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Private Client SolutionsAt a Glance
Investment Products: Not FDIC Insured · No Bank Guarantee · May Lose Value
For Institutional Investors and Financial Advisors Only · Not for Onward Distribution
TABLE OF CONTENTS
At Your Service � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � 3
About Citi Private Client Solutions � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � 4
Our Approach � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � 5
Our Solutions � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � 6
Gain Access � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � 7-8
Our Services � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � 9
Our Electronic Execution Platforms � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � 10
Awards � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � 11
Contact Information � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � 12
Not for Onward Distribution
AT YOUR SERVICE
Firmly embedded within Citi’s sales and trading desks, the Citi Private Client Solutions Group provides retail intermediaries with access to Citi’s institutional and retail market making capabilities, electronic execution and broad range of investment opportunities.
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ABOUT CITI PRIVATE CLIENT SOLUTIONS
ABOUT OUR CAPABILITIES
Informed by today’s complex markets and Citi’s research, our dedicated professionals provide first-class service to
facilitate your clients’ specific financial goals and risk tolerances�
Our capabilities include:
• Broad range of investment opportunities
• Tactical and theme-based investment ideas
• Tailored risk management
• Hedging and monetization strategies
• Ability to leverage Citi’s institutional and retail market-making capabilities
• Electronic execution platforms
• Proprietary services for high-net-worth and ultra-high-net-worth investors
ABOUT OUR CLIENTS
Citi does business in more than 160 countries and jurisdictions� The Citi Private Client Solutions Group is focused on
serving retail intermediaries ranging from Private and Consumer Banks to regional Broker Dealers to Wholesalers to
Family Offices and Registered Independent Advisors�
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OUR APPROACH
• Wealth preservation
• Yield enhancement
• Risk mitigation
• Broad market access
• Portfolio diversification
• Strategic trading opportunities
• Tax-advantaged income strategies
• Access to alternative investment strategies
• Advice on Fixed Income portfolio building
Our product specialists are dedicated to evaluating and selecting investments that seek:
Access to all asset classes
Dedicated coverage
Focused insights and opportunities across various asset classes
Innovative idea generation with strategic and tactical
investment solutions
Frequent communications and market updates
Diversification away from a single asset class exposure
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OUR SOLUTIONS
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Trading strength, timely insights, local presence and regulatory expertise matter. Our product specialists leverage Citi’s capabilities in product origination, risk management, trading and investment platforms.
To help you help your clients, the Citi Private Client Solutions Group provides retail intermediaries with access to:
• Municipal Securities
• Taxable Fixed Income
• Cash Equities
• FX, Rates, Commodity and Credit Derivatives (for certain eligible contract participants)
• Equity Derivatives and Hybrid Solutions (for certain qualified investors)
• Structured Investments
• Rules-based Citi Investment Strategies
• Registered and Unregistered Funds
Educating retail intermediaries is a core element of our offering� When you partner with the Private Client Solutions Group,
you gain instant access to Citi’s educational platform� We also participate at various retail investment conferences to keep
you informed of the latest market trends, innovations and ideas�
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GAIN ACCESS
Citi Private Client Solutions gives retail intermediaries access to a wide range of retail investment products, expertise and trading capabilities.
