Sandeep Tandon - quant Mutual

Dear Investors,

Since the change in sponsor of quant Mutual Fund (erstwhile Escorts Mutual Fund) to quant Group, the new management has consistently strived to enhance the quantitative and qualitative experience for its investors. From the quantitative perspective, we have strived to leverage our extensive expertise in cutting edge investment research to deliver superior returns for the investors. As our investors, you would surely have noticed the enhancement in performance over the past few months, and resultant improvement in performance ranking amongst the peer group. I am confident that the quality of our intellectual capital will continue to manifest in the return performance of quant Mutual schemes in the future as well.

On the often overlooked qualitative aspect, I am happy to inform you that we have appointed Karvy Computershare as our R&T agent. Thus, our investors will be able to benefit from the wide pan-India reach of over 220 Karvy Computershare branches across the country for addressing their servicing requirements. In the meantime, we are also in the advanced stages of implementing online transaction facilities, which will further ease your service accessibility.

Further, I am happy to disclose that SEBI has also recently granted its approval for our plan to restructure and revamp all our 13 schemes. In this restructuring, we have taken particular care to update the scheme asset allocations in line with best contemporary global practices and in accordance with our vision of providing the best possible value to the investors. Our bouquet of offerings will now include a Multi Cap Fund, Large Cap Focused Fund, Large & Mid Cap Fund, Mid Cap Fund, Small Cap Fund, Consumption Fund, Infrastructure Fund, ELSS, Liquid Fund, Ultra Short Duration Fund, Dynamic Bond Fund, Aggressive Hybrid Fund, and a Multi-Asset Allocation Fund. The details of the proposed schemes are enclosed for your reference, and I am confident that you will find them conforming to your expectations of getting the very best out of investing with quant Mutual.

About quant Group

Founded in 2007 by an experienced group of market professionals, quant Group’s expertise in the investment management domain has been built upon strong foundations of research and technology, helping it become one of the leading firms in the Indian financial services sector. Over the last 10 years, even as quant Group has built a successful investment management business, we are particularly proud of our demonstrated ability to generate prescient market calls on a consistent basis.

The quality of our calls is based on the strength of our intellectual capital, and our unique ability to successfully combine inputs from various market parameters – valuation, liquidity and risk appetite – to arrive at an outcome. Our defined, systematic approach is portable for all traded asset classes, particularly equity, fixed income and commodity.

The fund management philosophy of quant Mutual is based on the principals of ‘Active’, ‘Absolute’ & ‘Unconstrained’, which also incidentally happen to be the names of our flagship schemes as per the proposed scheme revamp. To know more about the underlying philosophy behind these terms, and the schemes in particular, I invite you to get in touch with us at +91 99 20 21 22 23 / +91 22 6295 5000.

Sandeep Tandon Founder – quant Group

NOTICE TO UNIT HOLDERS OF QUANT MUTUAL FUND From, quant Mutual Fund (Formerly known as Escorts Mutual Fund)

Corporate Office: 6th Floor, Sea Breeze Building, Appasaheb Marathe Marg, Prabhadevi, Mumbai - 400 025 +91 99 20 21 22 23 / +91 22 6295 5000 [email protected] | www.quant-mutual.com

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NOTICE TO ALL UNIT HOLDERS OF QUANT MUTUAL FUND

Dear Unit holder, Sub: Proposal for change in fundamental attributes of quant Mutual Fund Schemes as per SEBI’s guideline for “Categorization and Rationalization of Mutual Fund Schemes”

This is to inform you that in accordance with SEBI circular no. SEBI/HO/IMD/DF3/CIR/P/2017/114 dated October 6, 2017 read with circular no. SEBI/HO/IMD/DF3/CIR/P/2017/126 dated December 04, 2017 on “Categorization and Rationalization of Mutual Fund Schemes”, Quant Capital Trustee Limited (“the Trustee”) to Quant Mutual Fund (“the Fund”), has decided to categorize and rationalize the existing Schemes by inter alia approving certain changes to the following Schemes of the Fund. These proposed changes shall be carried out by implementing changes in the fundamental attributes and other changes in Schemes.

As a part of the categorization and rationalization of scheme process, all the below mentioned proposed changes to the Schemes will come into effect on and from the close of business hours on October 20, 2018 (“Effective Date”).

1. Quant Income Bond Particulars Current features Proposed features Scheme Name Quant Income Bond Quant Small Cap Fund Category of Scheme

Debt Scheme Small Cap Fund

Type of Scheme An open-ended income scheme. Small Cap Fund - An open ended equity scheme predominantly investing in small cap stocks.

Benchmark CRISIL Bond Fund Index Nifty Small Cap 250 Index Asset Allocation Under normal circumstances, it is anticipated that the

asset allocation shall be as follows: Asset Class Allocation Normal

Allocation (% of net assets)

Risk Profile

Money market Securities

Up to 25% Low

Fixed Income Securities

40-90% Low to Medium

Equity instruments Up to 25% Medium to High

Investments in Central / State Government securities shall be between 40% to 75%. The likely investment in corporate / PSU and financial institution papers shall be between 10% to 50% depending upon the availability of the instruments at a particular time. Overseas Investments: The scheme will not invest in foreign securitized debt. Trading in Derivatives: Investments for derivative instrument may be done for trading as well as hedging and portfolio balancing. Exposure to derivative instruments will not exceed 20% of the portfolio value (i.e. net assets including cash). The scheme may use derivatives upto the maximum limit permitted under SEBI Regulations from time to time.

Under normal circumstances, it is anticipated that the asset allocation shall be as follows:

Asset Class Allocation Normal Allocation (% of net assets)

Risk Profile

Equity and equity related instruments of small cap companies#

65-100% High

Other equity and equity related instruments which are in the top 250 stocks by market capitalization.

0-35%

High

Debt and money market securities*

0-35% Low to medium

Units issued by REITs & InvITs

0-10% Medium to High

#251st company onwards in terms of full market capitalization would be considered as small cap companies. *Debt instruments may include securitized debt upto 10% of the net assets of the Scheme. The Scheme retains the flexibility to invest across all the securities in the debt and money markets as permitted by SEBI / RBI from time to time, including schemes of mutual funds. Overseas Investments: Under normal circumstances the Schemes shall not have an exposure of more than 35% of its net assets in foreign assets/securities/instruments including ADRs / GDRs, subject to applicable regulatory limits. Trading in Derivatives: To optimally manage portfolio risk, the Scheme may use various derivative instruments and hedging products in a manner

permitted by SEBI. The scheme may take exposure to derivative instruments up to 100% of net assets.

Investment Objective

The investment objective of the Scheme is to generate current income by investing predominantly in well diversified portfolio of Fixed Income Securities with moderate risk levels. This income may be complemented by possible Capital Appreciation.

The primary investment objective of the scheme is to seek to generate capital appreciation & provide long-term growth opportunities by investing in a portfolio of Small Cap companies. There is no assurance that the investment objective of the Scheme will be realized.

Investment Strategy

Subject to Regulations, the asset allocation indicated above may change from time to time keeping in view market condition, market opportunities, applicable regulations, legislative amendments and other political and economic factors. It must be clearly understood that the percentages stated above are only indicative and not absolute and that they can vary substantially depending upon the perception of the Investment Manager, the intention being at all times to seek to protect the interests of the Unitholders. The fund shall seek Unitholders approval, if necessary, and in accordance with the Regulations, if there is any change in the Fundamental Attributes pursuant to change in investment Pattern.

To achieve the investment objective, the scheme will invest primarily in equity and equity linked instruments of Small Cap companies as defined by SEBI. The underlying theme driving the relative allocation will be QMML research’s ability to identify cross asset, cross market inflexion points. This quantitative approach is based on our proprietary VLRT framework, wherein we incorporate the full spectrum of data along deeper aspects related to the three axis of Valuation, Liquidity, and Risk appetite and view it in a dynamic setting – Time, thus, forming the multi-dimensional VLRT framework. The formulation of this macro narrative guides our micro level stock selection. QMML’s predictive analytics toolbox formulates a multidimensional research perspective to various asset classes. Research has shown that optimal entry and exit points into various asset classes can be identified through the identification of bouts of extreme greed and fear in the market. QMML differentiates itself by not only being able to identify bouts of greed and fear, but by its ability to quantify bouts of euphoria and capitulation. This helps guide us in identifying the optimal level of cash/debt allocation in the scheme. QMML may, from time to time, review and modify the Scheme’s investment strategy if such changes are considered to be in the best interests of the unitholders and if market conditions warrant it. Though every endeavor will be made to achieve the objective of the Scheme, the AMC / Sponsors / Trustee do not guarantee that the investment objective of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.

Note: there will be no other changes in the scheme.

2. Quant Liquid Fund Particulars Current features Proposed features Scheme Name Quant Liquid Fund Quant Liquid Fund Category of Scheme

Liquid Fund Liquid Fund

Type of Scheme An open-ended Liquid Scheme Liquid Fund - An open-ended Liquid Scheme Asset Allocation Under normal circumstances, it is anticipated that

the asset allocation shall be as follows: Asset Class Allocation

Normal Allocation (% of net assets)

Risk Profile



Risk Profile

Money market instruments (with maturity up to 91 days)*

90-100%

Low

Debt Securities (with maturity upto 91 days)

0-10% Low

Trading in Derivatives: Investments for derivative instrument may be done for trading as well as hedging and portfolio balancing.

Debt and money market instruments (with maturity up to 91 days)

0-100% Low

The cumulative gross exposure through debt securities, money market securities/ instruments and derivatives will not exceed 100% of the net assets of the Scheme. The Scheme may invest upto a maximum of 50% of total assets in foreign debt securities / instruments. Trading in Derivatives: To optimally manage portfolio risk, the Scheme may use various derivative instruments and hedging products in a manner permitted by SEBI. The scheme may take exposure to derivative instruments up to 100% of net assets.


