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Service Line: Rapid Response Service
Version: 1.0
Publication Date: July 05, 2017
Report Length: 31 Pages
RAPID RESPONSE REPORT: SUMMARY WITH CRITICAL APPRAISAL
The Use of Antivirals for Influenza Prophylaxis: A Review of the Clinical Effectiveness
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 2
Authors: Yi-Sheng Chao, Carolyn Spry
Cite As: The use of antivirals for influenza prophylaxis: a review of the clinical effectiveness. Ottawa: CADTH; 2017 Jul. (CADTH rapid response report:
summary with critical appraisal).
Acknowledgments:
ISSN: 1922-8147 (online)
Disclaimer: The information in this document is intended to help Canadian health care decision-makers, health care professionals, health systems leaders,
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Funding: CADTH receives funding from Canada’s federal, provincial, and territorial governments, with the exception of Quebec.
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 3
Context and Policy Issues
Influenza is seasonal and usually caused by the influenza A or B virus.1 It is a major
disease burden leading to more than 5% of adults and 20% of children being infected
annually.2 Pandemic influenza can occur while a new strain of virus becomes the cause of
infection, such as influenza 2009A/H1N1.1
Vaccination can be effective in controlling influenza transmission.3,4
However, there are
several factors that influence the effectiveness of vaccinations, including improper matching
between vaccine and virus strains, antigenic drifts and inadequate vaccine coverage.2,5
In addition to vaccination, antivirals are used orally or through other routes at an earlier
stage to prevent infection and transmission of the influenza.2,5
Antivirals inhibit virus
replication, and the decrease in virus shedding within infected individuals may be the
reason of reduced transmission.2 Unlike vaccination, antivirals need to be stockpiled for
influenza prevention or treatment.1 The cost of storage and the uncertainty in the
effectiveness warrant further review of the effectiveness of antivirals on influenza
prophylaxis.
In a 2010 Rapid Response report, the effectiveness of antivirals, amantadine (i.e., a M2 ion
channel blocker), peramivir, oseltamivir, and zanamivir (i.e., neuraminidase inhibitors [NIs]),
was reviewed.6 The report concluded that “seasonal prophylaxis with oseltamivir and
zanamivir prevents laboratory-confirmed influenza but not influenza-like illness in healthy
adults”.6 It is also stated that “both oseltamivir and zanamivir are effective in decreasing the
duration of symptoms by about one day if started within 48 hours of symptom onset”.6
The use of antiviral prophylaxis needs to be further updated after the 2010 Rapid Response
report for several reasons. First, other antivirals were not compared for effectiveness in the
literature published before 2010, such as rimantadine and laninamivir.2,7
Second, there may
be additional studies published since 2010 that reviewed the effectiveness of antiviral
prophylaxis for pandemic 2009/H1N1 influenza.2,8
Third, the effectiveness of antivirals
against emerging disease, especially avian influenza, was evaluated between 2014 and
2016.1,2
Lastly, it has been observed that the influenza trial data may not be fully disclosed
to the public. It, therefore, is uncertain whether the previous evidence on the effectiveness
of antivirals to treat or prevent influenza was subjected to reporting bias.1
This review aims to update the 2010 Rapid Response report by summarizing the recent
literature on the effectiveness of antivirals on influenza prophylaxis.
Research Questions
1. What is the clinical effectiveness regarding the use of antivirals for seasonal
influenza?
2. What is the clinical effectiveness regarding the use of antivirals for pandemic
influenza?
Key Findings
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 4
The evidence suggested that influenza prophylaxis with oseltamivir or zanamivir was
effective in preventing symptomatic influenza at the individual and household levels,
including healthy individuals of various ages exposed to seasonal or pandemic influenza.
Both antivirals had no significant effect on asymptomatic influenza. Oseltamivir did not
affect the number of hospitalizations. Zanamivir significantly reduced the risk of self-
reported, investigator-mediated, unverified pneumonia in adults but not oseltamivir. At the
community levels, influenza prophylaxis was associated with lower risk of influenza
infection. Adverse effects of antiviral prophylaxis included psychiatric effects, headaches,
and nausea. For the other neuraminidase inhibitors, laninamivir was effective in preventing
the occurrence of influenza in a randomized controlled trial.
For pandemic influenza prophylaxis, the evidence indicated oseltamivir and zanamivir are
likely to be effective.
Methods
Literature Search Methods
A limited literature search was conducted on key resources including PubMed, The
Cochrane Library, University of York Centre for Reviews and Dissemination (CRD)
databases, Canadian and major international health technology agencies, as well as a
focused Internet search. No filters were applied to limit the retrieval by study type. Where
possible, retrieval was limited to the human population. The search was also limited to
English language documents published between January 1, 2012 and June 6, 2017.
Selection Criteria and Methods
One reviewer screened citations and selected studies. In the first level of screening, titles
and abstracts were reviewed and potentially relevant articles were retrieved and assessed
for inclusion. The final selection of full-text articles was based on the inclusion criteria
presented in Table 1.
Table 1: Selection Criteria
Population Patients at risk of contracting seasonal or pandemic influenza
Intervention Antivirals (neuraminidase inhibitors class, namely oseltamivir, laninamivir, peramivir and zanamivir)
Comparator Any comparator, placebo
Outcomes Clinical effectiveness
Study Designs Health technology assessments, systematic reviews/meta-analyses, randomized controlled trials, non-randomized studies
Exclusion Criteria
Articles were excluded if they did not meet the selection criteria outlined in Table 1, they
were duplicate publications, or were published prior to 2012.
Critical Appraisal of Individual Studies
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 5
The included systematic reviews were critically appraised using the AMSTAR tool;9 clinical
studies were critically appraised using the Downs and Black checklist.10
Summary scores
were not calculated for the included studies; rather, a review of the strengths and limitations
assessed in each included study was described.
Summary of Evidence
Quantity of Research Available
A total of 260 citations were identified in the literature search. Following screening of titles
and abstracts, 203 citations were excluded and 57 potentially relevant reports from the
electronic search were retrieved for full-text review. No potentially relevant publications
were retrieved from the grey literature search. Of these potentially relevant articles, 42
publications were excluded for various reasons, while 15 publications met the inclusion
criteria and were included in this report. Appendix 1 describes the PRISMA flowchart of the
study selection.
Additional references of potential interest are provided in Appendix 5.
Summary of Study Characteristics
Additional details describing the characteristics of the included studies are reported in
Appendix 2.
Study Design
One health technology assessment (HTA),1 five systematic reviews (SRs),
2,4,5,8,11 four
randomized clinical trials (RCTs),12-15
and five non-randomized studies16-20
were eligible for
inclusion in this review.
Country of Origin
The HTA was conducted in the United Kingdom (UK).1 Two of the included systematic
reviews were from Canada.4,5
The remaining studies were published in Belgium, the UK
and the United States.2,5,11
The RCTs were conducted in the Netherlands, Canada,
Australia, and Japan.12-15
Two of the non-randomized studies were from Japan,19,20
and the
remaining ones were from Slovenia, Australia, and Taiwan.16-18
Patient Population
The authors of the HTA considered healthy population of any age for review.1 One SR
studied the residents of long-term care facilities.11
Four SRs considered any uninfected
individuals at risk of seasonal or pandemic influenza.2,4,5,8
A cluster RCT assigned antiviral
prophylaxis based on the aged care facilities.15
Another cluster RCT randomized nursing
homes.14
One RCT randomly assigned healthcare workers.13
The other RCT recruited
asymptomatic individuals recently exposed to influenza patients.12
One non-randomized study reviewed influenza transmission in the hospital in Japan.20
Another investigated influenza infection of the contacts of influenza patients.19
Another
studied the nursing home residents.18
Another surveyed the number of outbreaks in local
health districts.16
A fourth study examined the effectiveness of antiviral prophylaxis among
prison inmates.17
Interventions and Comparators
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 6
In the HTA, prophylaxis was defined as the use of NIs when there was an expectation of a
possible near-future exposure to influenza.1 Post-exposure prophylaxis was the use of NIs
following probable exposure to influenza but before symptoms develop.1 The NIs reviewed
were oseltamivir and zanamivir.1 The comparator was placebo.
