Michael Schifferr(b)(6)

Professional Experience

The Stan~ey Foundation, Muscatine, Iowa, 2006 to 2009.

I

Program Officer. Responsible for project conceptualization and development of research,publication and meetings program on US national security and Asia-Pacific issues for nonpartisanprivate operating foundation, including management of multi-million dollar budgets andinternational research staff and consultants, and all phases of project implementation. Programmingincludes projects and publications on US policy towards China and other "rising powers"; US­China-Japan trilateral relations; America's global role; North Korea; new power dynamics inSoutheast Asia; US nuclear policy and posture; and Asian architecture.

Counci~ on Foreign Re~ations, Tokyo, Japan, 2004 to 2005.

International Affairs Fellow in Japan. Selected by the Council on Foreign Relations to spend ayear in Japan conducting research on the Asia-Pacific strategic environrrient and regional politicaland security issues, including U.S.-Japan relations; changing Japanese perceptions of East Asia;China; North Korea; and regional nuclear proliferation issues. Visiting Research Fellow at theNational Institute for Defense Studies, the research arm ofthe Defense Agency of Japan.

United States Senator Dianne Feinstein (D-CA), Washington, DC, 1995 to2004.

Legislative Director, 2002-2004. Managed 25-person legislative staff, directed the developmentand implementation of Senator's legislative and policy agenda, served as senior national securitypolicy advisor and also advised Senator on a broad range of federal, state, and local policy issues.Represented the Senator in negotiations with other Congressional offices, Executive branchagencies, state and local governments, businesses and interest groups. Supervised drafting oflegislation, materials for floor debate and Committee hearings and drafted policy and briefingmemorandum, speeches, articles and op-eds. Extensive travel both with Senator and congressionalstaff delegations overseas.

Legislative Assistant, 1995-2001. Served as foreign policy, trade, national security, budget, tax, andeconomic policy advisor.

Center :for War, Peace, and the News Media, New York University, New YorkCity, 1989-1993.

Director, International Security Programs, 1991-1993. Head of Washington, DC office ofuniversity-based think tank; managed research, conference, briefing, and publication programs onEuropean and Pacific Rim security issues, U.S. foreign policy, nuclear and conventional weaponsproliferation, the former Soviet Union, and other international issues. Analyst, 1989-1990.

Education

New York University. New York City. Department of Politics, New York. Concentration inAmerican Politics, International Affairs, and Political Methodology. PhD. Dissertation Defense, October1995. M.A., October 1991.

London School of Economics. London. Department of Government, London. Concentration inthe politics and government of Russia. M.Sc., September 1988.

Georgetown University. Washington, DC. Double major in history and political theory. AB, May1987.

Publications

Authored book chapters, articles, and op-eds, including those published in: The New York Times; LosAngeles Times; International Herald Tribune; San Francisco Chronicle; Washington Times; MinneapolisStar-Tribune; Des Moines Register; Far Eastern Economic Review,' Arms Control Today; PacNet; JournalofInternational Affairs; Powers and Principles: International Leadership in a Shrinking World (co-editor;Lexington Books); Bridging the Foreign Policy Divide (Routledge); Encyclopedia ofArms Control andDisarmament (Charles Scribner's Sons); Beyond the Cold War: Soviet and American Media Images (Sage);Nuclear Times; and World Observer, among others.

Selected Professional Activities

Defense Transformation Fellow, Center for National Policy (2008);Member, US-Japan Policy Task Force, Center for New American Security (2008);Policy Coordinator, Asia Policy Group, and member, Nuclear Weapons and Non-Proliferation Group,

Outside Policy Advisor to campaign, Obama for America (2007-2008);Member, International Institute of Strategic Studies (2006- );Co-Founder, and Member, Iowa Chapter, National Security Network (2006- );Fellow, Center for Asian and Pacific Studies, University of Iowa (2006-2008);Member, National Committee on North Korea (2006- );Member, Working Group on North Korea, The Atlantic Council (2006-2007);Member, China Task Force, Center for American Progress (2005-2006);Co-Director, US-lapan-China Trilateral Relations Study Group (2005);Member, Kerry-Edwards 2004 presidential campaign East Asia Policy Team (2004);Member ofthe Advisory Board, Aspen Institute Middle East Strategy Group (2004);Director, Senate Nonproliferation and Nuclear Weapons Policy Working Group (2004);Selected Participant, Friedrich Ebert Stiftung Global Atlanticists Program (2003-present);Member of the East-West Center's Congressional Asian Security Issues Working Group (2003-2004);Staff designee for Chair and Vice-Chair, Congressional Study Group on Japan (2000-2004);Member, Council on Foreign Relations Congressional Staff Roundtable (2002-2004);Adjunct Professor, Department of Politics, George Washington University, (1992-1994); and,Manager, Poipu Bed and Breakfast Inn, Poipu Beach, Kauai, Hawaii (1994).

