Ronald A White Financial Disclosure Report for 2010

8/3/2019 Ronald A White Financial Disclosure Report for 2010

1/9

AO IORev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 20 10Report Required by the Ethics

in Government Act o f 1978(5 U.S.C. app. ~ 101-11I)

I. Person R epor t ing ( las t name, f i r s t , middle in i t ia l )Whi t e , Ro n a l d A.

4. Tit le (Art ic le I I I judge~ indicate ac t ive or senior s ta tus ;magistrate judges indicate full- or parl- time)

2. Cour t or Organizat ionUSDC-EDOK

5a. Report Type (check appropria te type)] N o m i n a t i o n , D a t e

U.S. Dist r ic t Judge - Act ive

7. Chambers or Office AddressI01 N. Fifth StreetP .O. B o x 1 0 0 9M u s k o g e e , O K 7 4 4 0 2

[] Initial [] Annual [] Final5 b . [] A m e n d e d R e p o n8. O n t h e b a s is of the in f or mat ion conta ined in th i s Repor t and a n ymodif ications per taining thereto, i t is, in my o pinion, in com pliancewith applicable laws and regulations.Reviewing Office r Date

3. Date of Report5/12 /201 I

6. Report ing Pe riod01/01 /2010

to1 2 / 3 1 / 2 0 1 0

I M P O R T A N T N O T E S : The instructions accompanying this form must be followeg Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . C R e ~ , o , ~ n # ~ n , ~ i v i , t . , , t o . i y ; s e e p p . 9 - 1 3 of filing instructions.)[-~ N O N E (No re portable positions.)

POSITION NAME OF ORGANIZATION/ENTITY1 . M e m b e r Ok l a hom a B a r Assoc i a t i on2. M e m b e r Fede ra l Judges As s oc i a t i on3. E x e c u ti v e B o a r d M e m b e r Ind i a n N a t i ons Counc i l , B oy S c ou t s o f Am e r i c a

4.5.

I I . A G R E E M E N T S . m e p o r a n g i .a i v i a u a l o . iy ; s e , , , . 14-16 of filing instruction~)[-~ N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


2/9

FINANCIAL DISCLOSURE REPORTPage 2 of 9

N a m e o f P e r s o n R e p o r t i n g\Vhite, Ronald A.

D a t e o f R e p o r t5 / 1 2 / 2 0 1 1

I II . N O N - I N V E S T M E N T I N C O M E . t R e p o r a n g l n d i v i d u a l a . d s p o u s e ; s e e p p . 17-24 of filing instructions.)A. Filers Non-Investment Incom e~] NONE n on - in v e s tme n t in come . )N o reportable

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( your s , no t s pous e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - i f y o u were m arried during any port ion of the report ing year, comple te this sect ion.(Dollar a mount not required except for honoraria.)[] N O N E ( N o r e p o r t a b l e n o n - i n v e s t m e n t i n c o m e . )|.2010

2.

3.

4.

DATE SOURCE AND TYPEG a b l e G o t w a l s - s a l a r y

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 . % 2 7 o f f i li n g i n s t r u c t io n s . )

N O N E (No reportable reimbursements. )SOURCE DATES LOCATION

I.

2.3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 9

Name o f Pe rson Report ingW h i t e , R o n a l d A .

Date of Repor t5/ I 2 /201 I

V . G I F T S . an c lu d e s t h o s e , o s p o u s e o n d dependent children; see ptx 2 8 - 3 1 of fi ling instructions.)N O N E ( N o repor tab le g~ s . )

S OU RCE D ES CRI PTI ONI.2.

3.4.

5.

VALUE

V I . L I A B I L I T I E S . a n c t u d e s those of spouse and dependent children; see pp. 32-33 of filing instructiong)D N O N E ( N o reportable l iabi l i ties . )

CREDITOR1 . A ES ~ student loan2. Ga bl e Go t wa l s A ttor ney Fees3.

4.5.

DESCRIPTION V A L U E C O D EL

L


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N a m e o f P e r so n R e p o r t i n gWh ite, Ronald A.

