, 6, 5 15/08/2013 10 13.755 2,319,144 2,000Globex Mining EnterprisesInc.

Options Atkinson, Ian 4 12/08/2013 38 210,000 -30,000

Globex Mining EnterprisesInc.







Options BRYAN, Chris 4 12/08/2013 38 160,000 -30,000








Options Schneyer, Joel David 4 12/08/2013 38 0.81 210,000 -30,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8422


T/O UnitPrice


Acquired/Disposed








Options STOCH, DIANNE 4, 5 12/08/2013 38 200,000 -36,600


Options STOCH, JACK 3, 4, 5 12/08/2013 38 200,000 -48,800


Options Wilson, James Gordon 5 12/08/2013 52 -100,000


Options Wilson, James Gordon 5 12/08/2013 38 0 -100,000

Gold Canyon Resources Inc. Options Fierro, Troy John 4 09/08/2013 52 1.45 1,750,000 -500,000

Gold Canyon Resources Inc. Options Fierro, Troy John 4 09/08/2013 52 1.64 750,000 -1,000,000

Gold Canyon Resources Inc. Common Shares Inwentash, Sheldon 6 09/08/2013 10 0.2975 1,650,000 100,000

Gold Royalties Corporation(formerly Richmond RowCapital Corp.)

Common Shares Callinan RoyaltiesCorporation

3 13/08/2013 00


Common Shares Callinan RoyaltiesCorporation

3 13/08/2013 16 0.8 6,750,000 6,750,000


Warrants Callinan RoyaltiesCorporation

3 13/08/2013 00


Warrants Callinan RoyaltiesCorporation

3 13/08/2013 16 6,750,000 6,750,000

Gold Standard VenturesCorp.

Common Shares Awde, Jonathan CharlesTimothy

4, 6, 5 07/08/2013 10 0.63 1,169,900 2,500



4, 6, 5 09/08/2013 10 0.61 1,173,900 4,000



4, 6, 5 12/08/2013 10 0.6 1,176,400 2,500

Goldcorp Inc. Common Shares BERGERON, BRENT 5 08/08/2013 30 27.3 946 -95Goldcorp Inc. Common Shares BERGERON, BRENT 5 09/08/2013 10 27.45 8 -938Goldcorp Inc. Common Shares Hall, Lindsay Albert 5 14/08/2013 10 30 101,023 -23,500Goldcorp Inc. Common Shares Jauristo, Timo 5 12/08/2013 57 33,379 1,667Goldcorp Inc. Common Shares Jauristo, Timo 5 12/08/2013 10 29.68 32,650 -729

Goldcorp Inc. Rights Jauristo, Timo 5 12/08/2013 57 32,989 -1,667

Great Panther Silver Limited Options Mullin, William James (Jim) 4 06/08/2013 00

Great Panther Silver Limited Options Mullin, William James (Jim) 4 12/08/2013 50 75,000 75,000

Great-West Lifeco Inc. Common Shares Reznik, Anthony George 5 13/08/2013 10 31.004 9,964 -10,000Greenfields PetroleumCorporation

Common Shares - New MacDougal, Richard 6 07/08/2013 10 2.94 947,205 -8,500

Greenfields PetroleumCorporation












Greenscape Capital GroupInc.

Common Shares LaGourgue, John 4 14/08/2013 10 0.025 1,222,000 177,000

Groupe Bikini Village inc. Common Shares Takota Asset ManagementInc

3 15/08/2013 10 3.3071 135,424 -562

GTA Resources and MiningInc.

Common Shares Clausi, Peter Michael 4, 5 13/08/2013 10 0.285 288,723 -30,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8423


T/O UnitPrice


Acquired/Disposed

Guardian Capital GroupLimited



1 14/08/2013 10 13.751 5,900 5,900




1 15/08/2013 10 13.75 6,600 700




1 16/08/2013 10 13.72 11,400 4,800



Myers, Barry James 4 09/11/2009 00



Myers, Barry James 4 14/08/2013 10 13.7 2,000 2,000

Guyana Goldfields Inc. Common Shares Caldwell, Scott Andrew 4 14/08/2013 10 2.11 60,000 20,000Hillcrest Resources Ltd. Common Shares ODEN, Jason Paul 4 15/08/2013 10 0.045 845,000 20,000HNZ Group Inc. (formerlyCanadian Helicopters GroupInc.)

Common Shares Lafleur, Robert Jean 5 16/08/2013 10 22.42 14,745 -4,000

Home Capital Group Inc. Common Shares Copperthwaite, Stephen 5 02/08/2013 30 62.3 120 27Home Capital Group Inc. Common Shares Copperthwaite, Stephen 5 02/08/2013 30 62.3 31 7

Home Capital Group Inc. Common Shares Decina, Pino 5 02/08/2013 30 62.3 584 1

Home Capital Group Inc. Common Shares Decina, Pino 5 02/08/2013 30 62.3 261 1Home Capital Group Inc. Rights Deferred Share

UnitsFalk, William 4 12/08/2013 35 64.33 2,044 9

Home Capital Group Inc. Common Shares Harry, John Roberts Komar 5 08/08/2013 10 66.5 5,000 -5,000

Home Capital Group Inc. Common Shares Harry, John Roberts Komar 5 08/08/2013 10 66.5 0 -5,000

Home Capital Group Inc. Common Shares Holland, Marie 5 02/08/2013 30 62.3 969 23Home Capital Group Inc. Common Shares Hong, John 5 02/08/2013 30 62.3 497 12Home Capital Group Inc. Rights Deferred Share

UnitsMarsh, John M. 4 12/08/2013 35 64.33 3,432 15

Home Capital Group Inc. Rights Deferred ShareUnits

Mitchell, Robert A. 4 12/08/2013 35 64.33 4,809 21

Home Capital Group Inc. Common Shares Mosko, Brian Robert 5 02/08/2013 30 62.3 224 39

Home Capital Group Inc. Common Shares Reid, Martin 5 02/08/2013 30 62.3 6,960 53Home Capital Group Inc. Rights Deferred Share

UnitsSmith, Kevin 4 12/08/2013 35 64.33 10,516 46

Home Capital Group Inc. Common Shares Soloway, Gerald M. 4, 5 02/08/2013 30 62.3 168,326 56Home Capital Group Inc. Rights Deferred Share

UnitsThompson, Leslie 4 12/08/2013 35 64.33 399 2

Horizon North Logistics Inc. Common Shares Peterson, Ric 5 14/08/2013 51 1.36 125,000 83,334

Horizon North Logistics Inc. Options Peterson, Ric 5 14/08/2013 51 1.36 625,000 -83,334

Hornby Bay MineralExploration Ltd. (formerly,Unor Inc.)

Common Shares Brady, James Martin 3 12/08/2013 10 0.09 10,566,830 3,500

Hornby Bay MineralExploration Ltd. (formerly,Unor Inc.)

Common Shares Brady, James Martin 3 13/08/2013 10 0.09 10,567,330 500

HRT Participações emPetróleo S.A.

Global Depositary Shares Peres, Wagner Elias 4 29/04/2011 00


Global Depositary Shares Peres, Wagner Elias 4 05/10/2011 10 3.7 2,400 2,400


Global Depositary Shares Peres, Wagner Elias 4 22/05/2012 10 1.6 4,900 2,500

HudBay Minerals Inc. Rights Share Units Gillis, Kenneth 5 09/08/2013 59 6.41 147,293 23,910Huntingdon Capital Corp. Deferred Share Units Doyle, Donald Gregory 4 09/08/2013 46 12.48 67,282 240Huntingdon Capital Corp. Deferred Share Units George, Zachary R. 4, 5 09/08/2013 46 12.48 172,031 120

Huntingdon Capital Corp. Deferred Share Units Goldfarb, Matthew 4 09/08/2013 46 12.48 1,105 240Huntingdon Capital Corp. Common Shares Huntingdon Capital Corp. 1 09/08/2013 38 0 -99,958Huntingdon Capital Corp. Common Shares Huntingdon Capital Corp. 1 09/08/2013 10 12.5 800,000 800,000

Huntingdon Capital Corp. Common Shares Huntingdon Capital Corp. 1 14/08/2013 38 12.437 801,541 1,541Huntingdon Capital Corp. Common Shares Huntingdon Capital Corp. 1 15/08/2013 38 12.43 803,082 1,541Huntingdon Capital Corp. Common Shares Huntingdon Capital Corp. 1 16/08/2013 38 12.42 804,624 1,542Huntingdon Capital Corp. Deferred Share Units Rappa, David 4 09/08/2013 46 12.48 3,616 240HUSKY ENERGY INC. Performance Share Units Foster, Nancy Fay 7 11/08/2013 57 29.31 57,390 -6,000

HUSKY ENERGY INC. Performance Share Units Symonds, Robert W. 5 11/08/2013 57 29.31 57,390 -6,000

IAMGOLD Corporation Common Shares Letwin, Stephen JosephJames

4 16/08/2013 10 6.74 178,731 23,875


4 16/08/2013 10 6.71 192,226 13,495

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8424


T/O UnitPrice


Acquired/Disposed


4 16/08/2013 10 6.68 194,226 2,000


4 16/08/2013 10 6.38 3,500 -40,000

IAMGOLD Corporation Common Shares MacDougall, Craig Stephen 5 15/08/2013 10 6.62 11,670 3,800

IGM Financial Inc. Common Shares Regan, Kevin Ernest 7 09/08/2013 51 37.78 23,100 5,000IGM Financial Inc. Common Shares Regan, Kevin Ernest 7 09/08/2013 51 48.47 23,000 -100IGM Financial Inc. Common Shares Regan, Kevin Ernest 7 09/08/2013 51 48.46 21,500 -1,500IGM Financial Inc. Common Shares Regan, Kevin Ernest 7 09/08/2013 51 48.44 18,100 -3,400IGM Financial Inc. Options Regan, Kevin Ernest 7 09/08/2013 51 37.78 71,591 -5,000

IGM Financial Inc. Options Shewchuk, Blaine 7 09/08/2013 51 43.19 -3,344IGM Financial Inc. Options Shewchuk, Blaine 7 09/08/2013 51 43.19 -3,344IGM Financial Inc. Options Shewchuk, Blaine 7 09/08/2013 51 26.67 -3,310IGM Financial Inc. Options Shewchuk, Blaine 7 09/08/2013 51 26.67 -3,310IGM Financial Inc. Options Shewchuk, Blaine 7 09/08/2013 51 42.82 -2,223IGM Financial Inc. Options Shewchuk, Blaine 7 09/08/2013 51 42.82 -2,223

IGM Financial Inc. Common Shares Warren, Allan 7 31/07/2013 10 48.38 23,134 251IMAX Corporation Rights stock appreciation

rightsFoster, Greg 5 14/08/2013 59 0 -50,000

IMAX Corporation Common Shares MacNeil, Edward 5 14/08/2013 51 6.86 7,750 7,750IMAX Corporation Common Shares MacNeil, Edward 5 14/08/2013 10 27.33 0 -7,750IMAX Corporation Options 1:1 MacNeil, Edward 5 14/08/2013 51 6.86 99,240 -7,750IMAX Corporation Common Shares O'Reilly, Larry 5 14/08/2013 51 6.86 27,000 22,000IMAX Corporation Common Shares O'Reilly, Larry 5 14/08/2013 10 27.13 5,000 -22,000

IMAX Corporation Common Shares O'Reilly, Larry 5 14/08/2013 51 2.87 16,250 11,250IMAX Corporation Common Shares O'Reilly, Larry 5 14/08/2013 10 27.13 5,000 -11,250IMAX Corporation Common Shares O'Reilly, Larry 5 14/08/2013 51 15.88 13,750 8,750IMAX Corporation Common Shares O'Reilly, Larry 5 14/08/2013 10 27.13 5,000 -8,750IMAX Corporation Common Shares O'Reilly, Larry 5 14/08/2013 51 14.6 20,750 15,750

IMAX Corporation Common Shares O'Reilly, Larry 5 14/08/2013 10 27.13 5,000 -15,750IMAX Corporation Options 1:1 O'Reilly, Larry 5 14/08/2013 51 6.86 148,750 -22,000IMAX Corporation Options 1:1 O'Reilly, Larry 5 14/08/2013 51 2.87 137,500 -11,250IMAX Corporation Options 1:1 O'Reilly, Larry 5 14/08/2013 51 15.88 128,750 -8,750IMAX Corporation Options 1:1 O'Reilly, Larry 5 14/08/2013 51 14.6 113,000 -15,750IMAX Corporation Common Shares Wechsler, Bradley J. 4, 5 08/08/2013 51 5.24 194,769 100,000IMAX Corporation Common Shares Wechsler, Bradley J. 4, 5 08/08/2013 10 26.85 94,769 -100,000

IMAX Corporation Options 1:1 Wechsler, Bradley J. 4, 5 08/08/2013 51 5.24 274,000 -100,000Indigo Books & Music Inc. Options Brekken, Kay 8 12/08/2013 50 10.7 145,000 50,000Indigo Books & Music Inc. Options Flynn, Kathleen 5 12/08/2013 50 10.7 55,000 40,000Indigo Books & Music Inc. Options Gray, Joyce 5 05/07/2007 00Indigo Books & Music Inc. Options Gray, Joyce 5 12/08/2013 50 10.7 430,000 300,000Indigo Books & Music Inc. Options Gray, Joyce 5 15/08/2013 00

Industrial Alliance Insuranceand Financial Services inc.

Options Carrothers, Douglas,Alexander

7 08/08/2013 51 30.22 6,000



7 08/08/2013 51 30.22 37,500 -6,000



7 08/08/2013 51 35.64 6,000



7 08/08/2013 51 35.64 31,500 -6,000



7 08/08/2013 51 37.37 6,000



7 08/08/2013 51 37.37 25,500 -6,000



7 08/08/2013 51 19.23 1,500



7 08/08/2013 51 19.23 24,000 -1,500



7 08/08/2013 51 32.08 4,500



7 08/08/2013 51 32.08 19,500 -4,500

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8425


T/O UnitPrice


Acquired/Disposed



7 08/08/2013 51 38.48 3,000



7 08/08/2013 51 38.48 16,500 -3,000



7 08/08/2013 51 26.03 1,500



7 08/08/2013 51 26.03 15,000 -1,500


Options Chabot, René 5 07/08/2013 51 28.72 16,000


Options Chabot, René 5 07/08/2013 51 28.72 160,000 -16,000


Options Chabot, René 5 07/08/2013 51 30.22 20,000


Options Chabot, René 5 07/08/2013 51 30.22 140,000 -20,000


Options Ricard, Denis 5 08/08/2013 51 28.72 5,000


Options Ricard, Denis 5 08/08/2013 51 28.72 169,000 -5,000


Common Shares Sauvageau, Yvon 5 08/08/2013 51 28.72 6,108 6,000


Common Shares Sauvageau, Yvon 5 08/08/2013 10 43.138 108 -6,000


Options Sauvageau, Yvon 5 08/08/2013 51 28.72 66,000 -6,000


Common Shares Scandiffio, David 7 07/08/2013 51 28.72 2,100 2,100


Common Shares Scandiffio, David 7 07/08/2013 10 43 0 -2,100


Common Shares Scandiffio, David 7 08/08/2013 51 28.72 7,900 7,900


Common Shares Scandiffio, David 7 08/08/2013 10 43 0 -7,900


Options Scandiffio, David 7 07/08/2013 51 28.72 169,900 -2,100


Options Scandiffio, David 7 08/08/2013 51 28.72 162,000 -7,900

Information ServicesCorporation

Class A Limited VotingShares

Emsley, Doug 4 14/08/2013 10 16.55 2,950 2,950



Guglielmin, Anthony Robert 4 14/08/2013 10 16.54 1,000 1,000



Teal, Joel Douglas 4 14/08/2013 10 16.5 2,000 2,000



Teal, Joel Douglas 4 15/08/2013 10 16.5 3,000 1,000

Infrastructure MaterialsCorp.

Common Shares Montgomery, Todd 3, 4 12/08/2013 11 0.66 1,000,000


Common Shares Montgomery, Todd 3, 4 12/08/2013 11 0.66 1,000,000


Common Shares Montgomery, Todd 3, 4 12/08/2013 11 0.015 37,158,481 1,000,000


Common Shares Montgomery, Todd 3, 4 15/08/2013 11 0.0199 39,059,525 1,901,044

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8426


T/O UnitPrice


Acquired/Disposed

Innergex Renewable EnergyInc.

Common Shares Laflamme, Richard 4 13/08/2013 10 8.85 8,520 265




Common Shares Laflamme, Richard 4 29/03/2010 00


Common Shares Laflamme, Richard 4 13/08/2013 10 8.85 535 535



Inovalis Real EstateInvestment Trust

Units Paré, Raymond 4 15/08/2013 10 8.8 2,500 1,000

Intelimax Media Inc. Common Shares Buttedahl, John 4 09/08/2013 11 0.05 600,000 -200,000International DatacastingCorporation

Options Ata, Georges 4 25/06/2012 00

International DatacastingCorporation

Options Ata, Georges 4 08/08/2013 50 0.197 55,888 55,888


Rights Deferred ShareUnits

Ata, Georges 4 25/06/2012 00



Ata, Georges 4 08/08/2013 56 55,888 55,888


Options McBride, GrahamMacDonald

4 08/08/2013 50 0.197 428,151 63,503



McBride, GrahamMacDonald

4 08/08/2013 56 353,151 63,503


Options Strom, Peter 4 31/07/2012 00


Options Strom, Peter 4 08/08/2013 50 0.197 55,888 55,888



Strom, Peter 4 31/07/2012 00



Strom, Peter 4 08/08/2013 56 55,888 55,888

International Forest ProductsLimited

Subordinate VotingShares Class A

Sauder Industries Limited 3 15/12/2008 10 1.45 1,604,571 25,300

International Forest ProductsLimited

Subordinate VotingShares Class A

Sauder, E. Lawrence 4, 5 15/12/2008 10 1.45 1,604,571 25,300

InterRent Real EstateInvestment Trust

Deferred Units Amirault, Paul 4 14/08/2013 57 83,835 -2,051


Deferred Units Amirault, Paul 4 14/08/2013 59 83,196 -639


Trust Units Amirault, Paul 4 14/08/2013 57 5,384 2,051


Deferred Units Bouzanis, Paul 4 12/08/2013 57 172,335 -7,768


Trust Units Bouzanis, Paul 4 12/08/2013 57 134,333 7,768


Trust Units InterRent Real EstateInvestment Trust

1 26/09/2008 10 2.16 7,000



1 26/09/2008 38 2.16 7,000



1 26/09/2008 38 2.16 7,000



1 30/09/2008 38 15,737 -25,737



1 31/10/2008 38 0 -18,337


Deferred Units Levinson, Jacie Sydney 4 12/08/2013 57 125,824 -6,472


Trust Units Levinson, Jacie Sydney 4 12/08/2013 57 265,928 6,472


Deferred Units Stone, Victor Reginald 4 12/08/2013 57 102,609 -7,797


Deferred Units Stone, Victor Reginald 4 12/08/2013 59 99,267 -3,342


Trust Units Stone, Victor Reginald 4 12/08/2013 57 47,679 7,797

Intrepid Mines Limited Ordinary Shares Curtis, Laurence Wilson 4 15/08/2013 46 0.2394 320,671 14,662Intrepid Mines Limited Ordinary Shares Jackson, Colin George 4 15/08/2013 46 0.255 447,299 18,235Intrepid Mines Limited Ordinary Shares MACHRIBIE

REKSOHADIPRODJO,ADRIANTO

4 15/08/2013 46 0.255 203,461 13,889

Intrepid Mines Limited Ordinary Shares McDonald, Robert John 4 15/08/2013 46 0.255 229,499 9,914

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8427


T/O UnitPrice


Acquired/Disposed

Intrepid Mines Limited Ordinary Shares McMaster, Ian Melville 4 15/08/2013 46 0.255 524,588 9,804Intrepid Mines Limited Ordinary Shares Roberts, Alan Norman 4 15/08/2013 46 0.255 330,628 17,647Ivanhoe Energy Inc. Common Shares Molyneux, Alexander 5 18/05/2010 00

Ivanhoe Energy Inc. Common Shares Molyneux, Alexander 5 12/08/2013 10 0.73 1,000 1,000Ivanhoe Energy Inc. Common Shares Molyneux, Alexander 5 12/08/2013 10 0.74 30,000 29,000

Jourdan Resources Inc. Common Shares Dehn, Michael Alexander 4, 5 12/08/2013 10 0.04 2,926,500 100,000Jovian Capital Corporation Common Shares McFarlane, Donald 8, 4, 7 01/12/2009 90 8.3 5,000

Jovian Capital Corporation Common Shares McFarlane, Donald 8, 4, 7 01/12/2009 90 8.3 21,333 -5,000

Jovian Capital Corporation Common Shares McFarlane, Donald 8, 4, 7 29/05/2009 10 7.5725 1,500

Jovian Capital Corporation Common Shares McFarlane, Donald 8, 4, 7 29/05/2009 10 7.5725 94,224 1,600

Jovian Capital Corporation Common Shares McFarlane, Donald 8, 4, 7 01/12/2009 90 8.3 -5,000

Jovian Capital Corporation Common Shares McFarlane, Donald 8, 4, 7 01/12/2009 90 8.3 142,600 5,000



Jubilee Gold Exploration Ltd. Common Shares Becker, Jeffrey Jonathan 5 01/01/2013 22 1,256,316

Jubilee Gold Exploration Ltd. Common Shares Becker, Jeffrey Jonathan 5 01/01/2013 22 1,256,316 1,256,316

Jubilee Gold Exploration Ltd. Common Shares Becker, Jeffrey Jonathan 5 01/01/2013 22 186,737

Jubilee Gold Exploration Ltd. Common Shares Becker, Jeffrey Jonathan 5 01/01/2013 22 1,443,053 186,737

K-Bro Linen Inc. Common Shares Percy, Michael Barrett 4 14/08/2013 10 33.9 2,438 375K-Bro Linen Inc. Common Shares Percy, Michael Barrett 4 14/08/2013 10 34 2,538 100

Karnalyte Resources Inc. Common Shares Phinney, Robin 3, 4, 5 15/08/2013 10 2.365 688,370 6,000Karnalyte Resources Inc. Common Shares Phinney, Robin 3, 4, 5 16/08/2013 10 2.307 693,370 5,000Kelt Exploration Ltd. Common Shares McIntyre, Eldon Angus 4 15/08/2013 16 9.8 2,967,525 80,000Kelt Exploration Ltd. Common Shares McIntyre, Eldon Angus 4 15/08/2013 16 8 3,037,525 70,000Kelt Exploration Ltd. Common Shares Wilson, David John 3, 4, 5 15/08/2013 16 8 7,351,173 250,000Kelt Exploration Ltd. Common Shares Wilson, David John 3, 4, 5 15/08/2013 16 9.8 7,601,173 250,000Kennady Diamonds Inc. Common Shares evans, patrick charles 4, 5 06/07/2012 00Kennady Diamonds Inc. Common Shares evans, patrick charles 4, 5 14/08/2013 11 1.5 37,774 37,774Kennady Diamonds Inc. Common Shares Whittle, David Edward 4 12/08/2013 10 3.8498 28,020 -10,000

Kent Exploration Inc. Warrants MacNeill, Tom 3 09/08/2013 55 0 -100,000Kettle River Resources Ltd. Common Shares Clements, Ellen 6 12/08/2013 10 0.02 4,677,573 15,000

Kettle River Resources Ltd. Common Shares Clements, Ellen 6 15/08/2013 10 0.02 4,684,573 7,000

Killam Properties Inc. Common Shares Fraser, Philip 4, 5 09/08/2013 57 19,682 4,182Killam Properties Inc. Rights RSU Fraser, Philip 4, 5 09/08/2013 57 27,057 -8,365Killam Properties Inc. Common Shares Richardson, Robert 4, 5 09/08/2013 57 59,175 3,346Killam Properties Inc. Rights RSU Richardson, Robert 4, 5 09/08/2013 57 22,502 -6,692KILO Goldmines Ltd. Common Shares Galena Special Situations

Master Limited3 11/07/2013 10 30,970,289 12,222,585

Kincora Copper Limited Common Shares Cowan, David John 4 12/08/2013 10 0.025 65,000 5,000Kincora Copper Limited Common Shares Cowan, David John 4 13/08/2013 10 0.03 94,000 29,000Kingsway Financial ServicesInc.

Rights Mitchell, Bruce 3 30/01/2010 00

Kingsway Financial ServicesInc.