Type of Investment Your Citi Advantage Products and Services
Municipal Securities Citi has eight regional municipal trading
desks across the U�S� that include a
dedicated team of Citi Private Client
Solutions product specialists�
• High Grade Bonds
• Zero Coupon Bonds
• Taxable Municipal Bonds
(incl� Build America Bonds)
• Story Bonds
• High Yield Bonds (across a broad
range of industry sectors)
Taxable Fixed Income Citi has dedicated trading desks that
provide markets in U�S� Treasury
Securities, U�S� Agency Securities,
Corporate Securities, Mortgage-Backed
Securities, and Exchange-Traded
Preferred Stock�
• Treasury and Agency Debt
• Mortgage-Backed Securities
• Investment Grade Corporate Debt
• High Yield Corporate Debt
• Emerging Markets Corporate Debt
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GAIN ACCESS
Type of Investment Your Citi Advantage Products and Services
Cash Equities Citi maintains a team of sales and trading
professionals dedicated to private client
execution in equity products� We offer
an integrated execution platform with
algorithmic trading strategies, institutional
execution services, advice, liquidity,
electronic market making and full leverage
of Citi’s institutional platform� Citi Total
Touch provides access to Citi’s EQ/ETF
block trading platform�
• Single Stocks
• Exchange Traded Funds
• Equity Options and Convertibles
• Algorithmic Offerings
• DMA Offerings
• Citi Total Touch Block Trading
Derivatives
(across all asset
classes for certain
eligible contract
participants /
qualified investors)
Citi provides access to flow products and
trading capabilities in all asset classes�
Qualified investors may trade OTC equity
derivatives and credit derivatives� We
also use Citi Research, development and
systematic trading capabilities to build
unique rules-based investment strategies
that help investors access and outperform
benchmark indices�
• FX Spot, Forwards and Options
• Interest Rate Swaps, Swaptions, Caps
and Floors
• Dual Currency-Linked Investments
• Cross-Currency Swaps
• Energy and Precious-Metals Derivatives
• Credit Default Swaps
• Equity Collars, Forwards, Calls and Swaps
• Rules-based, systematic investment
strategies
Tactical and Portfolio-
Enhancing Structured
Investments
Retail intermediaries have access to Citi’s
multi-asset global structured investments
platform, to meet financial goals ranging
from wealth preservation to risk-adjusted
yield enhancement� Complementing a
traditional portfolio, these investments
provide access to a variety of payoff
profiles, each with varying levels of risk and
return potential�
• Market-linked deposits
• Structured notes (all asset classes)
• Custom strategies
• OTC derivatives
• Hedging and monetization solutions
• Structured funds
• Warrants
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OUR SERVICES
9
Type of Service Your Citi Advantage Key Features
Institutional-level
coverage
Retail intermediaries, Family Offices,
RIAs and certain qualified investors enjoy
institutional-level coverage and direct
access to Citi’s Capital Markets platform�
• Seamless service and custom solutions
• Proactive and opportunistic idea
generation
• Fast pricing and rapid execution
• Order management and execution
• Access to new issues
Fixed Income High-
Net-Worth ProgramTM
Citi’s proprietary Fixed Income High-
Net-Worth ProgramTM is a comprehensive
approach to analyzing (and identifying
opportunities to improve) fixed income
portfolios�
• Citi Private Client Solutions Fixed
Income Product Specialists prepare
the analysis and suggest portfolio
improvements
• Accommodates a vast array of fixed
income securities, including those held
at other institutions
• Advanced report capabilities
Additionally, retail intermediaries, Registered Investment Advisors, Private Banks and Family Offices have access to the following services:
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OUR ELECTRONIC EXECUTION PLATFORMS
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For retail intermediaries who seek to benefit from Citi’s premier electronic execution platforms, we offer access to Citi PhaserTM for Equity Derivatives and Citi Total TouchTM for Block Trades.