The primary investment objective of the scheme is to provide income and liquidity consistent with the prudent risk from a portfolio comprising of money market and debt instruments. This income may be complemented by possible capital appreciation. The aim is to optimize returns while providing liquidity.

The investment objective of the scheme is to generate income through a portfolio comprising money market and debt instruments. There is no assurance that the investment objective of the Scheme will be realized.

Investment Strategy


The Scheme shall invest in debt and money market instruments with residual maturity not exceeding 91 days, subject to regulatory changes from time to time. The Scheme shall endeavour to minimize credit risk and develop a well-diversified portfolio of debt (including securitized debt) and other instruments. Though every endeavor will be made to achieve the objective of the Scheme, the AMC / Sponsors / Trustee do not guarantee that the investment objective of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.


3. Quant Short Term Debt Fund Particulars Current features Proposed features Scheme Name Quant Short Term Debt Fund Quant Ultra Short Duration Fund Category of Scheme

Debt Scheme Ultra Short Duration Fund

Type of Scheme An open-ended income scheme. Ultra Short Duration Fund - An open ended ultra-short term debt scheme investing in instruments with Macaulay duration between 3 months and 6 month

Benchmark CRISIL Liquid Fund Index CRISIL Ultra Short Term Debt Index Asset Allocation Under normal circumstances, it is anticipated that



Risk Profile

Floating Rate Debt Securities


Fixed rate debt Securities

0-35% Low to Medium



Risk Profile

Debt and Money market instruments*.

0-100% Low

*Debt securities may include securitized debts up to 50% of the net assets. The Scheme will invest in Debt and Money Market

Overseas Investments: The scheme will not invest in foreign securitized debt. Trading in Derivatives: Investments for derivative instrument may be done for trading as well as hedging and portfolio balancing. Exposure to derivative instruments will not exceed 50% of the portfolio value (i.e. net assets including cash). The scheme may use derivatives upto the maximum limit permitted under SEBI Regulations from time to time.

instruments such that the Macaulay duration of the portfolio is between 3 months – 6 months. The cumulative gross exposure through debt securities, money market securities/ instruments and derivatives will not exceed 100% of the net assets of the Scheme. The Scheme may invest in foreign debt securities / instruments. The Scheme will participate in repo of money market and corporate debt securities. The Scheme will engage in short selling of securities and securities lending and borrowing. Trading in Derivatives: To optimally manage portfolio risk, the Scheme may use various derivative instruments and hedging products in a manner permitted by SEBI. The scheme may take exposure to derivative instruments up to 100% of net assets.


The primary objective of the scheme is to generate regular income through investment in a portfolio comprising substantially of Floating Rate Debt Securities (including floating rate securitized debt, Money Market Instruments and Fixed Rate Debt Instruments swapped for floating rate returns). The scheme shall also invest in Fixed rate debt Securities (including fixed rate securitized debt, Money Market Instruments and Floating Rate Debt Instruments swapped for fixed returns).

The investment objective of the scheme is to generate income through a portfolio comprising money market and debt instruments. There is no assurance that the investment objective of the Scheme will be realized.

Investment Strategy


The Scheme will invest in Debt and Money Market instruments such that the Macaulay duration of the portfolio is between 3 to 6 months, subject to regulatory changes from time to time. The Scheme shall endeavour to minimize credit risk and develop a well-diversified portfolio of debt (including securitized debt) and other instruments. Though every endeavor will be made to achieve the objective of the Scheme, the AMC/Sponsors/ Trustee do not guarantee that the investment objective of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.


4. Quant Gilt Plan Particulars Current features Proposed features Scheme Name Quant Gilt Plan Quant Unconstrained Fund Category of Scheme

Debt Scheme Multi Asset Allocation

Type of Scheme An open-ended income scheme. Multi Asset Allocation - An open ended scheme investing in equity, debt and commodity.

Benchmark I-Sec Mi-BEX – it is Medium Maturity Index, the scheme proposes investment mainly in Fixed Income securities. Hence, the benchmark index used is I-Sec Mi-BEX.

Composed of one third Nifty 50 Index, one third CRISIL Composite Bond Fund Index, and one third INR price of Gold Future Near-Month price on MCX

Asset Allocation Under normal circumstances, it is anticipated that the asset allocation shall be as follows:


Asset Class Allocation Normal Risk Profile

Asset Class Allocation


Risk Profile

Government Securities

80-100% Moderate

Money market instruments

Up to 20% Low

Overseas Investments: The scheme will not invest in foreign securitized debt.


Equity and equity related instruments

10-80% High

Debt and money market instruments*


Gold / Commodity Exchange Traded Fund

10-80% Medium

Units issued by REITs and InvITs*


*Debt securities may include securitized debts up to 50% of the net assets. The Scheme will invest in Debt and Money Market instruments across duration. The cumulative gross exposure through debt securities, money market securities/ instruments and derivatives will not exceed 100% of the net assets of the Scheme. The Scheme may invest in foreign debt securities / instruments. The Scheme will participate in repo of money market and corporate debt securities. The Scheme will engage in short selling of securities and securities lending and borrowing. The Scheme retains the flexibility to invest across all the securities in the debt and money markets as permitted by SEBI / RBI from time to time, including schemes of mutual funds. Overseas Investments: Under normal circumstances the Schemes shall not have an exposure of more than 70% of its net assets in foreign assets/securities/instruments including ADRs / GDRs, subject to applicable regulatory limits. Trading in Derivatives: To optimally manage portfolio risk, the Scheme may use various derivative instruments and hedging products in a manner permitted by SEBI. The scheme may take exposure to derivative instruments up to 100% of net assets.


The primary objective of the Scheme is to generate income and capital appreciation through investments in government securities market.

The investment objective of the scheme is to generate capital appreciation & provide long-term growth opportunities by investing in instruments across the three asset classes viz. Equity, Debt and Commodity. There is no assurance that the investment objective of the Scheme will be realized.

Investment Strategy

Generate returns commensurate with minimal credit risk by investing in securities created and issued by the Central Government and/ or a State Government and/or repos/ reverse repos in such government securities as may be permitted by RBI. The Fund will seek to underwrite issuance of government securities subject to the prevailing rules and regulations as may be specified by SEBI/RBI in this respect and may also participate in the auction of government securities from time to time.

The Investment strategy involves investing across Equity, Debt and Commodity instruments with an aim to generate income /capital appreciation. QMML’s predictive analytics toolbox formulates a multidimensional research perspective to the three asset classes. Research has shown that optimal entry and exit points into various asset classes can be identified through the identification of bouts of extreme greed and fear in the market. QMML differentiates itself by not only being able to identify bouts of greed and fear, but by its ability to quantify bouts of euphoria and capitulation. The underlying theme driving the relative allocation will be QMML research’s ability to identify cross asset, cross

market inflexion points. This quantitative approach is based on our proprietary VLRT framework, wherein we incorporate the full spectrum of data along deeper aspects related to the three axis of Valuation, Liquidity, and Risk appetite and view it in a dynamic setting – Time, thus, forming the multi-dimensional VLRT framework. The formulation of this macro narrative guides our micro level stock selection. QMML may, from time to time, review and modify the Scheme’s investment strategy if such changes are considered to be in the best interests of the unitholders and if market conditions warrant it. Though every endeavor will be made to achieve the objective of the Scheme, the AMC / Sponsors / Trustee do not guarantee that the investment objective of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.


5. Quant Income Plan Particulars Current features Proposed features Scheme Name Quant Income Plan Quant Dynamic Bond Category of Scheme

Debt Scheme Dynamic Bond

Type of Scheme An open-ended Income Scheme Dynamic Bond - An open ended dynamic debt scheme investing across duration.

Benchmark CRISIL Bond Fund Index I-Sec Mi-BEX – it is Medium Maturity Index, the scheme proposes investment mainly in Fixed Income securities. Hence, the benchmark index used shall be I-Sec Mi-BEX.

Asset Allocation Under normal circumstances, it is anticipated that the asset allocation shall be as follows:

Asset Class Allocation


Risk Profile

Money market instruments

10- 20% Low

Fixed Income Securities


Equity instruments 0-20% Medium to

High Units of other Mutual Fund Schemes

0-5% Low to High




Risk Profile

Debt and money market instruments*.


*Debt securities may include securitized debts up to 50% of the net assets. The Scheme will invest in Debt and Money Market instruments across duration. The cumulative gross exposure through debt securities, money market securities/ instruments and derivatives will not exceed 100% of the net assets of the Scheme. The Scheme may invest in foreign debt securities / instruments. The Scheme will participate in repo of money market and corporate debt securities. The Scheme will engage in short selling of securities and securities lending and borrowing. Trading in Derivatives: To optimally manage portfolio risk, the Scheme may use various derivative instruments and hedging products in a manner permitted by SEBI. The scheme may take exposure to derivative instruments up to 100% of net assets.

Investment The investment objective of the Scheme is to The investment objective of the scheme is to generate

Objective generate current income by investing predominantly in well diversified portfolio of Fixed Income Securities and Money Market Instruments with moderate risk levels. This income may be complemented by possible Capital Appreciation.

income / capital appreciation through a portfolio comprising money market and debt instruments. There is no assurance that the investment objective of the Scheme will be realized.

Investment Strategy


The Investment strategy involves investing in debt, money market and other instruments across the duration curve, on the basis of QMML’s interest rate outlook. A key input into the formulation of the interest rate outlook is QMML’s proprietary VLRT framework, wherein we incorporate the full spectrum of cross asset, cross market data along deeper aspects related to the three axis of Valuation, Liquidity, and Risk appetite and view it in a dynamic setting – Time, thus, forming the multi-dimensional VLRT framework. The Scheme shall endeavour to control for credit risk and develop a well-diversified portfolio of debt (including securitized debt) instruments. Though every endeavor will be made to achieve the objective of the Scheme, the AMC/Sponsors/ Trustee do not guarantee that the investment objective of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.


