13
Quantum hydrogen-bond symmetrization in the superconducting hydrogen sulfide 1 system 2 Ion Errea 1,2 , Matteo Calandra 3 , Chris J. Pickard 4 , Joseph R. Nelson 5 , Richard J. 3 Needs 5 , Yinwei Li 6 , Hanyu Liu 7 , Yunwei Zhang 8 , Yanming Ma 8 , and Francesco Mauri 3,9 4 1 Fisika Aplikatua 1 Saila, EUITI Bilbao, University of the Basque Country (UPV/EHU), 5 Rafael Moreno “Pitxitxi” Pasealekua 3, 48013 Bilbao, Basque Country, Spain 6 2 Donostia International Physics Center (DIPC), Manuel Lardizabal pasealekua 4, 7 20018 Donostia/San Sebasti´ an, Basque Country, Spain 8 3 IMPMC, UMR CNRS 7590, Sorbonne Universit´ es - UPMC Univ. Paris 06, 9 MNHN, IRD, 4 Place Jussieu, F-75005 Paris, France 10 4 Department of Materials Science & Metallurgy, University of Cambridge, 11 27 Charles Babbage Road, Cambridge CB3 0FS, UK 12 5 Theory of Condensed Matter Group, Cavendish Laboratory, 13 J J Thomson Avenue, Cambridge CB3 0HE, UK 14 6 School of Physics and Electronic Engineering, Jiangsu Normal University, Xuzhou 221116, People’s Republic of China 15 7 Geophysical Laboratory, Carnegie Institution of Washington, Washington D.C. 20015, USA 16 8 State Key Laboratory of Superhard Materials, Jilin University, 17 Changchun 130012, People’s Republic of China and 18 9 Dipartimento di Fisica, Universit` a di Roma La Sapienza, Piazzale Aldo Moro 5, I-00185 Roma, Italy 19 Hydrogen compounds are peculiar in that the 20 quantum nature of the proton can crucially affect 21 their structural and physical properties. A re- 22 markable example is the high-pressure phases [1, 23 2] of H 2 O, where quantum proton fluctuations fa- 24 vor symmetrization of the H bond and lower by 25 30 GPa the boundary between asymmetric and 26 symmetric structures [3]. Here we show that 27 an analogous quantum symmetrization occurs in 28 the recently discovered [4] sulfur hydride super- 29 conductor with a record superconducting critical 30 temperature T c = 203 K at 155 GPa. Supercon- 31 ductivity occurs via formation of a structure of 32 stoichiometry H 3 S with S atoms arranged on a 33 body-centered-cubic (bcc) lattice [5–9]. If the H 34 atoms are treated as classical particles, then for 35 P & 175 GPa they are predicted to sit midway 36 between two S atoms in a structure with Im ¯ 3m 37 symmetry. At lower pressures the H atoms move 38 to an off-center position forming a short H-S co- 39 valent bond and a longer H··· S hydrogen bond 40 in a structure with R3m symmetry [5–9]. X-ray 41 diffraction experiments confirmed the H 3 S stoi- 42 chiometry and the S lattice sites, but were unable 43 to discriminate between the two phases [10]. Our 44 present ab initio density-functional theory (DFT) 45 calculations show that quantum nuclear motion 46 lowers the symmetrization pressure by 72 GPa 47 for H 3 S and by 60 GPa for D 3 S. Consequently, 48 we predict that the Im ¯ 3m phase dominates the 49 pressure range within which a high T c was mea- 50 sured. The observed pressure-dependence of T c 51 is closely reproduced in our calculations for the 52 Im ¯ 3m phase, but not for the R3m phase. Thus, 53 the quantum nature of the proton fundamentally 54 a FIG. 1. Crystal structures of the competing phases. Crystal structure in the conventional bcc cell of the R3m and Im ¯ 3m phases. In the R3m structure the H-S covalent bond of length d1 is marked with a solid line and the longer H··· S hydrogen bond of length d2 with a dotted line. In the Im ¯ 3m phase d1 = d2. In the Im ¯ 3m structure we mark the lattice paramerter a. changes the superconducting phase diagram of 55 H 3 S. 56 The discovery of high-temperature superconductivity 57 in compressed hydrogen sulfide [4] has generated intense 58 interest over the last year, and has led to a number of 59 theoretical studies aimed at understanding the phase di- 60 agram of the H-S system as well as the origin of the aston- 61 ishingly high T c observed [5–9, 12–18]. The overall con- 62 sensus is that H 2 S, the only stable compound formed by 63 hydrogen and sulfur at ambient conditions, is metastable 64 at high pressures and its decomposition gives rise to sev- 65 eral H-S compounds. High-T c superconductivity is be- 66 lieved to occur in a structure of H 3 S stoichiometry, and 67 is considered to be conventional in nature, i.e., mediated 68 by electron-phonon interactions [4, 5, 7, 9, 12–17]. Alter- 69 natives to conventional superconductivity have also been 70

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Page 1: Quantum hydrogen-bond symmetrization in the

Quantum hydrogen-bond symmetrization in the superconducting hydrogen sulfide1

system2

Ion Errea1,2, Matteo Calandra3, Chris J. Pickard4, Joseph R. Nelson5, Richard J.3

Needs5, Yinwei Li6, Hanyu Liu7, Yunwei Zhang8, Yanming Ma8, and Francesco Mauri3,94

1Fisika Aplikatua 1 Saila, EUITI Bilbao, University of the Basque Country (UPV/EHU),5

