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Foreign Service Institute (FSI) Quality Management System Manual

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Foreign Service Institute

(FSI)

Quality Management System Manual

Table of Contents Page 1.0 Basis and Rationale 1

2.0 Adoption of ISO-2015 Quality Management System 1

3.0 Acronyms 2

4.0 Definition of Terms 3

5.0 Organization Contextual Framework 3

5.1 FSI Profile 3

5.2 Branches of Service 4-5

5.3 FSI Board 5

5.4 Policy - Making 6

5.5 Organizational Structure and Functional Structure 7-8

5.6 Roles and Responsibilities 9-10

6.0 FSI Mission, Vision, and Values 10-12

7.0 FSI Quality Policy 13

8.0 International and External Issues 14

9.0 The Carlos P. Romulo School of Diplomacy 15

9.1.1. Legal Mandate 9.1.1.1 Scope of Services 9.1.1.2 Objectives

16 17

9.2 Carlos P. Romulo School of Diplomacy Organizational Structure 18

CPRSD Objective 18

9.2.1 Office of the Head 18

9.2.2 Core Function 18

9.2.3 Professional and Technical Program 18

9.2.4 Foreign Language Program 19

9.2.5 Special Programs Section 19

9.2.6 Scholarship Programs 19

9.2.7 Training Evaluation Section (TES) 19

9.2.8 International Programs and E-Learning Section (IPELS) 20

9.4.1 CPRSD Position Chart

9.4.2 Position Description

9.5 CPRSD Training Management and Process Flow 21-22

10.0 CPRSD Training Policy 23-35

11.0 Internal Policies 36

12.0 Foreign Officials Participating in FSI Training Programs 36-37

13.0 Requests from other Government Agencies 37

14.0 Others 38

15.0 The Center for International Relations and Strategic Studies 39

15.1 Mandate 15.2 Organizational Structure 15.3 Duties and Responsibilities 15.4 Operating Procedures

39 39-40 40-44 44-55

16.0 The Quality Management System Organization 56-58

17.0 The Management Commitment 58

1

Foreign Service Institute

Quality Management System Manual

1.0 Basis and Rationale

The Philippine government issued Executive Order No. 605 - 2007 which mandates the

adoption of the ISO 9001-2015 Quality Management System by government institutions. In order

to comply with the directives of the government in streamlining processes, keeping track of the

efficiency and quality of products and services, a Foreign Service Institute Quality Manual (FSI-

QM) is prepared and documented, to ascertain the coverage, scope, structural, functional

parameters of the organization, its processes, products and services, to fully support the DFA and

other government agencies with attached services in the Foreign Service, thru capacity-building

and technical researches and advisories on matters relevant to Philippine foreign affairs and

service, and world issues affecting Philippine national interests and policies.

2.0 Adoption of ISO 9001:2015 Quality Management System

The FSI conceptualizes, plans, organizes, implements capacity-building and training

programs, in helping with its mandate to professionalize and capacitate its personnel. At the post-

implementation phase, it prepares reports, evaluates its programs thru quantitative and

qualitative instruments to continuously upgrade and enhance policies, work and output indicators

guided by the adoption of a Quality Management System (QMS). The Foreign Service Institute

intends to continuously commit itself to provide better quality capacity-building programs to

respond to the call of competent and professional foreign service corps.

In order to perform with utmost professionalism and integrity, FSI should develop its

institutional infrastructure, policies, operational standards and guidelines manifesting its

intention to provide quality training and research major final outputs. The QMS shall focus on

scope and coverage of functions and service, structural and functional parameters. It shall likewise

include processes and procedures to guarantee quality products and services.

In view of this, FSI is intent on ensuring the adoption of ISO 9001:2015 version to

emphasize the value of standardization and conformity responsibilities with the objective of

subjecting the system thru a certification, underpinned by competence, professionalism,

environmental consciousness, integrity and resolve for greater efficiency.

2

3.0 Acronyms

DFA Department of Foreign Affairs

FSI Foreign Service Institute

CPRSD Carlos P. Romulo School of Diplomacy

CIRSS Center for International Relations and Strategic Studies

AFSD Administrative and Financial Services Division

OCA Office of Consular Affairs

HRMO Human Resource and Management Office

ODG Office of the Director-General

DDG Deputy Director-General

LPS Language Programs Section

CSC Civil Service Commission

OSEC Office of the Secretary

OUIER Office of the Undersecretary for International Economic Relations

OUP Office of the Undersecretary for Policy

OUMWA Office of the Undersecretary for Migrant Workers Affairs

OUCCS Office of the Undersecretary for Civilian Concerns and Security

OFMS Office of Fiscal Management Service

DBM Department of Budget and Management

RCO Regional Consular Office

PTPS Professional and Technical Programs Section

CPS Core Programs Section

ScPS Scholarship Programs Section

IPELS International Programs and e-Learning Section

TES Training Evaluation Section

CPRSD OH Carlos P. Romulo School of Diplomacy – Office of the Head

FSP Foreign Service Post

SO Satellite Office

ASEAN Association of Southeast Asian Nations

FARS Foreign Affairs Research Specialist

MFIR Mangrove Forum on International Relations

MDS Mabini Dialogue Series

3

4.0 Definition of Terms

Training Program - is a process of which a participant is able to reach a certain standard

of proficiency thru lecture and hands-on experience and exposure

Course -

refers to the subject taught under the program

On-the-job training - refers to an approach to which a participant is immersed for the

purpose

Certificate of - Attendance

is a certificate awarded to a participant for a training activity with

no required graded outputs, group work reports, simulation or

examination. It usually ranges from 8 to 16 training hours credit.

Certificate of - Participation

is a certificate awarded to a participant with at least 80%

attendance, submitted the required outputs or who has actively

participated in exercise or simulation or similar activities required of

the seminar, usually ranges from 16 to 24 training hours credit.

Certificate of - Completion

is a certificate awarded to a participant with at least 80%

attendance in the program, submitted the required outputs, or has

been actively involved in the exercises and group work, or passed a

given examination. It usually ranges from 24 to over 800 training

hours credit.

5.0 Context of the Organization

5.1 FSI Profile

The Foreign Service Institute was formally established under PD 1060 on 9 December

1976. With the promulgation of RA 7157, or the Philippine Foreign Service Act of 1991,

the mandate of the Institute was revitalized and expanded. Title VIII – Foreign Service

Institute, Section 57 of the RA 7157 states the functions of the FSI as follows:

“The Institute, through its academic, training, research, information, publication, systems

development and other programs, shall serve as the center for the development and

professionalization of the career corps of the foreign service of the Department and other

government agencies which have offices and employees assigned abroad. It shall maintain

a Center of International Relations and Strategic Studies (CIRSS) and shall otherwise

function as a research institution on issues and problems with foreign policy implications,

global and regional strategies and management of foreign affairs while serving as

institutional consultant of the Department on matters related to foreign policies and

programs as well as development management, planning, review and evaluation

4

processes in the Department. The Institute shall, inter alia, pursue a training program for

those who are leaving for foreign assignments and for those who are recalled and shall

hold seminars, including language courses, to prepare such officers and employees for

their new assignments.”ofile

5.2 Branches of Service

The Institute thus, maintains two main branches of major operational services. First,

through the Carlos P. Romulo School of Diplomacy, it conceptualizes, designs,

implements, evaluates training and continuing education programs responsive to the

needs of the Department of Foreign Affairs, both in the Home Office and in the Foreign

Service, and personnel of other government agencies which maintain attached services in

the Foreign Service Posts. Second, through the Center for International Relations and

Strategic Studies, it undertakes independent research on issues relevant to international

relations and foreign policy formulation, management, and evaluation. It also provides

institutional support to the DFA with regards to organizational development and

management, including but not limited to the planning, review, and assessment of the

policies and systems and procedures of the Department.

