Paul D Borman Financial Disclosure Report for 2009

8/3/2019 Paul D Borman Financial Disclosure Report for 2009

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~..t ’<¢t.;:~’ ;::;.~- S E L F IN I T IA T E D

~~" A M E N D M E ~

UNITED STATES DISTRICT COURTFOR THE EASTER N DISTRICT OF MICHIGAN

U. S COURTHOUSE

231 WEST ~FAYET~E BLVD.

D~ROIT. MICHIGAN 48226

CHAMBERS OF 313 234-5120PAUL D. BORMAN

UNITED STATES DISTRICT JUDGE

May ]9.2010

Committee on Financial Disclosure

Administrative Office of U.S. Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, DC 20544 m

Judges:

My report signed and mailed on May 14, 2010, erroneously included pag~ listil@ the

assets of an LLC, in which I no longer have an interest or manager status, nor amI a potL~tial

beneficiary. Accordingly, page 8 should be removed from my financial disclosure report. This

change conforms with page 1 in which I am no longer listed as having a positiou in the LLC.

Thank you tbr your attention.

Paul D. BormanUnited States District Judge

PDBhjm



A n l0 FINANCIAL DISCLOSURE REPORT R e p o r ~ R e q u i r ed b y t h e E t h i c sin Government Act ofl978

t~. 1/20~0 FOR CALENDAR YEAR 2009 0 u.s.c, app. §§ lOl-lll)

I 1. Per’son Reporting (last name, fir’sk middle initial) 2. Court or Organization 3. Date of Report

Bonr~an, Paul D. U.S. DisW lct Court, EDM I 05/14/2010

4. Title (Article HI judges indicate active or senior status; 5a. Report Type (check appropriate Wp¢) 6, Rep orting Per|t>draagisu’atc judg~ indicate full- or part-time)

[] Nominadon, Date 0110112009

Active U.S. District Judge [] Inidal [] Annual [] Final to

1 2 / 3 I ; 2 0 0 9

5b, [] Amended gepor~

7. Chambers or O ffice A ddre ss 8. O n the bas is of the Information contained in this Report and an)’modifications pertaining thereto, It Is, in my opinion, In compl |ance

Theodore L ev~n U.S. Courthouse with ap plicable laws and regulatlonr~

231 ’,,V. Lafayette, Rm. 740

Detroit, MI 48226Re~lewln g OIT:~e r Datc

1MPO R TAN T NO TES: The instruct ions accompanying this form must be fol lowed. Complete alI parts ,

checking the NONE box]or each part where you have no relmrtable inforrnatiott Sign on last pag~

I . P O S I T I O N S . m e p o , ~ i ,, = i, ~ i ,. i~ u , a o ~ y ; = o ~ ~ . 9 - , o / :t ~ .g i ~ a o , ~

D NONE (No reportable positions.)

~ N A M E O F O R G A N I ZA T I O N / EN T I T Y

I. President Foundation

2. Co-Trustee Trust

3. :. ~23 .....

! I. A G R E E M E N T S . ~ = e ~ o . = = ~ , ~ i v i = , = o = > . : = e e p v . " - ~ ~ o m ~ . =

N ONE ~)) reportable agreements.)

PART IE S AN D

I.



IN-mef Per’~on Report ing Date of R e p o r t

FINANCIALpage 2 of 10 DISCLOSURE REPORT { ~o~n, r~ul o. 0~n4/20~0

IH. N ON -I~’ESTMENT INCOME. (~ ~,’,~,~t~a~,,; ~,~ ~-:4

A. Ffler’s Non-Investm ent Incom e

NON E ~o reportable non-investment income.)

SOU RC E AN D T Y PE(yo~s, not spouse’s)

1.12/31/09 West ~blis~ng Comply - ~oyalty

2.

3.

4.

B. Spou se’s Non-Investment Incom e - l[you ~re ma~d dur~g any ~n of the reining y~ar, comp~¢ th~

~ll~ amoun~ not required ~cept for honor~)

N O N E (No repo~able non-inves~ent income.)

SOURCE AND ~PE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food,

(lnclud~ those to spot~e o~ul dependent children, se*~ pp 25-27 offilbtg

[~ N O N E ( N o reportable reimbursements.)

~ DJLT_.[~ LOCATION PURPOSE ITEMS PAID OR PROVIDED

1. Ralph C. Wilson, Buffalo 1/30-2/2 T a . q ~ p a . F L Football Game Meals, Game Ticket, I night ttotel

l~ills Football T e~’n

2. Ralph C. Wilson, Buffalo 8/7-8/10 Canton, OH Pro Football Hall of Fame, Meals, Game T icket, tlall of Fame TicketBills Football Team Football Game

3. Ralph C. Wilson, Buffalo 9/20; 10/11 Buffalo, N Y Football Game Airfare, Meals, Game TicketBills Football Team

4.