Rafael Moreno “Pitxitxi” Pasealekua 3, 48013 Bilbao, Basque Country, Spain6

2Donostia International Physics Center (DIPC), Manuel Lardizabal pasealekua 4,7

20018 Donostia/San Sebastian, Basque Country, Spain8

3IMPMC, UMR CNRS 7590, Sorbonne Universites - UPMC Univ. Paris 06,9

MNHN, IRD, 4 Place Jussieu, F-75005 Paris, France10

4 Department of Materials Science & Metallurgy, University of Cambridge,11

27 Charles Babbage Road, Cambridge CB3 0FS, UK12

5Theory of Condensed Matter Group, Cavendish Laboratory,13

J J Thomson Avenue, Cambridge CB3 0HE, UK14

6School of Physics and Electronic Engineering, Jiangsu Normal University, Xuzhou 221116, People’s Republic of China15

7 Geophysical Laboratory, Carnegie Institution of Washington, Washington D.C. 20015, USA16

8State Key Laboratory of Superhard Materials, Jilin University,17

Changchun 130012, People’s Republic of China and18

9 Dipartimento di Fisica, Universita di Roma La Sapienza, Piazzale Aldo Moro 5, I-00185 Roma, Italy19

Hydrogen compounds are peculiar in that the20

quantum nature of the proton can crucially affect21

their structural and physical properties. A re-22

markable example is the high-pressure phases [1,23

2] of H2O, where quantum proton fluctuations fa-24

vor symmetrization of the H bond and lower by25

30 GPa the boundary between asymmetric and26

symmetric structures [3]. Here we show that27

an analogous quantum symmetrization occurs in28

the recently discovered [4] sulfur hydride super-29

conductor with a record superconducting critical30

temperature Tc = 203 K at 155 GPa. Supercon-31

ductivity occurs via formation of a structure of32

stoichiometry H3S with S atoms arranged on a33

body-centered-cubic (bcc) lattice [5–9]. If the H34

atoms are treated as classical particles, then for35

P & 175 GPa they are predicted to sit midway36

between two S atoms in a structure with Im3m37

symmetry. At lower pressures the H atoms move38

to an off-center position forming a short H−S co-39

valent bond and a longer H· · ·S hydrogen bond40

in a structure with R3m symmetry [5–9]. X-ray41

diffraction experiments confirmed the H3S stoi-42

chiometry and the S lattice sites, but were unable43

to discriminate between the two phases [10]. Our44

present ab initio density-functional theory (DFT)45

calculations show that quantum nuclear motion46

lowers the symmetrization pressure by 72 GPa47

for H3S and by 60 GPa for D3S. Consequently,48

we predict that the Im3m phase dominates the49

pressure range within which a high Tc was mea-50

sured. The observed pressure-dependence of Tc51

is closely reproduced in our calculations for the52

Im3m phase, but not for the R3m phase. Thus,53

the quantum nature of the proton fundamentally54

a

FIG. 1. Crystal structures of the competing phases.Crystal structure in the conventional bcc cell of the R3m andIm3m phases. In the R3m structure the H−S covalent bondof length d1 is marked with a solid line and the longer H· · ·Shydrogen bond of length d2 with a dotted line. In the Im3mphase d1 = d2. In the Im3m structure we mark the latticeparamerter a.

changes the superconducting phase diagram of55

H3S.56

The discovery of high-temperature superconductivity57

in compressed hydrogen sulfide [4] has generated intense58

interest over the last year, and has led to a number of59

theoretical studies aimed at understanding the phase di-60

agram of the H-S system as well as the origin of the aston-61

ishingly high Tc observed [5–9, 12–18]. The overall con-62

sensus is that H2S, the only stable compound formed by63

hydrogen and sulfur at ambient conditions, is metastable64

at high pressures and its decomposition gives rise to sev-65

eral H-S compounds. High-Tc superconductivity is be-66

lieved to occur in a structure of H3S stoichiometry, and67

is considered to be conventional in nature, i.e., mediated68

by electron-phonon interactions [4, 5, 7, 9, 12–17]. Alter-69

natives to conventional superconductivity have also been70

Page 2: Quantum hydrogen-bond symmetrization in the

2

0 0.5 1 1.5

Q

-20

-10

0

10

EB

O (

meV

/H3S

)

EBO

EBO

fit

0 0.02 0.04 0.06x

740

750

760

770

780E

(m

eV

/H3S

)

740

750

760

770

780E

(m

eV

/H3S

)

Evib

Evib

fit

E = Evib

+ EBO

H3S, V = 97.85 a

0

3(a)

0 0.5 1 1.5

Q

-20

-10

0

10

EB

O (

meV

/D3S

)

0 0.02 0.04 0.06x

540

550

560

570

580

E (

meV

/D3S

)

540

550

560

570

580

E (

meV

/D3S

)

D3S, V = 97.85 a

0

3(b)

0 0.5 1 1.5

Q

-30

-20

-10

0

10E

BO

(m

eV

/H3S

)0 0.02 0.04 0.06 0.08

x

700

710

720

730

740

750

760

770

E (

meV

/H3S

)

700

710

720

730

740

750

760

770

E (

meV

/H3S

)

H3S, V = 102.11 a

0

3(c)

0 0.5 1 1.5

Q

-30

-20

-10

0

10

EB

O (

meV

/D3S

)

0 0.02 0.04 0.06 0.08x

510

520

530

540

550

560

570

E (

meV

/D3S

)

510

520

530

540

550

560

570

E (

meV

/D3S

)D

3S, V = 102.11 a

0

3(d)