These two main branches of services are being supported in terms of personnel,

financial and general services by the Administrative and Financial Services Division.

5.2.1 Scope

5.2.1.1 The Carlos P. Romulo School of Diplomacy is the center in charge of the

development and professionalization and training, and similar

capacity-building activities in the Republic of the Philippines in the fields

of Foreign Service, International relations, Philippine external relations

and Diplomacy. Its programs are anchored on the main pillars of

Philippine foreign policy such as national security and sovereignty,

economic diplomacy and assistance to nationals.

5.2.1.2 The Center for International Relations and Strategic Studies serves as a

think tank and undertakes researches and recommends future actions for

the Department of Foreign Affairs and the Office of the President of the

Republic of the Philippines.

5

5.2.2 Coverage of Services

As beneficiaries of its services, FSI covers the following:

1. Personnel of the Career Foreign Service

2. Home-based personnel of the DFA

3. Other government agencies with attached services in the Foreign Service

4. Through demand, the national line agencies of the government and some

local government units

5. Through the bilateral agreements entered into with foreign governments

covering foreign service personnel of foreign governments, under

international capacity-building cooperation

6. For research outputs, the coverage is extended to the Department of

Foreign Affairs, the Office of the President, legislative bodies, academe,

think tanks and regional groups interacting and networking within track

1.5 diplomacy.

5.3 FSI Board

The FSI is the training and research arm of the Department of Foreign Affairs

governed by a Board composed of:

The Secretary of Foreign Affairs as Chair, with the following as members:

1. Chair

Civil Service Commission

2. President

University of the Philippines

3. President

Development Academy of the Philippines

4. Director-General

Foreign Service Institute

5.4 Policy – Making

As the governing body, the FSI Board formulates the rules, regulations, policies,

systems and procedures for the management and operations of the Institute, as well as

6

the rules and policies, systems and procedures governing the qualifications and eligibility

of participants to its training programs.

Management

The over-all organization leadership is provided for by the Director-General, with

an appointment and approval by the President of the Republic of the Philippines,

endorsed by the Secretary of Foreign Affairs from among the Senior Chiefs-of-Mission

Class.

The Director-General is assisted by the Deputy Director-General duly appointed

by the President of the Republic of the Philippines seconded from the Academe.

7

5.5

Org

aniz

atio

nal

Str

uct

ure

8

FSI F

UN

CTI

ON

AL

STR

UC

TUR

E

Figu

re 3

9

5.6 Roles and Responsibilities

The Institute is headed by a full-time Director-General who is seconded from

among the Senior Chiefs-of-Mission in the career foreign service corps fully endorsed and

appointed by the President of the Republic of the Philippines. The FSI Director-General

as stipulated in RA 7157, also holds the title of Assistant Secretary.

The Deputy Director-General who ranks next to the Director-General is chosen

from the academic community with a tenure of four (4) years, and duly appointed by the

President of the Republic of the Philippines, upon the recommendation by the Board of

the Foreign Service Institute.

The Institute as outlined by its mandate, has two (2) major divisions in charge of

the mandate and operations namely:

1. The Carlos P. Romulo School of Diplomacy (CPRSD) for training and continuing

education; and

2. The Center for International Relations and Strategic Studies (CIRSS) for technical

research.

These two (2) major branches shall be provided with support and administrative

services by the Administrative and Financial Services Division.

There are three (3) additional sections under the management of the Office of the

Director-General namely:

1. Carlos P. Romulo Library;

2. Publications; and

3. The Institutional Linkages Unit.

The mandate of the Institute was revitalized and expanded thru RA 7157, on the Philippine Foreign

Service Act of 1991, Title VIII Section 57:

“The Institute, through its academic, training, research, information, publication, systems development and other programs, shall serve as the center for the development and professionalization of the career corps of the foreign service of the Department and other government agencies which have offices and employees assigned abroad. It shall maintain a Center of International Relations and Strategic Studies (CIRSS) and shall otherwise function as a research institution on issues and problems with foreign policy implications, global and regional strategies and management of foreign affairs while serving as institutional consultant of the Department on matters related to foreign policies and programs as well as development

10

management, planning, review and evaluation processes in the Department. The Institute shall, inter alia, pursue a training program for those who are leaving for foreign assignments and for those who are recalled and shall hold seminars, including language courses, to prepare such officers and employees for their new assignments.”

6.0 FSI Mission, Vision and Values

6.1 MISSION

The Foreign Service Institute aims primarily to:

(1) develop on a continuous basis the in-house capacity of the FSI personnel to deliver

effectively on their core competencies of training, research, and organizational

development;

(2) support the efforts of the DFA to enhance the capacity of its personnel to effectively

deliver their core competencies;

(3) design and conduct the appropriate training programs relevant to the current issues

and future trends of foreign policy and diplomacy;

(4) provide policy options through its research and policy studies in aid of foreign policy

formulation, management, and evaluation; and

(5) provide institutional support to the DFA with regard to organizational development

and management, including but not limited to the planning, review, and assessment of

the policies and systems and procedures of the DFA.

11

6.2 VISION

The FSI is the prime training and research institute for

Philippine foreign policy, diplomacy, and related fields and a

recognized center for language learning. Its personnel are experts

by virtue of their experience and academic training in their

respective areas of specialization or functions, who are fully

committed to providing the highest quality of training and

research outputs to the complete satisfaction of the Institute’s

clients.

12

6.3 VALUES

“The FSI team can do it; each performing

with excellence, integrity, and dedication to

assigned responsibilities, ever aware of the

obligation to serve with the highest ideals of

patriotism and professionalism.”

13

7.0 Foreign Service Institute Quality Policy

14

8.0 International and External Issues

The following are the internal and external factors that affect the efficient delivery of

services in accordance with the FSI’s mandate:

Political Factors Economic Factors

Legislative Agenda

Administration’s Thrusts and Priorities

Diplomatic Relations

International Political Security Situation

Distribution of Funds

Globalization/Standards

Budget Appropriation

Social Factors Technology Factors

Competition

Migration

Use of Social media

Organization’s Culture

Employee Morale

Public Image

Web Services

System Integration

Budget Support

Capacity-Building

Data Security

Knowledge Management

Legal Factors Environmental Factors

Non-Review of Legal Mandate

Intellectual Property

Applicable Laws and Policies

Natural Manmade Calamities

Physical Infrastructure

Accessibility of offices

Office Lay-out

Neighbors

Safety and Security

Profile of Vicinity

15

9.0 CARLOS P. ROMULO SCHOOL OF DIPLOMACY (CPRSD)

The CPRSD is committed to the improvement and professional growth of the Philippine

Foreign Service corps. To fulfill this mandate, it endeavors to upgrade and enhance the

competencies required of its participants in international affairs, in the implementation of foreign

policy programs, and in understanding intercultural nuances through foreign language proficiency.

9.1.1 Scope of Mandate Coverage

The CPRSD envisions to be a leading institution on par with international

standards in managing learning in the fields of diplomacy, global affairs, foreign policy and

foreign languages. It seeks strong linkages with other foreign service institutes, academic

institutions and think tanks. It is in constant pursuit of providing appropriate and effective

learning opportunities that are attuned to the defined needs and goals of the Department

of Foreign Affairs. Its ultimate goal is to create a competent, productive and competitive

Foreign Service corps by promoting positive change and keeping abreast with the

constantly changing global environment, evolving ideas and challenges.

The main mandate of the School is to provide continuous training and

development programs to professionalize the Philippine Foreign Service. The CPRSD’s

functions are broadly grouped into seven sections, namely; Core Programs, Language

Programs, Professional and Technical Programs, Special Programs, International Programs

and E-Learning, Training Evaluation, and Scholarship Programs. To be responsive to the

continually shifting environment of diplomacy and the age of globalization that has

broadened the scope of the DFA’s mandate, some new areas of training are occasionally

conducted as needed.

