Post Graduate Executive Certificate Programme in

Global Financial Markets (Batch 4)(2019-20) Executive Weekend Batch

Last date for application: July 06, 2019 Batch Starting: July 20, 2019

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FAQs

GLOBAL FINANCIAL MARKETSPost Graduate Executive Certificate Programme

1. The need for an innovative program in Global Financial Markets :

India is the ninth largest country in the world in terms of market capitalisation of (USD 2.27 trillion or INR 164 lakh crore), and its market capitalization-to-GDP ratio climbed to 74% in 2016, the highest in major markets other than Hong Kong.

Shri. Narender Modi ji, Hon’ble Prime Minster of India has already inaugurated the international financial centre in Gandhi Nagar, Gujarat as GIFT City (Gujarat International Finance Tec-City Company Ltd) in January 2017.GIFT as an international financial centre has been conceptualized as a global financial and IT services hub on the lines of globally benchmarked financial centres such as New York, London, Hong Kong, Singapore and Dubai. GIFT will target 6-8% share of the financial services potential in India and is expected to create about 100 - 110 lakh direct and indirect jobs in financial markets.

All these developments require competent and qualified experts. NSE Academy Ltd. (a wholly owned subsidiary of National Stock Exchange of India Limited (NSE) is taking proactive steps to prepare competent professionals for skills required for international financial centres in India and Globally. NSE Academy is offering a Post Graduate Executive Certificate Weekend Programme in Global Finance Markets (PGECP-GFM) on Weekend basis. The next batch will be starting at NSE Academy Region offices from 20th July, 2019.

2. Information about executive weekend programme in Global Financial Markets :The Executive Weekend PGECP-GFM is a highly specialized program being offered for the first time in India. PGECP-GFM weekend programme is of 11 months duration, 27 papers, divided into 3 trimesters. In addition to the prestigious PGECP-GFM from NSE Academy, participants will also receive 9 Regulatory Certification in financial markets from USA and India as a proof of their competency and skills in financial markets. They will also be exposed to the best market practices during the International Immersion programme.

3. Salient features of the programme :1. Programme directly offered by NSE Academy2. 1st PGECP Program in Global Financial Markets with 9 RegulatoryCertifications3. International Immersion programme (Singapore or Dubai).4. Globally benchmarked curriculum for USA & Indian financial markets5. Programme simultaneously being offered at New Delhi, Mumbai, Kolkata,Chennai, Ahmedabad and Hyderabad.

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6. Multiple career options in financial markets in India and globally.7. Market Skill Development -Simulated/Live Market8. Experiential learning, industry mentors, case studies etc.9. Faculty – Seasoned industry experts & experienced academicians

4. Location and Timing : The PGECP-GFM is offered at the following 6 locations:1) Mumbai2) Delhi3) Kolkata4) Chennai5) Hyderabad6) AhmedabadThe class timings for Weekend batch will be as follow:1. Saturday from 1:30 pm to 8:30 pm and2. Sunday from 9:30 am to 5:30 pm

5. Curriculum of the programme : The PGECP-GFM is a weekend 11 months, 3 trimester programme. EachTrimester will have 9 papers.

Trimester I – Foundation for Financial Markets GFM 101. Financial Markets System GFM 102. Corporate FinanceGFM 103. Quantitative Techniques in Financial Markets GFM 104. Management AccountingGFM 105. Economics and Banking for Financial Markets GFM 106. Computer Applications in Financial Markets GFM 107. Capital Market OperationsGFM 108 Equity ResearchGFM 109. Current Financial Markets Environment

Trimester II – Financial Markets System in IndiaGFM 201. Financial Valuations & Modelling GFM 202. Mutual FundsGFM 203. Financial Planning & Wealth Management GFM 204. Commodity MarketsGFM 205. Equity Derivatives Market GFM 206. Currency MarketsGFM 207. Option Trading Strategies GFM 208. Technical AnalysisGFM 209. Workshop Emerging Issues in GFM / Project Work

Trimester III – USA Financial MarketsGFM 301 Introduction to USA Securities MarketGFM 302. USA Securities MarketGFM 303. USA Advances in Securities Market GFM 304. Algorithmic TradingGFM 305. Investment Advisory ServicesGFM 306. Regulatory Framework in Financial Markets GFM 307. Digital Marketing of Financial ServicesGFM 308. International Immersion (Singapore/Dubai) GFM 309. Corporate ReadinessFinancial markets are dynamic in nature. NSE Academy reserves the right to change, drop or add any of the papers which in its opinion will best serve the interest of students.

6. Regulatory certificates as part of PGECP-GFM : PGECP-GFM curriculum includes 9 regulatory certifications in financial markets - 8 from India and 1 from USA financial markets. These certificates are in the field of equity, derivatives, currency, commodities, financial planning and wealth management, mutual fund, financial advisory, research, financial valuation, regulation and compliance keeping in mind the requirement of prospective employers.