D a t e o f R e p o r t5/12 /201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m , , v a l u e , t , u , ~ , ~ i o , ~ (Includes those of spouse and d e p e n d e n t c h i ld r e n ; s e e p p . 3 4 - 6 0 of f iling instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g re p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(i) (2) O) (2) O) (2) (3) (4)A m o u n t T y p ~ ( e . g ., Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fC o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / d & 3 y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p tio n ) ( J- P ) ( A - H) ( i f pr i va t e( Q - W ) t r a n s a c t i o n )

I. B a n k o f O k l a h o m a - C h e c k i n g A c c o u n t N o n e2. B a n k o f A m e r i c a - C h e c k i n g A c c t . # 1 A Int . /Div.3. B a n k o f A m e r i ca C h e c k i n g A c c o u n t # 2 N o n e4. B a n k o f A m e r i c a Sa v i n g s A c c o u n t A Interest5. R e a l E s t at e , O k m u l g e e C o u n t y , O K , N o n e7/24/94 $54, 000 .006. Nor lhwes t e rn M utua l Whole L i fe P o l icy - A DividendC a s h V a l u e7. M E T L I F E G V U L A C C O U N T8. - F ide l i ty Index 50 0 - P ooled E qui t y Fund A Dividend9. - M FS E merg ing Grow th - P ooled E qui t y A DividendFund1 0 . - Scudde r In t e rna t iona l - P ooled E qui t y Fund A DividendI 1 . - T . Row e P r i ce Ba lanced - P ooled E qui t y A DividendFund1 2 . M E R R I L L L Y N C H I R A # 1 C Dividend

1 3 . - C o l u m b i a A c o r n F u n d

JJLK

JJJJM

TClos ed

T

TRT

T

TT

TT

06/02/10

1 4 .1 5 .1 6 .

1 7 .

- E ne rgy T rans fe r P a r tne rs (publ ic l y t r adedpartnership uni ts)- M er r i ll L ynch Bank USA RASPM E R R I L L L Y N C H I R A # 2- A l c a te l L u c e n t T e c h n o l o g i e s I n c . c o m m o nstock

D Dividend N

I . I ncome G ain C odes : A $1.000 o r l e s s B -$1 ,001 - $2 . 5 0~ C = $2 .50 1 - $5 ,00 0 D = $5 ,00 1 - $15 ,0 0 0( See C olumns BI and D4 ) F $50.001 - $109 ,000 G ~$100.001 - $1,000.000 t l i =$1,000.001 - $5 .000,000 112 =Morclhan $5.000.000

2 . Value C odes J =$15 ,000 or I ns K =$1 5 ,0 0 1 - $5 0.0 0 0 L = $50 ,00 1 - $10 ~ .00 0 M =$100.001 - $250.000( See C olumns C I and D3 ) N =$25 0.0 01 - $5 00 .00 0 O =$5 00.0 0 1 - $1,0 0 ~ ,0 0 0 PI =$I,000,001 - $5 .000.000 P2 =$5.000.001 - $25,000.000

P3 =$25.000.001 - $50.000,000 P4 =More than $50.0~0.0003 . Value M clh od C odes Q = A p p r a i sa l R : : :Cost (Real Estate Only) S =As s es s ment T = C a s h M a r k c l( S e e C o l u m n C 2 ) U B o o k V a l u e V =O lh er W = Es l imated


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FINANCIAL DISCLOSURE REPORTPage 5 of 9N a m e o f P e r s o n R e p o r t i n gWh ite, Ronald A.

Date of R e p o r t5/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ,e , v a t u o , ~ r a ,~ a l o n s ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each asset

e x e m p t f r o m prio r d isc losu re

Income d u r i n g G r o s s v a l u e a t endr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I) (2) (3) (4) (5 )A m o u n t T y p e ( e . g ., V a l u e V a l u e T y p e ( e . g ., Dat e V a l u e Ga in I d e n t i t y o fC o d e I d iv ., re n t , C o d e 2 M et ho d b u y , se l l , m m ] d d / y y C o d e 2 C o d e I b u y e r / s e l l e r

( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f pr i va t e( Q - W ) t r a n s a c t i o n )

1 8 . -Alliance Resources pu blicly tradedp a r t n e r s h i p u n i t s1 9 . -Citigroup comm on stock

2 0. - G E c om m on st oc k2 1. - H & R B lo ck co m m on st oc k2 2. -Hewl et t Packard Company c ommon s toc k23. -Johnson & Johnson comm on stock2 4. -LSI Cor p . c ommon stoc k25 . -Lancaster Colony Corp. common stock2 6 . -Le hman B r os H ldgs Inc . common stoc k27 . -Magellan Midstream publicly tradedp a r t n e r s h i p u n i t s2 8. -M e rr il l Lync h B ank USA RASP29. -Occidental Petroleum Corp. common stock30. - OG & E co mm o n s toc k31 . - O N E O K c o m m o n s to c k32 . - P f i ze r comm on s tock33 . - S& P depos i to ry rece ip t s34 . - W i l li a m s C o s . c o m m o n s t o c k