16

CARLOS P. ROMULO SCHOOL OF DIPLOMACY

9.1.1.1 Organizational Structure

Figure 2

CARLOS P. ROMULO SCHOOL OF DIPLOMACY

OFFICE OF THE HEAD

CORE PROGRAMS SECTION

PROFESSIONAL AND TECHNICAL

PROGRAMS

LANGUAGE PROGRAMS

SECTION

SPECIAL PROGRAMS

SECTION

INTERNATIONAL PROGRAMS AND

E-LEARNING SECTION

TRAINING

EVALUATION

SCHOLARSHIP

PROGRAM

SECTION

17

CARLOS P. ROMULO SCHOOL OF DIPLOMACY

9.1.2 Objectives

9.1.2.1 To provide entry-level training to the newly-commissioned Foreign

Service Officers;

9.1.2.2 To provide the mid-career level training to Foreign Service Officers on the

middle management;

9.1.2.3 To conduct executive seminars for Chiefs-of-Mission;

9.1.2.4 To organize rank-based entry-level training to personnel belonging to

staff and employee levels;

9.1.2.5 To provide various foreign language training;

9.1.2.6 To continuously organize competency-based training for DFA personnel

in the fields of finance, administrative and records, security, property

management and procurement, protocol and conference management;

9.1.2.7 To prepare and conduct capacity-building on traditional and non-

traditional issues in international affairs;

9.1.2.8 To conceptualize and prepare instructions for the e-learning and blended

learning platforms;

9.1.2.9 To prepare and conduct training programs on economic, cultural, public

and environmental diplomacy;

9.1.2.10 To conceptualize and implement capacity-building programs in the fields

of consular services, assistance to nationals and crisis management;

9.1.2.11 To provide continuous specialized and higher education opportunities by

administering scholarship received from donor countries, and

scholarships offered by the DFA Scholarship Fund;

9.1.2.12 To make available FSI training programs to DFA Consular Offices and

Foreign Service Posts as well;

9.1.2.13 To prepare and conduct pre-departure and re-entry seminars for

outgoing and incoming personnel respectively;

9.1.2.14 To conceptualize evaluation scheme and instruments to measure the

quality of programs during and after the conduct of training.

18

9.2 Structural Functions and Responsibilities under the Carlos P. Romulo School of

Diplomacy

9.2.1 Office of the Head (OH)

The CPRSD is managed and supervised by a training Specialist V who directly

coordinates with the Office of the Director-General and the Deputy Director-General.

Under its managerial supervision are seven (7) sections, representing the areas of

training services and other continuing education services towards a quality capacity

building program for the clients.

9.2.2 Core Programs Section (CPS)

The CPS is responsible for designing, organizing and conducting rank-based

training activities for personnel of the Department of Foreign Affairs. The Section

implements the following training programs: (1) Training program for New Heads of

Posts, (2) Career Minister’s Course (CarMin) and (3) Foreign Service Officers’

Cadetship Course (FSOCC) and Entry-Level capacity-building for the Foreign Service

Staff Officers and Foreign Service Staff Employees. It is supervised by a Training

Specialist III who disposes of her/his function as a supervisor.

9.2.3 Professional and Technical Programs Section (PTPS)

The PTPS is responsible for designing, organizing and conducting various

training programs focused on professional and technical fields such as administrative

services, including property, security, records management, financial and accounting

management systems, and computer literacy. Thematic issues are also tackled such

as archipelagic and maritime, cultural diplomacy, economic diplomacy, foreign policy

analysis, leadership and management, trade negotiation, public diplomacy, conflict

resolution and the pre-departure orientation seminars, among others. It is supervised

by a Training Specialist III who disposes of her/his function as a supervisor.

19

9.2.4 Language Programs Section (LPS)

The Foreign Language Program (FLP) managed by the Language Program

Section is a vital component to help strengthen and upgrade the foreign language

proficiency of the career foreign service corps. The program provides intensive

instruction in a number of major languages to personnel of the Department and other

government agencies whose work require foreign language proficiency, especially

those who will be assigned to Foreign Service Posts or Home Office are/country desks,

or in constant contact with foreign national. It is supervised by a Training Specialist III

who disposes of her/his function as a supervisor.

9.2.5 Special Programs Section (SPS)

The SPS shall design, organize and conduct and manage other complementary

project particularly those for the Office of Consular Affairs, Regional Consular Offices

and Satellite Offices. It is supervised by a Training Specialist III who disposes of her/his

function as a supervisor.

9.2.6 Scholarship Program Section (ScPS)

The ScPS is in charge of the receipt of all scholarships from donor countries,

private Institutions and governmental organizations. It also administers Foreign

Scholarship and Training Programs (FSTP) offered directly to DFA officers and

employees, and coordinates with the Department of Education (DepED) for teachers’

basic education; Commission on Higher Education (CHED) for degree courses; and

Technical Education Skills Development Authority (TESDA) for non-degree courses,

sourced through the Official Development Assistance (ODA). Further, it also serves as

the secretariat of the DFA Scholarship Committee, and participates in the screening

process of applicants for the FSI Scholarships.

9.2.7 Training Evaluation Section (TES)

The TES designs training evaluation instruments, gathers regular feedback

from participants and prepares reports to make FSI training activities relevant and

responsive to the needs of DFA. It is managed and supervised by a Training Specialist

IV.

20

9.2.8 International Programs and E-Learning Section (IPELS)

The IPELS is mandated to organize and implement capacity-building training

programs and activities intended for participants from foreign governments with

funding resources external of the organization as a result of the DFA’s

development cooperation with other foreign Governments. It is likewise in

charge of preparing, managing, uploading and controlling all training programs

using the electronic and digital platforms of delivery. At present it is supervised

by an Officer-in-Charge with a Training Specialist II Item.

21

9.5 Training Management System and Process Map

Mandate

Figure 2

Training Management System and Process Map

Demand for services

Consultation with Clients/Stakeholders

Conceptualization of the program/Preparation and Review of the Course/Program Design

Objectives Setting

Selection of

Methodology/ies

- Identification of

Resource Persons

- Venue and logisticsBudget

Preparation and Approval

Training and Continuing Education

Program Delivery

Evaluation and Feedbacking

Instruments and Results

Review of the Feedback Results

Revising for course designs Improvements

Databasing

22

Training Management System and Process Flow

9.5.1 Consultation with Clients on Training Needs

The CPRSD shall coordinate and meet with the DFA concerned Office on the

specifics of training needs of the target participants. The purpose of training

should be determined.

9.5.2 Conceptualization of the Training Program

With the identified training needs as basis, CPRSD will prepare the course design

and objectives of the training program, planned and logically-sequenced.

9.5.3 Selection of Methodologies

Appropriate training methodologies to maximize learning intake must be

selected and coordinated with the resource persons.

9.5.4 Identification of Resources

To balance theoretical and practical knowledge, Resource persons shall be

invited from the academe, private sector and practitioners experts in the field.

9.5.5 Preparation of the Venue and Logistics

In coordination with the Administrative and Finance Services group, the venue

of the program must be conducive as a learning environment, with proper

ventilation, sanitation and free from distractions.

9.5.6 Budget Preparation and Planning

Budget should be well planned, adequate and timely accessible to deliver the

program.

9.5.7 Program Delivery

The roles and responsibilities of people involved are clearly identified whether

structure-based or in ad hoc basis.

9.5.8 Evaluation Scheme and Instruments

In order to measure the quantitative and qualitative feedback per program,

evaluation instruments shall be prepared for future references.

9.5.9 Databasing System

To document the program participants and their eligibility to receive

certifications.