Rights Mitchell, Bruce 3 09/08/2013 56 4 1,400,619 1,400,619


Rights Mitchell, Bruce 3 12/08/2013 10 4 1,372,619 -28,000


Common Shares Stilwell, Joseph David 4 13/08/2013 10 3.1167 74,100 3,000











Insider Reporting

August 22, 2013 (2013), 36 OSCB 8428


T/O UnitPrice


Acquired/Disposed






Common Shares Stilwell, Joseph David 4 15/08/2013 10 3.13 335,000 -155,000


Common Shares Swets, Jr., Larry Gene 5 03/07/2012 37 -780,075


Common Shares Swets, Jr., Larry Gene 5 03/07/2012 37 257,500 -772,500


Common Shares Swets, Jr., Larry Gene 5 14/08/2013 10 3.109 277,000 500


Common Shares Swets, Jr., Larry Gene 5 14/08/2013 10 3.11 281,100 4,100


Common Shares Swets, Jr., Larry Gene 5 14/08/2013 10 3.1 281,500 400


Common Shares Swets, Jr., Larry Gene 5 03/07/2012 37 2,525 -7,575

Kinross Gold Corporation Common Shares Fowler, James Keith 5 15/08/2013 57 5.92 9,198 4,552Kinross Gold Corporation Common Shares Fowler, James Keith 5 15/08/2013 10 5.92 6,875 -2,323Kinross Gold Corporation Restricted Shares Fowler, James Keith 5 15/08/2013 57 5.92 27,070 -4,552Labrador Iron MinesHoldings Limited

Common Shares Varma, Danesh Kumar 4 14/08/2013 51 150,000

Labrador Iron MinesHoldings Limited

Common Shares Varma, Danesh Kumar 4 14/08/2013 51 150,000

Lake Shore Gold Corp. Options Kallio, Eric 5 11/08/2013 52 996,000 -300,000Lara Exploration Ltd. Common Shares Bennell, Michael Robin 5 08/08/2013 46 0.87 91,666 21,668

Lara Exploration Ltd. Common Shares Gauthier, Andre 4, 5 08/08/2013 46 0.87 223,709 13,334LE CHATEAU INC. Subordinate Voting

Shares Class A sharesGruman, Barry 3 08/08/2013 10 4.92 3,886,427 1,200

LE CHATEAU INC. Subordinate VotingShares Class A shares

Gruman, Barry 3 09/08/2013 10 4.9 3,886,527 100


Gruman, Barry 3 09/08/2013 10 4.99 3,886,827 300


Gruman, Barry 3 09/08/2013 10 5 3,888,527 1,700


Gruman, Barry 3 12/08/2013 10 5.03 3,898,227 9,700


Gruman, Barry 3 13/08/2013 10 4.99 3,898,427 200


Gruman, Barry 3 13/08/2013 10 5 3,899,527 1,100


Gruman, Barry 3 14/08/2013 10 4.99 3,899,727 200


Gruman, Barry 3 14/08/2013 10 5 3,900,127 400

Leo Resources Inc. Common Shares GreenBank Capital Inc. 3 18/03/2013 00 6,730,000

Leo Resources Inc. Common Shares Wettreich, Daniel 4, 5 18/03/2013 00 53,800Leo Resources Inc. Common Shares White, Scott Fulton 4 18/03/2013 00 5,400Leo Resources Inc. Common Shares Winston Resources Inc. 3 18/03/2013 00 4,479,501LEVON RESOURCES LTD. Common Shares Roberts, Robert 4 23/09/2011 00 311,000

LEVON RESOURCES LTD. Common Shares Robertson, Gary Ralph 4 09/08/2013 10 0.3 567,294 53,000

LEVON RESOURCES LTD. Common Shares Robertson, Gary Ralph 4 13/08/2013 10 0.3 574,294 7,000

LIONS GATEENTERTAINMENT CORP.

Common Shares Beeks, Steve 7, 5 05/08/2013 36 11.75 75,395 2,400


Common Shares Beeks, Steve 7, 5 05/08/2013 10 34 72,995 -2,400




Common Shares Beeks, Steve 7, 5 06/08/2013 10 34 72,995 -16,483



Insider Reporting

August 22, 2013 (2013), 36 OSCB 8429


T/O UnitPrice


Acquired/Disposed


Common Shares Beeks, Steve 7, 5 07/08/2013 10 34.01 72,995 -38,470


Common Shares Beeks, Steve 7, 5 08/08/2013 36 11.75 33,359


Common Shares Beeks, Steve 7, 5 08/08/2013 36 11.75 33,359










Common Shares Goldsmith, Brian 5 11/08/2013 38 33.93 122,299 -5,530


Common Shares Goldsmith, Brian 5 12/08/2013 46 134,799 12,500


Common Shares Goldsmith, Brian 5 12/08/2013 38 33.27 128,276 -6,523

Liquor Stores N.A. Ltd. Common Shares Bebis, Stephen 5 07/05/2013 00Liquor Stores N.A. Ltd. Common Shares Bebis, Stephen 5 14/08/2013 10 16.1 4,900 4,900

Liquor Stores N.A. Ltd. Common Shares Bereznicki, Henry Andrew 4 13/08/2013 10 15.6 30,500 500Liquor Stores N.A. Ltd. Common Shares Bereznicki, Henry Andrew 4 14/08/2013 10 15.645 31,200 700Liquor Stores N.A. Ltd. Common Shares Bereznicki, Henry Andrew 4 14/08/2013 10 15.65 31,400 200Liquor Stores N.A. Ltd. Common Shares Bereznicki, Henry Andrew 4 14/08/2013 10 15.65 31,500 100Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 13/08/2013 10 15.48 9,732 1,500

Liquor Stores N.A. Ltd. Common Shares Gordey, David Nathan 5 13/08/2013 10 15.65 2,000 1,300Liquor Stores N.A. Ltd. Common Shares Green, Robert Steven 4 13/08/2013 10 15.65 7,500 2,500Liquor Stores N.A. Ltd. Common Shares Green, Robert Steven 4 13/08/2013 10 15.7 10,000 2,500Lithium Americas Corp. Options Kanellitsas, John 8, 4, 6 12/08/2013 50 300,000Lithium Americas Corp. Options Kanellitsas, John 8, 4, 6 12/08/2013 50 300,000Lithium Americas Corp. Options Kanellitsas, John 8, 4, 6 12/08/2013 50 785,000 300,000Lithium Americas Corp. Options Mignacco, Franco 4 12/08/2013 50 845,000 300,000

Logistec Corporation Subordinate VotingShares Class B

LOGISTECCORPORATION

1 07/08/2013 38 34.207 1,200


LOGISTECCORPORATION

1 07/08/2013 38 33.99 1,300 200


LOGISTECCORPORATION

1 14/08/2013 38 35 3,300 1,000


LOGISTECCORPORATION

1 16/08/2013 38 35.29 3,800 500

Long Run Exploration Ltd. Options King, Jana 5 16/06/2013 00Long Run Exploration Ltd. Options King, Jana 5 08/08/2013 50 4.5 225,000 225,000Lynden Energy Corp. Common Shares Andrews, Richard Knowlton 4, 5 16/08/2013 10 0.83 4,427,000 50,000

Macarthur Minerals Limited Common Shares Inwentash, Sheldon 6 14/08/2013 10 0.18 7,710,000 10,000



Macarthur Minerals Limited Common Shares Pinetree Capital Ltd. 3 14/08/2013 10 0.18 7,710,000 10,000

Macarthur Minerals Limited Common Shares Pinetree Capital Ltd. 3 15/08/2013 10 0.18 7,725,000 15,000

MacDonald, Dettwiler andAssociates Ltd.

(DSUs, DRSUs, SARs) Friedmann, Daniel 5 13/08/2013 59 81.514 528,500 -75,000


(DSUs, DRSUs, SARs) Louis, Peter 5 12/08/2013 59 81.606 150,000 -85,000


Common Shares Louis, Peter 5 12/08/2013 10 81 14,752 -2,000


Common Shares Louis, Peter 5 12/08/2013 10 81.06 14,552 -200

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8430


T/O UnitPrice


Acquired/Disposed






(DSUs, DRSUs, SARs) Piche, Terrence 5 12/08/2013 59 81.606 48,001 -27,333


Common Shares Piche, Terrence 5 13/08/2013 10 81 8,997 -700


Common Shares Piche, Terrence 5 14/08/2013 10 81 7,697 -1,300


(DSUs, DRSUs, SARs) Wirasekara, Anil 5 12/08/2013 59 81.606 143,000 -73,667


(DSUs, DRSUs, SARs) Wirasekara, Anil 5 14/08/2013 59 81.45 130,000 -13,000

Macusani Yellowcake Inc. Common Shares Disbrow, Robert 3 12/08/2013 10 0.055 12,899,667 5,000Madison Minerals Inc.(formerly MadisonEnterprises Corp.)


Madison Minerals Inc.(formerly MadisonEnterprises Corp.)






Magna International Inc. Common Shares Galifi, Vincent Joseph 5 12/08/2013 51 16.545 70,546 60,000Magna International Inc. Common Shares Galifi, Vincent Joseph 5 12/08/2013 10 82.3 10,546 -60,000Magna International Inc. Options Galifi, Vincent Joseph 5 12/08/2013 51 16.545 640,000 -60,000Magna International Inc. Common Shares Judge, Barbara Thomas 4 12/08/2013 51 47.98 14,000 10,000Magna International Inc. Common Shares Judge, Barbara Thomas 4 12/08/2013 10 82.3 4,000 -10,000

Magna International Inc. Options Judge, Barbara Thomas 4 12/08/2013 51 47.98 10,000 -10,000Magna International Inc. Common Shares Walker, Donald James 4, 5 12/08/2013 10 82.072 231,217 -25,000Magnum Energy Inc. Warrants Lowe, Jeff 4 13/08/2013 55 275,000 -400,000Magnum Energy Inc. Warrants Lowe, Jeff 4 14/08/2013 55 100,000 -175,000Magnum Energy Inc. Warrants Lowe, Jeff 4 14/08/2013 55 0 -100,000Mainstreet Equity Corp. Common Shares Amantea, Joe 4 13/08/2013 10 34 245 -220Majescor Resources Inc. Common Shares Hachey, Daniel Fontaine 5 25/06/2013 11 0.05 900,000 100,000

Majescor Resources Inc. Warrants Hachey, Daniel Fontaine 5 25/06/2013 11 0.1 500,000 100,000Man GLG Emerging MarketsIncome Fund

Units Class A Man GLG EmergingMarkets Income Fund

1 12/08/2013 10 8.1 6,600 6,600

Man GLG Emerging MarketsIncome Fund


1 12/08/2013 38 0 -6,600



1 13/08/2013 10 8.1 8,500 8,500



1 13/08/2013 38 0 -8,500



1 14/08/2013 10 8.1 4,000 4,000



1 14/08/2013 38 0 -4,000



1 15/08/2013 10 8.1 8,000 8,000



1 15/08/2013 38 0 -8,000

Maple Leaf Resource Corp. Common Shares Lanark EnergyManagement Corp.

3 31/07/2013 00

Maple Leaf Resource Corp. Common Shares Lanark EnergyManagement Corp.

3 02/08/2013 11 0.05 750,000 750,000

Maple Leaf Resource Corp. Common Shares Lexier, Jonathan Ari 4 31/07/2013 00



Maple Leaf Resource Corp. Common Shares Lexier, Jonathan Ari 4 02/08/2013 11 750,000 750,000

Maple Leaf Resource Corp. Options Lexier, Jonathan Ari 4 31/07/2013 00


Insider Reporting

August 22, 2013 (2013), 36 OSCB 8431


T/O UnitPrice


Acquired/Disposed


Maple Leaf Resource Corp. Options Lexier, Jonathan Ari 4 31/07/2013 50 26,666 26,666

Marlin Gold Mining Ltd.(formerly Oro Mining Ltd.)

Common Shares Brownlie, John 4 13/08/2013 57 0.05 1,702,954 751,524


Rights Brownlie, John 4 02/07/2010 00


Rights Brownlie, John 4 15/07/2013 56 951,430 951,430


Rights Brownlie, John 4 13/08/2013 57 0.05 0 -951,430


Common Shares Fernandez-Maldonado,Vilma

5 13/08/2013 57 0.05 65,442 28,879


Common Shares Fernandez-Maldonado,Vilma

5 13/08/2013 15 0.05 136,563 71,121


Rights Fernandez-Maldonado,Vilma

5 02/09/2008 00



5 15/07/2013 56 36,562 36,562



5 13/08/2013 56 0.05 0 -36,562

Martinrea International Inc. Options Options topurchase common shares

Brush, Kenneth Wayne 5 12/08/2013 51 7.2 40,000 -5,000

Martinrea International Inc. Common Shares Di Tosto, Alfred 5 12/08/2013 10 12.36 12,500 3,000Martinrea International Inc. Common Shares Di Tosto, Alfred 5 12/08/2013 10 12.35 13,300 800Martinrea International Inc. Common Shares Johnson, Bruce Norman 5 25/03/2008 00Martinrea International Inc. Common Shares Johnson, Bruce Norman 5 12/08/2013 51 6.56 7,621 7,621


Johnson, Bruce Norman 5 12/08/2013 51 6.56 -7,621


Johnson, Bruce Norman 5 12/08/2013 51 6.56 -7,621


Johnson, Bruce Norman 5 12/08/2013 51 6.56 94,379 -7,621


Johnson, Bruce Norman 5 12/08/2013 51 6.56 79,379 -15,000


Mangov, Ada 5 25/10/2011 00


Mangov, Ada 5 25/10/2011 00 55,000


Mangov, Ada 5 14/08/2013 51 7.2 -12,500


Mangov, Ada 5 14/08/2013 51 7.2 -12,500


Mangov, Ada 5 14/08/2013 51 7 -20,000


Mangov, Ada 5 14/08/2013 51 7 -20,000


Mangov, Ada 5 14/08/2013 51 7.2 62,500 -12,500


Mangov, Ada 5 14/08/2013 51 7 42,500 -20,000

Match Capital ResourcesCorporation

Common Shares Wakeam, Nadim 4 08/08/2013 00 50,000

MCAN MortgageCorporation

Common Shares Jandrisits, William John 4, 7, 5 02/01/2013 30 13.731 40





Insider Reporting

August 22, 2013 (2013), 36 OSCB 8432


T/O UnitPrice


Acquired/Disposed



MCW Energy Group Limited Common Shares Redline CapitalManagement SA, forRedline Capital Fund

3 09/08/2013 11 0.7 8,695,652 256,800

MEG Energy Corp. Common Shares McCAFFREY, WilliamJoseph

4, 5 15/08/2013 51 27.5 1,168,180 5,000

MEG Energy Corp. Common Shares McCAFFREY, WilliamJoseph

4, 5 15/08/2013 10 32.75 1,163,180 -5,000

MEG Energy Corp. Options McCAFFREY, WilliamJoseph

4, 5 15/08/2013 51 27.5 482,600 -5,000

Mega Precious Metals Inc. Common Shares Inwentash, Sheldon 6 09/08/2013 10 0.2196 16,155,500 96,000Mega Precious Metals Inc. Common Shares Inwentash, Sheldon 6 12/08/2013 10 0.2312 16,238,000 82,500Mega Precious Metals Inc. Common Shares Pinetree Capital Ltd. 3 09/08/2013 10 0.2196 12,964,964 96,000Mega Precious Metals Inc. Common Shares Pinetree Capital Ltd. 3 12/08/2013 10 0.2312 13,047,464 82,500

Metallis Resources Inc. Common Shares Aliperti, Fiore 4 11/07/2013 37 97,700 -390,800Metallis Resources Inc. Common Shares Aliperti, Fiore 4 12/08/2013 11 0.06 197,700 100,000

Metallis Resources Inc. Common Shares Lever, Jon Stacy 4, 5 12/01/2012 00Metallis Resources Inc. Common Shares Lever, Jon Stacy 4, 5 12/08/2013 11 0.06 83,334 83,334Metallis Resources Inc. Common Shares Sikich, Michael 4 11/07/2013 37 162,600 -650,400Metallis Resources Inc. Common Shares Sikich, Michael 4 12/08/2013 11 0.06 329,267 166,667Metalore Resources Limited Common Shares Chilian, George 6 12/08/2013 10 3.2 374,208 900

Metalore Resources Limited Common Shares Chilian, George 6 14/08/2013 10 3.2 375,508 1,300

Methanex Corporation Common Shares AITKEN, BRUCE 4 09/08/2013 51 6.33 148,289 10,000Methanex Corporation Common Shares AITKEN, BRUCE 4 09/08/2013 10 49.5 138,289 -10,000Methanex Corporation Common Shares AITKEN, BRUCE 4 12/08/2013 51 6.33 148,289 10,000Methanex Corporation Common Shares AITKEN, BRUCE 4 12/08/2013 10 50.3 148,189 -100Methanex Corporation Common Shares AITKEN, BRUCE 4 12/08/2013 10 50.29 143,289 -4,900Methanex Corporation Common Shares AITKEN, BRUCE 4 12/08/2013 10 50.25 138,289 -5,000

Methanex Corporation Common Shares AITKEN, BRUCE 4 13/08/2013 51 6.33 148,289 10,000Methanex Corporation Common Shares AITKEN, BRUCE 4 13/08/2013 10 50.7 148,089 -200Methanex Corporation Common Shares AITKEN, BRUCE 4 13/08/2013 10 50.69 143,289 -4,800Methanex Corporation Common Shares AITKEN, BRUCE 4 13/08/2013 10 50.94 143,089 -200Methanex Corporation Common Shares AITKEN, BRUCE 4 13/08/2013 10 50.96 138,389 -4,700Methanex Corporation Common Shares AITKEN, BRUCE 4 13/08/2013 10 50.88 138,289 -100Methanex Corporation Common Shares AITKEN, BRUCE 4 14/08/2013 51 6.33 148,289 10,000Methanex Corporation Common Shares AITKEN, BRUCE 4 14/08/2013 10 50.8 143,289 -5,000Methanex Corporation Common Shares AITKEN, BRUCE 4 14/08/2013 10 50.83 143,089 -200Methanex Corporation Common Shares AITKEN, BRUCE 4 14/08/2013 10 50.81 138,289 -4,800Methanex Corporation Common Shares AITKEN, BRUCE 4 15/08/2013 51 6.33 148,289 10,000Methanex Corporation Common Shares AITKEN, BRUCE 4 15/08/2013 10 49.28 143,589 -4,700

Methanex Corporation Common Shares AITKEN, BRUCE 4 15/08/2013 10 49.29 143,289 -300

Methanex Corporation Common Shares AITKEN, BRUCE 4 15/08/2013 10 49.16 138,289 -5,000Methanex Corporation Common Shares AITKEN, BRUCE 4 16/08/2013 51 6.33 148,289 10,000Methanex Corporation Common Shares AITKEN, BRUCE 4 16/08/2013 10 49.75 147,989 -300Methanex Corporation Common Shares AITKEN, BRUCE 4 16/08/2013 10 49.76 147,789 -200Methanex Corporation Common Shares AITKEN, BRUCE 4 16/08/2013 10 49.75 147,589 -200Methanex Corporation Common Shares AITKEN, BRUCE 4 16/08/2013 10 49.74 143,289 -4,300Methanex Corporation Common Shares AITKEN, BRUCE 4 16/08/2013 10 49.68 138,289 -5,000Methanex Corporation Options AITKEN, BRUCE 4 09/08/2013 51 98,000 -10,000Methanex Corporation Options AITKEN, BRUCE 4 12/08/2013 51 88,000 -10,000Methanex Corporation Options AITKEN, BRUCE 4 13/08/2013 51 78,000 -10,000Methanex Corporation Options AITKEN, BRUCE 4 14/08/2013 51 68,000 -10,000

Methanex Corporation Options AITKEN, BRUCE 4 15/08/2013 51 58,000 -10,000Methanex Corporation Options AITKEN, BRUCE 4 16/08/2013 51 48,000 -10,000

Methanex Corporation Common Shares Milner, Randall M. 5 13/08/2013 51 24.96 13,280 3,000Methanex Corporation Common Shares Milner, Randall M. 5 13/08/2013 10 50.65 10,280 -3,000Methanex Corporation Options Milner, Randall M. 5 13/08/2013 51 99,000 -3,000Micromem Technologies Inc. Common Shares Khan, Bash 5 09/08/2013 10 0.18 1,100 -1,900

MINT Income Fund Trust Units Class A Brasseur, Jeremy 6 23/02/2012 00MINT Income Fund Trust Units Class A Brasseur, Jeremy 6 14/08/2013 10 9.0757 8,800 8,800MINT Income Fund Trust Units Class A Brasseur, Jeremy 6 15/08/2013 10 9.73 9,600 800MINT Income Fund Trust Units Lauzon, Robert 5 13/08/2013 15 10.021 1,000MINT Income Fund Trust Units Lauzon, Robert 5 13/08/2013 15 10.021 1,000MINT Income Fund Trust Units Class A Lauzon, Robert 5 30/04/2007 00MINT Income Fund Trust Units Class A Lauzon, Robert 5 13/08/2013 15 10.021 1,000 1,000

MINT Income Fund Warrants Lauzon, Robert 5 12/08/2013 15 2,666 2,666

MINT Income Fund Trust Units Orrico, Dean 4, 5 12/08/2013 30 15,455 610MINT Income Fund Trust Units Orrico, Dean 4, 5 13/08/2013 15 10.021 11,000MINT Income Fund Trust Units Orrico, Dean 4, 5 13/08/2013 15 10.021 11,000MINT Income Fund Trust Units Orrico, Dean 4, 5 12/08/2013 30 4,001 155

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8433


T/O UnitPrice


Acquired/Disposed

MINT Income Fund Trust Units Orrico, Dean 4, 5 12/08/2013 30 8,978 353MINT Income Fund Trust Units Class A Orrico, Dean 4, 5 13/06/2006 00MINT Income Fund Trust Units Class A Orrico, Dean 4, 5 13/08/2013 15 10.021 11,000 11,000

MINT Income Fund Warrants Orrico, Dean 4, 5 12/08/2013 15 15,455 15,455MINT Income Fund Warrants Orrico, Dean 4, 5 12/08/2013 15 4,001 4,001

MINT Income Fund Warrants Orrico, Dean 4, 5 12/08/2013 15 8,978 8,978Miocene Metals Limited Common Shares Crookes, Wayne Myron 3 26/07/2013 00Miocene Metals Limited Common Shares Crookes, Wayne Myron 3 26/07/2013 00Miocene Metals Limited Common Shares Crookes, Wayne Myron 3 26/07/2013 00 5,704,000Montan Capital Corp. Common Shares Zimtu Capital Corp. 3 08/08/2013 10 0.185 1,432,500 8,000Montan Capital Corp. Common Shares Zimtu Capital Corp. 3 08/08/2013 10 0.185 1,439,500 7,000Morguard North AmericanResidential Real EstateInvestment Trust

Trust Units Robertson, Bruce Keith 4 09/08/2013 10 9.29 58,700 6,500

MountainStar Gold Inc. Common Shares Diegmann, Frank 8 01/08/2013 10 0.195 8,740,000 25,000MountainStar Gold Inc. Common Shares Diegmann, Frank 8 13/08/2013 10 0.199 8,790,000 50,000

MRF 2013 Resource LimitedPartnership

Limited Partnership Units Brasseur, Jeremy 6 13/08/2013 11 25 90,270 -1,600

Nass Valley Gateway Ltd. Common Shares Merfin Management Ltd 3 06/08/2013 10 0.03 10,802,833 50,000Nass Valley Gateway Ltd. Common Shares Merfin Management Ltd 3 07/08/2013 10 0.015 10,832,833 30,000National Bank of Canada Common Shares Bertrand, Maryse 4 15/08/2013 10 77.677 1,301 111

National Bank of Canada Common Shares Bertrand, Maryse 4 15/08/2013 35 79.008 1,306 5National Bank of Canada Unités d'actions différées

(UAD) / (DSU)Bertrand, Maryse 4 15/08/2013 56 1,056 216

National Bank of Canada Unités d'actions différées(UAD) / (DSU)

Bertrand, Maryse 4 15/08/2013 35 1,066 10

National Bank of Canada Common Shares Bloomberg, Lawrence S. 4, 7 15/08/2013 10 77.677 1,600 101National Bank of Canada Common Shares Boivin, Pierre 4 15/08/2013 10 77.677 6,174 142National Bank of Canada Common Shares Boivin, Pierre 4 15/08/2013 35 77.86 1National Bank of Canada Common Shares Boivin, Pierre 4 15/08/2013 35 77.86 1

National Bank of Canada Common Shares Boivin, Pierre 4 15/08/2013 35 79.008 6,175 1National Bank of Canada Common Shares Caillé, André 4 15/08/2013 10 77.677 4,863 155National Bank of Canada Common Shares Caillé, André 4 15/08/2013 35 77.86 52National Bank of Canada Common Shares Caillé, André 4 15/08/2013 35 77.86 52National Bank of Canada Common Shares Caillé, André 4 15/08/2013 35 79.008 4,915 52National Bank of Canada Unités d'actions différées

(UAD) / (DSU)Caillé, André 4 15/08/2013 56 289


Caillé, André 4 15/08/2013 56 289


Caillé, André 4 15/08/2013 35 12,897 141


Caillé, André 4 15/08/2013 56 13,186 289

National Bank of Canada Common Shares Coulombe, Gérard 4 15/08/2013 10 77.677 7,338 139

National Bank of Canada Common Shares Coulombe, Gérard 4 15/08/2013 35 77.86 41

National Bank of Canada Common Shares Coulombe, Gérard 4 15/08/2013 35 77.86 41National Bank of Canada Common Shares Coulombe, Gérard 4 15/08/2013 35 79.008 7,379 41National Bank of Canada Unités d'actions différées

(UAD) / (DSU)Coulombe, Gérard 4 15/08/2013 56 351


Coulombe, Gérard 4 15/08/2013 56 351


Coulombe, Gérard 4 15/08/2013 35 26,658 291


Coulombe, Gérard 4 15/08/2013 56 27,009 351

National Bank of Canada Common Shares Cyr, Bernard 4 15/08/2013 10 77.677 8,379 238National Bank of Canada Common Shares Cyr, Bernard 4 15/08/2013 35 77.86 59National Bank of Canada Common Shares Cyr, Bernard 4 15/08/2013 35 77.86 59

National Bank of Canada Common Shares Cyr, Bernard 4 15/08/2013 35 79.008 8,438 59National Bank of Canada Common Shares Denham, Gillian H. (Jill) 4 15/08/2013 10 77.677 5,880 110National Bank of Canada Unités d'actions différées

(UAD) / (DSU)Denham, Gillian H. (Jill) 4 15/08/2013 35 64 2

National Bank of Canada Common Shares DOUVILLE, Jean R. 4 15/08/2013 10 77.677 8,589 116National Bank of Canada Unités d'actions différées

(UAD) / (DSU)DOUVILLE, Jean R. 4 15/08/2013 35 8,447 92

National Bank of Canada Common Shares Gobeil, Paul 4 15/08/2013 10 77.677 14,819 140National Bank of Canada Unités d'actions différées

(UAD) / (DSU)Gobeil, Paul 4 15/08/2013 35 35,650 390

National Bank of Canada Common Shares Houde, Jean 4 15/08/2013 10 77.677 6,236 147National Bank of Canada Common Shares Houde, Jean 4 15/08/2013 35 77.86 9National Bank of Canada Common Shares Houde, Jean 4 15/08/2013 35 77.86 9

National Bank of Canada Common Shares Houde, Jean 4 15/08/2013 35 79.008 6,245 9

National Bank of Canada Common Shares Laflamme, Louise 4 15/08/2013 10 77.677 8,042 135

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8434


T/O UnitPrice


Acquired/Disposed


Laflamme, Louise 4 15/08/2013 56 4,332 225


Laflamme, Louise 4 15/08/2013 35 4,377 45

National Bank of Canada Common Shares Runte, Roseann 4 15/08/2013 10 77.677 6,171 112National Bank of Canada Common Shares Runte, Roseann 4 15/08/2013 35 79.008 6,215 44National Bank of Canada Unités d'actions différées

(UAD) / (DSU)Runte, Roseann 4 15/08/2013 56 16,578 176


Runte, Roseann 4 15/08/2013 35 16,760 182

National Bank of Canada Common Shares Saputo, Lino Anthony 4 15/08/2013 10 77.677 1,656 126National Bank of Canada Common Shares Saputo, Lino Anthony 4 15/08/2013 35 79.008 1,662 6National Bank of Canada Unités d'actions différées

(UAD) / (DSU)Saputo, Lino Anthony 4 15/08/2013 56 980 176


Saputo, Lino Anthony 4 15/08/2013 35 989 9

National Bank of Canada Common Shares Thabet, Pierre 4 15/08/2013 10 77.677 936 121

National Bank of Canada Common Shares Thabet, Pierre 4 15/08/2013 35 79.008 945 9


Thabet, Pierre 4 15/08/2013 56 1,639 185

Nemaska Lithium Inc.(formerly NEMASKAEXPLORATION INC.)

