Scale-Up of Extrusion and Spheronization

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    Introduction

    Pelletizationas the process of transforming a wet,solid mass of finely divided particles into dry, sphericalbodies by a continuous rolling or tumbling motion.

    Extrusion-spheronizationis a pelletization process for

    making pellets that are amenable for immediate andcontrolled-release preparations.

    It includes the processes of blending, granulation,extrusion, spheronization, drying,

    screening, functional coating (if needed), andencapsulation or compression into tablets.

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    Extrusion-

    spheronizationProcess And

    Associated Unit

    Operations

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    Conti

    Variables For Successful Development Of The Extrusion-spheronizationProcess Are:

    Formulation (selection of excipients)

    Wet granulation (particularly moisture content)

    Extruder design and extrusion parameters

    Spheronizer design and spheronization parameters

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    Dimensional Analysis in Scale-Up ofExtrusion

    Express similarities between two scales, both geometric anddynamic.

    The ratio of screw diameter is the basis for scaling.

    The ratio of the large diameter D2 of the large scale unit to the smalldiameter D1 of the lab unit is represented by the lower case d.

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    Dimensional Analysis in Scale-Up ofExtrusion

    The primary scaling variables are

    Channel depth H

    Screw length L

    Helix angle f

    Screw speed N

    The ratio of the primary variables of the two scales is then expressed asa power of the screw diameter ratio, d.

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    The cube rule for mixing states that at constant screw speed, outputand power consumption increase with d3when H/D ratio is constant.

    The square-root rule for conveying of material states that when

    channel depth is increased and screw speed decreased with The output rate increases with d2, while power consumption increases

    by d2.5.

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    Conti..

    The secondary variablessuch as

    shear rate

    mean residence time

    power consumptionthroughput rate

    All are expressed as a function of theprimary variables.

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    Shear RateThe shear rate (or material displacement rate) in the

    screw channel is a function of the primary variables D,N, and H and proportional to 1+v-h, a scale-up factor.

    For a given type of screw with fixed helix angle (b = 0),at fixed speed, N and fixed L/D and H/D ratios, theshear rate is constant as 1+v-h = 0.

    At varying screw speeds across scale, the total shear Sremains constant.

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    Total Shear S A constant total shear S suggests that the profiles of the material in

    the two different size screw extruders are identical or that thematerial distribution (homogeneity) in the extruder is independent ofscrew speed.

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    Power Consumption

    The torque of extrusion (F) is the energy expended by the motordrive in rotating the screw(s) and is expressed as

    F = E/N

    where E is the power consumption to drive the screw shaft at aspeed of N rpm

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    Specific Energy Consumption

    the specific energy consumption, K which is the power normalizedfor throughput Q and expressed as

    K = E/Q

    K =(FN)/Q

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    Scale up Of Spheronization

    Critical process variables are plate speed and

    residence time of pellets in the spheronizer

    while the plate diameter is a geometrical variablethat increases with material load.

    For a given Plate speed (S rpm),

    Plate diameter (D)

    Spheronizing time (T)

    The scale-up may be based on keeping constant

    Number of revolutions,

    Rotational distance

    Peripheral velocity.

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    Number of revolutions (N)

    N = ST

    Peripheral velocity (V)

    V = DS Rotational travel (X)

    X = DST

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    For a spheronizing particle, the kinetic parameter is the centrifugal forceand is determined by plate speed and diameter while g represents thegravitational field.

    The Froude numberis expressed as

    U is the characteristic velocity, the peripheral velocity (m/s),

    g is the acceleration due to gravity (m/s2),

    L is the characteristic length, the plate diameter (m).

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    Since g is a constant, the scale-up factor becomes the centrifugal force

    as given by

    With M being the material load.

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    References Raman M. Iyer, Pharmaceutical Process Scale-Up, Marcel Dekker series:

    Scale-Up of Extrusion and Spheronization: Page No. 325371

    Beatrice Nkem Chukwumezie,Feasibility Studies in Spheronization andScale-up of Ibuprofen Microparticulates Using the Rotor Disk Fluid-BedTechnology,AAPS PharmSciTech 2002; 3 (1) article 2

    (http://www.aapspharmscitech.org )