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1 Eurachem e-Workshop July 2020 Measurement uncertainty and conformity assessment in analytical measurement – Considerations for the university curriculum S Ellison, LGC, Teddington Introduction • Many analyses are carried out to check compliance with a specification or regulation • Necessary to take into account the measurement uncertainty when assessing compliance • What do we need to know? • What do we need to understand? 1 2

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Page 1: P2-06 Ellison MU Compliance Edu v2 - Eurachem...Title Microsoft PowerPoint - P2-06_Ellison_MU_Compliance_Edu_v2.pptx Author slre Created Date 7/13/2020 11:22:12 PM

1Eurachem e-Workshop July 2020

Measurement uncertainty and conformity

assessment in analytical measurement –

Considerations for the university curriculum

S Ellison, LGC, Teddington

Introduction

• Many analyses are carried out to check compliance with a

specification or regulation

• Necessary to take into account the measurement uncertainty

when assessing compliance

• What do we need to know?

• What do we need to understand?

1

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2Eurachem e-Workshop July 2020

• FunctionSafety regulation

Environmental regulation

Manufacturing control

Product specification

Basic use of limits

• OriginRisk assessment

Epidemiology

Toxicology

Economics ...

Upper

control

limit

Why is

this here?

Basic use of limits

( i )

Result

above limit

( v )( ii )

Result

above limit

( iv )

Result

below limit

Result

below limit

( iii )

Result

at limit

?

Need additional

information to deal

with case (iii)Upper

control

limit

3

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3Eurachem e-Workshop July 2020

( iv )

Result

below limit

but within

uncertainty

Basic guidance

Need additional

information to deal

with cases (ii) - (iv)

( i )

Result

above limit

( v )( ii )

Result

above limit

but within

uncertainty

Result

below limit

( iii )

Result

at limit

and within

uncertainty

? ? ?

Upper

control

limit

Consistent

decisions

need rules

5

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4Eurachem e-Workshop July 2020

ISO/IEC 17025:2017

• Decision rule:

“rule that describes how measurement uncertainty is

accounted for when stating conformity with a specified

requirement”

• §7.1.3: “When the customer requests a statement of

conformity…the decision rule shall be clearly defined.”

Example of a decision rule

• A result equal to or above the upper limit implies non-compliance – result below the limit implies compliance

• IF uncertainty is below a specified value –e.g. uncertainty is small compared with the limit

• THEN the risk of making a wrong decision is acceptable

“Simple acceptance”

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5Eurachem e-Workshop July 2020

Concepts so far

• Limits

Function (regulation, control...)

Setting (how limits are decided)

• Interpretation

Comparison

“Borderline” cases

Measurement uncertainty

Expanded uncertainty

The idea of “decision rules”

• Including action on borderline cases

Probability

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6Eurachem e-Workshop July 2020

Probability of compliance

UPPER LIMIT

Compliance

probability*

Observed value

* Strictly, for an observed value, this should be interpreted as a posterior probability

Concepts so far

• Limits

Function (regulation, control...)

Setting (how limits are decided)

• Interpretation

Comparison

“Borderline” cases

Measurement uncertainty

Expanded uncertainty

The idea of “decision rules”

• Probability distributions

• Uncertainty as a distribution

• Probability of compliance

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7Eurachem e-Workshop July 2020

Improving probability of compliance

UPPER LIMIT

Observed value

Compliance

probability

95%

A “Guard

band”

Revised acceptance

limit

Acceptance zone Rejection zone

g

b)

Acceptance zone Rejection zone

Upper limit

g: the “guard

band”

a)

Decision rules & guard bands

e.g. U or 2u

“Relaxed acceptance”

(test for non-conformity)

“Stringent acceptance”

(test for conformity)

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8Eurachem e-Workshop July 2020

Decision rules can

control probabilities of

false decisions

Concepts so far

• Limits

Function (regulation, control...)

Setting (how limits are decided)

• Interpretation

Comparison

“Borderline” cases

Measurement uncertainty

Expanded uncertainty

The idea of “decision rules”

• Probability distributions

• Uncertainty as a distribution

• Guard bands

and effect on false acceptance

• Probability of compliance

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9Eurachem e-Workshop July 2020

False acceptance and rejection rates –

Consumer and producer risk

NON - compliant true value

False acceptance

rate

Producer and consumer risk

UPPER LIMIT

Compliant true value

Distribution of resultsFalse rejection rate

Producer risk

Consumer risk

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10Eurachem e-Workshop July 2020

Concepts so far

• Limits

Function (regulation, control...)