""' ..b)(6)

•.,,..KALEV I. SEPP •

CURRENT EMPLOYMENT

Naval Postgraduate School. Monterey, Calif. (Aug.2003-Present)• Assistant Professor, Department of Defense Analysis / Associate, Center for Terrorism and Irregular Warfare• Expert member, Baker-Hamilton Commission, a.k.a. the Iraq Study Group (2006-2007)• Consultant in Iraq to U.S. Central Command & Multi-National Force-Iraq commanders on strategy, intelligencearchitecture, counter-insurgency operations (Jan.-Feb. & Oct.-Nov. 2004, July-Aug. 2005, Dec. 2005, Nov. 2006)• Expert witness to U.S. Congress on training ofiraqi security forces (Apr. 2005)• Author, "Counter-Insurgency Operations," (UNCLAS), Multi-National Force-Iraq Campaign Plan (Nov. 2004)• Principal reviewer & contributing author, U.S. Army & Marine Corps Field Manual 3-24 CounterinsurgencyOperations (2006)• Associate, American Enterprise Institute "Land Power Project"

MEDIA EXPERIENCE

• Commentator on PBS Newshour, CNN & CNNi, NPR, BBC, ABC World News Tonight, C-SPAN, etc. (Present)• Consultant to New York Times, Washington Post, Los Angeles Times, etc., on Iraq and Afghanistan (Present)

EDUCATION

• Ph.D., American Diplomatic History, Harvard University, Cambridge, Mass. (2002)• A.M., History, Harvard University, Cambridge, Mass. (1994)• M.M.A.S., (Military Art & Science), U.S. Army Command & General StaffCollege, Ft. Leavenworth, Ks. (1992)• B.A.. cum laude, English, The Citadel, Charleston, S.C. (1975)

Ph.D. Dissertation Title: "The Evolution of U.S. Military Strategy in the Central American Campaign, 1979-1991."

MMA.S. Thesis Title: "Resettlement in Civil Wars: Population Relocation in Counter-Insurgency Operations."

SPECIAL OPERATIONS EXPERIENCE

U.S. Special Operations Command. Ft. Bragg, N.C. (2002)• Consultant to Campaign Support Group

U.S. Embassy-San Salvador (U.S. Mi litary Group), EI Salvador (1989-1990)• Advisor in capital and western military zones, Salvadoran Civil War• Human Rights investigation and enforcement• Counter-mine measures and combat testing• Civic action, refugee support and humanitarian assistance

7th U.S. Army Special Forces Group, Ft. Bragg, N.C., and Latin America (1987-1989)• Special Forces detachment & company commander• SpeciaJ reconnaissance / combat operations; Panama• Show-of-force deployment, Honduras• Drug interdiction, Costa Rica / U.S. Border Patrol on Texas-Mexican border• Humanitarian assistance and bridge construction, Bolivia• Attached to 9a Brigada de Fuerzas Especiales Ecuatoriana, Ecuador

2d Ranger Batta!ion, Ft Lewis, Wash. (1977-1979)• Ranger company fire support officer

U.S. Army Training and Doctrine Command, Ft. Monroe, Va. (1997-1999)• Special Operations Representative, "Army After Next / Army Transformation" Project,• Member, U.S. Special Operations Command Future Concepts Working Group, MacDill A.F.B., Fla.

