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WIPO
E PCT/TAS/VI/7 ORIGINAL: English DATE: September 15, 1976
WORLD INTELLECTUAL PROP ERTY ORGANIZATION GENEVA
PATENT COOPERATION TREATY
INTERIM COMMITTEE FOR TECHNICAL ASSISTANCE
Sixth Session Geneva, November 2 to 8, 1976
USEFULNESS OF INPADOC SERVICES FOR DEVELOPING COUNTRIES
Progress Report prepared by the International Bureau
INTRODUCTION 1. At the fourth and fifth sessions of the PCT Interim Committee for Technical Assistance, hereinafter referred to as the Interim Committee, reports regarding the usefulness of INPADOC services for developing countries were considered (documents PCT/TAS/IV/5, and PCT/TAS/V/6). 2 This progress report is intended to bring the Interim Committee up-to-date with regard to the present state of affairs at INPADOC and to the services presently offered by INPADOC. Emphasis is given to one of INPADOC’s services, which is considered most interesting for developing countries, namely: the INPADOC Patent Gazette (IPG).
INPADOC’S DATA BASE 3. As it is well known, the objective of INPADOC is to establish a worldwide patent documentation service. For this purpose INPADOC has signed agreements of cooperation with the Patent Offices of Australia, Canada, Denmark, Finland, France, Germany (Federal Republic of), Japan, Norway, Soviet Union, Spain, Sweden, the United States and with the International Patent Institute (IIB) for obtaining in machine-readable form bibliographic data pertaining to patent documents. These bibliographic data, together with the ones presently keyboarded by INPADOC itself, are stored in INPADOC’s data base (IDB). 4. At present, patent documents of the following countries are covered in INPADOC’s data base: Argentina, Australia, Austria, Belgium, Brazil, Bulgaria, Canada, Cuba, Cyprus, Czechoslovakia, Denmark, Egypt, Finland, France, the German Democratic Republic, Germany (Federal Republic of), Hungary, India, Ireland, Israel, Italy, Japan, Kenya, Luxembourg, Malawi, Monaco, Netherlands, Norway, the Philippines, Poland, Portugal, Romania, South Africa, the Soviet Union, Spain, Sweden, Switzerland, the United Kingdom, the United States of America, Yugoslavia and Zambia (41). The bibliographic data pertaining
PCT/TAS/VI/7 page 2
to United Kingdom patents registered in Hong Kong are also included. 5. The bibliographic data which are received or keyboarded are processed, standardized and corrected as necessary. The following bibliographic data are being inputted in INPADOC’s data base:
(i) For the patent documents of all countries mentioned in paragraph 4: (1) the country of publication (2) the kind of document (patent, inventor’s certificate, first publication of patent application, second publication of patent application, etc.) (3) the number of the document (4) the number of the application (5) the date of filing the application (6) the date of publication of the document or, if such date is not available, a clear reference to this date, e.g., number and year of the Official Gazette. (7) the International Patent Classification (IPC) symbol, if any (if several, all) (8) the country of priority ) (9) the number of the application ) where priority is claimed; which is the basis of the ) where several priorities are priority ) claimed, all (10) the date of priority ) (ii) For the patent documents of a certain number of countries, several other bibliographic data are stored. These data are: (11) the name of the inventor (12) the name of the owner (12 bis) the name of the applicant (13) the title of the invention (14) the national classification symbol(s) (15) data concerning other legally related domestic applications, e.g., related by division. 6. Details of the present contents of the IDB are given on page 3. 7. INPADOC, in cooperation with WIPO, is constantly engaged in the enlargement of the scope of its data base, both with regard to country coverage and with regard to the number of bibliographic data which are stored for each patent document, e.g., documents of Greece, Iran, Mexico, Morocco, Tunisia, Turkey and the African Intellectual Property Organization (OAPI), may soon be included if an exchange of data can be successfully set up. 8. The IDB is now growing at a rate of 16,000 patent documents per week (more than 95% of the world total), and is by far the largest computerized patent data base in the world.
PCT/TAS/VI/7 page 3
TABLE
STATUS OF INPADOC’S DATA BASE (IDB) ON 27 AUGUST 1976
Countries Earliest
date of data
(1-6) (8-10) Bibliographic data Nos.
