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HE 023 782
Micou, Ann M.
U.S. Foundation Funding for Change in South Africa:An Update. South African Information Exchange WorkingPaper Number 10.
Institute of International Education, New York,N.Y.
Apr 90
23p.; For a related document, see HE 023 781.Institute of International Education, 809 UnitedNations Plaza, New York, NY 10017-358C.Reference Materials - General (130)
MF01/PC01 Plus Postage.Colleges; *Educational Cooperation; FinancialSq)port; Foreign Countries; Higher Education;Information Dissemination; *InstitutionalCooperation; International Relations; PhilanthropicFoundations; Student Exchange Programs;Universities*South Africa; *Unite4 States
The South African Information Exchange (SAIE) haspublished an update of 35 existing organizations who are engaged infunding initiatives for specific areas c7 South African and UnitedStates educational exchange programs. One list is alphabetical bysuch program categories as: academic exchange, academic support,adult education, advocacy, agriculture, alternative education,bridging education, bursaries (internal), business development,church.leadership development, community development, conflictresolution, currtculum development, detainee assistance, distanceeducation, emergency relief, employment, English as a SecondLanguage, faculty fellowships, family planning, health, housing,human rights, leadership development, legal education/representation,literacy, management, materials development, numeracy, nutrition,outreach programs, political action, publications, race relations,refugee education/assistance research, rural education, scholarships(external), secondary schools, and technical/vcational craining. Thesecond list provides name, address, phone number, contact person, andothe,: comments of the institutions responding to the survey. (GLR)
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South African Information ExchangeWorking Paper Number 100
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ii U.S. FoundationFunding for Changein South Africa:
An Update
"PERMISSION TO REPRODUCE THISMATERIAL HAS BEEN GRANTED BY
TO THE EDUCATIONAL RESOURCESINFORMATION CENTER (ERIC)?'
LIA. DE WENT OF EDUCATIONOffice of E trona] Research and ImprovementEDU ONAL RESOURCES INFORMATION
CENTER (ERIC)
his document has been reproduced asreceived from the person or organizationoriginating a
0 Minor changes have been made to improvereproduction Quality
Points Of view or opinions stated in fa is docuiment do not necessarily represent officialOERi position Or policy
Ann McKinstry MicouApril 1990
INSTITUTE OF INTERNATIONAL EDUCATION809 UNITED NATIONS PLAZA
NEW YORK, NY 10017-3580
2BEST COPY AVAILABLE
South African Information ExchangeWorking Paper Number 10
U.S. FoundationFunding for Changein South Africa:
An Update
Ann McKinstry MicouApril 1990
INSTITUTE OF INTERNATIONAL EDUCATION809 UNITED NATIONS PLAZA
NEW YORK, NY 10017-3580
3
The South African Information Exchange gratefully acknowledges thefinancial assistance of The Ford Foundation, the Carnegie
Corporation of New York, and the AT&T Foundation.
4
NEMfillINIVIIIIEllit
U.S. FOUNDATION FUNDING FOR CHANGE IN SOUTH AFRICA: An Update
Introduction
In 1987, the Institute of International Education's South African
Information Exchange (SAIE) published the first in its working paperseries--U.S. Foundation Giving to Enhance Educational Opportunities forBlack South Africans. The objective of the publication was two-fold:to analyze the (then) present state of funding of South Africa-relatedactivities, including observations on legal considerations on suchgrantmaking, and to provide an inventory of specific, up-to-date
information on South Africa-related policies and grants cf individualfoundations. It was, to our knowledge, the first time such informationhad been presented.
In 1988, the Investor Responsibility Research Centre contributed tothe literature by issuing American Philanthropy: A Guide for SouthAfricans, whose stated purpose was "to inform the debate among SouthAfricans about the political connotations of American public and privatedevelopment funds, and also to offer a practical guide for South Africancommunity development organizations seeking funds in the United States."
Building on that initiative, the Council on Foundations establishedin 1989 the Southern Africa Grantmakers' Affinity Group, whose objectivesare "to facilitate communication and increased cooperation in grantmakingamong Southern African grantukers and to nurture increased privateAmerican grantmaking in the region."