Setting (how limits are decided)

• Interpretation

Comparison

“Borderline” cases

Measurement uncertainty

Expanded uncertainty

The idea of “decision rules”

• Probability distributions

• Uncertainty as a distribution

• Guard bands

• Probability of compliance

• Producer & consumer risk

Reducing risk – Test/Uncertainty ratio

Non-compliant

productProcess

distribution Compliant

product

False acceptance

rate for this

noncompliant

value

Non-compliant item

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11Eurachem e-Workshop July 2020

Reducing risk – Test/Uncertainty ratio

Non-compliant

productProcess

distribution Compliant

product

Small uncertainty:

Small false

acceptance

probability

Non-compliant item

����

TUR =

������

Expanded

uncertainty

TUR 3

recommended

Concepts so far

• Limits

Function (regulation, control...)

Setting (how limits are decided)

• Interpretation

Comparison

“Borderline” cases

Measurement uncertainty

Expanded uncertainty

The idea of “decision rules”

• Probability distributions

• Uncertainty as a distribution

• (Conditional) Probability of

compliance

• Guard bands

• Producer & consumer risk

• The process distribution

• Test uncertainty ratio (TUR)

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12Eurachem e-Workshop July 2020

Calculating Consumer and

Producer risk

Principle of risk calculation

- consumer risk

Non-compliant

product

Process

distribution

Compliant

product

Result distributions for

non-compliant product

False acceptance

rate for this

true value**Also sometimes

called a

“specific risk”

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13Eurachem e-Workshop July 2020

Principle of risk calculation

- consumer risk

Non-compliant

product

Process

distribution

Compliant

product

�,

��� �}

‘Global’ consumer risk is the sum of

‘specific’ consumer risks �, (acceptance rates) over all possible

noncompliant values, multiplied by

their likelihood of occurrence ��� �

Principle of risk calculation

- consumer risk

Non-compliant

product

Process

distribution

Compliant

product

�,

��� �}

In integral form:

� �, � � ����

�� � � �, � � ��

��

����

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14Eurachem e-Workshop July 2020

Consumer risk for a good process

Process

distribution

Compliant

product

�,

��� �In integral form:

� �, � � ����

�� � � �, � � ��

��

����

A narrow process

distribution delivers

smaller risks of false

acceptance

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15Eurachem e-Workshop July 2020

Concepts so far

• Limits

Function (regulation, control...)

Setting (how limits are decided)

• Interpretation

Comparison

“Borderline” cases

Measurement uncertainty

Expanded uncertainty

The idea of “decision rules”

• Probability distributions

• Uncertainty as a distribution

• Guard bands

• Probability of compliance

• Producer & consumer risk

• Specific risk

• The process distribution

• Test uncertainty ratio (TUR)

• Integration to obtain ‘global’

risks

• Multiple observations in compliance assessment

Replicate measurements on sampled items

Repeated results for borderline or failed product

Decision can be on an average, all results, or a proportion, within acceptable limits

• Multivariate conformity assessment

Products are subject to multiple requirements

Measurements may be correlated

• Non-normality

Of process or uncertainty distributions

Additional technical problems

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16Eurachem e-Workshop July 2020

Non-normal processes

• Example*: Total suspended

particulate matter in air near a

quarry

220 observations

Line shows lognormal distribution

* F. Pennecchi1 , F. Rolle1 , and A. Allard2

1 Istituto Nazionale di Ricerca

Metrologica, Italy

2 Laboratoire National de Métrologie

et d’Essais, Paris, France

EURAMET Project EMUE, Example A.1.2.3

Advanced

Useful

Basic

Concepts for conformity

assessment with uncertainty

• Limits

Function (regulation, control...)

Setting (how limits are decided)

• Interpretation

Comparison

“Borderline” cases

Measurement uncertainty

Expanded uncertainty as an interval

The idea of “decision rules”

Using replicate or repeated results

• Probability distributions

• Uncertainty as a distribution

• Guard bands

• Test uncertainty ratio (TUR)

• The process distribution

• Probability of compliance

• Producer & consumer risk

• Specific risk

• Integration for ‘global’ risks

• Non-normality

• Multivariate conformity

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17Eurachem e-Workshop July 2020

• Conformity assessment with measurement uncertainty can

be a complex topic

• A basic understanding of limits, decision rules and

measurement uncertainty (as an interval) is essential

• A comprehensive understanding is likely to require extended

statistical training or qualifications

Summary

• Use of uncertainty information in compliance assessment (Eurachem/CITAC Guide)– www.eurachem.org

• ILAC G8: Guidelines on Decision Rules and Statements of Conformity– ilac.org/publications-and-resources/ilac-guidance-series/

• JCGM 106:2012 Evaluation of measurement data – The role of measurement uncertainty in conformity assessment– https://www.bipm.org/en/publications/guides/gum.html

Further reading

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