(7) (11)
(12) (12bis) (13) (14) (15)
Number of Documents
AR Argentina AU Australia BE Belgium BG Bulgaria BR Brazil CA Canada CH Switzerland CS Czechoslovakia CU Cuba CY Cyprus DK Denmark DE German Democratic Republic DT Germany, Federal Republic of EI Ireland ES Spain ET Egypt FR France GB United Kingdom HK Hong Kong HU Hungary IL Israel IN India IT Italy JA Japan KE Kenya LU Luxembourg MC Monaco MW Malawi NL Netherlands NO Norway OE Austria PH Philippines PO Poland PT Portugal RU Rumania SF Finland SU Soviet Union SW Sweden US United States of America YU Yugoslavia ZA South Africa ZB Zambia
14.2.73 18.1.73
2.1.73 10.11.73
13.4.76 1.1.74
15.1.73 23.8.73 13.2.74
1.3.75 2.1.73
12.7.73
4.1.73
10.1.73 1.1.73
31.1.76 5.1.73 4.1.73 5.3.76
28.7.73 30.1.73
2.8.75 20.1.76
2.4.73 11.5.75
5.1.73 10.10.75
10.7.74 2.1.73 2.1.73
10.1.73 3.7.75
31.8.73 1.1.76
20.7.73 31.1.73
8.1.73 8.1.73
2.1.73
28.2.73 31.1.73 22.1.73
+ + + + + + + + + + +
+
+ + + + + + + + + + + + + + + + + + + + + + + + + +
+ + + +
+ + + + +
+ + + + +
+
+ + + + + + + + + + + + + + + + + + + + +
+ + + + + + + + +
+
+ +
+ +
+
+ +
+ +
+ +
+
+
+ + + +
+
+
+
+ + +
+ +
+ +
+ +
+ + + + + + +
+ + +
+
+ + + + + +
+
+
+
+ + + +
+ +
+ +
+ +
+ + + +
+ +
+ + +
+
+ + +
+ +
+
+
+
+ + + +
+
+
+
+
+
+ +
+
+
+
11,001 45,020 50,623 3,039 1,281
55,533 47,736 19,915
162 12
21,648
22,817
402,551 3,889
54,163 284
217,004 144,440
309 5,578
12,212 920
6,000 616,094
103 7,627
21 60
59,168 18,617 40,435
766 18,045
808 5,160
10,272 143,856 68,508
268,160
4,099 18,397
628
6 5 2; 6 6 3 1; 6 7 5 4 5 5 8
Total: 42 2,406,961 1. JA: IPC symbols only from January 1, 1975, onwards. 2. DT: including utility models from January 1, 1975, onwards. 3. IL: including data concerning “applications filed.” 4. OE: including data concerning “Aufgebote” (applications filed) from January 1, 1975, onwards. 5. DK, NO, SF, SW: including applications laid open for public inspection before and after examination as well as grants from January 1, 1975, onwards. 6. DT, FR, JA: including all “kinds of documents” published. 7. NL: including applications laid open for public inspection before and after examination. 8. US: including “Reissues” from July 1, 1975, onwards.
PCT/TAS/VI/7 page 4
INPADOC SERVICES The most important services presently offered by INPADOC are described in the
paragraphs below. PFS: Patent Family Service 9. The Patent Family Service (PFS) is a service identifying patent documents as being connected by a common priority claim under the Paris Convention and consequently lists the patent documents covered by INPADOC’s data base according to the convention priority country, the priority date, and the priority number. In this way, it is possible to recognize and retrieve all patent documents from different countries which belong to the same patent “family.” 10. The PFS is offered in the form of sets of microfiches. A set of approximately 200 microfiches is delivered every month. The information in each monthly delivery is updated in such a way as to include the information of the preceding monthly delivery or deliveries of that year. At the end of each calendar year, the information is also updated in the same way, so as to include the information of the preceding year or years, up to five years; after five years, a new five-year period of updating and accumulation begins. 11. For each of the patent documents listed in the PFS, the country of publication, the date of publication, the kind of document, the document number, the date and number of application and all IPC symbols allotted to it, are printed, together with, if available, the name of the applicant and the title of the invention, in that order. A sample print-out of the PFS is given in Annex A. PCS: Patent Classification Service 12. The Patent Classification Service (PCS) is a service identifying patent documents as being connected by a common symbol of the International Patent Classification (IPC) and consequently lists the patent documents covered by INPADOC’s data base according to their IPC symbols. In this way it is possible to recognize and retrieve all documents classified in the same subdivision of the IPC. 13. The PCS is offered in the form of sets of microfiches. A set of approximately 250 microfiches is delivered every three months (April, July, October, January). The information in each three-monthly delivery is updated in such a way as to include information of the preceding three-monthly delivery or deliveries of that year. At the end of each calendar year the information is also updated in the same way, so as to include the information of the preceding year or years, up to five years; after five years a new five-year period of updating and accumulation begins. 14. For each of the patent documents listed--each document appears as many times as there are IPC symbols allotted to it--the country of publication, the date of publication, the kind of document, the document number, all IPC symbols and the priority data are printed, together with, if available, the name of the applicant and the title of the invention (in that order). A sample print-out of the PCS for IPC main group G 06 M 1/32 and 1/34 is given in Annex B. PAS: Patent Applicant Service 15. The Patent Applicant Service (PAS) is a service identifying patent documents of a selected number of countries (see table, page 3) as being connected by a common applicant or owner and consequently lists the patent documents covered by INPADOC’s data base according to the name of the applicant or the owner, several applications per applicant or owner being grouped according to IPC symbols. The names of the applicants are standardized. In this way it is possible to recognize a retrieve all documents applied for and/or owned by the same person or legal entity, (e.g., private companies, State-owned enterprises, learned societies, universities, etc.). 16. The PAS is offered in the same form (microfiches) and with the same frequency as the PCS (see also paragraph 13).