7. USA financial market regulatory subjects as part of PGECP-GFM : Financial markets are highly regulated by Governments of respective countries. Candidates interested to develop career in financial markets arerequired to pass relevant qualifying examinations (and also obtain license,wherever required) to demonstrate competence and expertise required by thecountry. In USA, this regulatory role is performed by Financial IndustryRegulatory Authority (FINRA) on behalf of Securities and ExchangeCommission (SEC).

8. Programme schedule :The classes for the Executive, weekend PGECP-GFM will commence from 20thJuly, 2019. The Trimester wise schedule of classes and examinations is givenbelow:

Tri. Particulars Academic Session Examination

I Foundation for Financial Markets 20th Jul to 20th Oct 2019 25, 26,27 Oct to 2, 3 Nov 2019

II Financial Markets System in India 9th Nov 2019 to 21, 22,23 Feb to 29 & 16th Feb 2020 1 Mar 2020

III USA Financial Markets 7th Mar to 31st May 2020 5,6,7,13,14 May 2020

GLOBAL FINANCIAL MARKETSPost Graduate Executive Certificate Programme

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11. Status of PGECP-GFM : PGECP-GFM is India’s first programme with Indian and USA regulatorycertifications focusing on enhancing global financial market skills. It is clarifiedthat PGECP-GFM is neither a degree nor a diploma and is not recognized either byAICTE or UGC. It is an autonomous Post Graduate Executive CertificateProgramme directly offered by NSE Academy to develop financial markets skills inhigh demand.

12. Eligibility criteria for admission to the executive weekend PGECP-GFM :Candidate who is a graduate from a recognised Indian university with work experience is eligible to apply. There is no upper age limit for the programme. Thework experience can be in any field either on full time, part time, as an intern or entrepreneur. Persons with professional qualification such as MBA, M.Com, CA, LLB, CS, CFA, MCA, BE etc. will be given preference in admission.

9. International Immersion programme :In order to give international exposure to students, a visit to either Singaporeor Dubai international financial centre will be organised as per schedule.

10. Potential Career opportunities of PGECP –GFM Participants :India has set up its own international financial centre in Gandhi Nagar, Gujarat asGIFT city. GIFT will compete with international financial centres such as NewYork, London, Hong Kong, Singapore and Dubai. There are large numbers of captive units of MNCs, KPOs, BPMs, custodians, pension funds etc. in the financial market domain catering USA, UK clients etc. These companies are registered with FINRA and require financial market professionals for serving their US and international clients. FINRA certified professionals are high in demand and low in supply due to which they are offered good salaries and well respected profiles.The demand for the financial market professionals remains strong in banking, investment and advisory in capital, currency, commodity, etc. The candidates of PGECP-GFM with regulatory certifications in financial markets from USA and India, are likely to be employed by Banking Institutions, Assets Management Companies, Consulting Firms, Private Equity, Venture Capitalist, Regulators, Credit Rating Agencies, Hedge Funds, Technology, Insurance, NBFCs, and Financial Services Institutions etc.A qualified person can be offered various designations like associates, analyst, relationship manager, analyst-equity, analyst-technical, portfolio manager, risk manager, content developer, faculty, financial journalist, operations manager etc. Many participants are able to launch their own ventures as well. Captives units in India also depute their employees overseas for clients’ projects. Therefore, PGECP-GFM candidates can explore for career opportunities not only in India but USA, and other countries as well.

13. Selection procedure for weekend PGECP-GFM :The admission to executive weekend batch of PGECP-GFM is based on theevaluation of academic qualification and work profile of the candidate followed byan interview. Candidates are required to satisfy themselves about the eligibilityand suitability for the program keeping in mind their career goals. In case of anydoubt or clarification they are also encouraged to consult the NSE Academyrepresentatives by phone, email or personal contact before the last date of 6thJuly 2019 for registering for the program.

14. Documents required for admission:Candidates are required to submit photo copies of the following documents alongwith the application form. At the time of admission candidate is required to bringthe originals for verification.• 10th , 12th Graduation & Post Graduation Mark sheets / Degree (s)• Proof of Date of Birth• A copy of Resume• Relevant copies to demonstrate work experience

15. Total Courses feesThe Investment for the Program is Rs.3,06,000/- plus taxes as applicable. Thepayment options are given below.

GLOBAL FINANCIAL MARKETSPost Graduate Executive Certificate Programme

Particulars Investment (Plus Applicable Taxes)

Last Date of Payment

Investment 3,06,000 + Applicable Taxes Registration 25,000 + Applicable Taxes 12th July, 2019 Option I - Lump -sum Balance

2,81 ,000 + Applicable Taxes 12th July, 2019

Option II - 2 instalments 1,45,500*2 + Applicable Taxes 12th July, 2019 5th October, 2019

Option III - 3 instalments 1,00,334 *3 + Applicable Taxes

12th July, 20195th October, 20191st Feb, 2020

The courses fees for the programme is exclusive of applicable taxes (Applicable GST); The courses fees is inclusive of cost of study material, tuition fees, market simulation lab, International immersion programme at Singapore or Dubai (Economy class air fare, visa and travel insurance, airport transfers and hotel accommodation on sharing basis). The investment is also inclusive of one time regulatory examination fees for 8 regulatory modules in India and 1 exam of FINRA, USA. The expenses not specifically mentioned in FAQ, if any, will be borne by the candidate(s).