I . I ncome G ain C odes : A =$1,0~0 or less B = $1 ,0 01 - $2 ,5 0 0 C = $2 .5 0 1 - $5 ,00 0 D = $5 .00 1 - $15 .0 00( See C olumns BI and D4 ) F = $ 50 . 0 0 1 - $ 1 0 0 , 0 0 0 G = $ 1 0 0 . 1 9 0 1 - $ 1 . 0 0 ~ . 0 00 1 11 =$ 1. 00 0.0 01 - $ 5. 00 0.0 00 1 1 2 = M o re th an $5 .0 0 0.0 0 0

2 . Va l u e Co d es J =$15 ,0~ 0 ~ l es s K =$1 5 .00 1 - $50 .0 0 0 L = $5 0.0 01 - $10 0.00 0 M = $ 1 0 0 . 0 0 1 - $ 250 . 0 00( See C olumns C I and D3 ) N =$25 0.001 - $5C ~.00 0 O =$5 00 .0 0 1 - $1 .0 0 0.0 0 0 PI =$1 . 000 . 001 - $ 5 . 0 0 0 , 0 0 0 P2 =$5.0~O.091 - $25,000.000P3 =$25.00~.0OI - $50.0~) .000 P4 =More than $50.00~.0~0

3. Va l u e Me t ho d Co d es Q =Appraisal R = C o s t ( Rea l E s t a te O n l y ) S = A ssessm en t T = C a s h M a r k c ~( S e e C o l u m n C 2 ) U =Book Value V =O th er W = E st i m a t ed

E =$15.001 - $50.0~O


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FINANCIAL DISCLOSURE REPOR TPage 6 of 9

~ a m e o f P e r s o n R e p o r t i n gWh ite, Ronald A.

D a t e o f R e p o r t5 / 1 2 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , v a lu e , , , a ,~ a c t l o , ~ a n c l u d e s , h o s e o / s p o u s e a n d d e p e , d e n , children; s e e p p . 3 4 - 6 0 of fillng instruction~)N O N E ( N o reportable income, assets, or transactions.)

Descript ion of Asse t s Transactions d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f t e r ea c h a s s e te x e m p t f rom pr ior d isc losure

Income d u r i n g Gro ss value at endr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(I) (2) (I) ( 2 ) O) (2 ) (3) (4) ( 5 )

A m o u n t T y p e ( e . g ., V a l u e V a l u e T y p e ( e . g ., D a t e V a l u e G a i n I d e n t i t y o fC o d e I d i v ., re n t , C o d e 2 M eth o d b u y , s e l l , m m / d d / y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ( A - I t ) (if private

( Q - W ) transaction)

35 . S T I F E L N I C O L A U S36. -Bank ofOklahoma common stock37 . -Bearing Point common stock38. -GEcommon s tock39. -Oneokcomm on stock40. -StifelNicolaus Money Market41 . -Steinmartcommon stock

A Dividend J T

None J T

A Dividend J TA Dividend J T

A I n t e r e s t L T

A Dividend J T42. -RTI International M etals4 3. - UP S c om m o n s to ck44. IRA #345 . -Amer ican Beacon Intl Equity PA46 . - A r t i s a n I n t e r n a t i o n a l

ANone J

Dividend JDividend K

T

T

T

47 . -Cavanal Hill Balanced lnv48 . -Federated Kaufm ann K49. -Growt h Fund of America R35 0. - N& B G en es is Tr u st

A Dividend l

I. I n c o m e G a i n C o d e s :(See C olumns BI and IM )

2.Val u e Co d e~(S e e Co lu mn s CI and D3)

3 . Val u e Me t ho d Co d es( Sc C olumn C 2 )

A =$1.000 or lessF =$50.001 - $100,000J =$15.000 or lessN =$250.001 - $500.000P3 =$25,000.001 - $50.000.000Q =AppraisalU = B o o k Value

B=$1.001 - $2,500G=$100.001 - $1.000.000K =$15.001 - $50.000O = $ 50 0 . 0 0 1 - $ 1 .0 0 0 .0 0 0R = C o s t ( Rea l E s t a te O n l y )V - O t h e r1 "

C $ 2 . 5 0 1 -1 1 1 = $ 1 . 0 0 0 . 0 01 - $5.000.000L =$5 0 . 001 - $100 . 0~P I = $ 1 . 0 0 0 . 0 ~ I -P4 =/-.lore than $ 5 0 . 0 0 0 . 0 ~ 3W =Esaimaled

D = $ 5 .0 0 1 - $ 1 5 .0 0 0112 =M ore Ihan $5.000.000M = $ 1 0 0 . 0 0 1 . $ 250 . 0 0 0P2 =$5.000.001 - $25.000.000T ~ 2 as h M ar k c~

E =$15,001 - $50.0~O


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N a m e o f P e r a o n R e p o r t in gWh ite, Ronald A.