6. Quant Leading Sectors Fund Particulars Current features Proposed features Scheme Name Quant Leading Sectors Fund Quant Focused Fund Category of Scheme

Equity Scheme Focused Fund – Large cap

Type of Scheme An open-ended Growth Scheme Focused Fund – Large cap - An open ended equity scheme investing in maximum 30 large cap stocks.

Benchmark S&P CNX Nifty Nifty 100 Index Asset Allocation Under normal circumstances, it is anticipated that the



Risk Profile

Equity instruments 70-100% Medium to High

Debt instruments, including money market instruments

0-30% Low to medium

Overseas Investments: The scheme will not invest in foreign securitized debt. Trading in Derivatives: Exposure to derivative instruments will not exceed 50% of the portfolio value (i.e. net assets including cash). The scheme may use derivatives upto the maximum limit permitted under SEBI Regulations from time to time.



Risk Profile

Equity and equity related instruments of Large cap companies#

65-100% High

Other equity and equity related instruments

0-35% High


0-35% Low to Medium

Units issued by issued by REITs & InvITs


*Debt and money market instruments will include investments in securitized debt. #1st – 100th company in terms of full market capitalization would be considered as large cap companies. The Scheme shall limit the number of stocks to 30. The scheme shall focus on large cap stocks. The Scheme retains the flexibility to invest across all the securities in the debt and money markets as permitted by SEBI / RBI from time to time, including

schemes of mutual funds. Overseas Investments: Under normal circumstances the Schemes shall not have an exposure of more than 35% of its net assets in foreign assets/securities/instruments including ADRs / GDRs, subject to applicable regulatory limits. Trading in Derivatives: To optimally manage portfolio risk, the Scheme may use various derivative instruments and hedging products in a manner permitted by SEBI. The scheme may take exposure to derivative instruments up to 100% of net assets.


The investment objective of the scheme is to provide capital appreciation or income distribution by investing in companies from Leading Sectors, depending upon their growth prospects and sustainability of future earnings growth.

The primary investment objective of the scheme is to seek to generate capital appreciation & provide long-term growth opportunities by investing in a focused portfolio of Large Cap – ‘blue chip’ – companies. There is no assurance that the investment objective of the Scheme will be realized.

Investment Strategy


To achieve the investment objective, the scheme will invest primarily in a relatively concentrated portfolio of equity and equity linked instruments of Large Cap – blue chip – companies as defined by SEBI. The underlying theme driving the relative allocation will be QMML research’s ability to identify cross asset, cross market inflexion points. This quantitative approach is based on our proprietary VLRT framework, wherein we incorporate the full spectrum of data along deeper aspects related to the three axis of Valuation, Liquidity, and Risk appetite and view it in a dynamic setting – Time, thus, forming the multi-dimensional VLRT framework. The formulation of this macro narrative guides our micro level stock selection. QMML’s predictive analytics toolbox formulates a multidimensional research perspective to various asset classes. Research has shown that optimal entry and exit points into various asset classes can be identified through the identification of bouts of extreme greed and fear in the market. QMML differentiates itself by not only being able to identify bouts of greed and fear, but by its ability to quantify bouts of euphoria and capitulation. This helps guide us in identifying the optimal level of cash/debt allocation in the scheme. QMML may, from time to time, review and modify the Scheme’s investment strategy if such changes are considered to be in the best interests of the unitholders and if market conditions warrant it. Though every endeavor will be made to achieve the objective of the Scheme, the AMC / Sponsors / Trustee do not guarantee that the investment objective of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.


7. Quant High Yield Equity Plan Particulars Current features Proposed features Scheme Name Quant High Yield Equity Plan Quant Large and Mid Cap Fund Category of Equity Scheme Large & Mid Cap Fund

Scheme Type of Scheme An open-ended Growth Scheme Large & Mid Cap Fund- An open-ended equity scheme

investing in both large cap and mid cap stocks. Benchmark CNX 100 NIFTY Large Midcap 250 Index Asset Allocation Under normal circumstances, it is anticipated that the



Risk Profile


Debt instruments, money market instruments

0-25% Low to Medium

Securitized Debt 0-10% Low to High Units of Mutual Fund schemes

0-5% Low to High




Risk Profile

Equity and equity related instruments of Large Cap companies#

35-65% High

Equity and equity instruments of Mid cap companies##

35-65% High

Debt and Money market instruments*

0-30% Low to Medium



*Debt and money market instruments will include investments in securitised debt. #1st and 100th company in terms of full market capitalization would be considered as large cap companies. ##101st - 250th company in terms of full market capitalization would be considered as mid cap companies. The scheme shall focus on large cap and mid cap stocks. The Scheme retains the flexibility to invest across all the securities in the debt and money markets as permitted by SEBI / RBI from time to time, including schemes of mutual funds.

The scheme shall focus on large cap and mid cap stocks. The Scheme retains the flexibility to invest across all the securities in the debt and money markets as permitted by SEBI / RBI from time to time, including schemes of mutual funds. Overseas Investments: Under normal circumstances the Schemes shall not have an exposure of more than 35% of its net assets in foreign assets/securities/instruments including ADRs / GDRs, subject to applicable regulatory limits. Trading in Derivatives: To optimally manage portfolio risk, the Scheme may use various derivative instruments and hedging products in a manner permitted by SEBI. The scheme may take exposure to derivative instruments up to 100% of net assets.


The primary objective of the scheme is to generate income by investing predominantly in well diversified portfolio of equity stocks providing high dividend yield but at the same time capture long term capital appreciation as and when the opportunity arises. This long term style of investment tries to locate, in a disciplined manner, shares, which for a variety of reasons are selling at prices which are substantially lower than the company’s actual business value or future earnings potential, and are also yielding a

The primary investment objective of the scheme is to seek to generate capital appreciation & provide long-term growth opportunities by investing in a portfolio of Large Cap and Mid Cap companies. There is no assurance that the investment objective of the Scheme will be realized.

higher than normal dividend yield. These companies would be backed by stable earnings in the past while offering fair growth potential in the future.

Investment Strategy


To achieve the investment objective, the scheme will primarily invest in equity and equity linked instruments of Large Cap and Mid Cap companies as defined by SEBI. The underlying theme driving the relative allocation will be QMML research’s ability to identify cross asset, cross market inflexion points. This quantitative approach is based on our proprietary VLRT framework, wherein we incorporate the full spectrum of data along deeper aspects related to the three axis of Valuation, Liquidity, and Risk appetite and view it in a dynamic setting – Time, thus, forming the multi-dimensional VLRT framework. The formulation of this macro narrative guides our micro level stock selection. QMML’s predictive analytics toolbox formulates a multidimensional research perspective to various asset classes. Research has shown that optimal entry and exit points into various asset classes can be identified through the identification of bouts of extreme greed and fear in the market. QMML differentiates itself by not only being able to identify bouts of greed and fear, but by its ability to quantify bouts of euphoria and capitulation. This helps guide us in identifying the optimal level of cash/debt allocation in the scheme. QMML may, from time to time, review and modify the Scheme’s investment strategy if such changes are considered to be in the best interests of the unitholders and if market conditions warrant it. Though every endeavor will be made to achieve the objective of the Scheme, the AMC / Sponsors / Trustee do not guarantee that the investment objective of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.


8. Quant Growth Plan Particulars Current features Proposed features Scheme Name Quant Growth Plan Quant Active Fund Category of Scheme

Equity Scheme Multi Cap Fund

Type of Scheme An open-ended Growth Scheme Multi Cap Fund - An open ended equity scheme investing across large cap, mid cap, small cap stocks

Benchmark Nifty Nifty 500 Index Asset Allocation Under normal circumstances, it is anticipated that the



Risk Profile

Equity 80-100% Medium to High

Fixed Income & Money market

0-20% Low to medium



Risk Profile


65-100% High


0-35% Low to Medium

instruments Units of other MF Scheme(s)

0-5% Low to high


Units issued by issued by REITs & InvITs

0-10% Medium to

High

*Debt and money market instruments will include investments in securitized debt. The scheme shall focus on multi cap stocks and retains the flexibility to invest across all the securities in the debt and money markets as permitted by SEBI / RBI from time to time, including schemes of mutual funds. Overseas Investments: Under normal circumstances the Schemes shall not have an exposure of more than 35% of its net assets in foreign assets/securities/instruments including ADRs / GDRs, subject to applicable regulatory limits. Trading in Derivatives: To optimally manage portfolio risk, the Scheme may use various derivative instruments and hedging products in a manner permitted by SEBI. The scheme may take exposure to derivative instruments up to 100% of net assets.

Investment objective

The primary investment objective of the Scheme is to generate capital appreciation by investing predominantly in a well-diversified portfolio of Equity Shares with growth potential. As a secondary objective, the Scheme's income may be complemented by possible dividend and other income. This shall be a fundamental attribute of the Scheme. There is no assurance or guarantee that these objectives will be achieved.

The primary investment objective of the scheme is to seek to generate capital appreciation & provide long-term growth opportunities by investing in a portfolio of Large Cap, Mid Cap and Small Cap companies. There is no assurance that the investment objective of the Scheme will be realized.