Additional Assignments:• 82d Airborne Division, Ft. Bragg, N.C. (1975-1977)• 2d Infantry Division, Ouijungbu, Korea (1981-1983)• 11 th Armored CavaJry Regiment, Bad Hersfeld, Germany (1983-1986)

lof2

" • KALEV I. SEPP(continued) •

ACADEMIC EXPERIENCE

Naval Postgraduate School. Monterey, Calif. (Aug. 2003-Present)• Assistant Professor, Department ofDefense Analysis• Courses taught include: "American Small Wan," "History of Special Operations," "Military Classics"• Research includes: Counterterrorism Strategy, Unconventional Warfare, Stability Operations• Finalist, 2006 Schieffelin Award for Excellence in Teaching (top 5% offacuIty as voted by students)

Harvard University, Cambridge, Mass. (1999-2001)• Resident Scholar in History, Eliot House• WiMer, 2000 Heimert Award for Excellence in Teaching

U.S. Militarv Academy. West Point, N.Y. (1994-1997)• Chief, International Division, Department ofHistory, & Assistant Professor of History• Courses taught include: "Insurgencies and Guerrilla Wars Seminar," "International History," "Military History,""Leadership," "Infantry Tactics," "Honor Code," "Senior Thesis in History"

SELECT PUBUCATIONS

"Best Practices in Counterinsurgency," Military Review (May-June 200S). Published in English, Arabic, Spanish,and Portuguese.

Weapon ofChoice: U.S. Army Special Operations in Afghanistan, with R. Kiper, J. Schroder, C. Briscoe (FortLeavenworth: CGSC Press, 2004).

Forward to Counter-Guerrilla Operations; the Philippine Experience (New York: Greenwood-Praeger, 2006)

"Case Study: The Maoist Insurgency in Nepal" (RAND, 2003).

"Uprising at Qala-i Jangi," "Anned Convoy to Kabul," "The Campaign in Transition," ,uDeminimus Activities' atthe Bagram Clinic," "Change ofMission,""Meeting the 'G-Chief,... Special Warfare (Fall 2002).

"The Renaissance Force," with Brig. Gen. R.W. Potter, Jr., chapter in Leadership.' The Warrior's Art (Carlisle:Army War College Foundation Press, 2001).

"Die atomare Vision. Der EinfluB von Nuklearwaffen auf die FOhrung der US Army 1952 bis 1958," chapter inFuehrungsdenlcen in europaeischen und nordamerllcanischen Steitlcraeften 1m J9, und 20. Jahrhundert, trans.Gerhard Gross (Berlin: MGFA, 2001).

SELECT PAPERS

"Leaving to Win? The U.S. Strategic Choice in Iraq," Johns Hopkins School ofAdvanced International StudiesConference on Iraq, Washington, D.C., 2 November 2005.

"The Role ofCounterinsurgency Today," Society for Historians ofAmerican Foreign Relations, College Park,Maryland, 25 June 2005.

"Nepal: The Maoist Insurgency and U.S. Options," U.S. Special Operations Command-Pacitic InternationalConference, Honolulu, Hawaii, 11 February 2004.

"Making Strategy Without Policy: Gen. Wallace Nutting and the Central American Campaign of the Cold War,1979-1983," Society of Military History Conference, Quantico, Virginia, 30 April 2000.

"Finding the Kamikazes: The Utility of Wargaming in Concept Development and Long-Range Planning," U.S.Special Operations Command Strategic Planning Seminar, MacDill Air Force Base, Florida, 21 June 1998.

SELECT AWARDS

• United States Army Combat Infantryman's Badge• Department of the Navy Superior Civilian Service Medal

[(b)(6)

20f2

, . •JOHN ARTHUR SHAW

~b)(6)

•, .

EDtTCATIOlf

- ExceptioDallywcD developed analytical skills and critical capabilities ineconomic, financial, and management fields.

- Demonstcated management skills at senior executive level across a spectrumof organimtions from focused team projects and research institutes toprivate international cmporations and government departments.

- Broad knowledge of international) economic,politi~ sociaJ,( and financialaffaiJ:s. with particular expertise on Europe, the, Middle East. and. Asia.,.---.- ---r

- ~lnerl~ written and verbal~6) JI

(

- Extensive experience dealing. with Senior international corporate andgovernmental executives, and coDseqf1ent broad·network of contacts in thatarena.

Cambddge Unlv'onity (Magdalene College)Ph.D., 1972M.A.,1967BA (Can~.), 1964

WiJUema C011egoAB.1962

~ BudD... School,· Advanced Management Program. 1977

AmcricaD 09e1-=- CUDica COrpontioD (AOCC), Baltimore, MD andWashington, D.C.

