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IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
___________________________
BEFORE THE PATENT TRIAL AND APPEAL BOARD
___________________________
CLICKBOOTH.COM, LLC,
Petitioner,
v.
ESSOCIATE, INC.,
Patent Owner.
U.S. Patent No. 6,804,660
Issue Date: October 12, 2004
Title: SYSTEM METHOD AND ARTICLE OF MANUFACTURE
FOR INTERNET BASED AFFILIATE POOLING
___________________________
Inter Partes Review No. IPR2014-____
Attorney Docket No. 39BP-207011
___________________________
PETITION FOR INTER PARTES REVIEW
OF U.S. PATENT NO. 6,804,660
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TABLE OF CONTENTS
I. INTRODUCTION ............................................................................................. - 1 -
II. MANDATORY NOTICES .............................................................................. - 2 -
A. Real Party-in-Interest (37 C.F.R. § 42.8(b)(1)) ................................ - 2 -
B. Related Matters (37 C.F.R. § 42.8(b)(2)) ......................................... - 2 -
C. Designation of Lead and Back-Up Counsel (37 C.F.R.
§ 42.8(b)(3)) ..................................................................................... - 2 -
D. Service Information (37 C.F.R. § 42.8(b)(4)) .................................. - 3 -
III. GROUNDS FOR STANDING ....................................................................... - 3 -
IV. PAYMENT OF FEES ..................................................................................... - 3 -
V. STATEMENT OF RELIEF REQUESTED ..................................................... - 3 -
VI. ORDINARY SKILL IN THE ART ................................................................ - 3 -
VII. CLAIM CONSTRUCTION .......................................................................... - 4 -
VIII. IDENTIFICATION OF CHALLENGE ...................................................... - 7 -
A. Ground 1: Claims 1-15, 23, 28, 36 Are Invalid as Obvious
Over Bezos and Messer in View of GeoCities, Reed, and
AAPA ............................................................................................... - 9 -
1. Independent claim 1 ............................................................... - 9 -
2. Dependent claim 2 ............................................................... - 19 -
3. Dependent claim 3 ............................................................... - 20 -
4. Dependent claim 4 ............................................................... - 20 -
5. Dependent claim 5 ............................................................... - 20 -
6. Dependent claim 6 ............................................................... - 21 -
7. Dependent claim 7 ............................................................... - 21 -
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8. Dependent claim 8 ............................................................... - 21 -
9. Dependent claim 9 ............................................................... - 22 -
10. Dependent claim 10 ............................................................. - 22 -
11. Dependent claim 11 ............................................................. - 22 -
12. Dependent claim 12 ............................................................. - 23 -
13. Dependent claim 13 ............................................................. - 23 -
14. Dependent claim 14 ............................................................. - 23 -
15. Independent claim 15 ........................................................... - 24 -
16. Dependent claim 23 ............................................................. - 25 -
17. Independent claim 28 ........................................................... - 26 -
18. Dependent claim 36 ............................................................. - 27 -
B. Ground 2: Claims 1-11, 13, 15, 23, 28, 36 are Invalid as
Obvious Over Messer in View of Reed and AAPA ....................... - 28 -
1. Independent claim 1 ............................................................. - 28 -
2. Independent claim 15 ........................................................... - 32 -
3. Independent claim 28 ........................................................... - 33 -
4. Dependent claims 2-7, 9-11, 13, 23, 36 ............................... - 33 -
5. Dependent claim 8 ............................................................... - 33 -
C. Ground 3: Claim 9 is Invalid as Obvious Over Messer in View
of Reed and further in View of El-Kadi and AAPA ...................... - 34 -
1. Dependent claim 9 ............................................................... - 34 -
D. Ground 4: Claims 12 and 14 are Invalid as Obvious Over
Messer in View of Reed and further in View of Bezos and
AAPA ............................................................................................. - 34 -
1. Dependent claim 12 ............................................................. - 34 -
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2. Dependent claim 14 ............................................................. - 35 -
E. Ground 5: Claims 1, 3-6, 13-15, 23, 28, and 36 are Invalid as
Obvious Over Graber in view of GeoCities and AAPA ................ - 35 -
1. Independent claim 1 ............................................................. - 35 -
2. Independent claim 15 ........................................................... - 41 -
3. Independent claim 28 ........................................................... - 42 -
4. Dependent claims 3-6, 13, 14, 23, 36 .................................. - 42 -
F. Ground 6: Claims 2, 7, 8, and 10-12 are Invalid as Obvious
Over Graber in View of GeoCities and further in View of
Messer and AAPA .......................................................................... - 43 -
1. Dependent claim 2 ............................................................... - 43 -
2. Dependent claim 7 ............................................................... - 43 -
3. Dependent claim 8 ............................................................... - 43 -
4. Dependent claim 10 ............................................................. - 44 -
5. Dependent claim 11 ............................................................. - 44 -
6. Dependent claim 12 ............................................................. - 44 -
G. Ground 7: Claim 9 is Invalid as Obvious Over Graber in View
of GeoCities and further in View of Messer and El-Kadi and
AAPA ............................................................................................. - 44 -
1. Dependent claim 9 ............................................................... - 44 -
H. Ground 8: Claim 14 is Invalid as Obvious Over Graber in View
of GeoCities and further in View of Bezos and AAPA ................. - 45 -
1. Dependent claim 14 ............................................................. - 45 -
I. Ground 9: Claims 1, 3-6, 13, 15, 23, 28, and 36 are Invalid as
Obvious Over Graber in view of Reed and AAPA ........................ - 45 -
1. Independent claim 1 ............................................................. - 45 -
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2. Independent claim 15 ........................................................... - 49 -
3. Independent claim 28 ........................................................... - 49 -
4. Dependent claims 3-6, 13, 23, 36 ........................................ - 49 -
J. Ground 10: Claims 2 and 7-12 are Invalid as Obvious Over
Graber in View of Reed and further in View of Messer and
AAPA ............................................................................................. - 50 -
1. Dependent claim 2 ............................................................... - 50 -
2. Dependent claim 7 ............................................................... - 50 -
3. Dependent claims 8 and 10-11 ............................................. - 50 -
4. Dependent claim 12 ............................................................. - 51 -
K. Ground 11: Claim 9 is Invalid as Obvious Over Graber in View
of Reed and further in View of Messer and El-Kadi and AAPA ... - 51 -
1. Dependent claim 9 ............................................................... - 51 -
L. Ground 12: Claim 14 is Invalid as Obvious Over Graber in
View of Reed and further in View of Bezos and AAPA ............... - 51 -
1. Dependent claim 14 ............................................................. - 51 -
M. Ground 13: Claims 1-8, 10-13, 15, 23, 28, and 36 are Invalid as
Obvious Over Lipin in view of GeoCities and AAPA ................... - 52 -
1. Independent claim 1 ............................................................. - 52 -
2. Independent claim 15 ........................................................... - 54 -
3. Independent claim 28 ........................................................... - 55 -
4. Dependent claims 2-8, 10-13, 23, 36 ................................... - 55 -
N. Ground 14: Claim 9 is Invalid as Obvious Over Lipin in View
of GeoCities and further in View of El-Kadi and AAPA .............. - 56 -
1. Dependent claim 9 ............................................................... - 56 -
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O. Ground 15: Claim 14 is Invalid as Obvious Over Lipin in View
of GeoCities and further in View of Bezos and AAPA ................. - 56 -
1. Dependent claim 14 ............................................................. - 56 -
P. Ground 16: Claims 1-15, 23, 28, 36 Are Invalid as Obvious
Over Bezos and Messer in View of GeoCities, Reed, AAPA,
Gray, and ClickTrade ..................................................................... - 56 -
1. Independent claim 1 ............................................................. - 56 -
2. Independent claim 15 ........................................................... - 57 -
3. Independent claim 28 ........................................................... - 58 -
Q. Ground 17: Claims 1-11, 13, 15, 23, 28, 36 are Invalid as
Obvious Over Messer in View of Reed and AAPA and further
in View of Gray and ClickTrade .................................................... - 58 -
R. Ground 18: Claim 9 is Invalid as Obvious Over Messer in View
of Reed and further in View of El-Kadi and AAPA and further
in View of Gray and ClickTrade .................................................... - 59 -
S. Ground 19: Claims 12 and 14 are Invalid as Obvious Over
Messer in View of Reed and AAPA and further in View of
Gray and ClickTrade ...................................................................... - 59 -
IX. CONCLUSION ............................................................................................. - 60 -
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TABLE OF AUTHORITIES
Cases
KSR International Co. v. Teleflex Inc.
72 FR 57526 (Oct. 10, 2007) ............................................................ 28, 35, 45, 51
PharmaStem Therapeutics, Inc. v. ViaCell, Inc.
491 F.3d 1342 (Fed. Cir. 2007) ............... 9, 10, 13, 14, 15, 16, 17, 18, 19, 20, 21
Statutes
35 U.S.C. § 112(b) ..................................................................................................... 6
35 U.S.C. § 112(f) ...................................................................................................... 6
EXHIBIT LIST (37 C.F.R. § 42.63(e))
EXHIBIT DESCRIPTION
CB1001 U.S. Patent No. 6,804,660 to Landau et al. (“‘660 Patent”)
CB1002 File History of U.S. Patent No. 6,804,660
CB1003 U.S. Patent No. 6,029,141 to Bezos et al. (“Bezos”)
CB1004 U.S. Patent No. 5,991,740 to Messer (“Messer”)
CB1005 GeoCities Affiliates Program License and Services Agreement
(“GeoCities”)
CB1006 Declaration of Jonathan E. Hochman (“Hochman Decl.”)
CB1007 U.S. Patent No. 6,044,205 to Reed et al. (“Reed”)
CB1008 U.S. Patent No. 6,014,642 to El-Kadi et al. (“El-Kadi”)
CB1009 U.S. Patent No. 5,812,769 to Graber et al. (“Graber”)
CB1010 U.S. Patent Application Publication No. 2004/0225558 to Lipin
(“Lipin 1”)
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CB1011 U.S. Provisional Patent Application No. 60/182,933 to Lipin
(“Lipin 2”) (Lipin 1 and Lipin 2 collectively, “Lipin”)
CB1012 Excerpt from Gray, Daniel. The Complete Guide to Associate and
Affiliate Programs on the Net. McGraw Hill, Nov. 30, 1999,
page 161 (“Gray”)
CB1013 Internet Archive printouts of website www.ClickTrade.com from
Feb. 29, 2000 – Mar. 1, 2000 (“ClickTrade”)
I. INTRODUCTION
Clickbooth.com, LLC (“Clickbooth” or “Petitioner”) hereby petitions for inter
partes review seeking cancellation of claims 1-15, 23, 28 and 36 of U.S. Patent
No. 6,804,660 (“the '660 patent”) (CB1001), which is owned by Essociate, Inc.
The '660 patent relates generally to e-commerce and, more particularly, to
Internet-based affiliate pooling. The patent purports to claim the advantage of
allowing “groups of Webmasters to participate in existing Merchant affiliate
systems without the need of joining those Merchant affiliate systems.” CB1001,
4:53-56. An affiliate system is a type of Internet-based referral network in which a
group of webmasters, or “affiliates,” direct traffic to a merchant. The specification
of the '660 patent makes clear that affiliate systems predate the alleged invention of
the '660 patent and were conventional fixtures on the Internet.