Investment strategy


To achieve the investment objective, the scheme will invest primarily in equity and equity linked instruments across market capitalization viz. Large Cap, Mid Cap and Small Cap companies as defined by SEBI. The underlying theme driving the relative allocation will be Quant Money Managers Limited (QMML) research’s ability to identify cross asset, cross market inflexion points. This quantitative approach is based on our proprietary VLRT framework, wherein we incorporate the full spectrum of data along deeper aspects related to the three axis of Valuation, Liquidity, and Risk appetite and view it in a dynamic setting – Time, thus, forming the multi-dimensional VLRT framework. The formulation of this macro narrative guides our micro level stock selection. QMML’s predictive analytics toolbox formulates a multidimensional research perspective to various asset classes. Research has shown that optimal entry and exit points into various asset classes can be identified through the identification of bouts of extreme greed and fear in the market. QMML differentiates itself by not only being able to identify bouts of greed and fear, but by its ability to quantify bouts of euphoria and capitulation. This helps guide us in identifying the optimal level of cash/debt allocation in the scheme. QMML may, from time to time, review and modify the Scheme’s investment strategy if such changes are considered to be in the best interests of the unitholders and if market conditions warrant it.

Though every endeavor will be made to achieve the objective of the Scheme, the AMC / Sponsors / Trustee do not guarantee that the investment objective of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.

Loads Entry Load: Nil Exit Load: 1% if amount withdrawn < = 1 year from the date of allotment.

Entry Load: Nil Exit Load: Nil


9. Quant Power & Energy Fund Particulars Current features Proposed features Scheme Name Quant Power & Energy Fund Quant Consumption Fund Category of Scheme

Equity Scheme Thematic

Type of Scheme An open-ended Growth Scheme Thematic - An open-ended equity scheme following consumption theme.

Benchmark BSE Power Index Nifty India Consumption Index Asset Allocation Under normal circumstances, it is anticipated that the



Risk Profile

Equity Instruments 65-100% Medium to High

Debt Instruments, money market instruments

0-35% Low to Medium




Risk Profile

Equity and equity related instruments relating to consumption theme

80-100%

High


0-20% High


0-20% Low to Medium



*Debt and money market instruments will include investments in securitized debt. The scheme shall focus on consumption theme stocks. The Scheme retains the flexibility to invest across all the securities in the debt and money markets as permitted by SEBI / RBI from time to time, including schemes of mutual funds. Overseas Investments: Under normal circumstances the Schemes shall not have an exposure of more than 20% of its net assets in foreign assets/securities/instruments including ADRs / GDRs, subject to applicable regulatory limits. Trading in Derivatives: To optimally manage portfolio risk, the Scheme may use various derivative instruments and hedging products in a manner permitted by SEBI. The scheme may take exposure to derivative instruments up to 100% of net assets.


The investment objective of the Scheme is to provide income distribution and/or medium to long-term capital gains by investing predominantly in equity/equity related instruments of the companies in

The primary investment objective of the scheme is to seek to generate capital appreciation & provide long-term growth opportunities by investing in a portfolio of Consumption driven companies. There is no

the Power/ Energy Sector and /or Debt/ Money Market Instruments.

assurance that the investment objective of the Scheme will be realized.

Investment Strategy


To achieve the investment objective, the scheme will primarily invest in equity and equity linked instruments of companies which benefit from the ‘Consumption’ story. In QMML’s view the evolving Indian demographic story will entail a multi-decade opportunity arising out of rise in consumption demand. The fund will aim to actively identify and invest in companies which are most likely to benefit from this opportunity. The underlying theme driving the relative allocation will be QMML research’s ability to identify cross asset, cross market inflexion points. This quantitative approach is based on our proprietary VLRT framework, wherein we incorporate the full spectrum of data along deeper aspects related to the three axis of Valuation, Liquidity, and Risk appetite and view it in a dynamic setting – Time, thus, forming the multi-dimensional VLRT framework. The formulation of this macro narrative guides our micro level stock selection. QMML’s predictive analytics toolbox formulates a multidimensional research perspective to various asset classes. Research has shown that optimal entry and exit points into various asset classes can be identified through the identification of bouts of extreme greed and fear in the market. QMML differentiates itself by not only being able to identify bouts of greed and fear, but by its ability to quantify bouts of euphoria and capitulation. This helps guide us in identifying the optimal level of cash/debt allocation in the scheme. QMML may, from time to time, review and modify the Scheme’s investment strategy if such changes are considered to be in the best interests of the unitholders and if market conditions warrant it. Though every endeavor will be made to achieve the objective of the Scheme, the AMC / Sponsors / Trustee do not guarantee that the investment objective of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.


10. Quant Infrastructure Fund Particulars Current features Proposed features Scheme Name Quant Infrastructure Fund Quant Infrastructure Fund Category of Scheme

Equity Scheme Thematic

Type of Scheme A close ended equity scheme with an automatic conversion into an open ended scheme on expiry of 5 years from the date of allotment.

Thematic - An open-ended equity scheme following infrastructure theme.

Benchmark S&P CNX Nifty Index Nifty Infrastructure Index Asset Allocation Under normal circumstances, it is anticipated that the


Allocation (% of net

Risk Profile


Asset Class Allocation Normal Allocation (% of net

Risk Profile

assets) Equity & Equity Related Instruments of the companies in Infrastructure Sector.

65-100% Medium to

High

Debt instruments and money market instruments

0-35% Low to Medium


assets) Equity and equity related instruments relating to infrastructure theme

80-100%

High


0-20% High


0-20% Low to Medium



*Debt and money market instruments will include investments in securitized debt. The scheme shall focus on infrastructure theme stocks. The Scheme retains the flexibility to invest across all the securities in the debt and money markets as permitted by SEBI / RBI from time to time, including schemes of mutual funds. Overseas Investments: Under normal circumstances the Schemes shall not have an exposure of more than 20% of its net assets in foreign assets/securities/instruments including ADRs / GDRs, subject to applicable regulatory limits. Trading in Derivatives: To optimally manage portfolio risk, the Scheme may use various derivative instruments and hedging products in a manner permitted by SEBI. The scheme may take exposure to derivative instruments up to 100% of net assets.


The investment objective of the Scheme is to provide income distribution and / or medium to long term capital gains by investing predominantly in equity / equity related instrument of the companies in the infrastructure sector.

The primary investment objective of the scheme is to seek to generate capital appreciation & provide long-term growth opportunities by investing in a portfolio of Infrastructure focused companies. There is no assurance that the investment objective of the Scheme will be realized.

Investment Strategy


To achieve the investment objective, the scheme will primarily invest in equity and equity linked instruments of companies which operate in the ‘Infrastructure’ sector. In QMML’s view the proactive steps being implemented by policymakers to correct the nation’s infrastructure deficit presents a long term opportunity. The fund will aim to actively identify and invest in companies which are most likely to benefit from this opportunity. The underlying theme driving the relative allocation will be QMML research’s ability to identify cross asset, cross market inflexion points. This quantitative approach is based on our proprietary VLRT framework, wherein we incorporate the full spectrum of data along deeper aspects related to the three axis of Valuation, Liquidity, and Risk appetite and view it in a dynamic setting – Time, thus, forming the multi-dimensional VLRT framework. The formulation of this macro narrative guides our micro level stock selection. QMML’s predictive analytics toolbox formulates a multidimensional research perspective to various asset classes. Research has shown that optimal entry and exit points into various asset classes can be

identified through the identification of bouts of extreme greed and fear in the market. QMML differentiates itself by not only being able to identify bouts of greed and fear, but by its ability to quantify bouts of euphoria and capitulation. This helps guide us in identifying the optimal level of cash/debt allocation in the scheme. QMML may, from time to time, review and modify the Scheme’s investment strategy if such changes are considered to be in the best interests of the unitholders and if market conditions warrant it. Though every endeavor will be made to achieve the objective of the Scheme, the AMC / Sponsors / Trustee do not guarantee that the investment objective of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.


11. Quant Balanced Fund Particulars Current features Proposed features Scheme Name Quant Balanced Fund Quant Absolute Fund Category of Scheme

Balanced Fund Aggressive Hybrid Fund

Type of Scheme An open-ended balanced scheme Aggressive Hybrid Fund - An open ended hybrid scheme investing predominantly in equity and equity related instruments.

Benchmark CRISIL Balanced Fund Index CRISIL Hybrid Aggressive Index Asset Allocation Under normal circumstances, it is anticipated that



Risk Profile

Equity instruments 55-80% High Debt instruments 20-45% Low




Risk Profile


65-80% High



Units issues by REITs/InvITS


* Debt securities may include securitized debts up to 50% of the net assets. The Scheme will invest in Debt and Money Market instruments across duration. The cumulative gross exposure through debt securities, money market securities/ instruments and derivatives will not exceed 100% of the net assets of the Scheme. The Scheme may invest in foreign debt securities / instruments. The Scheme will participate in repo of money market and corporate debt securities. The Scheme will engage in short selling of securities and securities lending and borrowing. The Scheme retains the flexibility to invest across all the securities in the debt and money markets as permitted by SEBI / RBI from time to time, including schemes of mutual funds. The Scheme will engage in short selling of securities and

securities lending and borrowing. Overseas Investments: Under normal circumstances the Schemes shall not have an exposure of more than 15% of its net assets in foreign assets/securities/instruments including ADRs / GDRs, subject to applicable regulatory limits. Trading in Derivatives: To optimally manage portfolio risk, the Scheme may use various derivative instruments and hedging products in a manner permitted by SEBI. The scheme may take exposure to derivative instruments up to 100% of net assets.


The primary objective of the scheme is to generate long term capital appreciation and current income from a portfolio of equity & fixed-income securities.

The investment objective of the scheme is to generate income/capital appreciation by investing primarily in equity and equity related instruments with a moderate exposure to debt securities & money market instruments. There is no assurance that the investment objective of the Scheme will be realized.

Investment Strategy

The Scheme, will under normal market conditions, invest 60% of its net assets in equity and equity related instruments, with balance 40% being invested in fixed income securities, money market instrument, cash and cash equivalents, though these percentages may vary.

