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Preventing Unnecessary Hospital Readmissions Wednesday, February 26th, 2014

Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

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Page 1: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Preventing Unnecessary Hospital Readmissions

Wednesday, February 26th, 2014

Page 2: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

2

SpeakerSue Dill Calloway RN, Esq.

CPHRM, CCMSCP

AD, BA, BSN, MSN, JD

President of Patient Safety and Education Board Member

Emergency Medicine Patient Safety Foundation www.empsf.org

614 791-1468

[email protected]

Page 3: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

3

1. Explain measures a hospital can take to reduce unnecessary readmissions

2. Describe the financial penalties associated with readmissions

Learning Objectives

Page 4: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Hospitals Penalized for Excess ReadmissionsFirst year started October 2012 and Medicare

penalized 2,217 hospitals for excess readmission rates

Hospitals forfeited $280 million dollars in the first year which was 2 out of every 3 hospitals 2 million Medicare patients are readmitted within 30 days per

year

Second year, starting with October, 2013, hospitals forfeited $217 million dollars

Still about 2 out of every 3 with 2,225 hospitals penalized

4

Page 5: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Bonuses and Penalties for HospitalsMedicare has two payment incentive programs for

hospitals Medicare cut payments by 1% and this money was set aside

for a bonus pool ($850 million) for those that did better than average on a number of measures

One given bonuses and penalties for how well they perform on 24 quality measures called VBP or value based purchasing

The second penalties hospitals with excess readmission rates

Hospitals could gain up to 1.25% in payment or lose as much as 3.25% for the programs combined

5

Page 6: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Hospitals Penalized for Excess Readmissions

6

Page 7: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Chart Shows Readmission Penalty in 2014

7

www.kaiserhealthnews.org/Stories/2013/November/14/value-based-purchasing-medicare-hospitals-chart.aspx

Page 8: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

2014 List of Hospitals

8

http://capsules.kaiserhealthnews.org/index.php/2014/01/n

ew-medicare-data-show-hospitals-with-high-rates-of-

readmissions/

Page 9: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Hospital Wide All Cause Unplanned Readmits

9

ww.qualitynet.org/dcs/ContentServer?c=Page&pagename=QnetPublic%2FPage%2FQnetTier4&cid=122877250

4318

Page 10: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Readmission Rates All Conditions

10

Page 11: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Readmission Reduction Program CMS established a policy of using the risk adjustment

methodology endorsed by the National Quality Forum (NQF) for the readmissions measures for AMI, HF and PN to calculate the excess readmission ratios

See CMS website on readmission reduction program

Also higher rates of readmission for all causes increases chance of being selected for third pilot of CMS worksheets

All cause readmission rates are important because Medicare Payment Advisory Board (MedPAC) is advising Congress to use this measure when determining financial penalties

11

Page 12: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

12

www.qualityforum.org/Projects/NQF_All-

Cause_Readmissions_Project.aspx

Page 13: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Readmission Program Website

13

www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/AcuteInpatientPPS/Readmissions-

Reduction-Program.html

Page 14: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Website Hospital Readmissions

14

www.medicare.gov/hospitalcompare/readmission-reduction-

program.html

Page 15: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Website Hospital Readmissions Lists the following: Name of hospital

Provider number and state

Measure (readmission PN, AMI, HF etc.)

Number of discharges

Excess readmission rate

Predicted readmission rate

Expected readmission rate

Number of readmissions with start and end date of data

15

Page 16: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Readmissions Reduction Program

16

www.cms.gov/Medicare/Medicare-Fee-for-Service-

Payment/AcuteInpatientPPS/Readmissions-Reduction-Program.html

Page 17: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Readmissions Reduction ProgramFY 2012 (starting Oct 2012) IPPS rules defined

readmission as admission within 30 days

Adopted for measures for MI, pneumonia and heart failureEstablished methodology to calculate excess

readmission rate compared to national average

Risk adjusted as endorsed by National Quality Forum which included patient demographic characteristics, comorbidities, and patient frailty Used 3 years of discharge data and at least 25 cases

17

Page 18: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Readmissions Reduction ProgramFY 2013 rate based on discharges for 3 year

period from July 1, 2008 to June 30, 2011

FY 2014 based on 3 years discharges from July 1, 2009 and June 2012 In expanding conditions for FY 2015 to include:

(1) patients admitted for an acute exacerbation of chronic obstructive pulmonary disease (COPD) and

(2) patients admitted for elective total hip arthroplasty (THA) and total knee arthroplasty (TKA)

18

Page 19: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Readmissions Reduction ProgramCMS said about 1.4 million TKA and THA procedures are performed on Medicare patients per year

CMS found significant variation in readmission rates of these patients

CMS said readmission rate for COPD was 22% and ranged from 18 to 25% across 4,546 hospitals

19

Page 20: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Formula to Calculate Readmission Adj Factor

20

Page 21: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Formula to Compute Payment Adjustment

21

Page 22: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Meaningful Use Stage 2 and ReadmissionsHospitals that want to get incentive money for developing electronic health records have to follow the standards for meaningful use

Stage 2 has one element that could help reduce unnecessary readmissions

This is referenced in the CMS discharge planning worksheet

Also in the revised CMS 39 pages of discharge planning standards

22

Page 23: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Meaningful Use Stage 2 and ReadmissionsThe Eligible Professional (EP) who transitions their

patient to another setting of care or provider of care or refers their patient to another provider of care should provide a summary care record for each transition of care or referral

Most hospitals send a continuity of care form or transfer form if transfer to another hospital or LTC

This one has three measures Details available off the CMS website at

http://www.cms.gov/Regulations-and-Guidance/Legislation/EHRIncentivePrograms/downloads/Stage2_EPCore_15_SummaryCare.pdf

23

Page 24: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

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Page 25: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Discharge Planning Revisions

25

www.cms.gov/SurveyCertificationGenInfo/PMSR/list.asp#Top

OfPage

Page 26: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Third Revised Worksheets

26

www.cms.gov/SurveyCertificationGenInfo/PMSR/list.asp#TopOfPage

Page 27: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Discharge Planning Worksheet If transferred to another inpatient facility was the

discharge summary ready and sent with patient?

The following controversial section was changed in the 3rd revision Was discharge summary sent before first post-

discharge appointment or within 7 days of discharge?

Was follow up appointment scheduled?

Now says send necessary medical record information to providers the patient was referred prior to the first post-discharge appointment or 7 days, whichever comes first

27

Page 28: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Discharge Planning WorksheetWas the necessary medical record information

ready at the time of transfer if patient sent to another facility

Was there any part of the discharge plan that the hospital failed to implement that resulted in a delay in discharge

Was there documentation in the medical record of results of tests pending at the time of discharge both to the patient and the post hospital provider?

Was patient readmitted within 30 days?

28

Page 29: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

ACGME 6 Core Areas Include Care Transitions

Accreditation Council for Graduate Medical Education has released a guidance for assessing the clinical learning environment in US teaching hospitals

Includes 6 core areas which include care transitionsOther areas include patient safety; health care quality; supervision; duty hours, fatigue management and mitigation; and professionalism

29

Page 30: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

30

www.acgme.org/acgmeweb/Portals/0/PDFs/CLER/ACGMECLERNewsRelease.pdf

Page 31: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

ACA Driving Drop in Readmission RatesAfter holding steady at 19% from 2007 to 2011,

The all-cause 30-day hospital readmission rate among Medicare fee-for-service beneficiaries fell to 18.5% in 2012,

It continued to fall in 2013 According to an entry posted on The CMS Blog website.