The claims of the '660 patent are directed to a system, method, and computer
program for providing “virtual affiliates” access to an existing affiliate system.
The access is provided by an “affiliate pooling system,” which the '660 patent
describes as a combination of two conventional affiliate systems—a merchant
affiliate system and a “virtual” affiliate system. The affiliate systems are the same,
structurally and functionally, as two conventional standalone affiliate systems,
except that the virtual affiliate system has the ability to correlate a “source”
webmaster ID that is functional in the virtual affiliate system to a “target”
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webmaster ID that is functional in the merchant’s affiliate system when traffic is
sent to the merchant.
As is well known, the concept of correlating ID numbers between two
unique ID systems was nothing new to the Internet when the '660 patent was filed.
These facts render claims 1-15, 23, 28 and 36 invalid for obviousness.
II. MANDATORY NOTICES
A. Real Party-in-Interest (37 C.F.R. § 42.8(b)(1))
The real party-in-interest is Clickbooth.com, LLC, a Florida corporation
having a principal place of business in Sarasota, Florida.
B. Related Matters (37 C.F.R. § 42.8(b)(2))
The '660 patent is involved in the following district court proceedings:
(1) Essociate, Inc. v. Clickbooth.com, LLC., Case No. 8:13-cv-01886-JVS-DFM
(C.D. Cal.); (2) Essociate, Inc. v. 4355768 CANADA INC., Case No. 8:14-cv-
00679-JVS-DFM (C.D. Cal.); and (3) (2) Essociate, Inc. v. Integrate.com, Inc.,
Case No. 8:14-cv-00768-JVS-DFM (C.D. Cal.).
C. Designation of Lead and Back-Up Counsel (37 C.F.R. § 42.8(b)(3))
Lead Counsel Back-Up Counsel
Darren M. Franklin (Reg. No. 51701)
Sheppard, Mullin, Richter & Hampton LLP
333 South Hope Street, 43rd Floor
Los Angeles, California 90071-1422
Telephone: (213) 617-5498
Fax: (213) 620-1398
E-mail: [email protected]
Gary A. Clark (Reg. No. 28060)
Sheppard, Mullin, Richter & Hampton LLP
333 South Hope Street, 43rd Floor
Los Angeles, California 90071-1422
Telephone: (213) 617-4197
Fax: (213) 620-1398
E-mail: [email protected]
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D. Service Information (37 C.F.R. § 42.8(b)(4))
Please address all correspondence to the lead counsel at the address above.
Petitioner consents to electronic service at the above e-mail addresses.
III. GROUNDS FOR STANDING
Petitioner certifies that (1) the '660 patent is eligible for inter partes review;
(2) Petitioner is not barred or estopped from requesting inter partes review
challenging the claims of the '660 patent on the grounds in this Petition; (3) this
petition is filed within one year of the service of the original complaint against
Petitioner in the litigation identified above; and (4) Petitioner has not filed a civil
action challenging the validity of a claim of the '660 patent.
IV. PAYMENT OF FEES
The undersigned attorney for Petitioner authorizes the Patent and Trademark
Office to charge Deposit Account No. 19-1853 (Customer ID No. 113671) for the
fee required by 37 C.F.R. § 42.15(a) for this petition, and further authorizes
payment of any additional fees to be charged to this Deposit Account.
V. STATEMENT OF RELIEF REQUESTED
Petitioner requests inter partes review and cancellation of claims 1-15, 23, 28
and 36 of the '660 patent based on the detailed statements presented in § VIII below.
VI. ORDINARY SKILL IN THE ART
A person of ordinary skill in the art of designing Internet affiliate systems in
May 2000 had a bachelor’s degree in computer science or equivalent experience,
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plus about three years of experience working with computers in a networked
environment. CB1006 ¶ 10.
VII. CLAIM CONSTRUCTION
The claims of the '660 patent define a system, method, and computer
program for providing “virtual affiliates” access to an existing affiliate system.
Each independent claim has four main steps, code segments, or means-plus-
function elements: (1) configuring an existing affiliate system to receive referrals
from webmasters in an affiliate pool of webmasters; (2) receiving a user request for
a target merchant affiliate system URL from a website operated by a particular
referring webmaster; (3) correlating a received source webmaster unique identifier
to a target webmaster unique identifier corresponding to a unique identification
system of the requested merchant affiliate system; and (4) generating a URL for
the requested merchant affiliate system. The dependent claims add conventional
features of the Internet or affiliate systems, such as a website having a banner ad
for a merchant affiliate system.
Many of the terms used in the claims of the '660 patent were commonly
understood words having widely accepted and ordinary meanings as of the earliest
possible effective filing date of the application. CB1006 ¶ 36.
Under the “broadest reasonable interpretation” standard, a person of
ordinary skill would have understood the terms used in the claims as follows:
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1. “Virtual Affiliates” – webmasters who can send Internet traffic to an
existing target affiliate system without being enrolled in it. CB1006 ¶ 38.
2. “existing target affiliate system”; “existing affiliate system”;
“Merchant affiliate system” – a computer system that operates a merchant’s
affiliate program, including the tracking of transactions and commissions. CB1006
¶ 39.
3. “Webmasters” – the content providers of the Internet, who maintain
URLs in order to disperse information and links to other URLs. CB1006 ¶ 40.
4. “affiliate pool of source Webmasters”; “affiliate pool of Webmasters” –
a loose aggregation of webmasters with a quantity of Internet traffic. CB1006 ¶ 41.
5. “affiliate pooling system” – the source affiliate system from which a
transaction originates. CB1006 ¶ 42.
6. “source Webmaster unique identifier”; “unique identifier for each of a
first plurality of Webmasters”; – the unique identifying code assigned to each
webmaster by which that webmaster’s transactions are tracked in the source
affiliate system. CB1006 ¶ 43.
7. “web site” – a computer system that serves informational content over
a network using the standard protocols of the World Wide Web. CB1006 ¶ 44.
8. “URL” – a unique address which fully specifies the location of a file
or other resource on the Internet. CB1006 ¶ 45.
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9. “target Merchant affiliate system URL” – the URL for the computer
system that operates a merchant’s affiliate program. CB1006 ¶ 46.
10. “target Webmaster unique identifier”; “Merchant unique identifier” –
a unique identifying code assigned to each webmaster that is functional within the
target Merchant’s home affiliate system and which corresponds to the unique
identification system of the merchant’s home affiliate system. CB1006 ¶47_.
Claim 15 is a “computer program” claim reciting similar limitations as
method claim 1, except that each element of claim 15 starts with “a code segment
for ….” Each “code segment for” element is a means-plus-function limitation
under 35 U.S.C. § 112(f). The corresponding structure is a software algorithm that
the specification of the '660 patent does not further describe.
Claim 28 is a “system” claim reciting similar limitations as method claim 1,
except that each element of claim 28 starts with “means for ….” (See '660 patent,
Certificate of Correction dated May 15, 2012.) Each “means for” element is a
means-plus-function limitation under 35 U.S.C. § 112(f). The corresponding
structure is a software algorithm that the specification of the '660 patent does not
further describe.1
1 It is unclear to Petitioner from the patent specification what the corresponding
structure would be for the means-plus-function limitations in claims 15 and 28.
Petitioner reserves the right to assert the indefiniteness of claims 15 and 28 in an
appropriate proceeding where a defense under 35 U.S.C. § 112(b) can be raised.
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VIII. IDENTIFICATION OF CHALLENGE
Petitioner seeks inter partes review on the grounds listed in the index below.
Copies of the references listed in the index below are filed with this petition. In
support, this petition is accompanied by the Declaration of Jonathan E. Hochman
(CB1006), an independent technical expert, who explains the disclosures of the
prior art references, compares the claims to the disclosures of the references, and
opines on the issue of obviousness.
GROUND 35 U.S.C. INDEX OF REFERENCE(S) CLAIMS
1 § 103(a) U.S. Patent 6,029,141 to Bezos et al.
(“Bezos”), U.S. Patent 5,991,740 to
Messer (“Messer”), U.S. Patent 6,044,205
to Reed et al. (“Reed”), GeoCities
Affiliates Program License and Services
Agreement (“GeoCities”), Applicant
Admitted Prior Art (“AAPA”)
1-15, 23, 28, 36
2 § 103(a) Messer, Reed, AAPA 1-8, 10, 11, 13,
15, 23, 28, 36
3 § 103(a) Messer, Reed, U.S. Patent 6,014,642 to
El-Kadi et al. (“El-Kadi”), AAPA
9
4 § 103(a) Messer, Reed, Bezos, AAPA 12, 14
5 § 103(a) U.S. Patent 5,812,769 to Graber et al.
(“Graber”), GeoCities, AAPA
1, 3-6, 13-15,
23, 28, 36
6 § 103(a) Graber, Messer, GeoCities, AAPA 2, 7, 8, 10-12
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7 § 103(a) Graber, Messer, GeoCities, El-Kadi,
AAPA
9
8 § 103(a) Graber, Bezos, GeoCities, AAPA 14
9 § 103(a) Graber, Reed, AAPA 1, 3-6, 13-15,
23, 28, 36
10 § 103(a) Graber, Reed, Messer, AAPA 2, 7, 8, 10-12
11 § 103(a) Graber, Reed, Messer, El-Kadi, AAPA 9
12 § 103(a) Graber, Reed, Bezos, AAPA 14
13 § 103(a) U.S. Patent Application Publication No.
2004/0225558 to Lipin (“Lipin”),
GeoCities, AAPA
1-8, 10-13, 15,
23, 28, 36
14 § 103(a) Lipin, GeoCities, El-Kadi, AAPA 9
15 § 103(a) Lipin, GeoCities, Bezos, AAPA 14
16 § 103(a) Bezos, Messer, Reed, GeoCities, AAPA,
Gray, ClickTrade
1-15, 23, 28, 36
17 § 103(a) Messer, Reed, AAPA, Complete Guide,
ClickTrade
1-8, 10, 11, 13,
15, 23, 28, 36
18 § 103(a) Messer, Reed, El-Kadi, AAPA, Complete
Guide, ClickTrade
9
19 § 103(a) Messer, Reed, Bezos, AAPA, Complete
Guide, ClickTrade
12, 14
Petitioner relies upon the Applicant Admitted Prior Art (“AAPA”) in
combination with the above prior-art references. The law is well established that
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“[a]dmissions in the specification regarding the prior art are binding on the
patentee for purposes of a later inquiry into obviousness.” PharmaStem
Therapeutics, Inc. v. ViaCell, Inc., 491 F.3d 1342, 1362, 83 USPQ.2d 1289, 1303
(Fed. Cir. 2007).