Prt:sident AOCC is a joint ven~with Johns Hopkins Hca1theare, Inc. tocreate a variety of for-profit diagDOstic clinics tied in telemedically toHopkins in up to 50 countries around the world. ·Responsible for· draWiitgup business plan for initial clinic in Manila together with prototype forsubsequent clinies'in Bombay and Shanghai; developing capitalization forboth. parent company and initial cliniC; establishing requisite client base ofexecutives for Manila site; and developing administrative stlUcturc andpersonnel far on-site clinics and U.S. coordinating base. (1998 -Present)

Cambridge ComnI1tJJIc Group, Washington, D.C.

Managing Director. International trade and develoPment consultants.Projects have included· revision of Export Administra.tion Act controllingchemical and high-tech U.S. exports; passage of North American Flee TradeAgreement; restructure and implementation of Saudi Arabian. offsetinvestment program; development of s1mtegy and funding for bilateral aIidmultilateral assistance to Palestinian Authority; technical assistance tocreate local government and fiscal structure in Gaza and West Bank;strategy and negotiations with ·14 countries ranging from Morocco toIndonesia for satellite communications licenses; marketing smveys ofmedical services possibilities and patient base in Egypt. Philippines, India,Chinao Thailand, and Korea. Adjunct Senior Fellow at Center for Strategicand International Studi.es_ (1993 - 1998)

·' C I

JOHN ARTHUR SHAW

• ••page two

EXPERIENCE(continued) 'U.B. Department of Commerce, Washington, D.C.

Associate Deputy SeCTf!fD.ry. Acted as an alternate deputy to the Secretaryand Chief Operating officer far the department, comprising 9 principalagenciCs, 34,000 employees, and a budget of $4.8 billion. Responsibilitiesincluded oversight of departmental budget development and MBa process;the international technology transfer and licensing process; the' 1990census and the revamping of the Economic and Statistical Admini~tion;the computerization of the Patent and Trademark Office and the NationalTrade Data Bank; intemational tn.dc development, with an emphasis onEuropean Communi1;y regulations and .relations on the one hand and APECcountries on the other; enbancement of U.S.-Middle Eastern trade in walaIof the GUlf War; and the improvement of u.s. competitiveness worldwide;senior member oftrade/tcdmology missions toJ~ Korea, Thajland, andChina; extensive speecbmaldng and Con~analliaison. (1989 - 1993)

Budson ImItitute, Washington.; D.C.

Vice President and Director of Wtishington Operatians. Responmole forWasbJngton arm of Indianapolis think tBnk comprising 70 full time~fessiona1s and the management of center for Naval Analyses with 450employees. Hudson Institute traditionally has specialized in multi­disciplli1aly, future oriented research, with a focus oil. national security andinternational eConomic con.cerns" Headed task force evaluatioD of Agencyfor InteInational~t L1988) analyzing AID's policiea or programsin light 01 Cbangmg~noulicand trade~ms. (1987 - 1989)

saint PhaDe International Choup (BPI), Washington, D.C.

Managing PcutneT in an international merchBnt banking and conSUlting 1iImspecializing in trana-border mergers and acquisitions, and providingmanagement consulting services in .the areas of trade, privatization.multinational investImmt and finance, goveInment regulation and licensingAcquired, ran, and then sold Business Computing Intc:mational. a publiccorporation selling virtually the entire range of business and educationalsoftware, bard\VBI'l!, and services in the Middle East and Indiansubcontinent, and possesSing the best Al'abic prograllililing capability inexistence. Taught (1984-86) coUrses on on and Development in the MiddleEast at Georgetown, Williams, and Yale. (1984 - 1987)

CentCZ' for strategic aDd IDteniatioDal Stud.ic. (CSlS),Georgetown University

Sfmior FeUt>w in Middle Eastern and In:tem.tliional Business Affairs.Responsible for providing cmrent political, economic and strategicassessments of Middle East and North African developments for the seniormanagement of CSIS corporate clientele; Directed (198Q-82) the CSlS SaudiArabian Project: Responsible for developing. funding, and producing the:most comprehensive assessment available of the implications of SaudiArabian modernization. Performed extensive Middle East consulting for across-section of major corporations, both foreign and domes:tic, in theenergy. defense and chemical/pharmaceutical industries. (1980-1984)

JOHN ARTHUR SHAW.