Preliminary claims data shows the Medicare readmission rate averaged less than 18% through August.

Dec 201331

Page 32: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

32

http://blog.cms.gov/2013/12/06/new-data-shows-affordable-care-act-reforms-are-leading-to-lower-hospital-readmission-rates-for-

medicare-beneficiaries/

Page 33: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

49 States Reduced All Cause Readmissions

33

The only state that did not see a decrease – Utah –already had one of the

lowest readmission rates in the country

Page 34: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

FY 2014 Hospital Readmission Program

34

Page 35: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Why Reduce Avoidable Readmissions?? CMS has implemented value based purchasing or VBP to

improve patient outcomes

Hospitals have been financially penalized since October 1, 2012

2013 2,225 hospitals penalized 1% penalty– So if billed $40,000 on a Medicare patient would lose $400.00

2014 2,508 hospitals penalized 2% penalty– Increase for 1,317 hospitals and decrease for 1,074 hospitals

2015 Penalty goes to 3%

Incentive payments but by 2017 CMS will penalize up to 8% of Medicare payments

35

Page 36: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Why Reduce Avoidable Readmissions??CMS says identifying and reducing avoidable readmissions will improve patient safety, enhance quality of care, and lower health care spendingThis is why CMS, consumers, hospital leaders,

policymakers and the medical community is focused on this issue

Program defines "readmission" as "an admission to a hospital within 30 days of a discharge from the same or another hospital“

36

Page 37: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Hospital Value Based Purchasing VBP

37

www.cms.gov/apps/media/press/factsheet.asp?Counter=3947

Page 38: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Value Based Purchasing 2014

38

www.medicare.gov/hospitalcompare/data/hospital-vbp.html

Page 39: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Value Based Purchasing 2014

39

Page 40: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Includes Quality Measures for Hospitals VBP

40

Page 41: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Quality Measures for Hospitals VBP

41

To see final rule go to www.cms.gov/HospitalQualityInits/

Page 42: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

NQF Readmissions Measures

42

All-cause hospital-wide readmissions measure

Page 43: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

NQF Readmissions Measures 1789NQF Board endorses all-cause hospital wide

readmission measure developed by Yale University and CMS

CMS agreed to defer this readmission reason in readmission reduction program until MAP recommended

MAP (Measure Application Partnership) has role to advise on best use of measures in payment and public reporting

Steering committee voted to endorse this measure within one year

43

Page 44: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

The Cost of ReadmissionsMedicare wants to pay less to hospitals with higher

than average costs for patient care stating that readmissions cost $26 billion dollars in a decade

Part of the push to make hospitals the hub for coordinating care

Traditionally when hospitals discharged the patient they saw their job as done But hospitals could be on the hook with what happens

after discharge

CMS thinks hospitals are best able to take the lead in overseeing patient care

44

Page 45: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Is This Fair?Hospitals argue that it could punish them for things

they can not control like patients who can not afford their medications

Many feel this is not a quality measure for a hospital

Evidence is mounting that the link between readmission and quality of care is more complex than assumed

Role of other factors such as patient’s demographics, socioeconomic characteristics, social support structure, and co-morbid conditions and risk adjustment is not fully understood

45

Page 46: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Patient Protection and Affordable Care Act

The Patient Protection and Affordable Care Act or PPACA (also abbreviated ACA) was the law that set up the financial penalties for hospitals with excessive readmissions

The new law establishes a VBP program, or value-bases purchasing, to pay hospitals for their actual performance

Included initiatives to prevent hospital readmission through a comprehensive program for hospital discharge planning

46

Page 47: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Hospital Readmissions Sec 3015Expected to save $7.1 billion over ten years

Beginning in fiscal year 2013 hospitals (started Oct 1, 2012) with higher than expected readmission rates will experience decreased Medicare payments for all Medicare discharges Secretary of HHS must make available a program to

improve their readmission rates through PSO

CAH and post-acute care providers are exempt

Performance data are based on 30 day readmission

47

Page 48: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Hospital Readmissions and CMSBeginning in 2015, hospitals with certain hospital

acquired conditions (HACs) will receive additional payment reductions from Medicare.

CMS will evaluate performance based on achievement and improvement on selected measures

In FY 2013 CMS will measure hospital performance using two domains;

Clinical process of care domain (12 process of care)

Patient experience (patient satisfaction or HCAHPS)

48

Page 49: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

AMI, HF, and Pneumonia FY 2013

49

Page 50: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

HAI and Surgical Care Improvement

50

Page 51: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Patient Experience of Care Measures

51

Page 52: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

HCAHPS

52

www.hcahpsonline.org/home.aspx

Page 53: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Sign Up for Free Newsletter

53

To view and subscribe to other e-Newsletters go to www.HealthCareeNewsletters.com

Page 54: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Readmission Update Newsletter TopicsSome hospitals have a RED team or a committee to

reduce unnecessary readmissions

Following the evidenced based literature for tips to help reduce the unnecessary readmission rate can help

Medicare identifies the best and worst hospitals for THA and TKA

Hospitals with more elderly and poor patients likely to face readmission penalties

Hospitals prohibit early elective C-sections54

Page 55: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Readmission Update Newsletter TopicsHospital compare offers data on % of patients with

THA and TKA who were readmitted and excess readmission data

24 evidenced based practice competencies to ensure staff have knowledge and skills which can reduce complications and costs by 30%

Role of chronic conditions in readmissions

20 item tool that predicts patients with increased risk of readmissions Called the 8P scale of the target screen of BOOST

55

Page 56: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

56

Page 57: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Readmission Update Newsletter Topics 13 most frequent primary diagnoses for

readmissions COPD, CHF, cardiac ischemic disease, arrhythmia, CV

disease, ADE, renal failure, nutritional and metabolic disorders, venous thromboembolism, liver disorders, GI disorders, infectious diseases and neoplasm

Some hospital readmissions are avoidable Most common reason for readmission related to chronic

medical conditions

Hospital reduces readmissions by 37% by using analytics to help which course of treatment is most effective

57

Page 58: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Readmission Update Newsletter TopicsReadmissions for Medicare patients fall for a

second year Average avoidable readmission rate for first 8 months of

2013 was 18%

Rate had been at 19% for five years

This means 130,000 fewer readmissions

New model predicts risk for readmission from LTC

Indiana Health Information Exchange (IHIE) details its use of predictive analysis to reduce readmission rates

58

Page 59: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Recent Articles in Readmission UpdateRacial and economic disparities are prevalent in

hospital readmission rates

Hospital readmissions for COPD highest among black patients

A shorter delay to primary PCI for STEMI patients was associated with a reduced rate of readmission

Ten proven ways to reduce readmission www.beckershospitalreview.com/quality/10-proven-ways-to-

reduce-hospital-readmissions.html

59

Page 60: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Ten proven Ways to Reduce ReadmissionUnderstand which patient populations are at

greatest risk of readmission Healthcare Cost and Utilization Project suggest that

Medicaid and uninsured patients are at higher risk

Target patients with limited English proficiency

Join a readmission prevention focus collaborative such as a state hospital initiative

Ensure patients schedule a seven day follow up appointment

Implement a robust home healthcare program60

Page 61: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Ten proven Ways to Reduce ReadmissionClearly communicate post-discharge instructions

Install telemonitoring technology in the homes of chronically ill patients

Effectively staff nurses during patient care

Researchers found higher RN overtime staffing increased readmissions as well as ED visits