A. Ground 1: Claims 1-15, 23, 28, 36 Are Invalid as Obvious Over Bezos
and Messer in View of GeoCities, Reed, and AAPA
1. Independent claim 1
● “A method for providing Virtual Affiliates to an existing target
affiliate system, the method comprising the operations of:”
Applicant Admitted Prior Art (“AAPA”) states that “[m]ost Merchants
currently utilize some form of affiliate system.” CB1001, col. 2 ll. 8-9. AAPA
also teaches that an affiliate system has a tracking mechanism that lets the
merchant see where its traffic is coming from. CB1001, col. 2 ll. 1-7. CB1006
¶ 60. As such, AAPA admits that affiliate systems, any of which could be an
“existing target affiliate system,” are in the prior art. Bezos and Messer each
describe prior art affiliate systems, which will be discussed in greater detail below.
GeoCities teaches that virtual affiliates—webmasters that are not enrolled in
the existing target affiliate system—can be provided to the existing target affiliate
system. GeoCities defines an “Existing Program” as “an affiliates program (other
than the GeoCities Affiliates Program): established and operated by or on behalf
of a merchant prior to integration of the merchant into the GeoCities Affiliates
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Program.” CB1005, p. 2. GeoCities states that the company “Be Free,” which sets
up affiliate programs for merchants, “may, from time to time, enter into
agreements with Merchants that are outside the scope of the GeoCities Affiliates
Program.” Id., pp. 7, 28-29. GeoCities teaches integrating merchants with existing
affiliate programs into the GeoCities Affiliates Program after execution of a
Merchant Agreement with GeoCities. Id., pp. 21, 45. Thus, GeoCities recognizes
how to integrate existing merchant programs and GeoCities Affiliates Programs.
CB1006 ¶ 61. In other words, the existing GeoCities affiliate program may
provide virtual affiliates to other existing merchant programs, or the existing
merchant programs may provide virtual affiliates to the GeoCities affiliate
program.
AAPA, Bezos, and Messer each disclose that affiliate systems existed in the
prior art. GeoCities teaches that a merchant can have its own (first) affiliate
system and be integrated into a (second) affiliate system. As such, a person of
ordinary skill in the relevant art would have recognized that GeoCities provides the
motivation for a merchant to implement a first affiliate system (e.g., Bezos) and
join a second affiliate system (e.g., Messer) as a virtual affiliate system.
Accordingly, to the extent that the preamble is limiting, the limitation is taught by
the cited prior art. CB1006 ¶ 62.
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● “configuring an existing target affiliate system to receive
referrals from a first plurality of Webmasters in an affiliate
pool of source Webmasters”
As discussed above, AAPA, Bezos, Messer, and GeoCities each teach an
“existing target affiliate system.” For example, FIG. 1 of AAPA shows a “prior art
stand-alone affiliate system.” CB1001, col. 2, ll. 29-30. Bezos teaches that a
merchant web site can have other entities apply as “associates” (i.e., affiliates).
CB1003, col. 9, ll. 41-53. Messer teaches an affiliate system that “allows a portion
of [a] successful sale made by the Merchant as a credit to the Site Owner [i.e., an
affiliate].” CB1004, col. 4 ll. 47-59; col. 5 ll. 10-11. GeoCities defines its own
“GeoCities Affiliates Program” as a “network of participating Affiliates and
Merchants”; and also defines an “Existing Program” as “an affiliates program
(other than the GeoCities Affiliates Program): established and operated by or on
behalf of a merchant prior to integration of the merchant into the GeoCities
Affiliates Program.” CB1005, p. 2. Any of these affiliate systems can be an
“existing target affiliate system.”
Further, any of these prior-art affiliate systems receives referrals from a
“first plurality of Webmasters in an affiliate pool of source Webmasters.” Each
affiliate system has a plurality of webmasters. See, e.g., CB1001, col. 2, ll. 31
(AAPA affiliate system “includes a group of Webmasters 102”); CB1003, col. 10,
ll. 12, 53 (“associates have “Web Sites” and merchants can do business with “large
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numbers (e.g., thousands) of associates”); CB1004, col. 5, ll. 10-11 (multiple “Site
Owners” brought “together into binding promotional arrangements”); and CB1005,
p. 2 (“GeoCities Affiliate Program” is a network of “participating Affiliates”).
Any of these references, either alone or in combination , teaches an existing target
affiliate system and an affiliate pool of source Webmasters.
GeoCities then teaches that these existing target affiliate systems can be
improved to receive virtual affiliates from another affiliate system. GeoCities
teaches that Be Free can “integrate Merchants with Existing Programs” into “the
GeoCities Affiliates Program.” GeoCities makes clear that integration of affiliates
from one affiliate system to another was a well-known technology. It would have
been known to a person of ordinary skill at the time of the patent filing that this is
accomplished through an abstraction layer placed between the virtual affiliates and
the existing target affiliate system, which is disclosed in GeoCities. CB1005, p. 19
(“This abstraction layer shields the affiliate link from the specific URL to which it
is directed.”); CB1006, ¶ 65.
● “such that the target Merchant affiliate system recognizes a
transaction as originating from a source Webmaster in an
affiliate pooling system,”
Messer teaches that a target merchant affiliate system recognizes a
transaction from a user as originating from a site owner so that the site owner may
be paid a commission for the transaction. See, e.g., CB1004, col. 5, ll 30-32
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(“determine if and when the USER was involved in a purchase, and how to allocate
the purchase commission to the Site Owner.”); and id. col. 8 ll. 53-61; TABLE 1.
In fact, it would have been recognized that any one of these prior art affiliate
systems would recognize a transaction as originating from a source webmaster in
an affiliate pooling system, since the purpose of these affiliate systems was to
provide a commission to the source webmaster. CB1006, ¶ 66. This could only be
accomplished by recognizing the source webmaster. See, e.g., CB1001, col. 2 ll.
34-36 (“Generally, the Merchant’s affiliate system 100 includes the Merchant’s
back-end tracking mechanism, which keeps track of transactions and credits
affiliates.”) (emphasis added); CB1003, col. 6 ll. 48-52 (“the merchant Web site
106 includes software for automating the primary functions of doing business with
associates (such as associate enrollment, referral transaction processing, and
commission tracking and payment.”); CB1005, p. 2 (“‘GeoCities Affiliates
Program’…enables Affiliates to receive compensation.”) Prior-art affiliate
systems, as admitted by the AAPA, included the ability to recognize a transaction
as originating from a source webmaster in an affiliate pooling system.
● “including the step of: assigning a source Webmaster unique
identifier for each of said first plurality of Webmasters each
operating at least one website;
Messer teaches that each site owner is assigned a unique ID. CB1004, col. 7
ll. 56-59 (“Site Owner[s]… enter their respective IDs”); CB1006 ¶ 67. Bezos also
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discloses a “unique identifier of the associate” (i.e., site owner). CB1003, col. 7, l.
27. In fact, it would have been understood that an affiliate system would have a
unique identifier for each source webmaster. CB1006 ¶ 67. Otherwise,
commissions and payouts could not be tracked. Id. Accordingly, Messer and
Bezos teach that affiliates have a source webmaster unique identifier when they act
as a referral source (e.g., when a visitor follows the affiliate link). CB1006 ¶ 67.
● “receiving a user request for a target Merchant affiliate system
URL from a web site operated by a particular referring
Webmaster of the first plurality of Webmasters, wherein the
user request includes the source Webmaster unique identifier
for the particular referring Webmaster, and”
AAPA teaches receiving user requests for merchant URLs. CB1001, col. 1
ll. 47-52 (“A Merchant therefore must make known, or advertise, its URL in order
to reach those users on the Internet that are interested in the goods and/or services
offered. Hypertext links … provide the user with a path or entry point to the
Merchant’s URL.”). CB1006 ¶ 68.
Messer teaches that, when a user clicks on a banner ad (a user request for a
merchant URL), the site owner’s ID is included in the generated URL query string.
CB1004, col. 8 ll. 53-61; TABLE 1. In the example of TABLE 1,
“anycompany.com” is the target merchant affiliate system URL; the banner ad is
placed on “content.com,” which is operated by the referring webmaster identified
by “content.com”; and the user request includes “content.com,” which is the
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unique identifier for the site owner. CB1006 ¶ 69.
● “wherein the target Merchant affiliate system includes a unique
identification system for its own affiliated Webmasters;”
Once again, as discussed above, it would have been understood that any
affiliate system (including the target merchant affiliate system), would have a
unique identification system for its affiliated webmasters. CB1006, ¶ 70. This is
the only way that commissions could be tracked and paid for each webmaster. Id.
AAPA thus teaches merchant affiliate systems having unique identification
systems for their own affiliated webmasters. CB1001, col. 2 ll 34-36 (“Generally,
the Merchant’s affiliate system 100 includes the Merchant’s back-end tracking
mechanism, which keeps track of transactions and credits affiliates ….”).
Bezos illustrates an HTML catalog document detail page of amazon.com
(the merchant site). CB1003, FIG. 8. The URL includes the unique customer ID
800 (obtained from the customer’s cookie or URL information), the product ID
802 (shown as the ISBN of the Terrain Skiing book), the store ID 804 (shown as
the “skinet” Web site), and the associate commission ID 806 (the letter “A”). Id.,
col. 15 ll. 5-16. CB1006 ¶ 71.
Reed teaches using a unique system ID value for each unique
communications object. CB1007, p. 30; col. 18 ll. 44-48. Reed/Bezos teaches a
communications object that is an affiliate record. Thus, Reed/Bezos discloses a
system that includes a unique ID system for its own affiliated webmasters. (It
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should be noted that the store ID 804 of Bezos is a unique identifier of the referring
website, which means that it could also be used as the primary key of a unique
identification system for its own affiliated webmasters.) CB1006 ¶ 72.
● “correlating the received source Webmaster unique identifier to
a target Webmaster unique identifier corresponding to the
unique identification system of the requested Merchant affiliate
system; and”
When importing virtual affiliates from a first affiliate pool into an existing
target affiliate system, it would have been known that the unique identifier used in
the first affiliate pool would have to be matched somehow to the unique identifier
system of the existing target affiliate system. This is due to the fact that the two
affiliate systems could have conflicting identifier systems, and there would be no
guarantee of unique IDs between existing affiliates and new Virtual affiliates,
which is necessary for any effective affiliate system. CB1006, ¶ 73. This would
have been known to a person of ordinary skill, and is disclosed in the abstraction
layer taught in GeoCities. Id.
GeoCities includes an abstraction layer shielding affiliates from merchants,
but enables affiliates to receive compensation for purchases. CB1005, p. 19 (“This
abstraction layer shields the affiliate link from the specific URL to which it is
redirected.”). GeoCities teaches providing the abstraction layer between an
affiliate and a merchant site, which can have its own unique identification system.
Id., p. 2, 28-29. Thus, the abstraction layer necessarily takes a first unique
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identifier and correlates (abstracts) the first unique identifier into a second unique
identifier. (If the first and second unique identifiers were the same and uniquely
identified an affiliate, then the abstraction layer would not shield the affiliate link
from the specific URL to which it is redirected, in accordance with a “key
component” of Be Free in GeoCities.) CB1006 ¶ 74. This would have been
understood by a person of ordinary skill in the art reviewing the GeoCities
document. Id.
