Robert J Kelleher Financial Disclosure Report for 2009

8/3/2019 Robert J Kelleher Financial Disclosure Report for 2009

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n o 1 o FINANCIAL DISCLOSURE REPORT R e p o , . f R e q u i r e d b y t h e E t h i c sin Governm ent Act o f 19 78!e,,. t / 2 0 1 0 FOR CALENDAR YEAR 2009 (~ U S C a p p . ~~" !0~-I 1 /~

. Person Rep ort ing ( la s! na m e, f i rst , m id d le in i f inD 2. Court or Organization 3 . Date of Re port"KELLEHER, Robert J. US Distric~ Court. Central District of Cali~bmia 03/2 4/2 010

4. Title (Article Ill judges indicate active or senior status~ 5a. Report Type (check appropriate type) 6. Re port ing Pe riodmagistrate judges indicate fall- of pan-time) [] Nominatmn. Date Ol ,"OI,QOf)9Senit~r United States Distr ic! Ju dge [] lnidal [] Annual [] Final to1 2 / 3 1 / 2 0 0 9Sb. [] Amended Rcporl

7. Chambers or Off ice Address 8 . O n t h e b a s is o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ymodific ations pe rta ining the re to, i t is , in my opinion, in c omplianc e2_~5 I []ast Telrq3]e Street with applic able laws an d re gulations .Su ite 1434Los Angeles, Califomia 90012 Re vk.wing Offic e r Date

I MPORTANT NOTES: Th e i ns t ru ct i ons accompany i ng t h i s f o rm mu st b e f o l lowed . C omple t e a t l par t s ,checking the NONE box for each pa r t where you have no repor ta ble information. S ign on lasl page.

~ N O NE ( No reportable positions.)POSITION NAME OF ORGANIZATION/ENTITY

I. Member, Ext~utive Committee Uniled States Tennis Ass~iatioa

2. M em ber. E x ecutive Co m m itlee So uthern Calitbm ia T en n is A sso ciatio n ~ . . : r ". .2

3. : 2 . = ~ ~

I ! . A G R E E M E N T S . ( u ~ p o , , i . g i nd iv idual on ly; seep p . I4- 16 o f f i l i ng iNONE (No r


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F I N A N C I A L p a g e 2 o f 8 D I S C L O S U R E R E P O R T [ KELLEIIER, Robert,I. 0 3 / 2 4 / 2 0 1 0

1 i ! . N O N-IN V E ST M E N T INC O M E . ~n ,po , ,~gA. Fliers No n-In vestment Inco me

N O N E (No reportable non-investment income.)~ A T E SOURCg A N D T Y P E I N C O M E{ y o u r s , n o t s ~ o u s e s)

3.

4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you ~ere marred durlttg any pt,rtion of the reporting year. complete this ~ect~n.(DoH~ r a ~ o t / it nol reqt ~ i red e .~ ep t ~b r h onora r i a . )~ NON E (No.reportable non-investment income.)

D A T E S O U R C E A N D T Y P El.

2.

3.

4,

I V . R E I M B U R S E M E N T S -- , . o . , . p , , . , . , i o . , lodging.food ...... taiN O N E (No reportable reimbursements.)

~ ~ L O C A T I O N PURPQ~E I T E M S P A ID O R P R O V I D E DI.

3.4.5.


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F I N AN C I A L D I S C L O S U R E R E P O R T NameofP ..... Reporting l [age 3 of 8 K E L L E H E R , R o b e r t J . 0 3 , ~ 2 4 ~ i 2 0 t 0V . G I F T S . a , , . I , d e ~ , h , , ~ , o . , p . . . .. . . d aepe,,ae~t ~ i t d r ~ n ; s e ~ ~ , p . 2 ~ - ~ t of f!a,,g instructions.)

N ON E ( i~Vo reportable g~]?s.)~ D E S C R I P T I O N

I.2.3 .4.5.

V 1 . L I A B I L I T I E S . an~lud ~.~ ,ho.~e,,y.~ ...... d dependent ch i ldren; s e e p p . 3 2 - 3 3 o]]~ling in xtructions.)~ N O N E (No reportable liabilities.)

C R E I ) I T O R D E S C R I P T I O N VALUE CODE1 .

2.3.4.

5.