FIG. 2. Energetics. EBO, Evib, and E = Evib + EBO

curves are shown as a function of the reaction coordinateQ that transforms the Im3m structure (Q = 0) into theR3m structure (Q = 1), as well as the relative coordinatex that measures the off-centering of the H atoms, defined asx = (d2 − a/2)/(a/2), where d2 is the length of the hydrogenbond and a the lattice parameter (see Fig. 1). The left-handaxes show the energy scale for Evib and E, and the right-hand axes show the scale for EBO. Crystal symmetry impliesthat E(Q) = E(−Q), so that the curves can be fitted topolynomials with only even terms. This guarantees that thetransition is second-order according to Landau theory [11].Results are presented for two different volumes of the prim-itive bcc lattice; V = 97.85a30 corresponds to approximately150 GPa and V = 102.11a30 to 130 GPa. The pressure asso-ciated with each volume depends on both the isotope and Q(see Extended Data for the equations of states). Black cir-cles represent calculated Evib points and the black dashed linethe fitted Evib(Q) curve (see Methods). The E(Q) curve isobtained by addition of the fitted Evib and EBO curves.

discussed [18]. According to structural predictions [5–9],71

H3S adopts a rhombohedral R3m form between approx-72

imately 112 and 175 GPa, and a cubic Im3m at higher73

pressures. As shown in Fig. 1, the R3m phase is charac-74

terized by covalently bonded SH3 units with a covalent75

H−S bond of length d1. Each of these H atoms is bonded76

to the next S atom by a hydrogen H· · · S bond of length77

d2. The Im3m phase, in contrast, has full cubic symme-78

try, with d1 = d2 so that each H atom resides midway79

between the two S atoms, as shown in Fig. 1. The R3m80

structure is nevertheless very close to cubic symmetry,81

for example, the DFT-relaxed R3m structure, which rep-82

resents the minimum of the Born-Oppenheimer energy83

surface (BOES), has a rhombohedral angle of 109.49◦ at84

≈150 GPa, compared to 109.47◦ for a perfect bcc lattice.85

We have verified that imposing a cubic angle on the R3m86

90 95 100 105 110 115

V (a0

3)

0

0.05

0.1

x

P=175 GPa P=103 GPaP=115 GPa

Quantum D3SClassical nuclei

Quantum H3S

(a)

90 GPa 175 GPa 200 GPaR3m Im-3m

Classical nuclei

Quantum D3S

R3m Im-3m90 GPa 115 GPa 200 GPa

R3m Im-3m

Quantum H3S

90 GPa 103 GPa 200 GPa

(b) C2/c

FIG. 3. Second-order phase transition. (a) For each vol-ume we plot the relative coordinate x that yields the minimumtotal energy. x measures the off-centering of the H atoms (seecaption of Fig. 2). The results are shown in the classical nu-clei limit, as well as in the quantum case both for H3S andD3S. The volume at which x departs from zero marks thesecond-order phase transition from the Im3m phase to R3mphase. Transition pressures are also indicated, which includethe effects of vibrational energies. (b) Phase diagram for thesecond-order phase transition as a function of pressure. Asshown in Ref. 8, below 112 GPa H3S adopts a very differentC2/c phase. We mark the expected emergence of this phaseby a box.

structure has a negligible effect on the energy difference87

between the R3m and Im3m structures. Consequently,88

we assume a cubic lattice for both phases in the following.89

The bond-symmetrizing second-order transition from90

R3m to Im3m occurs at 175 GPa according to our91

static lattice calculations. At this pressure, our harmonic92

phonon calculations show that a Γ-point optical phonon93

of the high-symmetry Im3m phase becomes imaginary,94

implying that Im3m is at a saddle point of the BOES be-95

tween 112 and 175 GPa, while the R3m phase lies at the96

minimum. Crystal symmetry guarantees that the tran-97

sition is of second-order type (see Extended Data for a98

symmetry analysis). As occurs in the high-pressure ice X99

phase [3, 19, 20] and other hydrogenated compounds [21],100

the quantum nature of the proton can radically alter the101

pressure at which the second-order phase transition oc-102

curs and, in the present case, can strongly affect the sta-103

bility of the R3m phase below 175 GPa. Determining104

the stability ranges of these phases therefore requires the105

inclusion of vibrational zero-point energy (ZPE) along-106

side the static BOES energy. However, the presence107

of imaginary phonon frequencies hinders calculations of108

Page 3: Quantum hydrogen-bond symmetrization in the

3

Γ H N P Γ N

-100

-50

0

50

100

150

200

250

Fre

qu

ency

(m

eV)

HarmonicAnharmonic

H3S Im-3m

135 GPa

(a)

Γ H N P Γ N

-100

-50

0

50

100

150

200

250

Fre

qu

ency

(m

eV)

HarmonicAnharmonic

H3S Im-3m

157 GPa

(b)

100 150 200 250

P (GPa)

50

100

150

200

250

Tc (

K)

D3S Anharmonic R3m

H3S Anharmonic R3m

D3S Anharmonic Im-3m

H3S Anharmonic Im-3m

D3S Exp.

H3S Exp.