Meanwhile, higher non-overtime RN staffing was found to decrease ED visits indirectly due to improved discharge teaching quality and discharge readiness

61

Page 62: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Why Patients Are ReadmittedThey do not know their diagnosis and do not

understand what is wrong with them

Confused on what medications to take and when

Primary care physicians are not provided with important information about hospitalization or test results

A follow up appointment is not scheduled

Patient or family members lack proper knowledge to provide needed care

Dartmouth Institute Study 4 page document 201362

Page 63: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Readmission Rates to Hospital and EDReadmission rates to hospitals within 30 daysMedical conditions national average is 16.1%

Surgical procedures national average is 12.7%

ED visit rate within 30 daysMedical conditions national average is 18.8%

Surgical procedures national average is 15.2%

14 days outpatient visit rate national average 62.5%

Dartmouth Institute study 2013 and based on 2009 data

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Page 64: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

64

www.dartmouthatlas.org/downloads/reports/Atlas_CAYC_092811.pdf

Page 65: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Recent Articles in Readmission Update It takes a team approach to reduce readmissions

VA Hospital Readmission Rates Deal a Blow to Medicare

Home Monitoring Reduces Readmissions

Heart Failure Program Cuts Readmission Rates by 30%

Is Reducing Hospital Admissions an Answer?

Care by Hospitalist Offset by Higher Readmissions

A Look at the 7 Hospitals with Highest Rates of Readmissions

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Page 66: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Recent Articles in Readmission UpdateStudy published Dec 2013 in BMJ found the

following; Studies 11,000 adult discharges from Boston Medical

Center

22.3% were readmitted within 30 days

Only 8% were potentially avoidable readmissions

Comorbidities were the most common cause of readmission and most common readmits were infection, neoplasm, heart failure, GI disorders and liver disorders

Study concluded need to have a strategy that focuses on managing chronic comorbidities and not just the primary reason for admission

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Page 67: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Post Hospital SyndromeReadmissions can be due to post hospital

syndrome

Readmissions due to stress, sleep loss, pain, discomfort, malnutrition and inactivity that occurs with hospitalization Discharge assessments need to go beyond the cause of

the initial hospitalization

Need implement interventions to eliminate sleep disturbances, minimize pain, address nutritional deficiencies and increase physical activity

NEJM January 10, 201367

Page 68: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

68

www.nejm.org/doi/full/10.1056/NEJMp1212324

Page 69: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Report 2014CMS says multiple factors contribute to hospital

readmission rates Premature discharge

Poor quality of care

Lack of education to patients before they left

Most common patients returning to the hospital were CHF, COPD, pneumonia and high blood pressure

85% of hospitals had an average readmission rate

8% of hospitals had a higher rate or 364 hospitals69

Page 70: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

AHA Publishes Trend Reports

70

www.ahanews.com/ahanews_app/jsp/display.jsp?domain=AHANEWS&dcrpath=AHANEWS/AHANewsNowArticle/data/ann_091411_trendwatch

Page 71: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Hospital Readmission RatesHospitals started reporting hospital readmission

rates voluntarily to CMS in 2009

This is on the hospital compare website at http://hospitalcompare.hhs.gov

Made so the public can review this data

Do you know what the average readmission rate is?

Do you know what your rate of readmission is?

2013 study shows that 7% of acute care hospitals had a higher than expected readmission rates or 307 out of 4,498 and 8% in 2014 data

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Page 72: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Risk Adjusted 30 day readmission rates for MI, HF, and

pneumonia is risk adjusted Beginning in FY 2013

Risk adjusted for age, gender, medical diagnosis, and selected medical history

Rate of excess readmission will be penalized

In FY 2009 the follow were the % of inpatients 2.5% of patients had a diagnosis of AMI

4.2% of patients had a diagnosis of pneumonia

5.7% has heart failure72

Page 73: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

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Page 74: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Risk Adjusted Dual Eligible PatientsRisk adjusters proposed for use in the Hospital

Readmission Reduction Program or HRRP does not capture certain important factors

Does not capture dual eligible status where patient qualified for Medicare and Medicaid

There are 9 million patients with dual eligible status

These patients are the most chronically ill

Their healthcare costs are nearly 5 times those of other Medicare beneficiaries

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Page 75: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Risk Adjusted Dual Eligible PatientsOther challenges in risk adjustment include: Race and ethnicity

– TJC in the patient centered communication standard requires all hospitals to collect race and ethnicity information on all patients including outpatients

Limited English Proficiency– There are 50 million patients in the US whose primary language is

not English

– Need to ensure there is an interpreter when indicated

– Also standard in the TJC Patient Centered Communication Standards

Source: AHA Trend Watch September 201175

Page 76: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

CMS Hospital Compare Website

76

www.medicare.gov/hospitalcompare/search.html

Page 77: Preventing Unnecessary Hospital Readmissions · CMS Website Hospital Readmissions Lists the following: Name of hospital Provider number and state Measure (readmission PN, AMI, HF

Rate of Readmissions MI, CHF, and Pneumonia

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Rate of Readmissions MI, CHF, and Pneumonia

78

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Rate of Readmission for MI is 18.3% 2014

79

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National Rate of Readmission MI 18.3%

80

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Rate of Readmission for CHF 23% 2014

81

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National Rate of HF Patients is 23%

82

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Pneumonia Rate National is 17.6% 2014

83

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National Rate Readmission Pneumonia 17.6%

84

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Rate of Readmission Pneumonia 20.3% 2013

85

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Hip and Knee ReplacementsCMS publishes outcomes of knee and hip

replacement first in Dec 2013

In first report, identified 97 hospitals with best outcomes and 95 with adverse outcomes

Covered surgeries between July 2009 and June 2012

Some hospitals complained assessments outdated

In 2010 there were 719,000 knee replacements costing 12 billion dollars and

332,000 hip replacements costing 8 billion86

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CDC Data on Number of Procedures

87

www.cdc.gov/nchs/fastats/insurg.htm

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National Rate of Readmission is 5.4% 2014

88

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Rate of Readmission TKA THA 6.5%

89

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Rate of Readmission After Discharge 16% 2014

90

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Partnership for PatientsAnother initiative tied to the CMS Hospital Value-

Based Purchasing Program is the Partnership for Patients

This is a public-private partnership to improve the quality, safety, and affordability of healthcare

It has the potential to save up to $35 billion in healthcare cost

It could reduce Medicare costs by up to $50 billion

States that 1 in 20 patients has an infection related to their hospital care

91

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Partnership for Patients

92

http://partnershipforpatients.cm

s.gov/

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Partnership for PatientsStates 1 in 7 Medicare patients harmed in course of

their care costing 4.4 billion every year

Program may use as much as $1 billion in new funding

To keep patients from getting injured or sicker in the health care system

$500 million for community based care transition program

CMS has a Care Transition website for resources and websites

93

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Partnership for PatientsHENS or Hospital Engagement Networks with 26 organizations working with 3,700 hospitals Also focus on patient and family engagement

The goal is to reduce HACs by 40%

The goal is a 20% reduction in readmission rates

There are 102 organizations participating in the community based transitions program to improve transitions from hospitals to other settings

94

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CMS Community Care Transition Program

95

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CMS Care Transition Program

96

http://innovation.cms.gov/initiatives/CCTP/?itemID=CMS1239313

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Partnership for Patients Focus Areas Resources

97

http://partnershipforpatients.cms.gov/p4p_resources/lpresource

s.html

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Readmissions Resources P4P

98

http://partnershipforpatients.cms.gov/p4p_resources/tsp-preventablereadmissions/toolpreventablereadmissions.html

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Readmissions Resources Includes link and information on many of the

evidenced based projects to reduce unnecessary readmissions Updated Project RED (Re-Engineered Discharge)

Care Transitions (Dr Coleman University of Colorado)

Transitional Care Model (TCM, Dr. Mary Naylor, University of Pa)

BOOST or Better Outcomes for Older Americans (Society of Hospital Medicine)

IHI Transforming Care at the Bedside, Medicare Demonstration Project, INTERACT, GRACE, etc.

