Rebecca R Pallmeyer Financial Disclosure Report for 2010

8/3/2019 Rebecca R Pallmeyer Financial Disclosure Report for 2010

1/8

FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C app. 101-111)

1 . P e r s o n R e p o r t i n g (last name, first, middle initial)Pal lmeyer , Rebecca R.

4. Title (Article llI judges indicate active or senior status;magistrate judges indicate full- or part-time)

Arti le III Judge (active)

7. Chambers or Office Address219 South Dearborn StreetR o o m 2 1 7 8Chicago, Il l inois 60604

2 . C o u r t o r O r g a n i z a t io nU.S. District Court

3. Date of R e p o r t05/15/2011

5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my op inion, in compliancewith applicable laws and regulat ions .

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

Reviewing Officer Date

IMPORTANT NO TES: The instruct ions accom panying this form mu st be fol lowed. Com plete a ll parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . r n e p o n i n g individua l only; see pp. 9-13 of f il ing instructions.)~] N O N E ( N o reportable posit ions.)

POSITION

2.3.

4.5.

N A M E O F O R G A N I Z A T IO N / E N T I T Y

I I . A G R E E M E N T S . m e p o . i n g individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreemen ts.)

D A T E PA RT IES A N D T ERM S


2/8

FINANCIAL DISCLOSURE REPORTPage 2 o f 8

N a m e o f P e r so n R e p o r t in gPallmeyer , Rebecca R.

D a t e o f R e p o r t05/15/2011

I I I . N O N - I N V E S T M E N T I N C O M E . m c p o n l n g indlvidual and spouse; see pp. 17-24 of f!llng instructions.)A. Fliers Non-Investm ent Incom e

~ (No reportable income.)ONE non-investmentDATE SOURCE AND TYPE

1. 2010 U.S. District Judge Salary2.3.4.

I N C O M E(yours, not spouses)

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f you were m arried during any portion of the repo rting year, complete this section.(Dollar amount not required except for honoraria.)

[] N O N E (No reportable non-investment income.)

1. 20102. 1/13/103. 1/25/104.2/18/105.3 /31/106. 5/31/107. 8/31/108 .9 /03/109. 9/21/10

DATE SOURCE AND TYPEN orthwestern Universi ty SalaryHonorarium: Universi ty of Minnesota ($500.00)Royal ty: Oxford U niversi ty PressRoyal ty: John W i ley & SonsHonorarium: St. Olaf College ($600.00)Royalty: American Psychological AssociationRoyalty: Guilford PressRoyal ty: John W i ley & SonsRoyal ty: Guilford Press

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmenL(Includes those to spouse and dependent children; see pp. 25-27 oJ~iling instructions.)

~ N O N E (No reportable reimbursements.)SO U RC E D A T ES L O C A T IO N

7/21/10 - 7/23/10 Santa Fe, NM. Amerian Law Inst i tute-American B ar Associat ion

PU R PO S EPanel Member - Seminar

ITEMS PA ID O R PRO V IDEDTransporat ion, Meals


3/8

FINANCIAL DISCLOSURE REPORTPage 3 of 8

N a m e o f P e r so n R e p o r t in gPallmeyer , Rebecca R.

3.4.5.

Date of Report05/15/2011


4/8


Name o f Person Report ingP a l lmeyer , Rebec c a R.


V . G I F T S . a n c l u d e s those to spouse and dependent children; seepp. 28-31 of f!ling instructions.)N O N E ( N o reportab le gifts .)

SOURCE DESCRIPTION1 .

2.

3.

4.

5.

V A L U E

V I . L I A B I L I T I E S . (Includes those of spouse and depen dent children; see pp. 32-33 o f f il ing instructions.)N O N E ( N o repo rtable liabilit ies.)

CREDITOR DESCRIPTION1 .

2.

3.

4.

5.

VALUECODE


5/8


N a m e o f P e r s o n R e p o r t in gPa l l m e y e r , Re b e cca R .


V I I. IN V E S T M E N T S and T R U S T S -i .... +, value, t ransact ions ( Includes those of spouse an d depend ent chi ldren; seepp. 34-60 of f i l lng ins t ruct ions .)N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e ts( i n c l u d in g t r u s t a s s e t s )Place "(X)" aider each asset

exempt from p rior disclosure

Income during Gioss value at end .... Transactions during reporting periodr e p o rt i n g p e r i o d o f r e p o rt i n g p e r i o d(1) (2 ) (1) ......... (2): :: (1 ) (2 ) (3) ~ (a) ( 5 )Amount Type(e.g., Value V alue.- -- T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fCode t d i v . , r e n t ~ . C o d e 2 Methrd: !my,~ell, m m / d d / y y C o d e 2 C o d e 1 buyer/seller(A:H) . . o r i n t . ) . Q ~ P ) c od e 3 : i ed em p t in n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

I. Check ing Accoun t : Chase , Ev ans ton , IL A Interest J2. CD: C hase , Evans ton , IL A Interest J T3. Money Market Accounts: Chase, Evanston, A Interest M TIL4. T IA A -CR EF N o ne O T

1 5 . Metropol i tan Life A Dividend6. E a t o n V a n c e T a x M g m t E m e r g i n g M a r k e t A DividendInstl.7. Fidel i ty Advisor Leveraged Co. Stk. CI.I A Dividend K T