5.



’ IINANCIAL DISCLOS URE REPORT : r ~ . . . .t P , .o , a ~ o o a l D g o.,.ofR.po.

Page 3 of 10 B o r m a n , P ~ u l D . 0 5 / 1 4 / 2 0 1 0

NONE ~b repo~able g~s.)

1.

2.

3.

4.

5.

V I . L I A B I L I T I E S . O nctuaes ++os e of sp .... na ~epen,tent chitZren; see rp. J/-JJ o / ] ’ ~ t t n ~ t n s ~ r u c a a n s . )

N O N E ( N o reportable liabilities.)

C R E D I T O R DE S C RIPT IO N _V AL U E C O DE

I.

2.

3.

4.

5.



F IN A N C IA L D IS CL O S UR E R E P OR T [ ~ .....’e,~o. ~,~ ~.t¢o~po,~

Page 4 of 10

I Borm~n, P,ul D.

05/14/2010

~ ~o repo~able income, ~sets, or transactions.)ONE

A. B . C. D .

~fipfion of AS~m ~ d~ng G~s value tt end T~cfions

(i~l~ing ~t ~sets) ~aing ~ of ~ng

O)~ (~) O) I (2)PI~e "(X)" a~r ~h ~set ’ .A m o u r ~ T~{e.g, Value I Val~ T~(e.g., ; D a t e Vtlue G a in IdentiN of

exempt ~om prior discl~ C~e 1 ~~v., ~t, C~c 2 . Me~ b u y , ~ 1 1 , ~ m~d~)$ C~e 2 C~e I ~yer.’~ll~

( A - I !) o r i n t . ) (j.p) i C~e 3 r ~ e m p t i o n ) ] O - P ) : (A-II) . ( i f p r i v a t e

I. PSavin~Checking Account Morgan/Ch~ F Interesl P t T

2. Stale of Israel Bonds A I n t e r e s t J T Redeemed 04/10/09 J A( p a . ~ )

3. Bristol-Myers Squibb Co. C Dividend L T

4. Campbell Soup Company B Dividend L T

5. Estee Lauder C Dividend L T

6. H.J. tteinz Company D Dividend M T

7. Kellogg Company D Dividend N T

8. Merck & Company, Inc. C Dividend L T

9. IP MorganlChase D Dividend PI T Donated(paa)

10 . Proctor & Gamble Company (P&G) E Dividend O T

I 1. Pfizer D Dividend M T

1 2. 4% Int. Village Green Apt. Ltd. Partner, A Rent K WSouthgale, M I

] 3 . I 1% Int. Kendallwood Apt. Ltd. Partner F R e n t N WFarmington Hills, MI

1 4 . Northwestern Mutual Life (Retirement A I n t e r e s t J TAccount

1 5 . Teachers Insurance & Annuit3,’ Ass’n D lnter~t N TCollege Retirement Acct.

1 6 . IF L ~, Cash Equivalent Ch ase/Morgan Bard~ A lnleresI J T

17. IRA Stock Proctor & Gamble C Dividend M T



FINANCIAL DISCLOSURE REPORT N .... t r e . o . R ~ p o ~ , g

Page 5 of 10 Borman, Paul O.

I

05!14/2010

VII. INV ESTMENTS and TRUSTS - ~ .... i.,, ~ .... ~ anctu~ tho~e of sp ..... d ~ptnant children; ge pp,

NON E ~o reportable income, assets, or ~ansactions,)

A, B. C. D.

Des~pfion of A~ ~come d~g Gross v~ue at ~fl T~acfions d~iag

O) ~ (~ ) ()) [ ~2) (~ ) (2) (3)V M u e Val~ ~ (e.g., Date Value[ O~n Identi~ of

PI~e’~)" ~h ~t ~unt I T~ (e.g., ~ C~o 2 Me~ b u y , ~ 1 1 , m~d~ C~e 2 C~e Ix e m p t f l o r a p r i o r d i ~ l o s u r e C~e 1 div., ~( A - H ) ~ o r i n t . ) [ U ’ P )

[ C~e3~emp~on) (J-P) ~(A-II)

] ~ ( Q - W ) ~ction)