99

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/ 40

Partnering to HealOne of the Partnership for Patients is a video every

healthcare practitioner should see

It is related to the hospital initiative to reduce the number of healthcare associated infections (HAIs)

It is a computer-based, video simulation training program

Hospitals should consider making it mandatory for direct care givers it is that good!

Partnering to heal video at http://www.hhs.gov/partneringtoheal

1http://hhs.gov/ophs/initiatives/hai/index.html101

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Video on Preventing HAI

102

www.hhs.gov/ash/initiatives/hai/training/

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Readmission Rates Vary Readmission rates vary widely in the US

Too often quality of care during transition from hospital to home is not good

Data shows readmission rate for MI and CHF vary

Found only modest association between performance on discharge measures and patient readmission rates

Public reporting unlikely to yield large reductions in unnecessary readmissions

We need to improve in the ambulatory section See A. K. Jha, E. J. Orav, and A. M. Epstein, Preventing

Readmissions with Improved Hospital Discharge Planning, NEJM Dec 31, 2009 361 (27):2637-2645

103

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Geographic Variation in Hospital Readmissions

2007 Medicare SAF data

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Many Good Resources Commonwealth Website

http://www.commonwealthfund.org/Content/Publications/Literature-Abstracts/2010/Jan/Preventing-Readmissions-with-Improved-Hospital-Discharge-Planning.aspx

105

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106

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Variation of Readmissions Rates

107

http://www.nejm.org/doi/full/10.1056/NEJMsa0803563?siteid=nejm&keytype=ref

&ijkey=3CQjS3yxXjOtY

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108

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CMS Data on Readmission Rates 20% of hospitals in the following states have higher

readmission rates that the national average Maryland, New York, Illinois, Massachusetts, New Jersey

and Rhode Island

364 hospitals in US have high readmission rates

States with the lowest readmission rates include Hawaii, Idaho, Colorado, Oregon, South Carolina, Utah

and Washington

13 to 16% of hospitals in these states have lower rates

January 2014 article109

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CMS Data on Readmission Rates 2014Second round of readmission

penalties that went into effect October 1, 2013 (Kaiser, 2014) 18 of the 2,225 hospitals were hit with

the maximum penalty which is now 2%

Penalties for two-thirds of all hospitals

CMS indicated that readmission rates for Medicare patients is on the decline Rate fell below 18% for the first 8

months of 2013110

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Chart Worst and Best Readmission Rates

111

http://capsules.kaiserhealthnews.org/index.php/2014/01/new-medicare-data-show-hospitals-with-high-rates-

of-readmissions/

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Readmissions and DischargesOne in 5 hospital discharges (20%) is complicated

by adverse event within 30 days which is about 2 million Medicare patients per year (March 2011 data)

20% were readmitted within 30 days with 1/3 leading to disability

Often leads to visits to the ED and rehospitalization

6% of these patients had preventable adverse events

66% were adverse drug events so focus on medications when patients discharged The incidence and severity of adverse events affecting patients after discharge from the hospital.

Forster AJ, Murff HJ, Peterson JF, Gandhi TK, Bates DW. Ann Intern Med. 2003;138:161-167112

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Preventing Readmissions Studies differ on rate of preventable readmissions and

one said 76% of readmissions are thought to be preventable

It is the preventable ones that hospitals need to work on

Medicare data shows that over half of patients readmitted received no follow up care

Recent studies show interventions targeted at post-acute care transition can reduce readmissions by one third (Coleman and Naylor) Technologies for Improving Post-acute Care Transitions,

Center for technology and Aging, Sept 2010113

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Preventing ReadmissionsHHS study finds a high rate of Medicare patient

deaths due to adverse events (AE)

15,000 Medicare patients experience an AE during healthcare delivery that lead to their death every month

Nov 16, 2010 OIG study

Found 1 in every 7 discharges (13.5%) experience an AE and the cost to CMS is $324 million

44% of all AE were preventable and 51% were not

November 2010, OEI-06-09-00090114

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115

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Preventing ReadmissionsCare Transitions Intervention and Transitional

Care Model are two common interventions that focus on the post-acute care transitions

Guided care and Geriatric Resources for Assessment and Care of Elderly are promising care coordination intervention models

Technologies to improve medication adherence, medication reconciliation, patient monitoring, communication between clinicians, risk assessment are important aspects of care transitions

116

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Readmissions and Discharges 40% of patients who were discharged had test results

pending

Many discharged patients had pending workups with interventions to be followed up by outpatient physicians

More than 1/3 of the recommended follow ups were not followed

Frequently because the discharge summary did not contain the details of the necessary work up

But availability of discharge summary increased likelihood of work ups being done

Tying up loose ends: discharging patients with unresolved medical issues. Moore C, McGinn T, Halm E. Arch Intern Med. 2007;167:1305-1311

117

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Readmissions and DischargesAnother study finds that 41% of inpatients were

discharged with a study pending

It was also discovered that 2/3 of the physicians were not aware of the results

37% of the tests required some action on behalf of the physician

Inpatient physicians were dissatisfied with system for following up test results returning after discharge Roy, Christopher etc. Patient Safety Concerns Arising

from Test Results that Return after Hospital Discharge, Ann Intern Med 2005; 143(2):121-8

118

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Readmissions and DischargesMany were not done because the discharge

summary was not available at the time of the first clinic or office visit Later study found that 78% of patients who went for the

first post hospital visit the primary care physician did not have a discharge summary for the patient

Note NQF 34 Safe Practices to dictate the discharge summary when patient discharged and ensure it gets to the PCP timely and document this communication

Why CMS includes in DP standards and worksheet

Incomplete handoffs lead to unnecessary readmission

Care transition important for high risk and the elderly119

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Readmissions and Discharges 37.2% of patients did not know the purpose of their

medication

Only 14% knew the side effects of the medications they were taking

Only 41.9% of patients were unable to state their diagnosis

Hospitals may want to focus on ensuring adequate medication information, discharge diagnosis and plan of care information to the patient Patient Understanding of their Treatment Plans and Discharge Diagnosis at

Discharge, Mayo Clinic Proceedings, Aug 2005;80(8):991-994120

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Readmissions and DischargesThis lead to the development of a formal discharge

checklist to ensure communication at discharge Transition of care for hospitalized elderly patients—

development of a discharge checklist for hospitalists. Halasyamani L, Kripalani S, Coleman E, et al. J Hosp Med. 2006;1:354-360

The Pa Patient Safety Authority has excellent resources including suggested elements for a discharge checklist

See Care at discharge—a critical juncture for transition to posthospital care. Pa Pat Saf Advis 2008 Jun;5(2):39-43

121

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PaPSA Checklist

122

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123

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124

http://patientsafetyauthority.org/EducationalTools/PatientSafetyTools/tk_discharge/Pag

es/home.aspx

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PaPSA on Preventing Readmission Had more than 800 reports in 3 ½ year period of

harm from patients from incomplete discharge

30% of patients did not receive verbal or written discharge instructions before they left the facility