D a t e o f R e p o r t5/12/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , a l .e , t r o , ~ c , l o . ~ a . e l . d ~ t h o s e o / s p o ~ e ~ . d d . p e . d e . t children; s e e p p . 3 4 - 6 0 o/filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. D.Descr i p t i on of Asse t s Inco me d u ring T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d! (1) (2)A m o u n t T y p e ( e . g .,C o d e 1 d i v . . r e n t ,( A d D or i n t . )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a l u e V a l u e

C o d e 2 M e t ho d( J- P ) C o d e 3( Q - W )

(I ) (2) (3) (4) ( 5 )T y p e ( e . g ., Dale Value Gain I d e n t i t y o f

buy, se l l , mm/dd~ C o d e 2 C o de I b uy e r/se llerr e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

52 . -Vanguard Growth Index Fund

53. -Vanguard 500 Index Fund54 . IRA #555 . -Russell Equity I Fund56 . - R u s s e l l E q u i t y 1 1 F u n d57 . -Russell Global Balanced Fund58. -Russell All International Mark ets Fund59 . -Russe ll Large Cap Equi ty Index Fund

A Dividend T

I . I ncome G ain C odes : A = $1 .00 0 o r less B = $1 ,0 01 - $2 .5 0 0 C =$2 .5 01 - $5 ,0~Q D -$5 . 0O I - $15 . 000( See C olumns B I and I M ) F =$50.001 - $100.000 G =$ 100.0~1 - $ 1 .000,000 I I I = $ 1 , 0 0 0 . 0 0 1 - $5.0~0.000 112 =M ore l han $5,000.000

2 . V a lu e C o d es J = $1 5 .0 0 0 o r le ss K =$15.0OI . $50.00~ L = $ 5 0 . 0 ~ 1 - $ 1 0 0 . 0 O O M = $ 1 0 ~ 3 . 0 0 1 - $ 2 5 0 . 0 0 0I See C olumns C I and D3 ) N =$250.0OI - $500.0~O O - $ 5 O O . 0 0 1 - $1 . 0 Q O . O 0 ~ P I =$ 1, 00 0.0 01 - $ 5.0 00 ,0 00 P 2 = $5 .0 00 ,0 01 - $ 25 ,0 00 .0 00

P3 =$25.000.001 - $50.0~0.000 P4 =More than $50.000,0003 . Value M oh od C odes Q =Appraisal R = C o s t ( Rea l E s t a te O n l y ) S = A ssessm en t T = Cash Mar kc~

(See C olu m n C 2 ) U -B o o k V alu e V O ~ h e r W = E st i m a ted

E =$15.091 - $50.000


8/9


Name of P e r son Repor t ingW h i t e , R o n a l d A .

Date of Repor t5 / 1 2 / 2 0 1 1

VIII. ADDITIONAL INFORM ATION OR E X P L A N A T I O N S . (In4icatepartofrepor~)P A R T V I I . IN V E S T M E N T S A N D T R U S T S :


9/9


IX. CERTIFICATION.Iame o f Pe rson Report ingW h i t e , R o n a l d A . Dale of Report5/12 /2 01 I

I c e r t if y t h a t a l l i n fo r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .

I f u r t h e r c e rt i f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t he p ro v i s i o n s o f 5 U . S . C. a p p . 5 01 e t . s e q . , 5 U . S . C. 7 35 3 , a n d J u d i c i a l Co n fe r e n c e r e g u l a t i o n s .

Signature: S/Ronald A. Wh ite

N O T E : A N Y I N D I V I D U AL W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

Co m m i t te e o n F i n a n c i a l D is c l o s u reAdm ini s t ra ti ve Off i ce of the Uni t ed Sta t es Cour t sSui te 2 - 301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D .C . 2 0 5 4 4

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Ronald A White Financial Disclosure Report for 2010