• •.page three

EXPERIENCE(continued) ;Booz, AlleD aDd Hamilton IDtematiO!!aJ, Washington and Riyadh

Vice President and Team Leader, Jubail and Ycmbo Project, Kingdom ofSandi.Arabia. Booz, Allen was ta9ked with the deveIoPment of OrgBnimtionand management plans for every institutional aspect of two industrial citiesbeing built in Saudi Arabia.. The cities re::P1esented an outlay of 142 billiondollars and contained a population or 200.000 each by the year 2000.Responsible for nlnning a team. of30 professionals and for developing plansfor an the· regu]atoJY. functions r.mging from customs and immigration toc:cmu:aercla1, industrial and financial. operations within the cities. 1beseplans reflected world-wide best practice and included an manpower.training. cost and budget, and implementation needs of the cities.. Togetherthe cities constituf:ed the largest single dovelopment project in the world.(1978 - 1980) .

U.S. Department ofState, Wasbington

Assistant Secrefmy ofStater lnspec:tDr General ofForeign Assistanee. With aprofessional sta1£ of fifty, I had the responsibility to oversee the efficiency ofthe entire Ameriom economi~ aid program and foreign militaJy sales

.totaling 11 billion dollars. Major successes during my tenure included thefirst comprehensive review of foreign military sales policy, demonstra.b1esavings of $140 million, and a simUltaneous reduction in office sta1l' andbudget. (1975 - 1977)

The White.BoQe, Washington

Associate DirectD1# Presidentio1 Personnel O.fjir;e. Was responsible for thecontrol of Presidential appointments throlighout 25% of govcminent (theEconomic and Financial Resources sector that included Tleaswy,Coznmerce. Federal Reserve. World Bank and IMF'. ~-Import Bank.OPIC and AID]. ResponSlDle for the recruitment, screening, andrecommendations of candidates to the President.. 1his function requiredconsiderable assessment of the policy i:r:aplic;ations of the appointments.(1914· 1975)

Government Rneuch Corporatlon; Washington

V'tce-President for Corporate Research. Responsible for the reorganization.management and marketing of the National Journal magazine's NationalPolicy Fonun, a comprehensive monitoring and forecast:ing service focusedon Fedeml policy as it affects major corporations. Client group comprised40 COIpOl'3.tions, including most of the principal energy companies.Responsibilities included coordinating a staJ[ of 70 to assure a flow ofaccurate and timely information to 'our client corporations and for thedevelopment of a joint venture with a major New York bank: to providesimilar monitoring for major· EurOpean corporations and ~ign

governments. (1972·1974)

Cambridge University, W'JDiam. College, aDd Institute des Scieneespolitiquea

Lecturer in European H"tStory. Taught courses in European diplomatic andeconomic history, energy and development economics, and internationaltrade policy. Also engaged in a series of successful ventures in oil/gasexploration and development drilling. (1967 - 1972)

JOlIN ARTHUR SHAW

• •page four

PUBLICATIONS

POLITICALEXPERIENCE

Saudi Arabian Modem.izatiDn: 11le Impact ofChange on Stability (Prager, 1982)

Vergennes, the Rhins, and the: Principalities ofGermany (Cambridge, 1976)

. 1972: Executive Assistant to the Chairman, European RepublicanCommittee, Presidential Election.

1973: Finance Chairman and CaD1paign Coordinator. 1- Congressional.District ofMatyland,. Special'Prim.aJy and General Elections to BllHouse vacancy.

1974 - 1976: Finance Cbahman, 1st District ofMaIyland; Coordinator ofSenatorial Campaign. 1974.

1977:

1978:

1979 - 1980:

1980:

1981:

1982:

1984:'

1988:

1989:

1996:

2000:

MaxylaDd State Campaign Cbainnan

Campaign Chairman. Bauman for Congl'l'Ss (1st District ofMaIyland).

Member. RNC Ad.vi801Y Commission on National Securit;y andForeign Affairs:· Middle East Subcommittee..

Charter Member, Malylandcrs for Reagan Committee; Member,Transition Trust PersonD.e1 E1rott: As part ofcampaign planningeffort drew up compre~siveassessments, positiondescript:lon~and priorities for an Departments in the HumanResources segment ofgoveuunent and for the Department ofSta~. .

Presidential Transition - Was Director ofPersonnel forDepartment of Education. respon81"ble for all appointments for ita

.restructuring; acted in advisoly role for Departments of InIS.HUD. Labor, State and AID.

Was Specialist in White House Personnel for D.Ed.. then WhiteHouse Liaison at Department of State. (Feb- - June 1981) .