Sold 10/05/10 J A

8. Harbor Bonds Ins. A Dividend J T9. I Shares S & P Index Fund A Dividend Sold 10/05/l 0 K A

I0 . I Shares TR M SCI . Eafe . Index Fund A Dividend Sold 10/05/10 J A1 1 . Market Vectors ETF TR. Global Alternat ive A DividendEnergy1 2 . Keeley Smal l Cap V alue Clas s A A Dividend T

Sold 10/05/I 0 J A

1 3 . Am er ican Funds New W or ld Fund A B Dividend K T1 4 . Pr i m e F u n d C ap i ta l R es e r v es M o n ey M ar k e t A Interest J T1 5 . Double l ine Tota l Retum Bond FD C L 1 A Dividend K T Bu y 10/08/10 K1 6 . Oppenheimer In t l Bond FD CL Y A Dividend K T Bu y 10/08/I0 K17. Parnassus Equi ty Income Por t . A Dividend K T Bu y 10/08/10 K

; i ~ lncome Gain C0desi A ~$i ;~00 6~ i6~ B =si;100i ~ $2~500 C --$2;501 : S5,000 D =S5,001 - $15,000(S~e Columns B I ahd I)4) .......~ ~$50;~6i ~ ~i00;006 .... G --$i00~00i ~ $ii0001000 ~ $5i000,000 1-12 =More than $5~000;000

2. V alue Codes J = $15,000 or less K =$15,001 ~ $50,000 L = $50~001 -$100,000 M =$100,00] -$250;000( S ee Col umns CI and D 3) N = $250,001 -$500,000 0 =$ 50 0,0 01 - $ 1,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $5 ,0 00 00 0 P2 =$5,000,001 ,$25,000,000

P3 --$25,000,00i ~ $~0~000,000 P4 =MOre than $50,000,0003. Value Method Codes Q =Ap p ra isal R =Cost (Real Estate Only) S =Assessment T = Cash Mar ket( S ee Col umn C2) U = B ook Val ue X( =Other W =Estimated

E =$15,001 - $50,000


6/8


N a m e o f P e r s o n R e p o r t in gPa l l m e y e r , Re b e cca R .

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , , r a n s ~ e t lo n s a n e l ~ d e s t h o s e o l s p o u s e a n d dependent children; see pp. 34 -60 o f f i li n g i n s t r u c t i o n ~ )N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.Descrip tion of Assets Incom e during Gross value at end Transactions during reporting period

(including trust assets) report ing period : of report ing pe r iod : (11 (2) (1 ) (2 ) (1 ) (2) (3 ) (4) (5)

Place"(X)!~ after each asset A mo un t " typ e (e.g ., Value Value Type (~ .g., Date . Value I Gain ,., : Identity ofexempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mngdd/yy Code 2 Code 1 buyer/seller(A-H) o r i n t . ) (J-P) Code 3 . . .. redemption) (J-P) (A -H) (if private

(Q-W) transaction)

1 8 . Pimco Commidty Real Return Inst . A Dividend J1 9 . Pr inc ipa l High Y ie ld CI A A Dividend K20 . RS Partners Fund CI Y A Dividend J21 . T Row e Price Real Est . Fund A Dividend J22 . Dodge & Cox Income Prosp ; A Dividend J23 . Double l ine Core F ixed Income C1 1 A Dividend J

T Bu y

T Bu yT Bu yT Bu yT Bu yT Bu y

10/08/10 J10/08/10 K10/08/10 J10/08/10 J12/09/10 J12/09/10 J

: (See Columni B Fand D4) : ~ F = $50,001 - $100;000 G =$~ 00,001 - $1 ,000,0002. V alue Codes J = $15,000 or less K =$15,001 - $50;000

(S ee Colum ns CI and D3) N = $250,001 -$500,000 O =$500,001 - $I,000,000P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Ap p ra isal R =Cost (Real Estate Only)

( S ee Col umn C2) U = B ook Val ue V = Ot h er

C =$2,501 - $5,0001-11 =$1;000,001- $51000,000L =$50,001 - $I00;000P 1 =$ I ;000,001 - $5,000,000P4 =More than $50,000,000S =AssessmentW =Estimated

D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0H2 =More than $5,000,000 . . . . .M - $ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0P 2 = $ 5 , 0 0 0 ,0 0 1 - $ 2 5 , 0 0 0 ,0 0 0T = Cash Mar ket


7/8


Nam e of Person ReportingP a l l me y e r , Re b e cca R .


VII I. ADDIT IONAL INFOR MAT ION OR EXPLANA T IONS. (lndicate part of report.)


8/8


Name of Person Report ingP a l lmeyer , Rebec c a R.

Date of Report05/1512011

IX. CERTIFICATION.I c e r t ify th a t a l l in fo rma t ion g iven above ( inc luding info rm a t ion pe r t a in ing to my s pous e and minor o r depend ent c h i ldren , if any) i sac c ura t e , true , and c om ple t e t o th e bes t o f my k n owledg e and be l i e f , and th a t any info rmat ion no t repor t ed was w i th h e ld bec aus e i t me t app l i c ab le s t a tu to ryp rov i s ions pe rmi t t i ng non-d i s c los ure .I fur ther ce r t i fy tha t ea rned income f rom outs ide employment and honorar ia and the accep tance of g i f t s which have been repor ted a re incomp l iance wi th the p rovis ions of 5 U .S .C . app . 501 e t . seq . , 5 U.S .C . 7353, and Judicia l Conference regula t ions .

Signature: S/Rebecca R. Pallmeye r

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R FA I L S T O F IL E T H I S R E PO R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . app . 10 4)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Documents

Rebecca R Pallmeyer Financial Disclosure Report for 2010