Ralph B Guy Jr Financial Disclosure Report for 2009

8/3/2019 Ralph B Guy Jr Financial Disclosure Report for 2009

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a o 1 o ]FINANCIAL DISCLOSURE REPORT ~ , ~ . R e q u i r e d b y t h e E ~ i c $i n Gov e r nme n t A c t o f 19781/2010 FOR CALENDAR YEAR 2009 (~ U.S.C. ,~p~. 101-m)

I M P O R T A N T N O T E S : The instructions accompanying this form must be followet Complete all parts,c i ~c kl ng t he NON E box f or e ac h p ar t whe re you hav e no re p or t ab l e i n f ormat i o t t S i gn on l a~t p ag~

I . P O S I T I O N S . < R o p o , a ~ g ~ . ~ U . a o a y ; , o , n ~ 9 - n of filing instruction$.)[~ NONE (No reportable positions.)

POSITION NAME OF ORGA NIZATION/ENTITY

~ NONE ~o reportable agreements.) ~ ~ ~~ P~ES ~ TE~S

1.


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FINANCIAL DISCLOSURE REPORTPage 2 of 7 Guy, Jr., R a l p h B . 0 5 / 1 4 / 2 0 1 0

HI. NON -INVEST M ENT INCOM E. (R~ ,o ,~ i~~ua~ ,z~ , .... ~ ~ , ~ m u o S S - a ~ , ~ ~ - , ,~ . sA. F i ler s Non-Investment IncomeNONE (No r e p o r t a b le n o n - i n v e st m e n t i n c o m e . )

DATE S O U R C E A N D T Y PE I N C O M E(yours, not spouses)1.

2.

3.

4.

B. Spouses Non-Investment Income - If .~,u were married during an~,portion of the reporang year, coyote ~ se~o~~1I~ ~oum ~t re~ exert for honoraff~)

~ NONE (No reportable non-investm~t ~come)~ ~OURCE A~ ~E

1.

2.

3.

4.

IV. REIMBURSEMENTS -,,.~,m,,.ao~ ~o~a~ ,yo~. ,~,o,.i~.~( Includes those to xpouse and de penden t children; see pp . 23-27 o f f i l ing Ins truct ions . )1--] NONE (No re po r ta b l e re im b u rs e m e n ts . )

S O U R C E D A T E S L O C A T I O N P U R P O S E I T E M S P A I D O R P R O V I D E D1. Northwestern Law Judicial April 20 - 21, 2009 Chicago, Illinois Educational Seminar Transportation, meals, hotel, classEducation Program materials

2. Northwes tern Law Judicia l Deeerabe r 7 - 8 , 2009 C h icago , Illin o is Ed u ca tio n a l Sem ina r Transportat ion, meals , hotelEduca t ion Program3.4.5.


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Na m e o f Perso n Repo r t i ng Dt|e of Re~rtPageFINA NCIA L3 of 7 D~CLOSU~ ~PORT G u y , J r ., R a l p h B . 0 5 / 1 ~ / 2 0 1 0

~ N O N E ~ o reportable g~.)SOVRCE DESC~PTION VAL~

1.2.3.4.5.

V I . L I A B I L I T I E S . a . a ~ d . ~ t ~ o ~ o / , ~ , o , ,~ u . d ~ , ~ , , ,t ~ c h i l d r e n ; s e e la t ~ 3 2 - 3 ~ affding iaxtr.ctions.)[] N O N E (N o reportable liabilities.)

C R E D I T O R DgSCRIpT~ON1.2.3,4.5.


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FINANCIAL DISCLOSURE REPORT [ N . m e * r ~ o ,, R e p o a l .gP a g e 4 of 7 [ Guy, Jr. Ralph B. 05/14/2010

VII. INVESTMENTS and TRUSTS -i.co,~ ~.~, ~- ..... a o . ~ a . a . d ~ ~ o , e~ NO~ income, ~sets, or tra~actiom.)o r~ort~bl~

~ ~ B. C. D,~ In~e d~g ~os $ v duv ~ ~d T~s~om ~ng ~v~mg p~odD~tion of ~set$(md~ing ~t a~) ~ ~o ~n g ~d o d of r~oning p~O) (2) (I) (2) (l) (2) I (3) (~) [ ($)

e x ~ p t ~ m p r i o r ~ s c l o ~ Cod: 1 ~ v . , r ~ n ~ ~ 2 M~od b~, ~el~ ~ [ Co~ 2 Code 1[ ~er/~e~~ ( A - H ) o r M ~ ) ( I - P ) C o d e 3 r ~e~t io n )