Finance ChaiJman. Hopkins for Congress Committee, FirstDistric;t ofMaIyland

Mel11ber, National Adviso:ty Council, Businessmen for Reagan­Bush '84.

Chairman, Maryland Bush/Quayle Committee; MCmber, NationalFinance Committee.

Presidential Transition - Director of'Transition for Department ofCommerce; Advisor to Presidential Personnel for Departments ofState, Defense, AID. USTR.. ..Dole1KJ!mp Presidential Campaign: Policy Division

Bush-Cheney volunteer at Convention and in S.E. Pennsylvania.Bush loyalist and supporter since 1972.

- Consistent conservation involvement in Eastern shore andMaIyland Republican politics for two decades.

- Family controlled or strongly influenced PennsylvaniaRepublican politics for over thirty years. Elective positionsheld ranged from municipal and state offices to the Congressand United States Senate.

,'"

Pru/ess/tmal Experience

Mitchell En(b)(6)

2004-2005

200t -2U04

1993 - 2001

Senior Ad"I50r lind Economic Cbief, AfghanistanReconstnlction Group (ARG), U.S. Ikpartment ofStatf, U.S. }l:mba§~Yt Kabul

Served, for one year, a~ principal economic advisor toSpecilll Presidential Envoy and COS, Ambassador toAfghanistan. Zalmay Khalilzad. and his successor,Ambassador Ronald E. Neumann. Headed a tearn of ARGsenior advisors for economics and finunce, agriculture,natural resources. private sector development andprivatizationi;. Served as a key advisor to the AfghanistanMinisters ol'Financc. Economy and Commerce and Jed avariety of important international initiatives for T

Afghanistan uvemments. (6)

)(6) Kabul based.

Ad\1sor, Pri\'ate (nve5tor

ManagioK Director, Merrill Lynch" Co. Inc.

Head, Global Public Crcoil Origination (responsihle forMerrill's global invcsuncnt banking rclation.lJhips withsovcrei~n governments, federal agencies and internationalfinandal institutiollS), New York bas~d.

Head of global preparaliolls, across all business lines~ lorbusi~ss and uperntional transition in anticipation ofEuropean Monetary L'nion. London based.

l\fitcheU Shivers.•. p. 2

19lJl - 1993

1985 - 1991

1984 -1985

1981 - 1984

President and Chief Executive Officer of Merrill Lynch'sleading joint~vcnture investment bank in Jakarta, lndonesia.Played key role in equit)· privatization of Jmlotlelt;u'Slargest enterprises (and largest to date, non-Japan. AsianIPOs) and development of local equity and debt capitalmarkets. Member, Jakarta Stock Exchange. Jakarta basedfor three years (1995-1998).

Private Investor

President and Chief Executive Offker, KleinwortBenson Governmeat Securities Inc. (and its successorfum Fuji Securities Inc.) aDd KleiDwort Benlon lac.

Responsible lor Kleinwort Benson's U. S. basedinve51mcnt secwities businesses. Board Member,Kleinwon Benson, London (Britain I s largest merchantbank). Personal Member, Primary Dealers' Committee,Public Securities Association; Member, NYSE; Member,Chicago Board of Trade; Member, Chicago MercantileExchange; Principal, KASD; Hoard MembeT, GOVPX.New York and Chicago based.

Limited Partner, L.F. Rothschild, Unterbft'g, To,,'biD

Global responsibility for international debt securityproducts. New York. based.

Executive Diredor, Samuel MODtagu & Co. Limited.

Member of the global Board. lhe Management Committeeand Deputy H~ad of International Capital Markets Divisionfur Britain's third largest merchant bank. Board member ofAmerican, Kuwaiti and Swiss banking subsidiaries.London based.

Education

Professional Affiliation!

New York University, Graduate School of 8osineL" Administration,tnternational Finante_

Head of International Debt Securities in New York withresponsibilities for the Americas. Vice President and Headof the Asian Currency Unit for Merrill Lynch 1l1lernl1iil)nal(Asia) in Singapore in 1977 and 1978.

Vice President, Merrill Lyneh & Co. Ine.

••

Board Member, Intenational Securities Markets Assotiation (ISMA),Zurich, Swilzerland (elected by [SMA's 500+ international member tinns to athree y~ar lerm - 2000·2003).

