30
Event & Fault Tree Analysis (ETA & FTA) Exercise lesson Dr. Zhe Yang Politecnico di Milano Dipartimento di Energia

Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

  • Upload
    others

  • View
    1

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Event & Fault Tree Analysis (ETA &

FTA)

Exercise lesson

Dr. Zhe Yang

Politecnico di Milano

Dipartimento di Energia

Page 2: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

2

Fault Tree Analysis

(FTA)

Page 3: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Exercise 1: Simple Systems

• Construct the fault tree for the failure of the systems in the Figure.

• Write the systems structure functions.

• Reduce them to obtain their minimal cut sets.

Page 4: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 1: Simple Systems

Page 5: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 1: Simple Systems

Page 6: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 1: Simple Systems

Page 7: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 1: Simple Systems

Page 8: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 1: Simple Systems

➢ MOCUS (Method of Obtaining Cut Sets) algorithm

TX E FX X

B FX X

A FX X A CX X

A DX X

B CX X

B DX X

AND OR OR

OR

Page 9: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Exercise 2: Reliability Block Diagram

Consider the Reliability Block Diagram in the Figure.

A

B

C

D

1 2

You are asked to:

1. Build the Fault Tree corresponding to the top event: ‘no flow from 1 to 2’.

2. Find the minimal cut sets.

3. Compute the system unavailability, given that the unavailability of each

component is U=0.01.

Page 10: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 2: Reliability Block Diagram

1. Build the Fault Tree corresponding to the top event: ‘no flow from 1 to 2’.

Page 11: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 2: Reliability Block Diagram

2. Find the minimal cut sets.

Structure function: (B+D-BD)(A(B+C-BC))= AB+ABC-ABC+ABD+ACD-ABCD-

ABD-ABCD+ABCD=AB+ACD-ABCD

Minimal Cut sets: AB, ACD.

• MOCUS

TX

1X2X

TX 1X 2X B 2X

D 2X3X

B 3AX

D 3AX

BAB

BAC

DAB

DAC

AB

ABC

ABD

ACD

AND OR AND

AND

OR

OR

Page 12: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 2: Reliability Block Diagram

3. Compute the system unavailability, given that the unavailability of each

component is U=0.01.

1M AB

Minimal cut sets:

2M ACD

Unavailability:

Structure function:

1 2 1 2 1 21 1 1M M M M M M

2 3

1 21 1 1 1 1 1 0.00010099P M P M U U

2 3 4

1 2 1 2 0.00010099P M P M P M M U U U

or

Page 13: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 2: Rare-event approximation 13

By

1

2 3

1

=0.01 0.01 0.000101

mcs

j

j

P P M P AB P ACD

Page 14: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Exercise 3: Electrical generating system

An electrical generating system is shown in the figure below in block diagram form.

Only the major components are to be considered: the engines E1, E2, and the

generators G1, G2, G3. Each generator is rated at 30 KVA. The system is required

to supply at least 60KVA.

1. Draw a fault tree for the failure of the system to satisfy the required demand.

2. Find the minimal cut sets.

3. Estimate the unreliability of the system for one month (720 h) operation given

that the failure rate for each engine is 5 10-6 h-1 and for each generator 10-5 h-1

(assume failures of components obey exponential distribution)

Page 15: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 3: Electrical generating system

1. System fault tree

The fault tree is built on the bases of the following considerations. The systems

fails to provide the required power (60KVA) if at least two out of the three

generators do not work. In this case the supplied power is 30KVA or lower. Then,

the causes for the failure of each generator to provide the power are analyzed. The

failures for generators G1 or G3 require the primary failure of the components or of

the corresponding feeding engine E1 or E2, respectively (branches A and C in the

tree). The failure of the generator G2 occurs upon primary failure of the generator

or upon failure of either engines E1 or E2 (branch B in the tree).

Page 16: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 3: Electrical generating system

1. System fault tree

Page 17: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 3: Electrical generating system

2. Minimal cut-sets

For simplicity, we will deduce the system cut sets directly from the fault tree. We consider

the three branches 1, 2, 3 of the tree one at a time.

Subtree 1:

We can identify 4 cut sets, not necessarily minimal:

1 1 2M E ,G

2 1 2M E ,E

3 1 2M G ,G

4 1 1 2M G ,E ,E

Page 18: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 3: Electrical generating system

2. Minimal cut-sets

For simplicity, we will deduce the system cut sets directly from the fault tree. We consider

the three branches 1, 2, 3 of the tree one at a time.

