294
Part证证证证证证 Unit 1 证证证证证证 Unit 2 证证证证证证 Unit 3 证证证证

Part Ⅰ 证券投资基础

  • Upload
    kalb

  • View
    99

  • Download
    6

Embed Size (px)

DESCRIPTION

Part Ⅰ 证券投资基础. Unit 1 证券投资概述 Unit 2 证券投资工具 Unit 3 证券市场. Unit 1 证券投资概述. 知识目标 1 ) 了解有价证券的概念、经济特征和类型; 2 ) 理解资本、资产和投资的含义和要素; 3 ) 掌握证券投资收益和风险知识。 能力目标 1 ) 能够判断不同类型的证券投资收益来源; 2 ) 掌握了证券投资收益的衡量标准,具备相关的计算能力; 3 ) 掌握了证券投资风险的衡量标准,具备风险的分析判断能力。. 学习内容 1 证券 2 有价证券 3 投资 4 证券交易 - PowerPoint PPT Presentation

Citation preview

  • PartUnit 1 Unit 2 Unit 3

  • Unit 1 1 2 3 1 2 3

  • 1 2 3 4 5 6

  • Unit 1.1 11 2

  • 21 2

  • 31 2

  • Unit 1.2 123456

  • Unit 1.2.1 1. 2.

  • Unit 1.2.2 P3

  • Unit 1.2.3 1. 2.

  • Unit 1.2.4 1. 12 3

  • 2. 1 23.

  • Unit 1.2.5 1. 122. 12

  • 3. 12 a b c4.

  • Unit 1.2.6 1. 2. 3. 4.

  • 11. 2. 123456

  • 3. 1 2

  • Unit 1.3 12345

  • Unit 1.3.1 1. Investment

  • 2.

  • 3.

  • Unit 1.3.2

  • Unit 1.3.2.1 1. 1 2

  • 3 GW WGW 4

  • 2. 1 2 ProfitGain

  • 3 GA G1AG2 G=G2-G1 G G

  • 3. 1 WGW GWG2

  • 3

  • 4

  • 4. 123

  • 5. 12123

  • 6. 1 1 2 3

  • 2 1 2 3 4 5

  • Unit 1.3.2.2 1. 1 2 3

  • 2. Investments4thEdition1real assets 2financial assets

  • 3 1 2 3

  • 3. 123

  • Unit 1.3.2.3 1. 2.

  • Unit 1.3.2.4 1 2 3

  • Unit 1.3.3 11221231234123

  • Unit 1.3.4 1 1 2 3

  • 2 1 2 3

  • Unit 1.3.5 P91 1 2 3

  • 2 1 23 1 2

  • 21. 2. 123456789

  • 3. 1 212

  • Unit 1.4 12

  • Unit 1.4.1 1. 12

  • 21 T1

  • 2 3

  • Unit 1.4.2 1.

  • 2.

  • 3.

  • 4.

  • 1 11.11.21.31.4MicPtPbRm5050N PLA0OkAicAtryrt

  • 11200912461050236000026000010000050 1.1 AmiRLRm1000005050000 1.2 AicA0RL60000100000160000 1.3 OkAicNPb1ryrt1600006000231 2 217245000021724

  • 21.5PltRmsNpNLPpsm12

  • 122000200912423/2000rt0.15Np2000Ppsm23Rms701.5 MicNpppsmRms2000237032200 PLmic/Rm32200/5064400 NLPL/plt64400/23=280020002800

  • 2 1 1.6At1.4

  • 21.71.8123

  • 3 Rk1.3130 Rk1.0100 100100

  • 1320102119/221 N6000Pt19Ok217241.4 AtOkNPt21724600019 135724 1.6 RkAtPL135724/100000 1.361.3 2427640.5

  • 2 1.8 At20001928002310.2%-0.15% 38000+64174.6102174.6 1.7 RkAt/NLPLt102174.6/280019 1.92 1.8 At48002310.2%-0.15% 110013.6 1.7 Rk110013.6/280019 2.07 1.32974.618813.66.4740.90

  • 5.
  • Unit 1.4.3

  • Unit 1.4.4 1. P61

  • 2 1 a b c 2 3

  • 3 1 2 3 4

  • 4 1 2 3 4

  • 2. 123

  • Unit 1.5 1. 2.

  • Unit 1.5.1 1. 11.9IbboRbt

  • 21.10RboEps

  • 31.11RyboPbt1136030t21230

  • 4 30

  • 142008114.16013334000020080.17100.820092.610120082200832008420091.91IbNbo1Rbt400000.08110 288021.10

  • 31.11

    41.112009

    20081140000288047.0610.54200912.77

  • 2. 1.12IdNRdiRdt

  • 3.

