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Our chief weapon is surprise:
a quantitative study of historical
air manoeuvre operations
Paul R. Syms
Dstl D&SA, Portsdown West, UK
33 ISMOR, 26–29 July 2016
DSTL/CP96839
© Crown copyright 2016 Dstl UK OFFICIAL
29 July 2016
Abstract
Air manoeuvre (AM) has been a major operational tool since the start of World War Two (WW2). Army HQ tasked
Dstl with providing evidence for the shape and continued development of the UK’s AM capability. Three primary
questions were developed:
1. What are the advantages and disadvantages of the different AM methods?
2. How sustainable are AM forces?
3. What command, control and communications (C3) are needed for AM forces?
Three methods were used to address the problem: historical analysis (HA), manual wargaming and computer-
based simulation. This paper focuses on the HA.
A database of 347 AM operations was compiled, and the study compared their casualty rates with those from
similar-sized ground-only operations. It specifically attempted to separate casualties incurred during insertion from
those in subsequent combat on the ground, and to examine the effect of achieving surprise on casualties and
mission outcome.
The study concluded that AM forces, using both helicopter insertion or parachuting as appropriate, offer a unique
capability that is just as relevant as it was in WW2. The study quantified the contribution of maintaining a
technological edge over the enemy to AM mission success, as well as that of maintaining the all-important element
of surprise.
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
Founding concept
“Where is the prince who can
afford so to cover his country with
troops for its defense, so that ten
thousand men descending from
the clouds might not, in many
places, do an infinite deal of
mischief before a force could be
brought together to repel them?”
– Benjamin Franklin, 1784
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
Question and methods
• Army HQ questions on air manoeuvre operations
– How best to undertake them?
– What C2 is needed?
– What logistic support is needed?
• Three methods used to address problem:
– historical analysis (HA) of air manoeuvre operations
– manual wargaming of an air assault with 16 AA Bde
– computer-based simulation
• This paper focuses on the historical analysis
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
UK OFFICIAL
Historical
analysis
CH-21s deliver South Vietnamese paratroopers on Op. Chopper,
Vietnam, in 1962
© Crown copyright 2016 Dstl
29 July 2016
Historical AM operations database
• One-year HA study
– two-thirds of effort devoted to gathering and ‘cleaning’ data
• 231 data points for initial report, now 347
– most data are from open sources
• Hardest question: was an operation an AM operation?
– defined as moving troops into contact using aircraft
– study excluded helicopter support to GM operations
• Hardest data to source: post-2000 operations
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
• 59 operations (17%) by UK and Commonwealth
AM operations by nation
UK OFFICIAL
59
39
231165
1935
127
23
Britain
France
Germany
Israel
Japan
Netherlands
Rhodesia & SA
Russia/USSR
USA
Other nations
n = 347
© Crown copyright 2016 Dstl
29 July 2016
0
20
40
60
80
100
120
19
30
19
40
19
50
19
60
19
70
19
80
19
90
20
00
20
10
No
. o
f o
pe
rati
on
s
Decade starting ...
Raids
Landings
258 landings
88 raids
AM operations through time
UK OFFICIAL
World War 2
1939–45 (29%)
Vietnam War
1962–75 (28%)
Soviet Afghan
War 1979–89
© Crown copyright 2016 Dstl
29 July 2016
• Median landing was by 600 troops, median raid 112
AM operations by force size
UK OFFICIAL
0
10
20
30
40
50
60
70
80
<1
00
100–200
200–500
500–
1k
1–2k
2–5k
5–10k
10–20k
20–50k
>5
0k
No
. o
f o
pera
tio
ns
AM force size category
Raids
Landings
n = 347
Mean = 1350
Typical AM
battalion size
Typical AM
division size
Typical AM
coy size
© Crown copyright 2016 Dstl
29 July 2016
UK OFFICIAL
AM insertion analysis
3 Sqn 2 SAS with a C-47 Dakota before Op. Galia, Italy, in 1944
© Crown copyright 2016 Dstl
29 July 2016
14
147
147
5
16
144
FW TALO
FW parachute
FW para+FAL
FW para+RW
Glider (only)
FW para+glider
RW air assault
n = 347
• First RW air landings in mid-1950s
Insertion methods