PCT/TAS/VI/7page 5
17. For each of the patent documents listed, the country of publication, date ofpublication, kind of document, document number, the priority data and all IPC symbolsare printed, together with, if available, the name of the inventor and the title ofthe invention (in that order). A sample print-out of the PAS is given in Annex C.
NDB: Numerical Data Base Service
18. The Numerical Data Base Service (NDB), a service identifying patent documentsby their document number lists the patent documents covered by INPADOC's data baseaccording to their country of publication and their document number. In this wayit is possible to trace all patent documents which have been published in variousprocedural steps concerning a known application (e.g. Offenlegungsschrift, Auslegeschrift, Patentschrift in the Federal Republic of Germany) .
19. The NDB is offered in the form of sets of microfiches. A new set of microfichesis delivered every three months (in April, July, October and January). The information in each three-monthly delivery is updated to include also the information ofthe preceding three-monthly delivery or deliveries of that year. At the end of eachcalendar year, the information is also updated in the same way so as to include theinformation of the preceding year or years, up to five years; after five years, anew five-year period of updating and accumulation begins.
20. For each of the patent documents listed, the country of publication, the document number, the kind of document, the date of publication, the application date,the application number, the priority data and all IPC symbols are printed, together,if available, with the name of the applicant, the name of the inventor and the titleof the invention (in that order). A sample printout of the NDB is given in Annex D.
IPG: INPADOC Patent Gazette
21. The INPADOC Patent Gazette (IPG) is an international patent gazette publishedweekly and permitting qUick access to ,all data records received or inputted byINPADOC in the preceding week. The IPG is published on microfiche and contains threeparts:
(a) IPG-SNS: the Selected Numerical Service; an index containing all datarecords of that particular week (approximately 16,000) arranged in countryand document number order. One microfiche at· least is published for eachcountry.
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PCT/TAS/Vl/7page 6
(b) lPG-SCS: the Selected Classification Service: in this part of thelPG, the data records, provided they contain a valid lPC symbol, arearranged in lPC symbol order, each data record being listed as manytimes as lPC symbols contained therein. For each document listed, allknown "equivalences" are listed (equivalence: document claiming atleast one priority in common with the new document) .
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PCT/TAS/VI/7page 7
Every issue of the IPG contains (on one single microfiche) statistical dataregarding the data records contained therein.
I P G IHPADCC WCEKlY STATISTIC "ICRO'ICH[ J6/1'" CO I",.ADOC 1t76 ,.RODUCCD: 7'.09.03
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Nl TOTAL A 7501007 7'01lt10 505 760102 7'0Il!Nl TOTAL 505
... 0 TOTAL A 75'3221 76Zltlflt " "lt0625 760102N,'l TOTAL C 1339Z6 13lf027 "2 760101t 75010ltNO TOTAL I 13lf6'0 (3_72lt If. 7'0123 751123NO TOTAL 15"
RU TOTAL I S7I7 .. 61257 72 760'15 750115RU TOTAL l GOO05 6035' 2 760815 760115RU TOTAL " 60202 60202 I 760115 750115AU TOTAL P 59626 '127lt 76 760115 760115AU TOTAL lSI
SU TOTAL D 525272 526299 2' 760125 760825SU TOTAL T 213553 526090 ~ltl 760125 160125SU TOTAL U 52553- 526O" 22 7'0125 750125su TOTAL 791
sw TOTAL A 750.02lf7 7600607 11O 760lf09 750723S", TOTAL C 371122" 3'-312 151 '60105 760805SW TOTAL I Jl6"lt 316103 2"0 750.1' 750'"SW TOTAL 511
US TOTAL A 39710H 397702lt 2 253 7'0727 750U/fUS TOTAL [ 2191' 219lf2 II 760727 75012"us TOTAL 2 Z'lt
'NPUT IJ 017
Information Carriers for the Above-Mentioned Services
22. The PFS, the PCS, the PAS and the IPG are offered as computer output on microfiche (COM). The specifications of the microfiches follow. ISO recommendation R 193(reduction ratio 1:42, dimension 148 by 105 mm). Each microfiche can contain up to207 (16 columns of 13 rows minus one indexing page) pages of computer print-out,each page containing approximately 55 lines of print. Appropriate eye-rea.dableheadings on the microfiches permit easy identification of the microfiches.