Common Shares Bourassa, guy georges 4, 5 15/08/2013 10 0.135 1,715,001 15,000

Neptune Technologies &Bioressources Inc.

Common Shares Haywood, George Weaver 3 12/08/2013 10 3.74 5,362,197 77,601






Common Shares Simard, Eric 5 13/08/2013 51 2.5 30,000 20,000


Common Shares Simard, Eric 5 13/08/2013 10 4.1 20,000 -10,000


Options Groupe 52 Simard, Eric 5 13/08/2013 51 2.5 30,000 -20,000

Nevada Copper Corp. Options Brown, Michael 4 06/08/2013 00Nevada Copper Corp. Options Brown, Michael 4 13/08/2013 50 2 125,000 125,000New Flyer Industries Inc. Common Shares Joseph, Wayne Ray 5 12/08/2013 10 11.25 16,938 1,688New Flyer Industries Inc. Common Shares McLeod, Wayne 4 14/08/2013 10 11.25 22,200 3,200Newalta Corporation Common Shares Riddell, Clayton H. 3 12/08/2013 10 15.507 4,253,650 -100,000NexGen Energy Ltd. Common Shares Currie, James Alexander 4 19/04/2013 37 638,293 -861,707NexGen Energy Ltd. Options Currie, James Alexander 4 19/04/2013 37 131,914 -178,086NexGen Energy Ltd. Common Shares LEDERHOUSE, MICHAEL

CAREY3 13/08/2013 10 0.395 12,840,573 -20,000

NexGen Energy Ltd. Common Shares LEDERHOUSE, MICHAELCAREY

3 14/08/2013 10 0.39 12,820,573 -20,000

NexGen Energy Ltd. Common Shares LEDERHOUSE, MICHAELCAREY

3 15/08/2013 10 0.42 12,800,573 -20,000

Nighthawk Gold Corp. Warrants Cudney, Robert Douglas 3 22/07/2013 55 0.35 2,197,500 -642,357North American EnergyPartners Inc.

Common Shares Ferron, Martin Robert 4, 5 07/08/2013 10 4.95 891,500 5,200

North American EnergyPartners Inc.

Notes NOACN 9 1/8 Ferron, Martin Robert 4, 5 07/08/2013 10 1.049 $485,000 $350,000

North American PalladiumLtd.

Options Lofsky, Tess Lee Ann 7 12/08/2013 50 1.21 190,000 150,000

Northland Resources S.A. Common Shares Arlefalk, Göran 5 12/08/2013 10 0 -59,750Novik Inc. Options Gaudreau, Louis-ANdré 4, 5 16/05/2013 50 0.42 150,000

Novik Inc. Options Gaudreau, Louis-ANdré 4, 5 16/05/2013 50 0.42 150,000Novik Inc. Options Gaudreau, Louis-ANdré 4, 5 24/05/2013 51 0.4 -75,000Novik Inc. Options Gaudreau, Louis-ANdré 4, 5 24/05/2013 51 0.4 500,000 -75,000

Novik Inc. Options Gaudreau, Michel 3, 4, 5 16/05/2013 50 0.42 200,000Novik Inc. Options Gaudreau, Michel 3, 4, 5 16/05/2013 50 0.42 200,000Novik Inc. Options Gaudreau, Michel 3, 4, 5 24/05/2013 51 0.4 -75,000Novik Inc. Options Gaudreau, Michel 3, 4, 5 24/05/2013 51 0.4 750,000 -75,000NTG Clarity Networks Inc. Common Shares Stevens, Sinclair McKnight 4 07/08/2013 51 0.1 138,500 100,000

NTG Clarity Networks Inc. Common Shares Stevens, Sinclair McKnight 4 09/08/2013 10 0.34 128,500 -10,000

NTG Clarity Networks Inc. Options Stevens, Sinclair McKnight 4 07/08/2013 51 0 -100,000

Oceanus ResourcesCorporation

Common Shares Gordon, Richard Basil 4, 5 09/08/2013 10 0.195 1,376,807 5,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8435


T/O UnitPrice


Acquired/Disposed


Common Shares Gordon, Richard Basil 4, 5 12/08/2013 10 0.23 1,377,807 1,000


Common Shares Gordon, Richard Basil 4, 5 12/08/2013 10 0.2 1,378,307 500

ONEX CORPORATION Subordinate VotingShares

Donaldson, Christine Maria 5 13/08/2013 10 52.79 15,725 329


Donaldson, Christine Maria 5 14/08/2013 10 52.702 16,750 1,025


Duncanson, TimothyAndrew Robert

5 13/08/2013 10 52.79 116,779 1,909


Duncanson, TimothyAndrew Robert

5 14/08/2013 10 52.702 122,717 5,938


Gilis, Konstantin 5 13/08/2013 10 52.79 9,385 428


Gilis, Konstantin 5 14/08/2013 10 52.702 10,716 1,331


Govan, Christopher Allan 5 13/08/2013 10 52.79 93,598 1,020


Govan, Christopher Allan 5 14/08/2013 10 52.702 96,768 3,170


Hausman, Joshua Samuel 7 14/08/2013 10 52.71 8,800 800


Le Blanc, Robert Michael 7 14/08/2013 10 52.383 404,975 3,600


Le Blanc, Robert Michael 7 15/08/2013 10 52.186 409,375 4,400


Lewtas, Donald William 5 13/08/2013 10 52.79 125,934 1,186


Lewtas, Donald William 5 14/08/2013 10 52.702 129,621 3,687

OREX MINERALS INC. Common Shares Cope, Gary Gordon 5 16/08/2013 10 0.3 2,945,900 4,500Oromin Explorations Ltd. Common Shares Teranga Gold Corporation 3 06/08/2013 22 81,778,377

Oromin Explorations Ltd. Common Shares Teranga Gold Corporation 3 06/08/2013 22 81,778,377

Oromin Explorations Ltd. Common Shares Teranga Gold Corporation 3 06/08/2013 22 81,778,377

Oromin Explorations Ltd. Common Shares Teranga Gold Corporation 3 06/08/2013 22 99,775,901 81,076,401

Otelco Inc. (formerly, RuralLEC Acquisition LLC)

Class A Common Share Ross, Brian Anthony 4 24/05/2013 00

Otelco Inc. (formerly, RuralLEC Acquisition LLC)

Class A Common Share Ross, Brian Anthony 4 15/08/2013 10 8.87 1,000 1,000

Paladin Labs Inc. Common Shares Desrosiers, Francois 5 15/06/2013 30 50.74 658 80Paladin Labs Inc. Options Stock Options Desrosiers, Francois 5 13/05/2013 50 49.61 41,088 14,300Parallel Energy Trust Trust Units Alexander, Richard M. 4 13/08/2013 10 3.82 126,900 6,900Parallel Energy Trust Trust Units Alexander, Richard M. 4 13/08/2013 10 3.83 140,000 13,100

Parallel Energy Trust Trust Units Sykes, Henry William 4 13/08/2013 10 3.83 91,180 700

Parallel Energy Trust Trust Units Sykes, Henry William 4 13/08/2013 10 3.82 92,980 1,800Paramount Resources Ltd. Common Shares Class A Claugus, Thomas Eugene 4 09/08/2013 10 32.48 135,900 -300

Paramount Resources Ltd. Common Shares Class A Claugus, Thomas Eugene 4 12/08/2013 10 31.5 135,700 -200


Paramount Resources Ltd. Common Shares Class A Claugus, Thomas Eugene 4 09/08/2013 10 32.48 1,080,100 -2,400









Insider Reporting

August 22, 2013 (2013), 36 OSCB 8436


T/O UnitPrice


Acquired/Disposed




Park Lawn Company Limited Common Shares Mills, John Franklin 4 16/10/2012 10 2.5 1,000

Park Lawn Company Limited Common Shares Mills, John Franklin 4 16/07/2013 10 2.5 38,400 1,000

Parkland Fuel Corporation Common Shares Dinning, James Francis 4 12/08/2013 30 17.5 91,635 -5,000Parkland Fuel Corporation Common Shares Ferland, Alain 4 12/08/2013 30 17.5 72,305 -15,000Parkland Fuel Corporation Common Shares Ferland, Alain 4 13/08/2013 30 17.5 48,066 -24,239Pason Systems Inc. common share options Dudar, Ronald 5 09/08/2013 59 191,667 -7,500Pason Systems Inc. Common Shares Smith, Russell 5 12/08/2013 10 2,540 540

Pason Systems Inc. common share options Tremaine, Dean 5 12/08/2013 59 148,333 -26,667Pennine PetroleumCorporation

Common Shares Gertz, Raymond H 4 12/08/2013 10 0.02 299,000 200,000

Perpetual Energy Inc. Common Shares Rapini, Marcello 5 14/08/2013 10 1.11 24,572 10,000Perpetual Energy Inc. Common Shares Rapini, Marcello 5 15/08/2013 10 1.108 34,572 10,000Phoscan Chemical Corp. Common Shares PhosCan Chemical Corp. 1 31/07/2013 38 0.295 19,784 19,784Phoscan Chemical Corp. Common Shares PhosCan Chemical Corp. 1 06/08/2013 38 0.295 39,284 19,500Phoscan Chemical Corp. Common Shares PhosCan Chemical Corp. 1 15/08/2013 38 0 -39,284PHX Energy Services Corp. Retention Awards (Cash-

based Only)Athaide, Judith 4 16/08/2013 56 10.79 27,332 1,459

PHX Energy Services Corp. Retention Awards (Cash-based Only)

Bailey, James Cameron 4 12/08/2013 57 11.08 14,683 -1,500


Bailey, James Cameron 4 12/08/2013 57 11.08 14,411 -272


Bailey, James Cameron 4 12/08/2013 57 11.08 11,066 -3,345


Bailey, James Cameron 4 16/08/2013 56 10.79 12,502 1,436


Blanchard, Daniel Asa 5 13/08/2013 57 11.05 0 -3,334

PHX Energy Services Corp. Options Brown, Craig 5 16/08/2013 50 10.79 200,000 100,000

PHX Energy Services Corp. Options Buker, Michael Leslie 5 16/08/2013 50 10.79 377,500 100,000


Buker, Michael Leslie 5 13/08/2013 57 11.05 51,021 -3,334


Hibbard, Lawrence M. 4 16/08/2013 56 10.79 21,482 973

PHX Energy Services Corp. Options Hooks, John Michael 5 16/08/2013 50 10.79 397,500 100,000


Hooks, John Michael 5 13/08/2013 57 11.05 78,246 -10,000


Hooks, John Michael 5 16/08/2013 56 10.79 79,219 973

PHX Energy Services Corp. Common Shares Ritchie, Cameron Michael 5 12/08/2013 51 10.04 88,391 11,100

PHX Energy Services Corp. Common Shares Ritchie, Cameron Michael 5 12/08/2013 10 11.05 87,891 -500



PHX Energy Services Corp. Common Shares Ritchie, Cameron Michael 5 12/08/2013 10 11 77,291 -9,900

PHX Energy Services Corp. Common Shares Ritchie, Cameron Michael 5 13/08/2013 51 10.04 91,191 13,900

PHX Energy Services Corp. Common Shares Ritchie, Cameron Michael 5 13/08/2013 10 11 77,291 -13,900

PHX Energy Services Corp. Options Ritchie, Cameron Michael 5 12/08/2013 51 10.04 208,900 -11,100

PHX Energy Services Corp. Options Ritchie, Cameron Michael 5 13/08/2013 51 10.04 195,000 -13,900

PHX Energy Services Corp. Options Ritchie, Cameron Michael 5 16/08/2013 50 10.79 295,000 100,000


Ritchie, Cameron Michael 5 13/08/2013 57 11.05 51,021 -3,334


Shafer, Jeffery John 5 13/08/2013 57 11.05 0 -3,334

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8437


T/O UnitPrice


Acquired/Disposed


Tetreault, Myron Arthur 4 16/08/2013 56 10.79 34,037 2,386


Thomas, Roger Dale 4 16/08/2013 56 10.79 13,186 729

Pivotal Therapeutics Inc. Common Shares Crossover Healthcare Fund 3 27/12/2012 10 0.2035 39,000 39,000











Pivotal Therapeutics Inc. Common Shares Crossover Healthcare Fund 3 31/07/2013 00

Plazacorp Retail PropertiesLtd.

Common Shares Cipollone, Floriana 5 15/08/2013 10 4.08 12,500 1,500


Restricted Share Units Cipollone, Floriana 5 15/08/2013 30 4.1 10,137 137


Restricted Share Units Cipollone, Floriana 5 15/08/2013 59 4.1 10,000 -137


Common Shares Elias, Patricia 5 15/08/2013 57 4.1 86 32


Restricted Share Units Elias, Patricia 5 15/08/2013 30 4.1 2,432 32


Restricted Share Units Elias, Patricia 5 15/08/2013 57 4.1 2,400 -32


Common Shares Holt, Alexander James 5 15/08/2013 57 4.1 1,186 32


Restricted Share Units Holt, Alexander James 5 15/08/2013 30 4.1 2,432 32


Restricted Share Units Holt, Alexander James 5 15/08/2013 57 4.1 2,400 -32


Common Shares Penney, Stephen 5 15/08/2013 57 4.1 86 32


Restricted Share Units Penney, Stephen 5 15/08/2013 30 4.1 2,432 32


Restricted Share Units Penney, Stephen 5 15/08/2013 57 4.1 2,400 -32


Common Shares Petrie, James M. 5 14/08/2013 10 4.1 28,870 3,620


Restricted Share Units Petrie, James M. 5 15/08/2013 30 4.1 10,137 137


Restricted Share Units Petrie, James M. 5 15/08/2013 59 4.1 10,000 -137


Common Shares Salsberg, Kevin 7, 5 09/08/2013 10 4.08 21,141 5,000


Bonds 6.0% MortgageBonds

Sharpe, Kim 5 07/08/2001 00


Bonds 6.0% MortgageBonds

Sharpe, Kim 5 15/08/2013 16 $25,000 $25,000


Common Shares Sharpe, Kim 5 15/08/2013 57 4.1 66,874 19


Restricted Share Units Sharpe, Kim 5 15/08/2013 30 4.1 2,432 32


Restricted Share Units Sharpe, Kim 5 15/08/2013 57 4.1 2,400 -32


Common Shares Strange, Kimberly A. 5 15/08/2013 57 4.1 86 32

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8438


T/O UnitPrice


Acquired/Disposed


Restricted Share Units Strange, Kimberly A. 5 15/08/2013 30 4.1 2,432 32


Restricted Share Units Strange, Kimberly A. 5 15/08/2013 57 4.1 2,400 -32


Common Shares Trenholm, Barbara 4 15/08/2013 10 4.06 58,417 2,000

PNI Digital Media Inc. Common Shares Lawrence, CameronWilliam

5 16/08/2013 10 0.275 85,000 65,000

POET Technologies Inc. Options Benadiba, Mark 4 13/08/2013 50 0.49 3,300,000 300,000POET Technologies Inc. Options Chowaniec, Adam 4 13/08/2013 50 1,100,000 300,000POET Technologies Inc. Options Copetti, Peter 4 13/08/2013 50 3,300,000 300,000POET Technologies Inc. Options Lafrance, Michel Jacques 5 13/08/2013 50 365,000 50,000POET Technologies Inc. Options O'Donnell, John Frederick 4 13/08/2013 50 0.49 962,500 300,000

POET Technologies Inc. Options Peralta, Samuel 4 13/08/2013 50 0.49 1,300,000 300,000POET Technologies Inc. Options Pierhal, Leon M. 4, 5 13/08/2013 50 3,300,000 300,000POET Technologies Inc. Options Shepherd, Christopher Lee 5 13/08/2013 50 0.49 1,500,000 200,000

POET Technologies Inc. Options Taylor, Geoff 4 13/08/2013 50 0.49 2,665,000 300,000POET Technologies Inc. Options Tsiofas, Chris 4 13/08/2013 50 1,300,000 300,000POET Technologies Inc. Options OPEL Inc. Tsiofas, Chris 4 21/08/2012 00POET Technologies Inc. Options OPEL Inc. Tsiofas, Chris 4 21/08/2012 00POET Technologies Inc. Options OPEL Inc. Tsiofas, Chris 4 21/08/2012 00POET Technologies Inc. Options OPEL Inc. Tsiofas, Chris 4 21/08/2012 00POET Technologies Inc. Options OPEL Inc. Tsiofas, Chris 4 13/08/2013 50 300,000POET Technologies Inc. Options OPEL Inc. Tsiofas, Chris 4 13/08/2013 50 300,000Points International Ltd. Common Shares Croxon, David Bruce 4 09/08/2013 10 21.9 14,000 -2,000Points International Ltd. Common Shares Croxon, David Bruce 4 09/08/2013 10 22.053 12,200 -1,800

Points International Ltd. Common Shares Croxon, David Bruce 4 12/08/2013 10 22.1 10,300 -1,900Points International Ltd. Common Shares Croxon, David Bruce 4 12/08/2013 10 22.05 9,100 -1,200Points International Ltd. Common Shares Croxon, David Bruce 4 13/08/2013 10 21.44 7,200 -1,900

Points International Ltd. Common Shares Croxon, David Bruce 4 13/08/2013 10 21.569 6,100 -1,100Polar Star MiningCorporation

Options Bottomley, Herbert Stuart 4 23/07/2013 50 0.18 1,040,000 100,000

Polaris Minerals Corporation Common Shares Romero, Marco Antonio 4, 5 15/08/2013 10 1.62 68,875 -380

Power Financial Corporation Equity Swap - LongPosition PFC2

POWER FINANCIALCORPORATION

1 05/10/2001 00

Power Financial Corporation Equity Swap - LongPosition PFC2

POWER FINANCIALCORPORATION

1 12/08/2013 70 32.861 1 1

Precision DrillingCorporation

Common Shares Letwin, Stephen JosephJames

4 16/08/2013 10 10.675 11,964 3,585

Precision DrillingCorporation

Common Shares Letwin, Stephen JosephJames

4 16/08/2013 10 10.665 17,381 5,417

Premium Brands HoldingsCorporation

Common Shares BELIVEAU, JOHNSTEPHEN

7 12/08/2013 10 19.5 36,869 -2,100

Primero Mining Corp. Common Shares Demers, David Robert 4 13/08/2013 51 4.2 169,200 20,000Primero Mining Corp. Common Shares Demers, David Robert 4 13/08/2013 10 5.24 167,300 -1,900Primero Mining Corp. Common Shares Demers, David Robert 4 13/08/2013 10 5.25 165,700 -1,600Primero Mining Corp. Common Shares Demers, David Robert 4 13/08/2013 10 5.24 149,200 -16,500Primero Mining Corp. Options Demers, David Robert 4 13/08/2013 51 4.2 189,452 -20,000Primero Mining Corp. Common Shares McMillan, Victoria 5 12/08/2013 10 5.3 0 -3,000Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 51 4.2 120,467 60,000Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 10 5.2 111,267 -9,200

Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 10 5.21 110,567 -700Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 10 5.22 108,567 -2,000Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 10 5.23 104,167 -4,400Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 10 5.24 102,367 -1,800Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 10 5.25 90,067 -12,300

Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 10 5.26 87,767 -2,300Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 10 5.27 85,267 -2,500Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 10 5.28 82,267 -3,000Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 10 5.29 70,667 -11,600Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 10 5.3 67,067 -3,600Primero Mining Corp. Common Shares Nesmith, Wade Donald 4 12/08/2013 10 5.31 61,267 -5,800Primero Mining Corp. Options Nesmith, Wade Donald 4 12/08/2013 51 4.2 1,143,015 -60,000

Primero Mining Corp. Rights Phantom ShareUnits

Toner, Louis 5 07/08/2013 00

Primero Mining Corp. Rights Phantom ShareUnits

Toner, Louis 5 12/08/2013 56 78,000 78,000

Progressive Waste SolutionsLtd.(formerly IESI-BFC Ltd.)

Common Shares KIDSON, IAN 5 13/08/2013 10 25.25 10,600 5,000

Prophecy Platinum Corp. Common Shares Lee, John 4 07/08/2013 10 0.63 430,022 -19,500Prophecy Platinum Corp. Common Shares Lee, John 4 08/08/2013 10 0.62 410,022 -20,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8439


T/O UnitPrice


Acquired/Disposed

Prophecy Platinum Corp. Common Shares Lee, John 4 09/08/2013 10 0.61 395,022 -15,000Prophecy Platinum Corp. Common Shares Lee, John 4 12/08/2013 10 0.64 364,022 -31,000Prophecy Platinum Corp. Common Shares Lee, John 4 13/08/2013 10 0.65 259,522 -104,500

Prophecy Platinum Corp. Common Shares Prophecy Coal Corp. 3 14/08/2013 10 0.64 24,980,178 -5,500Prophecy Platinum Corp. Common Shares Prophecy Coal Corp. 3 14/08/2013 10 0.63 24,976,178 -4,000

Prophecy Platinum Corp. Common Shares Prophecy Coal Corp. 3 14/08/2013 10 0.62 24,955,678 -20,500Prosperity Goldfields Corp. Warrants Inwentash, Sheldon 3 15/08/2013 55 0.85 208,333 -500,000

Prosperity Goldfields Corp. Warrants Inwentash, Sheldon 3 15/08/2013 55 0.85 208,333 -500,000

Prospero Silver Corp. Common Shares Soto Moran, Martin 5 06/08/2013 11 0.11 190,000 30,000Pulse Seismic Inc. Common Shares Pulse Seismic Inc. 1 06/08/2013 38 3.4887 14,100 14,100Pulse Seismic Inc. Common Shares Pulse Seismic Inc. 1 07/08/2013 38 3.3686 28,200 14,100Pulse Seismic Inc. Common Shares Pulse Seismic Inc. 1 08/08/2013 38 3.336 42,300 14,100Pulse Seismic Inc. Common Shares Pulse Seismic Inc. 1 09/08/2013 38 3.92 54,000 11,700Pulse Seismic Inc. Common Shares Pulse Seismic Inc. 1 12/08/2013 38 0 -54,000

Pulse Seismic Inc. Common Shares Pulse Seismic Inc. 1 12/08/2013 38 3.6746 14,100 14,100Pulse Seismic Inc. Common Shares Pulse Seismic Inc. 1 13/08/2013 38 3.6968 144,300 130,200Pulse Seismic Inc. Common Shares Pulse Seismic Inc. 1 14/08/2013 38 3.6701 158,400 14,100Puma Exploration Inc. Common Shares Robillard, Marcel 4, 5 13/08/2013 10 0.23 1,028,500 2,500QSOLAR Limited Common Shares Tapakoudes, Andreas 3, 4, 5 13/08/2013 10 0.79 4,863,585 7,000

QSOLAR Limited Common Shares Tapakoudes, Andreas 3, 4, 5 15/08/2013 10 0.81 4,868,585 5,000QSOLAR Limited Common Shares Tapakoudes, Andreas 3, 4, 5 15/08/2013 10 0.83 4,878,585 10,000Rainbow Resources Inc. Common Shares Decker, James Henry 4 13/08/2013 10 0.04 415,000 25,000Rainy River Resources Ltd. Common Shares New Gold Inc. 3 08/08/2013 22 3.83 2,918,242

Rainy River Resources Ltd. Common Shares New Gold Inc. 3 08/08/2013 22 3.83 100,915,542 11,673,019

RDM Corporation Common Shares Nally, Robert 4 12/08/2013 10 1.64 51,000 -800RDM Corporation Common Shares Nally, Robert 4 14/08/2013 10 1.63 49,300 -1,700

RDM Corporation Common Shares Nally, Robert 4 16/08/2013 10 1.67 47,400 -1,900REBgold Corporation Common Shares Burridge, Mark Alexander 8 06/08/2013 10 0.05 322,000 16,000Redknee Solutions Inc. Rights Performance

Share UnitsCharron, David 5 13/08/2013 59 181,800

Redknee Solutions Inc. Rights PerformanceShare Units

Charron, David 5 13/08/2013 59 -181,800


Charron, David 5 13/08/2013 59 180,000 -181,818

Redknee Solutions Inc. Rights Deferred ShareUnits

Davies, Stephen 4 13/08/2013 56 72,204 20,732


Jacobsen, Gregory Merl 4 13/08/2013 56 62,806 20,732


Jamal, Mohamed Mansurali 5 13/08/2013 59 105,263 105,263


Jamal, Mohamed Mansurali 5 13/08/2013 59 0 -105,263


Kothari, Vishal 5 13/08/2013 59 -181,800


Kothari, Vishal 5 13/08/2013 59 0 -181,818


Michels, Alan 4 13/08/2013 56 72,204 20,732


Newton-Smith, ChristopherPatrick

5 13/08/2013 59 -181,800


Newton-Smith, ChristopherPatrick

5 13/08/2013 59 0 -181,818


Nickerson, Terry 4 13/08/2013 56 60,306 20,732


Singhal, Nitin 5 13/08/2013 59 0 -181,818


Skoczkowski, LucasAtanazy

3, 4, 5 13/08/2013 59 0 -181,818


Thexton, Kent Paul 4 13/08/2013 56 72,204 20,732

Relentless Resources Ltd. Common Shares MacDonald, William Colin 4 12/08/2013 10 0.15 1,335,612 100,000Relentless Resources Ltd. Common Shares MacDonald, William Colin 4 12/08/2013 10 0.14 1,385,612 50,000Relentless Resources Ltd. Common Shares MacDonald, William Colin 4 13/08/2013 10 0.13 1,386,112 500Renewable EnergyDevelopers Inc. (formerlySprott Power Corp.)