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Iame of Person Reportiog Date of Report.F I N A N C I A L p a g e 4 o f 8 D I S C L O S U R E R E P O R T ] K E L L E H E R , R n b e r t J . 0 3 / 2 4 / 2 0 1 0V I 1 . I N V E S T M E N T S a n d T R U S T S .- i,c ....... t, .......... l iO n S ( I n c l ude s tho s e o y s p . . . . .. d depen dent chi ldren: see p p. 34-60 o f f i l ing ins truc t ions ,)

~ N O N E (No reportable income, assets, or transactions.)Description of Assets ~ Incom e d u ring G ro ss value al em t T m n sactin n ~ durin g repo sin g perio d0ncludin~ trust as~c~s~ ~ rep o ain g pc ri~ o f rein in g p erio d

:; (I) 2) (I~ (2~ (I) 12) (3) (4) (5 ~Place "(X)" atier each assel ~ A mou nt ry~ (e.g., Value Value Type (e.g , Dale Value Gain lde nti ly o fe x c mpl from prior dis c los ore C od e I div., rent, Code 2 Method buy, sell, ~ mm id~ "yy Co de 2 Co de I buycr/sel]cr(A-il) or int.) (J-P) Co de 3 red em p lion) ~ O-P) (A-H ) (if privaleI ( Q - W ) ~ ~ l ra nsa ct ion)

t. I louse, Occanside. Califonfia Appraisal D Real P1 Q12 /5/072. Bank of America N o n e J T

3. Southland Credit Union A Interest J T4. Fede~aled Kaufmann Fund N o n e Redeemed 06/15/09 J

5. Duffer Corp. N o n e J T6. Pimco Total Return F und C Dividend L T7. Schwab U.S. Treasury Money Fund A I n t e r e s t K T8. Abbot l Laboratories A Dividend J T9. Conoco Phillips A Dividend J T

1 0 . Diage~J PLC New ADR A Dividend Sold 04/01/09

!1 . E m e r s o n E l e c t r i c A D i v i d e n d .I Ti 1 2 . F PL Group luc. A Dividend J T

13 . H S B C H l d g s . P L C A Dividend Sold 0 1 / 1 5 / 0 9 J14 . Inlbsys Tech Span A Dividend Sold 0 1 / 1 3 : 0 9 J15 . Johnson Johnson A Dividcnd J F16 . Microsoft Corp. A Di vidend J T17 . Nestle S A Reg. I~ A Dividend J T


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F IN A N C I A L D I S C L O S U RE R E P O R T N a , ~ o m ~ o ~ S ~ p o ~ ,~ g O a , e o r R ~ p o ~ ,Page 5 of 8 KE LLE I I E R, R o b e r t J . 0 3 / 2 , . I / 2 0 1 0VII. INVESTMEN TS and TRUSTS .-~,,, ........ t , e . , . . . . . . . " t l o n s ( I n c l u d e s t h o s e , ~ f s p .......... d d e p e n d e n t c h i ld r e n : s e e p p . 3 4 - 6 0 t ) f f i l i n g i a s t r u , , t i o n s . )

~ NONE ~Uo r~ortable income, assets, or transactions,)A. B, C. " O~ .........D e s c r i p t i o n o f A s s e t s I n c o m e . d u r i n g G r o s s v a l u e a t e ~ l d l~ngactions during rcB)aing peri~

lincIuding t~sl assets) re~Oiug period o f r e p o r t i n g p e r i o dPlacc"~X)"aflcrcachassel I A m o u n t Type(eg., V a l u e Value T y p e ( e . g . . [ Date : Value G a i n Idcnli~of

e x e m p t l ? o m p r i o r d i sc l o s u r e (? ~ c t d h ~ . . r e n i , ( ~ c 2 M e t h o d b ~ y . ~ e [ 1 , ] m m : d ~ / ~ ) ~ C o d e 2 C o d e I buycffsdler( A - I t ) o r i n t . ) ( J - P ) Code3 r e d e m p t i o n s ) ( J - P ~ [ A - H ) ( i f p r i v a t e( Q - W } : i t r a n ~ c t i o n )

18 . Procter & Gam ble A Dividend J T

1 9. CSI Equity Fun d A Dividend K T2 0 . P, ASF AG Spons ADR A Dividend J T2 1 . Royal Dulch Shell A ADRF A Dividend J T2 2 . Roche H ldg. Ltd. Sport ADRF A I) ividcnd J T

2 3 . IShares MS(?I Japan IDX F d A l) ividcnd K T2 4 . 1Shares TR Do,,,, Jones RE A Dividend K T2 5 . Fed. Farm (St BK 3.87% 10 holes due A lnlerest L T0 7 1 2 8 / I2 6 . Fed. Fam~ Cr BK 3.45)/o 12 notes due A I n ( c r e s t K T05/16/122 7 . US Treas Bill 07/31/08 A I n t e r e s t K T2 8 . US Treas Bill O1129/09 A I n t e r e s t K T2 9 . USlreas t~ill 03/26/09 A I n t e r e s t K "11"3 0 . US "Ireas [gill 05/28/09 A I n t e r e s t L T3 1 . US Treas Bill I h19/09 A I n t e r e s t L T3 2 . US Treas Strip 0% I 1/08 N ooe Matured I T / 0 8 / 0 9 K3 3 . l loneywell In lcrnationat A Dividend .! T3 4 . Nokia (?orp Spon ADR F A Dividend J T