23

Carlos P. Romulo School of Diplomacy

Training Policy

10. Background and Legal Mandate

The active pursuit of Philippine Foreign Policy goals and foreign relations in the 1970s

further saw the need to strengthen the human resource component of the Department thru

sustained programmes. Thus, in November 1976, it consulted the Development Academy of

the Philippines and sought its expertise to create the Foreign Service Institute (FSI). The FSI

was formally established on 9 December 1976, thru Presidential Decree No. 1060. Its primary

mandate is to professionalize the Philippine Foreign Service Corps as well as other government

offices with attached services in Philippine posts and missions abroad.

The Philippine Foreign Service Act of 1991, Title VIII, Sections 56-59 state the roles

and functions of the Foreign Service institute in the development of Foreign Service Corps:

SEC. 56. Composition. —There shall be a Foreign Service Institute, whose board shall be composed of the Secretary, as Chairman, and the Chairman of the Civil Service Commission, the President of the University of the Philippines, the President of the Development Academy of the Philippines, and the Director of the Foreign Service Institute, as members. SEC. 57. Functions. —The Institute, through its academic, training, research, information, publication, systems development and other programmes, shall serve as the center for the development and professionalization of the career corps of the foreign service of the Department and other government agencies which have officers and employees assigned abroad. It shall maintain a Center of International Relations and Strategic Studies (CIRSS) and shall otherwise function as a research institution on issues and problems with foreign policy implications, global and regional strategies and management of foreign affairs while serving as institutional consultant of the Department on matters related to foreign policies and programmes as well as development management, planning, review and evaluation processes in the Department. The Institute shall, inter alia, pursue a training program for those who are leaving for foreign assignments and for those who are recalled and shall hold seminars, including language courses, to prepare such officers and employees for their new assignments.

24

10.2 Admission and Registration

10.2.1 Only regular employees of the Department of the Foreign Affairs and

other government agencies involved in international affairs and foreign

mission assignments are eligible to participate in the programs conducted

by the Carlos P. Romulo School of Diplomacy (CPRSD).

10.2.2 Participants should be duly nominated by their respective heads of office

and officially endorsed by the Human Resources and Management Office

(HRMO) of the DFA.

10.2.3 Personnel from other government agencies may attend selected FSI

training programs by invitation only. They should be bona fide permanent

officers and staff of the agency, duly selected, nominated and officially

endorsed by their respective heads of office.

10.2.4 The official list of participants for every program shall be forwarded by

the HRMO to FSI at least one (1) week before the program starts.

10.3 Training Program Identification

10.3.1 FSI shall conduct identified and required courses and programs stipulated

in RA 7145: “training program for those who are leaving for foreign

assignments and for those who are recalled … including language

courses, to prepare such officers and employees for their new

assignments.”

10.3.2 The identification of training programs is also based on the Strategic Plan

of the DFA and the main thrusts of Philippines Foreign Policy. It shall

likewise complement DFA’s effort in cultural diplomacy and the

organizational and institutional building programs and activities

25

10.3.3 FSI shall plan and train the DFA personnel based on the Career

Development Plan designed and prepared by HRMO. This will ensure that

FSI trainings are matched with the training needs of the DFA, and

personnel to be deployed abroad.

10.3.4 The DFA shall coordinate with FSI on the specific training needs according

to the functions of the organization and its organizational career

development program and scheme.

Training Track

10.4 Recipients of Training Programs

10.4.1 To ensure that the training received from FSI shall be fully matched with

their particular need, all personnel from the DFA and other government

agencies shall pursue training and education opportunities according to

their level/rank, specific duties and functions, intended areas of

specialization and projected tours of duty.

10.5 Program Delivery

10.5.1 For programs organized and implemented in-house, the Foreign Service

Institute shall identify the resource persons from among the experts in

the Department of Foreign Affairs, other government agencies, reputable

academic institutions, international organizations, non-governmental

organizations and the private sector.

10.5.2 For outsourced training programs, the service provider should be a

licensed entity with a reputable track record of training services. If funds

are chargeable against the Institute, the service provider shall provide a

full terminal and evaluation report within 15 days after the culmination

of the training program.

26

10.6 Honoraria 10.6.1 Every resource person shall receive an honorarium generally based on the

guidelines provided for by the Department of Budget and Management.

(DBM Circular No. 2007-01)

10.6.2 The resource persons are from the Department of Foreign Affairs and

other government agencies, the academe and the private sector.

10.6.3 The honoraria rate shall be determined taking into consideration the rank

and academic qualifications of a resource person. The higher rate to

which a resource person qualifies shall be applied. The rate ranges from

P 1,400.00 per hour to P 850.00 per hour. The resource person may either

be a lecturer/speaker, a panel presenter, discussant or moderator.

10.6.4 The honoraria rate for all resource persons should be reviewed and

adjusted accordingly, subject to the amendments and superseding

circulars of the Department of Budget and Management.

10.6.5 In case a resource person recognized for his/her expertise is drawn from

the pool of FSI officers and staff, regardless of the division or unit he/she

belongs to, he/she shall also be entitled to an honorarium or its

equivalent as a form of incentive.

10.7 Course Requirements

10.7.1 Attendance

10.7.1.1 Participants are expected to be present throughout the duration

of the training program. However, to qualify for a certificate, a

participant must attend at least 80% of the total training hours. A

participant who has incurred more than 20% absences or

accumulated tardiness, personal or official in nature, shall be

automatically dropped from the training program.

27

10.7.1.2 If a participant is dropped from the rolls due to absences and

tardiness or has decided not to pursue the training program, a

memorandum of explanation must be submitted to the Assistant

Secretary of OPAS, and a copy furnished to the FSI Director-

General. Dropouts will only be allowed to participate in any FSI

training program after six-months.

10.7.1.3 Participants may be allowed to attend two (2) courses only

at any given time provided there is no overlap on time

schedules. However, to ensure proficiency in learning a

foreign language, this rule does not apply to the regular and

special Foreign Language Courses (Regular Foreign

Language Courses – Arabic, Bahasa Indonesia French,

German, Mandarin, Nihongo, Spanish; Special Foreign

Language Course – Russian, Italian, etc.);

10.7.1.4 Participation in two (2) courses may be allowed, provided

that

a. there is no conflict in schedule between the two courses

enrolled in; and

b. a written approval is secured by the participant from his/her

respective office and the Assistant Secretary of Human

Resources Management Office (HRMO).

10.7.2 Examinations

10.7.2.1 Examination may be oral or written, sit-down, take-

home, CD-based or online, as deemed appropriate by the

examiner.

10.7.2.2 For in-house examinations, participants should be

present on the scheduled date and time. Failure to attend

must be explained in a memorandum to the FSI Director-

General.

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10.7.2.3 A different set of examination questions will be given to

the participant who, for valid reason fails to take an

examination as originally scheduled. This examination

shall be given within 5 working days following the

scheduled exam.

10.7.2.4 Examination questionnaires and answer sheets in any

course are considered properties of the Foreign Service

Institute and should not be takes out of the FSI premises,

except for examinations administered by the foreign

language programs.

10.7.2.5 Examination answer sheet shall be kept for a period of two

years, after which they will be disposed of.

10.7.3 Grading System

10.7.3.1 In order to pass a training program which follow the pass-

fail system, a participant must meet all the requirements

satisfactorily.

10.7.3.2 In the case of courses made up of different modules, a

participant must successfully pass each module to receive a

certificate of completion.

10.7.3.3 The performance of participants in the FSI training course,

shall be graded at the end of each module and/or course in

accordance with the following system:

Grade Point Average Raw Score Equivalent Description

1.0

1.25

1.5

1.75

2.0

2.25

2.5

2.75

3.0

98-100

95-97

92-94

89-91

86-88

83-85

80-82

77-79

75-76

Excellent

Excellent

Very God

Very God

Good

Good

Satisfactory

Satisfactory

Passing

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4.0

5.0

INC.