(c)

FIG. 4. Phonon spectra and superconducting critical temperature. Harmonic and SSCHA anharmonic phonon spectraof the cubic high-symmetry Im3m structure for H3S at different pressures: (a) 135 GPa and (b) 157 GPa. (c) SuperconductingTc’s calculated with the anharmonic phonons for the Im3m structure compared with experimental results obtained afterannealing [4]. Tc results obtained with anharmonic phonons for the R3m structure below 175 GPa are also shown. Eachpressure takes the vibrational energy into account.

the ZPE, since the quasi-harmonic approximation breaks109

down, and anharmonicity becomes a crucial ingredient.110

To elucidate the role of anharmonicity and quantum111

effects in the pressure range in which the record Tc was112

observed, we make use of the stochastic self-consistent113

harmonic approximation (SSCHA) [22, 23]. The vari-114

ational SSCHA method was devised for calculating the115

free energy and phonon spectra while fully incorporat-116

ing quantum and anharmonic effects, and it is therefore117

perfectly suited for our purpose. All of the calculations118

presented here are performed at 0 K. Primitive cells for119

the R3m and Im3m structures contain 4 atoms (1 S atom120

and 3 H atoms), and therefore a particular nuclear con-121

figuration can be described by a 12-dimensional vector R122

containing the atomic coordinates. In the classical limit123

the ZPE is neglected and the energy of a nuclear configu-124

ration R is given by the DFT Born-Oppenheimer energy125

EBO(R). In the SSCHA, the ZPE is accounted for by126

approximating the nuclear wave-function by a Gaussian127

centered on a centroid coordinate Rc, which denotes the128

average and most probable position of the nuclei. For129

a given Rc, the width of the Gaussian is obtained by a130

variational minimization of the expectation value of the131

sum of the nuclear potential and kinetic energies. In the132

following analysis it is convenient to split the SSCHA to-133

tal energy E(Rc) into static and anharmonic-vibrational-134

ZPE contributions: E(Rc) = EBO(Rc) + Evib(Rc).135

We study the energy landscape E(Rc) along the line136

defined by Rc(Q) = RIm3m +Q(RR3m−RIm3m), where137

RIm3m and RR3m are, respectively, the coordinates cor-138

responding to the saddle point and minimum of the139

BOES, representing the two different symmetries. Here,140

Q is a real number describing the reaction coordinate, so141

that at Q = 0 the centroids are located at the atomic142

positions of Im3m, and at Q = 1 at the atomic posi-143

tions of R3m. Hence, Q measures the off-centering of144

the hydrogen nuclear wave-function and can be associ-145

ated with the relative coordinate x = (d2 − a/2)/(a/2)146

that quantifies the length of the H· · · S hydrogen bond147

with respect to the symmetric position (a is the lattice148

parameter). We analyze the curve E(Rc(Q)) ≡ E(Q) for149

a fixed primitive bcc unit cell. As shown in Fig. 2(a) for150

a cell volume of 97.85a30 the EBO(Q) curve has a shal-151

low double-well structure favoring the R3m structure by152

only 5.6 meV/H3S. However, after adding the Evib(Q)153

energy calculated with the SSCHA, the full E(Q) curve154

shows a clear minimum at Q = 0, which favors the Im3m155

structure. At a larger volume of 102.11 a30, which corre-156

sponds to a pressure of around 130 GPa, the minimum157

of E(Q) is also at Q = 0, despite the fact that the one-158

dimensional Born-Oppenheimer well in EBO(Q) becomes159

deeper, as shown in Fig. 2(c). Repeating these calcula-160

Page 4: Quantum hydrogen-bond symmetrization in the

4

tions for D3S, we find that the Im3m structure is the161

most favorable once the ZPE has been included. We162

therefore conclude that the quantum nature of the nuclei163

symmetrizes the hydrogen bond and leads to a proton164

wave-function centered at the atomic positions of Im3m165

for both H3S and D3S. To eliminate the possibility that166

the energy minimum occurs beyond the Rc(Q) line stud-167

ied, we performed an unconstrained SSCHA minimiza-168

tion, optimizing both the width of the Gaussians and the169

Rc centroid positions. The results of this minimization170

show again that, within stochastic error, the centroid po-171

sition obtained corresponds to the Im3m structure, in172

which the H−S covalent and H· · · S hydrogen bond dis-173

tances equalize, leading to symmetric hydrogen bonds.174

The difference between the vibrational energies of R3m175

and Im3m as a function of the x coordinate is weakly de-176

pendent on volume. This allows us to interpolate E(x)177

in a wide volume range and estimate the pressure at178

which the proton wave-function shifts away from the cen-179

tered position. Our calculations show that this symme-180

try breaking occurs at 103 GPa in H3S and 115 GPa in181

D3S (see Fig. 3). The higher transition pressure in D3S182

is due to weaker quantum effects. This isotope effect is183

similar to the one observed in the ice VII/ice X tran-184

sition [24]. Considering that below 112 GPa the R3m185

phase is expected to transform into a very different C2/c186

phase consisting of isolated H2S and H2 molecules with187

H3S stoichiometry [8], R3m-H3S might not be formed.188

