ROLE OF MERCHANT BANKERS IN PRE-ISSUE MANAGEMENT

By,Shalma pinto (091202043)Suneeta bhat(091202114)

Issue Management:

• Pre- issue management Issue through prospectus, offer for sale and

private placement. Marketing and underwriting.Pricing of issues.• Post issue management

Role of merchant banker in a primary market Issue Management

• Vetting of Prospects • Appointment of Underwriters • Appointment of bankers • Appointment of Registrars • Appointment of Brokers and Principal Brokers • Filing of the Prospectus with the Registrar of

Companies• Printing and dispatch of prospectus and

application form

• Filing of Initial Listing Application • Promotion of the Issue • Statutory Announcement • Collection of Applications • Processing of Applications • Establishing the Liability Underwriters • Allotment of Shares • Listing of the Issue