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European Union Agency for Network and Information Security Privacy, Security and SMEs: Drivers and Barriers Dr. Prokopios Drogkaris | NIS Officer CSA CEE Summit| Ljubljana| March 8 th 2016

Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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Page 1: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

European Union Agency for Network and Information Security

Privacy, Security and SMEs: Drivers and BarriersDr. Prokopios Drogkaris | NIS OfficerCSA CEE Summit| Ljubljana| March 8th 2016

Page 2: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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About ENISA

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 3: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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Positioning ENISA activities

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 4: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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• 60% of SMES had a security breach in 2014

• 82% of SMEs consider information security a high or very high priority, with 31% having as their main driver to protect their customer information

• 40% of SMEs do not have an information security policy

• 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it

SMEs & Information Security

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 5: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

ENISA Activities

Page 6: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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Cloud Security Risk Assessment

On line tool where you can:

• rate your opportunities from cloud

• rate your risks

• produce a risks map

• get your security questions

https://www.enisa.europa.eu/activities/Resilience-and-CIIP/cloud-computing/security-for-smes/sme-guide-tool

Page 7: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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• Determine the main drivers and barriers for SMES to adopt information security and privacy standards

• Elaborate recommendations for improving adoption rate of information security and privacy standards Present a collection of the existing information security and privacy standards

Standards Adoption Study

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 8: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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• SMEs comprise more than 99% of all European businesses

• They are becoming increasingly dependent on information systems and facing ICT security risks

• Limited resources and capabilities they need to allocate carefully

• Standards can help SMEs to improve their information security and privacy governance

Rationale

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 9: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

Key findingsDrivers and barriers to standard adoption

Page 10: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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Drivers for standard adoption• Mitigating information security risks

• Increasing consumer trust

• Proactively demonstrating commitment towards regulatory compliance

• Achieving competitive advantage

Barriers for standard adoption• Knowledge and engagement

• Available capabilities and resources

• Implementation aspects

• Shortage of standards in specific areas

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 11: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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Barriers related to knowledge and engagement

• SMEs are in general not aware of the available standards.

• There are limited points of reference that SMEs can use.

• Management does not yet perceive clearly how implementing these standards adds business value.

• There is a prevailing perception that cyber-attacks are mainly threatening large enterprises.

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 12: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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Barriers related to available capabilities and resources

• In SMEs that assume the ICT function internally, there is limited resource dedication for ICT security.

• If the ICT function is outsourced, there are difficulties in the negotiation with providers on security features.

• Implementation can be demanding in terms of financial and human resources.

• Many SMEs do not have still a solid foundation on information security risk management.

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 13: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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Barriers related to implementation aspects

• Many statements of the standards are challenging for SMEs in order to clearly identify the tasks and activities.

• There is a lack of implementation guidelines.

• Standards rely on processes that might not yet be implemented in a small organization.

Barriers related to shortage in specific areas• There are few standards designed to assist SMEs towards

appropriate protection of personal data.

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 14: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

Recommendations

To improve the adoption of information security and privacy standards in small and medium enterprises

Page 15: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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Recommendations

01Increasing knowledge and engagement: Making SMEs more familiar with the standards that they can apply, as well as of the benefits they can obtain by implementing them.

02Driving adoption and compliance: Providing mechanisms to foster standard adoption by SMEs through certification and regulatory compliance.

03Facilitating implementation: Making standards more easily deployable by SMEs by adapting to their specific characteristics.

04Increasing capabilities: Increasing cybersecurity capabilities in SMEs in order to make them ready for standard adoption.

05Fostering cooperation: Creating a common strategy among stakeholders towards a global strategy for improving information security and privacy standardization for SMEs.

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 16: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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• Developing centralized catalogues with extended information of existing standards that are scalable for SMEs.

• Creating specific campaigns targeting SMEs on how standards can help them protect their core business assets and processes.

• Promoting the participation in the development process of SMEs coming from a variety of sectors.

Increasing knowledge and engagement

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 17: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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• Promoting the development of certification schemes targeted at SMEs.

• Promoting the establishment of voluntary reference standards that presume conformity with regulations.

• Enforcing standard compliance for contracts related to their information supply chain or to personal data handling.

Driving adoption and compliance

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 18: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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• Creating standards targeting specifically SMEs.

• Developing easy to follow implementation guidelines focusing on the scoping and initial stages.

• Incorporating maturity levels with different sets of requirements.

• Deploy security by default configurations to facilitate later standard adoption.

Facilitating implementation

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 19: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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• Designating an Information Security Officer to ensure ownership of the information security and data protection functions.

• Creating professional training programs to provide foundation training.

• Providing incentives to SMEs to adopt security and privacy standards.

Increasing capabilities

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 20: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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• Developing a harmonized plan to create information security and privacy standards specifically designed for SMEs.

Fostering cooperation

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016

Page 21: Privacy, Security and SME’s: Drivers and Barriers · • 42% of SMEs do not plan to implement ISO 27001, while only 18% completely implement it SMEs & Information Security Dr. Prokopios

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”21

2016 Follow Up Activity

Call for advisory group is open until end of March 2016

Framework on appropriate security measures for the

processing of personal data in small and medium

organizations

Dr. Prokopios Drogkaris | Privacy, Security & SMEs | CSA CEE Summit 2016