Regional 2 Seminar 14 June 5 - 6 - Casino Essentials · 2020-03-14 · • American Institute of Certified Public Accountants (AICPA) ... This is only required if you are requesting

June 5th - 6th

Suquamish, WA

RegionalAnti-Money Laundering

Seminar

2014

CASINO ESSENTIALS

WASHINGTON REGIONAL ANTI-MONEY LAUNDERING SEMINAR 2014

Suquamish Clearwater Casino Resort15347 Suquamish Way NESuquamish, WA

[email protected]/casinoessentials


Title 31 Compliance Officers, Title 31 Committee Members, Casino Accounting and Finance, Directors, Executives, Cage Management and Supervisors, Title 31 Staff, Audit and Compliance, Operational Managers and Supervisors that interact with customers, HR Personnel, Slots, Table Games, Poker and Cage Management, Cage Staff, Revenue Audit, Casino Accounting, Directors, Executives, Gaming Commissioners, Marketing Management, Gaming Supervisory Staff, Tribal Members, Tribal Interns, Security and Surveillance Management, and anyone in an ownership position or responsible for Title 31 tracking or reporting of Suspicious Activities.

Attendee Package$450* This Includes:

• Lunch on the second day• Access to all the sessions of the

conference• Conference training material

*Does not include Hotel.

INFORMATIONAL BROCHURE

WHO SHOULD ATTEND?





Suquamish Clearwater Casino Resort is the host hotel for the 2014 Conference. They are offering attendees a special conference rate of $132.00 per night for the water view room, and $110.00 per night for the non-water view room. To reserve your room please call 1-866-609-8700 and request your reservation under Casino Essentials

Natural hues, classic textures, tasteful decor and sparkling waterfront views.

Whether you’re on vacation from Seattle or a weekend getaway from Poulsbo, we take pride in making you feel spoiled when you stay at Suquamish Clearwater Casino Resort. Our 85 rooms are plush with the softest, finest quality linens and luxurious beds. You’ll see the exquisite detail in every room, from natural wood accents to beautiful wall coverings.

Take advantage of the natural setting that Washington and the Puget Sound have to offer with our sweeping waterfront views from our hotel, plus special amenities like our zero-entry pool. It’s designed to make you feel like you are walking into the ocean from your own island beach.

Suquamish Clearwater Casino Resort

Luxury Waterfront Hotel Resort


ACCOMMODATIONS





AGENDA

THURSDAY

2:30pm - 2:45pm Break

11:30am - 1:00pm Lunch Provided

10:00am - 10:15am Break

2:00pm - 2:15pm BreakFRIDAY

Opening Session Introductions 1:00pm - 1:30pm

Questions and closing remarks3:30pm - 4:00pm

Compliance Program Requirements

• 4 Pillars• Additional Program requirements

1:30pm - 2:30pm

Know your Customer and Enhanced Due Diligence

• What is this? • How can this future requirement

be implemented into day-to-day operations

9:00am - 10:00am

An Internal Audit Perspective of your AML Program

• Timing and extent of independent testing

• Compliance versus consultative approach

1:00pm - 2:00pm

Suggestions, Training, Do’s and Don’ts for your Title 31 and SAR Programs

• BSA Committee topics • Committee professional develop-

ment• How to set up a successful mee-

ting that is “pro-compliance” and balances operational needs

• Who should be on the committee and why

• SAR Committee Members, Disclo-sure, Methodologies for reporting (and not reporting)

10:15am - 11:30am

Preparing for an IRS Assessment or Examination: Do’s and Don’ts

• Assessment or Examination. Is there a difference?

• Real life case studies• IRS Detailed Audit Plan• Response plan to address

findings

2:15pm - 3:30pm

Workshop: Enhance your Written Compliance Program

• Together, we will work through your current written program and risk assessment to ensure that all FinCEN required items are in your compliance program.

2:45pm - 5:00pm






Mindy Letourneau, Managing Director of Casino Essentials, provides educational services to the Financial and Gaming industries to ensure compliance with Federal, State and Jurisdictional regulations such as Anti-Money Laundering/BSA/Title 31, Human Resources, and OSHA regulations. She has more than 15 years experience of BSA regulatory compliance in the gaming and financial industry with extensive experience managing Gaming operations, with key emphasis on regulatory compliance, performance management and operational efficiencies. Mindy’s ability to provide training strategies that balance operational efficiencies, profitability and compliance allows organizations to pursue their mission in a findings free environment. She holds a Master’s degree from San Diego State University. Mindy has authored several educational articles as a published writer for one of the largest magazines in the Gaming Industry: Casino Enterprise Management Magazine. She has educated casino gaming professionals across the nation and most notably the National Indian Gaming Association, Great Plains, Midwest and Oklahoma Indian Gaming Associations, several State Association professionals via AML Webinars and Casino Essentials Seminars and Webinars. In addition, Mindy provides professional consulting services for Title 31, AML and OFAC training services for casinos.

Mindy Letourneau

Managing Director, Casino Essentials

E-mail: [email protected] Phone: (877) 811-3534 X 102

SPEAKERS INFORMATIONAL BROCHURE





Gina St. George is a member of Moss Adams LLP’s Tribal and Gaming Services Group. Moss Adams is one of the 15th largest CPA firms in the United States and specializes in focused groups to better serve their clients.