1
In the SR by Michiels et al., prophylaxis was defined and categorized.8 The use of NIs can
last for 42, 14, and 10 days for seasonal prophylaxis, outbreak control, and post-exposure
prophylaxis, respectively.8 In adults, the recommended NI dosage is oseltamivir at 75 mg
orally once daily or zanamivir at 265 mg inhaled once daily.8 The dosage is adjusted for
children.8 The comparator was the lack of prophylaxis.
8 In the SR by Rainwater-Lovett et
al., prophylaxis was defined as the use of antiviral drugs to asymptomatic individuals in the
facility.11
The antivirals searched were amantadine, rimantadine, and/or NIs.11
The control
group received no prophylaxis.11
In the SR by Okoli et al., prophylaxis was categorized into pre-exposure or post-exposure
with or without treatment of index cases.2 The antivirals considered for prophylaxis were
oseltamivir, zanamivir, and laninamivir.2 The control group received no treatment, placebo,
or sham antivirals, or the absence of control.2
In the SR by Saunders-Hastings et al., prophylaxis was not defined.5 Any type of antivirals
was eligible, but oseltamivir and amantadine only were retrieved for the prophylaxis of
pandemic influenza.5 Any comparator was acceptable.
5
In the SR by Boikos et al., prophylaxis was defined as NI administration to a person without
influenza at the time of administration prior to or following contact with a person infected
with pandemic influenza.4 Outbreak control with antivirals was also eligible.
4 The
comparator was the administration of another influenza antiviral drug class, or standard of
care at the time the study, or placebo, or no treatment for influenza.4
In the RCT by Booy et al., the intervention included treatment and prophylaxis with
oseltamivir, compared to treatment with oseltamivir alone.15
In the RCT by van de Sande et
al., the effectiveness of post-exposure prophylaxis with oseltamivir was compared to
placebo.14
Coleman et al. compared pre-exposure prophylaxis with zanamivir with influenza
vaccine at the time of study.13
Kashiwagi et al. compared post-exposure prophylaxis using
laninamivir with placebo.12
In the non-randomized study by Higa et al., post-exposure prophylaxis with oseltamivir was
compared to the absence of prophylaxis.20
Shinjoh et al. evaluated the differences in the
outcome between the groups that did or did not use post-exposure prophylaxis with
oseltamivir or zanamivir.19
Gorisek Miksic et al. studied the effect of the differences in
prophylaxis policies across nursing homes.18
The policies included prophylaxis to all
residents during an outbreak with oseltamivir, treatment for directly exposed residents, and
no prophylaxis.18
Merritt et al. compared the use of prophylaxis to treatment only between
local health disctricts.16
Chao et al. evaluated outbreak control with oseltamivir, compared
to no prophylaxis.17
Outcomes
All studies had clinical or laboratory-confirmed influenza infection as primary outcomes for
prophylaxis. The secondary outcomes that were considered were deaths, hospitalization,
pneumonia, adverse effects, viral shedding, viral load and development of resistance.4,15
Influenza-like illness (ILI) was also considered but defined differently across trials.1,11,16,17
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 7
Pandemic influenza was evaluated in two SRs and a cohort study.4,5,17
Summary of Critical Appraisal
The strengths of the HTA were the analysis of published and unpublished trial data, a
research protocol published in PROSPERO a comprehensive search of multiple databases,
including the Cochrane Central Register of Controlled Trials, MEDLINE, MEDLINE (via
Ovid), EMBASE, EMBASE.com, PubMed (not MEDLINE), the Database of Abstracts of
Reviews of Effects, the NHS Economic Evaluation Database and the Health Economic
Evaluations Database.1 An exhaustive list of antiviral trials was created to track and obtain
the clinical study reports of published or unpublished trial data.1 The results were
summarized according to the trials, rather than academic publications.1 The Cochrane
review methods were used.1 The study objectives and researcher questions were described
in detail.1 Further, the evidence was summarized and appraised systematically.
1 RCTs only
were included for the review.1
All the included SRs conducted a comprehensive search of the evidence in multiple
databases based on pre-specified criteria and objectives. Most of the SRs were reported to
be based on pre-specified protocols, some of which were available in PROSPERO.
Michiels et al.8 and Rainwater-Lovett et al.
11 did not mention any protocol development. The
SRs by Rainwater-Lovett et al., Okoli et al. and Boikos et al. had explicit language
restrictions of the publications.2,4,11
Rainwater-Lovett et al. did not report the critical
appraisal or publication bias assessment of the included studies.11
The included RCTs had strengths, including explicit study objectives, patient eligibility
criteria, and outcomes of interest.12-15
Three of them described study power
calculations.12,14,15
The RCTs by Booy et al. and van der Sande et al. randomly assigned
the intervention according to the clusters, aged care facilities, and nursing homes,
respectively.12,14,15
Another by Coleman et al. randomized healthcare workers.13
The other
by Kashiwagi et al. was a multi-centre trial that randomized the treatment status at the
individual level.12
Because of the short individual follow-up time, there was no lost to follow-
up in Kashiwagi et al.12
The RCT by Coleman et al. did not mention power analysis prior to
study implementation.13
The major limitation to the RCTs was their generalizability to the target population. Booy et
al. presented conclusions based on the influenza cases from several aged care facilities in
Australia,15
and van de Sande et al. studied nursing homes in the Netherlands.18
Coleman
et al. followed up on the healthcare workers in Canada.13
Kashiwagi et al. drew a
conclusion based on the contacts with influenza cases in Japan.12
Both Kashiwagi et al.
and Booy et al. mentioned the infection control practices in detail.12,15
However, the
infection control measures and vaccination policies in the trials might be different from other
settings.
Five non-randomized studies described the study objectives, population characteristics,
disease control measures, outcomes, and surveillance methods.16-20
Three studies were
conducted to describe and analyze the effects of antivirals on influenza outbreaks within
less than one year.16-18
Two focused on the sporadic influenza contacts during longer time
periods, one between 2007 and 2010 and the other between 2003 and 2011.19,20
Two had
characteristics similar to natural experiments that took advantage of the differences in the
policies of infection control and antiviral prophylaxis.16,18
The differences in antiviral
prophylaxis between nursing homes and local health districts were respectively described in
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 8
two studies.16,18
The other two were conducted in the same institutes throughout the
study.17,19
There were several limitations to the non-randomized studies. First, the effects of the
confounders on influenza outbreaks could not be excluded. This was partly because the
intervention (i.e., antiviral prophylaxis) was not randomly assigned.16-20
Two studies
discussed potential confounders to the outcome and used multiple regression to obtain
adjusted statistics.17,20
Second, the length of three studies (i.e., less than one year) and the
contexts of all study sites may limit the generalizability of the results.16-20
Two studies were
conducted in university hospitals in Japan, one in nursing homes in Slovenia, one in local
health districts in Australia, and one in a prison in Taiwan.16-20
Summary of Findings 1. What is the clinical effectiveness regarding the use of antivirals for seasonal influenza?
Risk of infection
There was evidence to indicate that antivirals used for prophylaxis were associated with lower risks of influenza infection, including oseltamivir, zanamivir and laninamivir.
11,12 The
effectiveness of zanamivir and oseltamivir, which were considered less potent than laninamivir and peramivir due to poorer bioavailability, were reviewed in the HTA and several SRs.
1,2,8 The effectiveness of oseltamivir and zanamivir to prevent symptomatic
influenza reported the HTA that reviewed published and unpublished data.1 The estimated
risk reduction in symptomatic influenza for oseltamivir and zanamivir was 3.05% versus 1.98% at the individual level and 13.6% versus 15.5% at the household level.
1 Oseltamivir
and zanamivir were considered to be effective in reducing symptomatic influenza in children, and the evidence was summarized with results from adult trials.
8 The SRs by Okoli
et al. and Michiels et al. also concluded that zanamivir or oseltamivir reduced symptomatic influenza in the general population at the household or individual levels.
2,8 However, these
two antivirals were not found to be effective in controlling outbreaks in long-term care facilities in the SR by Rainwater-Lovett et al, which included mostly non-randomized studies.