Continuing to act on its mandate to produce South Africa-relatedinformation for both support-seeking and support-granting organizations,the SAIE has published eight working papers in addition to the early oneon U.S. foundations. Four of these survey the South Africa-relatedinitiatives of U.S. professional associations, U.S. colleges anduniversities, U.S. corporations, and U.S. churches. The other four areguides to U.S.-related corporate trusts in South Africa; to U.S. supportorganizations raising money for South African causes; to sources fortertiary-level bursaries within South Africa; and to organizationsproviding assistance to South African exiles and refugees.
Two other working papers are being published simultaneously with thisone--an update of U.S. college and university initiatives for change inSouth Africa and an anthology of SAIE-sponsored Discussion Forumpresentations from 1987-1989. (Titles and reference numbers for theentire series are listed on the back cover.) There are other topics nowin progress--for example, foreign embassy funding mechanisms within SouthAfrica and nonformal, nongovernmental, nonprofit skills trainingavailable to the community within South Africa.
These working papers share certain characteristics. They are, at the
time of their publication, unique. They are hole-punched for a binderand readily reproducible. They attempt to democratize information bywidely and quickly disseminating little-known information about SouthAfrica-related resources.
The reaction--from South Africa, from Europe, from the UnitedStates--to the SAIE's services has been extremely positive. The need to
know about existing and potential resources remains critical. We havefrequently been asked when we would update the first working paper onU.S. foundations--arguably one of the most important donor constituencies.
This document is that update. In November 1989, we printed out fromour database a list of 156 private foundations (and corporatefoundations) that had regularly received our publications. We hadentered their names into our database (and onto our mailing list) from avariev of sources--participants' lists from South Africa-relatedconferences, for example, or from reading their annual reports.
We wrote a personal letter to each of them, enclosing a check-list of40 or so areas of program initiative (e.g., health, housing, humanrights, research, nonracial education) and inviting them to fill out andreturn the check-list. In addition to the specific program areas, weprovided a space for "other," since we knew our check-list was not
all-inclusive.
By April 1, 1990, we had received responses from 35 organizationsthat had filled out and returned the check-list, resulting in a list of316 program initiatives. Another 40 organizations replied, requestingfor a variety of reasons that we not list their names in a directory. We
did not hear from the remaining 81 organizations.
The final information consists of a print-out, alphabetically, byarea of program initiative and one by institution, with "other" commentsincluded under the organization's name. We offer this working paper at acrucial time in South Africa's history, with the hope that it willstimulate further and more innovative relationships among organizations--assistance agencies and implementing agencies--working for change.
6
AREAS OF PROGRAM INITIATIVE OF THE ORGANIZATIONS PARTICIPATING IN THE SURVEY
Init Category Org. Name
Academic Exchange
Academic Support
Adult Education
Advocacy
Agricultural
Alternative Education
Aetna Life and Casualty Foundation Inc.Phelps-Stokes FundSchering-Plough FoundationCarnegie Corporation of Neu YorkBorden Foundation Inc.Gaylord and Dorothy Donnelley FoundationMorgan Guaranty Trust Co. of New YorkAetna Life and Casualty Foundation Inc.Enron Foundation HoustonCPC International IncBorden Foundation Inc.Eli Lilly & CompanyGaylord and Dorothy Donnelley FoundationFord Foundation
Morgan Guaranty Trust Co. of New YorkEnron Foundation HoustonGenesis FoundationCarnegie Corporation of New YorkXerox FoundationBorden Foundation Inc.Eli Lilly & CompanyRockefeller Brothers FundGlobal Fund for WomenPatrick and'Anna M. Cudally FundCarnegie Corporation of New YorkBorden Foundation Inc.Eli Lilly & CompanyW.K. Kellogg FoundationBorden Foundation Inc.Eli Lilly & CompanyXerox FoundationEli Lilly & Company
Init Category Org. Name
Rockefeller Brothers FundFord Foundation
Arts Enron Foundation HoustonPhilip M. Stern Family FundEli Lilly & Company
Black Labor Union Development National Endowment for DemocracyBorden Foundation Inc.Ford Foundation
Book Donations Eli Lilly & CompanyBridging Education Estee Lauder, Inc.