1 8 . IRA S~k Sally Beauty None J T Buy 02/27/09 J

19 . IRA Stock Sally’ Beauty None J T Buy 08/21/09 J

2 0 . Equitable Life Ins. Company Retirement A Interest K T

Accouter

2 1 . Comerica Bank CD B I n t e r e s t , Buy 03/16/09 M

2 2 . Comerica Bank CD B I n t e r e s t Redeemed 09/16/09 M B

2 3 . N ational City Bank CD B Interest Buy 0 3 / 0 2 , : 0 9 M

2 4 . N ladonal City Bank CD B I n t e r e s t Redeemed 1 0 1 0 Z t 0 9 M

2 5 . N ational City Bank CD B I n t e r e s ! N T Buy 1 0 / 0 2 / 0 9 N

2 6 . U.S. Treasury Bills B Interest Buy 03/12/09 PI

2 7 . U.S. Treasury. Bills B In.rest Redeemed :09/10/09 PI D

I 2 8 . U.S. Treasury. Bills F I I n t e r e s t Buy 09/10/09 Pl

2 9 . U.S, Treasury Bills B Interest Redeemed 12/10/09 PI C

3 0 . U.S. Treasury Bills B I n t e r e s t PI T Buy 12/10/09 P1

3 1 .

3 2 .

I, Income G ~ i n C o d e ~ : A ~$1.000 or Jess B -$1.001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000 E =$1S XSl - $ 50.000



FINANCIAL DISCLOSURE REPORT N .... f P ..... R e p o r t i n g[

Date of Report

Page 6 of 10 ~ o ....... l D .

I

0 ~ / ~ 4 / 2 o l o

N O N E (No repo~able income, assets, or transactions.)

A . [ B. C. D.D~cripdoa of ~ ~

Income d~g C ~ s s v M u e ~ t e n d T~saction~ during re~ing

(including ~st m~) i m~ing ~ of re~glng ~

(D (2 ) H) (~ ) O) ( 2 ) O) (4) ’Pl~e "~3" ~ ~h ~mt ~o~t T~ (e.g., V a l u e V a l u e T~ (e.g., D a t e V~ue G~n ]denti~ of

( A - I D o r i n t ) ( I - P ) C o d ~ ~ ~emption) : ; ( J - P ) ~ ( A - H ) (ifp6va~

~ (~W) [ .... ~tion)

3 5 . TRUST

3 6 . Sa~Sngs/Checking Account - Ch~e E Interest PI T

37. Abbott Lab A Dividend K T

3 8 . AL CO A A Dividend K T Sold 05/05/09 J A( p a r t )

39. Allerg,’m A Dividend L T

4 0 . Applied Materials A Dividend K T Sold 05/05/09 K A

41. Baker Hughes A Dividend Sold 10/30/09 K A

42. Campbell Soup Company B Dividend L T

, ! 3 . Caterpillar B Dividend L T

4 4 . Cisco None K T

4 5 . Coca Cola B Dividend K T

4 6 . Dentsply A Dividend K T

4 7 . General Elec~c C Dividend K "I Sold 05/05/09 K A

4 8 . General Electric C Dividcmd K T Buy I 0 1 3 1 / 0 9 i

49. IN TEL A Dividend K T Buy 10/31/09 K

5 0 . Johnson & Johnson A Dividend K T Buy 1 0 / 3 1 ! 0 9 K

5 1 . Kellogg Company C Dividend M T

I. Income Gain (’odes: A "$1 ,000 or less B =$ 1,D01 - $2,500 C -$ 2..~01 - $ 5,000 D =$5.0OI - $1 5,000 E =$15,001. $50.000

(gee Columr.s I~ I ~d [M) F = $50,001 - $ 100,000 G =$ i 00,001 - $ 1.000,000 H I = $ 1. 00 0, 00 1 - $5 .0 00 ,0 00 H .2 = Mo ~ t ha n $ 5 .0 00 .0 00

, 2 ValueCodes I -$15.000 or leas K-SIS.001 .$50.000 L---~50.001. $100,0(10 M=$1(30,001-$250,000

l(Sac Colxnun.s CI ~nd D3) N =$250,001 - $500,(~0 O ~$50().001 - $1,000.000 Pl =~1.000.001 - $5,000,000 P2 ~$5,000.001 - $25,000,000

P3 =$25,000,001 - 1 5 0 , 0 0 0 , ~ P4 =Mort ".!xaa $50,000.000

3. Value M¢fxM Cxxles Q =Appraisal R =Cosl (Real Eslme O~ly) S ~ASs~srt’g~t T --i"~sh Ma1"ke~

tSe¢ Column C2) U =Book Value V =Other W =Es’dma~ed



N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o t ~FINANCIAL DISCLOSU~ ~PORT

Page 7 of I0 o~4~o~o

NONE (No reportable income, assets, or transactions.)