For example, Messer teaches a first format of a URL, which includes a
webmaster unique identifier (site (ID)). See, e.g., CB1004, TABLE 1. And Bezos
teaches a second format of a URL, which includes a webmaster unique identifier
(store ID 804). See, e.g., CB1003, FIG. 8. Because GeoCities introduces an
abstraction layer between two affiliate systems, such as Messer and Bezos, and the
first and second formats are known, the abstraction layer of GeoCities matches the
unique identifier of the first affiliate system, e.g., Messer, and the unique identifier
of the existing target affiliate system, e.g., Bezos, to ensure that the unique
identifiers are associated with the same referring website. Thus, GeoCities
correlates the unique identifiers. CB1006 ¶ 75.
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● “generating a URL for the requested Merchant affiliate system,
wherein the URL includes the correlated target Webmaster
Merchant unique identifier, whereby the URL can be utilized to
access the requested Merchant affiliate system, and further
provide identification of the source Webmaster for requisite
tracking.”
Generating a URL to a Merchant’s web page that provides identification for
the source Webmaster (i.e., the referring Affiliate) was well known in the prior art.
Bezos teaches generating a URL for the Merchant affiliate system and also
includes an identifier to identify the referring Webmaster, i.e., the correlated target
webmaster unique identifier. See, e.g., CB1004, col. 8, lines 59-62 (“As will be
appreciated by those skilled in the art, the use of the URL-embedded referral
information to identify the associate allows the associate to be identified, and
properly credited for the referral…”); and col. 11, ll. 1-7 (“FIG. 4 illustrates a
preferred format of a URL 400 used by an associate to create a referral link to the
merchant Web site. … The URL 400 comprises the merchant Web server
information 402, the unique product ID 404, the unique store ID 406, and an
associate commission scheme ID 408.”) (emphasis added). The URL can be
utilized to access the merchant affiliate system in association with a unique
identifying code associated with the source webmaster within the affiliate system
for which a relationship has been correlated with a source webmaster identifying
code (the correlated target webmaster merchant unique identifier) and further
provide identification of the source webmaster (store ID/site ID) for requisite
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tracking. CB1006, ¶ 76. As discussed above, GeoCities discloses an abstraction
layer that correlates the source webmaster unique identifier to the target webmaster
unique identifier. Once this is completed, the target webmaster unique identifier
would be used to generate a URL, as taught in Bezos.
Similarly, Messer also teaches generating a URL for the requested Merchant
affiliate system that includes a unique identifier to identify the source Webmaster.
CB1004, col. 8, ll. 61-64 (“Immediately thereafter, the Clearinghouse server places
onto the USER command line, the address for the Merchant (HTTP) directing
USER control to the Merchant’s web page…”) The URL is utilized to access the
requested Merchant affiliate system. Id., col. 8, ll. 64-67. The URL provides
identification of the source Webmaster for requisite tracking by including “source
information” identifying the source Webmaster. Id., col. 8, ll. 55-57. Once the
abstraction layer in GeoCities correlates the received source Webmaster unique
identifier to a target Webmaster unique identifier, the target Webmaster unique
identifier would be used by the affiliate system to generate a URL to the Merchant
website, which includes the target Webmaster unique identifier, as disclosed in
Bezos and Messer. CB1006, ¶ 77.
2. Dependent claim 2
● “A method as recited in claim 1, wherein the operation of
correlating the received source Webmaster unique identifier
and generating a URL for the target Merchant affiliate system
occur prior to the receipt of the user request for the target
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Merchant affiliate system.”
Messer teaches web sites having banner ads. CB1004, col. 4 ll. 47-59; col. 5
ll. 17-33. The site ID (source webmaster unique identifier) is used in the banner ad
along with a pre-generated URL. Id., col. 8, TABLE 1. The source webmaster
unique identifier and the URL for the target merchant affiliate system are pre-
generated prior to a user clicking on the banner ad. CB1006, ¶ 76.
3. Dependent claim 3
● “A method as recited in claim 1, further comprising the
operation of obtaining transaction information from the target
Merchant affiliate system for specified transactions.”
GeoCities discloses generating reports for specified transactions (e.g., sales).
CB1005, pp. 17-18; CB1006, ¶ 80.
4. Dependent claim 4
● “A method as recited in claim 3, wherein the transaction
information includes a target Webmaster unique identifier, as
well as other relevant transaction data, such as a transaction
amount and a transaction date.”
GeoCities teaches detailed reports on revenue and daily sales. CB1005, p. 20.
5. Dependent claim 5
● “A method as recited in claim 3, wherein the transaction
information is obtained by granting an affiliate pooling system
access to a target Merchant affiliate system and allowing the
affiliate pooling system to retrieve stored transaction
information from said Merchant affiliate system.”
GeoCities discloses generating reports on demand to a variety of parties
(e.g., merchants, publishers, sites). CB1005, pp. 17-18; CB1006, ¶ 82.
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6. Dependent claim 6
● “A method as recited in claim 3, wherein the transaction
information is obtained by granting the target Merchant
affiliate system access to an affiliate pooling system and
allowing said Merchant affiliate system to transfer the
transaction information to the affiliate pooling system.”
GeoCities teaches generating reports on demand to a variety of parties (e.g.,
merchants, publishers, sites). CB1005, pp. 17-18. GeoCities would naturally grant
access to a system to enable reporting and would wish to receive transaction
information to be reported from any party with the information. CB1006, ¶ 83.
7. Dependent claim 7
● “A method as recited in claim 1, wherein the received user
request further includes an identifier for the target Merchant
affiliate system, and an identifier for a source affiliate pool of
the referring Webmaster.”
Messer teaches a banner ad that includes “anycompany.com” (an ID for the
target merchant affiliate system) and “ad.marketshare.com” (an identifier for a
source affiliate pool of the referring Webmaster, content.com). CB1006, ¶ 84.
8. Dependent claim 8
● “A method as recited in claim 7, wherein the operation of
correlating the source Webmaster unique identifier to the target
Webmaster unique identifier comprises the operation of
performing a lookup function utilizing the identifier for the
source affiliate pool of the referring Webmaster and the source
Webmaster unique identifier for the referring Webmaster.”
GeoCities teaches an abstraction layer that “shields the affiliate link from the
specific URL to which it is directed.” CB1005, p. 19. Because the affiliate link must
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be shielded, GeoCities must determine the primary key to be used in association
with the affiliate for reporting purposes, and would have been motivated to do so for
the affiliate pool, just as it would for the referring webmaster. CB1006, ¶ 85.
9. Dependent claim 9
● “A method as recited in claim 8, wherein the lookup function
provides the target Webmaster unique identifier from a block of
designated codes within the requested target Merchant affiliate
system.”
Messer teaches assigning a unique identifier to an affiliate upon enrollment
(MERC (I.D.)), which is limited to a format analogous to a “block” comprising all
possible permutations of the format, with each one selected once (to be unique)
from the designated codes. CB1004, p. 5; CB1006, ¶ 86.
10. Dependent claim 10
● “A method as recited in claim 1, wherein at least one of the
plurality of Webmasters operates a web site having a banner ad
for a related Merchant affiliate system.”
Messer teaches web sites having banner ads for a related merchant.
CB1004, col. 4 ll. 47-59; col. 5 ll. 17-33; CB1006, ¶ 87.
11. Dependent claim 11
● “A method as recited in claim 10, wherein the banner ad
utilizes a link that includes an identifier for the target Merchant
affiliate system whose banner is being displayed and a source
Webmaster unique identifier for at least one of the plurality of
Webmasters operating the web site.”
Messer illustrates a link with a URL (identifier) and “content.com” (source
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webmaster unique identifier). CB1004, col. 8, TABLE 1; CB1006, ¶ 88.
12. Dependent claim 12
● “A method as recited in claim 11, wherein the link further
includes a URL for a Virtual Affiliate pooling system.”
As discussed above for the preamble of claim 1, GeoCities provides the
“virtual” aspect of the pooling system through the use of an abstraction layer.
CB1006, ¶ 89.
13. Dependent claim 13
● “A method as recited in claim 1, wherein the operation of
configuring a Merchant affiliate system to receive referrals
from a first plurality of Webmasters, further includes the step
of: selecting at least one transfer mode by which transaction
information is transferred from the target Merchant affiliate
system to the affiliate pooling system.”
GeoCities teaches providing raw data on affiliate performance in a format to
be mutually agreed upon. CB1005, p. 18; CB1006, ¶ 90.
14. Dependent claim 14
● “A method as recited in claim 13, wherein at least one transfer
mode is selected from the group consisting of electronic mail,
file transfer protocol, script call and manual entry.”
Bezos teaches email. CB1003, p. 6. It would have been obvious for the
parties of GeoCities to agree on a format like email. CB1005, p. 18; CB1006, ¶ 91.
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15. Independent claim 15
● “A computer program embodied on a computer readable
medium for providing Virtual Affiliates to an existing target
affiliate system, the computer program code comprising the
operations of:”
To the extent that the preamble is limiting, Bezos and Messer in view of
GeoCities and Reed teach this limitation for the same reasons stated above for the
preamble of claim 1, plus the fact that these references all teach systems running
on computers, which requires computer program code to run. CB1006, ¶ 92.
● “a code segment for configuring an existing target affiliate
system to receive referrals from source Webmasters of an
affiliate pool of Webmasters, including: a code segment for
assigning a unique identifier for each of a first plurality of
Webmasters each operating at least one website;”
Bezos and Messer in view of GeoCities and Reed teach this limitation for
the same reasons stated above for the “configuring” step of claim 1, plus the fact
that these references all teach systems running on computers, which requires the
use of code segments to carry out the various subroutines. CB1006, ¶ 93.
● “a code segment for receiving a user request for a target
Merchant affiliate system URL from a web site operated by a
particular referring Webmaster of the first plurality of
Webmasters, wherein the user request includes the source
unique identifier for the particular referring Webmaster, and
wherein the target Merchant affiliate system includes a unique
identification system for its own affiliated Webmasters;”
Bezos and Messer in view of GeoCities and Reed teach this limitation for
the same reasons stated above for the “receiving” step of claim 1, plus the fact that
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these references all teach systems running on computers, which requires the use of
code segments to carry out the various subroutines. CB1006, ¶ 94.
● “a code segment for correlating the received source Webmaster
unique identifier to a target Webmaster unique identifier
corresponding to the unique identification system of the
requested Merchant affiliate system; and”
Bezos and Messer in view of GeoCities and Reed teach this limitation for
the same reasons stated above for the “correlating” step of claim 1, plus the fact
that these references all teach systems running on computers, which requires the
use of code segments to carry out the various subroutines. CB1006, ¶ 95.
● “a code segment for generating a URL for the requested
Merchant affiliate system, wherein the URL includes the
correlated target Webmaster Merchant unique identifier,
whereby the URL can be utilized to access the requested
Merchant affiliate system, and further provide identification of
the source Webmaster for requisite tracking.”
Bezos and Messer in view of GeoCities and Reed teach this limitation for
the same reasons stated above for the “generating” step of claim 1, plus the fact
that these references all teach systems running on computers, which requires the
use of code segments to carry out the various subroutines. CB1006, ¶ 96.