However, D3S may adopt the R3m structure at pressures189

below the transition to the Im3m phase.190

The quantum proton symmetrization has an enormous191

impact on the phonon spectra of H3S. As mentioned ear-192

lier, and shown in Fig. 4, the phonon spectra of Im3m-193

H3S have several imaginary modes in the harmonic ap-194

proximation below 175 GPa. The corresponding anhar-195

monic SSCHA phonon spectra for Im3m-H3S show well-196

behaved phonon dispersion relations with positive fre-197

quencies in the pressure range of interest (Fig. 4). This198

is analogous to ice X, which has only real positive phonon199

frequencies once the classical limit predicts symmetriza-200

tion of the hydrogen bond [25–28]. The anharmonic201

renormalization of the phonon energies is huge, especially202

for the H-S bond-stretching modes in which H atoms203

move towards the neighboring S atoms, which are pre-204

cisely those modes which drive the second-order phase205

transition between the Im3m and R3m phases. There-206

fore, the proximity to the second-order quantum phase207

transition is the origin of the strong anharmonicity.208

While the bond symmetrization in ice X occurs in an209

insulating system, H3S is metallic and the symmetriza-210

tion strongly affects the superconductivity. Indeed, the211

calculated electron-phonon coupling and superconduct-212

ing Tc lend further support to the suggestion that Im3m-213

H3S yields the record Tc. We use Wannier interpo-214

lated electron-phonon matrix elements in our calcula-215

tions [29] and estimate Tc solving the isotropic Migdal-216

Eliashberg equations. The phonon frequencies and polar-217

izations that enter the electron-phonon calculations are218

calculated using the SSCHA. Thus, in the present treat-219

ment we neglect non-linear corrections of the electron-220

phonon vertices and non-adiabatic effects that could arise221

from the small mass of H. The results obtained for the222

Im3m structure using anharmonic phonon frequencies223

agree well with experimental measurements of Tc for H3S224

and D3S and correctly capture the observed increase in225

Tc with decreasing pressure. We also find an isotope226

coefficient α = −[lnTc(D3S) − lnTc(H3S)]/ln2 for H→D227

substitution of α = 0.35 at 210 GPa and α = 0.40 at 155228

GPa in good agreement with experiment (see Fig. 4(c)).229

The electron-phonon coupling constant λ, which scales230

with the phonon frequencies as ∝ 1/ω2, is enhanced with231

decreasing pressure due to the overall softening of the232

phonon modes. This explains the smooth decrease of233

Tc with increasing pressure. Between approximately 130234

and 150 GPa the increase in λ is compensated by the235

decrease in the average phonon frequency and Tc satu-236

rates. We also present SSCHA calculations for the R3m237

structure keeping the centroids at the Q = 1 position.238

We find a rapid drop in Tc with decreasing pressure as239

in previous harmonic calculations [13]. Therefore, the240

observed high-Tc superconductivity cannot be explained241

by H3S in the R3m phase, although the sudden drop in242

Tc measured for D3S below 150 GPa [4] could be an in-243

dication of the symmetry breaking that we predicted at244

115 GPa. Indeed, the predicted transition pressure de-245

pends on the choice of the exchange correlation functional246

(see Methods). Even if our choice of the PBE exchange-247

correlation functional [30] appears appropriate, based on248

agreement between the experimentally observed equation249

of state [10] and DFT calculations, we cannot exclude a250

small error in the transition pressure. However, the iso-251

topic shift of the transition pressure is independent of the252

functional. Thus, if the drop in Tc observed experimen-253

tally in D3S is due to the transition from R3m to Im3m,254

we predict that a similar drop also occurs in H3S but is255

shifted to lower pressures by about 12 GPa. Considering256

that the Im3m phase has no Raman active modes, if the257

drop in Tc in D3S coincides with the second-order phase258

transition, we predict that Raman peaks from the R3m259

phase would emerge at that pressure.260

The recent experiment by Drozdov et al. [4] suggests261

that room-temperature superconductivity is reachable in262

other hydrogen-rich compounds. Our results show that263

in such hydrogen-rich materials with prospects for high-264

Tc superconductivity the quantum motion of the proton265

induces non-trivial effects that strongly affect the ther-266

modynamical stability, the hydrogen chemical bonding,267

and the electron-phonon coupling strength.268

Online Content See Methods and Extended Data269

items in the online version of the paper for a symme-270

try analysis of the phase transition, calculations with271

different exchange-correlation functionals, the equations272

Page 5: Quantum hydrogen-bond symmetrization in the

5

of state, harmonic and anharmonic phonon spectra of273

Im3m-D3S, anharmonic phonon spectra of the R3m274

phase, and superconducting properties of both the Im3m275

and R3m structures.276

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Acknowledgements We acknowledge financial sup-388