11 In non-randomized studies, the use of either oseltamivir or zanamivir was
associated with lower likelihood of influenza infection, seasonal, or pandemic.19,20
They were not associated with significant reduction in the incidence of asymptomatic influenza.
1
At the community level, oseltamivir alone was effective in preventing influenza in aged care facilities in a cluster RCT.
15 In non-randomized studies, oseltamivir prophylaxis seemed to
be associated with fewer outbreaks in nursing homes and local health districts,16,18
while there was no effect observed in one RCT (n=99).
14 Though the authors of one SR and the
HTA suggested that effects of NIs to prevent community transmission remained to be studied.
1,2
Both oseltamivir and zanamivir had no significant effect on asymptomatic influenza.1 ILI
could not be assessed as a result of data not being fully reported.1
Long-acting laninamivir was effective in preventing the occurrence of influenza in a RCT.12
Persons of any age were included in the HTA and several SRs .1,2,4,5,8
Oseltamivir and zanamivir were effective prophylaxis drugs for influenza among healthy adults, including the elderly.
1,8 For studies specific to the elderly, oseltamivir prophylaxis policies were effective
in preventing influenza in aged care facilities in a cluster RCT.15
In one RCT, oseltamivir was not associated with reduced risk of developing influenza (n=99).
14 In a cohort study,
oseltamivir prevention combined with treatment was found to be more effective than treatment alone in the nursing homes.
18 However, oseltamivir and zanamivir did not show a
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 9
significant effect in long-term care facilities according to the SR that include mostly observational studies.
11
Adverse effects
In oseltamivir prophylaxis studies, psychiatric adverse events increased in the combined on- and off-treatment periods in the study treatment population.
1 In a RCT with healthcare
workers, 7.5% discontinued oseltamivir due to side effects.13
Adverse effects, such as psychiatric effects, headaches, renal events, and nausea, were reported.
1
Serious influenza complications or those leading to study withdrawal
Zanamivir did not significantly reduce those complications classified as serious or those that led to study withdrawals.
1 There were insufficient events to compare this outcome for
oseltamivir in prophylaxis.1
Hospitalizations
Zanamivir hospitalisation data were not reported, and oseltamivir did not seem to affect the number of hospitalisations.
1
Pneumonia
Zanamivir prophylaxis significantly reduced the risk of self-reported, investigator-mediated, unverified pneumonia in adults but not oseltamivir.
1
2. What is the clinical effectiveness regarding the use of antivirals for pandemic
influenza?
Risk of infection
The prevention of pandemic influenza was evaluated in two SRs by Saunders-Hastings et al. and Boikos et al. and a cohort study by Chao et al.
4,5,17 Patients infected with pandemic
influenza were occasionally identified in several studies.2,12,15,19,20
In general, most studies included in the SR by Boikos et al. were non-randomized and underpowered, as well as subject to reporting bias and confounding.
4 Oseltamivir and
zanamivir for pre- or post-exposure prophylaxis were likely effective in decreasing secondary transmission in a general population.
4 Fifteen of the 16 non-randomized studies
included in the SR showed evidence of reduced transmission from the infected cases.4
Outbreak control
In three studies included in the SR by Saunders-Hastings et al., massive oseltamivir prophylaxis might be effective in containing pandemic.
5 However, measures, including
antiviral prophylaxis, seasonal influenza cross-protection, and a range of non-pharmaceutical strategies may need to be implemented in cooperation in order to effectively prevent pandemic influenza outbreak.
5
Limitations
The evidence on the effectiveness of antivirals to prevent influenza has been reviewed or
studied in one HTA,1 five SRs,
2,4,5,8,11 four RCTs,
12-15 and five non-randomized studies.
16-20
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 10
There were limitations identified, such as potential reporting bias and inconsistent
definitions across studies.
Potential reporting bias was one of the motivations to conduct the HTA.1 To address this,
data from both published and unpublished trials were reviewed and analyzed.1 However,
two NIs, oseltamivir or zanamivir, were reviewed in the HTA. The impact of reporting bias
related to other antivirals remains unclear.
The definitions of interventions and outcomes were not consistent across the studies. The
interventions, (i.e., antiviral prophylaxis), was not defined in two SRs.5,7
The diagnosis of
influenza can be based on clinical symptoms and laboratory tests. There are several
diagnostic tools available and the diagnostic accuracy may be different across trials.12-15
The definitions of ILI also varied across studies.1 However, the differences in prophylaxis
definition and influenza diagnosis seem to be acceptable, and the reported statistics remain
useful for synthesis in the SRs.1,5,7
Most of the effectiveness studies focused on two of the NIs, zanamivir and oseltamivir, that
are the most commonly used and considered less potent than other NIs.1 There were fewer
studies that focused on other NIs.2,4,12
Due to limited sample sizes and the contexts of the
studies, the results on other antivirals may not be as generalizable as zanamivir and
oseltamivir.
The effectiveness of antivirals on pandemic influenza mostly depended on underpowered or
non-randomized studies.4 One SR included a single study for influenza prophylaxis.
5 Some
studies occasionally observed the occurrence of pandemic influenza in patients.18,19
The
overall quality of the available evidence on pandemic influenza was deemed to be lower
compared with the evidence on seasonal influenza.
Conclusions and Implications for Decision or Policy Making
This report identified the clinical evidence addressing the use of antivirals to prevent
seasonal or pandemic influenza. The evidence in the current report is aligned with the
conclusion in the 2010 Rapid Response report that oseltamivir and zanamivir were effective
in preventing seasonal influenza and suggested the likely effectiveness on the prophylaxis
of pandemic influenza.6
In general, there is more evidence to support the use of the two most commonly used NIs,
oseltamivir and zanamivir, to prevent symptomatic influenza, seasonal or pandemic, at the
individual and household levels compared with the findings in the 2010 Rapid Response
report.1,4
Zanamivir also reduced the risk of pneumonia in adults.1 The HTA and several
SRs included patients of any age.1,4
However, these two antivirals had no or limited
effectiveness on ILI, the numbers of hospitalization and serious influenza complications.1
The adverse effects related to oseltamivir prophylaxis use, such as psychiatric effects,
headaches, renal events and nausea, may require some consideration before initiating
prophylaxis.1 Zanamivir was considered to have less toxicity compared to oseltamivir.
1 One
RCT showed that laninamivir was effective in preventing influenza infection among those
with recent contact with influenza patients.12
There was insufficient evidence to conclude
the effectiveness of peramivir on influenza infection.4
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 11
References
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2. Okoli GN, Otete HE, Beck CR, Nguyen-Van-Tam JS. Use of neuraminidase inhibitors for rapid containment of influenza: a systematic review and meta-analysis of individual and household transmission studies. PLoS ONE [Internet]. 2014 [cited 2017 Jun 9];9(12):e113633. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4260958
3. Lopez-Medrano F, Cordero E, Gavalda J, Cruzado JM, Marcos MA, Perez-Romero P, et al. Management of influenza infection in solid-organ transplant recipients: consensus statement of the Group for the Study of Infection in Transplant Recipients (GESITRA) of the Spanish Society of Infectious Diseases and Clinical Microbiology (SEIMC) and the Spanish Network for Research in Infectious Diseases (REIPI). Enferm Infecc Microbiol Clin. 2013 Oct;31(8):526.e1-20.
4. Boikos C, Caya C, Doll MK, Kraicer-Melamed H, Dolph M, Delisle G, et al. Safety and effectiveness of neuraminidase inhibitors in situations of pandemic and/or novel/variant influenza: a systematic review of the literature, 2009-15. J Antimicrob Chemother. 2017 Jun 1;72(6):1556-73.
5. Saunders-Hastings P, Reisman J, Krewski D. Assessing the state of knowledge regarding the effectiveness of interventions to contain pandemic influenza transmission: a systematic review and narrative synthesis. PLoS ONE [Internet]. 2016 [cited 2017 Jun 9];11(12):e0168262. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC5158032
6. Antivirals for influenza: a review of the clinical benefit and harm [Internet]. Ottawa: CADTH; 2010 Oct 15. [cited 2017 Jun 9]. (Rapid response report: summary with critical appraisal). Available from: https://www.cadth.ca/media/pdf/L0217_Antivirals_Influenza_htis-2.pdf
7. Alves Galvão MG, Rocha Crispino Santos MA, Alves da Cunha AJ. Amantadine and rimantadine for influenza A in children and the elderly. Cochrane Database Syst Rev. 2014 Nov 21;(11):CD002745.