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
14
147
147
5
16
144
FW TALO
FW parachute
FW para+FAL
FW para+RW
Glider (only)
FW para+glider
RW air assault
n = 347
• First RW air landings in mid-1950s
Insertion methods
UK OFFICIAL
42% FW
parachuting
41% RW
landing
© Crown copyright 2016 Dstl
29 July 2016
Insertion observations
• Parachuting has greater ‘reach’ than RW assault
– substantial effort moving helicopters into theatre
• Many AM ops scaled down because insufficient lift
– e.g. Op. Varsity (Rhine crossings, in 1945)
– many in Vietnam and Afghanistan suffered ‘hot-and-high’
• ISTAR of DZ/LZ crucial: terrain and enemy
• Logistics difficult for >3-day AM operations
– e.g. partly responsible for Arnhem failure (in 1944)
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
• Mean DZ/LZ elevation: 338m ASL, 90%-ile: 980m
0
20
40
60
80
<30m
30
–100m
100–250m
250–
500m
500–
750m
750–1000m
1000–1500m
1500–2000m
2000–2500m
2500–3000m
>300
0m
No
. o
f o
pe
rati
on
s
DZ/LZ elevation (m AMSL)
n = 231
Mean = 338m
Insertion elevations
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
• Mean DZ/LZ elevation: 338m ASL, 90%-ile: 980m
0
20
40
60
80
<30m
30
–100m
100–250m
250–
500m
500–
750m
750–1000m
1000–1500m
1500–2000m
2000–2500m
2500–3000m
>300
0m
No
. o
f o
pe
rati
on
s
DZ/LZ elevation (m AMSL)
n = 231
Mean = 338m
Insertion elevations
UK OFFICIAL
Afghanistan:
600–3200m
90%-ile:
980m
Vietnam uplands:
200–1200m
© Crown copyright 2016 Dstl
29 July 2016
Insertion losses
• From environment, enemy AD, and ‘hot DZ/LZs’
• Mean aircraft losses: 5.0% lost, 8.3% damaged …
– hugely biased by WW2 losses
– Post-WW2: 1.6% lost, 3.4% damaged
• Mean personnel losses: 0.9% killed, 1.8% injured
– again, biased by WW2 losses
– Post-WW2: 0.2% killed, 0.6% injured
• Unopposed landing losses very low (≈0.2%)
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
UK OFFICIAL
Success
and failure
CH-21s collect South Vietnamese paratroopers
on Op. Chopper, Vietnam, in 1962
© Crown copyright 2016 Dstl
29 July 2016
Probability of AM success
• Winning is partly subjective, but …
• Overall AM P(success) was 74%
– P(success) on a landing was 77%
– P(success) on a raid was 66%
• Comparable ground operations P(success) was 71%
– assessed over a similar sample of battles
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
• Trend is for ‘mass’ to increase success
P(success) by force ratio
UK OFFICIAL
0%
20%
40%
60%
80%
100%
<0
.2:1
0.2
–0.5
:1
0.5
–1.0
:1
1.0
–2.0
:1
2.0
–5.0
:1
>5
.0:1
% A
M s
uc
ce
ss
AM force ratio category
n = 347 (excludes unopposed operations)
Mean success = 71%
Many here
are raids
© Crown copyright 2016 Dstl
29 July 2016
• Mean AM force losses: 23% (KiA + MiA + WiA + PoW)
0
20
40
60
80
100
0–
5%
5–
10
%
10
–1
5%
15
–2
0%
20
–2
5%
25
–3
0%
30
–3
5%
35
–4
0%
40
–4
5%
45
–5
0%
50
–5
5%
55
–6
0%
60
–6
5%
65
–7
0%
70
–7
5%
75
–8
0%
80
–8
5%
85
–9
0%
90
–9
5%
95
–1
00
%
No
. o
f o
pe
rati
on
s
% air manoeuvre losses
n = 219 operations
AM operation loss spectrum
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
• Mean AM force losses: 23% (KiA + MiA + WiA + PoW)
0
20
40
60
80
100
0–
5%
5–
10
%
10
–1
5%
15
–2
0%
20
–2
5%
25
–3
0%
30
–3
5%
35
–4
0%
40
–4
5%
45
–5
0%
50
–5
5%
55
–6
0%
60
–6
5%
65
–7
0%
70
–7
5%
75
–8
0%
80
–8
5%
85
–9
0%
90
–9
5%
95
–1
00
%
No
. o
f o
pe
rati
on
s
% air manoeuvre losses
n = 219 operations
AM operation loss spectrum
UK OFFICIAL
Median:
8.2% When AM ops fail,
they can fail
catastrophically.
When AM ops
succeed, losses
can be very low.
© Crown copyright 2016 Dstl
29 July 2016
Achieving surprise
• Surprise is highly desirable (but hard to assess)
– reliable data for 189 operations (first wave only)
• Achieved on 82% of occasions
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
80%
11%
9%
Surprise
Win
Draw
Defeat
Achieving surprise
• Surprise is highly desirable (but hard to assess)
– reliable data for 189 operations (first wave only)
• Achieved on 82% of occasions
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
80%
11%
9%
Surprise
Win
Draw
Defeat
36%
40%
24%
No surprise
Win
Draw
Defeat
Achieving surprise
• Surprise is highly desirable (but hard to assess)
– reliable data for 189 operations (first wave only)
• Achieved on 82% of occasions
UK OFFICIAL
P
Why are AM forces so effective?