DRP

74- below

74-below (after taking the

series or removal examinations)

75-above (with some

Unfinished course

Conditional Failure

Failing (the removal

examinations)

Incomplete

Dropped

For FSI training courses which shall not follow a pass-fail system, the

above grading system shall be utilized for purposes of ranking and assessment of

participants’ performance at the end of the course. Only the above grades shall

be officially recognized. All grades shall be kept confidential by the Institute and

by the respective Offices of Administration of the participants’ offices.

“4” means conditional failure. It may be made up for passing a re-

examination. Only a maximum of two re-examinations are allowed which must be

taken within ten (10) working days from the date the grade of “4” has been

received. Re-examination dates shall be set by the training coordinator. If the

participant passes a re-examination, a grade of “3” is given to the participant. If

the first examination is failed, a grade of “4” is given and a second examination is

set. If in the second examination the participant still fails, a grade of “5” is issued.

If a participant does not remove the grade of “4” within the prescribed time, it

shall be converted to a grade of “DRP”.

“INC” indicates that the course work is incomplete. It is given if a

participant fails to (1) appear for a module, (2) take a course examination or (3)

comply with a course requirement. The grade of “INC” must be removed within

specific number of working days depending on the type of the program, from the

date the grade of “INC” has been received, after it shall be converted to a grade

of “DRP”.

10.7.3.4 A participant who has received a passing grade in a given

course/module is not allowed for re-examination for the

purpose of improving his grade.

10.7.3.5 The resource person/examiner shall submit a report of

grades within five (5) working days after each

examination. In justifiable cases, deviation from the

above rule may be authorized by the Head of Carlos P.

Romulo School of Diplomacy.

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10.7.3.6 The training program coordinator/manager, course

evaluator and the supervisory section head concerned

shall be responsible for the accurate computation of

grades. The report of grades cannot be changed after it

has been submitted to the Office of the Head of CPRSD.

10.8 Awarding of Certificates

10.8.1 Certificates shall be awarded to participants who have satisfactorily

passed all the requirements of a training program.

10.8.1.1 Certificate of Attendance – is a certificate awarded to a

participant for a training activity with no required graded

outputs, group work reports, simulation or examination. It

usually ranges from 8 to 16 training hours credit.

10.8.1.2 Certificate of Completion – is a certificate awarded to a

participant with at least 80% attendance in the program,

submitted the required outputs, or has been actively

involved in the exercises and group work, or passed a given

examination. It usually ranges from 24 to over 800 training

hours credit.

10.8.2 Certificates are issued only once. Each participant is required to submit a

copy of this certificate to HRMO-RIU for his/her personal records and

files. In cases of loss, a certification of training attended may be issued

upon the approval of a formal request addressed to the FSI Director-

General.

10.9 Merit Medals

10.9.1 At the end of level VI, the Institute will award merit medals to the

participants of regular language courses who topped their respective

language course based on the grades they obtained from levels I-VI. The

topnocher in each language class must obtain a grade point average of

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not less than “2.0” based on the Grading System established by the

Institute.

10.10 Conduct and Discipline

10.10.1 All participants must sign the learning contract signifying their conformity

to the training rules and regulations of the Institute.

10.10.2 Any form of cheating or dishonesty is punishable. The penalty ranges from

simple reprimand to suspension of training privileges for a certain period

of time in FSI training programs. An Investigation Committee composed

of the Head of the Section, the course coordinator, and a member of

Evaluation Team, shall evaluate the circumstances of the case, a report of

which shall be forwarded to HRMO.

10.10.3 To create and maintain a more conducive learning environment, the

lecturer/resource person and the course coordinator can exclude

participants from attending a training session due to disorderly conduct

in class. Such action must be immediately reported to the Head of CPRSD

and the Director-General of FSI.

10.10.4 Decorum inside the training rooms include the following:

10.10.4.1 silence shall be observed once sessions have started;

10.10.4.2 smoking is not allowed in the training room;

10.10.4.3 participants shall refrain from leaving the room

unnecessarily during the training hours unless these are

very urgent official calls;

10.10.4.4 audio/video recording and uploading of lectures are not

allowed, unless these are done with a written request of

the participant and with the approval of the resource

person;

10.10.4.5 texting, placing and answering calls are highly

discouraged while the lecture is ongoing;

10.10.4.6 wearing of name tag during training sessions is required.

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10.10.5 Observers or sit-ins are not allowed to attend the training sessions, unless

permission is obtained from the respective training section head and the

Head of CPRSD.

10.11 Study/Familiarization Tours

10.11.1 All organized study tours are integral and mandatory to the training

programs. Participants who would like to request for exemption,

due to justifiable reasons, should write a memorandum addressed

to the Section Head of the CPRSD.

10.11.2 Participants who signified and confirmed to join a study tour but failed to

do so should:

10.11.2.1 Write a memorandum of explanation addressed to the

FSI Director-General; and

10.11.2.2 Refund and settle with the FSI Accounting Office the

expenses incurred, which may include but not limited to

the costs of fare, accommodation, entrance tickets,

meals, etc.

10.11.3 In case a participant failed to join a group on a scheduled flight, it is his

responsibility to arrange for the next flight schedule and inland

transportation at his/her own expense, to enable him/her to catch up

with the group itinerary.

10.11.4 For outsourced study tours, travel agencies must be accredited in the

Philippine Government Electronic Procurement System (PHILGEPS).

10.11.5 A travel group insurance is required for all study tours.

10.11.5.1 For FSI organized tours, the Administrative and Financial

Services Division is tasked to arrange for the insurance.

10.11.5.2 Outsourced study tours with accredited travel agencies,

group travel insurance must be included in the contract.

10.12 Monitoring and Evaluation

10.12.1 The Training Evaluation Section (TES), under the CPRSD will lead in the

design, development and administration of monitoring and evaluation

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instruments to continually improve on the delivery of training programs

planned, designed, developed and implemented by the CPRSD.

10.12.2 T.E.S. aims to ensure objectivity in assessing the effectiveness, relevance

and responsiveness of the FSI training programs. It recognizes its pivotal

responsibility to serve as a catalyst to produce the necessary changes

needed to keep FSI training programs delivered in the highest standards

of quality and professionalism.

10.12.3 An evaluation scheme should be devised for all training programs

planned, designed, developed and implemented by the Institute. An

evaluation scheme shall also be devised for programs which are co-

designed and jointly implemented with a partner organization.

10.12.3.1 The primary methodology that will be used in the

collection of evaluation data: written surveys and

questionnaires, dialogue and observation which will help

assess the participants’ reaction to the course and

effectiveness of the training program.

10.12.3.2 Other methodologies will be used depending on the

evaluation scheme devised.

10.12.4 T.E.S. will pursue to diversify into more strategic and systematic

approaches in measuring the overall effectiveness and obtaining a more

tangible results and establishing measurable indicators for successful

implementation. T.E.S. plans to expand its function by conducting training

needs and analysis, on-the-job training and impact evaluation with the

assistance of other sections in the CPRSD.

The Training Evaluation Section will help insulate itself from undue

pressure and influence of those who will be affected by the evaluation

results. This is also to ascertain judgment and enhance its role in making

necessary recommendations on the training programs.

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10.12.5 The Training Evaluation Section shall be involved in the planning stage of

the training programs to allow time for devising evaluation instruments

suited for the activities of the training programs to be conducted.

10.12.6 Evaluators will monitor the conduct of training programs on a daily basis

to note if the training program is implemented as planned or if there are

needed adjustments or improvements while the program is being

implements.

10.12.7 Training participants must comply with all the evaluation requirements,

as stipulated in the evaluation scheme devised for each training program.

Evaluators shall also supervise the participants’ compliance to the daily

evaluation requirements.

10.12.8 Evaluation report should be generated two weeks after the conduct of

each training program.

10.12.9 Training consultation between T.E.S. and CPRSD’s Implementing Section

must be conducted to process the evaluation results. This will allow an

exchange of views and suggestions on how to revise and improve the

training program for the next implementation.