The Investment strategy involves investing primarily in equity instruments, with moderate exposure to Debt and Money market instruments. The aim of equity strategy will be to build a portfolio of companies diversified across major industries, economic sectors and market capitalization that offer an acceptable risk reward balance. The aim of the debt strategy will be to primarily generate income and minimize return volatility. The underlying theme driving the relative allocation will be QMML research’s ability to identify cross asset, cross market inflexion points. This quantitative approach is based on our proprietary VLRT framework, wherein we incorporate the full spectrum of data along deeper aspects related to the three axis of Valuation, Liquidity, and Risk appetite and view it in a dynamic setting – Time, thus, forming the multi-dimensional VLRT framework. The formulation of this macro narrative guides our micro level stock selection. QMML’s predictive analytics toolbox formulates a multidimensional research perspective to various asset classes. Research has shown that optimal entry and exit points into various asset classes can be identified through the identification of bouts of extreme greed and fear in the market. QMML differentiates itself by not only being able to identify bouts of greed and fear, but by its ability to quantify bouts of euphoria and capitulation. This helps guide us in identifying the optimal level of cash/debt allocation in the scheme. QMML may, from time to time, review and modify the Scheme’s investment strategy if such changes are considered to be in the best interests of the unitholders and if market conditions warrant it. Though every endeavor will be made to achieve the objective of the Scheme, the AMC / Sponsors / Trustee do not guarantee that the investment objective of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.


12. Quant Opportunities Fund Particulars Current features Proposed features Scheme Name Quant Opportunities Fund Quant Mid Cap Fund

Category of Scheme

Balanced Scheme Mid Cap Fund

Type of Scheme An open-ended growth scheme. Mid Cap Fund - An open ended equity scheme predominantly investing in mid cap stocks.

Benchmark CRISIL Balanced Fund Index Nifty Mid Cap 150 Index Asset Allocation Under normal circumstances, it is anticipated that the



Risk Profile


Fixed Income Securities and Money Market Instruments

0-49% Low to Medium




Risk Profile

Equity and equity related instruments of Mid cap companies#

65-100% High


0-35% High


0-35% Low to Medium

Units issued by REIT & InvITs


*Debt and money market instruments will include investments in securitised debt. #101st - 250th company in terms of full market capitalization would be considered as midcap companies. The Scheme retains the flexibility to invest across all the securities in the debt and money markets as permitted by SEBI / RBI from time to time, including schemes of mutual funds. Overseas Investments: Under normal circumstances the Schemes shall not have an exposure of more than 35% of its net assets in foreign assets/securities/instruments including ADRs / GDRs, subject to applicable regulatory limits. Trading in Derivatives: To optimally manage portfolio risk, the Scheme may use various derivative instruments and hedging products in a manner permitted by SEBI. The scheme may take exposure to derivative instruments up to 100% of net assets.


The investment objective of the Scheme is to generate long term capital appreciation by predominantly moving investments in a portfolio of equity and equity related securities amongst different sectors, present or future, expected to show high earnings such as Technology Sector, Media Sector, Entertainment Sector, Communications Sector, FMCG Sector, Pharmaceuticals Sector, Cyclical Sector, Real Estate Sector, Space Sector, Cybercity Sector etc.

The primary investment objective of the scheme is to seek to generate capital appreciation & provide long-term growth opportunities by investing in a portfolio of Mid Cap companies. There is no assurance that the investment objective of the Scheme will be realized.

Investment Strategy

Subject to Regulations, the asset allocation indicated above may change from time to time keeping in view market condition, market opportunities, applicable regulations, legislative amendments and other political and economic factors. It must be clearly understood that the percentages stated above are only indicative and not absolute and that they can vary substantially depending upon the perception of the Investment Manager, the intention being at all

To achieve the investment objective, the scheme will invest primarily in equity and equity linked instruments of Mid Cap companies as defined by SEBI. The underlying theme driving the relative allocation will be QMML research’s ability to identify cross asset, cross market inflexion points. This quantitative approach is based on our proprietary VLRT framework, wherein we incorporate the full spectrum of data along deeper aspects related to the three axis

times to seek to protect the interests of the Unitholders. The fund shall seek Unitholders approval, if necessary, and in accordance with the Regulations, if there is any change in the Fundamental Attributes pursuant to change in investment Pattern.

of Valuation, Liquidity, and Risk appetite and view it in a dynamic setting – Time, thus, forming the multi-dimensional VLRT framework. The formulation of this macro narrative guides our micro level stock selection. QMML’s predictive analytics toolbox formulates a multidimensional research perspective to various asset classes. Research has shown that optimal entry and exit points into various asset classes can be identified through the identification of bouts of extreme greed and fear in the market. QMML differentiates itself by not only being able to identify bouts of greed and fear, but by its ability to quantify bouts of euphoria and capitulation. This helps guide us in identifying the optimal level of cash/debt allocation in the scheme. QMML may, from time to time, review and modify the Scheme’s investment strategy if such changes are considered to be in the best interests of the unitholders and if market conditions warrant it. Though every endeavor will be made to achieve the objective of the Scheme, the AMC / Sponsors / Trustee do not guarantee that the investment objective of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.


13. Quant Tax Plan Particulars Current features Proposed features Scheme Name Quant Tax Plan Quant Tax Plan Category of Scheme

ELSS ELSS

Type of Scheme Quant Tax Plan is an Open ended equity linked savings scheme (ELSS).

An open ended equity linked saving scheme with a statutory lock in of 3 years and tax benefit.

Note: there will be no other changes in the scheme. Accordingly, this Notice serves as a communication to the unit holders of the schemes of QMF for the aforesaid changes and each unit holder (except Quant Tax Plan [ELSS] unit holders) is hereby given an option to exit their investments in the scheme(s) of QMF at the prevailing NAV without exit load, if any. The exit option will be available to all the unit holders (except Quant Tax Plan [ELSS] unit holders) of the schemes as per the records of the Registrar, as at the close of business hours on October 20, 2018. The option to exit without exit load can be exercised from September 20, 2018 to October 20, 2018 (both days inclusive) (“Exit Option Period”) within the respective scheme cut-off timelines. All transaction requests received after October 20, 2018 will be subject to load, as may be prevailing at that time in the respective schemes. Unit holders who have pledged/ encumbered their units will have the option to exit only if they submit a release of their pledges/ encumbrances prior to submitting their redemption/ switch requests during the exit option period. Unit holders who have pledged or encumbered their units will not have the option to exit unless they procure a release of their pledges/encumbrances and appropriately communicate the same to Quant MF/ Registrar prior to submission of redemption requests. In case a lien is marked on units held by a unit holder or units have been frozen/ locked pursuant to an order of a governmental authority or a court, redemption/ switch out can be executed only after the lien/ order is vacated/ revoked within the Exit Option Period specified above. Investors who have registered for Systematic Investment Plan (SIP) in the Schemes and who do not wish to continue their future investments must apply for cancellation of their SIP registrations. The redemption warrant/cheque will be mailed or the amount of redemption will be credited to the unit holders bank account (as registered in the records of the Registrar) within 10 (ten) working days from the date of receipt of redemption request. The offer to exit is merely an option and is not mandatory. If you have no objection to the proposed change as aforesaid, no action needs to be taken by you. Please note that unit holders who do not opt for redemption on or before October 20, 2018 shall be deemed to have consented to the changes specified in this Notice and shall continue to hold units in the schemes of QMF. In case the unit holders disagree with

the aforesaid changes, they may redeem all or part of the units in the respective scheme(s) of QMF by exercising the exit option, without exit load within the Exit Option Period by submitting a redemption request at the nearest official points of acceptance/investor service centre of the AMC at the addresses listed in Exhibit I of the Exit Option Letter or to the depository participant (in case of units held in electronic (demat) mode). Unit holders can also submit the normal redemption form for this purpose. Redemption transaction slip provided in Exhibit II of this letter. The option to redeem without exit load during the Exit Option Period can be exercised in the following manner: (a) Unit holders can submit redemption requests, duly signed as per the mode of holding at the nearest official points of acceptance/investor service centre of QMF at the addresses mentioned in Exhibit I of the Exit Option Letter or to the depository participant (in case of units held in electronic (demat) mode). (b) The redemption transaction shall be processed at applicable NAV as per the “Date and Time Stamp” (D.T.S) number affixed on the redemption request. (c) Unit holders should ensure that any changes in address or pay-out bank details required by them, are updated in QMF’s records at least 7 (seven) working days before exercising the exit option. The expenses related to the proposed changes and other consequential changes as outlined above will not be charged to the unit holders of the schemes of QMF. Tax Consequences: As regards the unit holders who redeem their investments during the Exit Option Period, the tax consequences as set forth in the Statement of Additional Information of QMF (EMF) and Scheme Information Document of relevant schemes of QMF (EMF) would apply. In view of the individual nature of tax consequences, you are advised to consult your professional tax advisor for detailed tax advice. Unclaimed Dividends and Redemptions: A statement of unclaimed redemption and dividend amount and procedure for claiming the same is mentioned in Exhibit III of this Exit Option Letter. Alternatively, the unit holder may visit the following link, wherein the relevant details are mentioned: http://www.quant-mutual.com/investor-hub/unclaimed Unit holders who require any further information may contact: Quant Money Managers Limited - 6th Floor, Sea Breeze Building, Appasaheb Marathe Marg, Prabhadevi, Mumbai - 400 025; Telephone/WhatsApp: 72900 84286, 72900 84287; or write an email at [email protected]. This Addendum is dated September 11, 2018. This addendum shall form an integral part of the SID / KIM of the aforesaid Schemes and the Statement of Additional Information of the Fund as amended from time to time.

MUTUAL FUND INVESTMENTS ARE SUBJECT TO MARKET RISKS, READ ALL SCHEME RELATED DOCUMENTS CAREFULLY.