port from the Spanish Ministry of Economy and Compet-389

itiveness (FIS2013- 48286-C2-2-P), French Agence Na-390

tionale de la Recherche (Grant No. ANR-13-IS10-0003-391

01), EPSRC (UK) (Grant No. EP/J017639/1), Cam-392

bridge Commonwealth Trust, National Natural Science393

Foundation of China (Grants No. 11204111, 11404148,394

Page 6: Quantum hydrogen-bond symmetrization in the

6

and 11274136), and 2012 Changjiang Scholars Program395

of China. Work at Carnegie was supported by EFree,396

an Energy Frontier Research Center funded by the DOE,397

Office of Science, Basic Energy Sciences under Award398

No. DE-SC-0001057. Computer facilities were provided399

by the PRACE project AESFT and the Donostia Inter-400

national Physics Center (DIPC).401

Author Contributions I.E., M.C., and F.M. per-402

formed the anharmonic and superconducting calcula-403

tions. All authors contributed to the design of the re-404

search project and to the writing of the manuscript.405

Author Information The authors declare406

no competing financial interests. Correspon-407

dence and requests for materials should be408

addressed to I.E. ([email protected]), M.C409

([email protected]), and F.M.410

([email protected]).411

Page 7: Quantum hydrogen-bond symmetrization in the

7

METHODS412

Calculation Details Supercell calculations for the413

SSCHA [22, 23] and linear response calculations [31] were414

performed within DFT and the generalized gradient ap-415

proximation functional [30] as implemented in the Quan-416

tum ESPRESSO [32] code. We used ultrasoft pseu-417

dopotentials [33], a plane-wave cutoff energy of 60 Ry418

for the kinetic energy and 600 Ry for the charge den-419

sity. The charge density and dynamical matrices were420

calculated using a 32×32×32 Monkhorst-Pack shifted421

electron-momentum grid for the unit cell calculations.422

This mesh was adjusted accordingly in the supercell cal-423

culations. The electron-phonon coupling was calculated424

by using electron and phonon momentum grids composed425

of up to 42×42×42 randomly displaced points in the426

Brillouin zone. The isotropic Migdal-Eliashberg equa-427

tions were solved using 512 Matsubara frequencies and428

µ∗ = 0.16.429

The SSCHA calculations were performed using a430

3×3×3 supercell for both H3S and D3S in the Im3m431

phase, yielding dynamical matrices on a commensurate432

3×3×3 q-point grid. The difference between the har-433

monic and anharmonic dynamical matrices in the 3×3×3434

phonon momentum grid was interpolated to a 6×6×6435

grid. Adding the harmonic matrices to the result, the an-436

harmonic dynamical matrices were obtained on a 6×6×6437

grid. These dynamical matrices were used for the an-438

harmonic electron-phonon coupling calculation. The SS-439

CHA calculations for Q = 1 were performed with a440

2×2×2 supercell. For consistency, the vibrational en-441

ergies presented in Fig. 2 were also calculated using a442

2×2×2 supercell. The electron-phonon calculations for443

Q = 1 were, however, performed with the SSCHA dy-444

namical matrices interpolated to a 6×6×6 grid from the445

2×2×2 mesh.446

The Evib(Q) curves in Fig. 2 were obtained as fol-447

lows. Evib was calculated for Q = 0 and Q = 1 with448

the SSCHA. With the SSCHA calculation at Q = 1, we449

extracted dEvib

dQ (Q = 1) with no further computational450

effort. Considering that the derivative of the curve at451

Q = 0 vanishes by symmetry, we can obtain straightfor-452

wardly a potential of the form Evib(Q) = A+BQ2+CQ4.453

The Evib fit curves presented in Fig. 2 were obtained in454

this way. The extra point obtained at Q = 0.5 for H3S455

at V = 97.85a30 (see Fig. 2(a)) confirmed the validity of456

the fitting procedure. The EBO(Q) BOES energies were457

calculated for many Q points yielding an accurate fitting458

curve. Fig. 3 was obtained using a polynomial inter-459

polation of the BOES in the volume range shown and460

adding the ER3mvib −EIm3m

vib (x) curves that are practically461

independent of volume.462

Symmetry analysis of the second-order phase463

transition The bond-symmetrization transition from464

R3m to Im3m is a second-order transition and is driven465

by the softening of an optical mode at Γ. The mode466

driving the transition belongs to the irreducible repre-467

sentation T1u, also denoted as Γ−4 , whose dimension is468

3 [34, 35]. This irreducible representation is compatible469

with a group-subgroup relation between the Im3m and470

R3m space groups. As the mode driving the transition471

is at the Γ point, the transition occurs without increas-472

ing the unit cell size, which contains four atoms in the473

primitive cell of the bcc lattice of the Im3m structure as474

well as in the rhombohedral lattice of the R3m phase.475

In a transition from the m3m (Oh) point group to the476

3m (C3v), the most general free energy expansion only477

contains even terms of the order parameters [36]. There-478

fore, according to Landau theory [11], the transition must479

be of second-order. Our reaction coordinate Q used to480

describe the second-order transition is a simplified order481

parameter. The fact that E(Q) = E(−Q) confirms that482

the transition is of second-order.483

Equations of state In Extended Data Fig. 1 we484

present the equation of state both for the Im3m and485

R3m phases. The pressure is calculated both with and486

without the vibrational contribution to the energy, for487

H3S and D3S. The latter curves are used to include the488

vibrational effects on the calculated pressures. The vi-489

brational energy calculated includes anharmonicity in all490

cases as calculated by the SSCHA. The vibrational en-491

ergy has a small contribution to the calculated pressure,492

which varies slightly with the isotopic mass. The P (V )493

curve can be efficiently fitted to the third-order Birch-494

Murnaghan equation. The parameters of the fit are given495

in Extended Data Table I.496

Dependence on the exchange-correlation func-497

tional All calculations presented in the manuscript are498

calculated within the generalized gradient approxima-499

tion (GGA) under the PBE parametrization [30]. How-500

ever, we have performed additional calculations within501

the local density approximation (LDA) [37] and the502

BLYP [38, 39] parametrization of the GGA. The second503