10.12.10 Evaluation reports should be handled on a need-to-know basis. It is

accorded with a certain degree of confidentiality to protect the rights

and welfare of those involved in the process as well as those affected by

its results. They are accessed only by the Training Coordinators,

Evaluator, Resource Persons, Head of Training Evaluation Section, the

Head of CPRSD and FSI Director-General.

10.12.11 Training Evaluation Section will be responsible in maintaining copies of

the final evaluation reports.

10.13 Reporting

10.13.1 A status report must be provided to all agencies to inform them of their

participants’ performance and grades. This report must be issued within

fifteen (15) working days after the program implementation.

10.13.2 A terminal report should be prepared by the Section in-charge. It must

include the evaluation report submitted by the Training Evaluation

Section.

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10.14 Recording

10.14.1 CPRSD and FSI-MIS shall maintain a database with the following fields:

Training Participant Profile

o Name

o Date of Birth

o Sex

o Office

o Rank/Division

Course Details

o Title of Training

o Duration

o Name of the participants

o Agency

o Number of Hours

o Type of Certificate

o Remarks/grade (if graded)

Resource Person

o Name

o Areas of Study/Specialization/Expertise

o Rate per Hour

Scholarship Program

o Title of Scholarship Program

o Duration

o Donor Country

o Venue

10.14.2 The database should be updated on a quarterly basis.

10.15 Scholarship Programs

10.15.1 Scholarships offered directly to the DFA or made available through the

Commission on Higher Education (CHED) for long-term degree courses and

Technical education and Skills Development Authority (TESDA) for short-term

non-degree courses are open to all DFA officers and employees in the home

office as well as to the personnel of the Foreign Service Institute, who have a

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permanent status of employment and are duly indorsed by their respective

heads of office.

11. Internal Policies on International Programs

11.1 All international programs shall be under the general supervision of the

Office of the Director-General and the Carlos P. Romulo School of

Diplomacy.

11.2 The CPRSD may create a small group to conceptualize and prepare an

international program proposal.

11.3 Upon approval of the international proposal, the Director-General shall

form an organizing committee/secretariat, whose staff complement will

be determined according to the need of the program. The terms of

reference or duties for each team member must be specified. The

organizing committee shall include the team who proposed the

program.

11.4 Funding for international programs shall be sourced out by the DFA from

a third country donor or government.

11.5 A special account or trust fund for this purpose shall be created and

supervised by FSI, in consultation with the Department of Budget and

Management.

11.6 A full implementation report and financial accounting shall be

accomplished at the end of the program. The donor country must be

furnished with these reports within sixty (60) days.

11.7 The database for international programs shall be under the Office of the

Head, CPRSD and the International Programs and E-Learning Section in

coordination with the MIS.

12. Foreign Officials Participating in FSI Regular Seminars and Courses

12.1 The sending government shall officially signify its intention to participate in FSI

regular courses through writing and seek the approval of the Philippine

government thru the Department of Foreign Affairs and the Foreign Service

Institute.

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12.2 The number of foreign participants allowed in each program shall not exceed

20% of the total number of participants.

12.3 The sending government upon receipt of the approval of the Philippine

government, shall provide and arrange for their officials thru their respective

embassy in Manila, the following needs:

12.3.1 Return air transportation;

12.3.2 Inland transportation

12.3.3 Accommodation (throughout the duration of the course)

12.3.4 Meals (throughout the duration of the course)

12.3.5 Medical Expenses

12.3.6 Clothing and other miscellaneous expenses

12.4 The program is free of charge as part of the Government’s commitment to

technical cooperation. The FSI will provide the training materials and expenses

for the study tour activity if it is included in the seminar or course.

12.5 Foreign Officials participating in FSI training programs must follow the rules and

regulations, neither be involved in local partisan politics, terroristic acts, nor

wage adversarial campaigns against the receiving or sending governments.

12.6 Foreign Officials, as selected and endorsed by the sending government, must be

physically and psychologically prepared to undergo the rigors of training.

12.1 English is the medium of the instruction for all FSI training programs, except for

the foreign language courses. The nominees, therefore, must have a working

knowledge of the English language.

13. Requests from Other Government Agencies

13.1 A formal letter of request addressed to the FSI Director-General must be

submitted by the requesting government agency stating the purpose, objective

and profile of their target participants.

13.2 All pertinent expenses of the requested training program must be borne by the

requesting agency, chargeable against its allocated budget.

13.3 The honoraria of the resource persons and facilitators/administrators must

follow the guidelines set by FSI based on DBM circular, and should be borne by

the requesting agency.

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14. Others

14.1 Admission Policy for Regular Contractual employees

Regular Contractual employees may be admitted to FSI programs provided they

are officially endorsed by their respective heads of Office and HRMO.

14.2 Study Tours

The selection of an inland transportation service company hired for any group

study/familiarization tour shall be decided upon by the Institute’s Bids and

Awards Committee (BAC) after undergoing the procurement process. For trips

outside Metro Manila, one main driver and one alternate driver shall be

required from the company.

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15.0 THE CENTER FOR INTERNATIONAL RELATIONS AND STRATEGIC STUDIES

The Center for International Relations and Strategic Studies (CIRSS) serves as the

research arm of the Foreign Service Institute (FSI). Section 57 of Republic Act No. 7157 states that

the CIRSS functions as a “research institution on issues and problems with foreign policy

implications, global and regional strategies and management of foreign affairs.”

15.1 Mandate

Conduct research on a broad range of subjects, including economics, comprehensive

security, and other emerging issues;

Build on the current expertise of its research analysts to enable them to address key

regional issues and concerns; and

Expand networks with local and foreign experts and institutions.

Since its establishment in 1993, CIRSS has undertaken numerous strategic and policy

studies. These studies have been submitted to the Department of Foreign Affairs (DFA) as inputs

for foreign policy consideration, and some have been published as monographs in FSI’s own

publications such as the CIRSS Commentaries, the CIRSS Horizons and the FSI Insights.

CIRSS shares the benefits of high level connections and resources with its membership to

the Council for Security Cooperation in the Asia Pacific, the Philippine APEC Studies Center

Network, the Network of ASEAN-China Think Tanks, the Network of ASEAN-Russia Think Tanks,

and the Philippine Academic Consortium for Latin American Studies.

To strengthen linkages and facilitate greater cooperation and interaction among various

stakeholders in different issue-areas and as part of its Track 2 diplomatic function, CIRSS organizes

the Mangrove Forum on International Relations, the Mabini Dialogue Series, and the Heneral

Antonio Luna Colloquium.

15.2 ORGANIZATIONAL STRUCTURE

CIRSS comprises the following sections:

15.2.1 Traditional Security Studies. This section examines the international security

environment and the states’ responses to various global and regional security

issues, threats, problems and forces. The section currently focuses on maritime

and territorial issues in East Asia, particularly the South China Sea disputes, and

40

the processes of international and regional confidence-building and cooperation.

It has a quarterly publication, the West Philippine Sea Arbitration Update.

15.2.2 Non-Traditional Security Studies. This section examines non-military security

issues and challenges that affect the survival and well-being of peoples and state,

such as climate change, terrorism and transnational crimes, epidemics, natural

disasters, food security, among others.

15.2.3 Area Studies 1 (Northeast Asia, South Asia, Central Asia and Oceania) , and

15.2.4 Area Studies 2 (Americas, Europe, Russia, North Africa and Middle East). These

sections undertake interdisciplinary studies on important regions of the world.

They monitor significant regional developments and how they impinge upon

Philippine interests.

15.2.5 International Organizations. This section examines developments of international

trade and organizations like the World Trade Organization, regional integration

arrangements like the Asia-Pacific Economic Cooperation, and such other

organizations and arrangements. It also studies the Philippines’ bilateral economic

relations with other states, and the impact of regional trade arrangements such as

the ASEAN Economic Community on the Philippine economy.