16. Dependent claim 23
● “A computer program as recited in claim 15, wherein at least
one of the plurality of Webmasters operates a web site having a
banner ad for a related Merchant affiliate system.”
Bezos and Messer in view of GeoCities and Reed teach this limitation for
the same reasons stated above for claim 10, plus the fact that these references all
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teach systems running on computers, which requires the use of code segments to
carry out the various subroutines. CB1006, ¶ 97.
17. Independent claim 28
● “A system for providing Virtual Affiliates to an existing affiliate
system, the system comprising:”
To the extent the preamble is limiting, Bezos and Messer in view of GeoCities
and Reed teach this limitation for the same reasons stated above for the preamble of
claim 1, plus the fact that these references all teach systems. CB1006, ¶ 98.
● “a. means for configuring an existing affiliate system to receive
referrals from a referring Webmaster in an affiliate pool of
Webmasters, including means for assigning a source
Webmaster unique identifier for each of a first plurality of
Webmasters each operating at least one web site;”
Bezos and Messer in view of GeoCities and Reed teach this limitation for
the same reasons stated above for the “configuring” step of claim 1, plus the fact
that these references all teach systems having software algorithms to carry out the
various subroutines. CB1006, ¶ 99.
● “b. means for receiving a user request for a target Merchant
affiliate system URL from a web site operated by a particular
referring Webmaster of the first plurality of Webmasters,
wherein the user request includes the source Webmaster unique
identifier for the particular referring Webmaster, and wherein
the target Merchant affiliate system includes a unique
identification system for its own affiliated Webmasters;”
Bezos and Messer in view of GeoCities and Reed teach this limitation for
the same reasons stated above for the “receiving” step of claim 1, plus the fact that
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these references all teach systems having software algorithms to carry out the
various subroutines. CB1006, ¶ 100.
● “c. means for correlating the received unique identifier to a
Merchant unique identifier corresponding to the unique
identification system of the requested Merchant affiliate system;
and”
Bezos and Messer in view of GeoCities and Reed teach this limitation for
the same reasons stated above for the “correlating” step of claim 1, plus the fact
that these references all teach systems having software algorithms to carry out the
various subroutines. CB1006, ¶ 101.
● “d. means for generating a URL for the requested Merchant
affiliate system, wherein the URL includes the correlated
Merchant unique identifier, whereby the URL can be utilized to
access the requested Merchant affiliate system, and further
provide identification of the source Webmaster for requisite
tracking.”
Bezos and Messer in view of GeoCities and Reed teach this limitation for
the same reasons stated above for the “receiving” step of claim 1, plus the fact that
these references all teach systems having software algorithms to carry out the
various subroutines. CB1006, ¶ 102.
18. Dependent claim 36
● “A system as recited in claim 28, wherein at least one of the
plurality of Webmasters operates a web site having a banner ad
for a related Merchant affiliate system.”
Bezos and Messer in view of GeoCities and Reed teach this limitation for
the same reasons stated above for claim 10, plus the fact that these references all
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teach systems having software algorithms to carry out the various subroutines.
CB1006, ¶ 103.
B. Ground 2: Claims 1-11, 13, 15, 23, 28, 36 are Invalid as Obvious Over
Messer in View of Reed and AAPA
1. Independent claim 1
● “A method for providing Virtual Affiliates to an existing target
affiliate system, the method comprising the operations of:”
AAPA and Messer were discussed above. As discussed above, both AAPA
and Messer disclose affiliate systems that can act as either one of the Virtual
Affiliates or the existing target affiliate system.
It was known to a person of ordinary skill in the art that sharing of
information between separate database systems is a desirable way to quickly grow
a system, leading to improved efficiency and potentially greater revenues. For
example, this concept is discussed in the area of communications databases in
Reed, which relates to the transfer of content between databases. CB1007, col. 1,
ll. 8-14 (“The present invention relates to…the transfer and content of
data…between databases…”) This is analogous to the merging of affiliates from a
first affiliate system database (Virtual Affiliates) to an existing target affiliate
database. CB1006, ¶ 106. Existing affiliate systems would be motivated to merge
records, i.e., affiliates, so as to maximize profits and flexibility.
In accordance with KSR International Co. v. Teleflex Inc., 72 FR 57526
(Oct. 10, 2007), rationales in support of obviousness include combining prior art
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elements according to known methods to yield predictable results. Messer can use
the unique system ID as taught by Reed for affiliates of multiple merchants.
CB1007, p. 30. The predictable result would be the clearinghouse now includes the
affiliates of the merchant as “virtual affiliates,” with a unique identifier that
corresponds to the local identifier a merchant uses to identify its affiliates, such as
a URL.
As with Ground 1, AAPA and Messer each disclose that affiliate programs
existed in the prior art. A person of ordinary skill would recognize that it may be
desirable to join the information from the two affiliate program databases into a
single database. CB1006, ¶ 108. Accordingly, to the extent the preamble is
limiting, the limitation is taught by the cited prior art, as will be discussed in even
greater detail below.
● “configuring an existing target affiliate system to receive
referrals from a first plurality of Webmasters in an affiliate
pool of source Webmasters”
As discussed above in Ground 1, prior art affiliate systems satisfy the
requirements for an “existing target affiliate system” and “an affiliate pool of
source Webmasters.” Given the motivation and predictable results of combining
affiliate systems by sharing affiliates between the two systems, it would have been
obvious to configure an existing affiliate system to receive affiliate referrals from
another affiliate system. CB1006, ¶ 109.
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● “such that the target Merchant affiliate system recognizes a
transaction as originating from a source Webmaster in an
affiliate pooling system,”
As discussed above in Ground 1, Messer teaches that a target
merchant affiliate system recognizes a transaction from a user as originating from a
site owner so that the site owner may be paid a commission for the transaction.
CB1004, col. 5, ll. 30-32; and col. 8, ll. 53-61.
● “including the step of: assigning a source Webmaster unique
identifier for each of said first plurality of Webmasters each
operating at least one website;”
Again, as discussed above in Ground 1, Messer teaches that a site owner has
a unique identifier. Id., col. 7, ll. 56-59.
● “receiving a user request for a target Merchant affiliate system
URL from a web site operated by a particular referring
Webmaster of the first plurality of Webmasters, wherein the
user request includes the source Webmaster unique identifier
for the particular referring Webmaster, and”
Again, as discussed above in Ground 1, Messer discloses when a user clicks
on a banner ad, the site owner’s ID is included in the generated URL query string.
CB1004, p. 16, col. 8 ll. 53-61; TABLE 1. In the example of TABLE 1,
“anycompany.com” is a target Merchant affiliate system URL; the banner ad is
placed on “content.com,” which is operated by the referring webmaster identified
by “content.com;” and the user request includes “content.com,” which is the
unique identifier for Site Owner.
● “wherein the target Merchant affiliate system includes a unique
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identification system for its own affiliated Webmasters;”
As discussed above in Ground 1, it would be understood that any affiliate
system (including the target Merchant affiliate system), would have a unique
identification system for its affiliated Webmasters. CB1006, ¶ 113. This is the
only way that commissions could be tracked and paid for each Webmaster.
Reed also teaches using a unique system ID value for each unique
communications object. CB1007, p. 30; col. 18 ll. 44-48. It was known that
databases must have unique IDs for entries in order to separately keep track of
each entry. Id., col. 18, ll. 13-18 (“Because communications objects and their
component type definitions, elements, pages, and methods are exchanged among
multiple providers and consumers, the instances of these objects and components
need to be uniquely distinguishable in each provider database 11 and consumer
database 21.”); and col. 18, ll. 44-46 (“To achieve this objective, the present
invention assigns a unique system ID value to each unique communications object
and communications object component. This function is the equivalent of an
automatically-generated unique key field ID in conventional database management
systems.”)
● “correlating the received source Webmaster unique identifier to
a target Webmaster unique identifier corresponding to the
unique identification system of the requested Merchant affiliate
system; and”
Messer teaches a first format of a URL, which includes a webmaster unique
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identifier (site (ID)). See, e.g., CB1004, TABLE 1. Reed assigns a unique system
ID. CB1007, p. 30. Because Messer uses a URL from a banner ad and Reed
assigns a unique system ID, Messer/Reed correlates the received source webmaster
unique identifier (URL) to a target webmaster unique identifier (unique system ID)
corresponding to the unique identification system of the merchant affiliate system
(Reed/Messer). CB1006, ¶ 115
● “generating a URL for the requested Merchant affiliate system,
wherein the URL includes the correlated target Webmaster
Merchant unique identifier, whereby the URL can be utilized to
access the requested Merchant affiliate system, and further
provide identification of the source Webmaster for requisite
tracking.”
As was discussed above, in Ground 1, Messer teaches generating a URL for
the requested Merchant affiliate system that includes a unique identifier to identify
the source Webmaster. Messer/Reed correlates the site ID (now a correlated target
webmaster merchant unique identifier) to a unique system ID as taught by Reed.
The site ID is a URL that is found in the banner ad used to access the requested
Merchant affiliate system and further provide identification of the source
webmaster for requisite tracking. CB1004, p. 16, TABLE 1; pp. 9-10.
2. Independent claim 15
Reed and Messer, teach the limitations of claim 15 for the same reasons
provided above with reference to the corresponding limitations in claim 1, plus the
fact Reed and Messer teach systems running on computers, which requires the use
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of code segments to carry out the various subroutines. CB 1006, ¶ 117.
3. Independent claim 28
Reed and Messer, to the extent the preamble is limiting, teach the limitation
for the same reasons provided above with reference to the preamble of claim 1,
plus the fact that Reed and Messer all teach systems.
Reed and Messer, teach the limitations of claim 28 for the same reasons
provided above with reference to the corresponding limitations in claim 1, plus the
fact Reed and Messer teach systems running on systems with means to carry out
the various subroutines.
4. Dependent claims 2-7, 9-11, 13, 23, 36
The reasons for rejecting claim 1, from which claims 2-7, 9-11, 13, 15, and
28 depend, are provided above. The additional reasons for rejecting claims 2-7, 9-
11, 13, 23, and 36 are substantially similar to those provided above in Ground 1.
To the extent GeoCities is used to teach reporting, Reed can be used to provide a
teaching of reporting. See, e.g., CB1007, FIG. 15.
5. Dependent claim 8
The reasons for rejecting claim 7, from which claim 8 depends, are provided
above. With respect to the additional limitations, Reed/Messer uses a banner ad as
taught by Messer and a unique identification system as taught by Reed. Thus,
Reed/Messer correlates the URL it receives in the banner ad with the unique
identification. To perform the correlation, Reed uses a database query (lookup
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function). CB1007, p. 34, col. 25 ll. 35-41.
C. Ground 3: Claim 9 is Invalid as Obvious Over Messer in View of Reed
and further in View of El-Kadi and AAPA
1. Dependent claim 9
The reasons for rejecting claim 8, from which claim 9 depends, are provided
above. With respect to the additional limitations, El-Kadi teaches storing a list of
records having unique identifiers with “said identifier being selected from a set of
identifiers.” CB1008, p. 12, col. 10, ll. 16-21; p. 9, col. 4 ll. 7-26. Reed/El-Kadi
teaches selecting unique identifiers (as taught by Messer/Reed) from a block of
designated codes (as taught by El-Kadi).