8. Michiels B, Van Puyenbroeck K, Verhoeven V, Vermeire E, Coenen S. The value of neuraminidase inhibitors for the prevention and treatment of seasonal influenza: a systematic review of systematic reviews. PLoS ONE [Internet]. 2013 [cited 2017 Jun 9];8(4):e60348. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3614893
9. Shea BJ, Grimshaw JM, Wells GA, Boers M, Andersson N, Hamel C, et al. Development of AMSTAR: a measurement tool to assess the methodological quality of systematic reviews. BMC Med Res Methodol [Internet]. 2007 [cited 2017 Jun 29];7:10. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC1810543/pdf/1471-2288-7-10.pdf
10. Downs SH, Black N. The feasibility of creating a checklist for the assessment of the methodological quality both of randomised and non-randomised studies of health care interventions. J Epidemiol Community Health [Internet]. 1998 Jun [cited 2017 Jun 29];52(6):377-84. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC1756728/pdf/v052p00377.pdf
11. Rainwater-Lovett K, Chun K, Lessler J. Influenza outbreak control practices and the effectiveness of interventions in long-term care facilities: a systematic review. Influenza Other Respir Viruses [Internet]. 2014 Jan [cited 2017 Jun 9];8(1):74-82. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3877675
12. Kashiwagi S, Watanabe A, Ikematsu H, Uemori M, Awamura S, Laninamivir Prophylaxis Study Group. Long-acting neuraminidase inhibitor laninamivir octanoate as post-exposure prophylaxis for influenza. Clin Infect Dis [Internet]. 2016 Aug 1 [cited 2017 Jun 9];63(3):330-7. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4946013
13. Coleman BL, Fadel SA, Drews SJ, Hatchette TF, McGeer AJ. Zanamivir versus trivalent split virus influenza vaccine: a pilot randomized trial. Influenza Other Respir Viruses [Internet]. 2015 Mar [cited 2017 Jun 9];9(2):78-84. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4353320
14. van der Sande MA, Meijer A, Sen-Kerpiclik F, Enserink R, Cools HJ, Overduin P, et al. Effectiveness of post-exposition prophylaxis with oseltamivir in nursing homes: a randomised controlled trial over four seasons. Emerg Themes Epidemiol [Internet]. 2014 [cited 2017 Jun 9];11:13. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4159638
http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4904189http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4260958http://www.ncbi.nlm.nih.gov/pmc/articles/PMC5158032https://www.cadth.ca/media/pdf/L0217_Antivirals_Influenza_htis-2.pdfhttp://www.ncbi.nlm.nih.gov/pmc/articles/PMC3614893http://www.ncbi.nlm.nih.gov/pmc/articles/PMC1810543/pdf/1471-2288-7-10.pdfhttp://www.ncbi.nlm.nih.gov/pmc/articles/PMC1810543/pdf/1471-2288-7-10.pdfhttp://www.ncbi.nlm.nih.gov/pmc/articles/PMC1756728/pdf/v052p00377.pdfhttp://www.ncbi.nlm.nih.gov/pmc/articles/PMC3877675http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4946013http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4353320http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4159638
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 12
15. Booy R, Lindley RI, Dwyer DE, Yin JK, Heron LG, Moffatt CR, et al. Treating and preventing influenza in aged care facilities: a cluster randomised controlled trial. PLoS ONE [Internet]. 2012 [cited 2017 Jun 9];7(10):e46509. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3474842
16. Merritt T, Hope K, Butler M, Durrheim D, Gupta L, Najjar Z, et al. Effect of antiviral prophylaxis on influenza outbreaks in aged care facilities in three local health districts in New South Wales, Australia, 2014. Western Pac Surveill Response J [Internet]. 2016 Jan [cited 2017 Jun 9];7(1):14-20. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC5052892
17. Chao WC, Liu PY, Wu CL. Control of an H1N1 outbreak in a correctional facility in central Taiwan. J Microbiol Immunol Infect [Internet]. 2017 Apr [cited 2017 Jun 9];50(2):175-82. Available from: http://www.sciencedirect.com/science/article/pii/S1684118215007550
18. Gorisek Miksic N, Ursic T, Simonovic Z, Lusa L, Lobnik Rojko P, Petrovec M, et al. Oseltamivir prophylaxis in controlling influenza outbreak in nursing homes: a comparison between three different approaches. Infection. 2015 Feb;43(1):73-81.
19. Shinjoh M, Takano Y, Takahashi T, Hasegawa N, Iwata S, Sugaya N. Postexposure prophylaxis for influenza in pediatric wards oseltamivir or zanamivir after rapid antigen detection. Pediatr Infect Dis J. 2012 Nov;31(11):1119-23.
20. Higa F, Tateyama M, Tomishima M, Mukatake S, Yamashiro T, Owan T, et al. Role of neuraminidase inhibitor chemoprophylaxis in controlling nosocomial influenza: an observational study. Influenza Other Respir Viruses [Internet]. 2012 Jul [cited 2017 Jun 9];6(4):299-303. Available from: http://onlinelibrary.wiley.com/doi/10.1111/j.1750-2659.2011.00311.x/abstract
http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3474842http://www.ncbi.nlm.nih.gov/pmc/articles/PMC5052892http://www.sciencedirect.com/science/article/pii/S1684118215007550http://onlinelibrary.wiley.com/doi/10.1111/j.1750-2659.2011.00311.x/abstract
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 13
Appendix 1: Selection of Included Studies
203 citations excluded
57 potentially relevant articles retrieved for scrutiny (full text, if available)
0 potentially relevant reports retrieved from other sources (grey
literature, hand search)
57 potentially relevant reports
42 reports excluded: -irrelevant population (0) -irrelevant intervention (3) -irrelevant comparator (6) -irrelevant outcomes (2) -already included in at least one of the selected systematic reviews (13) -published in language other than English (0) -guidelines (2) -other (review articles, editorials)(16)
15 reports included in review -Health technology assessment (1) -Systematic reviews (5) -Clinical trials (4) -Non-randomized studies (5)
260 citations identified from electronic literature search and screened
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 14
Appendix 2: Characteristics of Included Publications
Table A1: Characteristics of the Included HTA
First Author, Publication
Year, Country
Types and Numbers of
Primary Studies Included
Population Characteristics
Interventions Comparators Clinical Outcomes
Heneghan, 2016,
1 UK
46 trials (20 oseltamivir and 26 zanamivir studies)
Previously healthy people: people with chronic illness (such as asthma, diabetes, hypertension), but excludes people with illnesses with more significant effects on the immune system (such as malignancy or human immunodeficiency virus infection).
1. Prophylaxis: use of NIs when there is expectation of possible near-future exposure to influenza.
2. Post-exposure prophylaxis: use of NIs following probable exposure to influenza but before symptoms develop.
3. Drugs: NIs (oseltamivir and/or zanamivir)
Placebo Primary outcomes reviewed for both treatment and prophylaxis 1. Influenza,
laboratory
confirmed,
symptomatic
and
asymptomatic,
seasonal and
pandemic
2. ILI
3. Hospitalization
and
complications.
4. Interruption of
transmission
(reduction of
viral spread
from index
cases and
prevention of
onset of
influenza in
contacts).
5. Harms. (p. 10)
Secondary outcomes 6. Drug
resistance.