Genesis FoundationXerox FoundationBorden Foundation Inc.Eli Lilly & CompanyFord Foundation
Bursaries (Internal) W.X. Kellogg FoundationGenesis FoundationEstee Lauder, Inc.Borden Foundation Inc.Eli Lilly & Company
Business Development Morgan Guaranty Trust Co. of New YorkEnron Foundation HoustonBorden Foundation Inc.Eli Lilly & Company
Career Development Smith Richardson Foundation Inc.Morgan Guaranty Trust Co. of New YorkEnron Foundation HoustonEstee Lauder, Inc.Borden Foundation Inc.Eli Lilly & CompanyFord FoundationGenesis FoundationCareer Guidance
a
0 0 6
Init Category
Church Leadership DevelopmentCommunity Development
Conflict Resolution
Crisis Intervention
Curriculum Development
Detainee Assistance
Distance Education
Education in U.S. about S.A.
Emergency Relief
Org. Name
Ford FoundationChemical Bank FoundationMorgan Guaranty Trust Co. of New YorkCharles Stewart Mott FoundationEnron Foundation HoustonCPC International IncEstee Lauder, Inc.Borden Foundation Inc.Eli Lilly & CompanyEli Lilly & CompanyFord FoundationEnron Foundation HoustonEli Lilly & CompanyConstitutional Rights FoundationBorden Foundation Inc.Eli Lilly & CompanyRockefeller Brothers FundFord FoundationScherman Foundation, Inc.Borden Foundation Inc.Eli Lilly & CompanyCarnegie Corporation of New York
Xerox FoundationEli Lilly & CompanyFunding ExchangePhelpsStokes FundPeace Development FundConstitutional Rights FoundationEli Lilly & CompanyFord FoundationEnron Foundation HoustonBorden foundation Inc.
Init Category Org. Name
Employment
English as Second Language
Equipment
Exchange of Ideas
Faculty Development
Faculty Exchange
Faculty FellowshipsFamily Planning
Fellowships
Foreign Study
General Support
Eli Lilly & Company
Morgan Guaranty Trust Co. of New YorkEnron Foundation HoustonBorden Foundation Inc.Eli Lilly & CompanyEnron Foundation HoustonGenesis FoundationEli Lilly & Company
Borden Foundation Inc.Eli Lilly & Company
Borden Foundation Inc.Eli Lilly & CompanyEnron Foundation HoustonCPC International IncXerox FoundationBorden Foundation Inc.Eli Lilly & CompanyFord Foundation
Carnegie Corporation of New YorkEli Lilly & CompanyEli Lilly & CompanyPhilip M. Stern Family FundEli Lilly & Company
Gaylord and Dorothy Donnelley FoundationInstitute for Intercultural Studies IncAetna Life and Casualty Foundation Inc.CPC International IncEli Lilly & Company
ScheringPlough FoundationEli Lilly & Company
Carnegie Corporation of New YorkBorden Foundation Inc.
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0 0 0
Init Category 2g Name
Guest LecturersHealth
Housing
Human Rights
In-Service Training
Eli Lilly & CompanyEli Lilly & CompanyW.K. Kellogg FoundationEnron Foundation HoustonHenry J. Kaiser Family FoundationEstee Lauder, Inc.
Schering-Plough FoundationCarnegie Corporation of New YorkBorden Foundation Inc.Eli Lilly & CompanyEnron Foundation HoustonCPC International IncEstee Lauder, Inc.Schering-Plough FoundationBorden Foundation Inc.Eli Lilly & CompanyJ. Roderick MacArthur FoundationScherman Foundation, Inc.Enron Foundation HoustonNational Endowment for DemocracyGloital Fund for WomenConstitutional Rights FoundationPatrick and Anna M. Cudahy FundEstee Lauder, Inc.
Schering-Plough FoundationBorden Foundation Inc.Eli Lilly & CompanyFord FoundationGenesis FoundationConstitutional Rights FoundationEstee Lauder, Inc.Borden Foundation Inc.
1 1
Init Category Org. Name
Institutional Linkages
Interns in South Africa
Leadership Development
Eli Lilly & CompanyFord Foundation
Carnegie Corporation of New YorkEli Lilly & Company
Westinghouse Educational FoundationEli Lilly & Company
Constitutional Rights FoundationChemical Bank FoundationRockefeller FoundationMorgan Guaranty Trust Co. of New YorkCharles Stewart Mott FoundationAetna Life and Casualty Foundation Inc.Enron Foundation HoustonNational Endowment for DemocracySmith Richardson Foundation Inc.Estee Lauder, Inet.