order phase transition at the static level from Im3m to504

R3m, which occurs at 175 GPa within PBE, is reduced505

to 145 GPa in the LDA and increased to 257 GPa with506

the BLYP parametrization. In Extended Data Fig. 2 we507

compare the relative coordinate x = (d2−a/2)/(a/2) as a508

function of volume, where d2 is the length of the hydrogen509

bond and a is the lattice parameter. The x coordinate510

is obtained both with the static BOES energy EBO as511

well as with the total energy E = EBO + Evib. The vi-512

brational energy is however assumed to be independent513

of the functional, and the value obtained with PBE is514

used for estimating Evib for both LDA and BLYP. We515

believe this is justified because the differences between516

the vibrational energies of Im3m and R3m calculated517

within the SSCHA and using PBE are very weakly vol-518

ume dependent as shown in Extended Data Fig. 4. At519

the static level, the LDA symmetrizes the structure at a520

pressure 30 GPa below PBE, while BLYP symmetrizes521

Page 8: Quantum hydrogen-bond symmetrization in the

8

it at a pressure 82 GPa above PBE. When including the522

vibrational contribution as described above, the transi-523

tion between Im3m and R3m occurs at 170 GPa for H3S524

and 185 GPa for D3S within BLYP. The shift of the tran-525

sition pressure induced by the zero-point energy and its526

isotope dependence is similar for PBE and BLYP. The527

fully symmetric Im3m H3S structure is always favoured528

within the LDA for H3S over the pressure range studied,529

and it only becomes unfavorable below 89 GPa for D3S.530

Although the choice of exchange-correlation functional531

adds some uncertainty to the predicted transition pres-532

sure, we believe PBE is the most appropriate choice. This533

statement is based on the fact that PBE best reproduces534

the experimental equation of state results of Einaga et535

al. [10]. BLYP overestimates the volume, specially when536

the vibrational contribution is considered (see Extended537

Data Fig. 3). Indeed, it is well known that BLYP vastly538

overestimates the equilibrium volumes in metals [40] and,539

therefore, it is not the best choice for H3S. On the con-540

trary, when including the vibrational contribution to the541

pressure, which is calculated in all cases using the PBE542

functional, the PBE equation of state is in rather good543

agreement with experimental results [10] and certainly544

performs better than LDA and BLYP.545

Phonons of Im3m-D3S In Extended Data Fig. 5 we546

show the harmonic and anharmonic phonon spectra of547

D3S in the Im3m phase at two different pressures.548

Anharmonic phonon dispersion in the R3m549

phase In Extended Data Fig. 6 we show the SSCHA550

phonon spectra calculated for the R3m phase at two dif-551

ferent pressures. Here the centroid position of the SS-552

CHA is placed at the minimum of the BOES, which is553

not a minimum of the total energy as discussed in the554

manuscript. The Raman active modes of the R3m phase555

are listed in Extended Data Table II.556

Superconducting properties In Extended Data557

Table III we summarize the calculated values of the558

electron-phonon coupling constant λ, logarithmic fre-559

quency average ωlog, and superconducting Tc.560

In Extended Data Fig. 7 we show the Eliashberg func-561

tion α2F (ω) and integrated electron-phonon coupling562

constant λ(ω) of the Im3m phase at two different pres-563

sures calculated using the SSCHA phonons. The α2F (ω)564

in the anharmonic case for the R3m structure is given in565

Extended Data Fig. 6.566

[31] Baroni, S., de Gironcoli, S., Dal Corso, A. & Giannozzi,567

P. Phonons and related crystal properties from density-568

functional perturbation theory. Rev. Mod. Phys. 73, 515–569

562 (2001).570

[32] Giannozzi, P. et al. Quantum espresso: a modular and571

open-source software project for quantum simulations of572

materials. J. Phys. Condens. Matter 21, 395502 (2009).573

[33] Vanderbilt, D. Soft self-consistent pseudopotentials in574

a generalized eigenvalue formalism. Phys. Rev. B 41,575

7892–7895 (1990).576

[34] Aroyo, M. I., Perez-Mato, J. M., Capillas, C., Kroumova,577

E., Ivantchev, S., Madariaga, G., Kirov, A. & Won-578

dratschek, H. Bilbao crystallographic server: I. databases579

and crystallographic computing programs. Zeitschrift fur580

Kristallographie 221, 15–27 (2006).581

[35] Aroyo, M. I., Kirov, A., Capillas, C., Perez-Mato, J. M.582

& Wondratschek, H. Bilbao Crystallographic Server.583

II. Representations of crystallographic point groups and584

space groups. Acta Crystallographica Section A 62, 115–585

128 (2006).586

[36] Cao, W. Phenomenological theories of ferroelectric phase587

transitions. British Ceramic Transactions 103, 71–75588

(2004).589

[37] Perdew, J. P. & Zunger, A. Self-interaction correction590

to density-functional approximations for many-electron591

systems. Phys. Rev. B 23, 5048–5079 (1981).592

[38] Becke, A. D. Density-functional exchange-energy approx-593

imation with correct asymptotic behavior. Phys. Rev. A594

38, 3098–3100 (1988).595

[39] Lee, C., Yang, W. & Parr, R. G. Development of596

the Colle-Salvetti correlation-energy formula into a func-597

tional of the electron density. Phys. Rev. B 37, 785–789598

(1988).599

[40] Stroppa, A. & Kresse, G. The shortcomings of semi-600

local and hybrid functionals: what we can learn from sur-601

face science studies. New Journal of Physics 10, 063020602

(2008).603

Page 9: Quantum hydrogen-bond symmetrization in the

9

Extended Data Table I. Birch-Murnaghan fit to the equation of state. Parameters of the P (V ) =32B0

[(V0/V )7/3 − (V0/V )5/3

] [1 + 3

4(B′

0 − 4)[(V0/V )2/3 − 1]]

fit to the equation of state for Im3m with classical nuclei, and

with vibrational contributions for both H3S and D3S.

B0 (GPa) V0 (a30) B′0

Classical nuclei 129.8 158.4 3.6H3S 86.63 176.4 3.9D3S 87.81 174.8 3.9

80 90 100 110

V (a0

3)

80

120

160

200

240

280

P (

GP

a)

- ∂ EBO

/ ∂ V

- ∂ [EBO

+ Evib

(H3S)] / ∂ V

- ∂ [EBO

+ Evib

(D3S)] / ∂ V

95 100 105 110

V (a0

3)

100

120

140

160

180

P (

GP

a)

Im-3m R3m

Extended Data Figure 1. Equations of state. Pressure as a function of volume calculated from the static energy EBO thatrepresents the classical nuclei limit as well as including the vibrational contribution within the SSCHA for both H3S and D3S.