7. Viral excretion.
8. Mortality. (p. 11)
NI = neuraminidase inhibitors; ILI = influenza-like illness
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 15
Table A2: Characteristics of the Included Systematic Reviews
First Author,
Publication Year,
Country
Types and Numbers of
Primary Studies Included
Population Characteristics
Interventions Comparators Clinical Outcomes
Boikos, 2017,
4
Canada
Experimental (n=10) and observational studies (n=155); effectiveness of NIs when indicated for prophylaxis or outbreak control (n=17, 16 non-randomized)
Persona without influenza at the time of NI administration prior to or following contact with a person infected with influenza
1. Prophylaxis:
NI
administratio
n to a person
without
influenza at
the time of
administratio
n prior to or
following
contact with a
person
infected with
influenza
2. Outbreak
control: NI
administratio
n to a cohort
or
subpopulatio
n for
influenza
treatment or
prophylaxis)
3. Drugs: NI
(oseltamivir,
zanamivir,
peramivir
[n=1, unclear
use] and/or
laninamivir
[n=0]) in the
context of
pandemic
influenza
(defined as
any influenza
A/H1N1
strains
circulating in
2008–2009
or 2009–
2010
Administration of another influenza antiviral drug class, regimen or NI; standard of care at the time the study; placebo; or no treatment for influenza
Primary outcome: 1. Secondary
transmission of
influenza, clinical
or laboratory-
confirmed,
pandemic only
Secondary outcomes 2. Viral shedding,
viral load and
development of
resistance. (none
found)
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 16
First Author,
Publication Year,
Country
Types and Numbers of
Primary Studies Included
Population Characteristics
Interventions Comparators Clinical Outcomes
influenza
seasons) or
novel/variant
influenza
(defined as
influenza
strains
endemic in
avians or
swine, not
endemic in
humans)
prophylaxis
Saunders-Hastings, 2016,
5
Canada
SRs (n=17); three examine the impact of antivirals
Human populations 1. Prophylaxis:
not defined
2. Drugs: "any
intervention
to contain
human
transmission
of influenza
infection
during a
future
pandemic of
unknown
severity"
(oseltamivir
and
amantadine
found)
Any comparators
Influenza, clinical or laboratory-confirmed (searched), pandemic only
Okoli, 2014,2
UK RTCs (n=9); observational studies (n=8; 6 on pandemic influenza); no articles on avian influenza (n=0)
Close contact: having cared for, lived with, or had direct contact with respiratory or body fluids of person or persons with laboratory confirmed influenza infection or symptomatic ILI
1. Pre-exposure
prophylaxis
2. Post-
exposure
prophylaxis
without
treatment of
index case
3. Post-
exposure
No treatment, placebo, or sham antivirals, or the absence of control (p. 3)
Influenza, laboratory-confirmed, seasonal and pandemic, transmitted in the community: epidemiologically linked cases in settings other than hospitals, care homes, nursing homes, boarding schools, and places of detention (p. 3)
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 17
First Author,
Publication Year,
Country
Types and Numbers of
Primary Studies Included
Population Characteristics
Interventions Comparators Clinical Outcomes
prophylaxis
with treatment
of index cases
4. Drugs: NIs
(oseltamivir,
zanamivir or
laninamivir
[none found])
Michiels, 2013,
8
Belgium
SRs mainly based on randomized clinical trials (RCTs) published after 2006 (n=9)
Healthy adults, children, elderly and individuals at risk of seasonal influenza
1. Seasonal prophylaxis
2. Outbreak control
3. Post-exposure prophylaxis
4. Drugs: NIs (oseltamivir and/or zanamivir)
No prophylaxis Influenza, laboratory-confirmed, seasonal only
Rainwater-Lovett, 2014,
11 USA
Studies of any design on 60 influenza outbreaks (n=37, most observational)
Residents of LTCFs; “LTCFs were defined as any residential environment that housed older adults or elderly individuals with the assistance of medical staff, and” (p. 75)
1. Prophylaxis:
antiviral drugs
to
asymptomatic
individuals in
the facility
2. Drugs:
amantadine,
rimantadine,
and/or NIs
(oseltamivir
and
zanamivir)
No prophylaxis 1. Influenza,
laboratory-
confirmed,
seasonal and
pandemic
2. ILI: temperature of
at least 100°F
(37.7°C) and
cough or sore
throat in the
absence of a
known cause other
than influenza
ILI = influenza like illness; LTCF = long-term care facilities; NI = neuraminidase inhibitors; RCT = randomized controlled trial; SR = systematic review.
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 18
Table A3: Characteristics of the Included Randomized Controlled Trials
First Author, Publication
Year, Country
Study Design Patient Characteristics
Interventions Comparators Clinical Outcomes
Kashiwagi, 2016,
12 Japan
RCT (n=801), 2009 to 2013
Participants who had cohabited with an influenza patient within 48 hours of symptom onset
Post-exposure prophylaxis: 1. 40 mg of
laninamivir
octanoate
single
administration
2. 20 mg of
laninamivir
octanoate
once daily for
2 days
Placebo Influenza, laboratory-confirmed, seasonal and pandemic: influenza virus positive, an axillary temperature >37.5°C, and at least 2 symptoms over a 10-day period
Coleman, 2015,13
Canada
RCT (n=64) Healthcare workers
Pre-exposure prophylaxis: 10 mg of zanamivir
2008–2009 influenza vaccine
1. Influenza, laboratory-confirmed, seasonal and pandemic 2. Acute respiratory illness: recent onset of at least two symptoms of which at least one was respiratory, among rhinorrhea/nasal congestion, sore throat, cough, headache or feverishness
van der Sande 2014,
14 The
Netherlands
RCT (n=99) Frail elderly nursing home populations
Post-exposure prophylaxis: oseltamivir (75 mg once daily)
Placebo Influenza, laboratory-confirmed, seasonal and pandemic
Booy, 2012,15
Australia
Cluster RCT (n=905 in 16 ACFs)
All staff and resident of the intervention arm when an influenza outbreak was identified in 16 Aged Care Facilities (ACFs)
Treatment and prophylaxis: A policy of using oseltamivir for treatment of individuals as specified above PLUS prophylaxis of consenting individuals who were resident in, or working in the same wing or floor of the ACF as a test-confirmed case of influenza. (oseltamivir 75 mg once a day for 10 days)
Oseltamivir treatment (75 mg twice a day for 5 days)
Primary outcomes 1. Influenza, laboratory-
confirmed, seasonal
and pandemic, over
three years, 30 June
2006 to 23
December 2008
Secondary outcomes 2. Deaths,
hospitalization,
pneumonia and
adverse events
ACF = aged care facility; RCT = randomized controlled trial
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 19
Table A4: Characteristics of the Included Non-randomized Study
First Author, Publication
Year, Country
Study Design Patient Characteristics
Interventions Comparators Clinical Outcomes
Chao, 2017,17
Taiwan
Cohort study (n=663) during an H1N1 influenza outbreak
Prison inmates Outbreak control to all inmates with oseltamivir
No prophylaxis 1. Influenza-like illness
incidence during 4-
week outbreak
period
2. Influenza-like illness:
fever (temperature of
100°F [37.8°C] or
greater) as well as a
cough and/or a sore
throat in the absence
of a known cause
other than influenza
Merritt, 2016,16
Australia
Retrospective cohort study (n unknown, on average 85.0 or 87.5 in ACFs in 15 Local Health Districts)using influenza surveillance data
Local Health Districts
Prophylaxis only to residents in that area with oseltamivir
Antivirals were recommended for treatment but not routinely for prophylaxis
Influenza outbreaks 1. Three or more
influenza-like illness
cases in residents
within a 72-hour
period
2. Influenza, laboratory-
confirmed, seasonal
and pandemic, in at
least one case
Gorisek Miksic, 2014,
18 Slovenia
Cohort study (n=539 in three NHs) during the 2011/2012 influenza season
NH residents 1. Prophylaxis
to all
residents
during an
outbreak:
oseltamivir
75 mg for 10
days for all
residents
(NH1)
2. Treatment
for directly
exposed
residents
(NH2)
No prophylaxis (NH3).
1. Acute respiratory
infection including
influenza, laboratory-
confirmed, seasonal
and pandemic
2. Duration of outbreak
Higa, 2012,20
Japan
Cohort study (n=762) between 2007 and 2010
Patients in contact with influenza patients: patients who did not have influenza
Post-exposure prophylaxis: 75 mg⁄ day oseltamivir for 5–7 days.