Member, ~ew Jersey Commission on Higher Education, appointed byGovernor Christine Todd Whitma~ 1994.

Member .- NYSE (CEO of Kleinwort Benson subsidiary during bank'sapplication for membership); NASD; CDT; eME; AIBD; PSA; JSE: twoexpert panels for tht' European Commission (1998) on integrating nationallinancial markets and pan-Europcan regulatory reform.

LiCfll5es - previously held all principal US securities licenses (equity, commodityand supervisory).

B.S., Busin~ Administration, Monmoulh Unh'ersity, 1970. DistinguishedAlumnus Award 1986

Infantry Ofilecr, eDitc:d States :\-fHrinc Corp~~ 1970-1973, resigned with rankof Captain, combat veteran.

Mib:hcll Shinn... p_ 3

1973 -1981

l~;l/taryExperience

,-

Mitchell Shivers•.. p. 4

Appointmetlts, AH'ords and Recognition

Recipient of Pre.'ldendal A\l"lIrd for Excellence from Pre~idenlll.mid

Kanai, Islamic Republic of Afghanistan, 200~Secretary of Defcose Medal' for Outstlodin2 Publie Sen-ice, U.S.

Department of DefeDse, 2006 (pl\.'"SC11lcd by Secretary Rumsfeld)Vi« Chairman, Board ..fTrustees, New JerHy CuJtural Trust (appointed hy

GOVl':t'nor Christine Todd Whitman),Honor Graduate, l~.S. Marine Corps, The Basic ~bool, 197.Member, The·Guild of laternationaI Banken, Lo.donTrustee, Finance Chair, Board oCTrustees, Moamoutb Univc:nityObitiaguished Alumnus Award, Monmouth Uninnlty, 1986(I'ouDder aad Past Cbairmao, DaMlela' Sa)' Charities loe., 2001Distinguished Service Medal, Slate of New JerlleY, 2002Who's Who in Ame,ica, 2007, MarquisWho's Who in tl'e World, 2007, MarquisWho's Who in Finance and ["dust,}', 2007, Marquis

Personal

(b)(6)

Education

•Abram N. ShulskyCurriculum Vitae

•

University ofChicagoM.A. in political science, 1966Ph.D. in political science (economics minor), 1972

Fields ofconcentration in political science:American politics: parties, interest groups, public policyConstitutional lawInternational relations: international systems, diplomatic histOryPolitical philosophy: ancient, medieval, modern political thought

Outside (minor) field:Economics: price theory, national income theory

Doctoral dissertation:Topic: "The 'Infrastructure' ofAristotle's Politics" An examination ofthe role ofAristotle's

economic views in his political thoughtChainnan: Dr. Leo Strauss

Cornell UniversityB.A., distinction in all subjects, mathematics major, 1964

Work Experience

Senior Advisor to tile Under Secretary ofDefense for Policy, Office of the Secretary ofDefense,October 2001 to present

Consultant on national security affairs, RAND Corporation, May 1993 to October 2001

Deputy for Asia and Defense Strategy (after June 1992) and Director, Atlantic-Pacific Issues

1

• •(through June 1992), Office ofPolicy Planning, Office of the Secretary ofDefense, May 1991 toMay 1993Preparation ofpolicy papers on a wide range of issues dealing with defense and national security

issues.

Senior Fellow, National Strategy Infonnation Center, Washington, D. C., January 1986 to May1991Writing book on major issues in the field of intelligence.

Acting Representative of the Secretary ofDefense to the Nuclear and Space Talks (Defense andSpace Group), Geneva, Switzerland, January 1987 to March 1987Member ofU.S. Delegation to the Nuclear and Space Talks with the Soviet Union, assigned to

group dealing with Defense and Space issues.

Visiting Professor, Committee on Social Thought, and Senior Fellow, John M. Olin Center,University of Chicago, January 1985 to December 1985Courses on Intelligence and National Security, Arms Control, The Media and the American

Political System.

Director, Strategic Anns Control Policy, Office of the Secretary ofDefense (OSD), August 1982to January 1985Directed office responsible (within OSD) for fonnulation ofpolicy with respect to Strategic

Arms Reduction Talks and deliberations of the Standing Consultative Commissionconcerning compliance with existing strategic arms agreements.

Minority StaffDirector, Select Committee on Intelligence, U.S. Senate, January 1981 to August1982Co-directed (under the StaffDirector) the work of the Committee's essentially bi-partisan staff.

