© 2017 equityfor.com. All rights reserved.

Private capital markets for companies and investors in energy, technology and fintech.

This platform is operated by equityfor Private Securities, LLC ("equityfor"), which is not a registered broker-dealer. equityfor does not give investment advice, endorsement, analysis or recommendations with respect to any securities. All securities listed here are being offered by, and all information included on this site is the responsibility of, the applicable issuer of such securities. equityfor has not taken any steps to verify the adequacy, accuracy or completeness of any information. Neither equityfor nor anyof its officers, directors, agents and employees makes any warranty, express or implied, of any kind whatsoever related to the adequacy, accuracy or completeness of any information on this site or the use of information on this site. By accessing this site and any pages thereof, you agree to be bound by the Terms of Use and Privacy Policy.

All securities-related activity, including, but not limited to private placement offerings under Regulation D are conducted by North Capital Private Securities Corporation (“NCPS”), an unaffiliated entity, and a registered broker-dealer, and member FINRA/SIPC, located at 2825 E Cottonwood Pkwy, Salt Lake City, Utah 84121. NCPS do not make investment recommendations and no communication, through this website or in any other medium should be construed as a recommendation for any security offered on or off this investment platform.

This website is intended solely for accredited investors. Investments in private placements and start-up investments in particular are speculative and involve a high degree of risk and those investors who cannot afford to lose their entire investment should not invest in start-ups. Companies seeking startup investments tend to be in earlier stages of development and their business model,products and services may not yet be fully developed, operational or tested in the public marketplace. There is no guarantee that the stated valuation and other terms are accurate or in agreement with the market or industry valuations. Additionally, investors may receive restricted stock that may be subject to holding period requirements. In the most sensible investment strategy forstart-up investing, start-ups should only be part of your overall investment portfolio. Further, the start-up portion of your portfolio may include a balanced portfolio of different start-ups. Investments in startups are highly illiquid and those investors who cannot hold an investment for the long term (at least 5-7 years) should not invest.

DISCLAIMER

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At equityfor, our sector focused equity marketplace provides opportunities to invest in highly vetted companies and projects across energy, technology and fintech. The platform is backed by the Saxon Weber Group’s international investment banking brand which collectively has participated in over $12b in transactions.

Leading companies that meet the very highest technical and financial standards are brought through a proprietary 3X vetting system; (1x) best in class due diligence provided by CrowdCheck; (2x) a TRL (Technology Readiness Level) assessment adapted from NASA; and (3x) expert reviews and curation by industry insiders.

Accredited investors are able to participate in equity and debt opportunities with early and growth stage technology companies hand picked by industry leaders, independent experts, venture capital veterans and investment professionals.

A sector focused equity marketplace backed by the power of a global investment banking brand.

equityfor.com

NETWORKProviding a robust network of

accredited, institutional investors and advisors a

platform where they can investdirectly or on behalf of clients.

COMPLIANCEEnd-to-end back office

management provides value add to platform users and allows

companies to focus on running their businesses.

TECHNOLOGY

For managing offerings and investments, built upon secure and scalable architecture,with

thousands of transactions already processed with NCPS

companies.

equityfor is the leading investment bank backed equity platform for private capital markets in energy, technology and fintech.

»Digital Marketing/SEO

»Offering Management

»Online Investments

»Automated TransactionProcessing

»Investment Management

»Books andRecords

» Due Diligence

»KYC, AML, OFAC, Bad ActorChecks

»Suitability,Accreditation

»Escrow Administration

» Syndicate Management

»Distribution Services

»Regulatory Filings

»SPV creation & Management

»110,000 sector organized investors network and growing

»Advisors diversify client portfolios with fully-vettedofferings

»Companies expand their intermediary and investornetworks

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TECHNOLOGY

A better way to get your next raise up and running or complete a fundraising round already underway.Our fully compliant technology platform saves you time and money by reducing paperwork and streamlining back-office processes. Upload, organize and store current offering documents in one convenient location.

»Our dashboard allows you to know exactly what information needs to be provided for offer setup.

»Get organized by uploading all of your offering documentation in one secure location.

»Once your offering is finalized and you’re ready to go live, all information is reviewed by our compliance experts to ensure your offering is compliant.

»Get your offering in front of accredited investors, RIAs, broker-dealers and other network members allowing to get to closing even faster.

»Track all investments brought in via one centralized location.

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equityfor.com

FULL SERVICE DILIGENCE INCLUDING:

AML, OFAC, FinCEN, and Bad Actorchecks

Suitability and KYCapproval

Investor accreditation

Escrow administration

Focus on running your business and we will fundraise.Our team of compliance experts in specializing in Reg D 506(b) and 506(c) offerings are here to takecare of the time-consuming back office activities involved with raising private capital. This allows youto focus on the people and relationships that are important to advancing your business.

» Optimized workflows developed by a managing broker-dealer to help speed up the overallprocess.

» Expertise in 506(c) offerings giving you the ability to more widely promote yourdeal.

» A dedicated point of contact for investor questions about the process.

COMPLIANCE

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NETWORK

The equityfor platform marketplace is one of the most

advanced ever built.

1

Global A proprietary domestic and international

network of accredited investors, institutional investors and wealth advisors acting directly or

on behalf of their clients.

2

Sector FocusedInvestor networks with deep domain expertise in

Oil & Gas, Industrial Technology, Software, Financial Technology, IT and Human Capital

Management.