D ~ p f i ~ o f A s ~ m I n . m e d ~ n g ~ : ~ s s v a l u ~ a ~ e n d ~ s a c ~ o n s d ~ n g r c ~ i n g

(2) O) ~ ( 2 ) ( 3 ~ ( 4 )

~ x c m p , ~ ~ o r d i s c l o s e [ C ~ l ] d i v . . ~ . ~ ~02 ~ Me~ buy, sell,d~w C~ 2 C~c l buyer/sel[~

~ ( A - I D ~ o r i n t ) (J-P)~ C ~ e 3 r ~ m p t i o n ) (J-P)( A d O ( i f p d v a r e

5 2 . Kim~rly CI~ A Dividend L T Buy 05/08/09 K

5 3 . McCormick A Dividend K T Buy 0 5 / 0 8 1 0 9 K

5 4 . M e d t r o t’ t i c B Ffi\4dend K T Sold 0 5 / 0 5 / 0 9 [ K A

(part)

5 5 . Merck B Dividend L T

56. .N EST L E A Dividend L T Bu y 05/08/09 L

5 7 . Newmont Mining A Dividend Sold 05/05/09 K A

5 8 . N ewtnont Mining A Dividend Sold 10/30/09 K B

5 9 . Novartis B Dividend L T Buy 05/08/09 K

60 Novarfis B Dividend Sold 1 0 £ 3 0 / 0 9 K A(Van)

6 1 . Proctor & Gamble A Dividend K T Buy 05,’08/09 K

6 2 . Qttalcomm None L T

6 3 . Schlnmberger A Dividend L T

6 4 . S t t - y , k e r C o r p o r a t io n A Dividend K T Sold 10/30/09 K E(part)

6 5 . U.S. Treasuu,,, Bill C Interest Buy 0 3 1 1 2 / 0 9 Pl

6 6 . U.S. Treasury Bill C Interest Redeemed 09/10/09 PI C

6 7 .

6 8 .



FINANCIAL DISCLOSU RE REPORT N ....~v~ ~w~

Page 8 of 10 B o r m ~ , P a u l D.

~0 5 / 1 4 / 2 0 1 0

VII. INVESTM ENTS and TRUSTS - ~ ....... t.~, ,~.~ a~a~ ,~o~ o~ ..... d

NON E ~o repo~able income, ~sets, or transactions.)

h. [ B. c. I D.D~cfipfi~ of~ Inco~ dung ~s val~ at ~d

(i~luding ~t ~se~) ~ag ~6~ of r~ag

, (I) (2 ) ] (I) (21 (I) J2) (3) (41 1 ~ )

cx~npt ~m prior ~[os~e C~I [ div., ~

[

C~e 2 ~ Mc~ buy, ~II,(A-If) [ o~ ~.) (J-P) ~ C~e 3 redemptioa) (J-P) (A-If) ( i fpf ivaa

] ~ (Q-W) ~,~tion)

69 . L.L.C.

7 0 . American Express A Dividend Sold 0 6 / ’ 2 3 / 0 9 K E

7 1 . JP Morgan/Ch,~se t3 Dividend N T Sold 0 7 1 1 5 / 0 9 K E

7 2 . Bristol-Myers Squibb D Dividend M T

7 3 . Boeing A Di,Adcnd K T

7 4 . Caterpil|ar B Dividend K T

7 5 . Pfizer A Dividend Sold 0 6 / 2 3 1 0 9 J

7 6 . Stryker A Dividend K T



N a m e o f P e r s o n R e l a t i n g ’ D a t e o f R e p o r ~II N A N CIA L D ISCL OS UR E R E POR T

B o r m a a , P a u l D. 05/14~010Page 9 of l0

V III . ADDITION AL INFORMATION OR EXPLAN ATIONS. a,z*~oro,,o/Ropor~)

Paul D. Borman, am one of a class of potential beneficiaries of the Trust. I have nev er received any d istributi<ms from this Trust. The T rust Assets ~e listed incmegory VII, pages 6-7.



Page 10 of 10 B 0 r , ~ a n , P a u l D . 0 5 / 1 4 . ~ 0 1 0

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dep endent children, If any) Isaccurate, true, and complete to the bes t of my know ledge and belief, and that any information not reported ~as withheld be cause it met applicable statutoryprovisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance ofgift~ which have been rep orted are Incompliance with the provisions of 5 U.S.C. app. § 501 el= seq . 5 U.S.C. § 7353, and Judicial Conference regulations.

Signal

N OTE: ANY IN DIVIDUAL WHO K N O’~VINGL Y AN D \VILFULL Y FALSIFIES OR FALLS TO FILE Ti llS REPORT MAY BE SUBJECT TO CMLAN D CRIMINAL SAN CTION S (5 U.S.C. app. § 104)

F I L I N G I N S T R U C T I O N S

Mail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States Courts

Suite 2-301One Columbus Circle, N.E.

Washington, D.C. 20544

Documents

Paul D Borman Financial Disclosure Report for 2009