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RoB 2.0: A revised tool to assess risk of bias in randomized trials Matthew Page University of Bristol, UK With special thanks to Julian Higgins, Jelena Savović, Asbjørn Hróbjartsson, Isabelle Boutron, Barney Reeves, Roy Elbers, Jonathan Sterne

RoB2.0: A revised tool to assess risk of bias in ...training.cochrane.org/sites/training.cochrane.org/files/public...Current Cochrane tool for risk of bias in randomized trials •

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RoB 2.0:Arevisedtooltoassessriskofbiasinrandomizedtrials

MatthewPageUniversityofBristol,UK

WithspecialthankstoJulianHiggins,Jelena Savović,Asbjørn Hróbjartsson,IsabelleBoutron,BarneyReeves,RoyElbers,JonathanSterne

Overview

• ReminderoftheCochraneriskofbiastoolforrandomizedtrials• Theneedforanewtool• Developmentofthenewtool• Keyinnovationstothetool• Someexcerptsfromthetool• Someunresolvedissues

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BMJ 2011; 343: d5928

4

Foam dressings for venous leg ulcers

CurrentCochranetoolforriskofbiasinrandomizedtrials

• Sixsourcesofbias(withoptional‘Other’)

• Foreachsource,• Freetexttodescribewhathappened• Judgement:Lowrisk/Unclearrisk/Highriskofbias

• Somesourcesofbiascanberepeatedfordifferentendpoints

CurrentCochranetoolforriskofbiasinrandomizedtrials

• CochraneRoB toolisverywidelyused(Jørgensen 2016)• 100outof100Cochranereviewsfrom2014(100%)• 31outof81non-Cochranereview(38%)

• >2700citationsfromnon-Cochranesources

• Thescientificdebateonriskofbiashascontinued

• Evaluationstudiesofthetool• Userexperience:surveyandfocusgroups(Savovic 2014)• Inter-agreementstudies(e.g.Hartling2009&2013)• Actualuseinreviewsandpublishedcomments(Jørgensen2016)

Someissuesraisedwithexistingtool

• Usedsimplistically

• Usedinconsistently (domainsaddedorremoved)

• Modestagreement rates

• Only5-10%oftrialsinCochranereviewsarescoredasLowriskofbias

• overuseof“unclearrisk”?

• RoB judgementsaredifficult forsomedomains,particularlyincompleteoutcomedataandselectivereporting

• Challengeswithunblindedtrials

• Notwellsuitedtocross-overtrialsorcluster-randomizedtrials

• Notwellsetuptoassessoverallriskofbias

Funding

• Therevisedtoolforrandomizedtrials(RoB2.0)wassupportedbytheUKMedicalResearchCouncil NetworkofHubsforTrialsMethodologyResearch(MR/L004933/1- N61)

RoB2.0:developmentchronology

• RevisionoftheRoBtoolstartedinMay2015• 1st DevelopmentmeetingheldinBristolinAugust2015• 1st ‘workingdraft’ofthetoolcompletedJanuary2016• PilotingphaseFeb– March2016• Revised‘workingdraft’• 2nd DevelopmentmeetingheldinBristolon21-22April2016• Developmentoffurtherguidanceandpiloting• ReleasedforSeoulColloquium

RoB2.0:contributors

• Coregroup:• JulianHiggins,Jelena Savović,MatthewPage,AsbjørnHróbjartsson,Isabelle

Boutron,BarneyReeves,RoyElbers,JonathanSterne• WorkingGroupmembers:

• DougAltman,NatalieBlencowe,MikeCampbell,ChristopherCates,RachelChurchill,MarkCorbett,NickyCullum,FrancoisCurtin,AmyDrahota,SandraEldridge,JonathanEmberson,BrunoGiraudeau,JeremyGrimshaw,ShareaIjaz,SallyHopewell,AsbjørnHróbjartsson,PeterJüni,JamieKirkham,TobyLasserson,TianjingLi,StephenSenn,SashaShepperd,IanShrier,NandiSiegfried,LesleyStewart,PennyWhiting

