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Privacy as contextual integrity Helen Nissenbaum New York University http://www.nyu.edu/projects/nissenbau m September 6, 2007 Ars Electronica, Linz Support from: NSF ITR-0331542: Sensitive Information in a Wired World.

Privacy as contextual integrity Helen Nissenbaum New York University September 6, 2007 Ars Electronica, Linz Support

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Page 1: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

Privacy as contextual integrity

Helen NissenbaumNew York University

http://www.nyu.edu/projects/nissenbaum

September 6, 2007Ars Electronica, Linz

Support from: NSF ITR-0331542: Sensitive Information in a

Wired World.

Page 2: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

Nissenbaum/Ars Electronica '07

the conundrum …

Page 3: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

Nissenbaum/Ars Electronica '07

Privacy threats of IT and associated socio-technical

practices• Tracking and monitoring

RFID, EZ Pass, online-tracking, ISP “clickstream” monitoring, CCTV, biometrics, VSCS, auto “black boxes,” DRM, ubicomp, etc.

• Aggregation and analysis

databases, data warehouses, data mining, e.g. LM-Households. ChoicePoint, MATRIX, Census, Credit Bureaus, Rapleaf, etc.

• Publication online public records, e.g. court records,

Social networking sites, e.g. blogs, MySpace, Facebook, flickr, etc.

Page 4: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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solutions?

Interest-based scuffles: “the privacy preference” vs. competing claims

Privacy a fundamental human right defined as:

Alan Westin: “the claim of individuals, groups, or institutions to determine for themselves when, how, and to what extent information about them is communicated to others.”

Jeffrey Reimann: ”the condition under which others are deprived of access to you at their discretion.”

Michael Froomkin: “the ability to control the acquisition or release of information about oneself.”

Ruth Gavison:”limiting the degree of access others have to you via information, attention, or physical proximity.”

Page 5: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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Invoke the private/public dichotomy

The private ~ a realm deserving privacy protection

The public ~ a realm not deserving privacy protection …anything goes?

Public and private what? … actors, realms, information

proves too much and too little

Page 6: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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Intuitions, gut reactions …

do not reside primarily at the level of interest based scuffles (privacy is not merely a preference)

nor fully accounted by fundamental, (familiar) moral and political principles.

social contexts as unit of analysis for privacy

Page 7: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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Privacy as Contextual Integrity

Contexts …Structured social settings (“Institutions”)Characterized by roles, relationships, power structures, canonical activities, strategies, norms (rules), enforcement mechanisms, and internal values (goals, ends, purposes)E.g. health-care, education, politics, religious observance

Page 8: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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more about contexts…

Evolved over time in cultures and societies, subject to historical, cultural, geographic contingencies

May be nested, overlap, conflictMay be more or less explicit,

formalized, institutionalized (e.g. class clown vs judge)

May be more or less “complete”

Page 9: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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Among the normscontext-relative Informational NormsIn a context, the flow of information of a certain type about a subject (acting in a particular capacity/role) from one actor (could be the subject) to another actor (in a particular capacity/role) is governed by a particular transmission principle.

key parameters: contexts, attributes, actors, transmission principles

Page 10: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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Formal representation of an Informational Norm in Temporal Logic

From:A. Barth, A. Datta, J. Mitchell, and H. Nissenbaum, “Privacy and

Contextual Integrity: Framework and Applications,” Proceedings of the IEEE Symposium on Security and Privacy, Forthcoming 2006

QuickTime™ and aTIFF (LZW) decompressor

are needed to see this picture.

Page 11: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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Transmission Principles** some examples:

Consent (subject controls)Notice (subject is/is not aware of

transmission) Compulsion (e.g. earnings to IRS)ConfidentialitySaleReciprocityEntitlement, desert Etc…

Page 12: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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Descriptive power of CI

Contextual Integrity is preserved when informational norms of a context are respected; it is violated when any of the norms are breached.

~ When people complain, look for CI violations not preferences!

~ Surveillance is NOT always problematic~ Privacy is NOT control over information about oneself~ Privacy is NOT secrecy; it is appropriate flow

Page 13: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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Is CI conservative?Is a violation of CI always a problem?

traditional wisdom, but …

Opportunity Costs“perhaps there is something better…”

Tyranny of the Normal “change can be liberating…”

Page 14: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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How to evaluate challenges to entrenched norms??Two key steps …Moral and political considerations

Harm (e.g. stigma, discrimination, identity theft) Justice, balance of power, fair distribution of goods Freedom, autonomy, democracy, property

Countervailing considerations (security, efficiency, etc.)

Relation to values/goals of context healthcare (psychotherapy)

Friendship (Tripp/Lewinsky)Anonymity in democratic electionsTMN and websearch privacy; CASSIE in public librariesMobility on the roads (VSCS)

Page 15: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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Technologies

“Cassie”

VSCS

Rapleaf, Choicepoint

Court records online

Page 16: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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TMN: Lightweight Firefox plugin for “privacy through obfuscation”… site of resistance

Available at: http://mrl.nyu.edu/~dhowe/TrackMeNot/Or: https://addons.mozilla.org/enUS/firefox/addon/3173

Page 17: Privacy as contextual integrity Helen Nissenbaum New York University  September 6, 2007 Ars Electronica, Linz Support

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Does CI have all the answers?