Page 10: Quantum hydrogen-bond symmetrization in the

10

90 95 100 105 110 115

V (a0

3)

0

0.05

0.1

x

Classical nucleiQuantum H

3S

Quantum D3S

P=145 GPaLDA

P=89 GPa

80 90 100 110

V (a0

3)

0

0.05

0.1

x

Classical nucleiQuantum H

3S

Quantum D3S

P=257 GPa P=170 GPaP=185 GPaBLYP

Extended Data Figure 2. Bond symmetrization within LDA and BLYP. For each volume the relative coordinatex = (d2 − a/2)/(a/2), where d2 is the length of the hydrogen bond and a is the lattice parameter, obtained at the energyminimum is marked. When x = 0 the covalent and hydrogen bond have the same length and the structure is fully symmetric.The energy is calculated at the static level without any vibrational contribution as derived from the BOES, and including thequantum anharmonic vibrational contribution both for H3S and D3S. The pressure below which the cubic structure distorts isgiven in each case.

80 90 100 110 120

V (a0

3)

50

100

150

200

250

P (

GP

a)

PBELDABLYPExp. all data fit

Exp. increasing P fit

Without vibrational contribution

80 90 100 110 120

V (a0

3)

50

100

150

200

250

P (

GP

a)

PBELDABLYPExp. all data fit

Exp. increasing P fit

With vibrational contribution

Extended Data Figure 3. Functional dependence of the equation of state. The equation of state is calculated withdifferent exchange correlation functionals with and without the vibrational contribution to the pressure. At each volume thepressure of the structure with minimum energy is given, which depends on whether or not the vibrational contribution isincluded (see Extended Data Fig. 2). The results are compared with the two curves obtained experimentally [10].

Page 11: Quantum hydrogen-bond symmetrization in the

11

0 0.02 0.04 0.06 0.08x

0

20

40

60

80

Evib

(R3m

) -

Evib

(Im

-3m

) (m

eV

) H3S, V = 106.47 (a

0

3)

H3S, V = 102.11 (a

0

3)

H3S, V = 97.85 (a

0

3)

D3S, V = 106.47 (a

0

3)

D3S, V = 102.11 (a

0

3)

D3S, V = 97.85 (a

0

3)

Extended Data Figure 4. Vibrational energy. SSCHA anharmonic vibrational energy calculated as a function of the relativecoordinate x = (d2 − a/2)/(a/2) for different volumes.

Γ H N P Γ N-100

-50

0

50

100

150

Fre

quen

cy (

meV

)

HarmonicAnharmonic

D3S Im-3m

133 GPa

Γ H N P Γ N-100

-50

0

50

100

150

Fre

quen

cy (

meV

)

D3S Im-3m

155 GPa

Extended Data Figure 5. Phonons of Im3m-D3S. Comparison between the harmonic and anharmonic phonons of Im3m attwo different pressures for D3S.

Page 12: Quantum hydrogen-bond symmetrization in the

12

Γ H N P Γ N0

50

100

150

200

Anharmonic

0 0.5 1 1.5 20

50

100

150

200

α2F(ω)

153 GPa

Γ H N P Γ N0

50

100

150

200

Anharmonic

0 0.5 1 1.5 20

50

100

150

200

α2F(ω)

133 GPa

Extended Data Figure 6. Anharmonic phonons of R3m-H3S at two different pressures. The Eliashberg functionsα2F (ω) are also shown.

Extended Data Table II. Raman and infrared active modes. Phonon modes at the Γ point for the Im3m and R3m phasesat different pressures calculated including anharmonicity within the SSCHA. The results for R3m are obtained keeping thecentroid position at the minimum of the BOES. Raman (R) and Infrared (I) activity is indicated for each mode.

Im3mMode Degeneracy R or I active? ω (meV)

H3S D3S135 GPa 157 GPa 133 GPa 155 GPa

T1u 3 I 79.6 87.6 46.7 54.1T1u 3 I 131.0 152.1 95.4 109.8T2u 3 177.3 182.0 125.8 129.0

R3mMode Degeneracy R or I active? ω (meV)

H3S D3S133 GPa 153 GPa 133 GPa 153 GPa

E 2 R+I 111.3 112.2 74.4 73.7A1 1 R+I 115.4 114.7 79.8 73.7E 2 R+I 142.4 144.6 105.6 105.9A1 1 R+I 168.7 158.8 123.2 115.0A2 1 178.0 185.3 125.1 130.7E 2 R+I 181.0 186.7 127.0 131.7

0 50 100 150 200 250 300ω (meV)

0

0.5

1

1.5

2

2.5

3

α2(ω)

λ(ω)

135 GPa

157 GPa

Extended Data Figure 7. Superconducting properties of Im3m-H3S. Anharmonic Eliashberg function α2F (ω) and inte-grated electron-phonon coupling constant λ(ω) of the Im3m phase at two different pressures.

Page 13: Quantum hydrogen-bond symmetrization in the

13

Extended Data Table III. Superconducting parameters. Calculated λ, ωlog and Tc. The pressure given includes thevibrational contribution.

Compound P (GPa) λ ωlog(meV) Tc (K)SSCHA Im3m

H3S 135 2.10 104.9 214H3S 157 1.94 113.8 216D3S 133 2.45 70.5 163D3S 155 2.08 82.9 163

SSCHA R3mH3S 133 1.62 105.8 163H3S 153 1.93 109.3 205D3S 132 1.64 79.8 123D3S 152 2.00 81.4 155