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16. Refund policy :The registration fees is non-refundable. However, refund request received prior to 2 workings days or 48 hours prior to the date of commencement of course or launch date of course or first lecture/class, whichever is earlier, then:• 10% of the course fees (in addition to the registration fees if any) shall be

retained by NAL• Balance 90% of the course fees shall be refunded to the candidate

17. Payment Options :Candidates need to send application in the prescribed form from NSE Academywebsite Or as per Annexure A.Mode of Payment:• Demand draft in favour of NSE ACADEMY LIMITED.• Demand draft should be payable at NSE Academy Regional office• Alternatively you can also pay by Internet banking using NEFT/RTGS• Payment option also available for candidate PAYTM/Email pay link/ Pay Platter etc.

18. Important dates for Executive weekend PGECP-GFM 2018-19 :

19. Application FormThe application need to be submitted along with proof of qualifications andexperience together with application fees of Rs. 900/- in the prescribed formatavailable at the end of the FAQ.

20. Clarification please contact :Incase a candidate requires any help or assistance or any clarificationrelated to admissions, he/she may contact the concerned person as per preferred location of admission:

Mumbai Shweta Patil Mobile no: 9619497906 Email id : slad@nse.co.in Priti Gupta Mobile no: 9619497907 Email id : guptap@nse.co.in

PGECP-GFM 2019-20 Date/s DayApplication closing date July 6, 2019 SaturdayPersonal/Skype interviews July 8, 2019 MondayNotification of final list of selected candidates July 9, 2019 TuesdayLast date to deposit registration fees July 12, 2019 Friday(INR25,000 + GST) + lump sum/1st instalmentCommencement of program July 20, 2019 Saturday

GLOBAL FINANCIAL MARKETSPost Graduate Executive Certificate Programme

Delhi Karan Kapoor Mobile no: 8743830555 Email id : kkapoor@nse.co.in Garima Suri Mobile no: 9718930064 Email id : gsuri@nse.co.in

Chennai Rajan Diehl Mobile no: 9952522274 Email id : rdiehl@nse.co.in Vinodh James Mobile no: 9566232444 Email id : : vjames@nse.co.in

Ahmedabad Soumyajyoti Guha Mobile no: 9727734947 Email id : SGuha@nse.co.in Rakesh Sharma Mobile no: 9328489654 Email id : rsharma@nse.co.in

Kolkata Avik Gupta Mobile no: 9903878972 Email id : agupta@nse.co.in Diptendra Chowdhury Mobile no: 9830467441 Email id : dchowdhury@nse.co.in

Hyderabad Vinayak S Mobile no: 9849868889 Email: gvinayak@nse.co.in Shiva Krishna Kasala Mobile no: : 9666567765 Email id : skasala@nse.co.in

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APPLICATION FORMPost Graduate Executive Certificate Programme in

Global Financial MarketsExecutive Weekend Batch - 4 (2019-20)

Last date for application: July 06, 2019 | Batch starting: July 20, 2019Please fill all details in CAPITAL letters only1. The application form, with all relevant enclosures should, be sent on or before July 06, 2019 to the NSE Academy, Regional offices. Where the candidate

want to take admission2. Please attach a list of enclosures and mark all enclosures as informed in

Q.No.14

Name: _________________________________________________________________________

Father's /Husband's Name: _________________________________________________________

Date of Birth: _____/_____/__________ Nationality :____________________________________

Address: _______________________________________________________________________

City: _______________________ State: ____________________ PIN: _____________________

Mobile ________________________ Tel. No. (Residence):_______________________________

Email ID: _______________________________________________________________________

Location __________________________________ PAN Number___________________________

Work experience as of July 06, 2019 (please attach proof) Years: _________ Months: ___________

Application Fees (Rs. 900) in the favour of NSE Academy Ltd.

DD no.: ______________________ Dated: _______ Bank Name:___________________________

By signing this Application Form, I hereby AGREE AND UNDERTAKE THAT:• I have carefully read and fully understood the curriculum content and all the Rules and Regulations

prior to signing this Application Form, and I will strictly abide by the Rules and Regulations, that the failure to do so would entitle NSE Academy to forthwith cancel or revoke my participation in the Programme without further recourse, in which matter NSE Academy’s decision shall be final and binding

• I will strictly abide by the Rules and Regulations, that the failure to do so would entitle NSE Academy to forthwith cancel or revoke my participation in the Programme without further recourse, in which matter NSE Academy’s decision shall be final and binding.

Signature of Applicant Date: ___/___/2019Note: PGECP-GFM is neither a degree nor a diploma and is not recognized by either the All India Council for Technical Education (AICTE) or the University Grants Commission (UGC).

Post-GraduationProfessional Qualification

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Educational Qualifications Degree/Certificate University/ Board Year of Passing % Marks

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