Exhibit I DETAILS OF QMF INVESTOR SERVICE CENTER OFFICES - KARVY COMPUTERSHARE PRIVATE LIMITED Agartala: Bidurkarta Chowmuhani, J N Bari Road, Tripura ( West ), Agartala - 799001. Agra: 1St Floor, Deepak Wasan Plaza, Behind Holiday Inn, Opp Megdoot Furnitures,Sanjay Place, Agra - 282002. Ahmedabad: 201/202 Shail, Opp: Madhusudan House, Navrangpura, Ahmedabad - 380006. Ajmer: S. No. 1 & 2, 2Nd Floor, Ajmer Tower, Kutchery Road, Ajmer - 305001. Akola: Yamuna Tarang Complex, Shop No 30, Ground Floor, N. H. No- 06, Akola, Akola - 444004. Aligarh: 1St Floor, Kumar Plaza, Aligarh - 202001. Allahabad: Rsa Towers, 2Nd Floor, Above Sony Tv Showroom, 57, S P Marg, Civil Lines, Allahabad - 211001. Alleppy: X1V 172, Jp Towers, Mullackal, Ksrtc Bus Stand, Alleppy - 688011. Alwar: 101, Saurabh Tower, Opp. Uit, Near Bhagat Singh Circle, Road No. 2, Alwar - 301001. Ambala: 6349, Nicholson Road, Adjacent Kos Hospitalambala Cant, Ambala - 133001. Amravati: Shop No 13 & 27, Gulshan Plaza, Badnera Road, Near Bhartiya Mahavidhyalaya, Rajapeth, Amravati - 444605. Amritsar: 72-A, Taylor’S Road, Opp Aga Heritage Club, Amritsar - 143001. Anand: B-42 Vaibhav Commercial Center, Nr Tvs Down Town Shrow Room , Grid Char Rasta, Anand - 380001. Ananthapur: #15/149,1St Floor, S R Towers, Subash Road, Opp. To Lalitha Kala Parishad, Anantapur - 515001. Ankleshwar: L/2 Keval Shopping Center, Old National Highway, Ankleshwar, Ankleshwar - 393002. Asansol: 114/71 G T Road, Near Sony Centre, Bhanga Pachil, Asansol - 713303. Aurangabad: Ramkunj Niwas, Railway Station Road, Near Osmanpura Circle, Aurangabad - 431005. Azamgarh: 1St Floor, Alkal Building, Opp. Nagaripalika Civil Line, Azamgarh - 276001. Balasore: Gopalgaon, M.S Das Street, Gopalgaon, Balasore, Orissa, Balasore - 756001. Bangalore: 59, Skanda puttanna Road, Basavanagudi, Bangalore - 560004. Bankura: Ambika Market Complex (Ground Floor), Nutanganj, Post & Dist Bankura, Bankura - 722101. Bareilly: 1St Floor, 165, Civil Linesopp. Hotel Bareilly Palace, Near Railway Station, Bareilly - 243001. Barhampore (Wb): Thakur Market Complex, Gorabazar, Post Berhampore Dist Murshidabad, 72 No Nayasarak Road, Barhampore (Wb) - 742101. Baroda: Sb-5, Mangaldeep Complex, Opp. Masonic Hall, Productivity Road, Alkapuri, Baroda - 390007. Begusarai: Near Hotel Diamond Surbhi Complex, O.C Township Gate, Kapasiya Chowk, Begusarai - 851117. Belgaum: Cts No 3939/ A2 A1, Above Raymonds Show Room |Beside Harsha Appliances, Club Road, Belgaum - 590001. Bellary: No. 1, Khb Colony, Gandhi Nagar, Bellary - 583103. Berhampur (Or): 3rd Lane Dharam Nagar, Opp – Divya Nandan Kalyan Mandap, Near Lohiya Motor, Orissa, Berhampur (Or) - 760001. Betul: 107,1St Floor, Hotel Utkarsh, | J. H. College Road, Betul - 460001. Bhagalpur: 2Nd Floor, Chandralok Complex, Ghantaghar, Radha Rani Sinha Road, Bhagalpur - 812001. Bharuch: Shop No 147-148, Aditya Complex, Near Kasak Circle, Bharuch - 392001. Bhatinda: #2047-A 2Nd Floor, The Mall Road, Above Max New York Life Insurance, New Delhi - 151001. Bhavnagar: G-11 Giranjali Complex, Beside Bhavnagar Municipal Corporation & Collector Office, Kalanala, Bhavnagar - 364001. Bhilai: Shop No -1, First Floor, Plot No -1, Commercial Complex, Nehru Nagar - East, Bhilai - 490020. Bhilwara: Shop No. 27-28, 1St Floor, Heera Panna Market, Pur Road, Bhilwara - 311001. Bhopal: Kay Kay Business Centre, 133, Zone I, Mp Nagar, Above City Bank, Bhopal - 462011. Bhubaneswar: A/181, Back Side Of Shivam Honda Show Room, Saheed Nagar, Bhubaneswar - 751007. Bikaner: 70-71, 2Nd Floor | Dr.Chahar Building, Panchsati Circle, Sadul Ganj, Bikaner - 334001. Bilaspur: Shop No-201 & 202, 1St Floor, V R Plaza, Link Road, Bilaspur, C. G. Bilaspur - 495001. Bokaro: B-1, 1St Floor, City Centre, Sector - 4, Near Sona Chandi Jwellars, Bokaro - 827004. Burdwan: 63 Gt Road, Halder Complex 1St Floor, Burdwan - 713101. Calicut: Iind Floor Soubhagya Shopping Complex, Arayidathpalam, Mavoor Road, Calicut - 673004. Chandigarh: Sco-371-372S, Above Hdfc Bank, Sector 35-B, Chandigarh - 160036. Chandrapur: Shop No-6, Office No-2 1St Floor, Rauts Raghuvanshi Complex, Beside Azad Garden Main Road, Chandrapur - 442402. Chennai: F-11, Akshaya Plaza, 1St Floor, 108, Adhithanar Salai, Egmore, Opp To Chief Metropolitan Court, Chennai - 600002. Chinsura: J C Ghosh Saranu, Bhanga Gara, Chinsurah, Hooghly, Chinsurah - 712101. Cochin: Ali Arcade, 1St Floor, Kizhavana Road, Panampilly Nagar, Near Atlantis Junction, Ernakualm - 682036. Coimbatore: 1057/1058 Jaya Enclave, 2nd Floor, Avinashi Road, Coimbatore - 641018. Cuttack: Po - Buxi Bazar, Cuttack, Opp Dargha Bazar, Dargha Bazar, Cuttack - 753001. Darbhanga: Jaya Complex, 2Nd Floor, Above Furniture Planet, Donar, Chowk, Darbhanga - 846003. Davangere: 376/2, 4th Main, 8th Cross, P J Extn, Davangere - 577002. Dehradun: Kaulagarh Road, Near Sirmaur Margabove, Reliance Webworld, Dehradun - 248001. Deoria: 1St Floor, 1St Floor, Opp. Zila Panchayat, Civil Lines, Deoria - 274001. Dewas: 27 Rmo House, Station Road, Above Maa Chamunda Gaes Agency, Dewas - 455001. Dhanbad: 208 New Market 2Nd Floor, Bank More, Dhanbad - 826001. Dharwad: G, 7&8 Banashankari Avenue, Opp Nttf,, P B Road, Dharwad - 580001. Dhule: Ashoka Estate, Shop No. 14/A, Upper Ground Floor, Sakri Road, Opp. Santoshi Mata Mandir, Dhule - 424001. Dindigul: No : 9 Old No: 4/B, New Agraharam, Palani Road, Dindigul - 624001. Durgapur: 1St Floor, Old Dutta Automobile Bldg, Nachan Road, Benachity, Durgapur - 713213. Eluru: D.No: 23B-5-93/1, Savithri Complex, Edaravari Street, Near Dr.Prabhavathi Hospital,R. R. Pet, Eluru - 534002. Erode: No: 4, Veerappan Traders Complex, KMY Salai, Sathy Road, Opp. Erode Bus Stand, Erode - 638003. Faridabad: A-2B, Ist Floor, Nehru Groundnit, Faridabad - 121001. Ferozpur: The Mall Road, Chawla Bulding, Ist Floor, Opp. Centrail Jail, Near Hanuman Mandir, Ferozepur - 152002. Gandhidham: 203 2Nd Floor, Bhagwati Chamber, Kutchkala Road, Gandhidham - 370201. Gandhinagar: Plot No - 945/2, Sector - 7/C, Opp Pathika, Gandhinagar - 382007. Gaya: 1St Floor Lal Bhawan, Tower Chowk, Near Kiran Cinema, Gaya - 823001. Ghaziabad: 1St Floorc-7, Lohia Nagar, Ghaziabad - 201001. Ghazipur: 2Nd Floor, Shubhra Hotel Complex, Mahaubagh, Ghazipur - 233001. Gonda: Shri Market, Sahabgunj, Station Road, Gonda - 271001. Gorakhpur: Above V. I. P. Houseajdacent, A.D. Girls College, Bank Road, Gorakpur - 273001. Gulbarga: Cts No 2913 1St Floor, Asian Towers, Jagath Station Main Road, Next To Adithya Hotel, Gulbarga - 585105. Guntur: D No 6-10-27, Srinilayam, Arundelpet, 10/1, Guntur - 522002. Gurgaon: Shop No.18, Ground Floor, Sector - 14, Opp. Akd Tower, Near Huda Office, Gurgaon - 122001. Guwahati: 54 Sagarika Bhawan 2Nd Floor, R G Barooah Road, Aidc, Near Baskin Robbins, Guwahati - 781024. Gwalior: 37/38, Lashkar, Mlb Roadshinde Ki Chhawani, Near Nadi Gate Pul, Gwalior - 474001. Haldwani: Above Kapilaz, Sweet House, Opp Lic Building, Pilikothi, Haldwani - 263139. Haridwar: 8, Govind Puri, Opp. LIC - 2, Above Vijay Bank, Main Road, Ranipur More, Haridwar - 249401. Hassan: St Anthony’S Complex, Ground Floor, H.N. Pura Road, Hassan - 573201. Hissar: Sco-71, 1St Floor, Red Square Market, Hissar - 125001. Hoshiarpur: 1St Floor, The Mall Tower, Opp Kapila Hospital, Sutheri Road, Hoshiarpur - 146001. Hubli: 22Nd & 23Rd, 3Rd Floor, Eureka Junction, Travellers Bunglow, Hubli - 580029. Hyderabad: 8-2-596, Avenue 4, Karvy Plaza, Street No 1, Banjara Hills, Hyderabad - 500034. Indore: 213 B City Center, M.G. Road, Opp. High Court, Indore - 452001. Jabalpur: Grover Chamber, 43 Naya Bazar Malviya Chowk, Opp Shyam Market, Jabalpur - 482002. Jaipur: S16/A Iiird Floor, Land Mark Building Opp Jai Club, Mahaver Marg C Scheme, Jaipur - 302001. Jalandhar: Arora Prime Tower, Lowe Ground Floor, Office No 3 Plot No 28, Jalandhar - 144001. Jalgaon: 113, Navi Peth, B/H Mahalaxmi Dairy, Jalgaon - 425001. Jalpaiguri: D B C Road Opp Nirala Hotel, Opp Nirala Hotel, Jalpaiguri - 735101. Jammu: 5 A/D Extension 2, Near Panama Chowk Petrol Pump, Panama Chowk, Jammu - 180012. Jamnagar: 108 Madhav Palaza, Opp Sbi Bank, Nr Lal Bunglow, Jamnagar - 361001. Jamshedpur: Kanchan Tower, 3Rd Floor, Main Road, Bistupur, Near Traffic Signal, Jamshedpur - 831001. Jaunpur: R N Complex, 1-1-9-G, In Front Of Pathak Honda, Ummarpur, Jaunpur - 222002. Jhansi: 371/01, Narayan Plaza,Gwalior Road, Near Jeevan Shah Chauraha, Jhansi - 284001. Jodhpur: 203, Modi Arcade, Chopasni Road , Jodhpur - 342001. Junagadh: 124-125 Punit Shopping Center, M.G Road, Ranavav Chowk, Junagadh - 362001. Kannur: 2 Nd Floor, Prabhath Complex, Fort Road, Nr. Icici Bank, Kannur - 670001. Kanpur: 15/46, B, Ground Floor, Opp: Muir Mills, Civil Lines, Kanpur - 208001. Karaikudi: Gopi Arcade, 100 Feet Road, Karaikudi - 630001. Karimnagar: H.No.4-2-130/131, Above