Raymond C Fisher Financial Disclosure Report for 2009

8/3/2019 Raymond C Fisher Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/raymond-c-fisher-financial-disclosure-report-for-2009 1/9

Report Required by the Ethics

ao lo FINANCIAL DISCLOSURE REPORT i . G o v e m m c n t A c t o / 1 9 7 8mow FOR CALENDAR YEAR 2009 0 u.s .c , app. §§ 1o1.I11)

I M P O R T A N T N O T E S : ~7~e i~ct lo,~ accompanying this form m~st be fol lov, w4. Com plete a l l pa r t~checking the NONE box for ea~h part whtre yOu have no reportable information. Sign on laM page.

I . P O S I T I O N S . ( ~ ,m i,,~,,~ o,*r,,~ ~ ~-t3 o fm ,,~ ~,,,,~,,~

[~] N O N E ( N o reportable positions.)

POSITION blAME OF ORGANIZATION/ENTITY

CONSTITUTIONAL RIGHTS FOUNDATION (NONPROFIT), LOS1. MEMBER, BOARD OF DIRECTORSANGELES, CA

2. MEMBER, BOARD OF DIRECTORS WESTERN JUSTICE CENTER FOUMDATION (NONPROFIT), PASADENA,

C A

NONE (No reportable agreements.)

D A T E P A R T I E S A N D T E R M S



FINANCIAL DISCLOSURE REPORT [ ~R~

Page 2 of 9 5 F 2 1 / 2 0 1 0

Ill. NON-INVESTME NT INC OME . tR~,~ ~, ,~.,~ ~u~,;,~ 17.24 of J’ding

A. Flier’s N on-Investment Incom e

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

(yours, not spouse’s)

1.

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t In c o m e - If J’ou wire married du ring any p ot~on of t ls¢ repotltng year, complete ~hl~ sec~lot~

( D o l l a r a m o u n t n o t r ~ l u i r e d t~ c e p t f o r h o n o r a r i a .)

[---] NONE (No reportable non-investment income.) , ,

D A T E SOURCE AND TYP~

1, Jan-Dec 09 CA STATE. TEACHERS RETIREMENT SYSTEM - PENSION

2.

3.

4.

IV . R E IM B U R S E M E N T S -fln¢lud~ thoze ~ s~e ~ ~nt chll~en; se~ ~. 2~-27 of fling ~t~,)

~ NONE (No reportab& reimbursements . )

~ ~ L O C A T I O N P~SE ITEMS PA~ OR PRODDED

I. ~pt.of Ilomel~d ~ Aug.2-3~ W~ngton D.C. S~ at EO~ ~1 ~ng, M~ls, T~ns~mt~nTraining Conf~

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT

Page 3 of 9 r a S h E R , R A Y M O N D C . 5 / 2 1 1 2 0 1 0

N O N E (No reportable gifts.)

I.

2.

3.

4.

5.

VI. LIABILITIES. a,,a,,t~ ~o.,, o~,~,,,a ~ children; ,eeplx 32-33 offding ins~’ts~iot~.J

[~ N O N E (No repo rtable liabil i t ies . ) . .

~ DESCRIPTION VALUE CODE

1.

3.

4.

5.