1 . DeVoir E~ - ~mmon stock A D i vi d e n d J TC h as e ( B an k O n e) ( s ) A Interest K T

3. F irs t C o m m u n i ty B an k A Interes t K T

Fifth Third Bank (s) B Interest K T See VIII

5. M ut ua l Interes t See VIII

6. K e y B a n k A Interest J T7. Co tm tryxvide Ba nk In terest See VIII

8. GM AC B ank Interes t See VIII

9. C o tu s B an k Interest See VIII

1 0 . Ammas t A Intrest K T Closed 6/05 See V III1 1 . N at io n a l B an k o f K an s as C i ty A Interest K T C l o s e d 1/14 Se e V III

1 2 . D i s c , o v e r C Interest N T Op en 6 /24 L See VIII1 3 . PBI Ba n k B Interest K T Open 9/12 K1 4 . Zi o n s Ba n k C IntereSt M T C l o s e d 6/23 See VIII1 5 . Flagstar B Interest K T

1 6 . Ally Bank C Interest M T1 7 . B an k o f A m er ica A Interest K T

1, I~ Gain Code:: A "$ 1 ,0 0 0 o r le ts B -$ 1 ,0 0 1 - $ 2 ,5 0 0 C $ 2 . 5 0 1 - $ 5 , 0 0 0 D ,$ 5 , 0 0 1 - S D, 0 0 0 E "$ 1 5 ,001 - $ 50,000(S C o lu m ns B I a n d I~) F -$ 5 0 ,0 0 1 - $1 0 0 ,0 0 0 G "$ 1 0 0 ,0 0 1 - $ |,0 0 0 ,0 0 0 H I ~ $ 1 , 0 ~ @ , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 H 2 = Mo r e t h a n $ 5 , 0 0 0 , 0 0 0

2 . V a l u e C o d e ~ J -$1 5 ,0 0 0 o r i~ t t K ~ $ 1 5,001 - $ 50,000 L -$5 0 ,0 0 1 - $1 00 ,0 O0 M = $1 00 ,0 9 1 - $2 5 0 ,0 0 0(Se e C olu nm a C| a nd D ]) N "$2 50 .0 01 - $5 00 ,0 00 O =$500,001 - $ l ,OOO,000 F l " $ L 0 0 0 . 0 0 1 - $ 5 , 0 0 0 . 0 0 0 P 2 " $ 5 , 0 0 0 , 0 0 1 -

P3 "$ 25 .000,00 | - $ 50,000,000 P4 = Mo t ~ tha n $ 50,000 ,0003 . V a l u e M t b o d C n d * t Q = A p p r a i sa l R = Co s t ( l ~ a l Et a . r e Onl y ) S =Asacs,smem T . ,Ca s h

( Se e C o l u a m C 2 ) U = B o o k V a l u e V , ~ 3 t b e x W


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INANCIAL D IS C L O S UR E R E P O R T : ~ . m , ,o f r . , . o o m p o , . o ~Page 5 of 7 Guy, Jr., Ralph B. 0 5 /1 4 /2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i,, .... ,~,,,, transactions (Inludea those o/spous, and dependent children; ,e pjx 34-60 of fding imt~uction$.)NONE (No reportable income, assets, or transactions.)

D e ~crlp tio n o f .Asse ts In c o m e d ta in g G r o s s v a l u e a t e n d T r a a s a c f i o n s d u r i n g r e p c m ~ g p e r i o d( including t rus t asse ts) r e p o r t i n g p e r i o d of r~l~or t ing per iod

t (l) (2) ( 4 )Place "(X)" afxer each asse t ~anount Type (e.g., V , . . ^ a a ~ z e . , Value [ Typ~ (e.g., Dat~ ] Value Gain ] d m l i ~ y o fe x e m p t f r o m p r i o r d i s c lo s u r e C o d e l div . , re n t , ~, Me th o d b uy , se l l, mmJd~,y ! Code 2 C o d e I buye~r/se|ter !(A- H) or inL) (J-P)

C o d e ( Q . W ) 3redeml : r f ion)

! ( J - P )( A - H ) , transa~t.ion)(ifprivate

18 . Colorado Fed~ral Say. Bank A Interest K T

1 9 . MB F inancial Bank D I n t e r e s t M T20 . Umbrella Bank B I n t e r e s t M T O p e n 9/29 See VIII21 . U n i ted C en t r a l B an k C Interest M T Open 9 1 1


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F I N A N C I A L D IS C L O S UR E R E P O R T N , ~ e o f P e r s o n R e p o r t i a g D a t e o f R e p o r tPage 6 of 7 C n y , a , . r m p h B . 0 ~ / ! 4 ~ 2 0 1 0

V I II . A D D IT I O N A L IN F O R M A T I O N O R E X P L A N A T I O N S .