  • Unit 1.5.2 1. 1.131.14IspPsrcRsp

  • 15 20092264.160133330000795.175.310.20.1N30000pb=4.1t2-t1=133rc=5.31%t2-t1/3601.9618ry0.2ra1ps=5.171.81.92009.2.267.92880023.41

  • 2. 1.151.161.17

  • 1.181.19Ch1N0 Ch N1 X X1X2IoeRy

  • 1.201.21PexPm

  • 16 200952670.216004893000062664.616510122105.310.20.1626N030000ChPb70.21/x1.2bo0.2/rc5.311/12=0.4425%,1.161.91.171.181.19

    IbN0b01Rbt300000.2110 5400 ItIbIoe54002131874.242137274.24 N1N01x3000011.266000

  • 31.91/2137274.24101.4

  • 17 200962318.126008253000072313.4971410231.1105.310.20.1N030000ChPb18.12x10.2x20.3bo0.11/rc5.311/12=0.4425%,1.161.171.91.181.19

    N1N01x1x23000010.20.3 45000 IbN0b01Rbt300000.11110 2970

  • ItIbIoe2970055418.8758388.8758388.8710.69

  • 3. 1 2 3

  • 4. 1.221.23yPa

  • 1.241.25Pm

  • 18 200781732.000000023000082331.53100.55N030000Ch32y0.055Pa31.53N1N01y1.2231.98

  • Unit 1.5.3 1. 1.261.27 If Rf Ylc

  • 1920091246105023600020102119/125.317.86N6000Ps19Pb23rc5.3157/3600.84rlc7.8657/3601.24A060000 PL100000Ib01.261.27

  • 2. 11.281.29

  • 21.301.31 Isl Np NL1.28 Rs

  • 1102000200912423/2000280023/20102119/125.319.31NL2800Pb19Ps23rc5.3157/3600.84rlc9.3157/3601.47Np2000Ib01.281.2916740.4836.39

  • Unit 1.6 1. 1 2

  • 2. 1 2

  • 3. 2 1 1.321.33 P r1 r2

  • 2 1.341.35 Rei Pii rii

  • 111 2009728.000008333000012.00807.0020p0.8r1128/8=50%r278/8=12.5%1.321.3342.555.41

  • 31. 2. 123456

  • 3. 1 2 1 2 3

  • 3 120098260000005708313.860 220098313.86300000057092912.339181050.8100.20.15.4 320109.51000060098014.00808.0020

  • Unit 2 1 2 3 1 2 3

  • 1. 2. 3. 4.

  • Unit 2.1 1. 2. 3. 4. 5.

  • Unit 2.1.1 1.

  • 2.

  • 3. a b

  • a b c d e4.

  • Unit 2.1.2 1. 2. 3.

  • Unit 2.1.3 1. 2.

  • 3. 4.

  • 5. 6. 7.

  • Unit 2.1.4 1. 2.

  • 3. 4.

  • 5. 6. 7. 8.

  • Unit 2.1.5 1. A1 2 a b

  • 3. 4.

  • 2. 1 B B2H3NADR

  • Unit 2.2 1.2.3.4.5.6.7.

  • Unit 2.2.1 1. 2.

  • 3. 4.

  • 5.

  • Unit 2.2.2 1. 2. 3.

  • Unit 2.2.3 p551.

    2.

  • 3. 4. a b c

  • Unit 2.2.4 P321.

  • 2. 1

    2

    3

  • 4

    5

  • 3. 1

    2

  • 4. 1 2

  • 5. 1236.

  • 7. 1 2 3

  • Unit 2.2.5 1.

  • 2. 3.

  • Unit 2.2.6 1. 2.

  • 3. 123

  • 4. a b5.

  • Unit 2.2.7 1. 2. p38

  • Unit 2.3 1.2.3.4.5.6.7.

  • Unit 2.3.1 1.2.3.

  • Unit 2.3.2 P771.

    2.

    3.

    4.

  • Unit 2.3.3 P781.

    2.54

  • 3. 4.

  • Unit 2.3.4 1.11%

    21.5

    3

  • 2. 1 1.5%-3.5%2 (0.25%)3

  • Unit 2.3.5 1.123

  • 2.1 2 3

  • Unit 2.3.6 1. 2.

  • 3. 4.