15.2.6 ASEAN Programs. This section undertakes studies that relate to the Philippines’

bilateral relations with Southeast Asian countries and developments and issues

on the Association of Southeast Asian Nations (ASEAN), including challenges to

ASEAN community-building. It has a quarterly publication, Sharing ASEAN.

15.2.7 Special Programs. This section coordinates with other CIRSS sections in organizing

the Mabini Dialogue Series, Mangrove Forum on International Relations and other

fora, and in producing various CIRSS publications. It maintains a database of

networks, publications, and other division outputs.

15.3 DUTIES AND RESPONSIBILITIES

CIRSS is under the Office of the Director-General, and supervised by the Chief

Foreign Affairs Research Specialist, with the assistance of the Supervising Foreign Affairs

Research Specialist.

Figure 1 shows the Center’s structure and functions. (See Figure 1)

41

42

CIRSS operates with the following staff members, and performs their duties and

responsibilities as follows:

15.3.1 Chief Foreign Affairs Research Specialist

Assumes overall management responsibility over the division and provides

general direction to its operations;

Provides expert advise and assistance in the overall management of the

organization relating to divisional concerns, priorities and responsibilities;

Provides suitable mechanism for continuing wholesome interaction between

sections within the division and with other units in the organization and

dynamic reciprocity between academic researches and faculty, with

government agencies/private entities in order to translate research findings

into action programs;

Assists in the periodic analysis and presentation of national and international

events and other information with national policy implications;

Assists in organizing and supervising a systematized, accurate, and up-to-date

information pool on various individual countries, institutions, regions,

movements, and other areas of concern with substantial impact on the

Philippines;

Undertakes relevant researches as assigned from time to time by duly

constituted authorities;

Maintains an active formal liaison with various agencies, institutions and

individuals both at home and abroad who are interested in research activities;

Attends lectures, seminars, conferences relevant to the general nature of

work;

15.3.2 Supervising Foreign Affairs Research Specialist

Assists in the overall management of the Division.

Coordinates programs/projects/activities of the various Sections of the

Division;

Conceptualizes and formulates policy/strategic researches;

43

Undertakes in-depth studies on foreign /policy/international relations for

publication by the Institute;

Writes and edits research reports and progress reports of research projects;

Performs other related tasks as may be assigned by duly constituted

authorities.

15.3.3 Senior Foreign Affairs Research Specialist

Recommends priorities for policy research, conceptualizes and

formulates policies/strategic research undertakings, develops research

tools and techniques;

Designs, analyzes and evaluates assigned research projects;

Analyzes current issues and events concerning areas of study and their

possible consequences on the Philippines;

Writes research reports;

Coordinates with various agencies, institutions and individuals concerned

with foreign research undertakings in the Philippines;

Performs other related tasks as may be assigned.

15.3.4 Foreign Affairs Research Specialist II

Gathers and processes data for specific projects and/or special

assignments;

Writes strategic and other special studies relating to Philippine foreign

policy;

Monitors recent developments concerning respective area and analyzes

current issues that have implications for the Philippines;

Helps in building networks with agencies, institutions and individuals

through attending relevant conferences, symposia and meetings;

Assists in organizing seminars and performs other related tasks as may be

assigned.

15.3.5 Foreign Affairs Research Specialist I

Undertakes data-gathering (collecting references, primary and secondary,

conducting interviews, etc.) for specific projects or special assignments,

and processes the data;

44

Analyzes data and writes strategic and other special studies relating to the

Philippines foreign policy;

Monitors recent developments concerning a respective area and analyzes

current issues with respect to implications to the Philippines.

Helps in network building through attendance in relevant conferences,

symposia and meetings, and linking with agencies, institutions and

individuals;

Assists in seminar organizing and performs other related tasks as may be

assigned.

15.3.6 Administrative Staff

Provides administrative support services for the division’s efficient and

effective operation;

Assists the division staff in secretarial tasks, including but not limited to

encoding and proofreading correspondences, memoranda and reports;

Monitors the division’s logistical requirements such as the acquisition of

supplies, materials and equipment;

Analyzes, classifies and indexes official and confidential

documents/correspondences;

Maintains the division’s efficient filing system;

Places and answers telephone calls, arranges meetings and appointments

of supervisor;

Performs other duties as may be assigned.

15.4 OPERATING PROCEDURES

15.4.1 CIRSS Commentaries Submission

Figure 2 explains the process and timeline for submission: (See Figure 2)

15.4.1.1 The researcher submits proposal to the Section Head (SH).

15.4.1.2 The SH reviews and approves the proposal and returns it to the

researcher within five (5) days from its receipt. The researcher writes the

commentary fifteen (15) days from the date of SH’s approval.

45

15.4.1.3 The researcher submits the draft commentary to the SH, who will review

within four (4) days upon its receipt. Upon approval of the draft, the

researcher submits it to the assigned editor.

15.4.1.4 The editor copyedits the draft in ten (10) days. In case of multiple

submissions, at least three (3) articles can be reviewed in twenty (20)

days. If no further revision is needed, the editor submits the draft to the

CIRSS Head (Chief FARS) for approval.

15.4.1.5 The CIRSS Head reviews the submission in seven (7) days from receipt of

the draft. Once the draft is approved, the CIRSS Head submits it to the

Office of the Director-General (ODG) for final approval. In case of multiple

submissions, the CIRSS Head shall review each article within five (5) days.

If there are substantive issues, the CIRSS Head returns the draft to the

researcher. The draft should be returned in three (3) days, and go through

steps 4 to 5.

15.4.1.6 The ODG approves the publication of the output in ten (10) days, or two

(2) weeks from the receipt of the draft. In the event of substantive issues,

the draft goes back to the author for revision and go through steps 4 to 6

until approved for publication. All revisions must be made within three (3)

days.

15.4.1.7 The commentary is published online (www.fsi.gov.ph). The editor and the

CIRSS Supervising FARS coordinates with the staff assigned to layout,

proofread, and upload the article on FSI’s website and official social media

accounts within the month of submission or calendared for future online

release/publication.

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47

15.4.2 FSI Insights and CIRSS Horizons Submission

CIRSS regularly publishes a newsletter under the FSI Insights and CIRSS Horizons.

Each section of the Center shall take turns in producing an issue of CIRSS Horizons.

Generally, an article should be limited to 3000 to 3500 words, addressing explicitly

stated question/s and/or argument/s. The variables (e.g., independent and dependent),

theoretical concepts (e.g., ASEAN identity, rent-seeking), frameworks (e.g.,

constructivism, realism) and methods (e.g., key informant interview, document analysis)

used must also be explained thoroughly. A 100-word abstract must accompany the article.

Figure 3 and 4 explain the process and timeline for submission: (See Figure 3, 4A &4B)

15.4.2.1 The researcher develops a research proposal and submits it to the Section

Head (SH) at the beginning of the fiscal year.

15.4.2.2 The SH reviews and approves the proposal and returns to the researcher in

ten (10) days from its receipt. The researcher writes the Insights in forty (40)

days from the date of approval of the SH. The standard format should use 12pt

Calibri for the text, with double spaces.

15.4.2.3 The researcher submits the draft article to the SH for review. Review must be

done within ten (10) days from receipt of the draft. If it passes the review of

the SH, the researcher submits to the assigned editor. If not, the researcher

revises the draft in ten (10) days.

The researcher submits the revised draft for review of the SH in seven (7) days.

Then SH submits the draft to the assigned Editor/s.

15.4.2.4 The editor/s reviews the draft for content, grammar errors including copy

editing. The editor/s will review the draft in fifteen (15) days. If there are no

revisions, editor submits to the CIRSS Head.

15.4.2.5 The CIRSS Head reviews the draft for twelve (12) days from receipt of the draft.

If there are no substantive revision, CIRSS Head submits it to the Office of

Director-General for final approval. If there are revisions, CIRSS Head returns

it to the author for revision.