Common Shares McDonald, Mary Lou 5 31/01/2013 00

Renewable EnergyDevelopers Inc. (formerlySprott Power Corp.)

Common Shares McDonald, Mary Lou 5 31/07/2013 97 1.02 38,095 38,095

Reservoir Minerals Inc. Common Shares Casswell, Kim Charisse 5 13/08/2013 51 0.65 15,707 12,500

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8440


T/O UnitPrice


Acquired/Disposed

Reservoir Minerals Inc. Common Shares Casswell, Kim Charisse 5 13/08/2013 10 3.98 3,207 -12,500Reservoir Minerals Inc. Options Casswell, Kim Charisse 5 13/08/2013 51 0.65 12,500 -12,500Reservoir Minerals Inc. Common Shares Obrenovic, Aleksandar 5 09/08/2013 51 0.65 149,148 10,000

Reservoir Minerals Inc. Common Shares Obrenovic, Aleksandar 5 09/08/2013 10 3.65 139,148 -10,000Reservoir Minerals Inc. Common Shares Obrenovic, Aleksandar 5 12/08/2013 51 0.65 149,148 10,000

Reservoir Minerals Inc. Common Shares Obrenovic, Aleksandar 5 12/08/2013 10 3.85 139,148 -10,000Reservoir Minerals Inc. Options Obrenovic, Aleksandar 5 09/08/2013 51 0.65 150,000 -10,000Reservoir Minerals Inc. Options Obrenovic, Aleksandar 5 12/08/2013 51 0.65 140,000 -10,000Resverlogix Corp. Common Shares Eastern Capital Limited 3 12/08/2013 16 14,965,307 1,765,307Resverlogix Corp. Warrants Eastern Capital Limited 3 12/08/2013 16 2,578,232 529,592Retrocom Real EstateInvestment Trust (formerlyRetrocom Mid-Market RealEstate Investment Trust)

Units dato, edward j 4 14/08/2013 10 4.8075 86,000 5,000

Retrocom Real EstateInvestment Trust (formerlyRetrocom Mid-Market RealEstate Investment Trust)

Units Pambianchi, Mauro 4 14/08/2013 10 4.9 100,000 10,000

Richelieu Hardware Ltd. Common Shares Auclair, Antoine 5 08/08/2013 35 42.708 887 3Richelieu Hardware Ltd. Common Shares Dion, Christian 5 08/08/2013 35 42.708 3,114 2Richelieu Hardware Ltd. Common Shares Dion, Christian 5 13/08/2013 10 41.75 3,064 -50Richelieu Hardware Ltd. Common Shares Grenier, Guy 5 08/08/2013 35 42.708 27,644 2Richelieu Hardware Ltd. Common Shares Lord, Richard 4, 5 08/08/2013 35 42.708 1,400,530 46Richelieu Hardware Ltd. Common Shares Quevillon, Geneviève 5 08/08/2013 35 42.708 1,252 4Richmont Mines Inc. Common Shares Pichette, Christian 5 09/08/2013 10 1.67 50,000 -100Richmont Mines Inc. Common Shares Pichette, Christian 5 12/08/2013 10 1.68 38,500 -11,500Richmont Mines Inc. Common Shares Pichette, Christian 5 12/08/2013 10 1.7 11,100 -27,400

Richmont Mines Inc. Common Shares Pichette, Christian 5 13/08/2013 10 1.7 8,500 -2,600Ridgeline Energy ServicesInc.

Common Shares Danzik, Dennis 3 13/08/2013 10 0.18 4,350,000 250,000

Ridgeline Energy ServicesInc.








Rio Alto Mining Limited Common Shares Gobitz, Victor 4, 5 15/08/2013 10 2.82 167,000 -13,000Rio Alto Mining Limited Common Shares Gobitz, Victor 4, 5 15/08/2013 10 2.81 158,000 -9,000Rio Alto Mining Limited Common Shares Gobitz, Victor 4, 5 15/08/2013 10 2.8 123,000 -35,000Rio Alto Mining Limited Common Shares Gobitz, Victor 4, 5 15/08/2013 10 2.75 108,000 -15,000Rio Alto Mining Limited Common Shares Gobitz, Victor 4, 5 15/08/2013 10 2.76 107,000 -1,000

Rio Alto Mining Limited Common Shares Gobitz, Victor 4, 5 15/08/2013 10 2.79 101,100 -5,900Rio Alto Mining Limited Common Shares Gobitz, Victor 4, 5 15/08/2013 10 2.87 100,100 -1,000Rio Alto Mining Limited Common Shares Gobitz, Victor 4, 5 15/08/2013 10 2.86 90,100 -10,000Rio Alto Mining Limited Common Shares Gobitz, Victor 4, 5 15/08/2013 10 2.85 78,760 -11,340Rio Alto Mining Limited Common Shares Gobitz, Victor 4, 5 15/08/2013 10 2.84 60,100 -18,660Rio Alto Mining Limited Common Shares Gobitz, Victor 4, 5 15/08/2013 10 2.83 50,000 -10,100

RIOCAN REAL ESTATEINVESTMENT TRUST

Trust Units RioCan Real EstateInvestment Trust

1 06/08/2013 38 24.078 37,400 37,400



1 07/08/2013 38 24.107 74,900 37,500



1 08/08/2013 38 24.153 112,400 37,500



1 09/08/2013 38 24.434 149,900 37,500

Ritchie Bros. AuctioneersIncorporated

Common Shares Blake, Peter James 4 15/08/2013 47 19.3 146,858 -5,000

Rockex Mining Corporation(formerly EnviropaveInternational Ltd.)

Common Shares Filion, Gilles 4 15/08/2013 16 0.055 1,320,000 250,000


Warrants Filion, Gilles 4 15/08/2013 16 0.055 500,000 250,000


Common Shares Plastino, Armando 4 15/08/2013 16 0.055 1,800,000 400,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8441


T/O UnitPrice


Acquired/Disposed


Warrants Plastino, Armando 4 15/08/2013 16 0.055 1,400,000 400,000


Common Shares Tondeur, Jonathan 4 15/08/2013 16 0.055 4,027,326 250,000


Warrants Tondeur, Jonathan 4 15/08/2013 16 0.055 1,250,000 250,000

Rockgate Capital Corp. Common Shares Hyde, Bryan 4 14/08/2013 10 0.155 422,000 322,000Rockland Minerals Corp. Common Shares Mlait, Ravinder 4, 5 15/08/2013 10 0.02 1,409,500 5,000Rocky Mountain DealershipsInc.

Common Shares Campbell, MatthewChristopher

3, 4, 5 14/08/2013 10 11.937 1,390,972 17,000

Rogers Sugar Inc. Common Shares Discepola, DianaRoccarosa

4 05/08/2013 00

Rogers Sugar Inc. Convertible Debentures5.7% Fourth Series(RSI.DB.C)

Discepola, DianaRoccarosa

4 05/08/2013 00

Rogers Sugar Inc. Convertible Debentures5.75% fifth series(RSI.DB.D)


4 05/08/2013 00

Rogers Sugar Inc. Convertible Debentures5.9% Third Series(RSI.DB.B)


4 05/08/2013 00

Rogers Sugar Inc. Options Discepola, DianaRoccarosa

4 05/08/2013 00

Royal Host Inc. Convertible Debentures5.90% unsecuredsubordinated, Series D,due June 30, 2014

Clarke Inc. 3 12/08/2013 10 90.97 $4,473,000 $7,000

Royal Host Inc. Convertible Debentures5.90% unsecuredsubordinated, Series D,due June 30, 2014

Clarke Inc. 3 14/08/2013 10 90.97 $4,520,000 $47,000

Royal Host Inc. Convertible Debentures6.00% unsecuredsubordinated, Series B,due October 31, 2015

Clarke Inc. 3 13/08/2013 10 90.5 $1,698,000 $41,000

Royal Host Inc. Convertible Debentures6.00% unsecuredsubordinated, Series B,due October 31, 2015

Clarke Inc. 3 14/08/2013 10 91 $1,715,000 $17,000

Royal Host Inc. Convertible Debentures6.25% unsecuredsubordinated, Series C,due Sept 30, 2013

Clarke Inc. 3 13/08/2013 10 89.97 $3,481,000 $4,000

Rupert Resources Ltd. Common Shares Brimacombe, Alan Douglas 3 12/08/2013 10 0.07 10,339,300 471,000

Ryan Gold Corp. Options Goodman, Ned 4, 6 11/08/2013 52 0.98 514,286 -85,714Sabina Gold & Silver Corp. Common Shares Bennett, Elaine 5 15/08/2013 51 0.9 256,667 166,667Sabina Gold & Silver Corp. Options Bennett, Elaine 5 15/08/2013 51 0.9 630,000 -500,000Sabina Gold & Silver Corp. Common Shares Wakeford, John 5 02/08/2013 51 245400 245,400Sabina Gold & Silver Corp. Common Shares Wakeford, John 5 02/08/2013 51 0.99 245,400Sabina Gold & Silver Corp. Common Shares Wakeford, John 5 02/08/2013 51 0.99 259,243 245,400Sabina Gold & Silver Corp. Common Shares Wakeford, John 5 12/08/2013 51 0.99 561,343 302,100Sabina Gold & Silver Corp. Options Wakeford, John 5 12/08/2013 51 0.99 625,000 -302,100Sanatana Resources Inc. Common Shares Inwentash, Sheldon 3 15/08/2013 11 0.08 8,787,500 937,500Sanatana Resources Inc. Common Shares Inwentash, Sheldon 3 15/08/2013 11 0.08 2,187,500 937,500

Sanatana Resources Inc. Warrants Inwentash, Sheldon 3 15/08/2013 11 937,500 937,500Sanatana Resources Inc. Warrants Inwentash, Sheldon 3 15/08/2013 11 937,500 937,500

Sanatana Resources Inc. Common Shares Miles, Peter Leighton 4, 5 16/08/2013 10 0.1 3,539,615 26,000Sanatana Resources Inc. Common Shares Miles, Peter Leighton 4, 5 16/08/2013 10 0.095 3,553,615 14,000Sanatana Resources Inc. Common Shares Miles, Peter Leighton 4, 5 16/08/2013 10 0.09 3,558,615 5,000Sanatana Resources Inc. Common Shares Miles, Peter Leighton 4, 5 14/08/2013 15 0.08 1,296,886 100,000Sanatana Resources Inc. Warrants Miles, Peter Leighton 4, 5 14/08/2013 15 0.12 400,000 100,000Saputo Inc. Common Shares Edwards, Robert L. 7 15/08/2013 51 21.4 1,636 1,006Saputo Inc. Common Shares Edwards, Robert L. 7 15/08/2013 10 47.01 1,536 -100Saputo Inc. Common Shares Edwards, Robert L. 7 15/08/2013 10 47 630 -906Saputo Inc. Options Edwards, Robert L. 7 15/08/2013 51 21.4 17,158 -1,006Saputo Inc. Common Shares Wagner, Gaétane 5 09/08/2013 10 46.98 1,559 440Saputo Inc. Common Shares Wagner, Gaétane 5 09/08/2013 10 47.01 1,659 100

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8442


T/O UnitPrice


Acquired/Disposed

Saputo Inc. Common Shares Wagner, Gaétane 5 09/08/2013 10 47.03 1,759 100SCITI Trust Trust Units Moosa, Farooq Nizar

Paperwala4 09/08/2013 10 12.55 27,400 5,900

Secure Energy Services Inc. Common SharesEmployee ShareOwnership Plan

Amirault, Rene 3, 4, 5 09/08/2013 30 14.27 19,713 197


Gransch, Allen Peter 5 09/08/2013 30 14.27 9,571 105

Secure Energy Services Inc. Rights DSU's Johnson, David Daniel 4 15/05/2013 30 12.766 12,055 12




McGurk, Brian KennethStanley

5 09/08/2013 30 14.27 4,401 110

Secure Energy Services Inc. Rights DSU's MUNRO, BRADLEY R. 4, 7 15/05/2013 30 12.766 12,055 12



Secure Energy Services Inc. Rights DSU's NUGENT, Kevin 4 15/05/2013 30 12.766 12,055 12




Parkinson, Dean 7 09/08/2013 30 14.27 2,645 47

Secure Energy Services Inc. Rights DSU (rights) Paterson, Richard Shaun 5 15/06/2013 30 13.071 4,052 4

Secure Energy Services Inc. Rights DSU (rights) Paterson, Richard Shaun 5 15/07/2013 30 14.281 4,056 4


Steinke, Daniel 5 09/08/2013 30 14.27 12,103 95


WADSWORTH, GEORGE 7 09/08/2013 30 14.27 6,694 117


Wieler, Ronald Nicholas 5 09/08/2013 30 14.27 12,584 107

SHAW COMMUNICATIONSINC.

Restricted Share Units Avis, Deb 5 15/07/2013 30 3,862 81


Restricted Share Units Avis, Deb 5 15/07/2013 59 25.02 0 -3,862


Restricted Share Units Bashnick, Rhonda 5 15/07/2013 30 4,634 97


Restricted Share Units Bashnick, Rhonda 5 15/07/2013 59 25.02 0 -4,634


Restricted Share Units Brazeau, Jean 5 15/07/2013 30 6,178 129


Restricted Share Units Brazeau, Jean 5 15/07/2013 59 25.02 0 -6,178


Restricted Share Units English, Trevor 5 15/07/2013 30 3,862 81


Restricted Share Units English, Trevor 5 15/07/2013 59 25.02 0 -3,862


Restricted Share Units Johnson, Peter 5 15/07/2013 30 3,862 81


Restricted Share Units Johnson, Peter 5 15/07/2013 59 25.02 0 -3,862


Restricted Share Units Kernahan, Cam 5 18/03/2013 00 3,623


Restricted Share Units Kernahan, Cam 5 15/07/2013 30 3,676 53


Restricted Share Units Kernahan, Cam 5 15/07/2013 59 25.02 0 -3,676

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8443


T/O UnitPrice


Acquired/Disposed


Restricted Share Units MEHR, JEFFREY 5 15/07/2013 30 25,101 525


Restricted Share Units MEHR, JEFFREY 5 15/07/2013 59 25.02 0 -25,101


Restricted Share Units Porter, Mark 5 15/07/2013 30 3,862 81


Restricted Share Units Porter, Mark 5 15/07/2013 59 25.02 0 -3,862


Restricted Share Units Robertson, Paul William 5 15/07/2013 30 5,406 113


Restricted Share Units Robertson, Paul William 5 15/07/2013 59 25.02 0 -5,406


Restricted Share Units Shaw, Bradley 4, 5 15/07/2013 30 42,479 889


Restricted Share Units Shaw, Bradley 4, 5 15/07/2013 59 25.02 0 -42,479


Restricted Share Units Shaw, Julie 5 15/07/2013 30 5,020 105


Restricted Share Units Shaw, Julie 5 15/07/2013 59 25.02 0 -5,020


Restricted Share Units Stakic, Zoran 5 15/07/2013 30 4,634 97


Restricted Share Units Stakic, Zoran 5 15/07/2013 59 25.02 0 -4,634


Restricted Share Units Steiger, Dennis 5 15/07/2013 30 4,634 97


Restricted Share Units Steiger, Dennis 5 15/07/2013 59 25.02 0 -4,634


Restricted Share Units Stuart, Ellamarja Elizabeth 5 15/07/2013 30 3,476 73


Restricted Share Units Stuart, Ellamarja Elizabeth 5 15/07/2013 59 25.02 0 -3,476


Restricted Share Units Wilson, Stephen 5 15/07/2013 30 25,101 525


Restricted Share Units Wilson, Stephen 5 15/07/2013 59 25.02 0 -25,101

Shield Gold Inc. Common Shares Siriunas, John Michael 4 14/08/2013 51 0.1 253,568 57,354Shield Gold Inc. Common Shares Siriunas, John Michael 4 14/08/2013 51 0.1 396,214 142,646Shield Gold Inc. Options Siriunas, John Michael 4 29/06/2007 00 57,354Shield Gold Inc. Options Siriunas, John Michael 4 14/08/2013 51 0.1 0 -57,354Shield Gold Inc. Options Siriunas, John Michael 4 14/08/2013 51 0.1 57,354

Shield Gold Inc. Options Siriunas, John Michael 4 14/08/2013 51 0.1 57,354Shield Gold Inc. Options Siriunas, John Michael 4 14/08/2013 51 7,354 -142,646Sierra Wireless, Inc. Common Shares Aasen, Gregory D. 4 12/08/2013 51 4.95 35,636 3,306Sierra Wireless, Inc. Common Shares Aasen, Gregory D. 4 12/08/2013 10 13.958 32,330 -3,306Sierra Wireless, Inc. Options Aasen, Gregory D. 4 12/08/2013 51 4.95 25,792 -3,306Sierra Wireless, Inc. Common Shares Cataford, Paul G. 4 12/08/2013 51 9.11 12,602 5,921

Sierra Wireless, Inc. Common Shares Cataford, Paul G. 4 12/08/2013 10 13.851 6,681 -5,921Sierra Wireless, Inc. Options Cataford, Paul G. 4 12/08/2013 51 9.11 19,871 -5,921Sierra Wireless, Inc. Common Shares Dutronc, Didier 7 12/08/2013 10 13.51 23,375 -12,705Sierra Wireless, Inc. Common Shares Guillemette, Philippe

Frederic Joel Rene5 13/08/2013 10 13.48 4,742 -341

Sierra Wireless, Inc. Common Shares Guillemette, PhilippeFrederic Joel Rene

5 16/08/2013 10 12.65 3,242 -1,500

Sirius XM Canada HoldingsInc. (formerly CanadianSatellite Radio Holdings Inc.)


Washinushi, MichaelAkihiko

5 16/07/2013 10 7.7536 273,900 -7,600




5 18/07/2013 10 7.75 257,800 -10,600




5 19/07/2013 10 7.75 254,800 -3,000




5 07/08/2013 10 7.5 -3,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8444


T/O UnitPrice


Acquired/Disposed




5 07/08/2013 10 7.5 167,300 -4,100




5 08/08/2013 10 7.5 161,625 -5,675

Smart Employee Benefits Inc Common Shares Barbaro, Rinaldo D 4 13/08/2013 97 470,000 200,000

Smart Employee Benefits Inc Common Shares McKimm, John 5 13/08/2013 11 6,040,333 833,333

Smart Employee Benefits Inc Common Shares McKimm, John 5 13/08/2013 11 886,046






Smart Employee Benefits Inc Common Shares McKimm, John 5 13/08/2013 11 3,580,426 -200,000

Smart Employee Benefits Inc Common Shares Walsh, Barry 4 13/08/2013 11 9,166,667 -833,333

SMART Technologies Inc. Subordinate VotingShares Class ASubordinate VotingShares

RODRIGUE, DANIEL L 7 15/08/2013 10 2.285 210,220 -4,075


RODRIGUE, DANIEL L 7 15/08/2013 10 2.315 4,075


RODRIGUE, DANIEL L 7 15/08/2013 10 2.315 4,075


RODRIGUE, DANIEL L 7 15/08/2013 10 2.315 212,145 1,925

SnipGold Corp. Common Shares Soares, Patrick 4 13/08/2013 10 0.1 10,000SnipGold Corp. Common Shares Soares, Patrick 4 13/08/2013 10 0.06 547,176 10,000Solid Gold Resources Corp. Common Shares stretch, darryl 4, 5 12/08/2013 10 0.015 731,000 -250,000

Solid Gold Resources Corp. Common Shares stretch, darryl 4, 5 12/08/2013 10 0.01 531,000 -200,000

SOLUTIONS4CO2 INC. Common Shares kanes, samuel 3 12/08/2013 11 0.15 4,493,386 358,980SOLUTIONS4CO2 INC. Warrants kanes, samuel 3 12/08/2013 11 379,490 179,490SOLUTIONS4CO2 INC. Common Shares Marshall, Alexander

(Sandy)4 09/05/2013 00

SOLUTIONS4CO2 INC. Common Shares Marshall, Alexander(Sandy)

4 13/08/2013 11 0.15 120,000 120,000

SOLUTIONS4CO2 INC. Warrants Marshall, Alexander(Sandy)

4 09/05/2013 00

SOLUTIONS4CO2 INC. Warrants Marshall, Alexander(Sandy)

4 13/08/2013 11 0.2 60,000 60,000

Sparton Resources Inc. Options Barker, Alan Lee 4, 5 11/08/2013 52 0.1 1,000,000 -100,000

Sparton Resources Inc. Options Ge, Qiming (Charles) 4 11/08/2013 52 0.1 650,000 -100,000Sparton Resources Inc. Options thompson, edward george 4, 5 11/08/2013 52 575,000 -50,000

Spectral Diagnostics Inc. Common Shares Bihl, Anthony Phillip 4 14/08/2013 10 0.4067 152,500 2,500Spectral Diagnostics Inc. Common Shares Bihl, Anthony Phillip 4 14/08/2013 10 0.41 200,000 47,500Spectral Diagnostics Inc. Common Shares Bihl, Anthony Phillip 4 15/08/2013 10 0.4112 202,500 2,500Spectral Diagnostics Inc. Common Shares Bihl, Anthony Phillip 4 15/08/2013 10 0.4157 215,500 13,000Spectral Diagnostics Inc. Common Shares Bihl, Anthony Phillip 4 15/08/2013 10 0.4321 250,000 34,500Spectral Diagnostics Inc. Common Shares Businskas, Anthony 5 14/08/2013 10 0.39 51,000 1,000Spectral Diagnostics Inc. Common Shares Businskas, Anthony 5 14/08/2013 10 0.395 58,500 7,500Spectral Diagnostics Inc. Common Shares Businskas, Anthony 5 14/08/2013 10 0.4 64,500 6,000Spectral Diagnostics Inc. Common Shares Businskas, Anthony 5 14/08/2013 10 0.42 65,000 500Spectral Diagnostics Inc. Common Shares WALKER, PAUL M. 5 15/08/2013 10 0.445 45,000 2,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8445


T/O UnitPrice


Acquired/Disposed

Spectral Diagnostics Inc. Common Shares WALKER, PAUL M. 5 15/08/2013 10 0.42 55,000 10,000Spectral Diagnostics Inc. Common Shares WALKER, PAUL M. 5 15/08/2013 10 0.43 57,000 2,000Spot Coffee (Canada) Ltd. Common Shares Lorenzo, John Michael 4 09/08/2013 10 0.11 6,647,074 30,000

Sprott Inc. Common Shares Faber, Marc 4 19/01/2010 00Sprott Inc. Common Shares Faber, Marc 4 09/08/2013 10 2.52 20,000 20,000

Sprott Inc. Common Shares Jacobs, Allan 7 14/08/2013 10 2.6901 499,853 -222,800Sprott Inc. Common Shares Jacobs, Allan 7 15/08/2013 10 2.6085 363,053 -136,800Sprott Inc. Common Shares Jacobs, Allan 7 16/08/2013 10 2.6336 303,784 -59,269Sprott Inc. Common Shares Stephens, Paul H. 4 23/05/2012 00Sprott Inc. Common Shares Stephens, Paul H. 4 23/05/2012 00Sprott Inc. Common Shares Stephens, Paul H. 4 23/05/2012 00Sprott Inc. Common Shares Stephens, Paul H. 4 09/08/2013 10 2.5348 40,000Sprott Inc. Common Shares Stephens, Paul H. 4 09/08/2013 10 2.5348 40,000Sprott Inc. Common Shares Stephens, Paul H. 4 09/08/2013 10 2.5348 40,000 40,000Sprott Inc. Common Shares Stephens, Paul H. 4 15/08/2013 10 2.5984 70,000 30,000Spyglass Resources Corp. Common Shares Buchanan, Thomas William 4, 5 14/08/2013 10 1.75 64,736 25,000

Spyglass Resources Corp. Common Shares Buchanan, Thomas William 4, 5 14/08/2013 10 1.71 113,905 100,000

Spyglass Resources Corp. Common Shares Buchanan, Thomas William 4, 5 14/08/2013 10 1.75 138,905 25,000

Spyglass Resources Corp. Common Shares Fournier, Daniel Paul-Emile 5 14/08/2013 10 1.85 62,610 3,700

Spyglass Resources Corp. Common Shares Fournier, Daniel Paul-Emile 5 14/08/2013 10 1.84 64,410 1,800

Spyglass Resources Corp. Common Shares O'Byrne, Daniel James 5 14/08/2013 10 1.78 291,997 75,000Spyglass Resources Corp. Common Shares Shaikh, Mazhar H. (Mike) 4 28/03/2013 00

Spyglass Resources Corp. Common Shares Shaikh, Mazhar H. (Mike) 4 14/08/2013 10 1.758 185,600 185,600Spyglass Resources Corp. Common Shares Smith, Jeffrey T. 4 14/08/2013 10 1.75 18,588 10,000Spyglass Resources Corp. Common Shares Walker, Mark Nicholas 5 14/08/2013 10 1.72 253,284 24,000

Spyglass Resources Corp. Common Shares Walker, Mark Nicholas 5 14/08/2013 10 1.79 257,484 4,200Spyglass Resources Corp. Common Shares Walker, Mark Nicholas 5 14/08/2013 10 1.8 279,284 21,800ST ANDREW GOLDFIELDSLTD.