Schering-Plough FoundationCarnegie Corporation of New YorkXerox FoundationBorden Foundation Inc.Eli Lilly & CompanyFord Foundation
Legal Education/Representation J. Roderick MacArthur FoundationScherman Foundation, Inc.Morgan Guaranty Trust Co. of New YorkPatrick and Anna M. Cudahy FundBorden Foundation Inc.Eli Lilly & CompanyFord FoundationMorgan Guaranty Trust Co. of New YorkEnron Foundation HoustonGenesis Foundation
Literacy
12
Init Category Org. Name
Management
Materials Development
Math/Science
Nonracial EducationNonracial Sports
Numeracy
Nutrition
Outreach Programs
13
Global Fund for WomenEstee Lauder, Inc.Carnegie Corporation of New YorkXerox FoundationBorden Foundation Inc.Eli Lilly & CompanyRockefeller Brothers FundMorgan Guaranty Trust Co. of New YorkEnron Foundation HoustonBorden Foundation Inc.Eli Lilly & CompanyGaylord end Dorothy Donnelley FoundationBorden Foundation Inc.Eli Lilly & CompanyRockefeller Brothers FundEnron Foundation HoustoaGenesis FoundationEli Lilly & CompanyBorden Foundation Inc.Estee Lauder, Inc.Eli Lilly & CompanyBorden Foundation Inc.Genesis FoundationEli Lilly & CompanyRockefeller Brothers FundW.K. Kellogg FoundationBorden Foundation Inc.Eli Lilly & CompanyCharles Stewart Mott FoundationEnron Foundation HoustonGenesis FoundationEstee Lauder, Inc.
Drat Category Org. Name
Political Action
Preschools
Primary Schools
Private Nonracial Schools
Publications
Race Relations
Refugee Education/AssistanceResearch
Borden Foundation Inc.Rockefeller Brothers FundPeace Development FundNational Endowment for DemocracyGenesis FoundationXerox FoundationBorden Foundation Inc.Eli Lilly & CompanyEnron Foundation HoustonGenesis FoundationCPC International IncEstee Lauder, Inc.Xerox FoundationBorden Foundation Inc.Rockefeller Brothers FundMorgan Guaranty Trust Co. of New YorkGenesis FoundationChemical Bank FoundationXerox FoundationEli Lilly & CompanyGaylord and Dorothy Donnelley Foundatio,Phelps-Stokes FundConstitutional Rights FoundationBorden Foundation Inc.Eli Lilly & CompanyEnron Foundation HoustonPhelps-Stokes FundPhilip M. Stern Family FundEii Lilly & CompanyPhelps-Stokes FundPhelps-Stokes FundCarnegie Corporation of New York
14
0 0 0
Init Category Org. Name
Borden Foundation Inc.Eli Lilly & Company
Rural Education Genesis FoundationSchering-Plough FoundationXerox FoundationEli Lilly & Company
Scholarships (External) Phelps-Stokes Fund
Secondary Schools Borden Foundation Inc.
Self-Help Westinghouse Educational FoundationChemical Bank FoundationEstee Lauder, Inc.Philip M. Stern Family FundXerox FoundationBorden Foundation Inc.Eli Lilly & Company
Seminars/Conferences Phelps-Stokes FundCarnegie Corporation of New York
Borden Foundation Inc.Eli Lilly & Company
Short-Term Faculty Visits Carnegie Corporation of New York
Eli Lilly & Company
Teacher Training W.K. Kellogg FoundationAetna Life and Casualty Foundation Inc.Enron Foundation HoustonGenesis FoundationEstee Lauder, Inc.Xerox FoundationBorden Foundation Inc.Eli Lilly & CompanyRockefeller Brothers Fund
Technical Assistance Charles Stewart Mott FoundationGenesis Foundation
Init Category Org. Name
Aetna Life and Casualty Foundation Inc.Philip M. Stern Family FundBorden Foundation Inc.Eli Lilly & Company
Technical/Vocational Training Eli Lilly & CompanyTraining Aetna Life and Casualty Foundation Inc.