Lack of medication reconciliation was evident

Essential parts of the discharge process include Educating the patient and or family including what to do if a problem

occurs

Assessing the patients understanding of the plan

Scheduling follow up appointments

Confirming the medication plan125

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PaPSA on Preventing ReadmissionsSome patients received another patients instructions

Many patients did not have their IV access device removed prior to discharge

Many patients returned with an IV site infection and or phlebitis

Discharge of patients before test results were made available to the attending who would have postponed discharge based on the final results

Many medication related issues such as lack of instructions

126

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CMS ChecklistCMS, in the QIO 9th scope of work, has 14

states in the care transition project,

Each of the 14 states will summarize their results and these calls are free to listen to

Sign up for upcoming sessions at http://www.cfmc.org/integratingcare/learning_sessions.htm

CMS has published a checklist which is available at www.medicare.gov

127

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Care Transitions Resources and Webinars

128

www.cfmc.org/integratingcare/learning_sessions.htm

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Toolkit

129

www.cfmc.org/integratingcare/toolkit_PDF.ht

m

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130

http://www.cfmc.org/caretransitions/patient_resources.htm

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131

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132

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11 Essential Steps of RED ProcessGreenwald etc. identified 11 essential steps to the

reengineered discharge process at Boston Medical Center Educating patients and families about their diagnosis

throughout the hospital stay

Assessing the patients’ understanding of the plan by asking them to explain the plan in their own words

Advising the patient and family of any tests completed in the hospital with results pending at time of discharge and identifying the clinician responsible for the results

133

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11 Essential Steps of RED Process

Scheduling follow-up appointments and tests to be done following discharge

Organizing services to be initiated following discharge

Confirming the medication plan

Reconciling the discharge plan with national guidelines and critical pathways when relevant

134

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11 Essential Steps of RED ProcessReviewing with the patient what to do if a problem

occurs

Expediting the transmission of the discharge summary to the healthcare providers who are accepting responsibility for the patient’s care

Giving the patient written discharge instructions

Greenwald JL, Denham CR, Jack BW. The hospital discharge: a review of high risk care transition with highlights of a reengineered discharge process. J Patient Saf 2007 Jun;3(2):97-106.

135

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Medication List

136

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Outstanding Labs or Tests

137

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Appointments for Follow Up

138

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Project RED Tools

139

http://www.ahrq.gov/professionals/systems/hospital/red/index.html

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Updated RED Program

140

http://www.ahrq.gov/professionals/systems/hospital/red/index.html

http://www.ahrq.gov/professionals/systems/hospital/red/index.html

http://www.ahrq.gov/professionals/systems/hospital/red/index.html

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141

http://www.ahrq.gov/professionals/systems/hospital/red/inde

x.html

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3 Factors Leading to Errors at DischargeGreenwald etc identified factors that lead to error at

discharge to three types

1. Hospital care system characteristics Many hospitals don’t get discharge summaries to PCP

timely

Many errors around lack of medication reconciliation at discharge

2. Patient characteristics Factors in literature at risk for hospitalization include lack of

social, financial, and familial support and low health literacy, lack of follow up and adherence to treatment

142

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3 Factors Leading to Errors at Discharge 3. Clinician characteristics These focus on quality and effectiveness of

communication and

Timeliness and completeness of discharge summaries provided to subsequent caregivers

Clinicians with limited time or lack of effort put into educating patients at discharge lead to lack of patient understanding

This is why studies that used transition coaches to assist and encourage the patient to participate in their care were successful at unnecessary readmissions

143

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Transitions ResearchResearch on preventing unnecessary readmissions

looks at the studies on improving transitions

Transitions is the process designed to ensure coordination and continuity of healthcare as patients transfer between different locations or different levels of care

We want to improve the transition to home, long term care, home health, assisted living or other post discharge places

How do we do this right so the patient does not have a unnecessary readmission

144

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Patient Characteristics Play a RoleThrough out this presentation are various evidenced

based articles that discuss patient characteristics that increase the patient’s readmission rate

Hospitals should be aware of this research to determine high risk patients

Patients with co-morbidities are high risk for readmissions

The more chronic conditions the patient has the greater the likelihood or readmission See chart on next page

145

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More Chronic Conditions More Readmissions

146

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Patient Characteristics Play a RoleMedPAC found Medicare patients with end stage

renal disease (ESRD) have a higher rate of readmission 31.6% are readmitted within 30 days

Compared with 16.9% of non-ESRD patients Medicare Payment Advisory Commission. (June 2007). Payment Policy for Inpatient

Readmissions. Report to the Congress: Promoting Greater Efficiency in Medicare. Washington, DC.

Patients with CHF were more likely to be admitted if has PVD, diabetes, CVA, or CAD Aranda, J.M., et al. (2009). Current Trends in Heart Failure

Readmission Rates: Analysis of Medicare Data. Clinical Cardiology, 32(1), 47-52.

147

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Patient Characteristics Play a RoleStudies have also shown the following increase the

rate of readmission; Depression especially for patients diagnosed with

coronary artery disease

Age

Gender

Race and ethnicity (African Americans had highest rate)

Medicaid coverage (Jiang, 2010, JAMA)

Language barriers (Karline, LS 2010, Journal Hospital Medicine)

Patient in counties with low median income

148

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Patient Characteristics Play a Role In spite of these studies, little agreement on

characteristics that might best predict which patients are at greater risk for readmission

Five statistical models intended to predict a patient’s risk of readmission found little consistency among patient characteristics Ross, J.S., et al. (2008). Statistical Models and Patient Predictors of Readmission for

Heart Failure: A Systematic Review. Archives of Internal Medicine, 168(13), 1371-1386.

More work is needed to help hospitals better focus their efforts to determine which patients are likely to benefit

149

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Approaches to Reduce ReadmissionsOne study found that calling CHF patients within 7

days of readmissions reduced readmission Patients with earlier follow up after discharge were less

likely to be readmitted

There are many other studies such as the RED project that resulted in 30% fewer admissions This will be discussed in detail later

Metro Health in Wyoming cut their CHF rate in half, from 15.5% to 7.4% Developed educational material, included diet and self

care, scheduled appointments, etc.150

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AHA Guide to Reduce Readmissions

151

www.hret.org/readmissions

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AHA Health Care Leader Guide

152

www.hret.org/care/projects/guide-to-reduce-readmissions.shtml

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AHA Reducing Avoidable Hospital Readmissions

Some readmissions can be avoided by evidenced based practice but the means for achieving this still remains controversial

Preventing readmissions is a complex, system-wide problem that involves hospitals, physicians, other providers, patients and their families

AHA created a framework

AHA included a list of strategies that hospitals might find helpful in both documents AHA worked with 3 states and got payer data on

readmissions153

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AHA 4 StepsFirst, examine your hospital’s current rate of readmissions

Second, assess and prioritize you improvement opportunities

Third, develop an action plan of strategies to implement

Fourth, monitor you hospital’s progress

154

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Step 1 Current Rate of AdmissionsCompile data on your readmission rate

Hospital compare has 30 day admission rates on CHF, MI, and pneumonia listed at www.hospitalcompare.hhs.gov

Knowing data will help hospital target strategies for reducing readmissions

First, look at rates for different conditions so examine by diagnosis and significant co-morbidities and correlate with patient’s severity

155

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Step 1 Examine Current Rate of Readmissions For example, MI, CHF, pneumonia, patients with diabetes,

obesity, or COPD

Second, look at readmission rate by practitioner to look for patterns or if any type of practitioner is associated with unexpected readmissions

Third, look at readmission rates by readmission source such as nursing homes, home health etc. to determine the places where most often patients are being readmitted

156

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Step 1 Examine Current Rate of Readmissions Lastly, look at readmission rates at different time

frames such as 7, 30, 60, and 90 days which can bring into flaws in transitioning patients to the ambulatory setting

Hospitals should also pull the charts of a few patients who were readmitted from various setting

Purpose is to understand why patient was readmitted and what could have been done to prevent the readmission

Look at financial impact on the hospital that reduced payments would have

157

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2. Prioritize Improvement OpportunitiesAHA recommends to assess and prioritize your improvement opportunities

There are one of more approaches that can be followed

Focus on specific patient populations such as older adults with co-morbidity since need a more rigorous assessment process to determine discharge needsCOPH, diabetes, renal failure, liver failure etc.