2. M .L YNC H R E AD Y AS S E T S TR U S T A Dividend K T

3 . RFC STRIPS 0°/e 4 / 1 5 / 0 9 None Redeemed 0 4 / 1 5 1 0 9 J A

4 . R F C STRIPS 0~ 7 1 1 5 1 0 9 N o n e R e d e e m e d 0 7 1 1 5 1 0 9 K A

5. RFC STRIPS 0% 1 0 /1 5 /0 9 None " Redeemed 1 0 L I 5 / 0 9 J A

6. RFC STRIPS 0% 1 /15/ i0 None , K T

7. RFC STRIPS 0°/0 41 1511 ! None J T

8. RFC STRIPS 0"/0 7/I 5/11 None J T

9. RFC STRIPS 0% 4/15112 None . J T

1 0 . RFC STRIPS O"A 10/15/13 None K T

1 1 . RFC STRIPS 0% 10 /15/15 None K T

1 2 . US TREAS STRIPS 0°/9 2/15109 None Redeemed 02/17/09 J A

1 3 . US TREA S STRIPS0% 5/15/I0 None K T

~ 4 . US TREA S STRIPS 0% 11115110 No~ K T

1 5 . US TREA S STRIPS 0% 2/I 5/I I None K T

1 6 . US TREA S STRIPS 0% 11 /15II I None K T

1 7 . US TREAS STRIPS 0% 8/15/12 Not~ L T




Pago 5 of 9

] F I S II E ~ ~ Y M O N D C .

5~ l~010

~ NO~ ~o re~able income, ~sets, or tramactiom.)

1 8 . U S XRE A S S ~S~A 5 /1 5 /1 3 None K T

1 9 . US TREA S STRIPS 0% 8~15/13 ’ ’ ’ None K , T ~

20 . us TREA S STRIPS 0%. 2/I 5/14 " Nbne ’ K " . " T

2 1 . U S T R E A S S T R I P S 0 % I i / 1 5 / 1 4 None K ..... ~ T "

22 . FNMABOND6.625%9/15/0~ A " Interest ’" , " .... R~deet~ l ¯ 09 /15 /09

23 . FINANCING CORP STRIPS 0% 2./8/10 None J "" T ......

24 . FINANCING CORP STRIPS 0% 5130 /13 None J :T B u y 07/30/09

25. FINANCING CORP STRIPS 0"/ , 5 /30 /14 " " N o n e IK ~T.t

26 . FHLMC NOTE 5.125% 7/15/12 A Interest J

27 . CD R-G PREMIER ~K. PR 4.95% 8/31 /09 A I n t ~ t ~ : ~ t~

" Matmed 0gr~ i/09 K

28 . CD C OLONIAL BK, AL 1.2% 3/18~10 A Interest ’ B u y 03110/09 L

2 9 . CD C OLONIAL BI~ AL 1.2% 3/18/16 " . Noa¢ Rodnemed 08/24t09, L

3 0 . CD A MEX BK 2.35% ~’/18/I I A Interest - L " T Buy I0~/t0/09 L

3 1 . CD H ILLCREST B’K, KS 4.15% 6$29/I 2 A Inmrest J

3 2 . AMERICA N GROW’I’ll FUND A Distribution L "~ B u y 10/06/09 J(addS)

33 . BLAC KROCK LARGE C AP GROWTH None L T

34 . BLAC KROCK E QUITY D1V FD A Dis~bution K T B u y 12/02/09 K



F IN A N C I A L DIS C L O S U R E R E P O R T s,~ otP~. R~t

Page 6 of 9 s~s~ ~v~osa c.

[

5~0~0

V I i. ~ ~ST~N TS and TR U STS - i~o~ ,~,~. ~,~ t~t~ ,~ 0~,~ ,~

NONE ~o reportable inco~, ~sels, or lra~actio~.)

A. B. C. D.

~ ~ ~ ~1~ ~I ~v~ ~2 M~ ~,~1~ ~2 ~l ~/~11~(A’}O ~ ~t.) ( J - P ) ~ 3 ~n) ( J - p ) (if pd~e

’" (~w)

35. BLACKR~ G~B~ AL~. FD A ~s~on : K T B~’ 1 ~ K

3 6 . BLAC~K ~p A ~s~6~ ~ 1~ L

37 . COLUMBIA MA~ICO GRO~H FD A ~s~fion , L T Bu y 10I~

3 8 . DAVIS NY ~ FD A ~ ~s~ L T B~ I~/~

39 . DELAW~ SMALL C~ V~UE FD’ No~ Sold l~0~ K

~. DE~WA~ LTD TE~ DIVE.IF. ~C A Divid~ L T B uy I~ L

4 1. FIDELITY ADV DIVERS~D I~ FD A Div~d ; L ’ T B uy ~0/~~(a~)