Subtree 2:

With an analogous procedure, we get for the subtree 2:

5 2 2M G ,E

6 2 3M G ,G

7 1 2M E ,E

8 1 2 3M E ,E ,G

Page 19: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 3: Electrical generating system

2. Minimal cut-sets

For simplicity, we will deduce the system cut sets directly from the fault tree. We consider

the three branches 1, 2, 3 of the tree one at a time.

Subtree 3:

If only the minimal cut sets are considered:

9 1 2M E ,E

10 1 2M G ,E

11 1 3M G ,G

12 1 3M E ,G

211 G,EM

225 E,GM

212 E,EM

316 G,EM

213 G,GM

217 E,GM

324 G,GM

318 G,GM

Page 20: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 3: Electrical generating system

3. System reliability

The components have exponentially distributed failure rates so that the probabilities of

failure within 1 month = 720 h equal:

By resorting to a first order, rare event approximation for the system unreliability:

Where:

6510 720=1 e 3.6E 3Ep , for the two engines

510 7201 e 7.2E 3Gp , for the three generators.

1

1 2.7 - 4mcs

j

j

P P M E

1 5 6 7( ) 3.6 3 7.2 3 2.59 5 ( ) ( ) ( )P M e e e P M P M P M

2( ) 3.6 3 3.6 3 1.3 5P M e e e

3 4 8( ) 7.2 3 7.2 3 5.2 5 ( ) ( )P M e e e P M P M

Page 21: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Exercise 4: Domestic Hot Water System

In the domestic hot water system in the Figure, the control of the temperature is

achieved by the controller opening and closing the main gas valve when the water

temperature goes outside the preset limits

min max140F, 180F.T T

1. Formulate a list of undesired safety and reliability events

2. Construct the fault tree for the top event rupture of water

tank assuming only the following primary failure events:

3. Find the minimal cut sets;

4. Assume primary failure event probabilities equal to 0.1 and

compute the probability of the top event working through the

fault tree;

5. Compute the probability of the top event from the minimal

cut sets found in 3.

1: basic tank failure

2: relief valve jammed closed

3: gas valve fails jammed open

4: controller fails to close gas valve

5: basic failure of temperature Monitor

Page 22: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 4: Domestic Hot Water System

1. Formulate a list of undesired safety and reliability events

• Tank rupture (safety)

• Water too cold (reliability)

• Water too hot (safety/reliability)

• Insufficient water flow (reliability)

• Excessive flow (reliability)

2. Basic events:

1: basic tank failure

2: relief valve jammed closed

3: gas valve fails jammed open

4: controller fails to close gas valve

5: basic failure of temperature Monitor

Page 23: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 4: Domestic Hot Water System

3. Find the minimum cut sets

1 1{ }M X3 2 4{ , }M X X

2 2 3{ , }M X X 4 2 5{ , }M X X

4. Probability of the top event from the minimal cut-sets

From the minimal cut sets and the approximation of rare events, we have:

( 1) ( ) 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.13T i

i

P X P M

Page 24: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

24

Event Tree Analysis

(ETA)

Page 25: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Exercise 1: Lamp System

The system represented in the figure illustrates the operation of a lamp fed

by two batteries and a power unit. In order to have energy in the circuit it is

enough that one of the energy sources (i.e., battery 1, battery 2, power unit)

, works.

Build the event tree for the event “failure of the lighting system” and compute

its probability based on the component probabilities indicated on the Figure.

Page 26: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 1: Lamp System

Page 27: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Exercise 2: Gas Release (I)

In a process plant, flammable gas that is accidentally released can be detected by a process

operator working in the area.

The process operator can only detect gas if she is present in the area where the gas is

released. There are several operators working in the plant, but only one operator is on duty at

any time.

If she is not present, she can not detect the gas, but if she is present, there is a possibility that

this may happen. An operator is present 30 % of the time.

The probability that the operator will not detect the gas is 0.3. If the gas is released, there

is a possibility that the release may ignite.

The probability of ignition is 0.1 given that gas is released.

The frequency of gas release is 0.5 per year. If the gas is detected (automatically or by the

operator), the operator will try to escape and there is a 50 % probability that she escapes in

time if she is present when a gas release takes place.

Given that someone is in the area when ignition occurs, the probability of being killed is 0.2.

Page 28: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Exercise 2: Gas Release (II)

a) Prepare an event tree with initiating event (top event) “Gas released” and end events

“Operator killed” and “Operator not killed” .

b) What is the frequency of an operator being killed?

c) What is the LIRA due to gas releases? (LIRA is the annual probability of being killed, given

that a person is present in an area for 100% of the time)

Page 29: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 2: Gas Release

Page 30: Presentazione di PowerPoint · Draw a fault tree for the failure of the system to satisfy the required demand. 2. Find the minimal cut sets. 3. Estimate the unreliability of the system

Solution 2: Gas Release