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2. Prioritize Improvement OpportunitiesFocus on stages of the delivery process so if you

identify patients being admitted for the same reason look at the resources available Such as CHF patient , MI, asthma, diabetes, renal failure and

pneumonia

Patient and family education can help patients take care of their care

Focus on the hospital’s priority areas and current PI initiatives Look at current PI program and can redesign fundamental care

processes

See AHA list of past and current PI programs159

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3. Develop Action Plan of StrategiesDevelop an action plan of strategies to implement

This is why doing a literature search and have librarian obtain articles from evidence based research

Need many in the community to work together to prevent unnecessary readmissions to the hospital

See list of major strategies to reduce avoidable readmissions

Need to use technology such as remote monitoring, electronic medical records and telehealth

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Strategies During HospitalsRisk screen patients and tailor care

Tailor patient care needs based on evidenced based guidelines, clinical practice guidelines, care path– Develop pathways that include discharge steps

consistent with these evidenced based guidelines

– CHF CPG, CABG, Pneumonia pathways, Total hip and total knee pathways

– Pathways are not cook book medicine but assist in ensuring evidenced based practice is followed

– Include actions to take if variances occur with CPG161

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Strategies During Hospitals– Get with the guidelines!!!

– www.ahrq.gov and www.guidelines.gov

Have healthcare worker responsible for discharge planning and define scope of their responsibility Have a social worker or nurse case manager to provide

discharge planning services

Some have discharge advocate

Remember to include education to patients and families about their disease

Provide patient with disease specific, low literacy and language and age appropriate educational material

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Strategies During HospitalsBe aware of research that shows patients at

increased risk of readmission such as patients with low health literacy 20% of population reads at the 5th grade level

½ of adults have trouble understanding simple health information (consent, prescriptions, oral instructions)– Can not tell health literacy by looking so observe closely in elderly,

unemployed, did not finish high school, born in US but English a second language, noncompliant, immigrant, can’t name medications, forgot glasses and will read later, etc.

High risk patients also include history of readmission, failed teach back, longer stay than expected, high risk conditions, poor, disabled or on dialysis

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Strategies During HospitalsRespond to patient needs for early ambulation,

early nutritional interventions, PT, social work etc– Nursing assessment and identified criteria to see dietician

timely

– Quality and patient safety initiatives to improve surgical outcomes such as prevention of PE and DVT

Develop a multidisciplinary team to evaluate and implement discharge needs– Consider a checklist of things to consider in the discharge process

– See Society of Hospital Medicine at http://www.hospitalmedicine.org/AM/Template.cfm?Section=Quality_Improvement_Tools&Template=/CM/ContentDisplay.cfm&ContentID=8363 165

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167

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Strategies During HospitalizationConsider putting together a hospital team to

evaluate the literature and reengineer the discharge process in your hospital– Research shows increased number of readmissions due to phlebitis

so consider annual orientation and credentialing of nurses to start IV

– Strict adherence to the IV standards such as the IV Nurses Infusion Society Standards of Practice

– Consider infusion nurses

– Restarting IVs started by squad under less than ideal circumstances

– Strict adherence to how long IVs can stay in

– Have a process to ensure all IVs and IV access devices are removed prior to discharge

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Strategies During HospitalizationEvaluate all patients on admission and throughout

hospitalization for discharge planning Physical therapist can assess ability to do ADL and

environmental barriers in postdischarge care area and what services will be needed after discharge

Discuss end of life care wishes Some hospitals require code status of all patients upon

admission

Studies found that often RRT or code called and then after wards patient was made a DNR

Pneumonia readmissions may reflect need for end of life care

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Strategies During HospitalizationDevelop community connections to eliminate

barriers to successful transition Need to build relationships with other healthcare

providers, and public and private groups

Parish nurse programs, meals on wheels, etc.

Community partners that can help with nonmedical such as behavioral, health literacy, and cultural issues

Engage families, patients and caregivers Get their active participation, teach back,

Get their feedback in addressing healthcare delivery issues such as understanding discharge instructions

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Strategies at Discharge Implement comprehensive discharge planning

Should be written out so the patient can understand

Should be comprehensive to include medication use, activity level, symptoms that patient should call the physician or return,

TJC has a discharge tracer

Provide discharge plan to patient

Make sure PCP gets discharge summary

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Strategies at Discharge Implement comprehensive discharge planning

(continued)

Reconcile discharge plan with national guidelines/CPGs

Standardized checklist of transitional services

Give patient care record including pending tests

The detailed written discharge plan should include how to fill prescription along with a list of all medical problems

Instruct patient to bring plan to all appointments173

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Strategies at DischargeUse teach back method to educate the patient and

their care giver

Have the patient repeat back the instructions in their own words to make sure they understand the discharge instructions

Focus handoff information on patient and family

Make sure patient repeats back what to do if a problem arises

Make sure patient has it in writing the signs and symptoms to watch for

174

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Strategies at DischargeSchedule the patient’s follow up appointment

Make the appointment for all follow up appointments before the patient is discharged

Provide times and information and directions to the patient in writing

The nurse case manager or discharge planner can also schedule any further diagnostic tests that were ordered

Also want to confirm services to be received before the patient leaves the hospital

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Strategies at DischargeDevelop standardized checklist to assess that all

discharge components are completed

Finalize the plan with the patient and make sure patient verbalizes understanding

Perform a final physical assessment with attention to the removal of all IV lines or other access ports

Want to get a timely transfer of the discharge summary to the primary care physician and

Follow up by telephone 2 to 3 days after discharge to assess optimal care and recovery

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Strategies at DischargeStandardize the discharge instruction document and

include:

primary and secondary diagnosis, patient education, services to be provided

dietary and other lifestyle modifications, medications, follow-up appointments

pending tests

adverse events or complications to watch for, and provider contact information for any problems that occur

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Strategies at DischargeAssist the patient in managing their medicationsGive patient complete list of medications at discharge

Include times to take and reason

Pharmacist role in assisting with understanding new medications or high risk medications

Some use MAR to have patient document when meds given

Use transitional coach to help

RARE program has recommendations for mental health patient

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Strategies at DischargeDon’t just focus attention on the admitting diagnosis

but also on the comorbidities patients have

Patients with neoplasm, heart failure, and chronic kidney disease had a higher risk of potentially avoidable readmissions