Carnegie Corporation of New YorkBorden Foundation Inc.Eli Lilly & Company
Visiting Scholar Carnegie Corporation of New 7orkWater Development crc International Inc
Borden Foundation Inc.Eli Lilly & Company
Women Enron Foundation HoustonGenesis FoundationGlobal Fund for WomenPhilip M. Stern Family FundCarnegie Corporation of New YorkEli Lilly & Company
Workers Education Enron Foundation HoustonBorden Foundation Inc.Eli Lilly & Company
Rockefeller Brothers FundFord Foundation
Youth Programs Enron Foundation HoustonPatrick and Anna M. Cudahy FundBorden Foundation Inc.Eli Lilly & Company
410
ORGANIZATIONS PARTICIPATING IN THE SURVEY OF U.S. FOUNDATIONS
'TITalagtgn AlaisenVetYHartford, CT 06156(203) 273 3340Contact: Ms. Patricia Sheeran
Albert Kunstadter Family Foundation1035 Fifth AvenueNew York, NY 10022(212) 249 1733Contact: Ms. Geraldine Kunstadter
This organization prefers not to be listed by cate9orYbut as a general-purpose foundation.
Atkinson Foundation10 West Orange AvenueSouth San Franciso, CA 94080(415) 876 1559Contact: Ms. Norma Allen
Borden Foundation, Inc.180 East Broad StreetColumbus, OH 43215(614) 225 4580Contact: Ms. Judy Barker
Carnegie Corporation of New York437 Madison AvenueNew York, New York 10022(212) 371 3200Contact: Dr. A.O. Lucas
Charles Stewart Mott Foundation1200 Mott Foundation BuildingFlint, MI 48502-1851
(313) 238 5651Contact: Mr. Willard J. Hertz
Chemical Bank Foundation277 Park AvenueNew York, NY 10172(212) 310 6161Contact: Mr. Robert Rosenbloom
17
Constitutional Rights Foundation601 South kingsley DriveLos Angeles, CA 90005(213) 487 5590
Contact: Mr. Todd Clark
CPC International Inc.International PlazaEnglewood Cliffs, NJ 07632(201) 894 4000Contact: Mr. James E. Healey
The Company funds giving in South Africa with any andall the revenue earned from licenses and other agreementsthere. These sources of income are rapidly reducingas the Company has no active operations in the country andits commercial agreements are expiring and not beingrenewed.
Eli Lilly and CompanyLily Corporate CenterIndianapolis, IN 46285(317) 276 2000Contact: Mr. James R. Root
The company also supports programs in the areas of constitutionalreform, road safety, environmental awareness, and motivationalprograms.
Enron Foundation HoustonP.O. Box 1188Houston, TX 77251-1188(713) 853 5400
Contact Ms. Deborah Christie
The Enron Foundation cannot make grants to organizationsoutside the United States.
Estee Lauder International, Inc.767 Fifth AvenueNew York, NY 10153(212) 572 4200Contact: Mr. Abbot H. Rudolph
The Forei Foundation320 East 43rd StreetNew York, NY 10017(212) 573 4835Contact: Dr. John Gerhart
Funding Exchange666 Broadway, #500New York, NY 10012(212) 529 5300Contact: Ms. Beth Rosales
This foundation also provides support for thedemocratic movement.
Gaylord and Dorothy Donnelley Foundation350 East 22nd StreetChicago, Il 60616-1428(312) 326 7255Contact: Mr. Gaylord Donnelly
For the next two years, most of the Foundation's fundshave been committed and only modest proposals can beconsidered.
Genesis Foundation2980 West Shore RoadWarwick, RI 02886-5458(401) 738 3324Contact: Mr. John K. Harwood
The emphasis in this foundation's program is on ruraleducation. Its bursary support 's to schools only,not to individuals or broad-based bursary programs.The outreach and wanen's programs are educational only;the technical assistance is to schools.
Global Fund For Women2400 Sand Hill Road, Suite 201Menlo Park, CA 94025-6941(415) 854 0420Contact: Ms. Anne Firth Murray
The program initiatives indicated are for wanen andinclude women's access to communications, media, andcommunications te.hnology.