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The author must revise the draft within ten (10) days. Once done with

revisions, the author goes to step 4. If there are substantive issues, CIRSS Head

recommends for approval to the Office of the Director-General (ODG).

15.4.2.6 The ODG reviews the draft. Once approved, it is returned to the CIRSS Head

for publication. The article can be published online as Insights or as a select

policy paper in the CIRSS Horizons. If there are substantive issues, it goes back

to the author for revision and author goes through steps 4-6 until approved

for publication.

15.4.2.7 If the article is for the CIRSS Horizons, it will form part of the articles in the

pipeline for the said publication. Otherwise, it will be published online under

Insights in the FSI website. The editor/s shall coordinate with the staff

assigned to upload the article in the FSI website within the month of

submission or calendared for future online release/publication.

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Citation Guidelines

CIRSS follows the citation style set out in Kate L. Turabian’s A Manual for Writers

of Research Papers, Theses, and Dissertations 1 and the University of Chicago Press’s

Chicago Manual of Style for electronic sources.

Organizing Events

Through organizing the Mangrove Forum on International Relations (MFIR),

Mabini Dialogue Series (MDS), Heneral Antonio Luna Colloquium (HALC) and other

platforms for discussion, CIRSS performs its Track 2 diplomatic functions by bringing

together specialists, experts and practitioners from different sectors to engage in

discussions on national, regional and global issues that have political, economic and socio-

cultural impact on the Philippines.

The MFIR is FSI’s premier platform for discussion of issues and problems in foreign

policy, diplomacy and international relations with high-level speakers, while the MDS

serves as a platform for the DFA to engage in discussions with various local stakeholders.

The HALC, on the other hand, provides open academic exchanges on Philippine defense

and security, and is co-organized with the National Defense College and the Armed Forces

of the Philippines – Office for Strategic Studies and Strategy Management.

Researchers may propose topics that can be discussed in any platform, and

organize it with the assistance of the Special Programs Section. A concept paper outlining

the proposed event must be submitted first to the Office of the Director-General for

approval. Once approved, all other preparations may be initiated including budget,

invitations, identification of speakers and audience, among others.

1 “Turabian Quick Guide,” A Manual for Writers of Research Papers, Theses and Dissertations, accessed June 28, 2017, http://www.press.uchicago.edu/books/turabian/turabian_citationguide.html.

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Below is CIRSS’ events preparation guide:

FSI - CIRSS Events Checklist

Event: ___________________________________________________________________

Type: [ ] Mangrove Forum [ ] Mabini Dialogue Series [ ] Heneral Antonio Luna Colloquium

[ ] others ____________________________________________________________

Venue: __________________________________________________________________

Date: ________________________ Time: ____________________________

Overall Coordinator: _________________________ Contact Number: ______________

ITEM Person IN

CHARGE

STATUS

I. PRE-CONFERENCE

A. Invitations

1. Speaker/s and/or panelist/s

2. Moderator/s

3. Welcome Remarks – FSI Dir-Gen

4. DFA

5. Diplomatic Corps

6. Non-DFA participants (and media)

7. Students

B. Materials

1. Copy of SFA’s speech

2. CVs of speaker/s and/or panelist/s

3. Copy of prepared statements

4. RTD materials

5. Paper & pencil for panelists

6. Registration materials

7. Program

8. Honorarium, certificates and gifts

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C. Reservations and Arrangements

1. Auditorium / Hotel etc.

2. PA System

3. Security Arrangements

4. Tables and Chairs

5. Podium with DFA or FSI logo

6. Name plates and lay-out plan

7. Backdrop

8. Flowers

9. Flags

10. Computer and LCD arrangements

11. Television for the entrance (for backdrop or speaker’s

profile presentation)

12. Rapporteur arrangements

13. Photo and video arrangements

14. Media arrangements

15. Food arrangements

16. Protocol arrangements

17. Parking arrangements

II. CONFERENCE PROPER

A. Conference Coordination

1. Registration and Materials Coordination

2. Internal Ushers/Usherettes

3. External Ushers/Usherettes – (Lobby, Elevator, etc)

4. FSI Director’s assistant

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B. Services & Amenities

1. Chauffer service

2. Waiters, Cleaners, Toilet Station

C. Gifts

1. Honoraria

2. Certificate

3. Token from ______

4. Others

III. POST CONFERENCE

A. Outputs

1. Pictures

2. Write-up and Press Releases

3. Compilation of CVs, Statements, Speeches

4. Open Forum / Proceedings

5. Publication Preparation

6. Insert in FSI Website

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16.0 The Quality Management System Organization

The QMS organization in the Institute is led by the Top Management which

oversees the implementation and monitoring of the FSI-QMS. The Top Management has

the following roles and responsibilities:

1. Leads the establishment, implementation, and monitoring of the QMS;

2. Ensures effectiveness of the QMS through risk-based thinking;

3. Establishes and communicates the Quality Policy of the Institute;

4. Ensures the quality objectives are established;

5. Communicates the importance of meeting client requirements;

6. Determines and provides necessary resources and ensures that they are adequately

available.

7. Conducts management review meetings.

The QMS Leaders/Heads or Quality Management Representatives function as

follows:

1. Oversees the establishment, documentation, and effective implementation of the QMS;

2. Promotes risk-based thinking in overseeing the effectiveness of the QMS;

3. Acts as liaison with external parties on matters relating to QMS;

4. Ensures that procedures for IQA, management review, and Corrective Actions are

established and implemented.

5. Reports QMS performance to top management for review and continual improvement.

The Institute constituted a QMS Core Team through an Office Order in line with

its institutionalization of the ISO 9001:2015 composed of the QMS Leaders/Heads or

Quality Management Representatives, and the teams on Quality Workplace, Training and

Advocacy, Knowledge Management and Documentation, Risk Management, QMS

Secretariat, and Internal Quality Audit.

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The roles and responsibilities of the QMS Core Team are as follows:

A. Quality Workplace Team

1. Ensures that the environment necessary for the operation of processes

needed to achieve service requirements are managed.

2. Ensures consistent implementation of the 5S programs (Sort, Systematize,

Sweep, Standardize and Self-discipline); and,

3. Monitors and assesses workplace cleanliness, orderliness, and safety.

B. Training and Advocacy Team

1. Provides administrative support in terms of training and advocacy in the

successful implementation and sustenance of the QMS;

2. Plans and coordinates effective deployment and efficient use of resources

of the project, in-line with training and advocacy activities; and,

3. Plans and coordinates echoing/cascading sessions on QMS-related

training.

C. Knowledge Management and Documentation Team

1. Ensures that the requirements for maintaining and retaining

documented information are established and implemented.

2. Coordinates and oversees activities related to managing organizational

knowledge.

D. Risk Management Team

1. Performs oversight function in ensuring that the established risk

controls and related activities are consistently implemented;

2. Plans and coordinates effective and efficient use of risk control tools;

3. Ensures that risk-related information are maintained and retained.

F. QMS Secretariat

1. Provides administrative support to successfully implement and develop

the QMS towards an ISO certification;

2. Facilitates the delivery of specific outputs in-line with the QMS; and,

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3. Plans and coordinates effective deployment and efficient use of

human, financial, and other physical resources for the QMS.

G. QMS Internal Audit Team

1. Determines the conformance of QMS to the planned arrangements and

to the requirements of ISO 9001:2015;

2. Determines whether the QMS is effectively implemented and

maintained;

3. Provides input to management review regarding the results of audits;

4. Keeps track of the implementation of the corrective and preventive

actions for nonconformance raised during audits.

17.0 The Management Commitment

The FSI Management, responsible for the formulation of policies, guidelines and

the efficient conduct of the general operations of the Institute through processes and

procedures, commits to the realization of the goals of the quality management system as

it complies with the government’s directives to promote good governance practices and

strengthen performance management in the workplace.

CLARO S. CRISTOBAL Director-General