When patient is admitted determine if admitted within last 90 days If so some hospitals are doing a RCA or assessment of

the reason for readmission

50% to 60% more likely to be admitted again

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Strategies at DischargeTiming of the physician follow up appointment may

be important One hospital found if patient saw doctor day 1-4 the

chance of readmission is less than 6%

If appointment 6-10 days after discharge readmission rate was 6 to 13%

If visits on day 25 then chance went up to 29%

Readmission rate increased 1% for every day between discharge and the first physician visit

Article published Jan 8, 2014, Detroit Medical Center, Media Health Leaders

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Reducing Avoidable Readmissions

181

www.rarereadmissions.org/

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http://www.rarereadmissions.org/

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Strategies at DischargeWhen patient are discharged to LTC make sure

transfer summary has detailed instructions

Make sure a complete list of medications to be taken are provided

Include comprehensive information on hospital care and what needs to be done for continuity of care (see CMS requirements in DP standards)

Partner with nursing home practitioners

Consider call back to see if any questions

Use NP in LTC facility183

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Strategies Post DischargePromote patient self management Patients with HTN monitor BP at home

Diabetics and patients on Coumadin use home monitoring devices

Follow up with patients via telephone Some hospitals have the nurse call the patient to reinforce

discharge instructions usually in 2-3 days

Many of the transition programs involve calls or visits to the patient in the home

Offer telephone support for period post discharge

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Strategies Post DischargeOne author noted that hospitals, physicians, HHAs,

nursing homes and pharmacist can prevent more readmissions by working together that hospitals can by improving the discharge process alone Slide presentation on Reducing Avoidable Readmissions by

Steve Hines PhD, June 4, 2010

Quality of LTC and HHA can drive readmission rates

Establish community networks Parish nurse programs, meals on wheels

Establish private/public partnerships to meet patient needs

Homeless shelters with medical care and dental care185

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Strategies Post DischargeThe home visit includes an assessment of environmental issues that could result in readmission

No food in house, no heat, fall assessment, determine if need transportation for physician visit, make sure any durable medical equipment is connected correctly

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Strategies Post Acute Care TechnologiesMedication adherence Devices that remind patients to take the right medication

at the right time

Hospitals should take a serious look at this issue

Medication non-adherence contributes to 33%-69% of medication related hospital admissions The New England Healthcare Institute estimates that $290

billion of health care expenditures could be avoided each year if medication adherence were improved

Delate T, Chester EA, Stubbings TW, Barnes CA. Clinical outcomes of a home-based medication reconciliation program after discharge from a skilled nursing facility. Pharmacotherapy. Apr 2008;28(4):444-452.

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Strategies Post Acute Care TechnologiesStrategies to increase medication adherence

include;

Simplifying the patient’s medication regimen

Identifying if the medication has untoward effects

Improving patient self-efficacy and activation

Providing cues or reminders to take medications as prescribed New England Healthcare Institute. Thinking Outside the Pillbox: A

System-wide Approach to Improving Patient Medication Adherence for Chronic Disease. A NEHI Research Brief July 2009.

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Strategies Post Acute Care TechnologiesPhilips Medication Dispensing System

Dispenses 10-30 days worth of medications

Reminds patients to take it

Can alert physician and 3 others if pills not removed from dispenser

Provides alert and dispensing information

Has been shown to reduce hospitalizations

Especially good for those with cognitive problem on Coumadin

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Strategies Post Acute Care TechnologiesMini-mental state exam (MMSE) correlates with

medication adherence

Medication reconciliation Software that stores medication information and detects

certain problems such as duplicate prescriptions

Remote patient monitoring Technology to help detect early deterioration of a patient’s

medical condition

Patient or care giver access to medical records

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Strategies Post DischargeUse telehealth in patient care Technology can be used to help prevent readmissions

See Technologies for Improving Post-Acute Care Transitions, September 2010

Use of EHR to support care coordination

Monitor patient progress such as electronic cardiac monitoring and remote patient telemonitoring

Medication reminders and dispensers

In home diagnostic devices

Videoconferencing

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Strategies Post DischargeHospitals should consider working with their state

QIO JAMA study found that hospitals working with QIOs in

communities across the country experienced twice the reduction in readmissions compared with those that did not (Jan 23, 2013)

Consider holding monthly meeting with your various partners such as nursing homes and home health staff One study showed this reduced readmissions by 20.8%

(Jan 2014 IPRO-NY’s QIO)

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4. Monitor the Hospital’s ProgressThe last key to reduce readmissions is for hospital

leadership to monitor the progress

Look at readmission rates by Different conditions such as MI, CHF, COPD, Pneumonia,

TKA, THA, asthma, diabetes, cellulitis, etc

By practitioner to look for patterns

Over different time frames (7, 30, 60, and 90 days)

By readmission source (home, LTC, etc.)

Data should be included in key indicators tracked

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Diagnostic Specific Reasons for Readmissions There are reported diagnostic specific reasons for

avoidable readmissions Many COPD and pneumonia patients need home health

care but do not receive it

Cardiologist may rely on primary care physician and not arrange follow up care for HF patients

Readmission rate appears higher for HF patients with behavioral diagnosis

Dialysis patients are very vulnerable to changes in medications during hospitalization – ESRD have higher than average readmission rates (MedPAC)– Medicare Payment Advisory Commission. 2007. Report to the Congress: Promoting Greater Efficiency in

Medicare. Washington, DC: Medicare Payment Advisory Commission, p. 107194

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Diagnostic Specific Reasons for ReadmissionsSurgeons do not arrange for post surgery primary

care

Studies show there is inadequate teaching of surgical patients in caring for themselves after surgery

Incision care

Post CABG patients expecting to be pain free and seek readmission for angina

Hospitals should know this information

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HCAPHS and Transition PlanningThree questions that were added:

During this hospital stay, staff took my preferences and those of my family or caregiver into account in deciding what my healthcare needs would be when I left

When I left the hospital, I had a good understanding of the things I was responsible for in managing my health

When I left the hospital, I clearly understood the purpose for taking each of my medications

How will you fare?196

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197

The End! Questions?? Sue Dill Calloway RN, Esq. CPHRM

AD, BA, BSN, MSN, JD

President of Patient Safety and Education

Chief Learning Officer for the Emergency Medicine Patient Safety Foundation www.empsf.org

614 791-1468

[email protected]

See additional slides on CMS and TJCstandards, different studies

197197

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NQF 34 SAFE PRACTICESReleased in 2003, updated 2006, 2009

and April 2010 and March 2011

34 Safe Practices for Better Healthcare

These should followed in all healthcare facilities All clinical care settings to reduce risk of

harm to patients

A roadmap to preventing harm

States 10 years after IOM report, To Err Is Human, uniformly reliably safety in healthcare has not been achieved

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NQF Safe Practices 15 Discharge System

A "Discharge Plan" must be prepared for each patient at the time of hospital discharge, and a concise discharge summary must be prepared for and relayed to caregivers accepting responsibility for postdischarge care in a timely manner

Hospital must ensure that there is confirmation of receipt of the discharge information by the LIP who will assume the responsibility for care after discharge TJC and CMS also require discharge summary

TJC tracer on discharge process199

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15. Patient Discharges

Often because of errors from fragmentation of care at discharge

High rates of low health literacy, and lack of coordination for post care lead to adverse events

Need to do medication reconciliation (TJC requirement)

Need structured discharge communication

AHRQ has Project Red to improve patient discharges (Re-Engineered Hospital Discharges) http://www.ahrq.gov/news/kt/red/

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Safe Practice 15 Discharge System

Need discharge P&P to include

Roles in the discharge process

Preparing for the discharge with documentation throughout hospitalizations

Complete discharge summary before discharge

Reliable information flow from PCP to referring caregiver and back

Benchmarking, measurement, and continuous quality improvement of discharge process