Gina has over 20 years of combined public accounting, hospitality and gaming industry experience, to include controller for a tribal gaming hotel and casino, financial and compliance auditor and restaurant manager. Gina utilizes her combined operational and public accounting experience while performing financial statement audits and other compliance and consulting engagements. Gina’s experience includes auditing and financial reporting, compliance with state and federal regulations, and developing and implementing operational and accounting internal controls. Gina also provides internal and external training on fraud detection and prevention, internal audit, food and beverage controls, and other specialized training. Additional services include forensic and accounting assistance, control system improvement, and operational assessment projects.

Professional Affiliations and Certifications

• American Institute of Certified Public Accountants (AICPA)• Institute of Internal Auditors – Gaming Audit Group (IIA)• Association of Certified Fraud Examiners (ACFE)• Hospitality Financial and Technical Professionals (HFTP)

Gina St. George, CPA, CFE

Senior Manager, MOSS ADAMS LLP

E-mail: [email protected]: (800) 929-3582 x45213

SPEAKERS INFORMATIONAL BROCHURE





This is only required if you are requesting CPE units as a CPA. Required for basic learners that have less than 6 months AML or Title 31 experience: Basic learners that do not have AML compliance are required to take the Casino Essentials online AML courses (Title 31 and SAR training) course and pass with a 70% prior to taking the AML conference. There is not an additional charge for this requirement. Contact Casino Essentials at (877) 811-3534 x102 to request online study registration. No prerequisite requirements for Intermediate or Advanced learners. This Group Live program does not require advanced preparation.

Requests for refunds must be received in writing within the timeframe of cancellation to receive yourremaining reimbursement. Requests for refunds must be received in writing by April 14, 2014. Requests made by April 14, 2014 will be subject to a $195.00 cancellation fee and refund requests received by May 10, 2014 will be subject to a 50% cancellation fee. Refunds will not be granted after May 10, 2014.Individuals who cancel a confirmed enrollment less than 60 calendar days before the class and fail to providea qualified replacement to fill the enrollment will be billed for 100 percent of the full tuition fee (list price).Those who fail to appear for training as scheduled will be billed for 100 percent of the full registration fee (listprice).

Casino Essentials reserves the right to reschedule or cancel any scheduled center-based training class uponten business days notice to confirmed registrants (or upon five business days for online training classes).Registrants may then enroll in the next available offering of the course, or cancel the registration. In the eventof cancellation by Casino Essentials, any payment made for the canceled class will be refunded. The clientunderstands and agrees that Casino Essentials shall not, in any way, be held responsible for any costs,including loss of airfare or other transportation costs, hotel expenses or other damages, which the client maysuffer in the event that Casino Essentials cancels or reschedules a class.

Register Online Register By phone at (877) 811-3534 ext 106

Registration Price: $450.00

CPE PREREQUISITE REQUIREMENTS:

REFUND POLICY:

REGISTRATION:

Recommended CPE Credit: 8 units

ADDITIONAL INFORMATION INFORMATIONAL BROCHURE





https://etrain.ce-lms.com/catalog/course.asp?id=2115&cid=0

If you are currently enrolled in a program or you are a former student, potential student, faculty or any other interested party and you have a concern about a CE accredited program, please read our Complaint Policy. All complaints must be written and signed upon submission. CE follows due process procedures when written and signed complaints are received alleging that they or an accredited program are not following established policies or accreditation Standards. To receive formal consideration, all complaints shall be submitted in writing and signed. The complaint should demonstrate that reasonable efforts have been made to resolve the complaint, or alternatively that such efforts would be unavailing. When received by CE, complaints are transmitted within five working days to the management for consideration. CE will respond with a resolution within 15 business days and the person initiating the complaint shall be noticed accordingly within 20 working days following receipt of the complaint. For more information regarding administrative policies such as complaint and refund, please contact our offices at (877) 811-3534.

Casino Essentials is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Website: www.nasba.org

COMPLAINT RESOLUTION POLICY:

REGISTRY STATEMENT:

ADDITIONAL INFORMATION INFORMATIONAL BROCHURE





Casino Essentials is the leading educational provider in the Gaming industry, bringing a comprehensive and integrated solution for state of the art Casino-specific training that is easily expanded to include internal training, Title 31, Customer Service, Human Resources, Leadership training and OSHA Risk Safety programs. As the makers of the Title 31 Compliance Training Program, Casino Essentials continues to lead the gaming industry with its compliance innovations. Our extensive experience in the gaming industry has yielded a view of casino regulatory compliance processes that extend beyond Title 31 compliance management alone. Our solution brings the industry’s best compliance training together into one comprehensive and integrated solution for complete FinCEN and IRS regulatory compliance training that meets the needs of our casino clients today and into the future. Casino Essentials ability to bring value-added leveraging, by integrating exclusive relationships between the gaming industry’s most advanced compliance products and service providers, allows Casino Essentials to deliver its vision to casino properties in any jurisdiction, anywhere in the world. Casino Essentials has simplified and strengthened Casino employee education with a suite of innovative products and learning services while saving their clients 30% or more, in training expenses, and continues to redefine gaming education for thousands of Casinos around the nation. For additional information about Casino Essentials please E-MAIL US Or Call (877) 811-3534.

ABOUT CASINO ESSENTIALS INFORMATIONAL BROCHURE





mailto:info%40casinoessentials.com?subject=Information%20Request

Documents

Regional 2 Seminar 14 June 5 - 6 - Casino Essentials · 2020-03-14 · • American Institute of Certified Public Accountants (AICPA) ... This is only required if you are requesting