Individual Requests
23. Upon request, INPADOC provides information on:
(a) patent families (IRF):
Version A: pUblication date of all family members after January 1, 1973.
Version B: publication date of at least one family member before January1, 1973. (For this version of the IRF, INPADOC has establisheda data base for a certain number of countries (among others,Austria, Belgium, Canada, France, the Netherlands, Switzerland,the United Kingdom, the United States of America and theScandinavian countries) for the period from 1968 to 1972 inclusive. This "backlog" data base consists of about one anda half million documents.
(b) International Patent Classification (IRC) Subdivisions (IRC):
this service provides a list of all patent documents published to whicha specific IPC symbol has been allotted; the information is extradtedfrom the latest available accumulated issue of the PCS, and from all subsequent IPG-SCS which were published.
PCT/TAS/VI/7 page 8
(c) applicants (IRA): this service provides a list of all patent documents applied for or granted to a specific applicant; the information is extracted from the latest available accumulated issue of the PAS, and from all subsequent IPG-SAS which were published so far. 24. INPADOC also offers a copy service of patent documents. Copies of patent documents can be obtained in the form of hard copies (A.4 size) for individual requests (CSP) or in the form of 16 mm microfilms for numerical series (CSM). The present content of INPADOC’s 16 mm roll film collection is given in Annex E. Magnetic Tape Services 5. INPADOC offers at present several magnetic tape services which are described below: (a) EDT: Extended Data Tape: a weekly tape service containing the 10-basic bibliographic data and additionally the name of the applicant, the name of the inventor and the title (Nos. 11 - 13), provided these data are received or input by INPADOC, from all patent documents published in the preceding week. All data elements are standardized and uniformly formatted on the data carrier. (b) IFD: INPADOC Family Data Tape: a weekly tape service, similar to the EDT which provides additionally to the bibliographic data contained on the EDT, the publication data and the numbers of any patent family members found in INPADOC’s data base, pertaining to the patent documents published in any given week, as well as the name of the applicant in standardized form. 26. The two magnetic tape services use a record format which, although adopted in advance of ISO recognition, complies broadly with ISO Standard 2709 for bibliographic information exchange on magnetic tape, and with corresponding standards developed by ANSI in the United States and the British Standards Institution. Tapes are available in the following two physical formats: 9 tracks, 800 bpi, odd parity, 9 tracks, 1600 bpi, odd parity, both formats being EBCDIC coded. Subscription Prices 27. Industrial Property offices in any given country are offered INPADOC’s services at special rates and in various combinations (packages) as follows. The use of these services is subject to some restrictions as indicated: (a) Services for internal use of industrial property offices only.
* Prices in Austrian Schillings (AS) only apply; US dollar values are given for information only. ** Subscription price, considerably reduced for Patent Offices with which an Agreement of Cooperation has
been signed; minimum contribution (for standardization) AS 200000 and AS 250000 for EDT and IFD respectively.
PriceCode of Service
Data Carrier
Frequencyof Issuance In Austrian
Schillings In US Dollars*
EDT Magnetic tape weekly 395000/**year 22000
IFD Magnetic tape weekly 445000/**year 24700
PFS COM fiche quarterly 145000/**year 8050
PFS Backfile COM fiche en bloc 70000 3900
PCT/TAS/VI/7 page 9
(b) Services for internal use and for making available to the public in search and/or reading rooms in industrial property offices, libraries, etc.
PCS COM fiche quarterly 150000 8350 PAS COM fiche quarterly 160000 8900 NDB (DT-SW-NL)
COM fiche quarterly 16000 890
NDB (all)
COM fiche quarterly 110000 6100
NDB individual countries
COM fiche yearly Price quotation on request
IPG COM fiche weekly 20000 1111
(c) Individual Requests/Copy Service
Price Code of
Service Data
Carrier In Austrian Schillings
In US Dollars*
IRF Paper A: 480 B: 960
27.- 54.-
IRC Paper 20/page 1.2 IRA Paper 20/page 1.2
CSM 16mm diazo roll film
320/reel exfactory 17.8
CSP Paper 12/page
(d) Packages
Price
Services In Austrian
Schillings
In US Dollars*
PCS + IPG 165000 19150 PFS + PCS 200000 11100 PFS + PCS + IPG 210000 11650 PFS + PCS + IPG + NDB (all) 225000 12500 PFS+PCS +IPG+PAS 245000 13600 PFS +PCS +IPG+PAS+ NDB (all) 300000 16700
* Prices in Austrian Schillings (AS) only apply; US dollar values are given for information only.
