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Overview on Impact Evaluation Paul Gertler | CEGA, UC-Berkeley 2016 Impact evaluation workshop & EAST AFRICA Evidence Summit

Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

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Page 1: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Overview on Impact EvaluationPaul Gertler | CEGA, UC-Berkeley

2016 Impact evaluation workshop & EAST AFRICA Evidence Summit

Page 2: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Strong growth in impact evaluations

0

50

100

150

200

250

300

350

400

2006 2007 2008 2009 2010 2011 2012

110141

170

269298

364 366

All

All

Example: International Impact Evaluation Initiative (3ie) database

Page 3: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Impact Evaluations: Overview

• Why

• What

• How

Page 4: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

We need more than programs

we need programs that work

Page 5: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Scale Promising Programs

Example: Mozambique Pre-School

Page 6: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Or Cut Non-Performing Programs

• Federal US program created to prevent drug use, gang membership, and violent behavior

• Police officers visit 5th and 6th grade classrooms to educate students

Evaluations show no significant impact → funding reduced(GAO, 2003; Weiss, 2003; West and O’Neil, 2004)

D.A.R.E Program (USA)

Page 7: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Sustain Successful Programs

Example: Mexico PROGRESA

Page 8: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Conditional Cash Transfer (CCT) Programs

Countries implementing CCT programs in

1997

Page 9: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Conditional Cash Transfer (CCT) Programs

Countries implementing CCT programs in

2011

Page 10: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Improve Existing Programs

Example: Zambia medicine supplies to clinics

Page 11: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Impact Evaluation

• Why

• What

• How

Page 12: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Our Toolbox: Monitoring and Evaluation Methods

1Needs Assessment

2Process Evaluation

3Impact Evaluation

Analysis of Beneficiary Needs

Analysis of Program

Implementation

Measures How Much the Program

Impacts Beneficiaries

1. Services being delivered?

2. Clients satisfied?3. Services reaching

target population?

1. People washing their hands more?

2. Diarrhea gone down?

3. Health of mothers and children improved?

4. Less poverty?

1. Why are we doing the project?2. Who is the target population?3. Why do we think this approach will work in this context?

Page 13: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

How to Go from Program to Results?

WASH PROGRAM• Inputs: people,

money supplies

• Activities: Construction

• Output: HandwashingFacilities

INTER-MEDIATE OUTCOMES

• People wash hands

• Less germs on hands

OUTCOMES

• Lower diarrhea and infant mortality

• Improved child well-being

Page 14: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Example: does promoting hand-washing work?

From Meena's Three Wishes, “Meena tackles the issues of hygiene and sanitation.” UNICEF

Page 15: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Outcome: Children’s

health

Time

Intervention

Impact?

Impact of the program

Before After

Treatment villages

Page 16: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

What would have happened without the program?

Page 17: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Time

Intervention

Counterfactual

Actual Impact

=Treatment

-Control

Impact of the programControl needs to be a good proxy for the counterfactual

Before After

Treatment villages

Control villages

Outcome: Children’s

health

Page 18: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Non-random program selection leads to comparisons of apples and oranges

Page 19: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Non-random program selection leads to comparisons of apples and oranges

Page 20: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Randomization creates the right comparison group to measure impact

Page 21: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Randomization creates the right comparison group to measure impact

Good so-called

“Internal Validity”

Page 22: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Randomization creates the right comparison group to measure impact

“Internal Validity” still

good

But less “External Validity”

Page 23: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Impact Evaluation

• Why

• What

• How

Page 24: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Pre-School Program in Mozambique• 76 communities identified to receive the program • 30 randomly assigned to the treatment. • 46 acted as the control. • Government so impressed that it expanded it to 600

communities

Randomize when there are not enough resources to reach every village

Page 25: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

…or randomize who receives the program first

Sanitation program in Indonesia

• 80 villages received the program in phase one.

• Remaining 80 villages in phase two

Page 26: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Quasi-experimental

methods (require more assumptions)

Randomized Assignment

Difference-in-Differences

Instrumental Variables

Regression Discontinuity Design

Matching

IE Methods

Toolbox

Page 27: Overview on Impact Evaluation - World Bankpubdocs.worldbank.org/en/208761469740539905/1... · 1 Needs Assessment 2 Process Evaluation 3 Impact Evaluation Analysis of Beneficiary Needs

Thank you!Who wants to learn more about impact

evaluations?