Common Shares Abramson, Randall 3 14/08/2013 97 17,435,149 -17,399

St-Georges Platinum & BaseMetals Ltd.

Options Doyle-Kelly, Vivian Andrew 5 01/05/2013 00

Sterling Resources Ltd. Common Shares Ingalls & Snyder, LLC 3 12/08/2013 10 0.7287 33,070,343 20,000Sterling Resources Ltd. Common Shares Ingalls & Snyder, LLC 3 12/08/2013 10 0.7286 33,140,343 70,000Sterling Resources Ltd. Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 0.5814 33,099,343 -41,000Sterling Resources Ltd. Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 0.5718 33,070,343 -29,000Sterling Resources Ltd. Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 0.5815 33,067,343 -3,000StorageVault Canada Inc. Common Shares Simpson, Alan Arthur 3, 4, 5 12/08/2013 10 0.335 3,623,985 1,000StorageVault Canada Inc. Common Shares Simpson, Alan Arthur 3, 4, 5 15/08/2013 10 0.33 3,624,485 500

Strongco Corporation Common Shares Dryburgh, Robert HutcheonRobertson

4 10/08/2013 51 2.98 299,138 93,000

Strongco Corporation Options Dryburgh, Robert HutcheonRobertson

4 10/08/2013 51 2.98 148,863 -93,000

Strongco Corporation Options Dryburgh, Robert HutcheonRobertson

4 11/08/2013 52 141,863 -7,000

Sulliden Gold CorporationLtd.

Common Shares Pettigrew, Pierre Stewart 4 04/10/2012 10 1.03 25,000


Common Shares Pettigrew, Pierre Stewart 4 11/02/2013 10 0.92 -1,500




Common Shares Pettigrew, Pierre Stewart 4 12/02/2013 10 0.92 -23,500








Common Shares Pettigrew, Pierre Stewart 4 06/10/2011 00


Common Shares Pettigrew, Pierre Stewart 4 04/10/2012 10 1.03 25,000 25,000







Insider Reporting

August 22, 2013 (2013), 36 OSCB 8446


T/O UnitPrice


Acquired/Disposed



Sun Life Financial Inc. Common Shares Freyne, Colm Joseph 5 28/07/2003 00

Sun Life Financial Inc. Common Shares Freyne, Colm Joseph 5 12/08/2013 51 29.7 13,500 13,500Sun Life Financial Inc. Common Shares Freyne, Colm Joseph 5 12/08/2013 10 33.67 12,500 -1,000Sun Life Financial Inc. Common Shares Freyne, Colm Joseph 5 12/08/2013 10 33.66 10,700 -1,800Sun Life Financial Inc. Common Shares Freyne, Colm Joseph 5 12/08/2013 10 33.59 9,300 -1,400

Sun Life Financial Inc. Common Shares Freyne, Colm Joseph 5 12/08/2013 10 33.58 0 -9,300Sun Life Financial Inc. Options Freyne, Colm Joseph 5 12/08/2013 51 29.7 362,998 -13,500Suncor Energy Inc. Common Shares O'Brien, Michael Wilfrid 4 15/08/2013 51 16.55 4,000 4,000Suncor Energy Inc. Common Shares O'Brien, Michael Wilfrid 4 15/08/2013 10 34.5 0 -4,000Suncor Energy Inc. Options Key

Contributor/ExecutiveStock Options

O'Brien, Michael Wilfrid 4 15/08/2013 51 16.55 -4,000

Suncor Energy Inc. Options KeyContributor/ExecutiveStock Options







O'Brien, Michael Wilfrid 4 15/08/2013 51 16.55 28,000 -4,000

SunOpta Inc. Options Detlefsen, Michael Erik 4 28/05/2013 00SunOpta Inc. Options Detlefsen, Michael Erik 4 07/08/2013 50 8.23 15,000 15,000Superior Plus Corp. Common Shares Bingham, Wayne Mitchell 5 14/08/2013 10 11.45 203,696 5,000

Superior Plus Corp. Common Shares Bingham, Wayne Mitchell 5 15/08/2013 10 11.205 203,996 300Superior Plus Corp. Common Shares Bingham, Wayne Mitchell 5 15/08/2013 10 11.21 204,796 800

Superior Plus Corp. Common Shares Bingham, Wayne Mitchell 5 15/08/2013 10 11.22 208,696 3,900Superior Plus Corp. Rights Deferred Share

UnitsEngbloom, Robert John 4 12/08/2013 56 11.772 15,492 637

Superior Plus Corp. Rights Deferred ShareUnits

Findlay, Randall J. 4 12/08/2013 56 11.772 13,185 319

Synex International Inc. Common Shares Rennison, Elizabeth Lee 4 13/08/2013 10 0.53 0 -30,000Synex International Inc. Common Shares Russell, Daniel 3 13/08/2013 10 0.53 8,588,500 28,500Synex International Inc. Common Shares Russell, Daniel 3 15/08/2013 10 0.53 8,589,000 500Synex International Inc. Common Shares sunell, gregory jack 3, 4, 7, 1 13/08/2013 10 0.53 3,886,589 1,500Synodon Inc. Common Shares Class

"A"van Eeden, Paul Pieter 3, 4 14/08/2013 54 5E+06 18,466,262 5,000,000

Synodon Inc. Warrants Share Purchase van Eeden, Paul Pieter 3, 4 27/06/2013 55 0.21 5,000,000 -7,630,048

Synodon Inc. Warrants Share Purchase van Eeden, Paul Pieter 3, 4 14/08/2013 54 0.15 0 -5,000,000

Talisman Energy Inc. Deferred Share Units Kvisle, Harold N. 4, 5 09/08/2013 56 11.52 1,040,227 7,487Tango Gold MinesIncorporated (fka F.D.G.Mining Inc.)

Common Shares Dunn, David 4 15/08/2013 10 0.09 460,000 -20,000

Tarsis Resources Ltd. Common Shares Blythe, Marc Girthon 4, 5 12/08/2013 10 0.1 796,500 27,000Tarsis Resources Ltd. Common Shares Blythe, Marc Girthon 4, 5 13/08/2013 10 0.1 804,500 8,000Tartisan Resources Corp. Common Shares Appleby, D. Mark 4, 5 12/08/2013 11 0.06 1,969,000 100,000

Tartisan Resources Corp. Common Shares Appleby, D. Mark 4, 5 13/08/2013 10 0.05 2,063,000 94,000Tartisan Resources Corp. Common Shares Appleby, D. Mark 4, 5 13/08/2013 10 0.07 2,073,000 10,000Tartisan Resources Corp. Warrants Appleby, D. Mark 4, 5 12/08/2013 11 0.15 800,000 100,000Taseko Mines Limited Common Shares Dickinson, Robert Allan 4, 5 16/08/2013 10 2.2103 361,727 150,000Taseko Mines Limited Common Shares Dickinson, Robert Allan 4, 5 16/08/2013 10 2.1236 446,727 85,000

Taseko Mines Limited Common Shares McManus, John 5 13/08/2013 51 1 121,000 20,000Taseko Mines Limited Common Shares McManus, John 5 13/08/2013 10 2.1 20,000Taseko Mines Limited Common Shares McManus, John 5 13/08/2013 10 2.1 20,000Taseko Mines Limited Common Shares McManus, John 5 13/08/2013 10 2.1 101,000 -20,000Taseko Mines Limited Common Shares McManus, John 5 15/08/2013 51 1 121,000 20,000Taseko Mines Limited Common Shares McManus, John 5 15/08/2013 10 2.25 101,000 -20,000Taseko Mines Limited Options McManus, John 5 13/08/2013 51 1 1,138,400 -20,000

Taseko Mines Limited Options McManus, John 5 15/08/2013 51 1 1,118,400 -20,000Tawsho Mining Inc. Options BALCH, STEPHEN JAMES 4, 5 02/08/2013 11 0.2 500,000

Tawsho Mining Inc. Options BALCH, STEPHEN JAMES 4, 5 02/08/2013 53 0.2 500,000

Tawsho Mining Inc. Options BALCH, STEPHEN JAMES 4, 5 02/08/2013 50 0.2 500,000 500,000


Insider Reporting

August 22, 2013 (2013), 36 OSCB 8447


T/O UnitPrice


Acquired/Disposed


Tawsho Mining Inc. Options BALCH, STEPHEN JAMES 4, 5 02/08/2013 50 0.2 528,000 28,000

Taylor North AmericanEquity Opportunities Fund

Units Caranci, Mark A. 4, 5 30/05/2012 00

Taylor North AmericanEquity Opportunities Fund

Units Caranci, Mark A. 4, 5 14/08/2013 10 12.13 1,300 1,300

TECSYS Inc. Common Shares Brereton, Peter 4, 5 11/07/2013 30 1.59 25,000TECSYS Inc. Common Shares Brereton, Peter 4, 5 11/07/2013 51 1.59 432,591 25,000TECSYS Inc. Options Stock Options Brereton, Peter 4, 5 11/07/2013 51 1.59 50,000 -25,000Tekmira PharmaceuticalsCorporation

Options Kowalski, Mark Marion 5 12/08/2013 00

Tekmira PharmaceuticalsCorporation

Options Kowalski, Mark Marion 5 12/08/2013 50 5.75 50,000 50,000

TELUS Corporation Common Shares Chan, Raymond Tatsun 4 31/07/2013 00TELUS Corporation Common Shares Chan, Raymond Tatsun 4 13/08/2013 10 30.95 20,000 20,000

TELUS Corporation Deferred Share Units Chan, Raymond Tatsun 4 31/07/2013 00

TELUS Corporation Deferred Share Units Chan, Raymond Tatsun 4 12/08/2013 30 30.7 2,768 2,768Temple Hotels Inc. Common Shares Romagnoli, Gino 5 16/08/2013 00 33,166Temple Hotels Inc. Common Shares Romagnoli, Gino 5 16/08/2013 00 1,333Temple Hotels Inc. Common Shares Romagnoli, Gino 5 16/08/2013 00 1,333Temple Hotels Inc. Options Romagnoli, Gino 5 16/08/2013 00 82,000Temple Hotels Inc. Options Wells, Douglas Norman 4 15/08/2013 52 5.93 50,000 -200,000Terrace Energy Corp. Common Shares Carriere, Daniel Anthony 4 08/08/2013 10 1.75 11,195,376 5,500Terrace Energy Corp. Common Shares Carriere, Daniel Anthony 4 08/08/2013 10 1.76 11,197,376 2,000Terrace Energy Corp. Common Shares Carriere, Daniel Anthony 4 08/08/2013 10 1.77 11,202,376 5,000Terrace Energy Corp. Common Shares Carriere, Daniel Anthony 4 08/08/2013 10 1.8 11,214,876 12,500Terrace Energy Corp. Common Shares Carriere, Daniel Anthony 4 09/08/2013 10 1.78 11,215,376 500

Terrace Energy Corp. Common Shares Carriere, Daniel Anthony 4 09/08/2013 10 1.79 11,217,376 2,000Terrace Energy Corp. Common Shares Carriere, Daniel Anthony 4 09/08/2013 10 1.8 11,234,876 17,500

Terrace Energy Corp. Common Shares Carriere, Daniel Anthony 4 09/08/2013 10 1.82 11,237,376 2,500Terrace Energy Corp. Common Shares Carriere, Daniel Anthony 4 13/08/2013 10 1.85 11,239,376 2,000Terrace Energy Corp. Common Shares Carriere, Daniel Anthony 4 13/08/2013 10 1.84 11,239,876 500Terrace Energy Corp. Common Shares Daniel, Morris 5 12/08/2013 00 5,000Terrace Energy Corp. Options Daniel, Morris 5 12/08/2013 00 125,000Terrace Energy Corp. Common Shares McMoran, William 5 12/08/2013 00 50,000Terrace Energy Corp. Options McMoran, William 5 12/08/2013 00 125,000TerraVest Capital Inc. Common Shares TerraVest Capital Inc. 1 16/08/2013 38 3.95 10,300 1,100Tethys Petroleum Limited Common Shares Wells, William Paul Wells 3 12/08/2013 10 0.73 66,078 120Thallion PharmaceuticalsInc.

Common Shares Jaguar FinancialCorporation

3 16/08/2013 10 0.2 4,319,000 -157,500

The Cash Store FinancialServices Inc.

Common Shares Bernlohr, Timothy 4 14/08/2013 00


Common Shares Campion, Donald 4 14/08/2013 00


Common Shares Fairfield, Thomas 4 14/08/2013 00

The Churchill Corporation Options Apedoe, Andrew YawLovely

5 15/08/2013 52 16.5 39,190 -3,225

The Churchill Corporation Options Decore, Joette 5 15/08/2013 52 16.5 57,790 -1,590

The Churchill Corporation Options LeMay, David 5 15/08/2013 52 16.5 215,646 -8,135The Churchill Corporation Options Pearson, Donald, Patrick 5 15/08/2013 52 16.5 242,391 -5,930The Churchill Corporation Options Sands, Daryl 5 15/08/2013 52 16.5 211,977 -4,040The Jean Coutu Group(PJC) Inc.

Multiple Voting SharesCatégorie B

Coutu, Jean 3, 4, 5 14/08/2013 90 97,000,000 -10,385,000

The Jean Coutu Group(PJC) Inc.


Coutu, Jean 3, 4, 5 18/09/1992 00



Coutu, Jean 3, 4, 5 14/08/2013 90 10,385,000 10,385,000



Coutu, Jean 3, 4, 5 14/08/2013 36 0 -10,385,000


Subordinate VotingShares Catégorie A

Coutu, Jean 3, 4, 5 18/09/1992 00



Coutu, Jean 3, 4, 5 14/08/2013 36 10,385,000 10,385,000



Coutu, Jean 3, 4, 5 14/08/2013 47 0 -10,385,000



Coutu, Jean 3, 4, 5 14/08/2013 47 21,000,000 10,385,000



Coutu, Marie-Josée 4 14/08/2013 47 10,385,000



Coutu, Marie-Josée 4 14/08/2013 47 21,000,000 10,385,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8448


T/O UnitPrice


Acquired/Disposed



Coutu, Sylvie 4 14/08/2013 47 21,000,000 10,385,000

The Westaim Corporation Common Shares Her Majesty the Queen inRight of The Province ofAlberta

3 16/08/2013 10 0.03 0 -306,000,000

Theratechnologies Inc. Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 0.3053 6,660,795 -1,000Theratechnologies Inc. Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 0.3101 6,659,795 -1,000Theratechnologies Inc. Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 0.2961 6,649,795 -10,000Theratechnologies Inc. Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 0.2907 6,611,295 -38,500

Theratechnologies Inc. Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 0.2881 6,576,295 -35,000Theratechnologies Inc. Common Shares Ingalls & Snyder, LLC 3 15/08/2013 10 0.2907 6,566,295 -10,000theScore, Inc. Subordinate Voting

Shares - Class ALevy, John S. 3, 4, 5 12/08/2013 10 0.21 875,860 100,000

Tim Hortons Inc. Deferred Stock Units(DSU)

Atkins, Margaret Shan 4 13/08/2013 56 61.31 10,998 122

Tim Hortons Inc. Options (stockappreciation rightsmay/may not be grantedin tandem)

Bonikowsky, Scott 5 16/08/2013 51 54.95 10,265 -1,747


Caira, Marc 4 13/08/2013 50 61.31 119,647 119,647

Tim Hortons Inc. Restricted Stock Units Caira, Marc 4 13/08/2013 56 61.31 16,311 16,311Tim Hortons Inc. Deferred Stock Units

(DSU)Endres, Michael 4 13/08/2013 56 61.31 18,893 502


Greene, Moya Marguerite 4 13/08/2013 56 61.31 13,837 367


Hollis, Glenn O. 7, 5 15/08/2013 51 35.23 22,860 -2,000


House, Paul 4, 5 13/08/2013 51 28.87 88,708 -11,000


Lederer, John A. 4 13/08/2013 56 61.31 21,434 440


Lees, David 4 13/08/2013 56 61.31 21,317 489

Tim Hortons Inc. Common Shares Meilleur, Mike 5 15/08/2013 10 57.625 6,462 -200Tim Hortons Inc. Common Shares Meilleur, Mike 5 15/08/2013 10 57.624 6,362 -100Tim Hortons Inc. Common Shares Meilleur, Mike 5 15/08/2013 10 57.61 6,361 -1Tim Hortons Inc. Common Shares Meilleur, Mike 5 15/08/2013 10 57.6 6,261 -100Tim Hortons Inc. Common Shares Meilleur, Mike 5 15/08/2013 10 57.602 5,961 -300Tim Hortons Inc. Common Shares Meilleur, Mike 5 15/08/2013 10 57.591 5,887 -74

Tim Hortons Inc. Common Shares Meilleur, Mike 5 15/08/2013 10 57.591 5,787 -100Tim Hortons Inc. Common Shares Meilleur, Mike 5 15/08/2013 10 57.596 5,187 -600Tim Hortons Inc. Options (stock

appreciation rightsmay/may not be grantedin tandem)

Meilleur, Mike 5 15/08/2013 51 28.87 25,987 -2,232


Meilleur, Mike 5 15/08/2013 51 35.23 20,563 -5,424

Tim Hortons Inc. Common Shares Milroy, Thomas 4 08/08/2013 00


Milroy, Thomas 4 08/08/2013 00

Tim Hortons Inc. Common Shares Piggot, Cara M. 7, 5 15/08/2013 10 59.41 2,148 -842Tim Hortons Inc. Deferred Stock Units

(DSU)Sales, Wayne Carlyle 4 13/08/2013 56 61.31 21,514 526

Tim Hortons Inc. Common Shares Sisk-Roehle, Jessica 7 04/06/2013 00Tim Hortons Inc. Options (stock

appreciation rightsmay/may not be grantedin tandem)

Sisk-Roehle, Jessica 7 04/06/2013 00

Tim Hortons Inc. Restricted Stock Units Sisk-Roehle, Jessica 7 04/06/2013 00Tim Hortons Inc. Restricted Stock Units Sisk-Roehle, Jessica 7 13/08/2013 56 61.31 489 489Tim Hortons Inc. Common Shares Wettlaufer, Michelle 5 13/08/2013 10 61.29 4,988 -1,167

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8449


T/O UnitPrice


Acquired/Disposed


Wettlaufer, Michelle 5 13/08/2013 51 35.23 19,224 -2,712





Timbercreek MortgageInvestment Corporation

Class A Shares Timbercreek AssetManagement Inc.

2 09/08/2013 10 9.37 700 200



2 09/08/2013 10 9.38 1,500 800



2 12/08/2013 10 9.29 2,500 1,000



2 12/08/2013 10 9.33 2,600 100



2 12/08/2013 10 9.34 2,800 200



2 12/08/2013 10 9.33 3,500 700



2 13/08/2013 10 9.33 3,800 300



2 13/08/2013 10 9.35 4,000 200



2 13/08/2013 10 9.36 5,000 1,000



2 14/08/2013 10 9.26 6,300 1,300



2 15/08/2013 10 9.25 7,300 1,000


Class A Shares Timbercreek MortgageInvestment Corporation

1 12/08/2013 38 9.28 5,000 5,000



1 12/08/2013 38 9.28 0 -5,000



1 13/08/2013 38 9.3 5,000 5,000



1 13/08/2013 38 9.3 0 -5,000



1 14/08/2013 38 9.2445 7,700 7,700



1 14/08/2013 38 9.2445 0 -7,700



1 15/08/2013 38 9.213 5,000 5,000



1 15/08/2013 38 9.213 0 -5,000

Timbercreek SeniorMortgage InvestmentCorporation


2 09/08/2013 10 9.2 70,500 1,000



2 12/08/2013 10 9.15 73,300 2,800



2 12/08/2013 10 9.16 74,500 1,200



2 13/08/2013 10 9.09 76,300 1,800



2 14/08/2013 10 9.09 76,900 600



2 14/08/2013 10 9.1 77,300 400


Class A Shares Timbercreek SeniorMortgage InvestmentCorporation

1 12/08/2013 38 9.13 6,200 6,200

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8450


T/O UnitPrice


Acquired/Disposed



1 12/08/2013 38 9.13 0 -6,200



1 13/08/2013 10 9.1373 33,500 33,500



1 13/08/2013 38 9.1373 0 -33,500



1 14/08/2013 38 9.096 37,800 37,800



1 14/08/2013 38 9.096 0 -37,800



1 15/08/2013 38 9.1306 24,500 24,500



1 15/08/2013 38 9.1306 0 -24,500

Times Three Wireless Inc. Common Shares Middleton, William 4, 5 07/08/2013 10 0.11 3,768,500 1,000Times Three Wireless Inc. Common Shares Middleton, William 4, 5 07/08/2013 10 0.11 3,769,500 1,000Tintina Mines Limited Common Shares Spiegel, Robert Neil 4, 5 15/08/2013 10 0.06 31,000 1,000TMX Group Limited Common Shares Hoffman, Brenda Lee 5 13/08/2013 51 43.92 2,500 2,500TMX Group Limited Common Shares Hoffman, Brenda Lee 5 13/08/2013 10 48.25 1,200 -1,300TMX Group Limited Common Shares Hoffman, Brenda Lee 5 13/08/2013 10 48.71 800 -400TMX Group Limited Common Shares Hoffman, Brenda Lee 5 13/08/2013 10 48.7 700 -100TMX Group Limited Common Shares Hoffman, Brenda Lee 5 13/08/2013 10 48.28 0 -700TMX Group Limited Options Hoffman, Brenda Lee 5 13/08/2013 51 43.92 82,536 -2,500Tolima Gold Inc. (FormerlyFMX Ventures Inc.)

Common Shares Simeon, Peter Emmanouil 4 04/06/2013 00 168,000

Tolima Gold Inc. (FormerlyFMX Ventures Inc.)

Employee Options Simeon, Peter Emmanouil 4 04/06/2013 00 200,000

TORC Oil & Gas Ltd. Common Shares Canada Pension PlanInvestment Board

3 06/08/2013 00 1,202,200

TORC Oil & Gas Ltd. Subscription RightsSubscription Receiptsissued August 6, 2013.

Canada Pension PlanInvestment Board

3 06/08/2013 00

TORC Oil & Gas Ltd. Subscription RightsSubscription Receiptsissued August 6, 2013.

Canada Pension PlanInvestment Board

3 06/08/2013 16 1.57 108,300,000 108,300,000

TORO RESOURCESCORP.