No post-exposure prophylaxis
Infection, laboratory-confirmed, seasonal and pandemic among contacts
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 20
First Author, Publication
Year, Country
Study Design Patient Characteristics
Interventions Comparators Clinical Outcomes
symptoms at the time of admission were included in this study; close contact with the index cases included the following: (i) physical care, (ii) verbal communication without personal protective equipment, and (iii) sharing a room.
Shinjoh, 2012,19
Japan
Cohort study (n=81) between 2003 and 2011
Contacts of influenza patients: patients who came into contact with index cases of influenza (from a day before the index case developed fever >38°C) by close or direct contact
Post-exposure prophylaxis 1. Oral
oseltamivir (2
mg/kg/dose;
75 mg
maximum
dose; once
daily)
2. Inhaled
zanamivir (10
mg/dose
once daily)
for 7 to 10
days
No post-exposure prophylaxis
Infection, laboratory-confirmed, seasonal and pandemic among contacts
ACF = aged care facility; NH = nursing home .
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 21
Appendix 3: Critical Appraisal of Included Publications
Table A5: Strengths and Limitations of HTA using AMSTAR9
Strengths Limitations
Heneghan et al., 20161
Protocol established a priori at PROSPERO
Study selection described
Rationale for exclusion of studies described
Comprehensive search of the Cochrane Central Register of Controlled Trials, MEDLINE, MEDLINE (via Ovid), EMBASE, EMBASE.com, PubMed (not MEDLINE), the Database of Abstracts of Reviews of Effects, the NHS Economic Evaluation Database and the Health Economic Evaluations Database
Data extraction of the clinical study reports of published and unpublished trial data based on an exhaustive list of antiviral trials
Potential studies in all languages screened
Critical appraisal planned
Duplicate selection and data extraction
Included studies described
Publication bias planned
Potential studies in all languages screened
List of potentially relevant sources included in the review
Assessment of conflict of interest not proposed
Randomized trials only included for influenza prophylaxis
HTA = health technology assessment; PROSPERO = National Institute for Health Research international prospective register of scientific reviews
Table A6: Strengths and Limitations of Systematic Reviews using AMSTAR9
Strengths Limitations
Boikos et al., 20174
Protocol developed a priori
Comprehensive search on six online databases
Study selection described
Potential studies in all languages screened
Rationale for exclusion of studies described
Comprehensive search on six databases
Duplicate article selection
Assessment of conflict of interest
Included studies described
Critical appraisal reported
Publication bias assessment reported
The English or French literature only published between 1 April 2009 and 31 October 2015 searched
List of potentially relevant sources not included in the review
Conflict of interest not assessed
Saunders-Hastings, 20165
Protocol registered in PROSPERO
Study selection described
Potential studies in all languages screened
Rationale for exclusion of studies described
Comprehensive search on six databases
Duplicate article selection
Narrative review of outcomes related to prophylaxis; only one study related to prophylaxis
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 22
Strengths Limitations
Assessment of conflict of interest
Included studies described
Critical appraisal reported
Publication bias assessment reported
Okoli et al., 20142
Protocol registered in the PROSPERO
Study selection described
Rationale for exclusion of studies described
Comprehensive search on PubMed
Duplicate article selection
Assessment of conflict of interest
Included studies described
Critical appraisal reported
Publication bias assessment reported
The literature in English only considered
List of potentially relevant sources not included in the review
Rainwater-Lovett et al., 201411
Study selection described
Rationale for exclusion of studies described
Comprehensive search on PubMed
Duplicate article selection
Assessment of conflict of interest
Included studies described
Protocol development not published
The literature in English only considered
Critical appraisal not reported
Publication bias assessment not reported
List of potentially relevant sources not included in the review
Michiels et al., 20138
Study selection described
Rationale for exclusion of studies described
Comprehensive search on PubMed, Cochrane Database of Systematic Reviews, the Health Technology Assessment Database (HTA) and the Database of Abstracts of Reviews of Effects
Duplicate article selection
Assessment of conflict of interest
Included studies described
Critical appraisal reported
Publication bias assessment reported
List of potentially relevant sources included in the review
Protocol development not published
PROSPERO = National Institute for Health Research international prospective register of scientific reviews
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 23
PROSPERO = National Institute for Health Research international prospective register of scientific reviews
Table A7: Strengths and Limitations of the Randomized Controlled Trials using Downs and Black10
Strengths Limitations
Kashiwagi et al., 201612
Objectives stated and explained
Population, interventions, comparators and outcomes described
Findings described and interpreted
Adverse events considered and analyzed
No lost to follow-up for short trial time
A multicenter double-blinded study
Randomization reported
Respective analysis of all participants and those potentially infected
Statistical power calculated before trial
No double blinding
Trial conducted in Japan between November 2014 and March 2015.
Coleman et al., 201513
Objectives stated and explained
Population, interventions, comparators and outcomes described
Findings described and interpreted
Adverse events considered and analyzed
Randomization reported
Respective analysis of all participants and those potentially infected
Trial registration
Power analysis not mentioned
Attrition due to drug side effects
van der Sande et al., 201414
Objectives stated and explained
Population, interventions, comparators and outcomes described
Findings described and interpreted
Adverse events considered and analyzed
A double-blinded study including multiple nursing homes
Randomization reported
Respective analysis of all participants and those potentially infected
Statistical power calculated before trial
Underpowered for the lack of sufficient outbreaks
Trial conducted in the Netherlands between 2009 and 2013.
Booy et al., 201215
Objectives described and explained
Drug use similar to approved manner
Randomization reported
Statistical power calculated before trial
Individual inclusion and exclusion criteria reported
Other infection prevention measures reported
Outcomes defined
Staff training provided for both arms
Active surveillance of outcomes
Trial conducted in aged care facilities in Australia between 2006 and 2008
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 24
Table A8: Strengths and Limitations of the Non-randomized Study using Downs and Black10
Strengths Limitations
Chao et al., 201717
Objectives described and explained
All inmates included
Outcomes defined
Active surveillance of outcomes
Potential confounders considered
Difference in the pattern of drug use and standard of care not discussed
No random assignment of intervention
Other infection prevention measures not reported
Staff training not mentioned
Study conducted in a prison in Taiwan between February 25 to March 26, 2013
Merritt et al., 201616
Objectives described and explained
Outbreak defined
Outbreak management in accordance with guidelines
Other infection prevention measures reported
All inmates included
Outcomes defined
Active surveillance of outcomes
No random assignment of intervention
Confounders not mentioned or adjusted
Study on outbreaks in Australia, 2014
Gorisek Miksic et al., 201418
Objectives described and explained
Outbreak management described
Other infection prevention measures reported
All residents included
Outcomes defined
Active surveillance of outcomes
Outbreak not defined
No random assignment of intervention
Confounders not mentioned or adjusted
Study on outbreaks in Maribor, north-eastern part of Slovenia occurred during the 2011/2012 influenza season
Shinjoh et al., 201219
Objectives described and explained
Disease management described
Other infection prevention measures reported
Outcomes defined
Active surveillance of outcomes
No random assignment of intervention
Treatment assignment related to contact age and physician judgement
Confounders not mentioned or adjusted
Study on infection in Keio University Hospital, Japan,
Higa et al., 201220
Objectives described and explained
Disease management described
Other infection prevention measures reported
Outcomes defined
Active surveillance of outcomes
Confounders mentioned or adjusted
No random assignment of intervention
Treatment assignment related to exposure history, hospitalization, status in the hospital and physician judgement
Study on infection in Okinawa, Japan,
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 25
Appendix 4: Main Study Findings and Author’s Conclusions
Table A9: Summary of Findings of the Included HTA
Main Study Findings Author’s Conclusion
Heneghan et al., 20161
1. NIs reduced the risk of symptomatic influenza in individuals
(oseltamivir RD=3.05%, 95% CI=1.83% to 3.88%;
zanamivir RD=1.98%, 95% CI=0.98% to 2.54%) and in
households (oseltamivir RD=13.6%, 95% CI=9.52% to
15.47%; zanamivir RD=14.84%, 95% CI=12.18% to
16.55%). (p. xxv)
2. No significant effect on asymptomatic influenza (oseltamivir
RR=1.14 95% CI=0.39 to 3.33; zanamivir RR=0.97, 95%
CI=0.76 to 1.24). (p. xxv)
3. In oseltamivir prophylaxis, psychiatric adverse events were
increased in the combined on- and off-treatment periods
(RD=1.06%, 95% CI=0.07% to 2.76%). Oseltamivir, on
treatment, increased the risk of headaches (RD=3.15%,
95% CI=0.88% to 5.78%), renal events (RD=0.67%, 95%
CI=-0.01% to 2.93%) and nausea (RD=4.15%, 95%
CI=0.86% to 9.51%). (p. xxv)
1. “Prophylaxis with either NI may reduce symptomatic
influenza in individuals and in households.” (p. viii)
2. “The balance between benefits and harms should be
considered when making decisions about the use of NIs for
either prophylaxis or treatment of influenza.” (p. 42)
3. “Risk of bias has been insufficiently reported in other
Cochrane reviews that are limited to published research.”