3

Investment Bank NetworkThe equityfor platform is more than the aggregate of our marketplace network of investors; it is part of a larger global investment banking brand in the

Saxon Weber Group.

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STAGES

Accepting Reservations Accepting Investments

Subsea Piling Stress Sensor systems for offshore wind

Recipient of the Best Sensor award at CES

$5.5M+ in pre-sales

$1,639,617 Reserved

FinTech Premier enterprise technology architecture

Recipient of the Best Software at APA National Event

$2.5M+ in pre-sales

$687,511Raised

Oversubscribed

Smart valve technology with real time measurement capabilities.

500,000 In matching NASA SBIR grants

$7.5M in 2016 sales

$3,546,089 Raised

506 (c) vetted WindTec 506 (c) 3x vetted PayCloud 506 (c) 3x vetted Valvturn

Indication of Interest

Offering materials created

Investor base energized

Simple Due Diligence

Investment Reservations

Subscription Tracking

Fundraising Launch

Due Diligence OK’d

Final Offering Docs

Full Digital Marketing

Reservations-to-Funds

Fundraise Tracking

Oversubscription

Round completing

More Investor Interest

Round Extension Option

Prep for Series N

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FULL SERVICE DILIGENCE INCLUDING:

AML, OFAC, FinCEN, and Bad Actorchecks

Suitability and KYCapproval

Investor accreditation

Escrow administration

Focus on running your business and we will fundraise.Our team of compliance experts in specializing in Reg D 506(b) and 506(c) offerings are here to takecare of the time-consuming back office activities involved with raising private capital. This allows youto focus on the people and relationships that are important to advancing your business.

» Optimized workflows developed by a managing broker-dealer to help speed up the overallprocess.

» Expertise in 506(c) offerings giving you the ability to more widely promote yourdeal.

» A dedicated point of contact for investor questions about the process.

COMPLIANCE

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© 2017 equityfor.com. All rights reserved.

WORKFLOWS

Gather investors

Sign Placement Agreement

Escrow Setup

Due Diligence

Request for Distribution

Wire Funds to Issuer/Partner

CAPITAL RAISE COMPLETE

60 Day Funding Window

Initial Issuer

Review

Forward decision

Indication of Interest

1-2 weeks

Closing

DD Approved

Investor KYC Subscription

Sign Placement Agreement.

Offering Documents created

Launch OfferingGather Investors

Sign / Counter Sign Subscription Documents

Create SPV / Min Offering Notice

Verification of SPV

1-2 weeks 2 weeks

Initial Review

Pre Launch

and Due Diligence

Phase4-6 Weeks

Launch and Single

Funding Phase

9 Weeks

Closing Phase

1 Week

Go / No Go

Initial Review Phase

2 Weeks

Post Raise Support

SPV Management*

Post Raise Support

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equityfor.com

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SELECT

US based companies in unsubscribed or undersubscribed offerings; Seed, Series A, B + with experience raising capital.

$500k – $8M typical raise.

• Digital Marketing• SEO• Investor Compliance• Chat 9-5• Webinar Management• Fundraising I • Opportunity Dashboard

GLOBAL

International companies in unsubscribed or undersubscribed offerings; Seed, Series A, B + with experience raising capital.

$500k – $8M typical raise.

• Digital Marketing II• SEO II• Investor Compliance• Chat 24/7• Webinar Management• Fundraising IA• Opportunity Dashboard• International / Global

Markets• EF Events Complimentary • Content Marketing • Social Media Integrated

IBX

Companies that mix institutional and accredited investors in a dual platform and traditional investment bank offering.

$5 – $50M typical raise.

• IB Hybrid• Institutional Investors• Digital Marketing/SEO II• Investor Compliance• Chat 24/7• Webinar Management• Fundraising II

PLATFORM

Join with other founders, entrepreneurs, startup teams, venture capital and portfolio managers to become one of our select companies.

Whether you are early stage, require growth capital or project finance we work with energy, technology and fintech companies raising capital through preferred equity and convertible notes.

At equityfor we are creating the premier global marketplace one investor and one company at a time.

Investing in technology startups was once reserved for venture capitalists and connected angel investors. Now, equityfor is providing access to individual investors to invest alongside VC and PE firms accessing investments in a backed platform.

As a result of the JOBS Act and the work that the SEC, FINRA, and other market participants accredited investors can now make investment under Regulation D 506c offerings providing access to over millions of investors around the world.

A community of companies and investors coming together in an investment bank backed equity marketplace.

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Dr. Chris Alexander (BOA)

Principle at Stress Engineering Services, a leading

engineering and testing firm operating across multiple

sectors

Jay Greenberg (BOA)

CEO and Co-founder of LexShares an specialized equity platform focused

on funding litigation.

TEAM

Derek Weber

Co-founder-CEO at equityfor and Managing Partner Saxon

Weber Private Capital

Jim Dowd

Founder-Managing Director North Capital Private

Securities (NCPS), a registered broker-dealer

Tom McCann

Co-founder at equityfor and Managing Partner Saxon

Weber Ltd.

Stephanie Holt

Chief Financial Officer North Capital Private Securities (NCPS), a

registered broker-dealer

Brian Clougherty

Co-founder at equityfor and Managing Partner –

COO Saxon Weber Group

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© 2017 equityfor.com. All rights reserved.

www.equityfor.com

New York

174 Hudson Street4th FloorNew York, New York 10013

+1 518 406 5635

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