Common Shares Galine, William Clayton 3, 4 15/08/2013 11 0.03 1,166,500 602,000

Toromont Industries Ltd. Options Casson, Randall 7, 2 29/07/2013 50 50,000

Toromont Industries Ltd. Options Casson, Randall 7, 2 29/07/2013 50 178,500 50,000Toromont Industries Ltd. Options Cuddy, Mike 7 29/07/2013 50 25,000Toromont Industries Ltd. Options Cuddy, Mike 7 29/07/2013 50 125,000 25,000Toromont Industries Ltd. Options Jewer, Paul Randolph 5 29/07/2013 50 50,000Toromont Industries Ltd. Options Jewer, Paul Randolph 5 29/07/2013 50 217,000 50,000Toromont Industries Ltd. Options McLeod, Steven Douglas 5 29/07/2013 50 25,000Toromont Industries Ltd. Options McLeod, Steven Douglas 5 29/07/2013 50 112,000 25,000Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 12/08/2013 51 12.42 68,400 4,000Toromont Industries Ltd. Options Medhurst, Scott 4, 5 29/07/2013 50 100,000Toromont Industries Ltd. Options Medhurst, Scott 4, 5 29/07/2013 50 314,000 100,000

Toromont Industries Ltd. Options Medhurst, Scott 4, 5 12/08/2013 51 12.42 310,000 -4,000Toromont Industries Ltd. Options Wetherald, David 5 29/07/2013 50 27,000Toromont Industries Ltd. Options Wetherald, David 5 29/07/2013 50 85,100 27,000

Tourmaline Oil Corp. Common Shares Krysak, Timothy Allan 5 21/05/2013 51 375,062 50,000Tourmaline Oil Corp. Common Shares Krysak, Timothy Allan 5 21/05/2013 10 41.55 325,062 -50,000Tourmaline Oil Corp. Options Krysak, Timothy Allan 5 21/05/2013 51 7 215,000 -50,000TransAlta Renewables Inc. Common Shares Drinkwater, David William 4 09/08/2013 15 10 2,000 2,000TransAlta Renewables Inc. Common Shares lackenbauer, gordon

stanley6 01/08/2013 00

TransAlta Renewables Inc. Common Shares lackenbauer, gordonstanley

6 09/08/2013 15 10 10,000 10,000

TransAlta Renewables Inc. Common Shares TransAlta Corporation 3 09/08/2013 11 10 66,666,668 66,666,667TransAlta Renewables Inc. Common Shares TransAlta Generation

Partnership3 09/08/2013 00 25,000,000

Transition Therapeutics Inc. Common Shares CRUZ, TONY 4, 5 15/08/2013 11 4.19 107,733 47,733

Transition Therapeutics Inc. Warrants 4.60 CRUZ, TONY 4, 5 01/06/2003 00

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8451


T/O UnitPrice


Acquired/Disposed

Transition Therapeutics Inc. Warrants 4.60 CRUZ, TONY 4, 5 15/08/2013 11 4.6 15,513 15,513

Transition Therapeutics Inc. Warrants 6.50 CRUZ, TONY 4, 5 01/06/2003 00

Transition Therapeutics Inc. Warrants 6.50 CRUZ, TONY 4, 5 15/08/2013 11 6.5 19,093 19,093

Transition Therapeutics Inc. Common Shares Damiani, Carl 5 15/08/2013 11 4.19 49,026 11,934

Transition Therapeutics Inc. Warrants $4.60 Warrants Damiani, Carl 5 01/08/2007 00

Transition Therapeutics Inc. Warrants $4.60 Warrants Damiani, Carl 5 15/08/2013 11 4.6 3,879

Transition Therapeutics Inc. Warrants $4.60 Warrants Damiani, Carl 5 15/08/2013 11 4.6 3,879 3,879

Transition Therapeutics Inc. Warrants $6.50 Warrants Damiani, Carl 5 01/08/2007 00

Transition Therapeutics Inc. Warrants $6.50 Warrants Damiani, Carl 5 15/08/2013 11 6.5 4,774

Transition Therapeutics Inc. Warrants $6.50 Warrants Damiani, Carl 5 15/08/2013 11 6.5 4,774 4,774

Transition Therapeutics Inc. Common Shares Pace, Gary W. 4 15/08/2013 11 4.19 533,098 11,933

Transition Therapeutics Inc. Common Shares Pace, Gary W. 4 16/08/2013 99 69,840 -463,258

Transition Therapeutics Inc. Warrants 4.60 Pace, Gary W. 4 30/06/2003 00

Transition Therapeutics Inc. Warrants 4.60 Pace, Gary W. 4 15/08/2013 11 4.6 3,878 3,878

Transition Therapeutics Inc. Warrants 6.50 Pace, Gary W. 4 30/06/2003 00

Transition Therapeutics Inc. Warrants 6.50 Pace, Gary W. 4 15/08/2013 11 6.5 4,773 4,773

Tree Island Steel Ltd. Common Shares Doman, Amardeip Singh 3, 4 13/08/2013 10 0.53 4,678,400 10,000

Tricon Capital Group Inc. Common Shares Berman, David 3, 4, 6, 5 13/08/2013 15 6.15 125,573 125,573Tricon Capital Group Inc. Common Shares Berman, Gary 5 13/08/2013 15 6.15 645,578 8,100Tricon Capital Group Inc. Common Shares KNOWLTON, JOHN

MICHAEL ARTHUR4 13/08/2013 15 6.15 15,000 5,000

Tricon Capital Group Inc. Common Shares MATUS, GEOFFREY 3, 4, 6, 5 13/08/2013 15 6.15 170,928 133,621Tricon Capital Group Inc. Common Shares Rocca, Adrian 5 04/03/2013 00

Tricon Capital Group Inc. Common Shares Rocca, Adrian 5 13/08/2013 15 6.15 8,000 8,000Tricon Capital Group Inc. Common Shares Tammer, Aida Evelyn 4 13/08/2013 15 6.15 13,000 8,000True North Apartment RealEstate Investment Trust

Trust Units Drimmer, Daniel 3, 4 09/08/2013 10 8.0135 306,400 5,700

True North Apartment RealEstate Investment Trust



Trust Units Drimmer, Daniel 3, 4 09/08/2013 10 8.09 309,100 500















Insider Reporting

August 22, 2013 (2013), 36 OSCB 8452


T/O UnitPrice


Acquired/Disposed

















































Insider Reporting

August 22, 2013 (2013), 36 OSCB 8453


T/O UnitPrice


Acquired/Disposed















TTM Resources Inc. Common Shares Clarke, Warring KennedyCrichton

4 12/08/2013 10 0.01 5,317,943 10,000

TTM Resources Inc. Common Shares Clarke, Warring KennedyCrichton

4 15/08/2013 10 0.01 5,319,943 2,000

Twin Butte Energy Ltd. Share Units-restricted Brussa, John Albert 4 24/07/2013 56 33,333Twin Butte Energy Ltd. Share Units-restricted Brussa, John Albert 4 24/07/2013 56 33,333Uni-Sélect Inc. Common Shares Uni-Sélect Inc. 1 12/08/2013 38 20.864 2,800 2,800Uni-Sélect Inc. Common Shares Uni-Sélect Inc. 1 12/08/2013 38 20.864 0 -2,800Uni-Sélect Inc. Common Shares Uni-Sélect Inc. 1 13/08/2013 38 20.584 4,872 4,872Uni-Sélect Inc. Common Shares Uni-Sélect Inc. 1 13/08/2013 38 20.584 0 -4,872

Uni-Sélect Inc. Common Shares Uni-Sélect Inc. 1 14/08/2013 38 20.796 2,272 2,272Uni-Sélect Inc. Common Shares Uni-Sélect Inc. 1 14/08/2013 38 20.796 0 -2,272Uni-Sélect Inc. Common Shares Uni-Sélect Inc. 1 15/08/2013 38 20.508 4,800 4,800Uni-Sélect Inc. Common Shares Uni-Sélect Inc. 1 15/08/2013 38 20.508 0 -4,800

United Corporations Limited Common Shares E-L Financial CorporationLimited

3 14/08/2013 10 62.95 6,234,159 61,300

Ur-Energy Inc. Common Shares Klenda, Jeffrey T. 5 15/08/2013 10 1.04 1,551,679 17,500Valeant PharmaceuticalsInternational, Inc.

Common Shares Kornwasser, Laizer 5 09/08/2013 10 100.36 5,500 3,500

Valeant PharmaceuticalsInternational, Inc.

Common Shares Schiller, Howard 5 16/08/2013 97 206,050 90,000


Common Shares Schiller, Howard 5 16/08/2013 97 160,820 -45,230


Common Shares Stolz, Brian Matheison 5 12/08/2013 10 100.71 21,695 4,500


Options Wechsler, Daniel 5 09/08/2013 00


Options Wechsler, Daniel 5 12/08/2013 50 101.87 82,000 82,000


Performance Share Units Wechsler, Daniel 5 09/08/2013 00


Performance Share Units Wechsler, Daniel 5 12/08/2013 56 31,600 31,600

Vast Exploration Inc. Options moore, geoffrey scott 4 11/09/2012 00 5,000Vast Exploration Inc. Options moore, geoffrey scott 4 09/08/2013 37 100 -4,900Vast Exploration Inc. Common Shares Said, Ahmad Salar 4, 5 09/08/2013 37 1,000 -49,000Vast Exploration Inc. Options Said, Ahmad Salar 4, 5 15/10/2012 52 3,455,000 -1,000,000Vast Exploration Inc. Options Said, Ahmad Salar 4, 5 19/06/2013 52 2,430,000 -1,025,000Vast Exploration Inc. Options Said, Ahmad Salar 4, 5 09/08/2013 37 48,600 -2,381,400

Vast Exploration Inc. Options Said, Neil 5 09/08/2013 37 4,000 -196,000Veris Gold Corp. Common Shares de Trentinian, Jean-Edgar 4 07/08/2013 10 0.38 19,002,050 4,000Veris Gold Corp. Common Shares de Trentinian, Jean-Edgar 4 08/08/2013 10 0.51 19,006,050 4,000Veris Gold Corp. Common Shares de Trentinian, Jean-Edgar 4 12/08/2013 10 0.47 19,014,050 8,000Vermilion Energy Inc. Rights Share Awards Donadeo, Lorenzo 4, 5 13/08/2013 56 56.971 113,901 6,846

Vermilion Energy Inc. Common Shares Donovan, John 5 16/08/2013 10 56.86 166,924 -5,000Vermilion Energy Inc. Common Shares Ghersinich, Claudio 4 12/08/2013 10 56.58 120,400 -3,000Vermilion Energy Inc. Rights Share Awards Hicks, Curtis W. 5 13/08/2013 56 56.971 56,622 7,022Vermilion Energy Inc. Rights Share Awards Marino, Anthony William 5 13/08/2013 56 56.971 77,675 7,022Victoria Gold Corp. (formerlyVictoria ResourceCorporation)

Common Shares Sun Valley Gold LLC 3 09/08/2013 10 0.125 1,245,500 377,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8454


T/O UnitPrice


Acquired/Disposed

Victoria Gold Corp. (formerlyVictoria ResourceCorporation)








Victory Nickel Inc. Common Shares Moghadam, Alireza 4 07/08/2013 00 55,223,125

Victory Nickel Inc. Options Moghadam, Alireza 4 07/08/2013 00Victory Nickel Inc. Options Moghadam, Alireza 4 08/08/2013 50 400,000 400,000Victory Nickel Inc. Warrants Moghadam, Alireza 4 07/08/2013 00 11,044,625Victory Nickel Inc. Common Shares Nuinsco Resources Limited 3 15/08/2013 46 0.0263 68,524,727 789,294

Vicwest Inc. Common Shares Lobb, Paul Robert 5 28/05/2012 00Vicwest Inc. Common Shares Lobb, Paul Robert 5 14/08/2013 10 12.15 1,000 1,000Virtutone Networks Inc.(formerly Sawhill CapitalLtd.)

Common Shares Matkaluk, Randal John 4, 5 13/08/2013 10 0.27 1,377,500 -20,000

Vista Gold Corp. Options Adshead-Bell, Nicole 4 30/05/2013 38 3.24 0 -100,000Vista Gold Corp. RSU Adshead-Bell, Nicole 4 30/04/2013 11 0 -32,028Vista Gold Corp. Options Clark, John 4 14/08/2013 52 3.22 100,000 -50,000Vista Gold Corp. RSU Clark, John 4 09/08/2013 11 95,028 63,000Vista Gold Corp. Options Earnest, Frederick H. 5 14/08/2013 52 3.22 270,000 -100,000Vista Gold Corp. RSU Earnest, Frederick H. 5 09/08/2013 11 907,238 406,000

Vista Gold Corp. RSU Engele, John 5 09/08/2013 11 327,359 219,000Vista Gold Corp. Options Eppler, W. Durand 7 14/08/2013 52 3.22 100,000 -50,000

Vista Gold Corp. RSU Eppler, W. Durand 7 09/08/2013 11 95,028 63,000Vista Gold Corp. Options Marlier, Gregory George 7 14/08/2013 52 3.22 50,000 -50,000Vista Gold Corp. Options Ogryzlo, Charles Thomas 4 14/08/2013 52 3.22 100,000 -50,000Vista Gold Corp. RSU Ogryzlo, Charles Thomas 4 09/08/2013 11 63,000Vista Gold Corp. RSU Ogryzlo, Charles Thomas 4 09/08/2013 11 95,028 63,000Vista Gold Corp. Options Richings, Michael 4 14/08/2013 52 3.22 220,000 -150,000Vista Gold Corp. RSU Richings, Michael 4 09/08/2013 11 95,028 63,000Vista Gold Corp. RSU Rozelle, John W. 5 09/08/2013 11 298,159 141,000Vista Gold Corp. Options Stevenson, Tracy 4 14/08/2013 52 3.22 100,000 -50,000Vista Gold Corp. RSU Stevenson, Tracy 4 09/08/2013 11 95,028 63,000

Volta Resources Inc. Options Bogden, Gordon Jack 4 13/08/2013 50 0.125 815,669 235,000Volta Resources Inc. Options Bullock, Kevin 4, 5 13/08/2013 50 0.125 1,680,000 420,000

Volta Resources Inc. Options Davidson, Alexander John 4 13/08/2013 50 0.125 635,000 145,000

Volta Resources Inc. Options FRANCESCHI, GUY A.C. 5 13/08/2013 50 0.125 1,215,001 275,000Volta Resources Inc. Options Francis, Robert John 4 13/08/2013 50 0.125 765,000 205,000Volta Resources Inc. Options King, Victor John 4, 5 13/08/2013 50 0.125 1,615,000 360,000Volta Resources Inc. Options Lawrick, Victor Lewis 4 13/08/2013 50 0.125 665,000 175,000Volta Resources Inc. Options Pillay, Dylan 5 13/08/2013 50 0.125 1,180,000 275,000Volta Resources Inc. Options Poad, Steven W. E. 5 13/08/2013 50 0.125 625,000 325,000Volta Resources Inc. Options Whittall, Robert Francis 4, 5 13/08/2013 50 0.125 1,290,000 155,000Vuzix Corporation Common Shares Lee, William 4 06/02/2013 37 3,160 -253,840Vuzix Corporation Options Lee, William 4 06/02/2013 37 6,000 -444,000Vuzix Corporation Options Lee, William 4 05/08/2013 50 2 21,000 15,000

Vuzix Corporation Options Ruckdaeschel, Alexander 4 15/11/2012 00 4,666Vuzix Corporation Options Ruckdaeschel, Alexander 4 05/08/2013 50 2 19,666 15,000

Vuzix Corporation Common Shares Russell, Grant Neil 4, 5 09/12/2009 00 11,913,777Vuzix Corporation Common Shares Russell, Grant Neil 4, 5 16/02/2013 37 158,851 -11,754,926Vuzix Corporation Common Shares Russell, Grant Neil 4, 5 05/08/2013 46 2 522,931 364,080Vuzix Corporation Common Shares Russell, Grant Neil 4, 5 09/12/2009 00 200,000Vuzix Corporation Common Shares Russell, Grant Neil 4, 5 06/02/2013 37 2,666 -197,334Vuzix Corporation Options Russell, Grant Neil 4, 5 09/12/2009 00 174,256Vuzix Corporation Options Russell, Grant Neil 4, 5 06/02/2013 52 0 -174,256Vuzix Corporation Options Russell, Grant Neil 4, 5 06/02/2013 50 200,000 200,000Vuzix Corporation Options Russell, Grant Neil 4, 5 06/02/2013 37 2,667 -197,333Vuzix Corporation Warrants Russell, Grant Neil 4, 5 09/12/2009 00

Vuzix Corporation Warrants Russell, Grant Neil 4, 5 05/08/2013 46 2.25 364,080 364,080Vuzix Corporation Options Scott, Michael Dennis 4 15/11/2012 00 1,333

Vuzix Corporation Options Scott, Michael Dennis 4 05/08/2013 50 2 16,333 15,000Vuzix Corporation Common Shares Travers, Paul Joseph 3, 4, 5 06/02/2013 37 936,528 -69,303,083Vuzix Corporation Common Shares Travers, Paul Joseph 3, 4, 5 05/08/2013 46 2 1,288,978 352,450Vuzix Corporation Common Shares Travers, Paul Joseph 3, 4, 5 05/08/2013 46 2 1,746,183 457,205Vuzix Corporation Common Shares Travers, Paul Joseph 3, 4, 5 06/03/2013 37 11,124 -823,161

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8455


T/O UnitPrice


Acquired/Disposed

Vuzix Corporation Options Travers, Paul Joseph 3, 4, 5 06/02/2013 52 1,485,232 -188,576Vuzix Corporation Options Travers, Paul Joseph 3, 4, 5 06/02/2013 37 19,803 -1,465,429Vuzix Corporation Options Travers, Paul Joseph 3, 4, 5 06/02/2013 37 800 -59,200

Vuzix Corporation Warrants Travers, Paul Joseph 3, 4, 5 31/03/2013 55 0 -1,034,633Vuzix Corporation Warrants Travers, Paul Joseph 3, 4, 5 05/08/2013 46 2.25 352,450 352,450

Vuzix Corporation Warrants Travers, Paul Joseph 3, 4, 5 05/08/2013 46 2.25 809,655 457,205WB III Acquisition Corp. Common Shares Kupinsky, Jordan 4 12/08/2013 00 2,000,000WB III Acquisition Corp. Common Shares Schmeichel, Ronald Dale 3, 4, 5 12/08/2013 00 7,600,000WB III Acquisition Corp. Common Shares Taylor, Kevin Robert 4 12/08/2013 00 400,000Wenzel Downhole Tools Ltd. Common Shares Aitchison, David Wayne 7 31/07/2013 22 2.25 0 -17,717

Wenzel Downhole Tools Ltd. Common Shares Clements, George Scott 4 31/07/2013 22 2.25 0 -63,215

Wenzel Downhole Tools Ltd. Options Clements, George Scott 4 31/07/2013 22 2.1 0 -100,000

Wenzel Downhole Tools Ltd. Common Shares Hawkes, Robert James 4 08/08/2013 22 2.25 0 -20,000

Wenzel Downhole Tools Ltd. Options Hawkes, Robert James 4 08/08/2013 59 2.25 0 -100,000

Wenzel Downhole Tools Ltd. Common Shares Hodgson, John Ernest 4 31/07/2013 22 2.25 0 -31,500

Wenzel Downhole Tools Ltd. Options Hodgson, John Ernest 4 31/07/2013 22 2.1 60,000 -40,000

Wenzel Downhole Tools Ltd. Options Hodgson, John Ernest 4 31/07/2013 22 2.08 0 -60,000

Wenzel Downhole Tools Ltd. Common Shares Lam, Wayne Cheong 5 31/07/2013 22 2.25 0 -958

Wenzel Downhole Tools Ltd. Options Patterson, Ron 5 31/07/2013 22 2.1 0 -75,000

Wenzel Downhole Tools Ltd. Common Shares Peterson, Greg 5 12/08/2013 22 2.25 0 -22,224

Wenzel Downhole Tools Ltd. Options Peterson, Greg 5 31/07/2013 38 0 -120,000

Wenzel Downhole Tools Ltd. Common Shares Whyte, Alexander 5 31/07/2013 22 2.25 0 -124,326

Wenzel Downhole Tools Ltd. Options Whyte, Alexander 5 31/07/2013 22 2.1 0 -100,000

Western Energy ServicesCorp.

Common Shares Tremblay, Dale E. 4, 5 08/12/2009 00

Western Energy ServicesCorp.

Common Shares Tremblay, Dale E. 4, 5 07/08/2013 10 7.97 28,000 28,000

WesternOne Inc. Common Shares Hurdman, FrederickFairbanks

3 13/08/2013 10 7.2 3,049,479 900

WestJet Airlines Ltd. Common Shares - Voting Beddoe, Clive 5 08/08/2013 10 22 1,577,169 -46,200

WestJet Airlines Ltd. Options 2013 StockOptions

Pelino, Brigid V. 5 01/08/2013 00

WestJet Airlines Ltd. Options 2013 StockOptions

Pelino, Brigid V. 5 08/08/2013 50 22,215 22,215

WestJet Airlines Ltd. Rights 2013 Share Units Pelino, Brigid V. 5 01/08/2013 00WestJet Airlines Ltd. Rights 2013 Share Units Pelino, Brigid V. 5 08/08/2013 56 15,016 15,016WestJet Airlines Ltd. Rights 2013 Share Units Pelino, Brigid V. 5 08/08/2013 56 34,674 19,658WestJet Airlines Ltd. Rights 2008 Share Units Pugliese, Ferio 5 08/08/2013 58 - Expiration

of rights0 -1,205

Whitecap Resources Inc. Common Shares Armstrong, Joel Maxwell 5 16/08/2013 51 3 173,131 30,533Whitecap Resources Inc. Common Shares Armstrong, Joel Maxwell 5 16/08/2013 10 11.373 142,598 -30,533Whitecap Resources Inc. Options Armstrong, Joel Maxwell 5 16/08/2013 51 3 127,787 -30,533

Whitecap Resources Inc. Common Shares Christensen, Daniel James 5 13/08/2013 51 6.13 503,512 10,400

Whitecap Resources Inc. Common Shares Christensen, Daniel James 5 13/08/2013 51 6.23 520,178 16,666

Whitecap Resources Inc. Options Christensen, Daniel James 5 13/08/2013 51 6.13 93,734 -10,400

Whitecap Resources Inc. Options Christensen, Daniel James 5 13/08/2013 51 6.23 77,068 -16,666

Whitecap Resources Inc. Common Shares Fagerheim, Grant Bradley 4, 5 14/08/2013 51 6.23 1,771,802 25,000Whitecap Resources Inc. Common Shares Fagerheim, Grant Bradley 4, 5 14/08/2013 51 6.13 1,803,269 31,467

Whitecap Resources Inc. Common Shares Fagerheim, Grant Bradley 4, 5 15/08/2013 10 11.384 1,746,802 -56,467Whitecap Resources Inc. Options Fagerheim, Grant Bradley 4, 5 14/08/2013 51 6.23 146,268 -25,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8456


T/O UnitPrice


Acquired/Disposed

Whitecap Resources Inc. Options Fagerheim, Grant Bradley 4, 5 14/08/2013 51 6.13 114,801 -31,467Whitecap Resources Inc. Common Shares Mombourquette, David

Michael5 14/08/2013 51 6.13 645,682 13,867

Whitecap Resources Inc. Common Shares Mombourquette, DavidMichael

5 14/08/2013 51 6.23 662,348 16,666

Whitecap Resources Inc. Common Shares Mombourquette, DavidMichael

5 16/08/2013 10 11.301 631,815 -30,533

Whitecap Resources Inc. Options Mombourquette, DavidMichael

5 14/08/2013 51 6.13 97,201 -13,867

Whitecap Resources Inc. Options Mombourquette, DavidMichael

5 14/08/2013 51 6.23 80,535 -16,666

Wi-LAN Inc. Common Shares Jenkins, William Keith 4 15/08/2013 10 3.5 44,000 3,000Wi-LAN Inc. Common Shares Skippen, James 4, 5 15/08/2013 10 3.5 533,800 3,000Wi-LAN Inc. Common Shares Vladescu, Michael 5 13/08/2013 10 3.515 25,300 100Wi-LAN Inc. Common Shares Vladescu, Michael 5 13/08/2013 10 3.52 30,000 4,700

Wi-LAN Inc. Common Shares Vladescu, Michael 5 13/08/2013 10 3.54 36,200 6,200Wi-LAN Inc. Common Shares Vladescu, Michael 5 13/08/2013 10 3.55 42,100 5,900

Wi-LAN Inc. Common Shares Vladescu, Michael 5 13/08/2013 10 3.56 61,400 19,300Wi-LAN Inc. Common Shares Watchmaker, Prashant 5 16/08/2013 10 3.44 45,800 2,900Wi-LAN Inc. Common Shares Wi-LAN Inc. 1 06/08/2013 38 3.6593 88,600 15,000Wi-LAN Inc. Common Shares Wi-LAN Inc. 1 07/08/2013 38 3.5503 103,600 15,000Wi-LAN Inc. Common Shares Wi-LAN Inc. 1 08/08/2013 38 3.5615 118,600 15,000Wi-LAN Inc. Common Shares Wi-LAN Inc. 1 09/08/2013 38 3.4886 137,400 18,800Wildcat Exploration Ltd. Options Gowryluk, Glen Douglas 5 29/07/2013 50 0.1 87,500 35,000Williams Creek Gold Limited Common Shares Interinvest Corporation 3 13/08/2013 10 0.1 14,344,779 100,000

Williams Creek Gold Limited Common Shares Interinvest Corporation 3 15/08/2013 10 0.1 14,354,779 10,000

Wilmington CapitalManagement Inc.

Options Craddock, Patrick Richard 5 08/08/2013 00 75,000

Wolfpack Gold Corp. Common Shares Sheriff, William Morris 4 15/08/2013 10 0.075 2,629,167 50,000

Wolfpack Gold Corp. Common Shares Sheriff, William Morris 4 15/08/2013 10 0.07 2,649,167 20,000WPC Resources Inc. Common Shares Merrick, Donald L. 4 26/07/2013 45 500,001

WPC Resources Inc. Common Shares Merrick, Donald L. 4 26/07/2013 45 800,002 250,001WPC Resources Inc. Common Shares Zimmerman, John Edward 4 26/07/2013 45 800,000 250,000Xmet Inc. Common Shares Stewart, Alexander 4, 5 12/08/2013 10 0.01 2,796,000 34,000Xmet Inc. Common Shares Stewart, Alexander 4, 5 14/08/2013 10 0.01 2,831,000 35,000Xtra-Gold Resources Corp. Common Shares Xtra-Gold Resources Corp. 1 13/08/2013 38 0.4 500 500

Xtra-Gold Resources Corp. Common Shares Xtra-Gold Resources Corp. 1 13/08/2013 38 0 -500

Xtreme Drilling and CoilServices Corp.