Type of Your Citi Advantage Key Features
Citi PhaserTM Citi Phaser is your conduit to Citi’s full
galaxy of equity derivatives services� This
powerful solution provides electronic
access to our industry-leading options
execution platform� Its benefits: greater
liquidity, quicker trades, more consistent
pricing, and a superior solution for equity
options trading�
Tap into Citi’s liquidity and powerful
platform:
• Electronic Smart Order Router
• Intelligent option algorithms
• Executes nearly 2�2 million option
contracts per day*, accounting for over
12% of all OCC-cleared option contracts
on U�S� option exchanges
• Execution quality: 34% of all marketable
orders are getting price improvements*
Citi Total TouchTM Citi Total Touch is a block-size electronic
execution platform that combines the
value-added offerings of high-touch trading
with the efficiency and ease of low-touch
execution� Clients gain:
• Access Citi’s indicated liquidity electronically
• Improved accuracy, convenience, scale and
economics of overall liquidity and risk capital
• The combined strength of sales and
trading with systematic and quantitative
technology
• On an average day, we trade over
2,000 symbols, including US stocks,
ADRs, ETFs and Latin American orders
at sizes that average 38% of interval
volume at 28% of interval volatility
• We work with our clients’ OMS/EMS
vendors or in-house teams to enable
Total Touch viewing and routing (via
Bloomberg)� You can also access
liquidity via your EMS
• Instant trade analytics upon
completion of order
*As of September 2014
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AWARDS
The methodology for each survey provided has not been validated or verified by Citigroup Global Markets Inc� or Citigroup Inc� Please contact the provider of the relevant survey for information regarding the underlying criteria and factors utilized in compiling the data� All awards were received between 2012 and 2014� For more information regarding the date that an award was received, please contact the provider of the relevant survey� The receipt of an award with respect to a product or service may not be representative of the actual experience of any client, and is not a guarantee of future performance or success�
CITI ACCOLADES - HIGHLIGHTS
Euromoney / StructuredRetailProducts.com
2016 • Best Private Banking Deal, Americas • Best House, Hong Kong
2014 • Best for Price Competitiveness, Americas • Best in Client Service, Americas • Best for Innovation & Structuring Capability, Americas • Best After Sales Service, Americas • Best for Understanding Client Needs, Americas • Best Structured Fund Sales, Brazil • Best for Hybrids Solutions, Asia Pacific • Best Manufacturer, China Asian Private Banker Awards for Excellence
2015 • Best of US Equity-Linked Provider • Best FX-Linked Provider
2014 • Best US-Equity Linked Provider The Banker Investment Banking Awards
2014 • Most Innovative Investment Bank for
Equity Derivatives IFR Awards
2015 • Emerging Markets Bond House of the Year • Loan House of the Year • Derivatives House of the Year • Credit Derivatives House of the Year
Greenwich Associates
2015 • Global Fixed Income Greenwich Awards
#1 Market Share, #1 Sales Quality, #1 Trading Quality, #1 eTrading
2013, 2014 • Greenwich Share Leader in U�S� Municipal
Bonds and Derivatives Risk Magazine
2016 • Derivatives House of the Year • Credit Derivatives House of the Year Energy Risk
2016 • Derivatives house of the year
(3rd consecutive year)• Precious Metals House of the Year • Emissions House of the Year MTN-I
2016 • Winner: Investor Solutions – CMS floating-rate
note series, Americas• Winner: Structured Products House of the year,
Latin America
2015 • Winner: Cross Border MTN Dealer of the Year • Winner: Deal of the Year: HSCEI-Linked IFC CNH
MTN Series, Asia
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CONTACT INFORMATION
Not for Onward Distribution
GLOBAL HEAD AMERICAS CO-HEADS
Barbara MullaneyGlobal Head Private Client Solutions
“We’re proud of our deep commitment to long history with investment professionals and advisors across the globe� We strive to deliver and execute at a high level so they can serve their high-net-worth and ultra-high-net-worth investor clients�”
Nick ParcharidisManaging Director, Co-Head of Americas Private Client Solutions
“Whether you’re in New York, LA, Miami, Mexico City or Sao Paulo, we can deliver Citi’s global capabilities across capital markets to meet the investment, and risk management needs of our clients throughout the Americas�”
J�P� ConnellanManaging Director, Co-Head of Americas Private Client Solutions
“Our team has a full complement of retail investment solutions, from municipal and taxable fixed income to equities and structured products�”
Jennifer Alexander Director +1 (212) 723-7276 jennifer�alexander@citi�com
EQUITIES
Daniel Seidenstein Managing Director +1 (212) 723-7276 daniel�seidenstein@citi�com
Cindy Brock Director +1 (813) 466-6902 cynthia�brock@citi�com
MUNICIPALS
Brett Barnes Director +1 (213) 486-8830 brett�barnes@citi�com
Michael Baumeister Director +1 (212) 723-3200 michael�baumeister@citi�com
TAXABLE FIXED INCOME
Karen Galbraith Desk Head +1 (212) 723-3200 karen�galbraith@citi�com
Brooke Hammel Director +1 (212) 723-3136 brooke�hammel@citi�com
STRUCTURED INVESTMENTS
Pierre Pettigrew Director +1 (212) 723-3136 pierre�m�pettigrew@citi�com
AMERICAS SALES TEAM
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