(p. 42)
CI = confidence interval; RD = risk reduction; RR = relative risks.
Table A10: Summary of Findings of the Included Systematic Reviews and Meta-analysis
Main Study Findings Author’s Conclusion
Boikos et al., 20174
1. “165 studies included (95% observational) were generally
of low methodological quality due to lack of adjustment for
confounding variables” (p. 1556)
2. 17 studies related to influenza prophylaxis (p.1565)
3. “NIs appeared effective in reducing secondary transmission
when indicated for prophylaxis.” (p. 1556)
4. “All studies showed either a statistically significant
decreased risk or odds of influenza, or a lower R0 in
individuals who received NIs as prophylaxis compared to
those that did not (in a general population and in adults),
with the exception of an observational study conducted in
healthcare personnel workers by Samra and Pawar (no
statistically significant difference).” (p. 1565)
1. “Most included studies were observational, statistically
underpowered and at high risk of reporting biased and/or
confounded effect estimates.” (p.1556)
2. “NI pre- or post-exposure prophylaxis is likely effective in
reducing secondary transmission of influenza in a general
population.” (p.1556)
Saunders-Hastings, 20165
1. Three studies included for narrative review and only one
was related to influenza prophylaxis with NIs.
2. Mizumoto et al. (2013) reported that secondary infection
rates generally decreased in situations where mass
oseltamivir prophylaxis had been employed, with a median
1. “Insufficient evidence to conclude that antiviral prophylaxis,
seasonal influenza cross-protection, or a range of non-
pharmaceutical strategies would provide appreciable
protection when implemented in isolation.” (p. 2)
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 26
Main Study Findings Author’s Conclusion
secondary infection risk of 2.1% (relative to 16.6% among
those not receiving prophylaxis). In both cases differences
in study design, exposure, and treatment strategies
precluded pooled estimates of effectiveness (p. 8)
Okoli et al., 20142
1. “Neuraminidase inhibitors provided 67 to 89% protection
for individuals following prophylaxis.” (p.1)
2. A significantly lower pooled odds of laboratory confirmed
seasonal or influenza A (H1N1) infection following
oseltamivir usage compared to placebo or no therapy (58
studies; [OR=50.11; 95% CI=50.06 to 0.20; p=0.001;
I=2558.7%). (p.1)
3. “Pooled odds ratio for individual protection with zanamivir
(OR=50.23; 95% CI=0.16 to 0.35).” (p. 1)
4. “Similar point estimates were obtained with widely
overlapping 95% CIs for household protection with
oseltamivir or zanamivir.” (p.1)
5. “No studies of neuraminidase inhibitors to prevent
population-wide community transmission of influenza.”
(p.1)
1. “Oseltamivir and zanamivir are effective for prophylaxis of
individuals and households irrespective of treatment of the
index case.” (p.1)
2. “There are no data which directly support an effect on
wider community transmission.” (p.1)
Rainwater-Lovett et al., 201411
1. “Individuals in facilities where chemoprophylaxis was used
were significantly less likely to develop influenza A or B
than those in facilities with no interventions (OR=0.48, 95%
CI=0.28, 0.84).” (p. 74)
2. “Amantadine or rimantadine significantly reduced infection
risk (OR=0.22, 95% CI=0.12 to 0.42), while neuraminidase
inhibitors did not show a significant effect.” (p. 74)
1. “pharmaceutical control measures have the clearest
reported protective effect in LTCFs” (p. 74)
Michiels et al., 20138
1. The efficacy of NIs in prophylaxis ranged from 64% (16
to85) to 92% (37 to 99); the absolute risk reduction ranged
from 1.2% to 12.1% (GRADE moderate to low). (p. 1)
2. Zanamivir showed a preventive effect on antibiotic usage in
children (95% (77 to 99); GRADE moderate) and on the
occurrence of bronchitis in at-risk individuals (59% (30 to
76); GRADE moderate). (p. 1)
1. “In seasonal prophylaxis of laboratory-proven influenza,
oseltamivir and zanamivir showed more than 50% effective
in healthy adults and at-risk individuals (moderate to low
quality).” (p. 6)
2. “Post-exposure prophylaxis with both NIs proved to be
more than 50% effective in healthy adults and children
(moderate to low quality).” (p. 6)
CI = confidence interval; GRADE = Grades of Recommendation, Assessment, Development and Evaluation; NI = neuraminidase inhibitor; OR = odds ratios; RR = relative risks.
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 27
Table A11: Summary of Findings of the Included Randomized Controlled Trials
Main Study Findings Author’s Conclusion
Kashiwagi et al., 201612
The proportions of participants with clinical influenza were 4.5% (12/267), 4.5% (13/269), and 12.1% (32/265) in the 40 mg (single dose), 20 mg (daily administration), and placebo groups, respectively. A single administration of laninamivir octanoate 40 mg significantly reduced the development of influenza compared with placebo (p = .001). (p. 330)
“A single administration of laninamivir octanoate was effective and well tolerated as post-exposure prophylaxis to prevent the development of influenza.” (p. 330)
Coleman et al., 201513
1. “Three of 40 active participants discontinued zanamivir due
to side effects; the remaining 37 took >85% of scheduled
doses for a median of 121 days.” (p. 78)
2. “Symptomatic, laboratory-confirmed influenza was detected
in one person randomized to zanamivir (25%) and 2/ 20
(10%) who received the vaccine (p=025).” (p. 78)
3. “Forty-seven participants reported 109 episodes of ARI.”