Common Shares Havinga, Richard 5 13/08/2013 51 1.82 328,865 83,800


Common Shares Havinga, Richard 5 13/08/2013 10 3.5 245,065 -83,800


Options Havinga, Richard 5 13/08/2013 51 1.82 340,000 -83,800

Yamana Gold Inc. Deferred Share Unit Mars, Patrick James 4 08/08/2013 56 30,167 2,449Yamana Gold Inc. Common Shares Portugal, Arao 5 14/08/2013 10 11.2 511 -26,616Yamana Gold Inc. Deferred Share Unit Titaro, Dino 4 08/08/2013 56 30,167 2,449Yellow Media Limited Deferred Share Unit Forman, Craig 4 01/07/2013 56 10.589 1,888Yellow Media Limited Deferred Share Unit Forman, Craig 4 01/07/2013 56 12.263 9,314 1,630Yellow Media Limited Deferred Share Unit Lazzarato, David 4 01/07/2013 56 10.589 1,888Yellow Media Limited Deferred Share Unit Lazzarato, David 4 01/07/2013 56 12.263 9,314 1,630Yellow Media Limited Deferred Share Unit Leith, David Gordon 4 01/07/2013 56 10.589 1,888

Yellow Media Limited Deferred Share Unit Leith, David Gordon 4 01/07/2013 56 12.263 9,314 1,630Yellow Media Limited Deferred Share Unit MACLELLAN, ROBERT

FRANCIS4 01/07/2013 56 10.589 3,777

Yellow Media Limited Deferred Share Unit MACLELLAN, ROBERTFRANCIS

4 01/07/2013 56 12.263 12,125 3,261

Yellow Media Limited Deferred Share Unit McHale, Judith 4 01/07/2013 56 10.589 1,888Yellow Media Limited Deferred Share Unit McHale, Judith 4 01/07/2013 56 10.263 9,314 1,630Yellow Media Limited Deferred Share Unit Morrison, Donald 4 01/07/2013 56 10.589 1,888Yellow Media Limited Deferred Share Unit Morrison, Donald 4 01/07/2013 56 12.263 9,314 1,630Yellow Media Limited Deferred Share Unit Nisenholtz, Martin 4 01/07/2013 56 10.589 1,888Yellow Media Limited Deferred Share Unit Nisenholtz, Martin 4 01/07/2013 56 12.263 9,314 1,630Yellow Media Limited Deferred Share Unit Raina, Kalpana 4 01/07/2013 56 10.589 1,888Yellow Media Limited Deferred Share Unit Raina, Kalpana 4 01/07/2013 56 12.263 9,314 1,630Yellow Media Limited Deferred Share Unit Sifton, Michael 4 01/07/2013 56 10.589 1,888Yellow Media Limited Deferred Share Unit Sifton, Michael 4 01/07/2013 56 12.263 9,314 1,630Yorbeau Resources Inc. Options Bodnar jr., Georges 4 13/08/2013 50 625,000 325,000

Yorbeau Resources Inc. Options Crevier, David 4, 5 13/08/2013 50 1,200,000 500,000

Yorbeau Resources Inc. Options DiTomaso, Frank 4 13/08/2013 50 525,000 225,000Yorbeau Resources Inc. Options Perron, François 4 13/08/2013 50 575,000 225,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8457


T/O UnitPrice


Acquired/Disposed

Yorbeau Resources Inc. Options Renaud, Philip 4 13/08/2013 50 475,000 175,000Yorbeau Resources Inc. Options Riverin, Gérald 4 13/08/2013 50 1,200,000 500,000Yorbeau Resources Inc. Options Robyn, Thomas Lynn 4 13/08/2013 50 575,000 175,000

Yorbeau Resources Inc. Options UGUR, ERCAN 5 13/08/2013 50 500,000 200,000Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 15/07/2013 30 6.533 10,388 183

Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 15/07/2013 30 6.158 10,422 34Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 31/07/2013 30 6.31 10,612 190Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 15/07/2013 30 6.533 8,356 78Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 15/07/2013 30 6.158 8,438 82Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 31/07/2013 30 6.31 8,519 81Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph John 5 15/07/2013 30 6.533 2,050 303Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph John 5 15/07/2013 30 6.158 2,053 3Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph John 5 31/07/2013 30 6.31 2,366 313Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 15/07/2013 30 6.533 6,437 115Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 15/07/2013 30 6.158 6,497 60Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 31/07/2013 30 6.31 6,617 120

Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 15/07/2013 30 6.533 14,984 214

Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 15/07/2013 30 6.158 15,071 87Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 31/07/2013 30 6.31 15,293 222Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 15/07/2013 30 6.533 683,103 275Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 15/07/2013 30 6.158 683,233 130Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 31/07/2013 30 6.31 683,517 284Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 15/07/2013 30 6.533 573,846 148Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 15/07/2013 30 6.158 573,916 70Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 31/07/2013 30 6.31 574,069 153Zargon Oil & Gas Ltd. Common Shares Harrison, K. James 4 14/08/2013 10 6.866 128,582 14,700Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 15/07/2013 30 6.533 3,459 51Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 15/07/2013 30 6.158 3,474 15Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 15/07/2013 30 6.533 12,303 309

Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 15/07/2013 30 6.158 12,374 71Zargon Oil & Gas Ltd. Common Shares Hustad, Christopher

Michael5 15/07/2013 30 6.533 9,958 277

Zargon Oil & Gas Ltd. Common Shares Hustad, ChristopherMichael

5 15/07/2013 30 6.158 10,038 80

Zargon Oil & Gas Ltd. Common Shares Hustad, ChristopherMichael

5 31/07/2013 30 6.31 10,325 287

Zargon Oil & Gas Ltd. Common Shares Janjua, Pete HardeepSingh

5 15/07/2013 30 6.158 8,121 79


5 15/07/2013 30 6.533 4,402 277


5 15/07/2013 30 6.158 4,441 39


5 31/07/2013 30 6.31 4,728 287

Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 15/07/2013 30 6.533 49,545 194Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 15/07/2013 30 6.158 49,636 91Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 31/07/2013 30 6.31 49,837 201Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 15/07/2013 30 6.533 26,624 129Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 15/07/2013 30 6.158 26,685 61Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 31/07/2013 30 6.31 26,819 134Zargon Oil & Gas Ltd. Common Shares Lee, Kevin Chin Yu 5 15/07/2013 30 6.533 14,729 277Zargon Oil & Gas Ltd. Common Shares Lee, Kevin Chin Yu 5 15/07/2013 30 6.158 14,868 139Zargon Oil & Gas Ltd. Common Shares Lee, Kevin Chin Yu 5 31/07/2013 30 6.31 15,155 287Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 14/08/2013 10 6.8 11,961 600Zargon Oil & Gas Ltd. Common Shares Moriyama, Robert Todd 5 15/07/2013 30 6.533 7,258 287

Zargon Oil & Gas Ltd. Common Shares Moriyama, Robert Todd 5 15/07/2013 30 6.158 7,323 65Zargon Oil & Gas Ltd. Common Shares Moriyama, Robert Todd 5 31/07/2013 30 6.31 7,620 297

Zargon Oil & Gas Ltd. Common Shares Moriyama, Robert Todd 5 15/07/2013 30 6.158 4,154 40Zimtu Capital Corp. Common Shares Hodge, David 4, 5 14/08/2013 10 0.395 880,594 30,000

Insider Reporting

August 22, 2013 (2013), 36 OSCB 8458


August 22, 2013 (2013), 36 OSCB 8459

Chapter 8

Notice of Exempt Financings

REPORTS OF TRADES SUBMITTED ON FORMS 45-106F1 AND 45-501F1

TransactionDate

No. ofPurchasers

Issuer/Security Total PurchasePrice ($)

No. ofSecurities

Distributed

06/29/2013 to07/08/2013

2 982 Film Fund Ltd. - Common Shares 170,500.00 N/A

07/15/2013 2 Adobe Social Mezzanine Fund I Limited Partnership- Limited Partnership Interest

935,280.00 N/A

07/31/2013 12 Alix Resources Corp. - Common Shares 178,500.99 12.00

03/29/2013 1 American Securities Opportunities Fund III L.P. -Limited Partnership Interest

30,501,000.00 N/A

07/19/2013 9 Archer Petroleum Corp. - Units 1,000,200.00 0.00

07/25/2013 13 Ashburton Ventures Inc. - Common Shares 247,500.00 13.00

07/23/2013 2 BANK OF AMERICA CORPORATION - Notes 27,798,265.15 20.00

07/18/2013 3 Barclays Bank PLC - Notes 500,000.00 3.00

07/11/2013 5 Barclays Bank Plc. - Notes 650,000.00 5.00

08/02/2013 28 bcIMC Realty Corporation - Notes 499,885,000.00 28.00

07/31/2013 17 Bentall Kennedy Prime Canadian Property FundLtd. - Common Shares

162,392,331.99 17.00

10/12/2012 17 BNP Paribas Arbitrage SNC - Certificates 2,002,850.00 17.00

07/31/2013 2 Brightstar Corp. - Notes 27,489,651.78 2.00

06/30/2013 8 B.E.S.T. Active 365 Fund LP - Limited PartnershipUnits

869,000.00 N/A

07/04/2013 36 Calyx Bio-Ventures Inc. - Units 784,500.00 36.00

07/30/2013 2 Canada Carbon Inc. - Units 300,000.00 2,000,000.00

07/29/2013 37 Canadian Coyote Energy Trust - Trust Units 562,975.00 562,975.00

07/04/2013 to07/16/2013

5 Canadian First Financial Holdings Limited -Common Shares

690,200.00 N/A

07/31/2013 10 Cantex Mine Development Corp. - Common Shares 2,999,999.97 27,272,727.00

06/03/2013 7 Capital Direct I Income Trust - Trust Units 91,004.30 9,100.43

07/02/2013 4 Capital Direct I Income Trust - Trust Units 200,010.51 20,001.05

07/17/2013 1 Carlisle Goldfields Limited - Common Share 2,000,000.00 10,000,000.00

07/23/2013 1 CAROLINA BEVERAGE GROUP LLC ANDCAROLINA BEVERAGE GROUP FINANCE INC. -Note

772,800.00 1.00


August 22, 2013 (2013), 36 OSCB 8460

TransactionDate

No. ofPurchasers


No. ofSecurities

Distributed

07/26/2013 7 Carrick Petroleum Inc. - Units 193,108.00 96,554.00

07/29/2013 1 Cartier Ressources Inc. - Common Shares 84,500.00 650,000.00

08/27/2006 to07/30/2007

46 Catalyst Fund Limited Partnership II - LimitedPartnership Units

592,940,636.00 528,700.00

09/30/2009 to04/18/2011

88 Catalyst Fund Limited Partnership III - LimitedPartnership Units

1,024,100,325.00 N/A

06/29/2012 to06/11/2013

47 Catalyst Fund Limited Partnership IV - LimitedPartnership Units

498,935,733.90 N/A

08/02/2013 15 Cavan Ventures Inc. - Units 269,000.00 5,380,000.00

07/25/2013 to08/01/2013

4 Champion Iron Mines Limited - Common Shares 3,577,988.00 1,000,000.00

07/16/2013 to07/24/2013

5 Clear Sky Capital US Real Estate OpportunityLimited Partnership - Limited Partnership Units

463,201.81 4,485.00

07/15/2013 5 Colombia Crest Gold Corp. - Units 146,000.00 5.00

09/28/2012 1 Commonfund Emerging Markets InvestorsCompany - Common Shares

42,561.17 2,382.94

09/27/2012 to06/27/2013

3 Commonfund Institutional All Cap Equity Fund LLC- Limited Partnership Interest

7,350,535.72 N/A

09/27/2012 to10/31/2012

1 Commonfund Institutional Core Equity Fund LLC -Limited Partnership Interest

1,893,837.50 N/A

09/27/2012 to09/28/2012

1 Commonfund Institutional International Equity FundLLC - Limited Partnership Interest

607,865.33 54,707.28

09/28/2012 to06/28/2013

1 Commonfund Institutional Multi-StrategyCommodities Fund Ltd. - Common Shares

9,411.54 953.57

09/28/2012 to04/30/2013

2 Commonfund Strategic Solutions DiversifyingCompany - Common Shares

8,222,398.97 N/A

11/30/2012 to06/28/2013

1 Commonfund Strategic Solutions Global Equity LLC- Limited Partnership Interest

56,783,246.98 5,273,714.83

07/02/2012 to04/30/2013

2 Commonfund Strategic Solutions Global HedgedEquity Company - Common Shares

9,758,090.18 970,359.02

06/28/2013 1 Commonfund Strategic Solutions Relative Value &Event Driven Company - Common Shares

3,147,300.00 265,302.96

07/31/2013 2 Daiwa House Industry Co; Ltd. - Common Shares 3,945,393.90 210,000.00

07/18/2013 11 Defiance Silver Corp. - Units 215,000.00 11.00

07/25/2013 7 Domainer Inc. - Common Shares 500,000.00 7.00

07/17/2013 23 DONNER METALS LTD. - Units 2,807,009.96 230.00

07/26/2013 3 enGene Inc. - Preferred Shares 1,000,000.00 3.00

07/15/2013 70 Equicapita Income L.P. - Limited Partnership Units 1,491.00 1,491,000.00

07/15/2013 70 Equicapita Income Trust - Trust Units 2,485,000.00 2,485,000.00


August 22, 2013 (2013), 36 OSCB 8461

TransactionDate

No. ofPurchasers


No. ofSecurities

Distributed

07/30/2013 29 Equigenesis 2013 Preferred Investment LP - Units 16,010,125.00 487.00

07/11/2013 to07/25/2013

18 FinancialSharp Inc. - Preferred Shares 2,037,105.91 18.00

07/22/2013 8 FoodChek Systems Inc. - Units 271,999.00 3.00

07/01/2012 to06/30/2013

30 FTIF Franklin European Small-Mid Cap GrowthFund - Units

28,579,679.79 N/A

07/01/2012 to06/30/2013

3 FTIF Franklin Global Real Estate Fund - Units 70,325,097.79 N/A

07/01/2012 to06/30/2013

30 FTIF Franklin Mutual European Fund - Units 99,056,961.87 N/A

07/01/2012 to06/30/2013

33 FTIF Franklin Templeton Japan Fund - Units 54,393,444.90 N/A

07/01/2012 to06/30/2013

30 FTIF Templeton Latin America Fund - Units 18,489,919.44 N/A

07/29/2013 1 Gannett Co. Inc. - Note 1,011,385.73 1.00

07/31/2013 10 Genesis Technical Systems Corp. - CommonShares

178,148.00 742,284.00

07/31/2013 1 Gibson Brands, Inc. - Note 5,143,500.00 1.00

06/30/2013 47 Ginkgo Mortgage Investment Corporation -Preferred Shares

276,832.06 27,683.21

07/10/2013 1 Global Cobalt Corporation - Common Share 40,573.06 368,845.00

07/26/2013 1 Global Cobalt Corporation - Receipts 0.11 11.00

07/26/2013 2 Global Cobalt Corporation - Units 177,500.04 1,613,637.00

06/20/2013 21 Global SealFarms Corporation - N/A 1,980,096.93 21.00

07/05/2013 1 Gold Canyon Resources Inc. - Common Shares 27,000.00 100,000.00

07/31/2013 20 Golden Virtue Resources Inc. - Units 156,000.00 39,000,000.00

07/03/2013 to07/04/2013

34 Grafoid Inc. - Common Shares 3,852,860.00 34.00

07/29/2013 2 Grana y Montero S.A.A. - Common Shares 2,937,600.00 2.00

07/01/2012 to04/01/2013

20 GS+A Canadian Equity Fund - Limited PartnershipUnits

2,955,504.31 26,883.49

07/01/2012 to06/30/2013

346 GS+A Premium Income Fund - Limited PartnershipUnits

113,053,636.01 629,850.95

07/01/2012 to06/30/2013

318 HarbourEdge Mortgage Investment Corporation -Preferred Shares

53,598,815.00 53,598,815.00

07/10/2013 54 Headwind Capital Inc. - Debentures 1,316,000.00 N/A

07/22/2013 1 HOWARD HUGHES MEDICAL INSTITUTE - Bond 3,094,680.72 1.00

12/03/2012 3 HSBC Bank PLC - Certificates 297,757.50 2,900.00


August 22, 2013 (2013), 36 OSCB 8462

TransactionDate

No. ofPurchasers


No. ofSecurities

Distributed

06/30/2013 to07/03/2013

10 Imperial Capital Partners Ltd. - Capital Commitment 24,575,000.00 N/A

09/12/2012 1 J.P. MORGAN BANK CANADA - Certificate 8,100,000.00 1.00

03/28/2012 9 J.P. MORGAN STRUCTURED PRODUCTS B.V. -Certificates

2,400,000.00 9.00

07/22/2013 19 Kimco North Trust III - Notes 200,000,000.00 N/A

07/26/2013 1 KINGSETT CANADIAN REAL ESTATE INCOMEFUND L.P. - Units

150,000.00 113.21

07/17/2013 to07/25/2013

0 Klondex Mines Ltd. - Warrants 0.00 0.00

07/26/2013 4 Kodiak Oil & Gas Corp. - Notes 12,866,557.00 4.00

07/23/2013 1 LEAGUE IGW REAL ESTATE INVESTMENTTRUST - Units

40,000.00 40,000.00

07/01/2012 to06/30/2013

9 Legg Mason Batterymarch Canadian Core EquityFund - Units

15,258,104.69 153,610.66

07/01/2012 to06/30/2013

11 Legg Mason Batterymarch U.S. Equity Fund - Units 4,617,845.69 39,971.30

07/01/2012 to06/30/2013

6 Legg Mason Brandywine Classic Value U.S. EquityFund - Units

213,672.74 22,274.65

07/01/2012 to06/30/2013

9 Legg Mason Brandywine Global Fixed IncomeInvestment Grade Fund - Units

134,188,248.47 12,826,105.77

12/21/2012 to06/30/2013

2 Legg Mason Brandywine Global Opportunities FixedIncome Fund - Units

108,082,360.29 10,808,236.03

07/01/2012 to06/30/2013

8 Legg Mason ClearBridge International Equity Fund -Units

1,932,237.05 106,931.61

07/01/2012 to06/30/2013

6 Legg Mason Diversified - Units 2,520,309.62 16,771.63

07/01/2012 to06/30/2013

13 Legg Mason Western Asset Canadian Core BondFund - Units

11,320,623.89 462,738.29

07/01/2012 to06/30/2013

6 Legg Mason Western Asset Canadian Core PlusBond Fund - Units

7,101,504.27 712,982.59

07/01/2012 to06/30/2013

4 Legg Mason Western Asset Canadian Income Fund- Units

4,209,338.88 25,773.59

07/01/2012 to06/30/2013

33 Legg Mason Western Asset Canadian MoneyMarket Fund - Units

1,550,999,816.23 N/A

07/19/2013 1 Macquarie Infrastructure Partners III, L.P. - LimitedPartnership Interest

103,630,000.00 1.00

07/04/2013 62 Marquest Mining 2013-I Super Flow-ThroughLimited Partnership - Limited Partnership Units

1,320,000.00 N/A

07/29/2013 2 Michaels FinCo Holdings, LLC / Michaels FinCo,Inc. - Notes

10,261,000.00 2.00

07/25/2013 14 MIST Opportunities Inc. - Common Shares 1,050,140.00 350.00


August 22, 2013 (2013), 36 OSCB 8463

TransactionDate

No. ofPurchasers


No. ofSecurities

Distributed

05/31/2013 11 Mitomics Inc. - Warrants 399,752.00 11.00

07/02/2013 1 Morgan Stanley Bank of America Merrill Lynch Trust2013-C10 - Certificates

50,341,384.06 N/A

06/26/2013 to06/28/2013

12 Morrison Laurier Mortgage Corporation - PreferredShares

584,500.00 N/A

06/26/2013 1 MTC Growth Fund - I Inc. - Common Shares 50,000.00 N/A

06/01/2013 to06/28/2013

6 New Haven Mortgage Income Fund (I) Inc. -Common Shares

853,819.00 N/A

06/27/2013 to07/06/2013

7 Newport Balanced Fund - Trust Units 305,575.45 2,797.15

06/27/2013 to07/06/2013

7 Newport Fixed Income Fund - Trust Units 529,137.36 5,028.55

06/27/2013 to07/06/2013

14 Newport Global Equity Fund - Trust Units 559,864.39 7,725.49

06/27/2013 to07/06/2013

3 Newport North American Equity Fund - Trust Units 134,226.00 917.27

06/27/2013 to07/06/2013

8 Newport Strategic Yield Fund - Trust Units 1,067,706.91 85,500.00

06/27/2013 to07/06/2013

8 Newport Yield Fund - Trust Units 593,321.56 4,847.26

06/30/2013 4 Newstart Financial Inc. - Debt 275,000.00 4.00

07/22/2013 2 NRG Yield, Inc. - Common Shares 5,002,800.00 19,575,000.00

07/29/2013 to08/01/2013

24 NTG Clarity Networks Inc. - Debentures 872,000.00 872.00

07/29/2013 4 Nucor Corporation - Notes 12,303,431.53 4.00

07/25/2013 34 OMERS REALTY CORPORATION - Debentures 300,000,000.00 34.00

07/17/2013 1 Open Access Limited - Units 200,000.00 N/A

07/16/2013 13 Oracle Corporation - Notes 49,066,367.57 13.00

07/25/2013 1 Osidian Strategies Inc. - Debenture 500,000.00 1.00

07/30/2013 1 Overland Storage, Inc. - Common Shares 257,334.02 213,220.00

07/25/2013 2 Pacific North West - Units 150,000.00 2.00

07/19/2013 1 Parta Dialogue Inc. - Common Shares 30,000.00 1,500,000.00

07/26/2013 3 Peruvian Precious Metals Corp. - Units 167,700.06 3.00

07/16/2013 26 Phoenix Copper Corporation - Units 328,400.00 6,568,000.00

07/23/2013 4 Pulis Wealth Management LP I - LimitedPartnership Units

577,000.00 577.00

07/02/2013 1 RCP Secondary Opportunity Fund II L.P. - LimitedPartnership Interest

26,325,000.00 1.00


August 22, 2013 (2013), 36 OSCB 8464

TransactionDate

No. ofPurchasers


No. ofSecurities

Distributed

07/18/2013 1 Red Fork Energy Limited - Common Shares 170,976.05 418,018.00

07/16/2013 31 Redstone Capital Corporation - Bonds 676,100.00 N/A

07/18/2013 to07/23/2013

11 Redstone Capital Corporation - Bonds 255,200.00 N/A

07/26/2013 to07/30/2013

20 Redstone Capital Corporation - Bonds 636,900.00 N/A

06/30/2013 15 Redstone Investment Corporation (amended) -Notes

800,000.00 N/A

04/25/2013 7 Regi U.S. Inc. - Units 84,610.20 7.00

07/10/2013 15 Restone Investment Corporation - Notes 895,000.00 N/A

07/24/2013 3 RetailMetNot, Inc. - Common Shares 309,248.94 14,300.00

07/30/2013 2 RMG Networks Holdings Corporation - CommonShares

2,964,384.00 360,000.00

07/26/2013 2 ROI Capital - Units 250,500.00 2.00

07/19/2013 3 ROI Capital - Units 1,903,680.00 3.00

07/04/2013 3 ROI Capital - Units 420,100.00 0.00

06/26/2013 2 ROI CAPITAL - Units 1,282,256.10 2.00

07/04/2013 2 ROI CAPITAL - Units 24,427.29 0.00

07/29/2013 8 Royal Bank of Canada - Notes 3,000,000.00 30,000.00

07/18/2013 9 Sage Gold Inc. - Common Shares 66,000.00 13.00

07/18/2013 3 SCHAEFFLER HOLDING FINANCIAL B.V. - Notes 17,993,000.00 3.00

06/30/2013 8 Secure Capital MIC Inc. - Preferred Shares 437,155.00 N/A

07/03/2013 to07/10/2013

51 SecureCare Investments Inc. - Bonds 1,108,637.00 N/A

07/17/2013 to07/24/2013

40 SecureCare Investments Inc. - Bonds 1,013,311.00 N/A

05/15/2013 1 Sinclair-Cockburn Mortgage Investment Corporation- Common Shares

508,630.00 508,630.00

07/29/2013 2 Solvista Gold Corporation - Common Shares 126,000.00 600,000.00

08/02/2013 3 Souche Holdings Inc. - Common Shares 400,000.00 1,000,000.00

07/26/2013 2 Spectra7 Microsystems Inc. - Common Shares 39,999.60 66,666.00

06/01/2013 2 Stacey Muirhead RSP Fund - Trust Units 42,500.00 4,418.48

07/19/2013 5 SUMITOMO MITSUI BANKING CORPORATION -Bonds

23,806,971.72 5.00

08/01/2013 10 Superior Copper Corporation - Notes 270,000.00 10.00

07/25/2013 1 The Charles Schwab Corporation - Note 2,056,024.15 1.00


August 22, 2013 (2013), 36 OSCB 8465

TransactionDate

No. ofPurchasers


No. ofSecurities

Distributed

07/18/2013 1 The Goldman Sachs Group Inc. - Notes 2,079,200.00 2,000.00

07/19/2013 4 The Goldman Sachs Group Inc. - Notes 37,275,835.36 N/A

07/30/2013 2 TopHatMonocle Corp. - Warrants 0.00 2.00

07/26/2013 1 Trevali Mining Corporation - Common Shares 750,000.00 1,190,476.19

05/16/2013 to05/17/2013

3 Trez Capital Prime Trust - Trust Units 171,000.00 17,100.00

06/24/2013 to06/28/2013

5 Trez Capital Prime Trust - Trust Units 388,400.00 38,840.00

06/03/2013 2 Trez Capital Prime Trust - Trust Units 61,000.00 6,100.00

06/17/2013 to06/26/2013

6 Trez Capital Yield Trust - Trust Units 624,500.00 62,450.00

06/18/2013 to06/27/2013

5 Trez Capital Yield Trust US - Trust Units 266,228.50 25,500.00

04/24/2012 1 UBS AG - Certificate 1,026,750.00 1.00

06/13/2012 to06/20/2012

5 UBS AG - Certificates 1,171,890.00 5.00

10/19/2012 8 UBS AG - Certificates 1,100,000.00 8.00

12/19/2012 4 UBS AG - Certificates 900,000.00 4.00

12/04/2012 9 UBS AG, London Branch - Certificates 2,650,000.00 2,650.00

03/13/2012 5 UBS AG, London Branch - Certificates 1,473,000.00 14,730.00

07/16/2013 3 UBS AG, London Branch - Notes 1,000,000.00 3.00

07/17/2013 1 UBS AG, Zurich - Certificate 224,221.17 1.00

07/31/2013 1 ValuAct Co-Invest International L.P. - LimitedPartnership Interest

108,150,000.00 N/A

07/23/2013 1 VIQ Solutions Inc. - Warrants 200,000.00 200,000.00

07/05/2013 8 Virgin Metals Inc. - Warrants 479,583.00 8.00

07/25/2013 29 Walton CA Highland Ridge Investment Corporation- Common Shares

690,640.00 69,064.00

07/18/2013 10 Walton CA Highland Ridge Investment Corporation- Common Shares

191,400.00 10.00

07/18/2013 9 Walton CA Highland Ridge LP - Units 503,807.04 8.00

07/25/2013 29 Walton FLA Ridgewood Lakes InvestmentCorporation - Common Shares

685,520.00 68,552.00

07/18/2013 32 Walton FLA Ridgewood Lakes InvestmentCorporation - Common Shares

615,760.00 32.00

07/25/2013 12 Walton FLA Ridgewood Lakes LP - LimitedPartnership Units

951,225.94 92,361.00


August 22, 2013 (2013), 36 OSCB 8466

TransactionDate

No. ofPurchasers


No. ofSecurities

Distributed

07/18/2013 20 Walton FLA Ridgewood Lakes LP - Units 1,413,152.74 20.00

07/25/2013 34 Walton Income 7 Investment Corporation - CommonShares

1,796,000.00 3,400.00

07/18/2013 33 Walton Income 7 Investment Corporation - Bonds 1,864,500.00 33.00

07/25/2013 42 Walton VA Alexander's Run Investment Corporation- Common Shares

1,048,220.00 104,822.00

07/18/2013 52 Walton VA Alexander's run Investment Corporation- Common Shares

1,286,790.00 52.00

07/25/2013 33 Walton VA Alexander's Run LP - LimitedPartnership Units

2,174,304.28 211,118.00

07/18/2013 42 Walton VA Alexander's Run LP - Units 3,086,154.13 42.00

07/30/2013 1 WCI Communities, Inc. - Common Shares 618,000.00 40,000.00

07/17/2013 13 West Mountain Capital Corp. - Units 785,000.00 13.00

August 22, 2013 (2013), 36 OSCB 8467

Chapter 11

IPOs, New Issues and Secondary Financings

Issuer Name:AltaGas Ltd.Principal Regulator - AlbertaType and Date:Preliminary Base Shelf Prospectus dated August 16, 2013NP 11-202 Receipt dated August 16, 2013Offering Price and Description:$4,000,000,000.00Common SharesPreferred SharesSubscription ReceiptsDebt SecuritiesUnderwriter(s) or Distributor(s):-Promoter(s):-Project #2098054