  • Unit 2.3.7 12356

  • Unit 2.4 12345

  • Unit 2.4.1 1.1 2 3

  • 2.1234

  • Unit 2.4.2 1. 5%-10%

  • 2.1234

  • 3. Hedging Speculation

  • 4.1

  • 2 a b c d

  • 5011800118005059

    53

    2 5912591.18 1.18310039 595912 1.1839

  • 3 a b c

  • 5. 199319956. 7. 8.

  • Unit 2.4.3 1. 2.

  • 3.

  • 4.1 2

  • Unit 2.4.4 1. 2. 100 0.5%~2% Px

  • 3.

  • 4.10.5%-1.5%5234

  • 5.1 2

  • Unit 2.4.5 1. 2.123

  • 3.

    1 2 3 4

  • 4.1235.

  • 41. 2. 1234

  • 3. 1 2

  • Unit 3 1 2 3 1 2 3

  • 1.2.3.4.5.

  • Unit 3.1 1.2.3.4.5.6.

  • Unit 3.1.1 1. 2.1234

  • 41

  • Unit 3.1.2 1.412.1

  • 2 2007824143243143242.33294511.64%

  • Unit 3.1.3 P1271 2 3 4

  • Unit 3.1.4 1.1 2 3

  • 2. 3. 199012 19916

  • Unit 3.1.5 1.1 2

  • 2.1234

  • 3.1 2

  • Unit 3.1.6 P129

    1.

    2.

    3.

  • 4. 5. 6.12

  • Unit 2.2 1.2.3.4.

  • Unit 3.2.11.1234

  • 2.1 a b c a b c

  • 2 a b199998 c 3BHNADRAQFII

  • Unit 3.2.2 1.1 2

  • 2.12345

  • 3.1 2

  • 4.12

  • 5.1 a b c d e

  • a b c

  • 2

  • 3

  • 4

  • 6.1

  • 2

  • 2

  • 4 5

  • Unit 3.2.3 1. 1 2

  • 2.12;34

  • 3.1 2 3

  • 4.1 234

  • 5.1 2 34567

  • Unit 3.2.4 1.1 a b 2

  • 2

  • 2.12 abc

  • a b c 3

  • 3.12 a b c

  • 3 4

  • 4.12

  • 5.

  • 6.7.1 a b c d3

  • Unit 3.3 1.2.

  • Unit 3.3.1 1. 2.1 1991828

  • a b c d e f g

  • 2 a b c

  • Unit 3.3.2 1.1 2 3 4

  • 2.12

  • 3.123

  • 4.1234123

  • 5.11992102 1991.8.28

  • 6.1 a b c

  • 12345 123

  • a b a b

  • 2

  • 3

    a 55 b c

  • a b c d e f

  • Unit 3.4 1.2.3.4.5.

  • Unit 3.4.1 1.1 2

  • 2.12 34

  • 3.

    123

  • 4.1 IPO a b c3410 d25 e

  • IPO a 30 b20 c a b12 c610 d

  • 2 IPO a b a30 bIPO c

  • a b208 c a b c d

  • 3 a b a

  • b a b

  • 4 a b c

  • a b c d e

  • a b c

  • 5P13752 a b c

  • 6

  • 5.1 2

  • 3 a b

  • A B C D AAA AA A BBB BB B CCC CC C D a

    b

  • 4 a b

    c

  • a b c

  • a b c d e

  • 5

  • Unit 3.4.2 1.1 2

  • 2.12345

  • 3.1 a b c

  • 2

  • 4.12Market Maker a b3 45

  • Unit 3.4.3 1. 2.12

  • Unit 3.4.4 P34-431.1 123 4

  • 2.1 2

  • 3.1 2 3 4

  • 4.1 a

    Pa n--- Pi---i

  • b

    wi---

  • 2

    I--- n--- pti---i; p0i---i.

  • 3 1987112199171519901219100 199144199143100 199513231994720100040 30180 50300

  • 4 188873 1923500 193571100 195097225 1964730100

  • Unit 3.4.5 1.1 2 3 4

  • 2.1 2 3 4

  • 3.123450

  • Unit 3.5 1.2.3.

  • Unit 3.5.1 1. 1891

  • 2. 1918 1920

  • 3. 1952 19521980 19817 19855 198411

  • 1986926

    19884

    19901228

    199012173

  • Unit3.5.2 1 2 3

  • Unit 3.5.3 1. 29460320071015 12143020081024 143242007824 1966720081024 20.7520071015 6.1720081024

  • 2. 19983 199998 200098 2001219B OFIIA

  • 3.

  • 51. 123452. 12345