Henry J. Kaiser Family Foundation1455 F Street, N.W.. Suite 250Washington, D.C. 20005(202) 347 5270Contact: Ms. Janet Place
Although the Foundation has broad interests, it will notfund projects that do not have a distinct health focus.Priority is given to indigenous South Africa community-based
primary health care projects.
n1 1
IBM South Africa Projects FundOld Orchard RoadArmonk, NY 10504(914) 765 1900Contact: Mr. R.D. Clifford
The IBM South Africa Projects Fund funds programs thatencourage educational and economic development and legalreforms for black South Africans.
histitute for Intercultural Studies, Inc.165 Eest 72nd Street, IBNew York, NY 10021
(212) 737 1011Contact: Ms. Ann Brownell Sloane
The fellowships are for field research, normally in theamount of $2,000.
J. Roderick MacArthur Foundation9333 Milwaukee AvenueNiles, IL 60648(312) 966 0143Contact: Mr. Lance E. Lindblom
The foundation is also involved in media/reporting/censorship i:sues.
Morgan Guaranty Trust Company of New York23 Wall StreetNew York, NY 10015(212) 483 2093Contact: Mr. R. Barkley Calkins
National Endowment for Democracy1101 Fifteenth Street, N.W., Suite 203Washington, D.C. 20005(202) 293 9072Contact: Mr. David Peterson
This organization also promotes "democratic politicaldevelopment."
Patrick and Anna M. Cudahy FundP.O. Box 11978Milwaukee, WI 53211(414) 962 6820Contact: Sister Judith Borchers, OSB
20
Peace Development FundP.O. Box 270Amherst, MA 010(14
(413) 256 8306Contact: Ms. Rose M. Milligan
Phelps Stokes Fund10 East 87th StreetNew York, NY 10128(212) 427 8100
Contact: Mr. Ronald A. Wells
Philip M. StArn Family Fund28 Donnell StreetCambridge, MA 02138(617) 876 4561
Contact: Ms. Eve Stern
Women's programs are a priority.
Rockefeller Foundation1133 Avenue of the AmericasNew York, NY 10036(212) 869 8500Contact: Dr. Kenneth Prewitt
Rockefeller Brothers Fund1290 Avenue of the Americas, Suite 3450New York, NY 10022(212) 373 4200Contact: Ms. Nancy L. Muirhead
Schering-Plough FoundationOne Giralda FarmsMadison, N.J. 07940-1000(201) 822 7412Contact: Ms. Rita Sacco
Scherman Foundation315 West 57th Street, 0New York, New York 10019-149(212) 489 7143Contact: Mr. David Freeman
Smith Richardson Foundation, Inc.266 Post Road EastWestport, CT 06880(201) 454 1068Contact: Mr. Peter Richardson
W.K. Kellogg Foundation400 North AvenueBattle Creek, MI 49017-3398(616) 968 1611Conta:t: Mr. Norman Brown
Westinghouse Education Foundation11 Stanwix StreetPittsburg, PA 15222(412; 642 3017Contact: Mr. G. Reynolds Clark
Xerox FoundationP.O. Box 1600Stamford, CT 06094(203) 968 3306Contact: Mr. Robert H. Gudger
The listed program initiatives are entirely carriedout by the Human Resources Trust established by Xeroxin South Afrtca.
22
South African Information ExchangeWorking Paper Series
Number 1
Number 2
Number 3
Number 4
Number 5
Number 6
Number 7
Number 8
Number 9
Number 10
Number 11
Number 12
U.S. Foundation Giving to Enhance EducationalOpportunities for Black South Africans (1987)
U.S. Professional Association Initiatives Related to BjackSouth Africans (1987)
U.S. College and University Initiatives to Expand EducationalOpportunities for Black South Africans (1988)
U.S. Corporation Initiatives to Benefit Black South Africans (1988)
U.S.-Related Corporate Trusts in South Africa (1989)
U.S. Support Organizations Raising Money for South AfricanCauses (1989)
U.S. Church-Related Funding for Change in South Africa (1989)
International Assistance to South African Exiles andRefugees (1990)
Some Sources for Tertiary-Level Bursaries Within SouthAfrica (1990)
U.S. Foundation Funding for Change in South Africa:An Update (1990)
U.S. College and University Initiatives for Changein South Africa: An Update (1990)
South Africans Speak: Discussion Forum Presentations1987-1989 (1990)
(