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F I N AN C I A L D I S C L O S U R E R E P O R T N . . .. . f P ~ r , o . R e p o r t ~ . g [ D ~ , e o f R e v . . [Iage 6 of 8 K ~ L E H E R , R o b e r t J . 03/2412010~ (No r~Tortable income, asseLs, orONE transactions.)

A . B. C. D .D c s c r i p t k m o f A s s e t s I n c o m e d u r i n g G r u s s v a l u e a t e n d T m n s a ~ z t i o n s d u r i n g r e p o r t i n g p e r i l e d( i n c l u d i n g t r u s t a s s e t s ) r e p o ~ t i n g ~ r i o d o f r e p o r t i n g p e r i o d

(i) !2) o) 12) (0 (2) : (3) (41 ls lP l a c e " ( X ) " a f t e r e a c h a s s e t i A n ~ o u n t T y p e ( c . g . . V a l u e " v a l u e T y p e ( e . g . , . Date : Value Gain I d c n t i l y o fe x e m p t f i o m p r i o r d i s c lo s u r e [ C o d e ] d i v . . r e n t , C o d e 2 M c l h o d b u ) , , s e l l . ! m m i d d / yy ! C o d e 2 C o d e I buyer/seller[ ( A - H ) o r i n t . ) i J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q -W ) t r a n ~ c t i o n )

3 5 . Encana Corporation F A Dividend K "I"3 6 . ABB LTD ADR F A Dividend J T Buy 04/01/09 J3 7 . Amgen Incorporated N o n e J T Buy 02/27/09 J38 . Bundesrepublik 4.25% 12F Bo nds due A ln lerest K T Bu y 10/2 9/09 K12112.."1239 . Canada Govt. 3.75% 12F Bonds due A I n terest K T Bu y 08!27/09 K06101i1240 . Swilzerland 2.75% 12t: Bonds due 06110il2 A I n leresl K T Bu y 08128109 K

4 1 . US Trcas Bill 02/25/10 N o n e L T B u y I 1 ! 2 5 / 0 9 L42. UST INF t, IDX 2.125% 01!19 due 01/15/19 N o n e L T I - h ~ y 07/22/09 L4 3 . WaI-Mart Stores Inc. N o n e J T Buy 0 8 / 2 6 , , " 0 9 J

4 4 , Cenovus Energy Inc. A Dividend J T P , u y 0 9 1 2 2 / 0 9 J


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FINANCIAL DISCLOSURE REPORT Nam~:ofP .....Re port ingI

Da|eofReportPage 7 of 8 KELLEHER, Rober! J. 0 3 / 2 4 / 2 0 1 0

VIII. ADDITIONAL INF ORMATION OR EXPLANATIONS. a.dic.,~par, oIRe~,or,.)


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FINANCIAL DISCLOSURE REPORT [ ~ ..... fP ... . . R e p o r l ; i n g Da,eofRepor~P a g e 8 o f 8I KELLEHER, Robert J.

03/24/2010

IX. CERT1 FICATION.I cert i fy- that al l informat ion given abo ve (inc luding informat ion pertaining to my spouse a nd minor o r dependent chi ldren, i f any) isaccurate, true, and c omp lete to the besl of my kn owledge and belief, aud that any information no t reported was withheld because it met applicable statutory."provisions permitt ing no n-disclosure.I further ccrt i~, that earned incom e from o utside employment an d hon oraria and the acceptance of gifts which have been reported are incomp liance with the provision s of 5 U.S.C. app. 501 el. seq. , 5 U.S.C. 7353, and Jadieial Con ference regulations.

N O T E : A N Y I N D I V I D U A l , W H O K N O W I N G L Y A N D W 1 L F U L L Y F A L S IF I E S O R F A i I , S T O F I L E T H I S R E P O R T M A Y B E S U BJ E C T T O C I V Il ,AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

F I L I N G I N S T R U C T I O N SMail signed origiual and 3 addilional copies to:

C ommi t t ee on F i nanc i al Di sc l osu reAdm inistrative Office o f the United States CourtsSuite 2-301O ne Co lumb us Circle , N.E.W ash ing t on , D. C . 205 44

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Robert J Kelleher Financial Disclosure Report for 2009