D. Ground 4: Claims 12 and 14 are Invalid as Obvious Over Messer in
View of Reed and further in View of Bezos and AAPA
1. Dependent claim 12
The reasons for rejecting claim 11, from which claim 12 depends, are
provided above. With respect to the additional limitations, as discussed above in
association with claim 1, Messer/Reed uses a unique system ID for affiliates.
Bezos describes a merchant with an affiliate system (specifically, the affiliate
system of amazon.com). Reed can track the Bezos affiliates using the same unique
system ID as that of Messer/Reed.
AAPA supports this interpretation: If you replace the affiliate pooling
system 300 of FIG. 3 with the stand-alone affiliate system 100 of FIG. 1 (PRIOR
ART) or the affiliate hub system 200 of FIG. 2 (PRIOR ART), matching up group
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of webmasters 102 or 202 with group of webmasters 302 and merchant affiliate
system 104 or 204 with merchant affiliate system 304, the unaccounted-for
elements of FIG 3 are the affiliate pool 306, virtual affiliates 308, and virtual
affiliate system 310. CB1001, pp. 2-4. The affiliate pool 306 is just an affiliate
pool (like affiliate pool 102, for example). Id. The only thing remaining in FIG. 3
is a correlation element 310, which Reed/Messer provides by assigning a unique
system ID to affiliate records across the two datastores (i.e., affiliate pool 302 and
affiliate pool 306), to make the affiliate pool 306 into virtual affiliates 308. Id.
2. Dependent claim 14
The reasons for rejecting claim 13, from which claim 14 depends, are
provided above. With respect to the additional limitations, Bezos teaches email.
CB1003, p. 6. In accordance with KSR International Co. v. Teleflex Inc., 72 FR
57526 (Oct. 10, 2007), rationales in support of obviousness include combining
prior art elements according to known methods to yield predictable results. It
would be obvious for the parties of GeoCities to agree upon a format such as
email. CB1005, p. 18.
E. Ground 5: Claims 1, 3-6, 13-15, 23, 28, and 36 are Invalid as Obvious
Over Graber in view of GeoCities and AAPA
1. Independent claim 1
● “A method for providing Virtual Affiliates to an existing target
affiliate system, the method comprising the operations of:”
AAPA and GeoCities were described above. Graber also teaches an affiliate
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system: “New subscribers are typically directed to an on-line service by
advertisements placed… by third party computer system marketers (referred to
hereinafter as co-marketers) of the on-line service.” CB1009, p. 10, col. 1 ll. 19-46.
Because Graber teaches a first affiliate system, GeoCities teaches a second
affiliate system, and GeoCities teaches a Merchant can have its own (first) affiliate
system and become a member of a (second) affiliate system, a person of ordinary
skill in the relevant art would recognize GeoCities provides the motivation for a
Merchant to implement the first affiliate system of Graber and join the second
affiliate system of GeoCities as a virtual affiliate system. Accordingly, to the
extent the preamble is limiting, the limitation is taught by the cited prior art.
● “configuring an existing target affiliate system to receive
referrals from a first plurality of Webmasters in an affiliate
pool of source Webmasters”
As discussed above in Ground 1, the prior art, including Graber and
GeoCities, discloses affiliate systems, any of which may satisfy the “existing target
affiliate system” and “affiliate pool of source Webmasters”. GeoCities then
teaches that these existing target affiliate systems can be improved to receive
virtual affiliates from another affiliate system, i.e., the affiliate pool of source
Webmasters. As such, this limitation is satisfied.
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● “such that the target Merchant affiliate system recognizes a
transaction as originating from a source Webmaster in an
affiliate pooling system,”
Again, as discussed above in Ground 1, any affiliate system would recognize
a transaction as originating from a source Webmaster in an affiliate pooling
system, since the purpose of these affiliate systems was to provide commissions to
the source Webmaster. Graber illustrates in FIG. 1 an on-line service (OLS)
configured to receive referrals from co-marketers such that the OLS can recognize
transactions as originating from a source webmaster. CB1009, p. 3. This solution
addresses the problem Graber posed in the BACKGROUND OF THE
INVENTION section as “to be able to capture and track the co-marketing source
which directed each new subscriber to an on-line service.” Id., p. 10, col. 1 ll. 40-
42. GeoCities Affiliates Program “enables Affiliates to receive compensation.”
CB1005, p. 2. As such, this element is satisfied.
● "including the step of: assigning a source Webmaster unique
identifier for each of said first plurality of Webmasters each
operating at least one website;”
Graber illustrates in FIG. 1 an on-line service (OLS) configured to receive
referrals from co-marketers such that the OLS can recognize transactions as
originating from a source webmaster. CB1009, p. 3. This solution addresses the
problem Graber posed in the BACKGROUND OF THE INVENTION section as
“to be able to capture and track the co-marketing source which directed each new
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subscriber to an on-line service.” Id., p. 10, col. 1 ll. 40-42. As discussed above, in
Ground 1, the only way that this can be accomplished is if each Webmaster has a
unique identifier. CB1006, ¶ 130. This also applies to the affiliate system
disclosed in GeoCities.
● “receiving a user request for a target Merchant affiliate system
URL from a web site operated by a particular referring
Webmaster of the first plurality of Webmasters, wherein the
user request includes the source Webmaster unique identifier
for the particular referring Webmaster, and”
As discussed above in Ground 1, AAPA teaches receiving user requests for
merchant URLs. CB1001, col. 1, ll. 47-52.
This is also disclosed in Graber. Graber discloses assigning unique codes
for each affiliate (or “marketer”). When a user clicks on an advertisement to
request a target Merchant affiliate system URL, the URL contains both the target
Merchant URL and the unique affiliate code:
“…when the user of user station 102a clicks on the
advertisement for OLS 140 at WWW site 122a, WWW
site 122a forms a special destination URL having two
parts. The first part of the destination URL is formed of
the URL associated with OLS site 128 (e.g.,
WWW.OLS.COMM). The second part of the destination
URL is formed of a …UNIX symbolic link…The symbol
or code used to form the UNIX symbolic link…is
uniquely associated with co-marketer #1 in the system
100.
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CB1009, col. 5, ll. 34-47. This limitation is disclosed by Graber.
● “wherein the target Merchant affiliate system includes a unique
identification system for its own affiliated Webmasters;”
Once again, as discussed above, it would be understood that any affiliate
system (including the target Merchant affiliate system), would have a unique
identification system for its affiliated Webmasters. Graber illustrates co-marketers
that are uniquely identified within the Graber system at least using symbols or
codes “uniquely associated” with each co-marketer. CB1009, p. 12, col. 5 ll. 25-55.
● “correlating the received source Webmaster unique identifier to
a target Webmaster unique identifier corresponding to the
unique identification system of the requested Merchant affiliate
system; and”
As discussed above in Ground 1, it would have been known that when
importing Virtual Affiliates from a first affiliate pool into another target affiliate
system, the unique identifier used in the first affiliate pool would have to be
converted to the unique identifier system of the existing target affiliate system in
order to ensure unique identification of all affiliates, both Virtual and internal.
GeoCities includes an abstraction layer shielding affiliates from merchants,
but enables affiliates to receive compensation for purchases. CB1005, p. 19 (“This
abstraction layer shields the affiliate link from the specific URL to which it is
redirected.”). GeoCities teaches providing the abstraction layer between an
Affiliate and a Merchant site, which can have its own unique identification system.
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Id., p. 2, 28-29. Thus, the abstraction layer necessarily takes a first unique
identifier and converts (abstracts) the first unique identifier into a second unique
identifier. (If the first and second unique identifiers were the same and uniquely
identified an affiliate, the abstraction layer would not shield the affiliate link from
the specific URL to which it is redirected, in accordance with a “key component”
of Be Free.)
It would be desirable for Graber to use its own unique identification system
to enable Graber to meet the intended solution of using a UNIX symbolic link
uniquely associated with each co-marketer as a tool for traversing a directory tree.
Moreover, Graber recognizes there can be multiple different channels on which to
receive co-marketing referrals. CB1009, p. 3, col. 1 ll. 27-32. So Graber recognizes
correlation between different channels is necessary. For example, a referring
magazine might not have a domain name (so the abstraction layer of GeoCities
must be able to provide a CM value that is not a domain name to accommodate the
co-marketers of Graber that are not websites). Graber/GeoCities would correlate
the domain name of the referring webmaster (prior to GeoCities shielding the
domain name from the merchant in the abstraction layer) or other relevant
identifier (e.g., a magazine owner) with the Graber UNIX symbolic link uniquely
associated with each co-marketer for the GeoCities and Graber systems to work
together for their intended purposes.
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● “generating a URL for the requested Merchant affiliate system,
wherein the URL includes the correlated target Webmaster
Merchant unique identifier, whereby the URL can be utilized to
access the requested Merchant affiliate system, and further
provide identification of the source Webmaster for requisite
tracking.”
Graber teaches receiving a user request from a co-marketer, which has the
“UNIX symbolic link (e.g., \CM1) that is prepended to the beginning of the
destination filename by the co-marketer (co-marketer #1) associated with WWW
site 122a.” CB1009, p. 12, col. 5 ll. 25-55.
After the GeoCities abstraction layer correlates the source webmaster unique
identifier of Graber to the target Webmaster unique identifier corresponding to the
unique identification system of GeoCities, GeoCities teaches generating a URL
that includes the correlated target Webmaster unique identifier (co-marketer ID).
See, e.g., CB1009, p. 4. The URL can be utilized to access the merchant affiliate
system in association with a unique identifying code associated with the source
webmaster and functional within the affiliate system for which a relationship has
been correlated with a source webmaster identifying code (the correlated target
Webmaster Merchant unique identifier) and further provide identification of the
source webmaster for requisite tracking.
2. Independent claim 15
Reed and Graber, to the extent the preamble is limiting, teach the limitation
for the same reasons provided above with reference to the preamble of claim 1,
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plus the fact that Reed and Graber all teach systems running on computers, which
requires computer program code to run.
Reed and Graber, teach the limitations of claim 15 for the same reasons
provided above with reference to the corresponding limitations in claim 1, plus the
fact Reed and Graber teach systems running on computers, which requires the use
of code segments to carry out the various subroutines.
3. Independent claim 28
Reed and Graber, to the extent the preamble is limiting, teach the limitation
for the same reasons provided above with reference to the preamble of claim 1,
plus the fact that Reed and Graber all teach systems.
Reed and Graber, teach the limitations of claim 28 for the same reasons
provided above with reference to the corresponding limitations in claim 1, plus the
fact Reed and Graber teach systems running on systems with means to carry out
the various subroutines.
4. Dependent claims 3-6, 13, 14, 23, 36
The reasons for rejecting claim 1, from which claims 3-6, 13, 14, 23, and 36
depend, are provided above. The additional reasons for rejecting claims 3-6, 13,
14, 23, and 36 are substantially similar to those provided above in Ground 1.