(p. 78)
4. “Factors associated with an ARI were exposure to a
spouse (OR=7.2), child (OR=2.4) or patient (OR=2.0) with
symptoms of an ARI in the previous 7 days.” (p. 78)
1. “Most adults were willing and able to comply with season-
long prophylaxis.” (p. 78)
2. “Report of recent exposure to family members and patients
with an ARI increased the risk of developing an ARI in
healthy adults.” (p. 78)
van der Sande et al., 201414
1. “Randomization was successful in 15 outbreaks, with a few
chance differences in baseline indicators.” (p. 1)
2. “Six outbreaks were assigned to oseltamivir and nine to
placebo. “ (p. 1)
3. Influenza virus positive secondary ILI cases were detected
in 2/6 and 2/9 units respectively (p>0.05); secondary ILI
cases occurred in 2/6 units on oseltamivir, and 5/9 units on
placebo (p>0.05). (p. 1)
4. “Logistical challenges in ensuring timely administration
were considerable.” (p. 1)
“We did not find statistical evidence that PEP with oseltamivir given to nursing home residents in routine operational settings exposed to influenza reduced the risk of new influenza infections within a unit nor that of developing influenza-like illness.” (p.1)
Booy et al., 201215
1. “T&P resulted in a significant reduction in the influenza
attack rate amongst residents: 93/255 (36%) in residents in
treatment only facilities versus 91/397 (23%) in T&P
facilities (p=0.002)” (p. 1)
2. “Significant reduction in mean duration of outbreaks (T =
24 days, T&P=11 days, p=0.04).” (p. 1)
3. “Deaths, hospitalizations and pneumonia were non-
significantly reduced in the T&P allocated facilities.” (p. 1)
4. “Drug adverse events were common but tolerated.” (p. 1)
“Our trial lacked power but these results provide some support for a policy of ‘‘treatment and prophylaxis’’ with oseltamivir in controlling influenza outbreaks in ACFs.” (p.1)
ACF = aged care facilities; ARI = acute respiratory infection; OR = odds ratios; T&P = treatment and prophylaxis
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 28
Table A12: Summary of Findings of the Included Non-randomized Studies
Main Study Findings Author’s Conclusion
Chao et al., 201717
“In the 878 uninfected inmates 47.0% (413/878) of inmates received prophylactic oseltamivir at the end of the 2nd week, the incidence of influenza-like illness was lower than those without prophylaxis (6.2% versus 2.4%; p=0.013).” (p. 175)
“The use of oseltamivir may be a practical intervention to control an H1N1 outbreak an enclosed environment such as this.” (p. 176)
Merritt et al., 201616
1. “41 outbreaks (12 in the prophylaxis group and 29 in the
treatment-only group)” (p. 14)
2. “No significant difference in overall outbreak duration;
outbreak duration after notification; or attack, hospitalization
or case fatality rates between the two groups” (p. 14)
3. “Prophylaxis group had significantly higher cases with
influenza-like illness (p = 0.03) and cases recommended
antiviral treatment per facility (p = 0.01).” (p. 14)
“No significant difference in key outbreak parameters between the two groups” (p. 14)
Gorisek Miksic et al., 201418
1. “The duration of the outbreak was shorter in the NH1 where
oseltamivir prophylaxis was instituted for all residents (8
days), than in NHs where selective prophylaxis with
oseltamivir and no prophylaxis were used (14 and 12 days,
respectively)” (p. 73)
2. Proportions of residents who developed acute respiratory
infection in the course of influenza outbreak were 55/208
(26.4 %) in NH1, 64/167 (38.3 %) in NH2, and 31/164 (18.9
%) in NH3 (p. 73)
3. “Hospital admission was required in 2/55 (3.6 %), 5/64 (7.8
%), and 5/31 (16.1 %) residents of NH1, NH2, and NH3,
respectively, while 1/55 (1.8 %), 1/64 (1.6 %), and 3/31 (9.7
%) residents of the corresponding NHs died” (p. 73)
“Duration of the outbreak was the shortest in the NH where prophylaxis with oseltamivir was given to all residents.” (p. 73)
Shinjoh et al., 201219
1. The rate of secondary infection among contacts not given
PEP was 29% (5/17), and the rate among contacts given
PEP was significantly lower, 3% (2/63; p = 0.004). (p. 1119)
2. “The contacts who received PEP within 24 hours (59), for
influenza A (23) and those who received zanamivir (15) did
not develop influenza. No adverse events were reported.” (p.
1119)
“PEP using oseltamivir or zanamivir for unexpected occurrences of nosocomial influenza in pediatric wards is safe and effective” (p. 1119)
Higa et al., 201220
1. The incidence of influenza was lower among the close
contacts who received chemoprophylaxis than among those
who did not (OR=0.07; confidence interval, 0.01 to 0.49;
p=0.012). (p. 299)
“Chemoprophylaxis might be useful to prevent nosocomial spread of infection between hospitalized patients.” (p. 299)
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 29
Main Study Findings Author’s Conclusion
2. “When the index cases were healthcare workers, the
incidence of influenza was not different between close
contacts who did or did not receive chemoprophylaxis.” (p.
299)
NH = nursing home; PEP = post-exposure prophylaxis
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 30
Appendix 5: Additional References of Potential Interest
Potentially relevant non-systematic review
Goeijenbier M, van Genderen P, Ward BJ, Wilder-Smith A, Steffen R, Osterhaus AD. Travellers and influenza: risks and prevention. J Travel Med. 2017 Jan;24(1).
Antiviral drugs for seasonal influenza 2016-2017. Med Lett Drugs Ther. 2017 Jan 2;59(1511):1-3.
Duncan D. Stop the spread: prevention and reduction of influenza among older individuals. Br J Community Nurs. 2016 Sep;21(9):446-50.
Uyeki TM. Preventing and controlling influenza with available interventions. N Engl J Med [Internet]. 2014 Feb 27 [cited 2017 Jun 9];370(9):789-91. Available from: http://www.nejm.org/doi/pdf/10.1056/NEJMp1400034
Maxwell-Scott H, Hedley L, Panesar P, Nastouli E. Antiviral therapy for the treatment and prophylaxis of influenza. Br J Hosp Med (Lond). 2013 Oct;74(10):C157-C160.
Beck CR, Sokal R, Arunachalam N, Puleston R, Cichowska A, Kessel A, et al. Neuraminidase inhibitors for influenza: a review and public health perspective in the aftermath of the 2009 pandemic. Influenza Other Respir Viruses [Internet]. 2013 Jan [cited 2017 Jun 9];7 Suppl 1:14-24. Available from: http://onlinelibrary.wiley.com/doi/10.1111/irv.12048/epdf
Martin ST, Torabi MJ, Gabardi S. Influenza in solid organ transplant recipients. Ann Pharmacother. 2012 Feb;46(2):255-64.
Potentially relevant evidence-based guidelines
Lopez-Medrano F, Cordero E, Gavalda J, Cruzado JM, Marcos MA, Perez-Romero P, et al. Management of influenza infection in solid-organ transplant recipients: consensus statement of the Group for the Study of Infection in Transplant Recipients (GESITRA) of the Spanish Society of Infectious Diseases and Clinical Microbiology (SEIMC) and the Spanish Network for Research in Infectious Diseases (REIPI). Enferm Infecc Microbiol Clin. 2013 Oct;31(8):526.e1-20.
Engelhard D, Mohty B, de la Camara R, Cordonnier C, Ljungman P. European guidelines for prevention and management of influenza in hematopoietic stem cell transplantation and leukemia patients: summary of ECIL-4 (2011), on behalf of ECIL, a joint venture of EBMT, EORTC, ICHS, and ELN. Transpl Infect Dis. 2013 Jun;15(3):219-32.
Potentially relevant clinical guidelines
Committee on Infectious Diseases, American Academy of Pediatrics. Recommendations for prevention and control of influenza in children, 2015-2016. Pediatrics [Internet]. 2015 Oct [cited 2017 Jun 9];136(4):792-808. Available from: http://pediatrics.aappublications.org/content/136/4/792.long
http://www.nejm.org/doi/pdf/10.1056/NEJMp1400034http://onlinelibrary.wiley.com/doi/10.1111/irv.12048/epdfhttp://pediatrics.aappublications.org/content/136/4/792.long
SUMMARY WITH CRITICAL APPRAISAL The Use of Antivirals for Influenza Prophylaxis 31
Sandherr M, Hentrich M, von Lilienfeld-Toal M, Massenkeil G, Neumann S, Penack O, et al. Antiviral prophylaxis in patients with solid tumours and haematological malignancies--update of the Guidelines of the Infectious Diseases Working Party (AGIHO) of the German Society for Hematology and Medical Oncology (DGHO). Ann Hematol [Internet]. 2015 Sep [cited 2017 Jun 9];94(9):1441-50. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4525190
Baek JH, Seo YB, Choi WS, Kee SY, Jeong HW, Lee HY, et al. Guideline on the prevention and control of seasonal influenza in healthcare setting. Korean J Intern Med [Internet]. 2014 Mar [cited 2017 Jun 9];29(2):265-80. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3957004
Allen UD, Canadian Paediatric Society, Infectious Diseases and Immunization Committee. The use of antiviral drugs for influenza: guidance for practitioners, 2012/2013; Paediatric summary. Paediatr Child Health [Internet]. 2013 Mar [cited 2017 Jun 9];18(3):155-62. Available from: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3680290
Committee on Infectious Diseases, American Academy of Pediatrics. Recommendations
for prevention and control of influenza in children, 2012-2013. Pediatrics [Internet]. 2012
Oct [cited 2017 Jun 9];130(4):780-92. Available from:
http://pediatrics.aappublications.org/content/pediatrics/130/4/780.full.pdf
http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4525190http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3957004http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3680290http://pediatrics.aappublications.org/content/pediatrics/130/4/780.full.pdf