4 2. FIDEL~ ADV STR~ INCM ~ A ~fid~ ~ld ~0/~ L

4 3. FIDELI~ NEW ~SIG~S ~ No~ L T

~. G O L D M A N S A ~ IS L A R G E C A P V A L U [ A ~s~fi~ K .T

FD

45 . ~ R T F O RD F LO A T IN G R A T E F D B ~fi~d L T ~ld ~ K

~. HAR~ORD GRO~ ~ No~ L T B~ ~0~ K

4 7, J.I~NC~K LG C~ EQ FD B ~fidend L T B uy 1~ ~ " "

(~)4 8. I VA W O R ~W I DE F D A ~ K T B uy 1~ K

4 9. ~ MORGAN VALUE~ A ~s~tioa L T

S0 , L~MtS SA~ STRTGC ~C FD a ~d L T ~ 1~0~ K(~)

5L M U N D E R SM A L L C A P V ~ U E F D No~ ~ld



F IN A N C I A L DIS C L O S U R E R E P O R T

Page 7 of 9~ ns~ ~o~c.

VII. ~VE ST~NTS and TRUSTS - ~ .... ~,

NONE ~o reportable income, ~se~, or tra~actio~,)

--~]~] (2)1

3 2 . NA~XIS INC DI~ FD A ~ SuM 1~0~ K

5 3 . NA~XIS GATEWAY ~ A Di~dend K . ~’ B u y t~ K

54. OPPENI~ER ~LL & M~ CAP A ~s~bua~ J ~ TV A L U E F D

55. PIMCO TOTAL ~ ~ B ~dend " K " T

56. T EM P LET O N W O ~ DF D. B ~ L

57. ~O~BURGCO~GRO~H FD " N~e " ’ ~ld 1~0~

(addq)

:59. Vm~S MULTIS~OR ~NDS B ~d~ " L T

61 . SCHWAB M~I F~D A lam~ J ~ T .

62 . JA~S MI~AP VALUE ~. A ~vid~d J T(C.SCHW~)

63 . COACIIMAN COMMON S~K N~ J W

~. CITY NATIONA’L B~K I~ A In~r~t ~s~bu~ 11~1~ J

65. BEST AME~CAN ~ND A~Ui~ ~ N~ L T.~ (F~.V~ EQUIP) ¯

6 6 . ~A A~U ~1~ - JAC~ON B lnm~ M TNATIONAL LIFE

6 7 . ME,AN 145 L~.~S~E~ None J UPROPER~ #1 LA,. CA (~TA~)

6 8 . VE~T DEVELOPMENT LPI- L~A Inter K W

~R




Page 8 of 9

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.



I X . C E R T I FIC A T I O N .

1 certify that al l information given above (including information pertaining t~ my sp ou~and minor or dep endent ch ildren, if any) is

accu.ra. l~, true, and com plete to the be~t of my know k-dge and be lief , and that any information not reported was withheld becausit met applicabl statutoryprovu~one perml tdng non-di~cin~ure.

1 further certify that earned income from oul~ide employment and honoraria and the acceptance of gif ts which have been reported are incompliance w~h the provi~on* of 5 U.S.C. app. § 501 eL seq~ 5 U.S.C. § 7353, and Judicial Conference regulatinns.

N O TE: A N Y I N DIV IDUA L W H O K N O W I N G LY A N D W I LF ULLY F A LS IF I ES O R F A LLS T O F ILE T H I S R EP OR T M A Y B E S UB J EC T T O C I V I LA ND CRIMINAL SANC TIONS (5 U.S .C . app . § 104 )

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

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Raymond C Fisher Financial Disclosure Report for 2009