Union Bank, Jafri Road, Rajeev Chowk, Karimnagar - 505001. Karnal: 18/369, Char Chaman, Kunjpura Road, Behind Miglani Hospital, Karnal - 132001. Karur: No.6, old No.1304, Thiru-vi-ka Road, Near G.R. Kalyan Mahal, Karur - 639001. Kharagpur: 180 Malancha Road, Beside Axis Bank Ltd, Kharagpur - 721304. Kolhapur: 605/1/4 E Ward, Shahupuri 2Nd Lane, Laxmi Niwas, Near Sultane Chambers, Kolhapur - 416001. Kolkata: 166 A Rashbihari Avenue 2Nd Floor, Opp - Fortish Hospital, Kolkata - 700029. Kollam: Sree Vigneswara Bhavan, Shastri Junction, Kollam - 691001. Korba: 1St Floor, 35, Indira Complex, P. Nagar, Korba - 495677. Kota: 29, Ist Floor, Near Lala Lajpat Rai Circle, Shopping Centre, Kota - 324007. Kottayam: 1St Floor Csiascension Square, Railway Station Road, Collectorate P O, Kottayam - 686002. Kurnool: Shop No.43, 1St Floor, S V Complex, Railway Station Road, Near Sbi Main Branch, Kurnool - 518004. Lucknow: 24, Prem Nagar, Ashok Marg, Lucknow - 226001. Ludhiana: Sco - 136, 1St Floor Above Airtel Showroom, Feroze Gandhi Market, Ludhiana - 141001. Madurai: Rakesh towers, 30-C, Ist floor, Bye pass Road, Opp Nagappa motors, Madurai - 625010. Malappuram: First Floor, Cholakkal Building, Near U P School, Up Hil, Malappuram - 676505. Malda: Sahis Tuli, Under Ward No.6, No.1 Govt Colony, English Bazar Municipality, Malda - 732101. Mandi: 149/11, School Bazaar, Mandi - 175001. Mangalore: Mahendra Arcade Opp Court Road, Karangal Padi, Mangalore - 575003. Margoa: 2Nd Floor, Dalal Commercial Complex, Pajifond, Margao - 403601. Mathura: Ambey Crown, Iind Floor, In Front Of Bsa College, Gaushala Road, Mathura - 281001. Meerut: 1St Floor, Medi Centreopp Icici Bank, Hapur Road Near Bachha Park, Meerut - 250002. Mehsana: Ul/47 Apollo Enclave, Opp Simandhar Temple, Modhera Cross Road, Mehsana - 384002. Mirzapur: Girja Sadan, Dawari Gunj, Mirzapur - 231001. Moga: 1St Floor,Dutt Road, Mandir Wali Gali, Civil Lines, Barat Ghar, Moga - 142001. Moradabad: Om Arcade, Parker Road, Above Syndicate Bank,Chowk Tari Khana, Moradabad - 244001. Morena: Moti Palace, Near Ramjanki Mandir, Near Ramjanki Mandir, Morena - 476001. Mumbai: 24/B, Raja Bahadur Compound, Ambalal Doshi Marg, Behind Bse Bldg, Fort - 400001. Muzaffarpur: I St Floor, Uma Market, Thana Gumtimoti Jheel, Muzaffarpur - 842001. Mysore: L-350,Silver Tower, Ashoka Road, Opp.Clock Tower, Mysore - 570001. Nadiad: 104/105, Near Paras Cinema, City Point Nadiad, Nadiad - 387001. Nagerkoil: 3A, South Car Street, Nagercoil - 629001. Nagpur: Plot No 2/1 House No 102/1, Mata Mandir Road, Mangaldeep Appartment Opp Khandelwal Jewelers, Dharampeth, Nagpur - 440010. Namakkal: 105/2, Arun Towers, Paramathi Street, Namakkal - 637001. Nanded: Shop No.4, Santakripa Market, G G Road, Opp. Bank Of India, Nanded - 431601. Nasik: S-12,Suyojit Sankul, Sharanpur Road, Near Rajiv Gandhi Bhavan, Nasik - 422002. Navsari: 1/1 Chinmay Aracade, Opp Sattapir Rd, Tower Rd, Mavsari - 396445. Nellore: 16-2-230, Room No : 27, 2Nd Floor, Keizen Heights, Gandhi Nagar, Pogathota, Nellore - 524001. New Delhi: 305 New Delhi House, 27 Barakhamba Road, New Delhi - 110001. Nizamabad: H No:5-6-430, A Bove Bank Of Baroda First Floor, Beside Hdfc Bank, Hyderabad Road, Nizamabad - 503003. Noida: 307 Jaipuria Plazad 68 A, 2Nd Floor, Opp Delhi Public School, Sector 26, Noida - 201301. Palghat: No: 20 & 21, Metro Complex H.P.O.Road Palakkad, H.P.O.Road, Palakkad - 678001. Panipat: 1St Floor,, Krishna Tower, Above Amertex, G.T. Road, Panipat - 132103. Panjim: City Business Centre, Coelho Pereira Building, Room No 18,19 & 20, Dada Vaidya Road, Panjim - 403001. Pathankot: 1St Floor, 9 A, Improvement Trust Building, Patel Chowk, Pathankot - 145001. Patiala: Sco 27 D, Chotti Baradari, Near Car Bazaar, Patiala - 147001. Patna: 3A, 3Rd Floor Anand Tower, Exhibition Road, Opp Icici Bank, Patna - 800001. Pollachi: S S Complex, New Scheme Road, Pollachi - 642002. Pondicherry: No:7, Thiayagaraja Street, Pondicherry - 605001. Proddatur: Shop No:4, Araveti Complex, Mydukur Road, Beside Syndicate Bank, Proddatur - 516360. Pudukottai: Sundaram Masilamani Towers, Ts No. 5476 - 5479, Pm Road, Old Tirumayam Salai, Near Anna Statue, Jublie Arts, Pudukottai - 622001. Pune: Office # 16, Ground Floor, Shrinath Plaza, Near Dyaneshwar Paduka Chowk, F C Road, Pune - 411005. Raipur: 2 & 3 Lower Level, Millenium Plaza, Room No. Ll 2& 3, Behind Indian Coffee House, Raipur - 492001. Rajahmundry: D.No.6-1-4, Rangachary Street, T. Nagar, Near Axis Bank Street, Rajahmundry - 533101. Rajapalayam: Sri Ganapathy Complex, 14B/5/18, T P Mills Road, Rajapalayam - 626117. Rajkot: 104, Siddhi Vinyak Com. Opp Ramkrishna Ashram, Dr Yagnik Road, Rajkot - 360001. Ranchi: Room No 307 3Rd Floor, Commerce Tower, Beside Mahabir Tower, Ranchi - 834001. Ratlam: 1 Nagpal Bhawan, Free Ganj Road , Do Batti, Near Nokia Care, Ratlam - 457001. Renukoot: Shop No.18, Near Complex Birla Market, Renukoot - 231217. Rewa: Ist Floor, Angoori Building, Besides Allahabad Bank, Trans University Road, Civil Lines, Rewa - 485001. Rohtak: 1St Floor, Ashoka Plaza, Delhi Road, Rohtak - 124001. Roorkee: Shree Ashadeep Complex, 16, Civil Lines, Near Income Tax Office, Roorkee - 247667. Rourkela: 1St Floor Sandhu Complex, Kachery Road, Uditnagar, Rourekla - 769012. Sagar: Above Poshak Garments, 5 Civil Lines, Infront Of Income Tax Office, Sagar - 470002. Saharanpur: 18 Mission Market, Court Road, Saharanpur - 247001. Salem: No:40, 2nd Floor, Brindavan Road, Fairlands, Near Perumal Koil, Salem - 636016. Sambalpur: Ground Floor Quality Massion, Sambalpur - 768001. Satna: 1St Floor, Gopal Complex, Near Bus Stand, Rewa Road, Satna - 485001. Shaktinagar: 1St/A-375, V V Colony, Dist Sonebhadra, Shaktinagar - 231222. Shillong: Annex Mani Bhawan, Lower Thana Road, Near R K M Lp School, Shillong - 793001. Shimla: Triveni Building, By Pas Chowkkhallini, Shimla - 171002. Shimoga: Udaya Ravi Complex, LLR Road, Durgi Gudi, Shimoga - 577201. Shivpuri: 1St Floor, M.P.R.P. Building, Near Bank Of India, Shivpuri - 473551. Sikar: First Floor, Super Tower, Behind Ram Mandir Near Taparya Bagichi, Sikar - 332001. Silchar: N.N. Dutta Road, Chowchakra Complex, Premtala, Silchar - 788001. Siliguri: Nanak Complex, Sevoke Road, Siliguri - 734001. Sitapur: 12/12-A Sura Complex, Arya Nagar Opp, Mal Godam, Sitapur - 261001. Sivakasi: 363, Thiruthangal Road, Opp: TNEB, Sivakasi - 626123. Solan: Sahni Bhawan, Adjacent Anand Cinema Complex, The Mall, Solan - 173212. Solapur: Block No 06, Vaman Nagar, Opp D-Mart, Jule Solapur - 413004. Sonepat: 205 R Model Town, Above Central Bank Of India, Sonepat - 131001. Sri Ganganagar: 35E Block, Opp: Sheetla Mata Vaateka Sri Ganganagar, Sri Ganganagar - 335001. Srikakulam: D.No-4-1-28/1, Venkateswara Colony, Near Income Tax Office, Srikakulam - 532001. Sultanpur: Rama Shankar Complex, Civil Lines, Faizabad Road, Sultanpur - 228001.Surat: G-5 Empire State Buliding, Nr Udhna Darwaja, Ring Road, Surat - 395002. Thanjavur: No. 70, Nalliah Complex, Srinivasam Pillai Road, Tanjore - 613001. Thodupuzha: First Floor, Pulimoottil Pioneer, Pala Road, Thodupuzha - 685584. Tirunelveli: 55/18, Jeney Building, S N Road, Near Aravind Eye Hospital, Tirunelveli - 627001. Tirupathi: Flot No: 16, 1St Floor, R C Road, Near Palani Theater, Tirupathi - 517501. Tirupur: First floor, 224 A, Kamaraj Road, Opp to Cotton market complex, Tirupur - 641604. Tiruvalla: 2Nd Floor, Erinjery Complex, Ramanchira, Opp Axis Bank, Thiruvalla - 689107. Trichur: 2Nd Floor, Brothers Complex, Naikkanal Junction, Shornur Road, Near Dhanalakshmi Bank H O, Thrissur - 680001. Trichy: 60, Sri Krishna Arcade, Thennur High Road, Trichy - 620017. Trivandrum: 2Nd Floor, Akshaya Tower, Sasthamangalam, Trivandrum - 695010. Tuticorin: 4 - B, A34 - A37, Mangalmal Mani Nagar, Opp. Rajaji Park, Palayamkottai Road, Tuticorin - 628003. Udaipur: 201-202, Madhav Chambers, Opp G P O, Chetak Circle, Udaipur - 313001. Ujjain: 101 Aashta Tower, 13/1 Dhanwantri Marg, Freeganj, Ujjain - 456010. Valsad: Shop No 2, Phiroza Corner, Opp Next Show Room, Tithal Road, Valsad - 396001. Vapi: Shop No-12, Ground Floor, Sheetal Appatment, Near K P Tower, Vapi - 396195. Varanasi: D-64/1321St Floor, Anant Complex, Sigra, Varanashi - 221010. Vellore: 1, M N R Arcade, Officers Line, Krishna Nagar, Vellore - 632001. Vijayanagaram: Soubhagya, 19-6-1/3, 2Nd Floor, Near Fort Branch, Opp: Three Temples, Vizianagaram - 535002. Vijayawada: 39-10-7, Opp : Municipal Water Tank, Labbipet, Vijayawada - 520010. Visakhapatnam: Door No 47-14-5/1, Eswar Paradise, Dwarakanagar Main Road, Visakhapatnam - 530016. Warangal: 5-6-95, 1 St Floor, Opp: B.Ed Collage, Lashkar Bazar, Chandra Complex, Hanmakonda, Warangal - 506001. Yamuna Nagar: Jagdhari Road, Above Uco Bank, Near D.A.V. Girls College, Yamuna Nagar - 135001.