• Most post-WW2 ops against insurgencies
– no integrated AD, some lacking MMGs and mortars
• AM success from training and surprise
– almost all AM ops are by ‘elite’ forces
– very hard to measure ‘eliteness’ objectively
“Our two chief weapons are fear, surprise, and
ruthless efficiency!”
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
UK OFFICIAL
Effects of technology
French engineers on Op. Serval unload a dozer from an
MSP at Tessalit, Mali, in 2013 (armyrecognition.com)
© Crown copyright 2016 Dstl
29 July 2016
0
20
40
60
80
–2.5 –2.0 –1.5 –1.0 –0.5 0.0 0.5 1.0 1.5 2.0 2.5 3.0
No
. o
f o
pe
rati
on
s
AM technology advantage (arbitrary units)
Technology advantage
UK OFFICIAL
Technological
parity 15%
Technological
disadvantage 13%
(mostly WW2)
Technological
advantage
72%
n = 199 operations
© Crown copyright 2016 Dstl
29 July 2016
0
20
40
60
80
–2.5 –2.0 –1.5 –1.0 –0.5 0.0 0.5 1.0 1.5 2.0 2.5 3.0
No
. o
f o
pe
rati
on
s
AM technology advantage (arbitrary units)
Technology advantage
UK OFFICIAL
Technological
parity 15%
Technological
disadvantage 13%
(mostly WW2)
Technological
advantage
72%
52%
success
66%
success
79%
success
n = 199 operations
© Crown copyright 2016 Dstl
29 July 2016
P
Observations on technology
• AM technology advantage improves success
– most recently in sensors and C3 technology
– likely to be eroded in future
• Anti-armour technology now more portable
• Engineering plant key to clearing runways for TALO
– demonstrated by France in Mali in 2013
– requires underslung or stressed platform technology
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
UK OFFICIAL
Conclusions
UH-1 Iroquois s collect US airmobile troops in Vietnam, in 1967 (Wiki Commons)
© Crown copyright 2016 Dstl
29 July 2016
Conclusions
• Air manoeuvre is a unique capability
– surprise is essential
– ISTAR of DZ/LZ is crucial, as long as surprise maintained
• Maintaining FW and RW airlift is essential
– ‘mass’ increasing force ratio improves success
• Technological advantage improves success
– delivering indirect fire support and light armour
– delivering enabling C3ISTAR and engineering technologies
– countering enemy AD
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
References and some sources
BRAGG R. & PUGH H. (2013) ‘History of Military Operational Parachute Jumps’ published online at kdcnova.com
CARLAND J.M. (2000) ‘Combat Operations: Stemming the Tide, May 1965 to October 1966’ US Center of Military History, Washington, DC: 410 pp.
COLE R.H. (1995) ‘Operation Just Cause, Panama’ US Joint History Office, Joint Chiefs of Staff, Washington, DC
COLE R.H. (1997) ‘Operation Urgent Fury, Grenada’ US Joint History Office, Joint Chiefs of Staff, Washington, DC
FLANAGAN E.M. (2002) ‘Airborne: A Combat History of American Airborne Forces’ Presidio Press, New York, NY: 452 pp.
FREEDMAN L.D. (2005) ‘The Official History of the Falklands Campaign, Vol. II: War and Diplomacy’ Routledge, London: 849 pp.
GLANTZ D.M. (1984) ‘The Soviet Aiborne Experience’ US Army Command and General Staff College, Fort Leavenworth, KS, Combat Studies Institute Research Survey No.4
GRAU L.W. (ed., 1996) ‘The Bear Went Over the Mountain: Soviet Combat Tactics in Afghanistan’ Frunze Combined Arms Academy, Moscow; translated by the Foreign Military Studies Office, Ft. Leavenworth, KS; National Defense University, Washington, DC: 272 pp.
OTWAY T.B.H. (1951) ‘Airborne Forces’ HMSO; Imperial War Museum, London, 1990: 489 pp.
MARSHALL S.L.A. (1962) ‘Night Drop: the American Airborne Invasion of Normandy’ Battery Press, Nashville, TN; re-published by Jove Books, NY: 391 pp.
QUARRIE B. (1991) ‘Airborne Assault: Parachute Forces in Action, 1940–91’ Patrick Stephens Ltd., London: 216 pp.
SHURKIN M. (2014) ‘France’s War in Mali: Lessons for an Expeditionary Army’ RAND report for Project HQD136504, Santa Monica, CA
WOOD A. (1990) ‘History of the World's Glider Forces’ Patrick Stephens Ltd., London: 312 pp.
UK OFFICIAL © Crown copyright 2016 Dstl
29 July 2016
UK OFFICIAL
16 Air Assault Brigade paratroopers parachuting from a C-130J (MoD)
Questions?
© Crown copyright 2016 Dstl
29 July 2016