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F. Ground 6: Claims 2, 7, 8, and 10-12 are Invalid as Obvious Over
Graber in View of GeoCities and further in View of Messer and AAPA
1. Dependent claim 2
The reasons for rejecting claim 1, from which claim 2 depends, are provided
above. With respect to the additional limitations, Messer teaches web sites have
banner ads. CB1004, col. 4 ll. 47-59; col. 5 ll. 17-33. The site ID (source
Webmaster unique identifier) is used in the banner ad along with a pre-generated
URL. Id., col. 8, TABLE 1. The source Webmaster unique identifier and the URL
for the target Merchant affiliate system are pre-generated prior to a user clicking on
the banner ad.
2. Dependent claim 7
The reasons for rejecting claim 1, from which claim 7 depends, are provided
above. With respect to the additional limitations, Messer discloses a banner ad that
includes anycompany.com (an identifier for the target Merchant affiliate system)
and ad.marketshare.com (an identifier for a source affiliate pool of the referring
Webmaster, content.com).
3. Dependent claim 8
The reasons for rejecting claim 7, from which claim 8 depends, are provided
above. With respect to the additional limitations, GeoCities teaches an abstraction
layer that “shields the affiliate link from the specific URL to which it is directed.”
CB1005, p. 19. Because the affiliate link must be shielded, GeoCities must
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determine the primary key to be used in association with the affiliate for reporting
purposes, and would be motivated to do so for the affiliate pool, just as it would for
the referring Webmaster.
4. Dependent claim 10
The reasons for rejecting claim 1, from which claim 2 depends, are provided
above. With respect to the additional limitations, Messer teaches web sites have
banner ads. CB1004, col. 4 ll. 47-59; col. 5 ll. 17-33.
5. Dependent claim 11
The reasons for rejecting claim 10, from which claim 11 depends, are
provided above. With respect to the additional limitations, Messer illustrates a link
with a URL (identifier) and content.com (source Webmaster unique identifier).
CB1004, col. 8, TABLE 1.
6. Dependent claim 12
The reasons for rejecting claim 11, from which claim 12 depends, are
provided above. With respect to the additional limitations, as discussed above in
association with the preamble of claim 1, GeoCities provides the “virtual” aspect
of the pooling system through the use of an abstraction layer.
G. Ground 7: Claim 9 is Invalid as Obvious Over Graber in View of
GeoCities and further in View of Messer and El-Kadi and AAPA
1. Dependent claim 9
The reasons for rejecting claim 8, from which claim 9 depends, are provided
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above. With respect to the additional limitations, as discussed above in Ground 3,
El-Kadi provides selecting unique identifiers from a block of designated codes.
H. Ground 8: Claim 14 is Invalid as Obvious Over Graber in View of
GeoCities and further in View of Bezos and AAPA
1. Dependent claim 14
The reasons for rejecting claim 13, from which claim 14 depends, are
provided above. With respect to the additional limitations, Bezos teaches email.
CB1003, p. 6. In accordance with KSR International Co. v. Teleflex Inc., 72 FR
57526 (Oct. 10, 2007), rationales in support of obviousness include combining
prior art elements according to known methods to yield predictable results. It
would be obvious for the parties of GeoCities to agree upon a format such as
email. CB1005, p. 18.
I. Ground 9: Claims 1, 3-6, 13, 15, 23, 28, and 36 are Invalid as Obvious
Over Graber in view of Reed and AAPA
1. Independent claim 1
● “A method for providing Virtual Affiliates to an existing target
affiliate system, the method comprising the operations of:”
AAPA, Graber, and Reed were described above. For reasons similar to those
provided previously in Grounds 2 and 5, to the extent the preamble is limiting, the
limitation is taught by the cited prior art.
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● “configuring an existing target affiliate system to receive
referrals from a first plurality of Webmasters in an affiliate
pool of source Webmasters”
As discussed above in Ground 5, prior art affiliate systems satisfy the
requirements for an “existing target affiliate system” and “an affiliate pool of
source Webmasters.” Given the motivation to combine affiliate systems described
in Ground 2, it would have been obvious to configure an existing affiliate system
to receive affiliate referrals from another affiliate system. CB1006, ¶ 154.
● “such that the target Merchant affiliate system recognizes a
transaction as originating from a source Webmaster in an
affiliate pooling system,”
As discussed above in Ground 5, Graber teaches that a target
merchant affiliate system recognizes a transaction from a user as originating from a
site owner to “track the co-marketing source which directed each new subscriber to
an on-line service.” CB1009, col. 1 ll. 40-42.
● “including the step of: assigning a source Webmaster unique
identifier for each of said first plurality of Webmasters each
operating at least one website;”
Again, as discussed above in Ground 4 Graber assigns the source
Webmaster unique identifier for each webmaster. Id., col. 5 ll. 45-48; and col. 5, l.
56 – col. 6, l. 22.
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● “receiving a user request for a target Merchant affiliate system
URL from a web site operated by a particular referring
Webmaster of the first plurality of Webmasters, wherein the
user request includes the source Webmaster unique identifier
for the particular referring Webmaster, and”
As discussed above in ground 5, Graber receives a user request for a target
Merchant affiliate system that includes a source webmaster unique identifier for
each co-marketer. CB1009, p. 12, col. 5 ll. 25-55 (“The second part of the
destination URL is formed of a destination filename (e.g., INDEX.HTML) and a
UNIX symbolic link (e.g., \CMl) that is prepended to the beginning of the
destination filename by the co-marketer (co-marketer #1) associated with WWW
site 122a. The symbol or code used to form the UNIX symbolic link (e.g., \CMl)
inserted by co-marketer #1 at site 122a is uniquely associated with co-marketer #1
in system 100.”).
● “wherein the target Merchant affiliate system includes a unique
identification system for its own affiliated Webmasters;”
As discussed above in Ground 5, Graber illustrates co-marketers that are
uniquely identified within the Graber system at least using symbols or codes
“uniquely associated” with each co-marketer. CB1009, p. 12, col. 5 ll. 25-55.
● “correlating the received source Webmaster unique identifier to
a target Webmaster unique identifier corresponding to the
unique identification system of the requested Merchant affiliate
system; and”
As discussed above in Ground 2, Reed discusses the need for correlating
unique identifiers from two different datasets in order to merge those datasets.
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Further, it would be desirable for Graber to use its own unique identification
system to enable Graber to meet the intended solution of using a UNIX symbolic
link uniquely associated with each co-marketer as a tool for traversing a directory
tree. Moreover, Graber recognizes there can be multiple different channels on
which to receive co-marketing referrals. CB1009, p. 3, col. 1 ll. 27-32. So Graber
recognizes correlation between different channels is necessary. For example, a
referring magazine might not have a domain name. Graber/Reed would correlate
the domain name of the referring webmaster or other relevant identifier (e.g., a
magazine owner). See, e.g., CB1007, p. 30; col. 18 ll. 44-48.
● “generating a URL for the requested Merchant affiliate system,
wherein the URL includes the correlated target Webmaster
Merchant unique identifier, whereby the URL can be utilized to
access the requested Merchant affiliate system, and further
provide identification of the source Webmaster for requisite
tracking.”
As discussed above in Ground 5, Graber teaches receiving a user request
from a co-marketer, which has the “UNIX symbolic link (e.g., \CM1) that is
prepended to the beginning of the destination filename by the co-marketer (co-
marketer #1) associated with WWW site 122a.” CB1009, p. 12, col. 5 ll. 25-55.
Because Graber/Reed correlates the UNIX symbolic link to a unique identifier for
the affiliate, the UNIX symbolic link is a correlated unique identifier, which can be
utilized to access the requested merchant affiliate system. Graber tracks the
navigation path of a user from a co-marketer. See, e.g., CB1009, p. 16, TABLE II.
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2. Independent claim 15
Reed and Graber, to the extent the preamble is limiting, teach the limitation
for the same reasons provided above with reference to the preamble of claim 1,
plus the fact that Reed and Graber all teach systems running on computers, which
requires computer program code to run.
Reed and Graber, teach the limitations of claim 15 for the same reasons
provided above with reference to the corresponding limitations in claim 1, plus the
fact Reed and Graber teach systems running on computers, which requires the use
of code segments to carry out the various subroutines.
3. Independent claim 28
Reed and Graber, to the extent the preamble is limiting, teach the limitation
for the same reasons provided above with reference to the preamble of claim 1,
plus the fact that Reed and Graber all teach systems.
Reed and Graber, teach the limitations of claim 28 for the same reasons
provided above with reference to the corresponding limitations in claim 1, plus the
fact Reed and Graber teach systems running on systems with means to carry out
the various subroutines.
4. Dependent claims 3-6, 13, 23, 36
The reasons for rejecting claim 1, from which claims 3-6, 13, 23, and 36
depend, are provided above. The additional reasons for rejecting claims 3-6, 13,
23, and 36 are substantially similar to those provided above in Ground 1. To the
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extent GeoCities is used to teach reporting, Reed can be used to provide a teaching
of reporting. See, e.g., CB1007, FIG. 15.
J. Ground 10: Claims 2 and 7-12 are Invalid as Obvious Over Graber in
View of Reed and further in View of Messer and AAPA
1. Dependent claim 2
The reasons for rejecting claim 1, from which claim 2 depends, are provided
above. With respect to the additional limitations, Messer teaches web sites have
banner ads. CB1004, col. 4 ll. 47-59; col. 5 ll. 17-33. The site ID (source
Webmaster unique identifier) is used in the banner ad along with a pre-generated
URL. Id., col. 8, TABLE 1. The source Webmaster unique identifier and the URL
for the target Merchant affiliate system are pre-generated prior to a user clicking on
the banner ad.
2. Dependent claim 7
The reasons for rejecting claim 1, from which claim 7 depends, are provided
above. With respect to the additional limitations, Messer discloses a banner ad that
includes anycompany.com (an identifier for the target Merchant affiliate system)
and ad.marketshare.com (an identifier for a source affiliate pool of the referring
Webmaster, content.com).
3. Dependent claims 8 and 10-11
The reasons for rejecting claim 7, from which claim 8 depends, and the
reasons for rejecting claim 1, from which claims 10 and 11 depend, are provided
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above. With respect to the additional limitations, Reed/Messer teach the limitations
as described above in Ground 2.
4. Dependent claim 12
The reasons for rejecting claim 11, from which claim 12 depends, are
provided above. With respect to the additional limitations, Graber/Reed uses a
unique system ID for affiliates. Graber describes a merchant with an affiliate
system (specifically, the affiliate system of amazon.com). Reed can track affiliates
using the same unique system ID as that of Graber/Reed.
K. Ground 11: Claim 9 is Invalid as Obvious Over Graber in View of Reed
and further in View of Messer and El-Kadi and AAPA
1. Dependent claim 9
The reasons for rejecting claim 8, from which claim 9 depends, are provided
above. With respect to the additional limitations, as discussed above in Ground 3,
El-Kadi provides selecting unique identifiers from a block of designated codes.
L. Ground 12: Claim 14 is Invalid as Obvious Over Graber in View of
Reed and further in View of Bezos and AAPA
1. Dependent claim 14
The reasons for rejecting claim 13, from which claim 14 depends, are
provided above. With respect to the additional limitations, Bezos teaches email.