PCT/TAS/VI/7 page 10
Possibility of Use of INPADOC Services 28. University libraries, official research centers, licensing control agencies, ministries, Patent Offices and other government agencies, for the purposes of this document called “information centers”, in developing countries could make a more meaningful use of INPADOC services once they have the necessary trained staff. The use could for instance be in the following way (the details of any system for information transfer could be worked out for each case separately):
(a) the information center creates a patent information unit responsible for the processing of patent information;
(b) requests for patent information are drawn up by the responsible staff of the patent information unit; the Austrian Patent Office, where necessary in cooperation with INPADOC and WIPO, could help in formulating “profiles of interest”; these requests can be for current and backlog information
– on various technologies, according to IPC – on patent owner and/or applicant – on patent “families”;
(c) the requests are transmitted batch-wise or as “individual” requests to INPADOC; preferably, all requests from a given country or region should be centralized before transmitting them to INPADOC;
(d) replies are forwarded by INPADOC to the patent information unit or to the central body having transmitted the requests to INPADOC. Pilot Test 29. Following the discussions which took place at the fifth session of the Interim Committee, consultations were held between the International Bureau and INPADOC to try to reach agreement on placing certain INPADOC services at the disposal of industrial property offices in developing countries, free of charge and for a limited period of time. 30. Further information on the results of the consultations will be available at the time of the forthcoming session of the Interim Committee. As soon as one or more developing countries have expressed their interest in taking advantage of the possibility to test INPADOC services, a pilot test program will be elaborated.
31. The Interim Committee is invited: (i) to note the information contained
in this document; (ii) to consider the proposal made
above; (iii) to make suggestions to the
International Bureau for the continuation of its work in this matter.
[Annexes follow]
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ANNEX E
MICROFLkM COPIES
of the p2tcnt documents of the following countries can be furnished:
country Kind of Document Document Number
from to
Australia Patent Specification year 1926 year 1936Patent Spccitication No. 100.001 No. 168.220Patent Spccificillion No. 200.001 No. 2~4.S00._. ._---
Au~tria Patcntscllrifl NO.1 No• .3~O. 2 &4.-.__ ... --
8elgium Brevet d'invention No. 493.079 No. 160.-100.._--
Canac!a Patent No. 462.146 No. ·~J:2.0T.l
"-C:SSR Patentovy Spis NO.1 No. 143.000
Denmark Patent No.1 No. 110.156Frem lacggclsesskrift No. 111.000 No. 121.750
---- ._-- '--'-Fcderal Republic of Pa tentschr itt No.1 No. 976.850Germany Patent- I Auslcgeschrift No. 1.000.001 No. 1.154.000
Austcgeschr ift No. 1.154.001 No. 1.301.993Offenlcgu :Hl~schrift I No. 1.400.001 No. :!..C~5.[.J1..
-Finland Patcntti (patent) No.2G.e37 No. 3~.249
Kuulutusjulkoisu No. 40.001 No. 45.504(Utlaggnings,l<rift )
France Brevet d'invention No. 317.502 No. "',60:,.3"32. •Brevet Special de Medica~ent No.1 No.6.190Addition au Brevet d'inventlon No.1 No. 9(j.6:tS
German DemocraticRepublic Patcntschrift No.1 No.-fi1.ooo- --Hunguy Szabadalmi Lciras No. 5.801 No. 156.944
Italy Brevetto I)cr InvenzioneIndustr ia Ie No. 242.974 No. 'HS".OOO_. -
Nethcrlands Cctrooi No.1 No. 131.0EiO
NorwJY Patent No. 2.841 No. 113.484Utlegningsskrift No. 115.000 No. 124.753
Poland Opis Patcntowy No.1 No. 54.100--_ .•Sweden Patent No.1 No. 227.775
UWiggn ingsskr itt No. 300.001 No. 361.059
Switzcrl<:lnd Patentschr ift No.1 No. ~Gl.30O-
United Kingdom Patent Spccifjc~tion year 1900 year 1915Patent Specification No. 100.001 No. 945.(j08
United ~,lates Patent No. 2.000.001 No. 3.226.728----YugoslJvia Patentni Spis No.7 No. 16.461
[End of document]