• And:HenningKeinke Andersen,MikeClarke,JonDeeks,GeraldineMacDonald,RichardMorris,MonaNasser,Nishith Patel,JaniRuotsalainen,HolgerSchünemann, JayneTierney

Keyinnovations

• Result-focussed assessments• Fixed(inclusive)biasdomains,notmodifiable• “Signallingquestions”tofacilitateriskofbiasjudgements• Newresponseoptionsforriskofbias,without‘Unclear’option• Formaloverall riskofbiasjudgement

• Somerethinkingoftheassessment:• Importantdistinctionbetweeneffectsofinterest• Selectivereportingfocusesonreportedresult

RoB1.0 RoB2.0

Randomsequencegeneration(selectionbias) Biasarisingfromtherandomization

processAllocationconcealment(selectionbias)

Blindingofparticipantsandpersonnel(performancebias)

Biasduetodeviationsfromintendedinterventions

Incompleteoutcomedata(attritionbias) Biasduetomissingoutcomedata

Blindingofoutcomeassessment(detectionbias) Biasinmeasurementoftheoutcome

Selectivereporting(reportingbias) Biasinselectionofthereportedresult

Otherbias N/A

N/A Overallbias

Fundingandvestedintereststobeaddressed,butnotwithinthispartofthewiderframeworkWorkinggroupledbyAsbjørn Hróbjartsson and

IsabelleBoutron

Signallingquestionsandjudgements

• Signallingquestionsareintroducedtomakethetooleasier(andmoretransparent)• ‘Yes’,‘Probablyyes’,‘Probablyno’,‘No’,‘Noinformation’

• Riskofbiasjudgementsfollowfromanswerstosignallingquestions(canbeover-ridden)• ‘Lowriskofbias’,‘Someconcerns’,‘Highriskofbias’

• Achangeintheinterpretationofthejudgements,sothata‘Highriskofbias’judgementinonedomainputsthewholestudyathighriskofbias

• Overallriskofbiasjudgementcanthenbecompletedautomatically(canbeover-ridden)

Overallriskofbiasjudgement

Lowriskofbias Thestudyisjudgedtobeatlowriskofbias foralldomainsforthisresult.

Someconcerns Thestudyisjudgedtobeatsomeconcernsinatleastonedomainforthisresult.

Highriskofbias Thestudyisjudgedtobeathighriskofbias inatleastonedomainforthisresult.ORThestudyisjudgedtohavesomeconcernsformultipledomains inawaythatsubstantiallylowersconfidenceintheresult.

riskofbias.info

Someexcerptsfromthetool

Examplealgorithm

4.1Wereoutcomeassessorsawareoftheinterventionreceivedby

studyparticipants?

4.2Wastheassessmentoftheoutcomelikelyto

beinfluencedbyknowledgeofintervention

received?

Highrisk

Someconcerns

Lowrisk

Lowrisk

Y/PY/NI

N/PN

Y/PY

N/PN

NI

Biasarisingfromtherandomizationprocess

Biasarisingfromtherandomizationprocess

• Currenttoolincludestwoseparatedomains:• sequencegeneration• allocationconcealment(bothunder“selectionbias”)

• Botharerelatedtorandomization/allocationofparticipatesintotreatmentarms

• Failuretoimplementeitherprocessadequatelycreatesopportunitiesforeithertheenrolmentintothestudyortheallocationofenrolledparticipantsintogroupstobeinfluencedbyprognosticfactors

• Theendresultisthesame– unbalanced(biased)distributionofpatientsbetweengroups(notafaircomparison,confounding)

Ø ItmakessensetocombineSGandACintoasingledomain

Biasarisingfromtherandomizationprocess

• EvaluationstudiesoftheuseoftheRoB toolinCochraneshowthatreviewersoftenconsiderbaselineimbalanceas“Otherbias”

• Butthisisrelatedtothesuccessofrandomization

Ø Itmakessensetoincludebaselineimbalanceinthesamebiasdomain

• Indicatorsthatrandomizationwasnotperformedadequately:• unusuallylargedifferencesbetweeninterventiongroupsizes;• asubstantialexcessinstatisticallysignificantdifferencesinbaselinecharacteristics;

• asubstantialexcessinclinicallyimportantdifferencesinbaselinecharacteristics

Biasarisingfromtherandomizationprocess

1.1Wastheallocationsequencerandom?1.2Wastheallocationsequenceconcealeduntil

participantswererecruitedandassignedtointerventions?