Professional Staff, Select Committee on Intelligence, U.S.Senate, July 1977 to January 1981Staff assistant to Senator Moynihan (D.-N.Y.) with respect to work of the Select Committee on

Intelligence

Political Analyst, Center for Naval Analyses, July 1974 to July 1977Papers on the political use ofnaval forces in the September 1970 Jordanian crisis, on the Soviet

perception of the strategic arms race, on naval planning. Co-author ofSoviet NavalDiplomacy. In non-defense-related work, case study on the tennination ofgovernmentprograms.

Assistant Professor ofPolitics, Catholic University ofAmerica, 1972 to 1974Courses on political theory, liberalism, American political science as a discipline.

Assistant Professor of Government (visiting), Cornell University, 1968 to 1970Courses on political theory, including seminars on Aristotle, Hobbes, Spinoza, Adam Smith

2

• •Part-time teaching positions; summer jobs as actuarial trainee and computer programmer

Other Experience

Treasurer and Member of Investment Committee, Telluride AssociationMember ofcommittee responsible for investing trust fund (approximately $9 million) of theTelluride Association, an education trust fund based in Ithaca, N.Y.

Research Skills

)(6)

Computer Programming (APL, Basic, Pascal)

Publications

Patterns in China's Use ofForce (with Mark BurIes) (RAND, 2000)I

Deterrence Theory and Chinese Behavior (RAND, 2000)

The Virtual COIporation and Anny Organization (with Francis Fukuyama) (RAND, 1997)

"The Future ofU.S. Intelligence," (with Gary J. Schmitt).<National Strategy Infonnation Center,Working Group on Intelligence Reform, 1996)

Silent Warfare: Understanding the World of Intelligence (McLean, VA: Brassey's (US), 1991)

"The Concept ofPrivate Property in the History of Political Economy" in From PoliticalEconomy to Economics ... And Back?, James H. Nichols, Jr. and Colin Wright, eds., (SanFrancisco: Institute of Contemporary Studies Press, 1990)

"The 'Infrastructure' ofAristotle's Politics: Aristotle on Economics and Politics," in Essays on theFoundations of Aristotelian Political Science, Carnes R. Lord and David K. O'Connor, eds. (LosAngeles and Berkeley: University ofCalifornia Press, 1991)

"The Theory and Practice of Separation ofPowers: The Case of Covert Action" (with Gary J.Schmitt) in The Fettered Executive (Washington: AEI, 1989)

"The Iran-Contra Affair and the Intelligence Oversight Process" in Houston Journal of Inter­national Law, vol. 11, #1, 1988

"From 'Arms Control' to Arms Reductions: The Historical Experience" (with Charles H.Fairbanks, Jr.) in The Washington Quarterly, Summer 1987

"Intelligence and Arms Control Policy" in Comparative Strategy, vol 6, #2, 1987

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• •"Human Rights and the International System" in Human Rights in Our Time, Marc F.Plattner,ed.(Boulder, Colorado: Westview Press, 1984)

Contributions to Soviet Naval Diplomacy, Bradford Dismukes and James M.McConnell, eds.,Center for Naval Analyses, Pergamon Policy Studies, #37, 1979

"The Revolt of the Upper-Middle Class," review ofFred Hirsch, Social Limits to Growth. in ThePublic Interest, #50, Winter, 1978

"There's No Refuge from Politics," review ofFrederic Malek, Washington's Hidden Tragedy,George Shultz and Kenneth Dam, Economic Policy Beyond the Headlines and William Simon, ATime. for Truth, in Fortune, June 5, 1978

"Gorshkov on Naval Arms Limitations: Kto Kogo?" in Naval Power in Soviet Policy, Paul 1.Murphy, ed., USAF Studies in Communist Affairs, vol. 2, 1978

"Abolishing the District of Columbia Motorcycle Squad" in Policy Sciences (Special Issue onTermination ofPolicies, Programs and Organizations), June, 1976

Review of Robert A. Nisbet, The Sociology ofEmile Durkheim, in Commentary, January, 1975

"Impeachment: Pushing Against an Open Door" (Critique of the House Judiciary Committeestaff report, "Constitutional Grounds for Presidential Impeachment") in The Alternative, June,1974

Review ofHerbert S. Parmet, Eisenhower and the American Crusades, in The Alternative,October, 1973

References

Available on Request

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