_______________________________________________Issuer Name:Canexus CorporationPrincipal Regulator - AlbertaType and Date:Preliminary Short Form Prospectus dated August 16, 2013NP 11-202 Receipt dated August 16, 2013Offering Price and Description:$100,000,000.00 - 6.00% Convertible UnsecuredSubordinated Series V DebenturesPrice: $1,000 per Series V DebentureUnderwriter(s) or Distributor(s):SCOTIA CAPITAL INC.CIBC WORLD MARKETS INC.NATIONAL BANK FINANCIAL INC.TD SECURITIES INC.HSBC SECURITIES (CANADA) INC.BMO NESBITT BURNS INC.ACUMEN CAPITAL FINANCE PARTNERS LIMITEDRAYMOND JAMES LTD.Promoter(s):-Project #2095927

_______________________________________________

Issuer Name:Choice Properties Real Estate Investment TrustPrincipal Regulator - OntarioType and Date:Preliminary Base Shelf Prospectus dated August 19, 2013NP 11-202 Receipt dated August 19, 2013Offering Price and Description:$2,000,000,000.00UnitsDebt SecuritiesUnderwriter(s) or Distributor(s):-Promoter(s):-Project #2098350

_______________________________________________Issuer Name:DragonWave Inc.Principal Regulator - OntarioType and Date:Preliminary Base Shelf Prospectus dated August 16, 2013NP 11-202 Receipt dated August 16, 2013Offering Price and Description:US$80,000,000.00Debt SecuritiesCommon SharesWarrantsSubscription ReceiptsUnitsUnderwriter(s) or Distributor(s):-Promoter(s):-Project #2097923

_______________________________________________Issuer Name:Dynamic U.S. Value Balanced FundPrincipal Regulator - OntarioType and Date:Preliminary Simplified Prospectus dated August 14, 2013NP 11-202 Receipt dated August 14, 2013Offering Price and Description:Series A, E, F, FH, FI, H, I and O UnitsUnderwriter(s) or Distributor(s):GCIC Ltd.Promoter(s):GCIC Ltd.Project #2096387

_______________________________________________


August 22, 2013 (2013), 36 OSCB 8468

Issuer Name:Fiera Quantum Income Opportunities FundPrincipal Regulator - QuebecType and Date:Preliminary Long Form Prospectus dated August 15, 2013NP 11-202 Receipt dated August 16, 2013Offering Price and Description:Series A Units and Series F UnitsUnderwriter(s) or Distributor(s):-Promoter(s):Fiera Quantum GP Inc.Project #2097696

_______________________________________________Issuer Name:Hydro One Inc.Principal Regulator - OntarioType and Date:Preliminary Base Shelf Prospectus dated August 15, 2013NP 11-202 Receipt dated August 16, 2013Offering Price and Description:$3,000,000,000.00Medium Term Notes(unsecured)Underwriter(s) or Distributor(s):BMO NESBITT BURNS INC.CASGRAIN & COMPANY LIMITEDCIBC WORLD MARKETS INC.DESJARDINS SECURITIES INC.HSBC SECURITIES(CANADA) INC.LAURENTIAN BANK SECURITIES INC.NATIONAL BANK FINANCIAL INC.RBC DOMINION SECURITIES INC.SCOTIA CAPITAL INC.TD SECURITIES INC.Promoter(s):-Project #2097673

_______________________________________________Issuer Name:Keyera Corp.Principal Regulator - AlbertaType and Date:Preliminary Base Shelf Prospectus dated August 13, 2013NP 11-202 Receipt dated August 14, 2013Offering Price and Description:$2,500,000,000.00:Common SharesPreferred SharesSubscription ReceiptsDebt SecuritiesWarrantsUnitsUnderwriter(s) or Distributor(s):-Promoter(s):-Project #2096104

_______________________________________________

Issuer Name:Lysander Equity FundLysander Short Term and Floating Rate FundPrincipal Regulator - OntarioType and Date:Preliminary Simplified Prospectuses dated August 13, 2013NP 11-202 Receipt dated August 15, 2013Offering Price and Description:Series A, Series F and Series O UnitsUnderwriter(s) or Distributor(s):-Promoter(s):Lysander Funds LimitedProject #2096715

_______________________________________________Issuer Name:Manac Inc.Principal Regulator - QuebecType and Date:Preliminary Long Form Prospectus dated August 16, 2013NP 11-202 Receipt dated August 16, 2013Offering Price and Description:$ * - * Subordinate Voting SharesPrice: $* per Subordinate Voting ShareUnderwriter(s) or Distributor(s):NATIONAL BANK FINANCIAL INC.CIBC WORLD MARKETS INC.TD SECURITIES INC.STIFEL NICOLAUS CANADA INC.DESJARDINS SECURITIES INC.GMP SECURITIES L.P.Promoter(s):-Project #2097968

_______________________________________________Issuer Name:NorthWest International Healthcare Properties Real EstateInvestment TrustPrincipal Regulator - OntarioType and Date:Preliminary Short Form Prospectus dated August 16, 2013NP 11-202 Receipt dated August 16, 2013Offering Price and Description:$17,500,000.00 - 7.50% Convertible UnsecuredSubordinated DebenturesPrice: $1,000 per DebentureUnderwriter(s) or Distributor(s):National Bank Financial Inc.GMP Securities L.P.Canaccord Genuity Corp.Scotia Capital Inc.Desjardins Securities Inc.Dundee Securities Ltd.Macquarie Capital Markets Canada Ltd.Promoter(s):-Project #2095763

_______________________________________________


August 22, 2013 (2013), 36 OSCB 8469

Issuer Name:Oando Energy Resources Inc.Principal Regulator - AlbertaType and Date:Preliminary Base Shelf Prospectus dated August 13, 2013NP 11-202 Receipt datedOffering Price and Description:C$550,000,000.00Common SharesSubscription ReceiptsUnderwriter(s) or Distributor(s):-Promoter(s):Oando PlcProject #2095647

_______________________________________________Issuer Name:Agnico Eagle Mines LimitedPrincipal Regulator - OntarioType and Date:Final Base Shelf Prospectus dated August 16, 2013NP 11-202 Receipt dated August 16, 2013Offering Price and Description:US$500,000,000.00Debt SecuritiesCommon SharesWarrantsUnderwriter(s) or Distributor(s):-Promoter(s):-Project #2081004

_______________________________________________Issuer Name:Alimentation Couche-Tard Inc.Principal Regulator - QuebecType and Date:Final Short Form Prospectus dated August 15, 2013NP 11-202 Receipt dated August 16, 2013Offering Price and Description:Cdn.$300,000,000.00ALIMENTATION COUCHE-TARD INC.Cdn.$300,000,000 principal amount of 4.214% Series 4Senior Unsecured Notes Due 2020Underwriter(s) or Distributor(s):-Promoter(s):-Project #2091906

_______________________________________________

Issuer Name:Anchor Managed Defensive Income FundAnchor Managed Dividend Growth FundAnchor Managed High Income FundPrincipal Regulator - OntarioType and Date:Final Simplified Prospectuses dated August 15, 2013NP 11-202 Receipt dated August 19, 2013Offering Price and Description:Class A units, Class F units, Verus Class A units and VerusClass F unitsUnderwriter(s) or Distributor(s):-Promoter(s):-Project #2084677

_______________________________________________


August 22, 2013 (2013), 36 OSCB 8470

Issuer Name:Canoe Bond Advantage Fund (Series A, F and I)(formerly Canoe 'GO CANADA!' Bond Advantage Fund)Canoe Bond Advantage Class (Series A and F)(formerly Canoe 'GO CANADA!' Bond Advantage Class)Canoe Enhanced Income Fund (Series A, F and I)(formerly Canoe 'GO CANADA!' Enhanced Income Fund)Canoe Enhanced Income Class (Series A and F)(formerly Canoe 'GO CANADA!' Enhanced Income Class)Canoe Global Income Fund (Series A, F and I)Canoe Strategic High Yield Fund (Series A, F and I)Canoe Strategic High Yield Class (Series A and F)Canoe Canadian Monthly Income Class (Series A, F andT6)(formerly Canoe 'GO CANADA!' Canadian Monthly IncomeClass)Canoe Canadian Asset Allocation Class (Series A, F andT6)(formerly Canoe 'GO CANADA!' Canadian Asset AllocationClass)Canoe North American Monthly Income Class (Series Aand F)(formerly Canoe 'GO CANADA!' North American MonthlyIncome Class)Canoe Equity Income Class (Series A and F)(formerly Canoe 'GO CANADA!' Equity Income Class)Canoe Energy Income Class (Series A and F)(formerly Canoe 'GO CANADA!' Energy Income Class)Canoe Global Value Class (Series A and F)Canoe Equity Class (Series A, F and T6)(formerly Canoe 'GO CANADA!' Canadian Equity Class)Canoe Energy Class (Series A and F)(formerly Canoe 'GO CANADA!' Canadian Energy Class)EnerVest Natural Resources Fund Ltd. (mutual fundshares)Principal Regulator - AlbertaType and Date:Final Simplified Prospectuses dated August 13, 2013NP 11-202 Receipt dated August 15, 2013Offering Price and Description:Series A, Series F, Series I and Series T6 units or sharesor mutual fund sharesUnderwriter(s) or Distributor(s):-Promoter(s):Canoe Financial Corp.Project #2081740

_______________________________________________

Issuer Name:Citadel Income FundPrincipal Regulator - OntarioType and Date:Final Short Form Prospectus dated August 16, 2013NP 11-202 Receipt dated August 19, 2013Offering Price and Description:Warrants to Subscribe for up to 22,504,159 Units at aSubscription Price of $3.67 per UnitUnderwriter(s) or Distributor(s):-Promoter(s):-Project #2084391

_______________________________________________Issuer Name:Clearpoint Global Dividend Fund (formerly Redwood GlobalHigh Dividend Fund)Principal Regulator - OntarioType and Date:Final Simplified Prospectuses dated July 30, 2013NP 11-202 Receipt dated August 14, 2013Offering Price and Description:Series A and F unitsUnderwriter(s) or Distributor(s):-Promoter(s):-Project #2084618

_______________________________________________Issuer Name:Cominar Real Estate Investment TrustPrincipal Regulator - QuebecType and Date:Final Base Shelf Prospectus dated August 14, 2013NP 11-202 Receipt dated August 15, 2013Offering Price and Description:$1,000,000,000.00UnitsDebt SecuritiesWarrantsSubscription Receipts

Underwriter(s) or Distributor(s):-Promoter(s):-Project #2093287

_______________________________________________


August 22, 2013 (2013), 36 OSCB 8471

Issuer Name:Element Financial CorporationPrincipal Regulator - OntarioType and Date:Final Short Form Prospectus dated August 13, 2013NP 11-202 Receipt dated August 13, 2013Offering Price and Description:$300,566,875.00 - 29,612,500 Common Shares Issuableon Exercise of Outstanding Special Warrants at PerSpecial Warrant $10.15Underwriter(s) or Distributor(s):-Promoter(s):-Project #2092456

_______________________________________________Issuer Name:Energy Income FundPrincipal Regulator - OntarioType and Date:Final Short Form Prospectus dated August 16, 2013NP 11-202 Receipt dated August 19, 2013Offering Price and Description:Warrants to Subscribe for up to 6,049,729 Units at aSubscription Price of $3.39 per UnitUnderwriter(s) or Distributor(s):-Promoter(s):-Project #2089184

_______________________________________________Issuer Name:Foundation Equity PortfolioFoundation Tactical Balanced PortfolioFoundation Tactical Conservative PortfolioFoundation Tactical Growth PortfolioFoundation Yield PortfolioPrincipal Regulator - OntarioType and Date:Amended and Restated Simplified Prospectuses andAnnual Information Form dated July 31, 2013 (theamended prospectus), amending and restating theSimplified Prospectuses and Annual Information Formdated May 13, 2013, which amended and restated theSimplified Prospectuses and Annual Information Formdated March 28, 2013NP 11-202 Receipt dated August 13, 2013Offering Price and Description:Series A, F and O unitsUnderwriter(s) or Distributor(s):Portfolio Strategies Securities Inc.Promoter(s):PORTFOLIO STRATEGIES SECURITIES INC.Project #2003817

_______________________________________________

Issuer Name:Holland Global Capital CorporationPrincipal Regulator - OntarioType and Date:Final Long Form Prospectus dated August 8, 2013NP 11-202 Receipt dated August 13, 2013Offering Price and Description:-Underwriter(s) or Distributor(s):-Promoter(s):Kacira Holdings Inc.Project #2074097

_______________________________________________Issuer Name:Intact Financial CorporationPrincipal Regulator - OntarioType and Date:Final Base Shelf Prospectus dated August 13, 2013NP 11-202 Receipt dated August 14, 2013Offering Price and Description:$3,000,000,000.00Debt SecuritiesClass A SharesCommon SharesSubscription ReceiptsWarrantsShare Purchase ContractsUnitsUnderwriter(s) or Distributor(s):-Promoter(s):-Project #2090450

_______________________________________________Issuer Name:Invesco Emerging Markets Debt FundPrincipal Regulator - OntarioType and Date:Amendment #1 dated August 9, 2013 to the AnnualInformation Form dated July 30, 2013NP 11-202 Receipt dated August 15, 2013Offering Price and Description:Series A, Series F and Series IUnderwriter(s) or Distributor(s):-Promoter(s):Invesco Canada Ltd.Project #2073675

_______________________________________________


August 22, 2013 (2013), 36 OSCB 8472

Issuer Name:Mackenzie Global Small Cap Growth Class*(formerly Mackenzie Ivy Enterprise Class)Mackenzie Global Small Cap Growth Fund(formerly Mackenzie Ivy Enterprise Fund)Mackenzie Global Dividend Fund(formerly Mackenzie Universal Global Infrastructure IncomeFund)Mackenzie US Growth Class*(formerly Mackenzie Universal North American GrowthClass)(*A Class of Mackenzie Financial Capital Corporation)Principal Regulator - OntarioType and Date:Amendment No. 5 dated July 30, 2013 to the SimplifiedProspectuses dated September 28, 2012 (SP amendmentno. 5) and Amendment No. 6 dated July 30, 2013 (togetherwith SP amendment no. 5, "Amendment no. 6") to theAnnual Information Form dated September 28, 2012NP 11-202 Receipt dated August 13, 2013Offering Price and Description:-Underwriter(s) or Distributor(s):Quadrus Investment Services Ltd.LBC Financial Services Inc.Promoter(s):Mackenzie Financial CorporationProject #1952339

_______________________________________________Issuer Name:Security Devices International Inc.Principal Regulator - OntarioType and Date:Amendment dated August 15, 2013 to the Long FormProspectus dated July 2, 2013NP 11-202 Receipt dated August 16, 2013Offering Price and Description:Common Shares (CDN$0.40 per Common Share)Maximum CDN$4,140,000.00 (10,350,000 CommonShares)Minimum CDN$3,000,000.00 (7,500,000 Common Shares)Underwriter(s) or Distributor(s):Macquarie Private Wealth Inc.Promoter(s):Gregory SullivanProject #2017644

_______________________________________________

Issuer Name:Sophiris Bio Inc.Principal Regulator - British ColumbiaType and Date:Final Short Form Prospectus dated August 16, 2013NP 11-202 Receipt dated August 16, 2013Offering Price and Description:US$65,000,000.0013,000,000 Common SharesUS$5.00 per Common ShareUnderwriter(s) or Distributor(s):CITIGROUP GLOBAL MARKETS CANADA INC.STIFEL NICOLAUS CANADA INC.Promoter(s):-Project #2091721

_______________________________________________Issuer Name:Templeton Global Bond Fund (Hedged)Principal Regulator - OntarioType and Date:Final Simplified Prospectus dated August 13, 2013NP 11-202 Receipt dated August 14, 2013Offering Price and Description:Series A, F, I and O UnitsUnderwriter(s) or Distributor(s):Franklin Templeton Investments Corp.Promoter(s):Franklin Templeton Investments Corp.Project #2082628

_______________________________________________Issuer Name:UBS (Canada) Global Allocation FundPrincipal Regulator - OntarioType and Date:Amended and Restated Simplified Prospectus and AnnualInformation Form dated August 13, 2013 (the amendedprospectus) amending and restating the SimplifiedProspectus and Annual Information Form dated May 28,2013.NP 11-202 Receipt dated August 19, 2013Offering Price and Description:Series A and Series D UnitsUnderwriter(s) or Distributor(s):-Promoter(s):-Project #2051036

_______________________________________________


August 22, 2013 (2013), 36 OSCB 8473

Issuer Name:Vanguard FTSE Emerging Markets Index ETFPrincipal Regulator - OntarioType and Date:Amendment #1 dated August 16, 2013 to the Long FormProspectus dated July 24, 2013NP 11-202 Receipt dated August 19, 2013Offering Price and Description:-Underwriter(s) or Distributor(s):-Promoter(s):Vanguard Investments Canada Inc.Project #2076304

_______________________________________________Issuer Name:Northern Frontier Corp.Principal Regulator - AlbertaType and Date:Preliminary Long Form Prospectus dated April 23, 2013Withdrawn on July 23, 2013Offering Price and Description:-Underwriter(s) or Distributor(s):-Promoter(s):-Project #2048341


August 22, 2013 (2013), 36 OSCB 8474


August 22, 2013 (2013), 36 OSCB 8475

Chapter 12

Registrations

12.1.1 Registrants

Type Company Category of Registration Effective Date

Name Change

From: PFSL Fund ManagementLtd.

To: PFSL Fund Management Ltd./Gestion des Fonds PFSL Ltee

Investment Fund Manager July 17, 2013

Name Change

From: Centurion Apartment REITManagement Inc.

To: Centurion Asset ManagementInc.

Investment Fund Manager andExempt Market Dealer

August 8, 2013

Voluntary Surrender ofRegistration

Tourmaline Partners, LLC Restricted Dealer August 14, 2013

Change in RegistrationCategory

Saguenay Strathmore Capital, LLC

From: Portfolio Manager andExempt Market Dealer

To: Investment Fund Manager,Portfolio Manager and ExemptMarket Dealer

August 15, 2013

Consent to Suspension(Pending Surrender)

Baryshnik Capital ManagementInc.

Investment Fund Manager,Portfolio Manager and ExemptMarket Dealer

August 19, 2013

Registrations

August 22, 2013 (2013), 36 OSCB 8476


August 22, 2013 (2013), 36 OSCB 8477

Chapter 13

SROs, Marketplaces and Clearing Agencies

13.2 Marketplaces

13.2.1 Notice and Request for Comment – Application by CMEG Exchanges for Exemption from Recognition andRegistration as an Exchange

ONTARIO SECURITIES COMMISSION

NOTICE AND REQUEST FOR COMMENTREGARDING APPLICATION FOR EXEMPTION FROM RECOGNITION AND REGISTRATION AS AN EXCHANGE BY

CHICAGO MERCANTILE EXCHANGE INC., BOARD OF TRADE OF THE CITY OF CHICAGO, INC.,COMMODITY EXCHANGE, INC., AND NEW YORK MERCANTILE EXCHANGE, INC.

The Commission is publishing a notice and request for comment (Notice) on the OSC website pertaining to an application byeach of Chicago Mercantile Exchange Inc., Board of Trade of the City of Chicago, Inc., Commodity Exchange, Inc., and NewYork Mercantile Exchange, Inc. (collectively, the CMEG Exchanges) for an exemption from the requirement to be registered asan exchange pursuant to section 15 of the Commodity Futures Act (Ontario) and the requirement to be recognized as anexchange pursuant to section 21 of the Securities Act (Ontario).

The comment period for the Notice will end on Monday, September 23, 2013. For additional details, please refer to the Noticepublished on the OSC website (http://www.osc.gov.on.ca).

SROs, Marketplaces and Clearing Agencies

August 22, 2013 (2013), 36 OSCB 8478


August 22, 2013 (2013), 36 OSCB 8479

Index

2196768 Ontario LtdNotice from the Office of the Secretary .....................8336Order.........................................................................8379

Allon Therapeutics Inc.Decision – s. 1(10) ....................................................8342

Auriga Gold Corp.Cease Trading Order ................................................8383

Baryshnik Capital Management Inc.Consent to Suspension (Pending Surrender)............8475

Blackwood & Rose Inc.Notice from the Office of the Secretary .....................8336Order – s. 127 ...........................................................8381

Board of Trade of the City of Chicago, Inc.Marketplaces.............................................................8477

Boost Capital Corp.Cease Trading Order ................................................8383

BPO Properties Ltd.Decision ....................................................................8373

Centurion Apartment REIT Management Inc.Name Change...........................................................8475

Centurion Asset Management Inc.Name Change...........................................................8475

Chicago Mercantile Exchange Inc.Marketplaces.............................................................8477

Column Canada Issuer CorporationDecision ....................................................................8367

Commodity Exchange, Inc.Marketplaces.............................................................8477

Corona Minerals LimitedDecision ....................................................................8343Order – s. 144 ...........................................................8375

DIR Industrial Properties Inc.Decision ....................................................................8356

Dookhie, RamadharNotice from the Office of the Secretary .....................8336Order.........................................................................8379

Grossman, AbrahamNews Release...........................................................8334

Industrial Alliance Capital TrustDecision – s. 1(10)(a)(ii)............................................8374

Insignia Energy Ltd.Decision – s. 1(10) ................................................... 8345

Kay, JustinNotice from the Office of the Secretary .................... 8336Order – s. 127 .......................................................... 8381

Kreller, JustinNotice from the Office of the Secretary .................... 8336Order – s. 127 .......................................................... 8381

Majescor Resources Inc.Cease Trading Order................................................ 8383

Meritus Minerals Ltd.Cease Trading Order................................................ 8383

New Sage Energy Corp.Cease Trading Order................................................ 8383

New York Mercantile Exchange, Inc.Marketplaces ............................................................ 8477

Offshore Oil Vessel Supply Services LPNotice from the Office of the Secretary .................... 8335Order – ss. 127(1), 127(8) ........................................ 8377

ONEnergy inc.Decision.................................................................... 8365

Oremex Gold Inc.Cease Trading Order................................................ 8383

PFSL Fund Management Ltd.Name Change .......................................................... 8475

PFSL Fund Management Ltd./ Gestion des Fonds PFSLLtee

Name Change .......................................................... 8475

Portage Minerals Inc.Decision.................................................................... 8361

Purpose Investments Inc.Decision.................................................................... 8339Decision.................................................................... 8347

Quadrexx Asset Management Inc.Notice from the Office of the Secretary .................... 8335Order – ss. 127(1), 127(8) ........................................ 8377

Quadrexx Secured Assets Inc.Notice from the Office of the Secretary .................... 8335Order – ss. 127(1), 127(8) ........................................ 8377

Index

August 22, 2013 (2013), 36 OSCB 8480

Quibik Income FundNotice from the Office of the Secretary .....................8335Order – ss. 127(1), 127(8).........................................8377

Quibik Opportunities FundNotice from the Office of the Secretary .....................8335Order – ss. 127(1), 127(8).........................................8377

RARE Investments,Notice from the Office of the Secretary .....................8336Order.........................................................................8379

Saguenay Strathmore Capital, LLCChange in Registration Category ..............................8475

SEAMARK Asset Management Ltd.Notice of Correction ..................................................8330

Sierra Madre Developments Inc.Cease Trading Order ................................................8383

Sunderji, AdilNotice from the Office of the Secretary .....................8336Order.........................................................................8379

Todorov, EvgueniNotice from the Office of the Secretary .....................8336Order.........................................................................8379

Tourmaline Partners, LLCVoluntary Surrender of Registration..........................8475

Tri-Star Resources plcDecision ....................................................................8361

Zetchus, StevenNotice from the Office of the Secretary .....................8336Order – s. 127 ...........................................................8381

Zietsoff, Kevin WarrenNotice of Hearing – ss. 127, 127.1............................8331Notice from the Office of the Secretary .....................8337

Documents

OSC Bulletin - westlawecarswell.com fixed.pdf · The OSC Bulletin is published weekly by Carswell, a Thomson Reuters business, under the authority of the Ontario Securities Commission