1.3Weretherebaselineimbalancesthatsuggestaproblemwiththerandomizationprocess?

Randomizationmethods

Additionalevidenceofproblems

Biasduetodeviationsfromintendedinterventions

Theeffectofinterest

• Thecurrenttoolhasverylittletosayaboutsituationsinwhichblindingisnotfeasible• (otherthantoclassifyasnotblindhencehighriskofbias)

• Issuesofperformancebiasverydifferentfordifferenteffectsofinterest,yetpoorlyaddressedincurrentRoB tool

Theeffectofinterest

• Thecurrenttoolhasverylittletosayaboutsituationsinwhichblindingisnotfeasible• (otherthantoclassifyasnotblindhencehighriskofbias)

• Issuesofperformancebiasverydifferentfordifferenteffectsofinterest,yetpoorlyaddressedincurrentRoB tool

• effectofassignmenttointervention• e.g.doesreferraltophysicaltherapyincreasepost-operativemobility?(thequestionofinteresttoahospitalmanageraboutwhethertointroduceareferralprogramme)

• effectofstartingandadheringtointervention• e.g.doesattendingaphysicaltherapyprogramincreasepost-operativemobility?(thequestionofinteresttoanindividualaboutwhethertoattendphysicaltherapy)

Theeffectofinterest

• Wheninterestedineffectofassignment tointervention• Deviationsfromintendedinterventionarenotimportantprovidingthesedeviationsreflectusualpractice

• e.g.itisusualpracticeforsomereferredpatientstonotattendphysicaltherapy,ortocompleteonlysomesessions

• thisdifferstobehaviourthatreflectsexpectationsofadifferencebetweeninterventionandcomparator

• Wheninterestedineffectstartingandadheringtointervention• Deviationssuchaspooradherence,poorimplementationandco-interventionsmayleadtoriskofbias

• Wethereforehavedifferenttoolsforthesetwoeffectsofinterest

Biasduetodeviationsfromintendedinterventions

Effectofassignment tointervention2.1.Wereparticipantsawareoftheirassignedinterventionduring

thetrial?2.2.Werecarersandtrialpersonnelawareofparticipants'assigned

interventionduringthetrial?2.3.IfY/PY/NIto2.1or2.2:Weretheredeviationsfromthe

intendedinterventionbeyondwhatwouldbeexpectedinusualpractice?

2.4.IfY/PYto2.3:Werethesedeviationsfromintendedinterventionunbalancedbetweengroupsand likelytohaveaffectedtheoutcome?

2.5Wereanyparticipantsanalysedinagroupdifferentfromtheonetowhichtheywereassigned?

2.6IfY/PY/NIto2.5: Wastherepotentialforasubstantialimpact(ontheestimatedeffectofintervention)ofanalysingparticipantsinthewronggroup?

Blinding

Deviationsreflectusual

practice?

Firstprincipleof

ITT

Biasduetodeviationsfromintendedinterventions

Effectofstartingandadheringtointervention2.1.Wereparticipantsawareoftheirassignedintervention

duringthetrial?2.2.Werecarersandtrialpersonnelawareofparticipants'

assignedinterventionduringthetrial?2.3.IfY/PY/NIto2.1or2.2:Wereimportantco-interventions

balancedacrossinterventiongroups?2.4.Wastheinterventionimplementedsuccessfully?2.5.Didstudyparticipantsadheretotheassignedintervention

regimen?2.6.IfN/PN/NIto2.3,2.4or2.5:Wasanappropriateanalysis

usedtoestimatetheeffectofstartingandadheringtotheintervention?

Blinding

Specificdeviations

Overcomebyanalysis?