Exhibit II Redemption Transaction Slip Form for providing redemption request from the Schemes of quant Mutual Fund I/We have read and understood the communication sent by Quant Money Managers Limited dated September 17, 2018 and would like to redeem the units from schemes quant Mutual Fund as per details given below:

Folio No* Please tick (P) the relevant options and fill relevant details □ Name of the Scheme □ All Schemes* □ Amount □ Number of Units □ All Units Signature

Name: Name: Name:

*For partial redemptions across multiple schemes, please submit individual Redemption Transaction Slip for each of the Schemes.

Exhibit III DETAILS OF THE UNCLAIMED DIVIDEND AND REDEMPTION AMOUNTS IN THE SCHEMES AS ON MARCH 31, 2018 In view of the aforesaid changes, set out below are the details of the unclaimed dividend and redemption amounts in the Schemes as on March 31, 2018, along with the proposed new scheme names:

Scheme Name Proposed New Scheme Name

Unclaimed Dividend Unclaimed Redemption Numbers of Investor Amount Numbers of

Investor Amount

Quant Income Plan Dividend

Quant Dynamic Bond Dividend

854 256,755.38 27 170,998.48

Quant Income Bond Dividend

Quant Small Cap Fund Dividend

161 63,716.62 5 148,003.17

Quant Tax Plan Dividend Quant Tax Plan Dividend 684 798,281.78 30 281,673.88

Quant Opportunities Fund Quant Mid Cap Fund 2112 1,013,863.74 29 724,085.19 Quant Growth Plan Dividend Quant Active Fund Dividend 282 413,715.12 7 150,423.19

Quant Balanced Fund Dividend

Quant Absolute Fund Dividend

196 229,557.86 13 143,836.35

Quant Gilt Plan Growth Quant Unconstrained Fund Growth

1 100.00 2 85,000.00

Quant Liquid Plan Growth Quant Liquid Plan Growth 14 1,660.33 3 102,874.35 Quant Short Term Debt Fund Growth

Quant Ultra Short Duration Fund Growth

59 166,049.55 0 -

Quant High Yield Equity Plan Dividend

Quant Large and Mid Cap Fund Dividend

281 209,737.96 13 120,846.45

Quant Infrastructure Fund Quant Infrastructure Fund 0 - 30 310,523.05

Quant Leading Sector Fund Quant Focused Fund 3 15,174.45 3 56,657.33 Quant Power & Energy Fund Dividend

Quant Consumption Fund Dividend

6 22,339.32 3 63,496.61

Grand Total 4653 3,190,952.11 165 2,358,418.05 The request for reissue / revalidation of instruments towards unclaimed redemption / dividend should be made by the unit holder to the offices of QMML (at the addresses mentioned in Exhibit I hereto), quoting folio number, scheme name and details of payments not received. This will be verified with the records and fresh instruments will be issued / revalidation will be done for those cases which are unclaimed.

Exhibit IV FORMAT OF BALLOT PAPER FOR VOTING ON THE PROPOSED CHANGES To, Board of Trustees (Trustee: Quant Mutual Fund) Quant Money Managers Limited 6th Floor, Sea Breeze Building, Appasaheb Marathe Marg, Prabhadevi, Mumbai - 400 025 Dear Sirs, I/We, unit holders of__________________________________________________________________________________ __________________________________________________________________________________________________ Scheme/s of the quant Mutual Fund, have read and understood the communication sent by Quant Money Managers Limited dated _______________________ and provide our consent to the changes proposed to be made to the Schemes of Quant Mutual Fund. I Agree □ I Disagree □

(Please Tick (✔)the relevant option) Folio No.*: ______________________________________ First / Sole Unit holder/Guardian Name: __________________________________________ Signature*______________________ *Mandatory Date: __________________________ Instructions 1. Please fill up and sign the Ballot Paper and mail to the QMML at the address mentioned above. You may use this inland letter itself for this purpose. Please note that you shall not have to bear the postal charges for mailing the same. 2. Your Ballot Paper should reach the QMML on or before the close of business hours of October 20, 2018. Ballot Papers which are unsigned or incomplete or with signature mismatch will not be considered. Only valid Ballot Papers received upto the close of business hours on October 20, 2018 will be counted. 3. If mode of holding is “Joint” or “Anyone or Survivor” the first named holder has to sign the Ballot Paper.

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Sandeep Tandon - quant Mutual