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SP15 NQF Discharge SystemWritten discharge plan must be given to each patient

at the time of discharge That is understandable by the patient (remember

issue of low health literacy)

Discharge plan needs to include reason for hospitalization

Medications to be taken post discharge

What to do if condition changes

Coordination and planning for follow up appointments and follow up tests and for studies if results not available at time of discharge

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15 Discharge SystemDischarge summary needs to be provided to LIP

who is caring for the patient after discharge Current problem where 78% of LIP who see patient for

first visit do not have discharge summary

Include reason for hospitalization and significant findings, procedures done, medication list, list of tests and studies of results and ones not back

Copies of lab, x-ray reports, and tests results in hands of person doing discharge summary

Need receipt confirmation by physician caring for patient after discharge of discharge summary by fax, phone, email etc

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Discharge instructions Include activity level, medications and education on

medications, potential drug food interactions and follow up information

TJC RC.02.04.01 requires documentation of the patient’s discharge information

Document if you give patient specific patient education sheets like fracture care sheet-should have copy on chart

Ask Me 3 is three most important questions that can help during discharge instructions

What is the main problem?, what does the patient need to do? And why it is important for them to do this? (www.npsf.org/askme3)

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NQF Care Coordination

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NQFNQF has published “Preferred Practices and

Performance Measures for Measuring and Reporting Care Coordination”

NQF notes care coordination is important to prevent unnecessary returns to the ED and readmissions

Especially important for patients with chronic conditions such as diabetes and hypertension

These standards provide structure, process and outcome measures

Goal to reduce 30 day readmission rates and preventable ED visits by 50%

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NQF Care Coordination Preferred PracticesHas domains on Home with five practices

Proactive plan of care and follow-up with five practices

Communication with four practices

Information systems with three practices

Transitions and handoffs with eight practices

Plan of care and follow up P&P to create and update plan of care with every patient

Follow up of all tests and treatments

Include patient education, cardiac rehab for recent CV event207

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NQF Care Coordination Preferred PracticesCommunication Plan of care made available to patient and home team

Program to use a partner to support care when patient is hospitalized

Care coordination activities are assessed and documented

Transition or handoffs Transition program engages patients and families in self

management when discharged home

Standardized communication template for transition of care process including core data elements

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NQF Performance MeasuresCardiac rehab patient referral from inpatient and

outpatient setting

Biopsy follow up

Reconciled medication list by discharge patients

Melanoma continuity of care with recall system

Transition record with specified elements received by discharged patient

Patient with trans ischemic event ED visit who had a follow up in the office

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www.qualityforum.org/Publications/2010/10/Preferred_Practices_and_Performance_Measures_for_Measuring_and_R

eporting_Care_Coordination.aspx

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Patient Characteristics Play a RoleStudy of 37 children’s hospitals found higher rate of

readmission associated with use of assistive technology such as G-tube or cerebrospinal fluid shunt (Berry, 2011, JAMA 305(7), 62-69)

Study of 6,800 general medicine patients found six co-morbidities associated with readmission CHF, renal disease, cancer both with and without

metastasis, weight loss, and iron deficiency anemia

Allaudeen, N., et al. (2010). Redefining Readmission Risk Factors for General Medicine Patients. Journal of Hospital Medicine, online.

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AHA Reducing Avoidable Hospital Readmissions

MedPac (Medicare Payment Advisory Council) in 2009 concluded that large proportion of re-hospitalizations was preventable Improvements needed include better communication and

more coordinated care before and after discharge Medicare Payment Advisory Commission. Report to Congress:

Improving Incentives in the Medicare Program 2009

Not all readmissions are preventable Predictors of readmission include certain clinical

conditions such as CV conditions, stroke, and depression

Certain patient demographics such as elderly, dually eligible Medicare enrollees,

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AHA Guide to Reduce Avoidable Readmissions

AHA had committees look at the issue of how to reduce unnecessary hospital readmissions

September 2011 AHA Trend Watch

AHA published several memos and a 2010 Health Care Leader Guide to Reduce Avoidable Readmissions

Issues memo on Sept 2009 on Reducing Avoidable Hospital Readmissions– Includes evaluation of post acute transition process

which is the process of moving from the hospital to home or other settings

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Excluded from Hospital ReadmissionsThe Affordable Care Act specifies that certain

readmissions will be excluded from the hospital readmission rate

It excludes hospital readmissions that are unrelated to the prior discharge Such as planned admissions

Or transfers to another hospital

Law reflects the difficulty in distinguishing the four types of admissions

Only includes one of the four types214

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Excluded from Hospital ReadmissionsAHA says that how these exclusions are accounted

for in the regulation is a key policy concern

AHA notes that payers and others commonly use readmission rates and mortality rates as a quality of care indicator Suggests that higher the rates of these two the lower the

quality of care

However, recently studies suggest this is not true Cleveland Clinic study found patients with higher

admission rate for CF had lower mortality

Gonodeski, 2010 , NEJM 363(3), 297-298215

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Readmission Rates and Quality of CareAHA also notes a number of other studies that

showed higher readmission rates resulted in less deaths

Greater New York Hospital Association analyzed the hospital compare data to find same thing

Looked at 50 American Best Hospitals in cardiac surgery and found none of these performed better than expected on both mortality and readmissions

Study of 39 children’s hospital in 24 states found readmission rate increased as state performing systems went up

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Higher Readmissions but Less Deaths

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Readmission Rates and Quality of CareVA had a higher rate of readmission but decreased

mortality because sicker patients survived but needed more therapies and care

September 2011 study of 107 VA hospitals of patients aged 65 or older

All but one VA hospital had higher rates of readmission that the average US hospital

15 had higher that average readmission rates for more than one of the 3 conditions (HF, MI, pneumonia)

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Readmission Rates and Quality of CareExperts do not agree that readmission rates are

valid as a quality measure

There are studies that readmission rates may be ill suited to be a measure of quality Benbassat, J., and Taragin, M. (2000). Hospital

Readmissions as a Measure of Quality of Health Care: Advantages and Limitations. Archives of Internal Medicine, 160,1074-1081.

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Readmission Rates and Quality of CareHowever, other studies found the opposite

A review of the literature found mixed evidence linking patients to quality of care

Some studies found patients who were readmitted were more likely to have received low quality of care

Hayward, R.A., et al. (1993). An Evaluation of Generic Screens for Poor Quality of Hospital Care on a General Medicine Service. Medical Care, 31(5),

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This presentation is intended solely to provide general information and does not constitute legal advice. Attendance at the presentation or later review of these printed materials does not create an attorney-client relationship with the presenter(s). You should not take any action based upon any information in this presentation without first consulting legal counsel familiar with your particular circumstances.

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? QUESTIONS ?

You may enter your question in the chat box in the webinar room.

OR

If you are listening to the conference via streaming audio through your computer, you must dial in on the telephone at 1-877-776-3544 to ask your question live. After dialing-in (or if you are already dialed-in):

1. Press *1 on your touchtone phone. If you are using a speaker phone, please lift the receiver and then press *1.

2. If you would like to withdraw your question, press *1.

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Thank you for attending!Sue Dill Calloway RN, Esq.

CPHRM

AD, BA, BSN, MSN, JD

President of Patient Safety and Education Consulting Chief Learning Officer of the

Emergency Medicine Patient Safety Foundation at www.empsf.org

614 791-1468

[email protected]