CB1003, p. 6. In accordance with KSR International Co. v. Teleflex Inc., 72 FR
57526 (Oct. 10, 2007), rationales in support of obviousness include combining
prior art elements according to known methods to yield predictable results. It
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would be obvious to send the reports of Reed via email. See, e.g., CB1007, FIG.
15.
M. Ground 13: Claims 1-8, 10-13, 15, 23, 28, and 36 are Invalid as Obvious
Over Lipin in view of GeoCities and AAPA
1. Independent claim 1
● “A method for providing Virtual Affiliates to an existing target
affiliate system, the method comprising the operations of:”
AAPA and GeoCities were described above. Lipin teaches a primary site
that has associated merchants, affiliates, and sub-affiliates. CB1010, p. 4. At least
because sub-affiliates can be characterized as virtual affiliates of the primary site,
to the extent the preamble is limiting, the limitation is taught by the cited prior art.
● “configuring an existing target affiliate system to receive
referrals from a first plurality of Webmasters in an affiliate
pool of source Webmasters such that the target Merchant
affiliate system recognizes a transaction as originating from a
source Webmaster in an affiliate pooling system, including the
step of: assigning a source Webmaster unique identifier for
each of said first plurality of Webmasters each operating at
least one website;”
Lipin describes an existing affiliate system comprising merchants 52 and
affiliates 54. See, e.g., CB1010, p. 4; p. 14, [0031]-[0033]. Lipin explains how an
existing affiliate system can be configured to accept new sub-affiliates 56. Id. (“the
new affiliate becomes a sub-affiliate of the affiliate identified by the cookie”).
Lipin is properly characterized as an “existing program” with respect to GeoCities.
CB1005, p. 2. GeoCities teaches an “abstraction layer shields the affiliate link from
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the specific URL to which it is directed.” CB1005, p. 19. GeoCities Affiliate
Links are uniquely associated with Affiliates. Accordingly, the Affiliates have a
source Webmaster unique identifier when they act as a referral source (e.g., when a
Visitor follows the Affiliate Link).
● “receiving a user request for a target Merchant affiliate system
URL from a web site operated by a particular referring
Webmaster of the first plurality of Webmasters, wherein the
user request includes the source Webmaster unique identifier
for the particular referring Webmaster, and”
Lipin teaches “Each cookie stores various information including codes that
allow the server associated with the primary site 50 to identify the affiliate site
through which the user obtained access to the merchant-affiliate network. The
cookie is lodged in the user’s browser when the user clicks on a merchant’s banner
while visiting an affiliate Web site 54.” CB1010, p. 14, [0031].
● “wherein the target Merchant affiliate system includes a unique
identification system for its own affiliated Webmasters;”
Lipin also teaches a unique identification system for its own (affiliate)
webmasters.
● “correlating the received source Webmaster unique identifier to
a target Webmaster unique identifier corresponding to the
unique identification system of the requested Merchant affiliate
system; and”
GeoCities includes an abstraction layer shielding affiliates from merchants,
but enables affiliates to receive compensation for purchases. CB1005, p. 19 (“This
abstraction layer shields the affiliate link from the specific URL to which it is
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redirected.”). GeoCities teaches providing the abstraction layer between an
Affiliate and a Merchant site, which can have its own unique identification system.
Id., p. 2, 28-29. Thus, the abstraction layer necessarily takes a first unique
identifier and converts (abstracts) the first unique identifier into a second unique
identifier. (If the first and second unique identifiers were the same and uniquely
identified an affiliate, the abstraction layer would not shield the affiliate link from
the specific URL to which it is redirected, in accordance with a “key component”
of Be Free.)
Lipin also requires correlation between affiliate and sub-affiliate traffic
because compensation can be different for affiliates in a first (affiliate) network
than in a second (sub-affiliate) network. CB1010, p. 14, [0034]-[0036].
● “generating a URL for the requested Merchant affiliate system,
wherein the URL includes the correlated target Webmaster
Merchant unique identifier, whereby the URL can be utilized to
access the requested Merchant affiliate system, and further
provide identification of the source Webmaster for requisite
tracking.”
Lipin teaches generating a URL with a code that identifies the relevant
affiliate. CB1010, p. 14, [0031]. The URL can also be used to identify a sub-
affiliate. Id., [0033].
2. Independent claim 15
Lipin and GeoCities, to the extent the preamble is limiting, teach the
limitation for the same reasons provided above with reference to the preamble of
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claim 1, plus the fact that Lipin and GeoCities all teach systems running on
computers, which requires computer program code to run.
Lipin and GeoCities, teach the limitations of claim 15 for the same reasons
provided above with reference to the corresponding limitations in claim 1, plus the
fact Lipin and GeoCities teach systems running on computers, which requires the
use of code segments to carry out the various subroutines.
3. Independent claim 28
Lipin and GeoCities, to the extent the preamble is limiting, teach the
limitation for the same reasons provided above with reference to the preamble of
claim 1, plus the fact that Lipin and GeoCities all teach systems.
Lipin and GeoCities, teach the limitations of claim 28 for the same reasons
provided above with reference to the corresponding limitations in claim 1, plus the
fact Lipin and GeoCities teach systems running on systems with means to carry out
the various subroutines.
4. Dependent claims 2-8, 10-13, 23, 36
The reasons for rejecting claim 1, from which claims 2-13, 23, and 36
depend, are provided above. The additional reasons for rejecting claims 2-13, 23,
and 36 are substantially similar to those provided above in Ground 1. To the extent
Messer teaches banner ads, Lipin also teaches banner ads. CB1010, p. 13, [0028].
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N. Ground 14: Claim 9 is Invalid as Obvious Over Lipin in View of
GeoCities and further in View of El-Kadi and AAPA
1. Dependent claim 9
The reasons for rejecting claim 8, from which claim 9 depends, are provided
above. With respect to the additional limitations, as discussed above in Ground 3,
El-Kadi provides selecting unique identifiers from a block of designated codes.
O. Ground 15: Claim 14 is Invalid as Obvious Over Lipin in View of
GeoCities and further in View of Bezos and AAPA
1. Dependent claim 14
The reasons for rejecting claim 13, from which claim 14 depends, are
provided above. With respect to the additional limitations, Bezos teaches email.
CB1003, p. 6. It would be obvious for the parties of GeoCities to agree upon a
format such as email. CB1005, p. 18.
P. Ground 16: Claims 1-15, 23, 28, 36 Are Invalid as Obvious Over Bezos
and Messer in View of GeoCities, Reed, AAPA, Gray, and ClickTrade
1. Independent claim 1
Gray indicates FreeShop has 12,000 affiliate sites as of May 1999 and uses
two companies for affiliate program administration: LinkShare and ClickTrade,
both of which provide online reporting. CB1012, p. 2. ClickTrade describes an
advertising system utilizing banners that enables ClickTrade members to become
affiliates and that provides reporting in association with affiliates, as well as
management tools. CB1013, pp. 2-7. Because Gray teaches a single site can have
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multiple affiliate pools, ClickTrade illustrates the advantage of managing all
affiliates in a universal fashion, and Reed teaches a primary key with which to
uniquely reference disparate records (see, e.g., CB1007, p. 30; col. 18 ll. 44-48),
Gray/ClickTrade/Reed provides a plurality of affiliate pools and a motivation to
manage the plurality of affiliate pools in a universal fashion. If a merchant has its
own affiliate system, such as GeoCities or amazon.com (Bezos), the merchant can
treat an outside affiliate pool, such as an affiliate pool provided by Be Free
(GeoCities) LinkShare (Messer), using a universal identifier (as taught by
Reed/FreeShop/ClickTrade).
Thus, Bezos, Messer, GeoCities, Reed, AAPA, Gray, and FreeShop, to the
extent the preamble is limiting, teach the limitation. Bezos, Messer, GeoCities,
Reed, and AAPA teach the limitations of claim 1 for the same reasons provided
above in Ground 1, plus Reed/Gray/ClickTrade provide an additional motivation to
use a primary key across multiple affiliate pools.
2. Independent claim 15
Bezos, Messer, GeoCities, Reed, AAPA, Gray, and ClickTrade, to the extent
the preamble is limiting, teach the limitation for the same reasons provided above
with reference to the preamble of claim 1, plus the fact that Bezos, Messer,
GeoCities, Reed, and AAPA all teach systems running on computers, which
requires computer program code to run.
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Bezos, Messer, GeoCities, Reed, AAPA, Gray, and ClickTrade teach the
limitations of claim 15 for the same reasons provided above with reference to the
corresponding limitations in claim 1, plus the fact Bezos, Messer, GeoCities, Reed,
and AAPA teach systems running on computers, which requires the use of code
segments to carry out the various subroutines.
3. Independent claim 28
Bezos, Messer, GeoCities, Reed, AAPA, Gray, and ClickTrade, to the extent
the preamble is limiting, teach the limitation for the same reasons provided above
with reference to the preamble of claim 1, plus the fact that Bezos, Messer,
GeoCities, Reed, and AAPA all teach systems.
Bezos, Messer, GeoCities, Reed, AAPA, Gray, and ClickTrade teach the
limitations of claim 28 for the same reasons provided above with reference to the
corresponding limitations in claim 1, plus the fact Bezos, Messer, GeoCities, Reed,
and AAPA teach systems running on computers, which requires the use of code
segments to carry out the various subroutines.
Q. Ground 17: Claims 1-11, 13, 15, 23, 28, 36 are Invalid as Obvious Over
Messer in View of Reed and AAPA and further in View of Gray and
ClickTrade
Ground 17 applies the primary key for multiple affiliate pools taught by
Reed/Gray/ClickTrade (as discussed in Ground 16) to Messer, Reed, and AAPA
(as discussed in Ground 2) to provide a suggestion to use a primary key for
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multiple affiliate pools.
R. Ground 18: Claim 9 is Invalid as Obvious Over Messer in View of Reed
and further in View of El-Kadi and AAPA and further in View of Gray
and ClickTrade
Ground 18 applies the primary key for multiple affiliate pools taught by
Reed/Gray/ClickTrade (as discussed in Ground 16) to Messer, Reed, and AAPA
(as discussed in Ground 3) to provide a suggestion to use a primary key for
multiple affiliate pools.
S. Ground 19: Claims 12 and 14 are Invalid as Obvious Over Messer in
View of Reed and AAPA and further in View of Gray and ClickTrade
Ground 18 applies the primary key for multiple affiliate pools taught by
Reed/Gray/ClickTrade (as discussed in Ground 16) to Messer, Reed, and AAPA
(as discussed in Ground 4) to provide a suggestion to use a primary key for
multiple affiliate pools.
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IX. CONCLUSION
For the reasons provided above, inter partes review of claims 1-15, 23, 28,
and 36 of U.S. Patent No. 6,804,660 is requested.
Respectfully submitted,
SHEPPARD, MULLIN, RICHTER & HAMPTON LLP
By /s/ Darren M. Franklin Darren M. Franklin (Registration No. 51701)
Gary A. Clark (Registration No. 28060)
Andrew T. Kim (Registration No. 70203)
Attorneys for Petitioner
CLICKBOOTH.COM, LLC