Biasduetomissingoutcomedata

Missingoutcomedata

• Whencompleteoutcomedataforallparticipantsisnotavailableforyourreview• attrition- losstofollowup,withdrawals,othermissingdata• exclusions– someavailabledatanotincludedinreport

• Considerations• howmuchdataismissingfromeachgroup?(includenumbersinyourdescription)

• whyisitmissing?• howwerethedataanalysed?

Source:CochraneTraininghttp://training.cochrane.org/resource/assessing-risk-bias-included-studies

Biasduetomissingoutcomedata

3.1.Wereoutcomedataavailableforall,ornearlyall,participantsrandomized?

3.2.IfN/PN/NIto3.1:Aretheproportionsofmissingoutcomedataandreasonsformissingoutcomedatasimilaracrossinterventiongroups?

3.3.IfN/PN/NIto3.1:Isthereevidencethatresultswererobusttothepresenceofmissingoutcomedata?

Anymissingdata?

Amountandreasons?

Resultsrobust?

Biasinmeasurementoftheoutcome

Biasinmeasurementoftheoutcome

• Systematicdifferencesbetweengroupsinhowoutcomesareassessed

• Someoutcomesaremorepronetobiasthanothers• Patient-reportedoutcome(e.g.pain,qualityoflife)• Observer-reportedinvolvingjudgement(e.g.clinicalexamination)

• Observer-reportednotinvolvingjudgement(e.g.all-causemortality)

Biasinmeasurementoftheoutcome

4.1.Wereoutcomeassessorsawareoftheinterventionreceivedbystudyparticipants?

4.2.IfY/PY/NIto4.1:Wastheassessmentoftheoutcomelikelytobeinfluencedbyknowledgeofinterventionreceived?

Blinding?

Assessmentinfluenced?

Biasinselectionofthereportedresult

Selectivereporting

• Currenttooltakesabroadapproachtoselectivereporting• Anyevidenceofitinthetrialreports?

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Results

• Selectivenon-reportingbiasestheresultofthemeta-analysiswhichcannotincludethetrialthatomittedtheoutcome;itdoesnotbiasthetrialresult

• Thisissimilartopublicationbias(non-reportingofastudy)

WeincludeonlyselectionofthereportedresultintheRoB 2.0tool

...andconsiderselectivenon-reporting inotherways

Biasinselectionofthereportedresult

Trialresultisbiasedbecauseithasbeenselectedonthebasisoftheresultsfrommultiple:• Outcomemeasurements

• Scales• Definitionsof/criteriaforanevent• Timepoints

• Analyses• Unadjustedvsadjustedmodels• Differentsetsofcovariatesinadjustedmodels• Finalvaluesvschangefrombaselinevsanalysisofcovariance• Continuousscaleconvertedtocategoricaldatawithdifferentcut-

points

Biasinselectionofthereportedresult

Arethereportedoutcomedatalikelytohavebeenselected,onthebasisoftheresults,from...

5.1....multipleoutcomemeasurements(e.g.scales,definitions,timepoints)withintheoutcomedomain?

5.2...multipleanalysesofthedata?

Selectiveoutcomereporting

Selectiveanalysisreporting

Piloting

• RoB 2.0hasundergonemultiplephasesofpiloting• informeddevelopmentandrefinement• moreisalwayswelcome

• Formalstudiesofinter-rateragreementnotyetperformed

• Fullguidanceavailableatriskofbias.info• initialdraft,subjecttominorrefinements

Someunresolvedissues

• Howmanyresultstoassessperstudy?• Howtointegrateintodatacollectionprocess?• Howtopresentassessmentsinareview?

• Implementation• RoB 2.0willneedcarefulconsiderationtomaketheprocessefficientformultipleoutcomes

• DiscussionsinitiatedwithRevMan andCovidence teamatSeoulColloquium

Concludingremarks

• WebelieveRoB 2.0offersconsiderableadvantagesovertheexistingtool

• Onceprogrammedintosoftware,weexpectthetoolwillbeeasytouseandintegrateintotheinterpretationofresults

• WeareextremelygratefultoallthosewhohavecontributedtothedevelopmentofRoB 2.0

• RoB 2.0isavailableatriskofbias.info