P ar t V l l - L in e 4 - O n e o f th r ee acco u n ts c lo s ed 1 2 / 1 7 / 0 9 an d p r o ceed s u s ed to p u r ch as e C D a t C o lo r ad o F ed er a l S avin g s B an k ( l in e 1 8 ) .Par t VII - Line 5 - Mutual taken over by U nited Central Ba nk 911/09 (line 21) .Par t VII - Line 7 - Taken over by B ank of Ame rica 11/6/09 (f ine 17) .- L in e 8 - B ecam e A l ly B an k ( l in e 1 6 ) ex ac t d a te u n k n o w n .- Line 9 - Became MB Financial ( line 19) 0g/09.- L in e 1 0 - F u n d s u s ed to o p en an acco u n t w i th A l ly 0 in e 1 6 ) .- L in e 1 ! - F u n d s u s ed to p u r ch as e a C D a t D is co v er (l in e 1 2 ) .- L in e 1 2 - S eco n d a cco u n t o p en ed w i th c lo s ed acco u n t a t Z io n s ( l in e 1 4) .- L in e 1 4 - F u n d s f r o m c lo s ed acco u n t w en t to D is co v er (l in e 1 2 ) .- L in e 2 0 - O p en ed w i th f u n d s f r o m C o r u s ( MB F in an c ia l B an k ) .

Not e : E x cep t f or Key B ank and Chas e B ank] account s w hi ch a re checki ng account s , a l l o f t he rep or t ed t rans ac t i ons s how i ng i n t e res t i ncome i nv ol v eC er t i f ica tes o f D ep o s i t . Th e d a tes o f c lo s in g o n e acco u n t an d o p en in g a n ew acco u n t d o n ~ t a lw ay s m atch u p b ecau s e s o m et im es I w i l l u s e a w i r e t r an s fe r to a n ewacco u n t an d o th er t im es th e acco u n t i s c lo s ed an d i t m ig h t t ak e tw o w eek s f o r th e b an k to s en d m e th e ch eck . S o m et im es I am ab le to in v es t th e m o n ey f r o m ac l o s e d a c c o u n t i m m e d i a t e ly , a n d o t h e r t i m e s I h a v e t o s h o p a r o u n d . T h e a m o u n t s f r o m a d o s e d a c c o u n t a n d n e w a c c o u n t d o n t a l ~ tc h b e c a u s e s o m e t i m e s 1w il l p ut th e m o ne y in tw o di ff ere nt pla ce s fr om a d os ed ac co un t, an d s om e ti me s I w il l a dd m on ey fr om m y ch ec ki ng a cc ou nt or c he ck in g a cc ou nt. It sn o t l ik e s to ck s a les w h er e y o u u s u a l ly g e t an o p en in g an d s a le d a te in a s t a tem en t f r o m a b r o k er .

A ls o as in te r es t r a tes h av e p lu m m eted , th e cu r r en t r ep o r t m ig h t s h o w a l a r g er v a lu e , b u t n o n e th e les s , a s m al le r am o u n t o f in te r es t ea r n ed .


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IX. CERTIFICATION.I cer t ify tha t a l l Info rma t ion given above (Includ ing Informat ion per ta in ing to m y spouse and m inor o r depen dent ch i ld ren , I f any) isaccura te , t rue , and complete to the best o f my knowledge and bel ief , and that any info rmat ion no t repor ted was withheld because i t met appl icable s ta tu to ryp r o v i s i o n s p e r m i t ti n g n o n - d i sc l o su r e.I f u rt h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r c i ncompl iance wi th the p rovis ions of 5 U.S .C. app . 501 e t . scq. , 5 U .S .C. 7353 , and Judic ia l Conference r egula t ions .

S i g n a

NOT E : ANY I NDI V I DU AL W H O KNOW I NGLY AND W I LFU L LY FALSI FIE S OR FALL S T O FILE T H I S R EPOR T M AY B E SU B J E CT T O CI V I LAND C R I M INAL SANCT I ONS (5 U . S . C. ap p . 10 4)

FILING INSTRUCTIONSM a i l s ig n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s to :

C o m m i t t e e o n F in a n c i a l D i s c l o s u r eA d m i n i s t r a t i ve O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i te 2 - 3 0 1O n e C o l u m b u s C i r c l e , N. E .W a s h i n g t o n , D . C . 2 0 5 4 4

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Ralph B Guy Jr Financial Disclosure Report for 2009