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Investment Banking and Securities Offered Through SDR Capital Markets, Inc.,Member FINRA and SIPC.

The information contained herein is based on sources we believe reliable but is not guaranteed by us and is not to be

considered all inclusive. It is not to be construed as an offer or consultation of an offer to sell or buy any securities.

Real Estate Services

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Investment Banking and Securities Offered Through SDR Capital Markets, Inc.,Member FINRA and SIPC.

Date Target Buyer(s) Target Description Transaction Comments

9/16/2015 Coalfire Systems, Inc. The Carlyle Group LP IT Audit & Compliance

Carlyle U.S. Equity Opportunity Fund, L.P managed by The Carlyle Group LP and The Chertoff Group Investment Arm, acquired a majority stake in Coalfire Systems, Inc, a Colorado- based IT audit & compliance firm, from Baird Capital and other shareholders on September 16, 2015.

8/7/2015Avery Woods Court Reporting Service, Inc.

Stevens-Koenig Reporting, Inc. Court ReportingAvery Woods Court Reporting Service, headquartered in Denver, CO, was acquired by Stevens-Koenig Reporting. The entire Avery Woods' staff, reporters and videographers will join Stevens-Koenig.

8/5/2015 Labor Smart, Inc. Harris Ventures, Inc. Temporary StaffingHarris Ventures, Inc. entered into a definitive agreement to acquire the operating assets of five specific branch locations from Labor Smart, Inc. for $1.03 million.

8/3/2015 EvD, Inc. UBIC, Inc. eDiscovery ServicesUBIC, Inc. acquired EvD, Inc., a litigation consulting and data processing services for ¥3.7 billion (Japanese Yen) the equivalent of $25.7 million, to help expand its services in the United States.

7/9/2015 Caspida, Inc. Splunk, Inc. Cyber-Security Threat Detection

Splunk, Inc. acquired Caspida, Inc. from Redpoint Ventures, True Ventures IV, L.P., a fund managed by True Ventures and others for $190 million on July 9, 2015. $127 million was paid in cash while the remaining $63 million was paid through Splunk securities.

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Investment Banking and Securities Offered Through SDR Capital Markets, Inc.,Member FINRA and SIPC.

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Investment Banking and Securities Offered Through SDR Capital Markets, Inc.,Member FINRA and SIPC.

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Investment Banking and Securities Offered Through SDR Capital Markets, Inc.,Member FINRA and SIPC.

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Investment Banking and Securities Offered Through SDR Capital Markets, Inc.,Member FINRA and SIPC.

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Investment Banking and Securities Offered Through SDR Capital Markets, Inc.,Member FINRA and SIPC.

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